Eleyas Wolde
Eleyas Wolde
By
Eleyas Wolde Endashaw
April, 2022
Addis Ababa
ADDIS ABABA UNIVERSITY
ADDIS ABABA INSTITUTE OF TECHNOLOGY
SCHOOL OF CIVIL AND ENVIRONMENTAL ENGINEERING
By
Eleyas Wolde Endashaw
Advisor
Dr.-Ing. Tensay Gebremedhin
April, 2022
Addis Ababa
A Thesis
Submitted in Partial Fulfillment of the Requirements for the Degree of Master of Science
Reliability Of Probabilistic Finite Element Method Over Deterministic and Traditional
Probabilistic Method in Slope Stability Analysis
The signatories have examined the thesis entitled ‘Reliability of Probabilistic Finite
Stability Analysis’ presented by Eleyas Wolde Endashaw, a candidate for the degree of
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Reliability Of Probabilistic Finite Element Method Over Deterministic and Traditional
Probabilistic Method in Slope Stability Analysis
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Reliability Of Probabilistic Finite Element Method Over Deterministic and Traditional
Probabilistic Method in Slope Stability Analysis
UNDERTAKING
I attest that research work titled “Reliability of Probabilistic Finite Element Method over
Deterministic and Traditional Probabilistic Method of Slope Stability Analysis” is my
work. The work has not been presented elsewhere for assessment. Where material has been
used from other sources it has been properly acknowledged / referred.
………………………..
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Reliability Of Probabilistic Finite Element Method Over Deterministic and Traditional
Probabilistic Method in Slope Stability Analysis
ABSTRACT
Limit Equilibrium Method (LEM) and Numerical Method are used for this purpose. Both
deterministic and probabilistic analyses are carried on by modeling seven slope geometries
with different input parameters from Addis Ababa ring road III project and hypothetical
slopes using a two-dimensional Slope Stability analysis software called SlideV6.0. A
Global Minimum type of analysis are carried on by using the Slide software. For finite
element analysis and probabilistic finite element analysis, RS2 software from Rocscience
is used. Uncertainty is accounted for in a better way in probabilistic analysis by defining
parameters as a random variable in link with other features.
It is shown by this study that, Probabilistic Finite Element Analysis (PFEA) seeks out the
most critical slip surface than that of the finite element method. In addition, even if the
factor of safety found from the deterministic analysis is greater than one still a probability
of failure is observed. Moreover, it is attested that the factor of safety is not the only
measure for slope stability, but other measures exist while using probabilistic analysis.
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Reliability Of Probabilistic Finite Element Method Over Deterministic and Traditional
Probabilistic Method in Slope Stability Analysis
ACKNOWLEDGMENTS
Above all, all Glory and Honor to the Almighty and then, I take the opportunity to
acknowledge persons and institutions who have contributed a lot to my research. My
sincere gratitude goes to my advisor Dr.-Ing Tensay Gebremedhin for his guidance with
full of patience, comments, and his invaluable role in collecting all necessary data and
equipment. And then, I am extremely grateful to KAAD and Alumni members in Bon and
Addis Ababa. It was once not viable to make it without their scholarship offer.
I would like to express thanks also to the Ethiopian Roads Authority Research Center
(ERARC) for allowing me to use the raw data they have collected for this research and am
thankful to the Ethiopian Railway Center of Excellence and all staff members for letting
me use the computer lab of the center. Moreover, my heartfelt gratitude to my professors
and all staff under the chair of Geotechnical Engineering at Addis Ababa University.
Finally, I highly appreciate my beloved family, ministry of Science and Higher Education,
Community of St. John Addis Ababa, and all good friends who have contributed much to
this research in different ways.
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Reliability Of Probabilistic Finite Element Method Over Deterministic and Traditional
Probabilistic Method in Slope Stability Analysis
TABLE OF CONTENETS
ABSTRACT.................................................................................................................... IV
ACKNOWLEDGMENTS ............................................................................................... V
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Reliability Of Probabilistic Finite Element Method Over Deterministic and Traditional
Probabilistic Method in Slope Stability Analysis
3.1 Introduction....................................................................................................... 42
3.2 Study Area ........................................................................................................ 43
3.3 Regional Geology ............................................................................................. 43
3.4 Seismicity of the region .................................................................................... 45
3.5 Topography ....................................................................................................... 45
3.6 Climate.............................................................................................................. 46
3.9 Data Collection ................................................................................................. 48
3.10 Software used for Analysis ............................................................................... 48
3.11 Analysis Methods ............................................................................................. 51
3.12 Input parameters ............................................................................................... 52
3.13 Modeling ........................................................................................................... 53
3.13.1 Slide V6.0 ................................................................................................... 53
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Reliability Of Probabilistic Finite Element Method Over Deterministic and Traditional
Probabilistic Method in Slope Stability Analysis
5.1 Conclusions....................................................................................................... 72
5.2 Recommendation .............................................................................................. 72
REFERENCES ............................................................................................................... 73
APPENDIX A .................................................................................................................. 80
APPENDIX B .................................................................................................................. 98
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Reliability Of Probabilistic Finite Element Method Over Deterministic and Traditional
Probabilistic Method in Slope Stability Analysis
LIST OF TABLES
Table 2.1 Values of Coefficient of Variation (V) for Geotechnical Properties and In Situ
Tests (Duncan et al., 2000) ............................................................................................... 38
Table 2.2 Approximate guidelines for design soil property variability ............................ 38
Table 2.3 Average values μ and coefficient of variation COV for the active angle of
internal friction (Alamanis, 2017) .................................................................................... 39
Table 2.4 Average values of μ and coefficient of variation COV for active cohesion
(Alamanis, 2017) .............................................................................................................. 39
Table 2.5 Average values μ and coefficient of variation COV for the unit weight
(Alamanis, 2017) .............................................................................................................. 40
Table 3.1 Bed rock acceleration ratio (ES EN 1998-1:2015 Design of Structures for
earthquake resisistance , 2015) ......................................................................................... 45
Table 3. 2 Average Temperature (Climate- Ethiopia, n.d.) .............................................. 47
Table 3. 3 Average Precipitation (Climate- Ethiopia, n.d.) .............................................. 47
Table 3.4 Defined COV from different kinds of literature ............................................... 58
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Reliability Of Probabilistic Finite Element Method Over Deterministic and Traditional
Probabilistic Method in Slope Stability Analysis
LIST OF FIGURES
Figure 3.1 Location of landslide affected areas in the highlands of Ethiopia, Modified after
the works of the various researchers (Woldearegay, 2013) .............................................. 42
Figure 3.2 Site Location (Google Earth) .......................................................................... 43
Figure 3.3 Geological map of Addis Ababa City (Geology of Ethiopia, 1998) ............... 44
Figure 3.4 Random Variable Samples used in Probabilistic Analysis (Rocscience web
help, 2021) ........................................................................................................................ 50
Figure 3.5 Soil geometry Addisu gebeya 1, slide V6.0 .................................................... 54
Figure 3.6 Soil geometry Addisu gebeya 2, slide V6.0 .................................................... 54
Figure 3.7 Soil geometry Kolfe 2, slide V6.0 ................................................................... 55
Figure 3.8 Convergence plot Addisu gebeya 2 ................................................................. 56
Figure 3.9 Automatic Calculation of Hu coefficient (Rocscience web help, 2021) ......... 57
Figure 3.10 Discretized and meshed model by RS2 Asko ............................................... 60
Figure 3. 11 Discretized and meshed model by RS2 Kolfe 1 ........................................... 60
Figure 3.12 Quadratic Triangular element........................................................................ 61
Figure 4.1 Global minimum analysis showing global minimum slip surface for Bishop,
Addisu gebeya 2 ............................................................................................................... 65
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Reliability Of Probabilistic Finite Element Method Over Deterministic and Traditional
Probabilistic Method in Slope Stability Analysis
Figure 4.2 Global minimum analysis showing all slip surfaces for Bishop, Addisu gebeya
2 ........................................................................................................................................ 65
Figure 4.3 Critical SRF showing contour of the maximum shear strain, Kolfe 1 ............ 68
Figure 4.4 Deformed shape and Boundaries, Addisu gebeya 2 ........................................ 69
Figure 4.5 Maximum total displacements at critical SRF, Addisu gebeya 2 ................... 69
Figure 4.6 Mean critical SRF, showing the contour of Maximum shear plastic strain .... 70
Figure 4.7 Deformed shape and boundaries, Addisu gebeya 2 ........................................ 70
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Reliability Of Probabilistic Finite Element Method Over Deterministic and Traditional
Probabilistic Method in Slope Stability Analysis
LIST ABBREVIATIONS
FS – Factor of Safety
GM – Global Minimum
SS – Sliding Surface
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Reliability Of Probabilistic Finite Element Method Over Deterministic and Traditional
Probabilistic Method in Slope Stability Analysis
CHAPTER 1 INTRODUCTION
1.1 Background
Slope stability analysis is one of the main areas of interest to geotechnical engineers in
analyzing and designing different geotechnical structures like retaining structures,
tunnels, shoring systems, reinforced earth structures, and so on. Analysis of the safety
level of slopes is very important for proper geotechnical risk management and
assessment. There are classical or conventional and advanced ways of slope stability
analysis used for both natural and man-made slope stability analysis. But the
conventional methods made many assumptions and have limitations in simulating the
real soil conditions. However, the advanced methods of analyses are found to be more
realistic in considering the variability of the soil properties to assess the reliability and
risk associated with the projects since the soil is an inherently heterogeneous, non-single-
phase material that has natural variability and uncertainty in its properties.
Moreover, an advanced and rigorous probabilistic approach for modeling the influence
of statistically described soil properties on design outcomes in geotechnical engineering
have emerged during the early ‘90s (Fenton & Vanmarcke, 1990) and (Griffiths &
Fenton, 1993). Among these, finite element based probabilistic analysis and Random
Finite Element Method (RFEM) can be mentioned. The latter one encompasses both
random field theory and the finite element method. The method was applied to several
areas of geotechnical engineering including slope stability analysis according to Griffiths
et.al., (2000), (2004). The Local Average Subdivision method (LAS) proposed by Fenton
and Vanmarcke (Fenton G. A., 1990) is used for generating the random fields. According
to Allahverdizadeh et.al., (2015), in traditional probabilistic analyses, spatial variability
is neglected by implicitly assuming perfect correlation, which does not necessarily result
in a conservative estimate of the probability of failure.
This research is aimed to show the reliability of Probabilistic Finite Element Method
(PFEM) in slope stability analysis over deterministic and other traditional (conventional)
probabilistic analysis by using various slopes in Ethiopia in link with various
stakeholders like Ethiopian Roads Authority (ERA) and Geological Survey of Ethiopia
(GSE).
Hence, to achieve the stated goal, data is gathered for the selected specific site and
appropriate software programs are chosen. In order to investigate the instability, both
Limit Equilibrium Method (LEM) and Finite Element Method (FEM) are used. For the
limit equilibrium method (deterministic and probabilistic analyses), Slide software from
Rocscience is used and for finite element and probabilistic finite element method of
analysis, RS2 software is used also from Rocscience.
From the analysis followed, it is found that the probabilistic finite element method seeks
out the most critical slip surface relative to other methods of slope stability analysis. In
addition, even in LEM, still probabilistic analysis gives a lesser safety factor than that of
deterministic analysis when a probabilistic analysis is computed in overall slope type.
And also, from the deterministic analysis, a higher factor of safety that seems safe is
observed, but not, since the probability of failure exceeded zero.
Conventional limit equilibrium methods are under use for the assessment of slope
stability in routine practice in parts of the world as well as in our country Ethiopia and
the soil profiles are often assumed to be uniform and homogenous which is not true in
reality. In addition to this, the conventional slope stability analyses are often performed
with in deterministic analysis framework were single estimates or characteristic values
for soil parameters are used.
To consider the spatial variability and uncertainty of soil properties most of the time a
higher value of factor of safety is adopted in deterministic methods as stated by Chok
et.al., (2015). As a result, the conventional approach may not be reliable to estimate the
potential failure of slope.
