Deep Learning Based Antenna Design and Beam-Steering Capabilities For Millimeter-Wave Applications
Deep Learning Based Antenna Design and Beam-Steering Capabilities For Millimeter-Wave Applications
November 1, 2021.
Digital Object Identifier 10.1109/ACCESS.2021.3123219
ABSTRACT In this study, a deep neural network (DNN) is implemented to soft computation of the dual-band
circularly polarized bone-shaped patch antenna (BSPA) at 28 GHz and 38 GHz for 5G applications. Via
a simulated database of 150 BSPAs, a DNN model is constructed on a 5-layer system using an adaptive
learning rate algorithm. The framework and hyper-parameters of the DNN model are optimized in the training
phase of a hybrid algorithm combining strengths of both particle swarm optimization (PSO) and a modified
version of the gravitational search algorithm (MGSA-PSO). To generate the database for training and testing
the model, 150 BSPAs with different geometrical are simulated in terms of the resonant frequency using a
precise electromagnetic analysis platform. A fabricated BSPA operating at 28 GHz and 38 GHz is used
to test and verify the DNN model. Then, the application of DNN with back-propagation algorithm and
weighted MGSA-PSO algorithm is used for beam-steering the main beam pattern of the designed uniform
circular antenna array with side-lobe level <= −30 dB by estimating the appropriate feeding phases of
the 16 elements. Several illustrative examples are placed to beam-steer the pattern in the desired direction to
check the validity of the technique.
INDEX TERMS Deep learning, artificial neural network, optimization algorithm, mm-wave antennas,
circular polarization, beamforming technique.
I. INTRODUCTION are also prone to mechanical failure due to fatigue and the
Recently, the demand for increased capacity in mobile wearing of moving parts. The solutions for these problems
and personal communications systems in addition to other led to electronic ways of steering beams. As a result, there are
modern applications such as satellite and, multi-input multi- many efforts on the design of phased antenna array systems
output (MIMO) networks, biomedical imaging, remote sens- that play an important role in shaping and scanning the radi-
ing, radio astronomy, and radar, have motivated researchers ation pattern and constraining the adaptive algorithm used by
towards the development of algorithms and standards that the digital signal processor. These methods of beam steering
exploit space selectivity [1]. In this regard, one pertinent based on controlling the phase values, the excitation ampli-
problem is finding antenna rotation for desired beam direc- tudes only, and both amplitudes and phases have been exten-
tion. Many techniques have been used to steer an antenna’s sively considered in the literature [4]–[8]. The most important
radiation pattern over the years [2]. The mechanical phased method is based on controlling the complex weights since
arrays rotated with motors started in military applications the technique utilizes fully the degrees of freedom for the
several decades ago. But nowadays it became undesirable, solution space. On the other hand, it is also considered the
especially when factors such as weight, antenna size, and most expensive approach taking into consideration the cost of
weather conditions have been considered. In addition to its both phase shifters and variable attenuators for all elements.
limited use in static or very slow-changing environments due Therefore, beam pattern scanning based on controlling phase
to the limitation in steering speed [3]. Rotating mechanisms values was the only valid method in this work.
In literature, many papers studied the synthesis of antenna
The associate editor coordinating the review of this manuscript and array using different optimization techniques, such as genetic
approving it for publication was Oğuzhan Urhan . algorithm [9], particle swarm optimization algorithm [10],
This work is licensed under a Creative Commons Attribution 4.0 License. For more information, see https://creativecommons.org/licenses/by/4.0/
VOLUME 9, 2021 145583
A. M. Montaser, K. R. Mahmoud: Deep Learning Based Antenna Design and Beam-Steering Capabilities
central force optimization [11], gravitational search algo- number of necessary simulations. Therefore, the proposed
rithm [12], in addition to hybrid techniques those have been DNN model is an accurate and robust computing approach
successfully used [5]–[8], [13]. However, the computational as an alternative to expensive measurement and simulation.
time to find the optimum weights will increase by consider- [23] provides a detailed review of various research papers
ing more antenna array elements. Therefore, the deep neu- that address the design and optimization of antennas using
ral network (DNN) is an essential computational tool with machine learning, including the various techniques and algo-
an unprecedented computational efficiency for these time- rithms used to produce antenna parameters based on desired
critical applications. radiation characteristics and other antenna specifications.
Recently there is a great effort by researchers to find eas- Also, [24] presents a novel modified efficient K-Nearest
ier and faster analysis techniques such as developed neural Neighbors (KNN) method, the advantage of this method,
networks and optimization algorithms inspired by nature. which is considered a type of neural network, is the reduction
Therefore, any computational system can find a relationship in the number of training and testing data samples. When
between inputs and outputs of an engineering system through applying this method to a model (the parameters of this model
the association of multiple layers of nodes and each node are less than ten parameters), this model requires only a small
has its connection weight. This system is called the neural number of samples (only from the 10 to 100 samples), for
network [14]. The neural network has a high performance the dataset and some prior information at the beginning to
in accuracy and rapid if designed correctly. Even though constrain the target domain. Then comes the self-learn stage,
in cases with large and computationally complex problems, and by using some types of rapid simulation, the optimum
their network structure may not be interconnected and deep value can be predicted quickly and accurately. One of the
enough to duly train the model. Hence, an urgent need for the important advantages of this method is its ability to generate
emergence of DNNs, or as they are called deep learning, as a more valuable data samples during the training process, so the
deep analytical method for difficult and complex simulated efficiency of this method is very high.
