AU Joining Instructions
AU Joining Instructions
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©AU 2022
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TABLE OF CONTENTS
APPENDICES
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ALUPE UNIVERSITY
1. TRAVELING TO ALUPE UNIVERSITY
Background
Alupe University (AU), is a Public University located in Busia County. It was granted Alupe University
Charter, 2022 on 2nd August, 2022. It was started following a request by the then Busia North
community to the then President of Kenya H.E Hon Mwai Kibaki when he visited the area on 18th
September 2007. Subsequently it started as the Alupe Campus of Moi University in 2008; and Alupe
University College (A constituent college of Moi Univeristy) through the Alupe University College
Order 2015, Gazette Notice No 163 of 24th July 2015.
The University has 200 acres of land in Busia County. It is located 7 kilometres from Busia town on
the Busia-Malaba Road. It is 23 kilometres from Malaba town. It is situated in Teso South constituency
of Busia County and is the only Public University in the Busia County. It neighbours Uganda and
therefore will expand the international student exchange programs including cross border training and
research in the East African region.
The Alupe University aspires to be a centre of excellence in integrated training and research in the
health, biological, agricultural, animal, information and engineering sciences. It is goal is to harness
the strengths of this integrated approach to enable the Country attain vision 2030. It will work with the
neighbouring KEMRI, KALRO and LBDA scientists in teaching, research and service provision to the
Kenyan population and in the region. Alupe University aims to be the Bastion of Knowledge in the
sciences and in education, business studies, economics, social sciences, human resource development
and hospitality.
The University is served by Public transport, which operates, from Busia Town and Malaba Town.
Students reporting from Busia town can board the matatus at the matatus terminus or main stage, while
those reporting from Malaba can take a Matatu or any other Public Conveyance.
Students are expected to arrive between 8.00 a.m. to 5.00 p.m. on the opening day for registration at
Alupe University. Any student arriving after 5.00p.m will not be registered nor be given
accommodation until the following day.
3. IMMIGRATION
All students who are not citizens of East Africa must be in possession of VALID PASSPORT BEFORE
arriving in Kenya. Temporary travel documents are not acceptable to the Immigration Authority in
Kenya. In addition, all non-citizens must obtain re-entry permits from their own territorial Immigration
Department to cover the duration of the courses and must bring their passport and Medical Insurance
cover with them when they come to register at the University
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4. BURSARY FORMS AND LOANS
Kenyan students who, wish to be considered for the Kenya Government Loan and Bursary should
complete the necessary forms. The forms are downloaded from Higher Education Loans Board
website: website www.au.ac.ke.
You are required to complete the AUJI/2 form in quadruplicate and attach passport size photograph, on
each form. The photographs should bear names of candidates and admission number in FULL (NO
INITIALS PLEASE) on the reverse side. (This information is important in the event of the photographs
being misplaced).
Forward one completed copy of the personal details form (AUJI/2) together with the acceptance letter
AUJI/1A to the Deputy Vice Chancellor (Academic, Student Affairs and Research) immediately.
7. MEDICAL EXAMINATION
Admission into the University is subject to receipt of satisfactory Medical Report. Students are,
therefore required to undergo medical examination by a recognized medical practitioner before coming
to the University. Form AUJI/3 is enclosed for this purpose and should be returned to us with your
Acceptance of Admission. If this is not possible it should be submitted at the time of registration.
A health clinic is opened to all students. Please note that the University; does not provide health services
as detailed in 9 and 10 below. The University is not responsible for expenses incurred with hospitals,
physicians or pharmacists without prior referral. All students MUST register and pay annual
subscription to NHIF.
9. NON-RESIDENT STUDENTS
Students not residing in University Halls of Residence are expected to make their own arrangements
for medical attention. However, when on campus, services of the University Clinic will be open to
them.
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10. DENTAL AND OPTICAL TREATMENT
The University does not provide dental or optical treatment. Any student having or suspecting eye
trouble should consult opticians and where necessary get spectacles before coming to the University
Students with dental and eye problems will be directed to the Alupe Sub-County Referral Hospital for
treatment.
Co-curricular activities are essential for total human mental and physical development. These activities
provide relaxation to the stressed and exhausted mind. This affords one an appropriate outlet for
releasing different forms of pressure or anxiety in the world of academics. It is the policy of the
University that all students should be encouraged to participate in at least one game and one sport.
The University offers a wide programme of sporting activities for both men and women. These include
soccer, hockey, basketball, volleyball, handball, tennis, table tennis, badminton, tae kwon - do, karate,
athletics, swimming, netball, chess, scrabble, darts and rugby. Students participate in these activities
both at recreational and competitive levels. At competitive level, we accord students an opportunity
to travel widely to compete at inter-university sports bi-annual championships, tournaments organized
at local and national levels, East Africa University Games and World University Games.