But with all these limitations, we are using the conventional and deterministic analysis
approach in our country. As it was mentioned in previous section, we adopt a higher
factor of safety which is uneconomical to avoid risk, and as it has already been researched
by many for instance Oguz et.al., (2017) even if a high factor of safety is adopted, there
may be a probability of failure. In many parts of our country, we see many man-made
and natural slope failures and some of them are disastrous for life and infrastructures.
Method of analysis can be one of the ways to minimize risk and failure.
The general objective of this research is to investigate the reliability of static Probabilistic
Finite Element Method (PFEM) of analysis over that of deterministic LEM and
traditional probabilistic LEM in slope stability analysis in terms of Factor of Safety (FS),
Probability of failure (Pf), Reliability index (RI) and Critical failure surfaces in different
hypothetical slopes in Ethiopia.
• Investigate the effect of analysis type on safety factor values and stability condition
of slopes.
• Investigate the effect of assuming a slip surface in advance on the value of safety
factor.
Besides, the study is limited to Static slope stability analysis, in other words, the dynamic
slope stability analysis is not included in the scope.
The Ethiopian Geological Survey (GSE) and Ethiopian Roads Authority (ERA) are
reporting many slope failures in a different part of the country. For instance, around
Dessie, Wondo Genet, Blue Nile Gorge, Jimma basin, Goffa, Sawla, Jinka and Wolaita
area are few among many. As a country, we are investing much money for roads and
other infrastructures but due to slope stability problems their functionality does not last
long. A well-proven analysis method in addition to other aspects like understanding the
possible causes of failure, has a significant contribution to minimize failures which also
impact the economy positively.
Chapter 1: This chapter presents a general introduction to the thesis, from what the
research idea is initiated, it states the aim of the thesis, all the ways how the research is
done, its scope, and limitations.
Chapter 2: In this chapter, numerous pieces of literature are reviewed about the topic
including related works done by former scholars. The key points in slope stability
analysis and the different types of slope stability analyses are discussed in this chapter
and especially probabilistic analysis.
Chapter 3: Depicts materials and methods utilized in this research. It presents the
general background of the study area and its various formations including
characterization of the land slide. It states how data is gathered and describes briefly the
background of software programs used. This chapter gives the general procedure and
process of how the analysis is carried on step by step for each methodology mentioned
in chapter one.
Chapter 4: The results from the analysis carried on are interpreted briefly in this chapter.
Outputs are summarized and discussed by using plots from the software used which
elaborate the findings. Comparison between analyses is also made in this chapter.
Chapter 5: This is the last chapter containing major findings and recommendations. The
conclusions made from the values obtained from LEM of analysis and the Numerical
method of analysis are indicated. Finally, data logs, output data, material boundary,
model geometry coordinates, and all necessary information used in the software are
presented from Appendix A-D.
A slope is defined as a surface of which one end or side is at a higher level than another;
a rising or falling surface. It is an inclined soil mass without support (Salunkhe, Bartakke,
Chvan, & Kothavale, 2017). The slope of the earth classified as Natural, the one that is
formed by natural factors and exists in nature and Manmade that is formed by human
actions which include the sides of cuttings, the slopes of embankments constructed for
roads, railway lines, canals, etc. and the slopes of earth dams constructed for storing
water (Murthy, 2002).
According to Salunkhe et al., (2017), these natural and manmade slopes may be grouped
under finite and infinite slopes depending on the extent of inclination. when a slope has
a limited length of inclination it can group under finite slope and when a slope represents
the boundary surface of a semi-infinite soil mass or ideally the inclination is extended to
unlimited length and the soil properties for all identical depths below the surface are
constant the slope is termed as an infinite slope. The slope is used to canal banks, road
cuts, landfills open-pit mining, excavations, the earthen dam, railway formation, highway
embankment, levees, etc.
Something involving a downward and outward movement of the whole mass of soil that
involves in the failure we call it a slide. gravitational forces and force due to seepage
water, erosion, sudden lowering of water near to a slope, external loading, geological
feature, earthquake forces are the main triggering forces for slope failure within the soil
(Figure 2.1). They may also fail due to adjacent excavation or undercutting of its foot, or
due to gradual disintegration of the structure of the soil due to weathering (Salunkhe,
Bartakke, Chvan, & Kothavale, 2017).
The movement of the slope is either by expansion and contraction of soil due to the
variation in temperature called soil-creep or sudden movement of large soil mass refers
to mass slides or flow slides which occur when the soil starts to flow outward and
downward from its natural position (Teferra A. and Leikun M., 1999).
One of the oldest, controversial, and arguably the most researched and the least
understood topic of geotechnical engineering is the stability of slopes. In their book titled
Soil Strength and Slope Stability Duncan et al., (2014) said that “Evaluating the stability
of slopes in the soil is an important, interesting, and challenging aspect of civil
engineering”. Among various works in this field in terms of different approaches
(theoretical, experimental, analytical, statistical, and numerical), Terzaghi’s (1950) work
entitled “Mechanism of Landslides” is well known. Researchers are looking for an
advanced approach today since the solution of slope stability problems requires the
understanding of analytical methods and their application, the awareness of known
methods and their drawbacks becomes a crucial topic.
Effective or total stress parameters can be used to assess the stability of a slope. For
cohesionless soils forming the slope material, the effective stress analysis is best suitable
since drainage occurs quickly after loading (or unloading) of the slope disregarding
exceptional circumstances. For the case of clay-type soils, with low pore pressures,
MSc Thesis Page 19
Reliability Of Probabilistic Finite Element Method Over Deterministic and Traditional
Probabilistic Method in Slope Stability Analysis
permeability and hence there is time-dependent stability of the slope (ETİZ, 2019) an
effective stress approach with drained shear strength parameters can be applicable if the
pore-water pressures can be estimated fairly close. If it is not possible to estimate or
determine the pore water pressure, the total stress type of analysis may have to be
employed. In practice, it is common to use the total stress analysis for short-term stability
problems and the effective stress principle is used to assess the long-term stability,
assuming that all excess pore pressure generated during loading will be fully dissipated
(Abramson, Thomas S. Lee, Sharma, & Glenn, 2001).
The reason for slope stability analysis is to assess the safe design of manmade or natural
slopes and the equilibrium conditions. The slope is the resistance of inclined surface at
some angle to failure by sliding or collapsing which may cause loss of life and asset. It
is, therefore essential to check the stability of proposed slopes.
The stability of a slope can be checked in terms of factor of safety; for analysis either
factor of safety for shearing strength i.e., the ratio of shear strength (shearing resistance)
to the shear stress (mobilized shear strength) along sliding surface or factor of safety for
cohesion i.e., the ratio of available cohesion intercept and the mobilized cohesion
intercept might be used (Murthy, 2002). And also, there is a factor of safety for friction
which is the ratio of available frictional strength to mobilized frictional strength.
During the analysis of slope, there should be a distinction between finite and infinite
slopes (in this paper only analysis of finite slope is reviewed). Thanks to the advancement
of modern methods of soil testing and stability analysis, a safe and economical design of
slope are admissible (Salunkhe, Bartakke, Chvan, & Kothavale, 2017).
A. Static Analysis
i.Limit equilibrium method:
❖ Swedish slip circle method of analysis
❖ The ordinary method of slices
❖ Simplified bishop’s method of analysis
❖ Janbu’s method of analysis
❖ Spencer’s method of analysis
❖ Sarma method of analysis
❖ Taylor’s stability number
❖ Probabilistic analysis based on LEM
ii.Numerical method:
❖ Finite difference method
❖ Finite Discrete method
❖ Finite Element method
❖ The probabilistic FE method
iii.Numerical method of modeling:
❖ Continuum modeling
❖ Discontinuum modeling
❖ Hybrid/coupled modeling
There is a circular failure surface as the investigation shows. When soil slips along a
circular surface, such a slide may be termed as a rotational slide. Such failures can be
classified as slope failure, toe failure, and base failure as shown in Figure 2.3.
In the LEM method, the soil mass above the slip surface is assumed to be rigid at the
time of failure, the available shear strength is assumed to be mobilized at the same rate
at all points of the slip surface. This implies that FS is constant throughout the failure
surface. In LEM factor of safety can be calculated in the limit force and moment
equilibriums (ETİZ, 2019). Some of the LEMs are briefly discussed in the next section.
It is also known as the circular arc method or φ=0 method of analysis (Teferra A. and
Leikun M., 1999). In 1922 the Geotechnical Commission was appointed by the Swedish
State Railways to investigate solutions following a costly slope failure. The analysis
followed for this project has laid a base for the development of the limit equilibrium
analysis method. The method has become known as the Swedish Slip Circle Method. In
this method, a cylindrical shape that looks a circle in cross-section is assumed.
This method assumes zero resultant interslice force, a circular slipping surface, and the
equilibrium of overall moment is satisfied but the equilibrium of individual slice moment,
equilibrium of both vertical and horizontal forces is not satisfied.
Where, S = shear force acting at the base of a slice (kN), N’= effective base normal force
acting on SS (kN)
The ordinary method of slices doesn’t satisfy the force equilibrium of both the entire
slide mass and individual slices and doesn’t satisfy the equilibrium of moment of
individual slice but overall moment equilibrium. It assumes a circular slipping surface.
This method accounts for the interslice normal forces, which increase the accuracy of
calculating the factor of safety (FS). The method of slices, therefore developed is known
as the “Simplified Bishop’s Method” (Bishop A.W., 1955). However, Bishop’s Method
still cannot satisfy all the conditions of static equilibrium for example equilibrium of
horizontal forces, equilibrium of moment for an individual slice. All interslice forces are
assumed to be zero, which reduces the number of unknowns by (n-1). Remaining (4n-1)
unknowns, overdetermined solution as horizontal force equilibrium not satisfied for a
slice (ETİZ, 2019).
Where, S = shear force acting at the base of a slice (kN), N’= effective base normal force
acting on SS (kN), W weight of each slice or total sliding mass (kN), E = interslice normal
force (kN).
Janbu has developed three different methods of slope stability analysis namely, “Janbu’s
Simplified Method” (Janbu, 1954a), Janbu’s generalized method, and Janbu’s direct
method. a non-circular failure surface is possible in Janbu’s simplified method which
considers the interslice forces with an assumption of interslice/ tangential forces are equal
to zero, but includes a correction factor to compensate for the interslice forces.
However, in Janbu’s generalized method both interslice forces and assume a line of thrust
to determine a relationship for interslice forces. satisfies both force and moment
Finally, Janbu’s direct method is based on a series of charts as a powerful tool to carry
out slope stability analysis. Besides, surcharge load, groundwater, and tension crack
loading conditions are possibly integrated during analysis (Aryal, 2006).
Figure 2.10 Slope geometry illustrating Janbu’s direct method (Aryal, 2006)
In 1973, Sarma came up with a method for general blocks or a non‐vertical slice.
considers both interslice normal and shear forces, satisfies both moment and force
equilibrium, and relates the interslice forces by a quasi‐shear strength equation.
𝑇 = 𝑐ℎ + 𝐸𝑡𝑎𝑛𝜑 (2.2)
➢ gives different results in different methods because all methods make different
assumptions.
➢ uses an upper bound solution
➢ the sliding block is assumed to be rigid
➢ distribution of FS is taken as constant throughout the failure zone
➢ distribution of stress is taken as constant throughout the failure zone
➢ it doesn’t give the displacement of the sliding block
According to El-Ramly et al., (2002), there are four reasons for practicing engineers
facing difficulties in using PSSA:
Figure 2.11 Very erratic spatial structure (upper right) and a highly continuous structure (lower
right), both with similar histograms (El-Ramly, Morgenstern, & Cruden, 2002)
The other measure of uncertainty is in spatial averaging. Rather than soil properties at
discrete locations, the performance of a structure is often controlled by the average soil
properties within a zone of influence. Slope failure is more likely to occur when the
average shear strength along the failure surface is insufficient rather than due to the
presence of some local weak pockets. The uncertainty of the average shear strength along
the slip surface, not the point strength, is therefore a more accurate measure of
uncertainty (El-Ramly, Morgenstern, & Cruden, 2002).