The students are therefore, strongly advised to appreciate the policy of the University that encourages
all students to come with their own training and practice kits and appropriate playing equipment for
games and sports of their choice. For example, students who intend to participate in any of the
following category of games and sports should bring their own playing kits as follows:-
The University has an “Official competition kit” which will be provided ONLY during competitions.
Other basic items for training such as balls will be provided for training and practice of the respective
teams.
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f) Receipts for requisite fees from the Finance Department.
g) Two copies of passport size photographs taken against a sky blue background
13.2 Students are required to sign a form No. AUJI/1A to confirm that they have read and
understood, and will abide by the rules and regulations as stipulated. In some instances students
may in addition be required to sign “Bond of Good Conduct.”
13.3 Definitions
a) ‘Student’ means a person registered by the University for the purpose of receiving instructions in a
particular area of study with a view to obtaining a qualification of the University or any other person
who is determined by the Alupe University Senate (to be a student.
b) Dismiss the case means officially that an allegation that a student violated an article of this regulations
was not supported or upheld by convincing and reliable evidence.
c) Warn or to caution means to reprimand in writing a student who has committed a light offence and to
require of him/her to desist from such an offence in the future.
d) Making good on any loss or damage means paying in monetary terms an amount equivalent to the
value of the item lost or damaged.
e) Suspension means the withdrawal of some or all University privileges accorded to a student for a
specified period of time.
f) Exclusion from halls of residence means the withdrawal of some or all privileges relating to the
student’s use of or access to the University College’s residences.
g) Expulsion from the University means termination of all student’s rights and privileges in the University
with no possibility of re-admission.
h) Pirating means use of University College hostel rooms and other hostel facilities by a student without
having paid the requisite accommodation fees or without authority.
i) Cohabiting means students of the opposite sex living together in a University hostel room without
authority and maintaining a husband-wife like relationship without being legally married.
j) Leave of absence means permission granted to a student by the relevant University authorities to be
away from the institution for a specified period of time, usually not exceeding 21 days, on
compassionate grounds or to allow her or him attend to some important function/assignment.
k) Deferment means postponement of studies by a student for one or more academic years on financial
grounds or for other reasons with authority from the University.
l) Withdrawal from the University means to officially leave the University by a student without the
possibility of coming back to continue with studies.
m) Re-admission means the act of allowing a student who had deferred studies to return to the University
to continue with studies.
n) Expel to show cause means to formally inform a student that his/her studentship is terminated unless
convincing or justifiable reasons as to why these should not be affected are given.
o) “Ten to ten rule” means the period between 10pm and 10am when students resident in University
hostels are prohibited from receiving or entertaining visitors or members of the opposite sex in their
rooms.
p) Dress Code means appropriate attire not revealing or exposing the self
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I PRELIMINARY
1.1 These regulations are made by the University Council and Senate in accordance with the provisions of
Universities Act 2012 and Statutes XXVIII whose objective and purpose are, among others, to provide
for the control, governance and administration of the University.
1.2 The Vice Chancellor, as per the Universities Act 2012 and Statute XXVIII on Student Matters, shall
be responsible to the University College Council for the general conduct and discipline of the students.
1.3 These regulations shall apply to ALL students of Alupe University and its Campuses subject to any
necessary changes therein. All students shall be required to read and abide by these regulations as well
as with statutes in general and particularly Statute XXVIII.
1.4 These regulations shall not preclude the University from requiring any student to execute any bond,
assurance or undertaking to be of good conduct throughout his/her stay at the University.
1.5 Such bond, assurance or undertaking when required and executed shall have the same effect as if it
were part of these regulations.
II DISCIPLINARY AUTHORITY
For purposes of these regulations the Principal, acting on behalf of Council, is the disciplinary
authority of the University and may in that capacity:
b) Suspend any student(s), suspected of committing an offence under these regulations, from the
University pending further disciplinary measures.
c) Take any other measures necessary for the proper operation of disciplinary procedure and
maintaining law and order.
The following provision shall apply with respect to the conduct of students within and outside the
University precincts:
b) Respect the rights and privileges of the members of the University community at all times.
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c) Refrain from any conduct that might bring the University or any section or programme thereof
into disrepute or public odium.
d) Carry themselves in all public places or forums with such humility and dignity as befits their status as
mature and responsible citizens.
e) Be in the acceptable Dress Code at all times and in particular while attending lectures, practical
sessions, Clinical rounds, industrial/field attachment or at any other University function.
c) Community Matters: Chief Security Officer, Dean of Students, - (Public Transport, Arrests,
Tenancy, Trespass, Theft, Incitement, Power black-outs, etc.),
d) Students and their organizations shall be expected to adhere to the procedures in (a) (b) and (c) above
to ensure smooth and prompt processing of their grievances.
e) Failure to adhere to the above procedures shall be a violation of the University regulations.
b) Share rooms in addition to other facilities of common use. However, it shall be an offence to
‘pirate’ in the University hostels.
c) Only allow visitors/students to their rooms from 10.00 a.m. up to 10.00 p.m. and in so doing
shall pay due consideration and respect to their roommates.
d) Not remove or damage any facilities or equipment in their rooms or any other part of the
hostels.
e) No cooking or selling of food in the hostels whatsoever.
g) Other than an Iron Box, Radio, Mobile Phones, TV and Computers, the use of all other
electrical and electronic appliances is prohibited in the University Hostels.