As stated by Griffiths et al., (2015) slope stability analysis has received more attention
in the case of probabilistic geotechnical analysis, it seems likely that a very significant
bibliography is now available like Matsuo and Kuroda (1974), Alonso (1976), Tang et
al. (1976) and Vanmarcke (1977).
According to El-Ramly et al., (2005) probabilistic procedures for slope stability analysis
vary in assumptions, limitations, capability to handle complex problems, and
mathematical complexity and they can be grouped in two categories: approximate
methods (the FOSM method, the point estimate method) and Monte Carlo simulation.
However, now a days another sampling method called Latin Hypercube is emerged.
Approximate methods make assumptions that often limit their application to specific
classes of problems and do not provide any information about the shape of the probability
density function, so the failure probability can only be obtained by assuming a parametric
probability distribution of the factor of safety (typically normal or log-normal). Estimates
of low probabilities, required for safe structures, are sensitive to the assumed distribution.
Some of the probabilistic slope stability Analysis methods are discussed briefly in the
fore coming sections.
It is called FOSM because it uses the first order of the Taylor approximation terms about
the second moments (mean and variance). This method is an approximate approach that
uses the first order approximation of the mean, standard deviation, and variance of the
performance function (the distribution of the factor of safety) which depends on the first
order Taylor’s Series expansion and neglect the higher order terms (AKBAŞ, 2015). In
slope stability works, this function is the factor of safety which is calculated by the
method of slices. FOSM calculates the reliability index (β) from the mean value ( μ𝐹𝑆 )
and standard deviation (σ𝐹𝑂𝑆 ) of a factor of safety.
𝜇𝐹𝑆 − 1
𝛽= (2.3)
𝜎𝐹𝑆
The advantage of this method is that it can show the relative contributions of each random
variable to the performance function. This can be useful since the designers can focus on
the most affecting variable. This is not provided in many of the other methods. On the
other hand, the demerit of the method is to deal with the partial derivative of the
performance function, especially if it has a complicated form (AKBAŞ, 2015).
and variance, respectively and the square root of the variance is the standard deviation.
initially, it is seen as an over approximate approach. However, its satisfactory accuracy
is shown by Baecher & Christian (2005) in several numerical case studies. The
correlation between variables is possible in addition to its simplicity. But this method is
better for problems with few variables to save computation time (AKBAŞ, 2015).
In FOSM and point estimate method, first, for the estimation of performance function,
only the mean and variance of the random variables and their linear combination are
used, and second, in knowing the form of distribution of performance function the
probability of failure of performance function can be obtained from reliability index
information. To overcome these two assumptions FORM developed.
The first order reliability method (FORM) is a process that can be used to determine the
probability of a failure given the distribution data and limit state function. The method is
based on the Hasofer-Lind reliability index (βHL) (Hasofer and Lind 1964), which can be
described as the distance, in standard deviation units, between the most probable set of
values and the most probable set of values that causes a failure. Calculation of this value
is an iterative process, finding the minimum value of a matrix calculation subject to the
constraint that the values result in a system failure. The reliability index can be
determined and then the probability of failure, Pf, (Griffiths, Fenton, & Denavit, 2007).
the distance in standard deviation units between the most probable set of random
variables (the means), and the most probable set of random variables that causes a failure
is called the reliability index, and an iterative process is used for its determination.
𝑥𝑖 − 𝜇𝑖 𝑇 𝑥𝑖 − 𝜇𝑖 𝑇
𝛽𝐻𝐿 = 𝑚𝑖𝑛 √( ) + [𝑅]−1 ( ) (2.4)
𝑔→0 𝜎𝑖 𝜎𝑖
𝑥𝑖 −𝜇𝑖 𝑇
Where, ( ) is the vector of random variable values reduced to standard normal space,
𝜎𝑖
The Monte Carlo method is a powerful slope stability analysis developed in 1949 by John
von Neumann and Stanislaw Ulam ( (Eckhardt, 1987), (Fishman, 1995)). Monte Carlo
In this method, an iterative process using deterministic methods of slope stability analysis
is applied. Monte Carlo simulation is a popular method of slope stability risk analysis
much used by engineers because of its simplicity and no need for comprehensive
mathematical and statistical knowledge (Sharma, 2016). The first step of a Monte Carlo
simulation is to identify a deterministic model where multiple input variables are used to
estimate a single value outcome. Step two requires that all variables or parameters be
identified. Next, the probability distribution for each independent variable is established
for the simulation model, (i.e., normal, beta, lognormal, etc.). Next, a random trial
process is initiated to establish a probability distribution function for the deterministic
situation being modeled.
A. Fixing geometry of the slope to be analyzed and the most likely (mean) values of
the required soil parameters.
B. Choosing the shear strength soil model (Mohr-Coulomb, Hoek-Brown, etc.)
C. Determination of the randomly treated input parameters (i.e., unit weight,
cohesion, internal friction angle, pore water pressure coefficient, etc.)
D. For each random variable, choosing the relevant COV from the literature unless
information on the variability of site-specific soil is sufficient.
E. Choosing the statistical distribution (normal, lognormal, etc.) of the random
parameter.
F. Choosing several required analyses (N) and sampling methods.
G. Choosing the shape of a slip surface (circular, non-circular, etc.) if necessary.
H. Carrying the slope stability analysis N-times.
The limitation of this method is that generated number may not cover the necessary
region of interest depending on the values parameters defined, seed, and the number of
realizations. In addition to that, depending on the probability of failure of the
performance function, necessary random number realization can be too much.
In the finite element method (FEM) the limitations of the limit equilibrium method are
solved. In FEM, the soil continuum is divided into discrete units called “finite elements”.
The finite elements are interconnected at nodal points and the prescribed boundaries of
the mass continuum. In typical geotechnical applications, the displacement method of
formulation of the FEM is utilized to calculate displacements, stresses, and strains at the
nodal points.
In LEM statics of force and moment equilibrium are considered but in FEM stress-strain
relationship is used like constitutive law. Stress redistributions can be computed since it
is based on the stress-strain relationship. Besides, compatibility between structural
members and soil media can be done without much problem due to its meshing process.
The principal uses of the finite element method as stated by Duncan (1996) for design
are:
analyses for reinforced slopes is the force in the reinforcement. The FEM can
provide useful guidance for establishing the force that will be used.
The shear strength reduction factor (SSRF) method is employed in FEM to analyze slope
which provides a very quick and reasonable estimate of stability. This method is based
on the reduction of cohesion (c) and friction angle (tanφ) of the soil.
𝐶 tanφ
SSRF = 𝐹𝑆 = = (2.5)
𝐶𝑟𝑒𝑑𝑢𝑐𝑒𝑑 tan𝜑𝑟𝑒𝑑𝑢𝑐𝑒𝑑
The parameters are reduced in steps until the soil mass fails. Different computer
programs which are based on the finite element method, use the stress reduction method
in the analysis of slope. One of the main advantages of the Shear Strength Reduction
Technique (SSRF) is that the safety factor emerges naturally from the analysis without
assuming any particular form of failure mechanism in advance.
The shear strength reduction factor ‘F’ increases incrementally until the global failure of
the slope reaches, implies, under a physically real convergence criterion, finite element
calculation diverges. The lowest factor of safety of slope lies between the shear strength
reduction factor F at which the iteration limit is reached and the immediately previous
one. The procedure described at this moment can predict the factor of safety within one
loop and can be easily implemented in a computing code (Nakamura, 2008). However,
FEM is time consuming and complex because no assumptions are made to simplify the
problem and further processing is required because FEM does not provide a value for the
overall factor of safety of the computed stresses.
The PFEM is used in link with Monte Carlo simulations with many different realizations
of the soil properties onto a finite element mesh in which the stability analysis is repeated
The unique feature of this method is the ability to seek out the weakest and most critical
path and it doesn’t stick with a certain shape of failure surface while accounting for
spatial variability of soil (Griffiths & Fenton, 2004). It incorporates the main advantage
of FEM in this regard.
Oguz et al., (2017), investigated the effects of the Coefficient of Variation (COV) and
the Cross-Correlation of Shear Strength Parameters. COV is defined as the ratio between
standard deviation and mean. In their study, they considered uncertainty of soil properties
by different levels of coefficient of variation. They used the limit equilibrium method for
slope stability analyses with a normal statistical distribution of geotechnical material
properties. The results showed that the Probability of failure (Pf) and the critical failure
surface are significantly influenced by the COV level, cross correlation of shear strength
parameters, and the traditional FS level of the slopes. Moreover, the inverse relation
between FS and Pf is demonstrated to be nonlinear and the COV level has a significant
effect on this relationship.
It is shown that large values of COV, i.e., significant variation in material properties, can
cause large values of Pf for slopes with FS greater than unity and Pf decreases with
increasing COV for FS less than unity, and deterministic FS alone will not be sufficient
to indicate this danger in slope stability. As cohesion increases the friction angle
decreases, this is termed as a negative cross correlation which is considered in their study.
There are suggested values of COV by different researchers in the literatures. But care
should be given in using these values since it is not clearly presented how these values
are recorded. Duncan and others provided a summary of COV values for various property
or in situ test results, only properties related to this study are presented in Table 2.1
(Duncan, Member, & ASCE, 2000).
Table 2.1 Values of Coefficient of Variation (V) for Geotechnical Properties and In Situ
Tests (Duncan et al., 2000)
Property or in situ test result COV Reference
(%)
Unit weight (𝛾) 3–7% Harr (1984), Kulhawy (1992)
Phoon and Kulhawy conducted the effect of COV on the analysis of slope stability and
they reported a summary of values for different soil types and different soil properties
which can be used as a guideline during limitation on the availability of sufficient data
(Phoon & Kulhway, 1999).
Where,
𝑆𝑢 , undrained shear strength; 𝑆𝑢 (field), corrected 𝑆𝑢 from vane shear test(VST); φ’,
effective stress friction angle; φ’cv, constant-volume φ; TC, triaxial compression; UC,
unconfined compression test.
Nikolaos Alamanis in recent years summarized the value of mean and COV for different
types of soil properties. Here only some of the soil properties are presented, for further
inquiry, the reader can refer (Alamanis, 2017).
Table 2.3 Average values μ and coefficient of variation COV for the active angle of
internal friction (Alamanis, 2017)
Researcher Year Mean μ COV
Harr 1987 2% - 13%
Kalhawy 1992 2% - 13%
Phoon and his colleagues 1995 20 - 40 (deg) 5% - 15%
Lacasse and his colleagues 1997 2% - 5%
Suchomel 2010 21 (deg) 8%
Phoon and his colleagues 1999 21-40 (deg) 5% - 15%
Duncan 2000 2% - 13%
Jeremic and his colleagues 2007 2% - 5%
Griffiths and his colleagues 2002 35 (deg) 5% - 50%
El Ramley and his colleagues 2002 35 (deg) 5.60%
Schweiger 2005 35 (deg) 0
Table 2.4 Average values of μ and coefficient of variation COV for active cohesion
(Alamanis, 2017)
Researcher Year Mean μ COV
Griffiths and his colleagues 2002 24KN/m2 30%
Suchomel 2010 10KN/ m2 21%
Harr 1987 20%
Cherubini 1997 20%-30%
Li and his colleagues 1987 40%
Table 2.5 Average values μ and coefficient of variation COV for the unit weight
(Alamanis, 2017)
Researcher Year Mean μ(kN/m3) COV
Harr 1987 1%-10%
Phoon and his colleagues 1995 13-20 <10%
Smith and his colleagues 2004 20 0%
Duncan 2000 14-20 <10%
Wang and his colleagues 2010 20 6%
Hicks and his colleagues 2002 20 0%
Griffiths and his colleagues 2002 20 0%
Schweiger 2005 20 0%
El-Ramly et al., (2002), have investigated the impact of uncertainty on the reliability of
slope design and performance assessment. According to their study, conventional slope
practice based on the factor of safety cannot explicitly address uncertainty, thus
compromising the adequacy of projections. Probabilistic techniques are rational means
to quantify and incorporate uncertainty into slope analysis and design. They have used
Microsoft® Excel 97 and @Risk as a tool based monte carlo simulation. An important
conclusion of thier study is that probabilistic analyses can be applied in practice without
an extensive effort beyond that needed in a conventional analysis. They believe that
combining conventional deterministic slope analysis and probabilistic analysis will be
beneficial to slope engineering practice and will enhance the decisionmaking process.