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h) Not reside with a member of the family in the University Hostels, e.g. child, mother, father or
any other unauthorized persons unless in specified areas as may be identified by the University.
4.2 Keys
Each student shall be required to surrender room keys promptly if and when required.
4.3.1 All students shall leave the University premises at the end of every academic session.
Permission for vacational residence shall only be granted by the Dean of Students on the advice
from the Dean of the School that residence shall be required for the purpose of carrying out an
academic assignment or for other reasons approved by the Dean of Students.
4.3.2 Vacational residence shall be in specified hostels and paid for in advance at least two weeks
before the start of the vacation.
4.3.3 Students shall vacate University premises immediately they are asked to on disciplinary
grounds.
A student shall take reasonable care of property of the University and shall be held responsible for loss
or damage to any such property where it is deemed to have been caused by negligence, wilful and
wanton destruction or misuse of such property by the student or group of students.
6.1 Radios, television sets, videos (VCR), musical instruments and percussion instruments may be used
only between 5.00 a.m. and 11.00 p.m., and at no time should the sound be so loud as to cause
disturbance to others. Pursuant to NEMA Legal Notice No. 61which states, Sound level dB 60 DAY;
6am – 10pm; NIGHT 10pm – 6am dB 35.
6.2 Video entertainment shows are restricted to Friday and Saturday evenings only and at no time should
the shows run past 2.00 a.m. On Sundays, the shows shall run until midnight.
6.3 Discos and other dances shall be held on Friday and Saturday evenings only.
Students are not allowed to create unreasonable noise, or engage in unruly and rowdy behaviour to the
disturbance or annoyance of other occupants of University premises.
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8.0 GENERAL RULES
9.0 OFFENCES
v. Fighting (affray)
vi. Possession of dangerous weapons, e.g. daggers, arrows, guns, Explosives Devices,
inflammable Materials etc.
vii. Assault
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xi. Handling of stolen property
xiv. Rioting
xv. Forceful ejection of students and staff from lecture halls, Library Hostels and Offices
xxiii. Trespass
xxvii. Subversion/Treason
xxxiii. Any other act that shall be deemed as a crime from time to time
12.1 A student shall not threaten or hold hostage or extort or strike or physically harm any other student, or
a member of staff or other employee of the University, or a member of public.
12.2 It shall be an offence for a student to interfere with the movement of University vehicles or cause traffic
obstruction in or outside the campus.
12.3 Students shall be expected to maintain a high degree of hygiene in their halls of residence, dining halls
and University campus in general. It shall therefore be an offence to litter or throw any waste items
outside the dustbins provided.
12.4 University facilities like halls, lecture theatres and common rooms may not be used by students for
business, meetings and parties without written approval from the Dean of Students.
12.5 Students shall not be permitted to enter places on campus designated as ‘Out of Bounds’ or ‘No
Through Way’, such as Telephone Switchboards, Kitchens, Examination Offices, Water Treatment
Works and other such areas as notified from time to time.
12.6 Students are not allowed to uproot/damage flowers/plants, deface university property, harm/kill pets
and domestic animals within the University precincts.
12.7 Students shall not be allowed to keep any kind of domestic animals and pets within the University
precincts.
ACADEMIC MATTERS
13.1 The University shall grant leave of absence from the University on the Following grounds only:
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b) Maternity leave up to 21 days
The request for leave shall normally be supported by documentary evidence. Where the leave exceeds
21 days, the student shall be required to defer studies.
The deferment period is allowed for one academic year. The student can subsequently re-apply for
deferment of up to one academic year. Beyond that the studentship ceases.
13.3 Re-admission
Student seeking re-admission after the lapse of deferment period, shall submit the request to the Deputy
Vice Chancellor (ARSA) through a recommendation by the Dean of Students to the Deputy
C h a n c e l l o r (ARSA) the student shall be granted re-admission.
13.4.2 Leave Application Form (No. AU/SLOA) is available at the Dean of Students’ Office or
onlinewww.au.ac.ke. The form must be filled by the applicant and approved by the Dean of
Students at least one day before the leave begins. The University shall not entertain any claims
where a student leaves without prior official permission.
14.2 In addition to any other permits which may be required by the law, permission to hold meetings in the
University precincts shall be given by the Dean of Students and a report made to Head of University
Security Services.
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14.3 Where such processions, demonstrations and ceremonies have been organized unlawfully, the
organizers shall be subject to appropriate disciplinary action.