Nejan Huvaj and Emir Ahmet Oğuz (2018), investigated a well-documented landslide
case study to demonstrate the importance of probabilistic approach in slope stability.
They investigated the effects of considering variability in material properties and
compared deterministic and probabilistic slope stability analyses results. Deterministic
limit equilibrium, probabilistic limit equilibrium, and probabilistic finite element
analyses are conducted for Lodalen landslide in Oslo, Norway and they compared results
with each other. They have investigated factor of safety, the probability of failure and the
most critical failure surface with and without statistical cross-correlation of soil’s shear
strength parameters. They comeup with the conclusion that the critical failure surface in
a slope can be different indeterministic LEM, probabilistic LEM, and probabilistic FEM
analyses. It would be best to identify the most critical failure surface by making use of
all available methods, including probabilistic approaches.
R.K Sharma (2016), have worked on probabbilistic analysis and reach to a conclusion
that traditional slope stability analysis is limited to the use of single valued parameters to
analyze a slope’s characteristics. Thus, traditional analysis methods yield single valued
estimates for factor of safety of a slope’s stability. Yet, the inherent variability of the soil
characteristics which affect slope stability shows that the stability of a slope is a
probabilistic rather than a deterministic situation. In other words, the stability of a slope
is a random process which is dependent on the relative distribution of controlling soil
parameters. For a natural slope, the stability deciding parameters vary considerably
throughout the extent of slope. In his study, the variability of soil properties and their
effect on stability of a natural slope studied by incorporating the probabilistic analysis
using Monte Carlo simulation and deterministic analysis using Geo-Studio and PLAXIS.
The results obtained from probabilistic approach can be used to determine the probability
of failure corresponding to a particular of factor of safety and an allowable risk criterion
can be used to establish a consistent target for the design process.
3.1 Introduction
The Ethiopian Geological Survey and Ethiopian Roads Authority have made some effort
even though there is no comprehensive record of landslides and their consequence is
made in detail in Ethiopia. Despite all challenges many scholars have reported on slope
instability problems in different parts of the country like Dessie, Abay gorge, Jimma
basin, Goffa, Gilgel Gibe-II, and Sodo-Shone areas, shale hill slopes, Tarmaber and
surrounding area, wollo, wondogenet, and Tekeze hydro power project as shown in
Figure 3.1.
Figure 3.1 Location of landslide affected areas in the highlands of Ethiopia, Modified
after the works of the various researchers (Woldearegay, 2013)
The chosen study areas are found in the capital city of Ethiopia, Addis Ababa where red
clay soil is dominantly exists. A typical red clay locations were selected among the sub
cities of Addis Ababa namely, Kolfe Keranio, Arada, and Gulele sub cities. The specific
locations were Addisu Gebeya, Kolfe, Asko and Arada.
Addis Ababa is positioned on the western edge of the main Ethiopian Rift Valley.
Normal faults down thrust towards the rift characterize the Mio-Pliocene boundary,
which shows Mio-Pliocene volcanic. The massive fault marks the upper (outside) edge
of the margin immediately north of the Addis Ababa-Ambo Road, it runs roughly east-
west. The lower limit runs northeast to southwest, parallel to the major fissure systems
in the area from Nazareth to Awash Station, the rift-floor (Akalu, 2017).
Figure 3.3 Geological map of Addis Ababa City (Geology of Ethiopia, 1998)
Trachy-basalts (around general wingate school), Ignimbrites, and Basalts are the
principal occurrences with in western areas of Addis Ababa, as per geological map of
Addis Ababa. Addis Ababa basalt, primarily alkaline and olivene basalt, and Addis
Ababa ignimbrite cover parts of Gulele, Addis Ketema, and Arada. Wechecha's core
volcanics, Entoto's pyroclastic trachytic lava flows cover the majority of Kolfe
Keraniyo's subcity (Akalu, 2017).
Addis Ababa basalt is porphyritic in texture which dominantly cover the central part the
city. Bafo basalts found in the southeastern region of Addis Ababa characterized by big
vesicles that are filled by calcite. It has a restricted location outcrop from southwards of
Akaki river basin. Alaji basalts has various textures from porphyritic to aphanitic covers
the north and northeastern part of the city. Entoto Silicic found at the bottom of entoto
hills composed of rhyolites and trachytes. The Nazareth group is composed of three units
identified as lower welded tuff, aphanitic basalt and upper welded tuff which covers
south of Filwoha fault and extended towards Nazareth (Haile Sellasie, 1989).
According to the seismic hazard map of Ethiopia, parts of Addis Ababa city like bole and
kaliti town lies in zone three. Our country Ethiopia adopted an earthquake code of design
standards for buildings based on the seismic zone map by Pierre Gouin. Consequently,
Ethiopia is broadly subdivided into four seismic zones depending upon more than 500
historic earthquake records covering the year between 1400-1974. The seismic hazard
within each zone has been assumed to be constant through local variations are expected.
The seismic hazard map of Ethiopia as provided in the Ethiopian Building Code Standard
is based on a 100-year return period or approximately 50% of being exceeded in 50 years.
Each seismic zone 1 to 4 is assigned a constant bedrock acceleration ratio α0 of 0.03,
0.05, 0.07, or 0.1, respectively, however, Zone 0 is considered seismic free. In this map,
the study site belongs to Zone 1 with α0 = 0.03.
Based on the new code ES EN 1998-1:2015 the seismic hazard map is divided into five
zones based on bedrock acceleration with a reference return period of 475 years with a
10% probability of exceedance in 50 years. The study area was found in the same zone
according to the new code.
Table 3.1 Bed rock acceleration ratio (ES EN 1998-1:2015 Design of Structures for
earthquake resisistance , 2015)
Zone 5 4 3 2 1 0
3.5 Topography
When we come to the overall topography of Addis Ababa, the city is surrounded by
volcano formed mountains like Wechecha mountain at the west, Furi mountain at the
southwest, Entoto mountain at the north, and Yerer mountain at southeast side. Light
brown and yellowish-brown soils are common in the north, northeast and northwest part
due leaching occurred in steep slope. However, soils in the southern, southeastern, central
and western parts are dark grey soils in color.
3.6 Climate
In Ethiopia, the climate varies mostly with altitude, and it goes from the hot and arid
climate of the lowlands to the cool climate of the plateau. In general, there are five
climatic zones, "Kur" (Alpine), above 3000 meters above sea level; "Dega" (Temperate),
2300 meters to around 3000 meters; "Weina Dega" (Subtropical), 1500 meters to around
2300 meters; "Kolla" (Tropical), 800 meters to about 1500 meters; and "Bereha"
(Desert), less than 800 meters. The majority of Addis Ababa is classified as Weina Dega
(subtropical) (Akalu, 2017).
3.7 Temperature
Addis Ababa, the capital, is located at 2,300 meters (7,500 feet) above sea level, with
altitudes ranging from 2,100 to 2,700 meters (7,000 to 9,000 feet) in different sections of
the city, and enjoys a warm temperature. From November to February, when lows drop
below 10 °C (50 °F), nights are cool, even cold, while days are pleasant, with highs
around 23/25 °C (73/77 °F), except in July, August, and September, when highs drop to
approximately 20/21 °C (68/70 °F) during the rainy season. As is customary in Ethiopia,
the months of March and May are the warmest of the year, albeit by a few degrees.
3.8 Rainfall
Rainfall averages 1,160 mm (46 in) per year, with a peak from June to September, which
is the only particularly rainy period. From November to February, there is minimal rain
and only a few showers; from March to May, afternoon showers become more common,
occurring 7/10 days per month, and practically every day in July and August.
The data used for this research have been taken from two previous research works carried
on in Addis Ababa red clay soil. Among these researches the first one was aimed to
investigate the effect of remolding on mechanical behavior of Addis Ababa red clay soil
(Lukas, 2010) and the second one was aimed to investigate the engineering
characteristics of red clay soil in western Addis Ababa (Akalu, 2017). The former study
was carried on sites located at Addisu Gebeya and Kolfe and two samples were used for
each, the shear strength parameters determined from triaxial test (CU) and for the later
research, samples were taken from Asko and Arada area, direct shear test was used to
determine the shear strength parameters. Some soil parameters which are unable to get
from these researches, literature recommended values are used with caution by
considering the soil profile, each layer material description and soil log.
Slide analyzes the stability of slip surfaces utilizing vertical slice limit equilibrium
methods (e.g., Bishop, Janbu, Spencer, etc.). Every single slip surface can be analyzed
or search methods can be connected to find the critical slip surface for a given slope. It
is possible in Slide to carry out deterministic (safety factor) or probabilistic (probability
of failure) investigations.
Program modules in the Slide are three namely, model, compute and interpret module.
filling and editing the model boundaries, loads, material properties, groundwater
conditions, slip surface definition, and saving the input file is done in the model module
and it is a pre-processing program. The second one is a compute engine or program
module that runs from the Slide Model program. Finally, data visualization and
interpretation of the Slide analysis results is performed by Slide interpret program as
post-processing. This includes slope stability results as well as finite element
groundwater results if you have performed a groundwater seepage analysis (Rocscience
web help, 2021).
One of the unique features of this software is that there is a way to carry out a probabilistic
analysis and this is a good insight to know that factor of safety is not the only criteria for
failure as explained in the literature review section. In a conventional slope stability
analysis, it is expected that the values of all model input parameters are precisely known.
For a given slip surface, a single value of the safety factor is calculated. This sort of
investigation can be termed a deterministic analysis. In reality, the values of many input
parameters for a given slope instability are not very well-identified, that’s why the
probabilistic method to the analysis of slope stability can be suitable for better risk
minimization.
Based on the selected statistical distribution, sampling method, and several samples(N)
defined N values of random variables are generated. By loading a new set of random
variable samples, and re-running the analysis Probabilistic Analysis is carried out that is
repeated N times as shown in Figure 3.4 where N is the number of Samples defined in a
project setting.
Figure 3.4 Random Variable Samples used in Probabilistic Analysis (Rocscience web help, 2021)
There are two sampling methods in Slide namely Monte Carlo and Latin Hypercube
sampling which determines statistical inpoout distributions for the random variables. The
Monte Carlo sampling technique uses accidental numbers to sample from the input data
probability distributions. It is applied to a wide variety of problems involving random
behavior, in geotechnical engineering (Rocscience web help, 2021). Latin Hypercube
sampling method is based upon "stratified" sampling with random selection within each
stratum. This results in a smoother sampling of the probability distributions.
In probabilistic slope stability analysis critical probabilistic slip surface can be shown
which will not be always the same as the critical deterministic slip surface (i.e., the slip
surface with the lowest safety factor when all input parameters are equal to their mean
value). In general, the critical probabilistic surface and the critical deterministic Surface
(i.e., the deterministic global minimum slip surface) can be different surfaces.
In addition to the factor of safety, probability of failure and reliability index are used as
a measure of safety in probabilistic analysis. By definition probability of failure is the
ratio of the number of failed surfaces to a total number of slip surface in the analysis and
the Reliability Index characterizes the number of standard deviations which separate the
mean Factor of Safety from the critical Factor of Safety (= 1) (Rocscience web help,
2021).
The second software used for this research is RS2 from Rocscience. RS2 is a powerful
2D finite element package used for various engineering projects like excavation design,
slope stability, groundwater seepage, probabilistic analysis, consolidation, and dynamic
analysis in soil and rock applications (Rocscience, 2021).