15.0 CORRESPONDENCE
15.1 Correspondence to the press or other mass media by an individual or officials of the students’
organization shall bear the individual names and signatures.
15.2 It shall be an offence to make slanderous and/or irresponsible statements about matters affecting the
University or Students Organization.
15.3 Publishing, writing and/or distributing of anonymous literature of a malicious nature, including
placards, shall be subject to disciplinary action.
15.4 Advertising notices must be in approved designated notice boards and shall be subject to approval by
the Dean of Students office. However, those who are responsible shall remove such notices within one
week after the advertised event takes place.
15.5 Correspondence through letters by individual students or by officials of the Students Organizations
(including student societies) to the following in matters pertaining to the University shall be sent
through the office Deputy Vice Chancellor (ARSA) and the Dean of Student who will forward as may
be appropriate:
a) Government officers
b) Foreign governments
d) Political parties
e) Sponsoring bodies
16.1 The Senate considers attendance of lectures, tutorials, seminars, practical sessions, field courses,
University examinations and other such scheduled courses of instruction as compulsory.
16.2 It is therefore an offence for a group or class to boycott lectures/practicals/fieldwork for more than 48
hours consecutively. Such an offence may lead to whole group to be suspended from the University for
a specified period.
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16.3 It is an offence to interfere with or block scheduled activities.
16.4 Students who have missed more than 20% of scheduled lectures, tutorials, seminars, practical sessions
and other instruction shall NOT be allowed to sit end of semester/term examinations and subsequently
shall repeat the year or semester/term as shall be recommended by the Senate.
16.5 Abscondment
Absence from class for more than 20% contact period (semester/term) without permission is treated
as Abscondment and shall lead to de-registration of one’s studentship.
16.6 Students shall be expected to comply with all other regulations laid out by Departments, Institutes,
Directorates, Schools, Campuses, or any other such units of the University.
17.0 LEADERSHIP
a) No student shall be allowed:
i. To contest for any elective post in the Students Governing Council (S.G.C) of the Alupe
University Students Organization (A.U.S.O), if by so doing it will compromise academic
performance.
ii. Elections will be by delegate system and each School shall provide a number of delegates as
determined by the office of the Dean of students from time to time.
iii. To contest, a prospective candidate should demonstrate that class work would not suffer by
obtaining an average mean mark of credit pass (60%) in the previous University examinations.
iv. A First year student intending to contest should have obtained credit pass (60%) average of
C.A.T. marks.
The fulfilment of the above requirements shall be confirmed by the Dean of the respective Schools.
17.1 Eligible candidates for elective posts in Students Governing Council (SGC) shall be limited to bona
fide students who have cleared payments of ALL University fees that is due at that time as shall be
confirmed by the Finance Officer.
17.2 The tenure of service in the Students Governing Council shall be restricted to one term of one
academic year only and no such student shall be eligible to serve in any other capacity thereafter.
17.3 A student who has completed undergraduate degree and enrolls for any other programme in the
University shall not be eligible to contest for union election.
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17.4 Representation in the S e n a t e w i l l be restricted to two elected students as prescribed in the
statutes who may not necessarily be the Chairperson of AUSO.
17.5 Representation in Student Disciplinary Committee meetings shall be restricted to two members of
Student Governing Council from the respective campus where the meeting is being held.
VI DISCIPLINARY ACTIONS
18.1 Jurisdiction
The following provisions shall apply to all disciplinary action taken against students in respect of the
disciplinary offences specified herein, whether such offences are committed within or outside the
University precincts.
19.2 Administrative and Academic staff of the University has authority to ensure that the rules and
regulations are adhered to by all students.
19.3 Students on field and industrial attachments, and teaching practice shall be subject to the
supervision of the officers under whom the University places them.
20.1 In the event of breach of the regulations, and depending on the nature of the offence the officers
referred to above shall adopt the following procedures:
a) Shall require the student to make a written statement in response to the charges within
two (2) days.
b) Shall warn or caution the student either verbally or in writing within two (2) days.
c) Shall report the student to the office of the Dean of Students in writing enclosing all
documentary evidence for further processing within 10 days of reporting the offence.
The Dean of Students shall:
i. Investigate and establish whether there is a case to answer. In this respect, the Dean of
Students may warn or caution the accused within seven (7) days.
ii. Process the disciplinary offence and forward to the Deputy Vice Chancellor (ARSA)
within fourteen (14) days.
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iii. Or take any other action that may be deemed appropriate at that time.
21 DISCIPLINARY PROCEDURES
21.1 There shall be a Students Disciplinary Committee of the Senate constituted as per Statute XXVIII as
follows:
i. Deputy Vice Chancellor (ARSA) (Chairperson)
ii. Registrar (ARSA) (Secretary)
iii. Three (3) Members of Academic staff approved by the Senate
iv. Two (2) Students nominated by Students Organisation
v. Dean of Students
vi. Legal Officer
Except in cases dealt with under statute XXVIII, the Chairperson shall convene a meeting of the
Disciplinary Committee at least once per Semester after the report being received.