RS2 has a similar graphical user interface with that of Slide except for some and the
major feature which makes RS2 different from the Slide is that it is finite element-based
software. Unlike that of Slide, there is no predetermined failure surface in RS2 but rather
it works under the principle of strength reduction factor. It is possible to use different soil
models like Mohr-Coulomb and Generalized Hoek-Brown and other constitutive models.
Besides, it is also possible to work on probabilistic analysis on finite element mesh which
integrates the advantage of defining parameters as random variables than deterministic
ones.
By using those two software packages discussed in brief, two types of analysis are carried
out. These are deterministic and probabilistic analyses as summarized below.
The following parameters are defined for both software programs to be used wherever
necessary. These data are taken from previous research works on the same location as
mentioned the research works in data collection section. But, Modulus of elasticity,
poison’s ratio, and porosity values are taken from different kind of literature (Bowles,
1997) and summarized useful parameters of the university of Stanford (Stanford
University, 2014) cause during soil investigation, these parameters are not considered.
➢ Kolfe 1
Cohesion (C’) = 23.4 kN/m2
Internal friction angle (ϕ’) = 16.7⁰
Unit weight (γsat) = 18 kN/m3
Elastic modulus = 100 000 kPa
Poison’s ratio = 0.4
Porosity = 0.5
➢ Kolfe 2
Cohesion (C’) = 19.2 kN/m2
Internal friction angle (ϕ’) = 23⁰
Unit weight (γsat) = 18 kN/m3
Elastic modulus = 50 000 kPa
Poison’s ratio = 0.4
Porosity = 0.5
➢ Kolfe 3
Cohesion (C) = 102.1 kN/m2
Internal friction angle (ϕ’) = 0⁰
Unit weight (γsat) = 22 kN/m3
Elastic modulus = 100 000 kPa
Poison’s ratio = 0.4
Porosity = 0.5
➢ Addisu gebeya 1
Cohesion (C’) = 20 kN/m2
Internal friction angle (ϕ’) = 15.5⁰
Unit weight (γsat) = 20kN/m3
3.13 Modeling
the assignment of external loading, the worst combination of truck design load is taken
including the design lane load and its position is defined as per AASHTO design
requirement.
Both deterministic and probabilistic analyses are carried out by using the advantage of
Slide to run both at the same time. While working on the model important project settings
are fixed. Among the various methods of analysis Bishop’s Simplified,
GLE/Morgenstern-Price, Janbu simplified and Spencer methods are selected by
considering the satisfaction of equilibrium of forces and moments. The groundwater
analysis is set to water surface implies that water surface is used to define the pore
pressure conditions for each soil type.
For the probabilistic analysis, the sampling method is set to Latin hypercube which uses
random numbers to sample from the input data probability distributions with 1000
samples which converges as shown in the Figure 3.8 and sensitivity is checked. The
method is based upon "stratified" sampling with random selection within each stratum.
The analysis method is global minimum type of analysis.
The failure surface is assumed to be circular with an auto refine critical search method
by which different slip surfaces are generated each time when analysis runs.
There are different strength type models available in Slide for modeling the shear strength
of the various materials. For this research Mohr-Coulomb, sterngth type is selected
(Equation 3.1).
𝜏 = 𝑐′ + n tanφ′ (3.1)
As mentioned erlier, the groundwater method is set as water surface for pore pressure
calculation by using Equation 3.2.
𝑢 = 𝛾𝑤 ℎ𝐻𝑢 (3.2)
Where, 𝑢 = pore pressure, 𝛾𝑤 = unit weight of water, ℎ= the vertical distance from the
base of a slice to a Water Surface and 𝐻𝑢 = the Hu coefficient for the soil type (either
user-defined or Auto). For this case, it is defined as auto 𝐻𝑢 = 𝑐𝑜𝑠 2 𝛼 to be calculated
from the water surface where 𝛼 is water surface inclination as shown in Figure 3.9.
Since the analysis is carried out in undrained conditions excess pore water pressure is
expected apart from the initial pore pressure calculated previously. For this excess pore
pressure calculation due to a sudden increase in pore pressure within a soil due to rapidly
applied loading conditions (undrained loading) a "B-bar" method is used from Skempton
1954. It says that the change in pore pressure is assumed to be directly proportional to
the change in vertical stress.
∇𝑢 = 𝐵̅ ∇𝜎𝑣 (3.3)
function" for the random variable random input data samples are generated. Then a given
slip surface has different safety factors from that probability of failure is calculated.
The values found from soil investigation are taken as mean values and the standard
deviation is calculated from the coefficient of variation value from literature as described
elsewhere in the literature section by using the following equation. Maximum and
minimum values are determined automatically.
𝜎
COV(V) = (3.4)
𝑋̅
𝜏𝑓𝑓
𝐹𝑆 = (3.5)
𝜏
where 𝜏𝑓𝑓 is the maximum shear stress that the soil can sustain at the value of normal
stress of 𝜎𝑛 , 𝜏 is the actual shear stress applied to the soil.
In addition to factor of safety and probability of failure, the reliability index is the other
measure of slope instability in probabilistic analysis which is calculated by using the
Equation (3.6) for normal and lognormal distribution (3.7).
𝜇−1
𝛽= (3.6)
𝜎
Where, 𝛽 is normal reliability index, 𝜇 is mean factor of safety and 𝜎 is the standard
deviation of a factor of safety.
𝜇
ln ⌊ ⌋
√1 + 𝑉2 (3.7)
𝛽𝑙𝑛 =
√ln( 1 + 𝑉 2 )
Where, 𝛽𝑙𝑛 is lognormal reliability index, 𝜇 is the mean factor of safety and V is the
coefficient of variation.
The same soil profile is modeled by using FEM-based RS2 software. By using this
software two types of analyses are carried out. The first one is the FEM method of slope
stability analysis and the second one is probabilistic slope stability analysis. All input
parameters are the same as those parameters defined in Slide however, additional
parameters are required for the analysis carried on in later software. These are elastic
modulus, poison’s ratio, and porosity.
For the finite element analysis, the following necessary steps are followed:
The analysis type is assumed to be a plain strain in which failures are of infinite length
in the out-of-plane direction, and therefore the strain in the out-of-plane direction is zero.
𝜎𝑧 + 𝜎𝑥 𝜎𝑧 − 𝜎𝑥 2
𝜎1 = + √[ ] + 𝜏𝑧𝑥 2 (3.8)
2 2
𝜎𝑧 + 𝜎𝑥 𝜎𝑧 − 𝜎𝑥 2
𝜎3 = − √[ ] + 𝜏𝑧𝑥 2 (3.9)
2 2
The other important step is the material definition section. The elastic material properties
of Young’s Modulus and Poisson’s Ratio are assumed to be isotropic implies there is no
variation of these properties in every direction. When we come to the material strength
parameter, we need to consider the failure (strength) criteria and the material type (elastic
or plastic). There are different types of strength criteria in RS2. One of these is the
The material type by itself is defined as plastic with equal residual and peak strength
parameters which means the material is elastic-plastic. In the elastoplastic constitutive
model yield surface and potential functions are used for the derivation of constitutive
equations of the materials. In general, in the formation of elastoplasticity yield criterion
function, flow rule, Hooke’s law, Additivity postulate, and hardening rule are involved
as stated below respectively.
Where 𝜎𝑖𝑗 is stress tensor, ҡ material state parameter, and m tell a number of yield surface.
𝑝 𝜕𝑄𝑚
𝑄𝑚 (𝜎𝑖𝑗 ) = 𝐶𝑜𝑛𝑠𝑡𝑎𝑛𝑡, 𝜀̇𝑖𝑗 = ∑ 𝜆̇𝑚 (3.11)
𝜕𝜎𝑖𝑗
𝑚
𝒑
it is assumed that the plastic strain increments (𝜺̇ 𝒊𝒋 ) are coaxial with the gradient of plastic
potential function 𝑄.
𝑘̇ = 𝑓(𝜀 𝑝 𝑘𝑙 ) (3.14)
Where 𝜀 𝑝 𝑘𝑙 plastic strain increment, 𝜀 𝑒 𝑘𝑙 is elastic strain increment and 𝜆̇𝑚 plastic
multiplier and equation 3.11 is called flow rule.
Hooke’s law (3.12) relates the increment of stress to the increment of elastic strains using
the elastic constitutive equations. The additivity postulate (3.13) simply sums up the
increment of elastic and plastic strain to form the increment of strain. The hardening
(3.14) controls the behavior of material after initial yielding. The expansion/shrinkage of
the yield loci is controlled by hardening/softening rules. One of the elastoplastic model
Mohr-Coulomb failure criteria in our case in terms of principal stress is given by:
1 1
𝐹𝑠 = (𝜎1 − 𝜎3 ) + (𝜎1 + 𝜎3 ) sin 𝜑 − 𝑐 cos 𝜑 = 0 (3.15)
2 2
The analysis is carried out by the principle of shear strength reduction factor as depicted
by the equation (3.16) as reduction of strength until a failure happens.
𝜏 𝑐 − 𝜎𝑛 tan 𝜑
= (3.16)
𝑆𝑅𝐹 𝑆𝑅𝐹
𝑐 tan 𝜑
𝑐𝑆𝑅𝐹 = 𝑎𝑛𝑑 𝜑𝑆𝑅𝐹 = atan ( ) (3.17)
𝑆𝑅𝐹 𝑆𝑅𝐹
Finally, for the probabilistic analysis, the materials are defined as a random variable with
appropriate statistical distribution function by using the Latin hypercube method, the
same procedure followed as discussed for Slide software.
This chapter presents the major findings and discussion on results in a brief way based
on the analysis type carried on. As mentioned in the methodology section two major
types of analyses were used and these are the Limit Equilibrium Method (LEM) and
Finite Element Method (FEM) of analysis. However, the focus is on probabilistic
analysis by using the Rocscience software package for both limit equilibrium and finite
element method of analysis.
The global minimum analysis result is shown in Figure 4.1. Since it is a probabilistic
analysis, the expected output values are a deterministic factor of safety, mean factor of
safety, probability of failure, and reliability index for the normal and lognormal
distribution. Pictures showing the minimum slip surfaces are listed in Appendix D.
FS (deterministic) =1.203
FS (mean) = 1.205
PF = 0.6%
RI (normal) = 2.354
RI (lognormal) = 2.548
Figure 4.1 Global minimum analysis showing global minimum slip surface for Bishop,
Addisu gebeya 2
FS (deterministic) = 1.203
FS overall(mean) = 1.198
PF = 1.3%
RI (normal) = 2.198
RI (lognormal) = 2.368
Figure 4.2 Global minimum analysis showing all slip surfaces for Bishop, Addisu gebeya 2
Kolfe 2
Bishop simplified 1.355 1.359 3.148 3.619 0.200
GLE/Morgenstern-
1.354 1.357 3.134 3.601 0.200
Price
Janbu Simplified 1.212 1.216 2.054 2.222 2.400
Spencer 1.354 1.357 3.131 3.598 0.200
Kolfe 3
Bishop simplified 2.872 2.883 2.544 4.065 0.300
GLE/Morgenstern-
2.880 2.895 2.552 4.085 0.300
Price
Janbu Simplified 2.785 2.796 2.501 3.942 0.300
Spencer 2.882 2.889 2.548 4.072 0.300
Addisu gebeya 1
Bishop simplified 1.341 1.347 2.064 2.333 2.300
GLE/Morgenstern-
1.339 1.344 2.050 2.315 2.400
Price
Janbu Simplified 1.210 1.216 1.381 1.462 9.300
Spencer 1.339 1.345 2.049 2.314 2.400
Addisu gebeya 2
Bishop simplified 1.203 1.205 2.354 2.548 0.600
GLE/Morgenstern-
1.196 1.201 2.322 2.509 0.600
Price
Janbu Simplified 1.050 1.052 0.706 0.690 22.400
Spencer 1.195 1.201 2.338 2.526 0.600
Arada
Bishop simplified 2.265 2.272 3.164 4.587 0.000
GLE/Morgenstern-
2.264 2.271 3.166 4.588 0.000
Price
Janbu Simplified 2.164 2.169 2.946 4.176 0.000
Spencer 2.265 2.271 3.169 4.593 0.000
Asko
Bishop simplified 1.411 1.414 2.766 3.229 0.300
GLE/Morgenstern-
1.409 1.413 2.771 3.234 0.300
Price
Janbu Simplified 1.301 1.304 2.207 2.466 1.200
Spencer 1.411 1.414 2.777 3.242 0.200
Table 4.1 shows that the factor of safety of deterministic and probabilistic analysis are
nearly equal. This is something expected to happen if the analysis is correct. However,
after the concept of probabilistic analysis, a factor of safety is not the only measuring
criteria for failure but also other additional measuring ways called reliability index and
probability of failure values to be used.
The value of the reliability index is of two types (i.e., normal and lognormal) but the best
fit for this slope data is normal as indicated in appendix A for all analysis methods. For
a safe design of slope, the reliability index value should be at least 3 or above.
Nevertheless, that is attained for some slopes in this case (reliability index value, Table
4.1).
Finally, the probability of failure is the other measure of slope stability. From the last
column of Table 4.1, in all cases the failure probability is more than nil in percent except
for the case of Arada. If we take the deterministic factor of safety value of Bishop’s
Simplified method of analysis of Arada and Janbu simplified method of Addisu gebeya
2, it is 1.194 and 1.05 respectively. some one can say that this slope is safe since these
values are greater than 1 if 1 is taken as a reference for the general case. However, even
if FS>1 the probability of failure is 5.4% and 22.4% respectively. This implies that there
may a probability to fail for a given slope even if FS is greater than one. One thing to
bear in mind is that there is no value of failure which is termed as less (small) or that’s
okay even if its value is unity or less.
The Janbu simplified method gives a lesser value of factor of safety relative to the others.
However, the probability value is greater than the rest methods. This assures the inverse
proportionality between the probability of failure and the safety factor. Output results of
GM slope analysis are presented in Appendix A.
The second major type of analysis used for this research is the finite element method of
analysis. It is a more rigorous and advanced type than that of LEM. By using the RS2
program both the pure finite element method of analysis and probabilistic finite element
analysis are computed. The results are presented separately in the next section.
One of the limitations of the limit equilibrium method is assuming the shape of the slip
surface prior to failure. Due to the SSR technique in the finite element method, no-slip
surface is assumed before failure occurs. As depicted in Figure 4.3, the critical strength
reduction factor which is the same as a factor of safety of the slope becomes 1.17 for
Addisu gebeya 2 and decreased for others also. this indicates that more critical and weak
surfaces are possible to find in FEM than LEM. Refer appendix B for output results of
FEM analysis.
Figure 4.3 Critical SRF showing contour of the maximum shear strain, Kolfe 1
Deterministic Analysis
Site
FS
Kolfe 1 1.07
Kolfe 2 1.18
Kolfe 3 2.60
Addisu gebeya 1 1.34
Addisu gebeya 2 1.17
Arada 2.14
Asko 1.00
With a rigorous method, it is possible to simulate the deformed shape of elements and
the way how material moves during failure. Knowing the value of displacement value is
advantageous for minimization of risks due to the failing slope. The critical displacement
value (for SRF value of 1.17, the displacement is 0.023 m from its former position) is
shown in Figure 4.5. It illustrates the deformed shape, displacement value, and
boundaries of the model.
Even though FEM is better in showing the most critical slip surface, the parameters used
are defined as definitive or fixed variable. Nevertheless, the uncertainty of values can be
considered by defining parameters as a random variable. By doing so, a lesser factor of
safety is found i.e., from 1.17 to 0.97.
Figure 4.6 Mean critical SRF, showing the contour of Maximum shear plastic strain
As shown in Figure 4.6, the probability of failure is higher than LEM. The mean critical
SRF is the average critical strength reduction factor from the entire constituent files of
the probabilistic analysis and the standard deviation of the critical strength reduction
factors from the entire constituent files of the probabilistic analysis. The safety factor
from probabilistic and FEM are much close, this is due to fewer number of parameters
defined as random variables in which the shear strength is dependent for the reason that
lack of high-speed computer for computation. A better result is expected by defining
more parameters as a random variable. Refer appendix C for output results of PFEM
analysis.
As depicted in Figure 4.7, the deformed shape and boundary deformation sever at the
toe.
For comparison purposes, results from all analysis methods discussed in the previous
sections are compiled in Table 4.3.
As it is stated in the first chapter, main objective of this study was showing the reliability
of probabilistic slope stability analysis over deterministic slope stability analysis. An
effort is made to meet the stated objective and the main objective is achieved by
acknowledging all the limitations of the study. The main emphasis is given for
probabilistic analysis and good results are found in both LEM and FEM-based analysis.
Even though FEM is well-suited method of analysis that avoids many assumptions and
works by the principle of seeking out the weakest surface, probabilistic analysis is more
appreciated for its account for soil uncertainties which is the limitation of FEM.
5.1 Conclusions
✓ a factor of safety greater than unity cannot guarantee the analysis to be termed as
safe because a probability of failure greater than zero is shown for FS greater than
1.
✓ FEM lies on safe side than that of both deterministic and probabilistic LEM of
analysis and finally,
✓ A finite element-based probabilistic analysis is more reliable than that of
deterministic FEM and the traditional (conventional) probabilistic method of slope
stability analysis.
5.2 Recommendation
Despite the promising results found, there are few points to be taken as a recommendation
for further investigation on the same or related topic. The number of samples used for
finite element probabilistic analysis is 70 and all parameters are not defined as random
variables due to a lack of high-performance computer if more random variables are
defined.
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APPENDIX A
Project Summary
• File Name: Addisu gebeya 2.slim
• Slide Modeler Version: 6.02
• Project Title: SLIDE - An Interactive Slope Stability Program
• Date Created: 3/24/2022, 11:40:57 AM
General Settings
• Units of Measurement: Metric Units
• Time Units: days
• Permeability Units: meters/second
• Failure Direction: Right to Left
• Data Output: Standard
• Maximum Material Properties: 20
• Maximum Support Properties: 20
Analysis Options
Analysis Methods Used
• Bishop simplified
• GLE/Morgenstern-Price with interslice force function: Half Sine
• Janbu simplified
• Janbu corrected
• Spencer
• Number of slices: 25
• Tolerance: 0.005
• Maximum number of iterations: 50
• Check malpha < 0.2: Yes
• Initial trial value of FS: 1
• Steffensen Iteration: Yes
Groundwater Analysis
• Groundwater Method: Water Surfaces
• Pore Fluid Unit Weight: 9.81 kN/m3
Random Numbers
• Pseudo-random Seed: 10116
• Random Number Generation Method: Park and Miller v.3
Surface Options
• Surface Type: Circular
• Search Method: Auto Refine Search
• Divisions along slope: 10
• Circles per division: 10
• Number of iterations: 10
• Divisions to use in next iteration: 50%
• Composite Surfaces: Disabled
• Minimum Elevation: Not Defined
• Minimum Depth: Not Defined
Loading
• 4 Distributed Loads present
Distributed Load 1
• Distribution: Constant
• Magnitude [kPa]: 96.66
• Orientation: Normal to boundary
• Creates Excess Pore Pressure: No
Distributed Load 2
• Distribution: Constant
• Magnitude [kPa]: 9.3
• Orientation: Normal to boundary
• Creates Excess Pore Pressure: No
Distributed Load 3
• Distribution: Constant
• Magnitude [kPa]: 9.3
• Orientation: Normal to boundary
• Creates Excess Pore Pressure: No
Distributed Load 4
• Distribution: Constant
• Magnitude [kPa]: 96.66
• Orientation: Normal to boundary
• Creates Excess Pore Pressure: No
Material Properties
General Settings
• Sensitivity Analysis: On
• Probabilistic Analysis: On
• Sampling Method: Latin-Hypercube
• Number of Samples: 1000
• Analysis Type: Global Minimum
Variables
Standard
Material Property Distribution Mean Min Max
Deviation
Red Clay-Addisu
Cohesion Normal 15.3 3.825 26.775 3.825
Gebeya 2
Red Clay-Addisu
Phi Normal 21.3 16.188 26.412 1.704
Gebeya 2
Red Clay-Addisu Unit
Normal 19.5 15.99 23.01 1.17
Gebeya 2 Weight
Correlation Coefficients
Material Correlation
Red Clay-Addisu Gebeya 2 -0.5
Global Minimums
• FS: 1.202620
• Center: 4.727, 26.038
• Radius: 26.483
• Left Slip Surface Endpoint: -0.108, 0.000
• Right Slip Surface Endpoint: 26.809, 11.418
• Resisting Moment=43736.8 kN-m
• Driving Moment=36368 kN-m
• Total Slice Area=132.185 m2
• FS: 1.050110
• Center: 7.258, 18.655
• Radius: 20.723
• Left Slip Surface Endpoint: -1.766, 0.000
• Right Slip Surface Endpoint: 26.677, 11.418
• Resisting Horizontal Force=1618.01 kN
• Driving Horizontal Force=1540.8 kN
• Total Slice Area=178.123 m2
• FS: 1.130140
• Center: 7.349, 18.603
• Radius: 20.620
• Left Slip Surface Endpoint: -1.545, 0.000
• Right Slip Surface Endpoint: 26.677, 11.418
• Resisting Horizontal Force=1732.89 kN
• Driving Horizontal Force=1533.34 kN
• Total Slice Area=177.086 m2
Method: spencer
• FS: 1.195030
• Center: 4.891, 26.323
• Radius: 26.836
• Left Slip Surface Endpoint: -0.329, 0.000
• Right Slip Surface Endpoint: 27.207, 11.418
Method: gle/morgenstern-price
• FS: 1.196050
• Center: 4.727, 26.038
• Radius: 26.483
• Left Slip Surface Endpoint: -0.108, 0.000
• Right Slip Surface Endpoint: 26.809, 11.418
• Resisting Moment=43497.9 kN-m
• Driving Moment=36368 kN-m
• Resisting Horizontal Force=1431.67 kN
• Driving Horizontal Force=1197 kN
• Total Slice Area=132.185 m2
Error Codes:
Error Codes:
Error Codes:
Method: spencer
Error Codes:
Method: gle/morgenstern-price
Error Codes:
Error Codes
o -108 = Total driving moment or total driving force < 0.1. This is to limit the calculation
of extremely high safety factors if the driving force is very small (0.1 is an arbitrary
number).