The Secretary shall notify both the student and the complainant within 14 (fourteen) days of the date,
time and venue of the meeting and inform them of the requirement to attend and their right to call
witnesses.
The student shall be required to attend the hearing in person. Summons to attend shall take
precedence over all other commitments.
21.4 Accused students are required to be accompanied by their parents/guardians whose names appear in
Alupe University records during the meeting.
21.5 Students who fail to appear before the Student Disciplinary Committee will be expelled to show
cause.
21.6 A student who has taken the University to court or has a pending court case shall be suspended from
the University until the case is heard and determined. These shall also include students who intend to
stop University activities e.g. Graduations, Examinations, Elections etc.
21.7 In the event that such a student wants to be heard by the University Student Disciplinary Committee
such a student shall be required to withdraw the case from the court.
21.8 The Student shall be required to pay a disciplinary fee to be determined by the Committee from time
to time.
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22.0 PROCEDURE OF THE COMMITTEE
22.1 All disciplinary cases against students shall be handled fairly and competently in accordance with the
procedures prescribed hereafter and in particular there shall be observance of “Principles of Natural
Justice” which are namely: That,
b) Each party shall have the right to be heard and call witnesses.
22.2 The Committee shall hold due enquiry and shall not be required to adhere to the rules of evidence or
procedures as applied in a court of law. In particular the Committee shall ensure that both sides are
heard and that persons required to be WITNESSES in the case do not sit as members of the Committee.
22.3 These proceedings are of management nature internal to the administration of the University and
therefore shall not involve legal representation. However if a student wishes to be legally represented
he/she must give notice to the secretariat to enable the University to instruct its lawyers appropriately.
22.4 The Committee’s decision shall be arrived at either by consensus or by simple majority of votes through
secret ballot.
The Committee shall have powers to impose any one or more of the following measures, subject to
ratification by the Senate, to:
c) Require the student to make good any loss or damages to commensurate with the nature and gravity
of the offence committed.
d) Require the student to pay a cash fine of such amount to be determined by the committee from time
to time.
f) Exclude the student from the Halls of Residence for such a period as the Committee may deem fit.
g) Exclude the student from attendance of lectures or other courses of instruction for such a period as
the Committee may deem fit.
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i) Expel the student.
For the purpose of expediting disciplinary processes, the Deputy Vice Chancellor (ARSA) shall have
authority to take appropriate action against the breach of these regulations upon recommendations by
the Dean of Students pending appearance before Student Disciplinary Committee.
Such an action shall be ratified during the regular Student Disciplinary Committee meeting.
Subject to Statute XXVIII (k) the Deputy Principal (ARSA) shall communicate the Committee’s
decision to the student; and such decisions shall take effect within three (3) working days.
24.2 Appeal
The student shall have the right to appeal to the Vice Chancellor against the decisions of the Students
Disciplinary Committee and to Council against the decision of Senate within 14 (fourteen) days after
official communication through a letter, email and Text messages.
24.3.1 Notice of appeal against the Disciplinary Committee decision must be given in writing and
addressed to the Vice Chancellor within fourteen (14) days of the communication of
Committee’s decision.
24.3.2 Notice of appeal against the Senate decision must be given in writing to the Chairman of
Council through the Vice Chancellor within fourteen (14) days of the date of communication
of the Senate decision.
24.3.3 On receipt of a copy of notice of appeal, the Secretary to the Disciplinary Committee shall
send to the Vice Chancellor a copy of all the relevant minutes and documents pertaining
to the hearing of the case.
24.3.4 On receipt of a copy of notice of appeal the Secretary of Council shall send to the Chairman
of Council a copy of all relevant minutes and documents pertaining to the case.
25.0 S A V I N G CLAUSE
The provision of these regulations and any decisions made by the Disciplinary Committee shall not
derogate from the right of the police or any member of public so entitled to bring any action or to
institute criminal proceedings in respect of the same state of facts against any student in a Court of
Law, nor shall anything herein preclude the State from taking any action which it may deem necessary
against any student.
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VII RULES FOR CLUBS AND SOCIETIES
26.1
a) Clubs and Societies may be formed for the advancement of the functions and objectives of the
University in accordance with Statute XXVIII.
a) The students proposing to form a club or a society shall prepare a draft proposal which must include
the following:
i. Justification
ii. Objectives
iii. Seek approval for the club and society from the Deputy Vice Chancellor (ARSA) through the
Dean of Students.
a) All clubs and societies shall be managed in accordance with their approved constitutions.
b) All scheduled activities must have prior approval of the Dean of Students. For these purposes
a list of scheduled activities shall normally be forwarded to the Dean of Students at the
beginning of each semester.
a) Topics of discussion by outside guests shall be approved by the Deputy Vice Chancellor
(ARSA) through the Dean of Students.
b) University facilities may not be used for County or National political campaigns.