o -111 = safety factor equation did not converge
o -112 = The coefficient M-Alpha = cos(alpha)(1+tan(alpha)tan(phi)/F) < 0.2 for the final
iteration of the safety factor calculation. This screens out some slip surfaces which
may not be valid in the context of the analysis, in particular, deep seated slip surfaces
with many high negative base angle slices in the passive zone
Slice Data
• Global Minimum Query (bishop simplified) - Safety Factor: 1.20262
Slice Base Base Shear Shear Base Pore Effective
Width Weight Base
Numbe Cohesion Friction Angle Stress Strength Normal Stress Pressure Normal Stress
[m] [kN] Material
r [kPa] [degrees] [kPa] [kPa] [kPa] [kPa] [kPa]
1 1.0767 8.02413 Red Clay-Addisu Gebeya 2 15.3 21.3 15.9904 19.2303 10.0807 0 10.0807
2 1.0767 26.4375 Red Clay-Addisu Gebeya 2 15.3 21.3 21.5376 25.9015 27.1914 0 27.1914
3 1.0767 43.9872 Red Clay-Addisu Gebeya 2 15.3 21.3 26.6686 32.0722 43.0184 0 43.0184
4 1.0767 60.6078 Red Clay-Addisu Gebeya 2 15.3 21.3 31.3812 37.7397 57.5547 0 57.5547
5 1.0767 76.3061 Red Clay-Addisu Gebeya 2 15.3 21.3 35.6937 42.9259 70.8568 0 70.8568
6 1.0767 91.0843 Red Clay-Addisu Gebeya 2 15.3 21.3 39.3665 47.343 82.9796 0.793523 82.186
7 1.0767 104.94 Red Clay-Addisu Gebeya 2 15.3 21.3 42.3892 50.9781 93.9919 2.48185 91.5101
8 1.0767 117.867 Red Clay-Addisu Gebeya 2 15.3 21.3 45.1885 54.3446 103.902 3.75773 100.144
9 1.0767 127.259 Red Clay-Addisu Gebeya 2 15.3 21.3 47.0258 56.5542 110.427 4.61592 105.811
10 1.0767 124.365 Red Clay-Addisu Gebeya 2 15.3 21.3 45.4574 54.668 106.053 5.07905 100.974
11 1.0767 123.179 Red Clay-Addisu Gebeya 2 15.3 21.3 44.4871 53.5011 103.199 5.21899 97.9803
12 1.0767 131.644 Red Clay-Addisu Gebeya 2 15.3 21.3 46.3057 55.6882 108.504 4.9138 103.591
13 1.0767 139.637 Red Clay-Addisu Gebeya 2 15.3 21.3 48.0584 57.796 113.144 4.14768 108.996
14 1.0767 146.541 Red Clay-Addisu Gebeya 2 15.3 21.3 49.5801 59.626 116.591 2.90119 113.69
15 1.0767 152.302 Red Clay-Addisu Gebeya 2 15.3 21.3 50.8635 61.1695 118.8 1.15059 117.649
16 1.0767 156.854 Red Clay-Addisu Gebeya 2 15.3 21.3 51.5829 62.0346 119.868 0 119.868
17 1.0767 160.116 Red Clay-Addisu Gebeya 2 15.3 21.3 51.5802 62.0314 119.86 0 119.86
18 1.0767 161.218 Red Clay-Addisu Gebeya 2 15.3 21.3 50.9694 61.2968 117.976 0 117.976
19 1.0767 149.877 Red Clay-Addisu Gebeya 2 15.3 21.3 47.2395 56.8112 106.47 0 106.47
20 1.0767 133.33 Red Clay-Addisu Gebeya 2 15.3 21.3 51.4957 61.9298 119.599 0 119.599
21 1.0767 114.923 Red Clay-Addisu Gebeya 2 15.3 21.3 63.913 76.8631 157.901 0 157.901
22 1.0767 94.3977 Red Clay-Addisu Gebeya 2 15.3 21.3 57.6135 69.2871 138.47 0 138.47
23 1.0767 71.4064 Red Clay-Addisu Gebeya 2 15.3 21.3 50.8476 61.1503 117.6 0 117.6
24 1.0767 45.4613 Red Clay-Addisu Gebeya 2 15.3 21.3 43.5548 52.3799 95.1052 0 95.1052
25 1.0767 15.8392 Red Clay-Addisu Gebeya 2 15.3 21.3 35.6549 42.8793 70.7374 0 70.7374
21 1.1377 171.769 Red Clay-Addisu Gebeya 2 15.3 21.3 79.2139 83.1833 174.112 0 174.112
22 1.1377 145.605 Red Clay-Addisu Gebeya 2 15.3 21.3 71.6677 75.259 153.787 0 153.787
23 1.1377 114.624 Red Clay-Addisu Gebeya 2 15.3 21.3 61.0387 64.0974 125.159 0 125.159
24 1.1377 76.8721 Red Clay-Addisu Gebeya 2 15.3 21.3 48.933 51.385 92.5533 0 92.5533
25 1.1377 27.9924 Red Clay-Addisu Gebeya 2 15.3 21.3 34.5762 36.3088 53.8848 0 53.8848
19 1.12886 210.646 Red Clay-Addisu Gebeya 2 15.3 21.3 58.8585 66.5184 141.296 9.92754 131.369
20 1.12886 191.659 Red Clay-Addisu Gebeya 2 15.3 21.3 53.8911 60.9045 121.91 4.94057 116.969
21 1.12886 169.509 Red Clay-Addisu Gebeya 2 15.3 21.3 74.3855 84.066 176.376 0 176.376
22 1.12886 143.683 Red Clay-Addisu Gebeya 2 15.3 21.3 66.3737 75.0116 153.152 0 153.152
23 1.12886 113.109 Red Clay-Addisu Gebeya 2 15.3 21.3 56.5453 63.9041 124.663 0 124.663
24 1.12886 75.8566 Red Clay-Addisu Gebeya 2 15.3 21.3 45.35 51.2519 92.212 0 92.212
25 1.12886 27.6232 Red Clay-Addisu Gebeya 2 15.3 21.3 32.0687 36.2421 53.7135 0 53.7135
17 1.10146 168.766 Red Clay-Addisu Gebeya 2 15.3 21.3 51.585 61.6456 118.87 0 118.87
18 1.10146 168.808 Red Clay-Addisu Gebeya 2 15.3 21.3 50.0093 59.7626 114.04 0 114.04
19 1.10146 155.309 Red Clay-Addisu Gebeya 2 15.3 21.3 45.4907 54.3628 100.191 0 100.191
20 1.10146 138.198 Red Clay-Addisu Gebeya 2 15.3 21.3 54.3655 64.9684 127.393 0 127.393
21 1.10146 119.145 Red Clay-Addisu Gebeya 2 15.3 21.3 58.433 69.8292 139.86 0 139.86
22 1.10146 97.8848 Red Clay-Addisu Gebeya 2 15.3 21.3 52.0522 62.2039 120.303 0 120.303
23 1.10146 74.0562 Red Clay-Addisu Gebeya 2 15.3 21.3 45.4882 54.3598 100.183 0 100.183
24 1.10146 47.154 Red Clay-Addisu Gebeya 2 15.3 21.3 38.7218 46.2737 79.4435 0 79.4435
25 1.10146 16.4301 Red Clay-Addisu Gebeya 2 15.3 21.3 31.7423 37.933 58.0505 0 58.0505
14 1.0767 146.541 Red Clay-Addisu Gebeya 2 15.3 21.3 49.4531 59.1484 115.367 2.90119 112.466
15 1.0767 152.302 Red Clay-Addisu Gebeya 2 15.3 21.3 49.0114 58.6201 112.261 1.15059 111.11
16 1.0767 156.854 Red Clay-Addisu Gebeya 2 15.3 21.3 48.1665 57.6095 108.518 0 108.518
17 1.0767 160.116 Red Clay-Addisu Gebeya 2 15.3 21.3 46.8222 56.0017 104.394 0 104.394
18 1.0767 161.218 Red Clay-Addisu Gebeya 2 15.3 21.3 45.226 54.0925 99.4973 0 99.4973
19 1.0767 149.877 Red Clay-Addisu Gebeya 2 15.3 21.3 41.1465 49.2133 86.983 0 86.983
20 1.0767 133.33 Red Clay-Addisu Gebeya 2 15.3 21.3 44.5812 53.3213 97.5198 0 97.5198
21 1.0767 114.923 Red Clay-Addisu Gebeya 2 15.3 21.3 55.8559 66.8064 132.107 0 132.107
22 1.0767 94.3977 Red Clay-Addisu Gebeya 2 15.3 21.3 50.9706 60.9634 117.121 0 117.121
23 1.0767 71.4064 Red Clay-Addisu Gebeya 2 15.3 21.3 46.0008 55.0192 101.874 0 101.874
24 1.0767 45.4613 Red Clay-Addisu Gebeya 2 15.3 21.3 40.7414 48.7287 85.7398 0 85.7398
25 1.0767 15.8392 Red Clay-Addisu Gebeya 2 15.3 21.3 34.8698 41.706 67.7281 0 67.7281
Interslice Data
• Global Minimum Query (bishop simplified) - Safety Factor: 1.20262
1 -0.108437 0 0 0 0
2 0.968268 -0.177082 18.9915 0 0
3 2.04497 -0.309011 45.7544 0 0
4 3.12168 -0.396465 78.2132 0 0
5 4.19838 -0.439882 114.48 0 0
6 5.27509 -0.439481 152.86 0 0
7 6.35179 -0.395259 191.55 0 0
8 7.4285 -0.306996 228.867 0 0
9 8.5052 -0.174246 263.699 0 0
10 9.58191 0.00367082 294.655 0 0
11 10.6586 0.227689 319.811 0 0
12 11.7353 0.49902 339.68 0 0
13 12.812 0.819193 354.768 0 0
14 13.8887 1.1901 364.515 0 0
15 14.9654 1.61404 368.438 0 0
16 16.0421 2.09384 366.17 0 0
17 17.1188 2.63293 357.055 0 0
18 18.1955 3.23552 340.332 0 0
19 19.2722 3.90679 315.984 0 0
20 20.349 4.65321 287.344 0 0
21 21.4257 5.48297 243.518 0 0
22 22.5024 6.40662 166.445 0 0
23 23.5791 7.43816 85.603 0 0
24 24.6558 8.59672 4.07186 0 0
25 25.7325 9.90963 -73.9257 0 0
26 26.8092 11.4184 0 0 0
List Of Coordinates
Water Table
X Y
-11.6 -2.31005
-2.8 -2.31164
9.648 0.549
19.637 2.987
28.098 5.935
33.715 8.807
36.904 10.2152
Line Load
X Y
28.0232 11.4184
21.0583 11.4184
Line Load
X Y
27.9815 11.4184
21.1417 11.4184
Line Load
X Y
-2.08851 0
-9.17853 0
Line Load
X Y
-2.0468 0
-9.26194 0
External Boundary
X Y
-11.6 -5.998
36.904 -5.998
36.904 14.171
33.11 14.171
30 11.4184
18.9293 11.4184
10.954 6.039
8.954 6.039
0 0
-11.6 0
APPENDIX B
Project Summary
File Name: Addisu gebeya 2.fez
Last saved with RS2 version: 11.015
Analysis: Converted from Slide v6.02 with RS2 11.015
General Settings
Single stage model
Analysis Type: Plane Strain
Solver Type: Conjugate Gradient
Units: Metric, stress as kPa
Permeability Units: meters/second
Time Units: days
Analysis Options
Maximum Number of Iterations: 500
Tolerance: 0.01
Number of Load Steps: Automatic
Convergence Type: Comprehensive
Tensile Failure: Reduces Shear Strength
Joint tension reduces joint stiffness by a factor of 0.01
Groundwater Analysis
Method: Static
Pore Fluid Unit Weight: 9.81 kN/m3
Grid Interpolation: Modified Chugh
Probability: None
Field Stress
Field stress: Gravity
Using actual ground surface
Effective stress ratio (horizontal/vertical in-
1
plane):
Effective stress ratio (horizontal/vertical out-
1
of-plane):
Locked-in horizontal stress (in-plane): 0
Locked-in horizontal stress (out-of-plane): 0
Mesh
Mesh type: Uniform
Element type: 6 Noded triangles
Stage Name # of Elements # of Nodes
1 4929 10044
SRF: 1 4929 10044
SRF: 1.09 4929 10044
SRF: 1.14 4929 10044
SRF: 1.16 4929 10044
SRF: 1.17 4929 10044
SRF: 1.18 4929 10044
SRF: 1.2 4929 10044
SRF: 1.4 4929 10044
Mesh Quality
All elements are of good quality
Excavation Areas
Original Un-deformed Areas
External Boundary Area: 619.622 m2
External Boundary Perimeter: 127.709 m
1
Values not available until this stage is viewed in a window
SRF: 1
Values not available until this stage is viewed in a window
SRF: 1.09
External Boundary Area: 619.660 m2 (0.0375843 m2 change from original area)
External Boundary Perimeter: 127.695 m (-0.0140382 m change from original
perimeter)
SRF: 1.14
External Boundary Area: 619.661 m2 (0.0391197 m2 change from original area)
External Boundary Perimeter: 127.698 m (-0.010532 m change from original
perimeter)
SRF: 1.16
External Boundary Area: 619.662 m2 (0.039709 m2 change from original area)
External Boundary Perimeter: 127.699 m (-0.00950395 m change from original
perimeter)
SRF: 1.17
External Boundary Area: 619.662 m2 (0.0400673 m2 change from original area)
External Boundary Perimeter: 127.700 m (-0.00884447 m change from original
perimeter)
SRF: 1.18
External Boundary Area: 619.664 m2 (0.0416655 m2 change from original area)
External Boundary Perimeter: 127.705 m (-0.00367586 m change from original
perimeter)
SRF: 1.2
External Boundary Area: 619.668 m2 (0.0457874 m2 change from original area)