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c) Fund raising by students on campus shall not be allowed unless authorized by the appropriate
Government authorities and approved by the Deputy Vice Chancellor (ARSA) through the
Dean of Students.
Any individual, Students Organization, Club or Society may not use the name “Alupe University”
without the written approval of the Deputy Vice Chancellor (ARSA) through the Dean of Students.
(i) Having unauthorized material and/or taking into examination rooms, written materials on
clothes, handkerchiefs, hats, petticoats, caps, underside of shirts, Jackets/overcoats, clipboards,
writings on adjacent walls, desks, tables, bags, electronic devices, such as mini computers,
calculators, cell phones, pagers etc.
(ii) Any writing or drawings or other work found with or on a candidate during an examination
other than in his/her answer-book or supplementary answer book shall be regarded as an attempt
to cheat.
(iv) Copying from or making references to unauthorized material(s) in the examination room.
(vii) Carrying examination scripts/answer sheets, one’s/or another candidate’s out of the
examination room.
(ix) Permitting another candidate to copy from or make use of one’s papers.
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(x) Presenting for examination the works of another person or persons without acknowledgement
and with intent to deceive.
(xi) Attempting to copy from or make reference to unauthorized material in the examination
room.
(xii) Any attempt to copy, read or write from written walls, toilets, tables, desks, parts of the
body, or any other material.
(xiii) Threatening invigilators, and obstructing the invigilator from carrying out his/her duties or
behaving in a manner likely to disrupt the examination process or cause a breach of the peace.
(xiv) Causing actual bodily harm to the invigilators, those assisting in the invigilation or fellow
candidates sitting for the examinations. The University shall provide security during
examinations.
(xv) Committing a breach of any other examination rule or regulation which may be
communicated to the candidates from time to time by the invigilators.
(xvi) Being involved in examination leakage, by obtaining examination question papers before
the date and time of the examination, either by stealing, buying or being aided by a member of
staff, another student or any other person.
(ii) When an invigilator suspects that a candidate has committed an examination irregularity,
other invigilators shall be consulted and the candidate shall be informed that a report shall be
submitted to the Deputy Vice Chancellor (ARSA).
(iii) The Invigilator shall, if possible, confiscate the material that is suspected, but the candidate
shall be allowed to complete writing the examination.
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(iv) The candidate shall, at the end of the examination paper, be asked to make a written
statement to be submitted to the Deputy Vice Chancellor (ARSA) by the Main Invigilator copied
to the Dean of the School.
(v) Likewise, the invigilator shall at end of the examination make a report of the case to the Chair
of Department immediately after the examination by filling the incident form and in any case no
later than 24 hours after the examination.
(iv) The Chair of Department shall report the case of examination irregularity to the Deputy Vice
Chancellor (ARSA) within seven days of receipt of irregularity report.
(vii) The Chair of Department while reporting the case of the examination irregularity to Deputy
Vice Chancellor (ARSA) must submit the invigilator’s report, candidate’s statement and any
unauthorized materials found with the student.
(x) A student appearing before the Standing/Ad-hoc Committee of the Senate on Examination
Irregularities shall pay a disciplinary fee of Ksh.5000.00 or as may be determined by Senate from
time to time.
(x) A student who is alleged to have committed an examination irregularity shall be heard and
given the opportunity to call witnesses and to cross-examine witnesses who have testified against
him/her.
(xi) Those giving evidence shall not be members of the Examinations Irregularities Committee.
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(xii)The Standing/Ad-hoc Committee of the Senate on Examination Irregularities shall meet,
interview the affected student and witnesses to reach verdicts which are then communicated to
the affected student within 7 days of hearing of the case by the Deputy Vice Chancellor (ARSA).
(xiii) In the event that the Committee is unable to reach a verdict by consensus, a vote shall be
taken by the three members of the Senate, the Dean of the School, and the Dean of Students. If
a tie is registered during voting, the chairman shall take a vote to unlock the tie.
(xiv)The Deputy Vice Chancellor (ARSA) shall present the report and recommendations of the
Standing/Ad-hoc Committee of the Senate on Examination Irregularities to the Senate within
one month of sitting for noting and ratification.
(xv-) An Internal Examiner, who in the course of marking examination scripts, suspects that an
examination irregularity has taken place, shall consult the Chair of Department. If the Chair of
Department considers that an examination irregularity has occurred, a full report shall be made
to the Chairman of the Standing/Ad-hoc Committee and the Deputy Vice Chancellor (ARSA),
through the Dean.
(iii) Committing a breach of any other examination rule or regulation which may be
communicated to the candidates from time to time by the invigilators.
Group II
(i) Having unauthorized material in an examination room written on paper or other materials.