External Boundary Perimeter: 127.719 m (0.0100214 m change from original
perimeter)
SRF: 1.4
External Boundary Area: 619.756 m2 (0.134321 m2 change from original area)
External Boundary Perimeter: 128.070 m (0.361119 m change from original
perimeter)
Material Properties
Red Clay-Addisu Gebeya 2
Material Color
Initial Element Loading Field Stress and Body Force
Unit Weight 19.5 kN/m3
Elastic Type Isotropic
Poisson's Ratio 0.4
Young's Modulus 50000 kPa
Use Residual Young's Modulus No
Failure Criterion Mohr-Coulomb
Material Type Plastic
Peak Tensile Strength 39.24 kPa
Peak Friction Angle 21.3 degrees
Peak Cohesion 15.3 kPa
Residual Tensile Strength 39.24 kPa
Residual Friction Angle 21.3 degrees
Residual Cohesion 15.3 kPa
Dilation Angle 0 degrees
Apply SSR (Shear Strength Reduction) Yes
Use Unsaturated Parameters Yes
Unsaturated Shear Strength Angle 0 degrees
Air Entry Value 0
Material Behaviour Drained
Porosity Value 0.5
Static Water Mode Piezometric Lines
Piezo to Use 1
Displacements
Displacement data is not available until total displacement is viewed in a window
Yielded Elements
Yielded Mesh Elements
Number of yielded mesh elements is not available for 1 until the stage is viewed in
a window
Number of yielded mesh elements is not available for SRF: 1 until the stage is
viewed in a window
Number of yielded mesh elements on
642
SRF: 1.09:
Number of yielded mesh elements on
713
SRF: 1.14:
Number of yielded mesh elements on
751
SRF: 1.16:
Number of yielded mesh elements on
774
SRF: 1.17:
Number of yielded mesh elements on
795
SRF: 1.18:
Number of yielded mesh elements on
839
SRF: 1.2:
Number of yielded mesh elements on
1602
SRF: 1.4:
Piezometric line
X Y
-11.6 -2.31005
-2.8 -2.31164
9.648 0.549
19.637 2.987
28.098 5.935
33.715 8.807
36.904 10.2152
APPENDIX C
Project Summary
File Name: PSSA Addisu gebeya 2.fez
Last saved with RS2 version: 11.015
Analysis: Converted from Slide v6.02 with RS2 11.015
General Settings
Single stage model
Analysis Type: Plane Strain
Solver Type: Conjugate Gradient
Units: Metric, stress as kPa
Permeability Units: meters/second
Time Units: days
Options
Maximum Number of Iterations: 500
Tolerance: 0.01
Number of Load Steps: Automatic
Convergence Type: Comprehensive
Tensile Failure: Reduces Shear Strength
Joint tension reduces joint stiffness by a factor of 0.01
Groundwater Analysis
Method: Static
Pore Fluid Unit Weight: 9.81 kN/m3
Grid Interpolation: Modified Chugh
Probability Analysis
Analysis Type: Latin-Hypercube
Number of Samples: 100
Statistical Variables
Number of Statistical Variables Used: 2
Variable Material/Joint Property Standard
Distribution Mean Min Max
Type Name Type Deviation
Friction
Material Red Clay-Addisu
Angle Normal 21.3 1.704 16.188 26.412
Property Gebeya 2
(peak)
Material Red Clay-Addisu Cohesion
Normal 15.3 3.825 3.825 26.775
Property Gebeya 2 (peak)
Field Stress
Field stress: Gravity
Using actual ground surface
Effective stress ratio (horizontal/vertical in-
1
plane):
Effective stress ratio (horizontal/vertical out-
1
of-plane):
Locked-in horizontal stress (in-plane): 0
Locked-in horizontal stress (out-of-plane): 0
Mesh
Mesh type: Uniform
Element type: 6 Noded triangles
Stage Name # of Elements # of Nodes
1 4929 10044
SRF: 0.49 4929 10044
SRF: 0.74 4929 10044
SRF: 0.86 4929 10044
SRF: 0.92 4929 10044
SRF: 0.95 4929 10044
SRF: 0.97 4929 10044
SRF: 0.98 4929 10044
SRF: 0.99 4929 10044
SRF: 1 4929 10044
Mesh Quality
All elements are of good quality
Excavation Areas
Original Un-deformed Areas
External Boundary Area: 619.622 m2
External Boundary Perimeter: 127.709 m
1
External Boundary Area: 619.620 m2 (-0.00210763 m2 change from original area)
External Boundary Perimeter: 127.680 m (-0.0292687 m change from original
perimeter)
SRF: 0.49
Values not available until this stage is viewed in a window
SRF: 0.74
Values not available until this stage is viewed in a window
SRF: 0.86
Values not available until this stage is viewed in a window
SRF: 0.92
Values not available until this stage is viewed in a window
SRF: 0.95
Values not available until this stage is viewed in a window
SRF: 0.97
External Boundary Area: 619.620 m2 (-0.00164973 m2 change from original area)
External Boundary Perimeter: 127.680 m (-0.0290156 m change from original
perimeter)
SRF: 0.98
Values not available until this stage is viewed in a window
SRF: 0.99
Values not available until this stage is viewed in a window
SRF: 1
Values not available until this stage is viewed in a window
Material Properties
Red Clay-Addisu Gebeya 2
Material Color
Initial Element Loading Field Stress and Body Force
Unit Weight 19.5 kN/m3
Elastic Type Isotropic
Poisson's Ratio 0.4
Young's Modulus 50000 kPa
Use Residual Young's Modulus No
Failure Criterion Mohr-Coulomb
Material Type Plastic
Peak Tensile Strength 39.24 kPa
Peak Friction Angle 21.3 degrees
Peak Cohesion 15.3 kPa
Residual Tensile Strength 39.24 kPa
Residual Friction Angle 21.3 degrees
Residual Cohesion 15.3 kPa
Dilation Angle 0 degrees
Apply SSR (Shear Strength Reduction) Yes
Use Unsaturated Parameters Yes
Unsaturated Shear Strength Angle 0 degrees
37 0.97
38 0.97
39 0.97
40 0.97
41 0.97
42 0.97
43 0.97
44 0.97
45 0.97
46 0.97
47 0.97
48 0.97
49 0.97
50 0.97
51 0.97
52 0.97
53 0.97
54 0.97
55 0.97
56 0.97
57 0.97
58 0.97
59 0.97
60 0.97
61 0.97
62 0.97
63 0.97
64 0.98
65 0.97
66 0.97
67 0.97
68 0.97
69 0.97
70 None Converged
71 None Converged
72 None Converged
73 None Converged
74 None Converged
75 None Converged
76 None Converged
77 None Converged
78 None Converged
79 None Converged
80 None Converged
81 None Converged
82 None Converged
83 None Converged
84 None Converged
85 None Converged
86 None Converged
87 None Converged
88 None Converged
89 None Converged
90 None Converged
91 None Converged
92 None Converged
93 None Converged
94 None Converged
95 None Converged
96 None Converged
97 None Converged
98 None Converged
99 None Converged
100 None Converged
37 0.97
38 0.97
39 0.97
40 0.97
41 0.97
42 0.97
43 0.97
44 0.97
45 0.97
46 0.97
47 0.97
48 0.97
49 0.97
50 0.97
51 0.97
52 0.97
53 0.97
54 0.97
55 0.97
56 0.97
57 0.97
58 0.97
59 0.97
60 0.97
61 0.97
62 0.97
63 0.97
64 0.98
65 0.97
66 0.97
67 0.97
68 0.97
69 0.97
70 None Converged
71 None Converged
72 None Converged
73 None Converged
74 None Converged
75 None Converged
76 None Converged
77 None Converged
78 None Converged
79 None Converged
80 None Converged
81 None Converged
82 None Converged
83 None Converged
84 None Converged
85 None Converged
86 None Converged
87 None Converged
88 None Converged
89 None Converged
90 None Converged
91 None Converged
92 None Converged
93 None Converged
94 None Converged
95 None Converged
96 None Converged
97 None Converged
98 None Converged
99 None Converged
100 None Converged
34 0.97
35 0.97
36 0.97
37 0.97
38 0.97
39 0.97
40 0.97
41 0.97
42 0.97
43 0.97
44 0.97
45 0.97
46 0.97
47 0.97
48 0.97
49 0.97
50 0.97
51 0.97
52 0.97
53 0.97
54 0.97
55 0.97
56 0.97
57 0.97
58 0.97
59 0.97
60 0.97
61 0.97
62 0.97
63 0.97
64 0.98
65 0.97
66 0.97
67 0.97
68 0.97
69 0.97
70 None Converged
71 None Converged
72 None Converged
73 None Converged
74 None Converged
75 None Converged
76 None Converged
77 None Converged
78 None Converged
79 None Converged
80 None Converged
81 None Converged
82 None Converged
83 None Converged
84 None Converged
85 None Converged
86 None Converged
87 None Converged
88 None Converged
89 None Converged
90 None Converged
91 None Converged
92 None Converged
93 None Converged
94 None Converged
95 None Converged
96 None Converged
97 None Converged
98 None Converged
99 None Converged
100 None Converged
Displacements
Yielded Elements
Yielded Mesh Elements
Number of yielded mesh elements on 1: 542
Number of yielded mesh elements is not available for SRF: 0.49 until the stage is
viewed in a window
Number of yielded mesh elements is not available for SRF: 0.74 until the stage is
viewed in a window
Number of yielded mesh elements is not available for SRF: 0.86 until the stage is
viewed in a window
Number of yielded mesh elements is not available for SRF: 0.92 until the stage is
viewed in a window
Number of yielded mesh elements is not available for SRF: 0.95 until the stage is
viewed in a window
Number of yielded mesh elements on
503
SRF: 0.97:
Number of yielded mesh elements is not available for SRF: 0.98 until the stage is
viewed in a window
Number of yielded mesh elements is not available for SRF: 0.99 until the stage is
viewed in a window
Number of yielded mesh elements is not available for SRF: 1 until the stage is
viewed in a window
Piezometric line
X Y
-11.6 -2.31005
-2.8 -2.31164
9.648 0.549
19.637 2.987
28.098 5.935
33.715 8.807
36.904 10.2152
APPENDIX D
SLIDE V6.0
Kolfe 1
FS (deterministic) = 1.194
FS overall(mean) = 1.197
PF = 5.400%
RI (normal) = 1.580
RI (lognormal) = 1.679
Kolfe 2
FS (deterministic) = 1.355
FS overall(mean) = 1.359
PF = 0.200%
RI (normal) = 3.148
RI (lognormal) = 3.619
Kolfe 3
FS (deterministic) = 2.872
FS overall(mean) = 2.884
PF = 0.300%
RI (normal) = 2.544
RI (lognormal) = 4.066
Addisu gebeya 1
FS (deterministic) = 1.341
FS overall(mean) = 1.347
PF = 2.300%
RI (normal) = 2.063
RI (lognormal) = 2.333
Addisu gebeya 2
FS (deterministic) = 1.203
FS overall(mean) = 1.205
PF = 0.600%
RI (normal) = 2.354
RI (lognormal) = 2.548
Arada
FS (deterministic) = 2.265
FS overall(mean) = 2.272
PF = 0.000%
RI (normal) = 3.164
RI (lognormal) = 4.587
Asko
FS (deterministic) = 1.411
FS overall(mean) = 1.414
PF = 0.300%
RI (normal) = 2.766
RI (lognormal) = 3.229
RS2 V11
Kolfe 1
Kolfe 2
Kolfe 3
Addisu gebeya 1
Addisu gebeya 2
Arada
Asko