(ii) Having unauthorized material in an examination room in electronic devices such as mini
computers, calculators and cell phones or any other device.
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(iv) Forging an examination card and using it to sit an examination or sitting an examination
when not authorized.
Group III
(i) Copying from, or attempting to copy from, or making references to unauthorized material(s)
in the examination room.
(ii) Permitting another candidate to copy from or make use of one’s papers to answer questions.
Group IV
(i) Carrying examination scripts/answer sheets, one’s/or another candidate’s out of the
examination room.
(ii) Indicating conflicting registration numbers on the answer booklet and the examination
attendance sheet.
(iii) Obtaining or attempting to obtain assistance from another candidate, student or person
impersonation), and/or giving or attempting to give assistance to another candidate or student
(impersonation), directly in answering an examination paper. If the imposter is not a student of
Alupe University, the University shall be at liberty to file a criminal charge of impersonation in
a court of law against the person.
(iv) Accessing a question paper or questions of an examination before the date and time
scheduled for the examination.
(v) Possessing a written or unwritten examination script, other than the one issued officially by
an invigilator in the examination room.
(vi) Presenting for marking an examination answer script whose answers were written elsewhere
other than in the examination venue at the time when the particular examination paper was
scheduled to be done.
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(viii) Threatening invigilators, and obstructing the invigilator from carrying out his/her duties
and assaulting the invigilator or causing him or her actual bodily harm.
(ix) Presenting for examination the works of another person or persons without
acknowledgement and with intent to deceive.
(x) Sitting for examinations at a time when one is on suspension or has been expelled to show
cause.
(xi) Committing a subsequent irregularity after being warned or suspended and readmitted.
(xii) Failing to appear before the Senate Standing Committee on Examination Irregularities when
one has been summoned to do so after a suspected examination irregularity. In this case, the
candidate shall be expelled to show cause.
(xiii) Any evidence of cheating in an examination that may be detected during or after marking.
Group V
(i) Being involved in an examination leakage.
Group VI
(i) Changing of marks in the mark sheet or transcript by a student or employee of the University.
(ii) Any emerging evidence of cheating, plagiarism, falsification of examination results or
having committed any of the offences in group I-IV above after the student has graduated.
(iii) Forgery or falsification of academic testimonials and /or uttering of the same to derive
benefit when one is still a student or after one has graduated.
Group I
(i) Issuance of a warning letter to the candidate.
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(ii) Cancellation of examination results in the affected course and issuance of a warning letter.
Group II
Cancellation of the examination results for the course and suspension of the candidate for one
(1) academic year.
Group III
Cancellation of the examination results for the course and suspension of the candidate for a
period of two (2) academic years.
Group IV
Cancellation of all examination results and expulsion of the candidate from the University
Group V
(i) Expulsion of the student from the University.
(ii) Notifying the student’s employer about the malpractice, if s/he is on employment.
(iii) Having a member of staff involved in the leakage face disciplinary action as per the terms
of service.
(iv) Preferring charges in a court of law on masterminds of examination leakage.
Group VI
(i) Expulsion of the student from the University.
(ii) Having a member of staff involved in changing of marks face disciplinary action as per the
terms of service.
(iii)Withdrawal or cancellation of the degree/diploma/certificate conferred on or awarded to the
candidate.
(iv) Preferring charges in a court of law.
27.5 Appeals
There shall be a Standing Examination Irregularities Appeals Board appointed by the Senate to
hear examination irregularity appeal cases whose membership shall be as follows:
Chairman - Chairman of the Senate or Nominee
Members - 3 members of Senate, the Dean of the School, and Dean of Students.
In attendance.
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The Registrar (ARSA)
Deputy Registrar (Examinations) – secretariat
Legal Officer
(ii) Any appeal shall be made in writing within 21 days of the decision of the Standing
Committee on Examination Irregularities to the Chairman of the Senate who shall assess the
appeal request and if in his/her the opinion the appeal:
Merits another hearing, s/he shall cause a meeting of the Committee to be convened within
21 days after receiving such a request.
Does not merit another hearing, dismisses the case and inform the appellant accordingly
within 14 days of receipt of such a request.
(iii)The Registrar (ARSA) shall invite the student who has appealed to appear before the
Standing Committee on Examination Irregularities.
(iv) The Standing Examination Irregularities Appeals Board shall only consider the grounds of
appeal presented by the student. There shall be no fresh hearing or presentation of new evidence
during the hearing of the appeal.
(v) The Standing Examination Irregularities Appeals Board may make any of the following
decisions: confirm the earlier decision of the Standing/Ad-hoc Committee, amend, vary or arrive
at a new ruling on the case.
(vi) The Standing Examination Irregularities Appeals Board shall report its findings to the Senate
for consideration within one month of hearing the appeal and the outcome communicated to the
student by the Chairman of the Senate within 5 working days after the Senate’s consideration.
(vii) No other appeal shall be entertained after Senate has considered the report of the
Standing Examination Irregularities Appeals Board and pronounced its verdict.
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APPENDIX
DECLARATION
I………………………………………………………………………………………………………………….
ID No ……………………………………………………………………………………………………………
Declare that I have read the regulations governing the organization, conduct and discipline of students at
Alupe University, and understood their content and meaning, and undertake to abide by them.
Signed……………………………………………………………………………………………………………
Date……………………………………………………………………………………………………………...
Registration No………………………………………………………………………………………………….
Signed……………………………………………………………………………………..…………………….
Date: …………………………………………………………………………………………………………….
NB: This form should be signed and sent to the Dean of Students Alupe University
P.O Box 845 -50400 Busia
Kenya
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OFFICE OF THE DEPUTY VICE CHANCELLOR
(ACADEMIC, RESEARCH & S, STUDENT AFFAIRS )
Tel +254741217185 P.O. Box 845 -50400
BUSIA
Kenya
REF: AU/AD/PAO/1
……………………………………………
……………………………………………
……………………………………………
…………………………………………....
Dear ………………………………………………………………………………………………………
This is to further advise you that fees can be paid at any of the Kenya Commercial Bank branches
countrywide to University Account:
NOTE: The University does not accept Personal-Cheques, Money Orders, Postal or Cash.
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AUJI/1A
ALUPE UNIVERSITY
LETTER OF ACCEPTANCE BY THE CANDIDATE
Signature of Candidate
Date:
NOTE: If you are not accepting this offer, please complete AUJI/1B.
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AUJI/1B
ALUPE UNIVERSITY
LETTER OF ACCEPTANCE BY THE CANDIDATE
Dear Sir,
Candidate’s Name
Yours faithfully,
Signature of Candidate:
Date:
NOTE: If you are not accepting this offer, please complete AUJI/1B and return immediately to:
DEPUTY VICE CHANCELLOR (ACADEMIC, RESEARCH & S, STUDENT AFFAIRS)
ALUPE UNIVERSITY
P.O. Box 845 -50400
BUSIA
33
AUJI/2
Affix a
passport
photo here
ALUPE UNIVERSITY
STUDENT’S PERSONAL DETAILS
Information provided in this Form is intended to help the Office of the Deputy Vice Chancellor (Academics,
Student Affairs & Research) understand the student better. It will be used for purposes of improving the
student’s welfare while at the University. (To be completed in quadruple (4 copies) and in capital letters.
Attach a colour passport size photograph taken on a sky blue background on each form. (NOT FROM A
“PHOTO ME” MACHINE)
34
b) Name and Address of Spouse (if married)
c) Occupation of Spouse
d) Number of Children
9. Full name of Father Deceased/Alive
10. Full name of Mother Deceased/Alive
11. Occupation of Parents
a) Occupation of Father Date of birth
b) Occupation of mother Date of birth
12. Number of brothers and sisters
13. Place of birth: village/Town
Location name of Chief
Division County Region
14. Place of Permanent Residence: Village/Town
Nearest Town Location Name of Chief
Division County Province
Nearest Police Station
15. Give names and address of two persons who can be contacted in case of an emergency.
a) Name Relationship Address &
Tel. No.
Index Number
35
18. Any other instructions/Attended and qualifications attained
20. Clubs, Societies and hobbies. Which clubs, societies and hobbies are you interested in?
22. Please give any information you think is useful for you to communicate to the University
Signature Date
36
AUJI/3
ALUPE UNIVERSITY
STUDENTS ENTRANCE MEDICAL EXAMINATION
IMPORTANT:
Student is requested to complete part I of this Form, part II should be completed by the Medical
Officer examining the student. The completed form should be forwarded to the Medical Officer,
Alupe University, P.O. Box 845-50400, BUSIA.
PART I
(a) Student’s Surname
(Other Names)
Nationality Sex
Admission No:
School
Single/Married
37
(c) Have you had any of the following illnesses? (Delete as necessary)
Tuberculosis or other chest infection? ..................................................................... Yes/No
Fits, Nervous disease or fainting attacks… .............................................................. Yes/No
Heart Disease or Rheumatic Fever… ....................................................................... Yes/No
Any disease of the Digestive
System…................................................................................................................... Yes/No
Allergies to food or drugs… ..................................................................................... Yes/No
Malaria ...................................................................................................................... Yes/No
Sexually Transmitted diseases… .............................................................................. Yes/No
Poliomyelitis… ......................................................................................................... Yes/No
If the answer to any of the above is Yes, please give details with dates
If there are any other – relevant details of your medical history not covered by the above
questions, please give particulars.
Signature of Student
Date
Liver
Spleen
Uterus L.M.P
PART III
(To be completed by Alupe University Medical Doctor, after the student has registered with the
University)
Special Remarks
Date
University Doctor
Name Signature
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