problems. The Multilayer Perceptron (MLP) with a single hidden
In the beginning, DNN was used in the field of image and layer is a big implication that has been emerged in recent
speech recognition, as a modern tool for NN [15]. Recently, years as interest in NNs has grown. Whenever a large number
DNN has been used in many applications and its effectiveness of hidden layer neurons are used, this network can predict any
has been proven with great success, for example, in anten- smooth nonlinear input-output mapping to an arbitrary degree
nas designs and beamforming capabilities. As for traditional of accuracy [25]. Radial basis function (RBF) neural net-
neural networks, which can be described as shoal networks works are used in [26] to refine the radiation pattern of non-
compared to the features provided by DNN, the DNN is uniform linear arrays of high superconducting rectangular
more in-deep, complexity, number of layers, and neurons. microstrip antennas. In [27], a phased array in a coordinated
In addition to an essential feature that distinguishes DNN scheme based on Taguchi-neural networks is presented. The
from traditional NN, which is its ability to discover useful authors of [28] presented a typical use of back-propagation
and new features of the input data. This, in turn, makes DNN neural networks for antenna array synthesis and optimization.
have great computational depth and is more compatible with In [29], the authors used an array 4×1 of the patch antenna
major, large-scale, and complex systems. Therefore, when with an inter-element space of 0.28 λ for synthesizing the
DNN deals with difficult and complex problems that have a radiation patterns. A DNN was constructed with the input
large amount of data, they need further computing engines being the radiation pattern and the output being the amplitude
to accelerate the process, such as a graphics processing unit. and phase of the antenna elements. The proposed DNN has
Moreover, a smart network such as DNN can perform many been trained with a large number of samples of radiation
features such as simultaneous multi-layer processing, feature models that show reasonable performance in synthesizing the
selection, and monitoring of certain excessive parameters. radiation patterns. The radiation pattern produced by DNN
In the past few years, machine-learning scientists turned their was quite similar to that of the input radiation. This proved
attention to the astonishing results of DNN that they have that deep learning can be used surely for radiation pattern syn-
achieved on the ground, particularly in audiovisual media thesis. In general, antennas are found to be ideal candidates
research and prediction [16], so they decided to apply it to for DNNs because of the intrinsic nonlinearities involved with
various engineering problems [17]–[19]. Recently, DNN is their radiation patterns.
provided to different electromagnetic applications included In this paper, a DNN-based model is optimized in the
antenna design, direction-of-arrival estimation, beamform- training phase of a hybrid MGSA-PSO algorithm for the
ing, multi-input multi-output systems, forward/inverse scat- dual resonant frequency computation of the bone-shaped
tering, radar, and remote sensing due to its superior patch antenna (BSPA) with an axial ratio (AR) < 3 dB.
capabilities [20]–[24]. The accuracy of the model is further validated on a mea-
DNN can supply a hurried beamforming synthesis pro- sured BSPA resonating at 28 GHz and 38 GHz simulta-
cess while preserving high accuracy levels, minimizing error neously. Also, the DNNs are used to simplify the antenna
and time saving, and a possible prediction of the antenna array modeling by assessing phases. The key challenge is
behavior, a better computational efficiency, and a reduced to find optimal antenna array element weights that result in
FIGURE 1. Proposed antenna structure (a) Top view, (b) Back view.
FIGURE 3. 2D view of UCA antenna structure, (a) front view, (b) back view.
FIGURE 11. The topology of the calculating APE for CST models.
B. ANTENNA ARRAY
The proposed approach has been thoroughly tested as shown FIGURE 13. 3D far-field gain pattern at, (a) 28 GHz and (b) 38 GHz.
in Fig. 6, as seen by the examples below. For synthesizing
the 16-element antenna array, the feeding voltages were set for DL mechanism.
with constant amplitudes and variable phases [38], [39]. For
Obj = max |Et (θi , ϕi )| + min(|SLL|dB − 30) (6)
the reference antenna, the predicted simulation results must
demonstrate radiation patterns with low SLL (at −30 dB) The graphical output of the regression is shown in Fig. 14.
and major lobes pointing in the direction of valuable sig- The network outputs are placed against the targets as open
nal. The desired radiation pattern is given from 0◦ to 360◦ circles. The best linear fit is indicated by a dotted line. The
in our application, and the database contains all the data solid line indicates a perfect match (output equal to the tar-
(input/output) produced through simulation with the MGSA- gets). Because the fit is so superb in this case, it is difficult to
PSO algorithm. tell the difference between the best linear fit line and the ideal
The proposed antenna array is analyzed using CST-MWS fit line.
and linked with MGSA-PSO algorithm, MATLAB-coded, To demonstrate the effectiveness of the method identified
to optimize the antenna array phases. Accordingly, the fol- in the previous section for steering single beams in the desired
lowing objective function is applied to achieve the goal. 24 direction by controlling the phase excitation of each array
desired directions of the UCA from 0◦ to 360◦ by step 15◦ element, 24 desired directions of the disc array with N = 16
were optimized by this objective function as a training data elements were performed. In various settings, the numerical
V. CONCLUSION
In this study, DNN is implemented to the computation of the
resonant frequency of the BSPAs, and hence a DNN-based
soft computing framework is modeled using a full-wave 3D
EM analysis platform. The network is trained with a set
of input-output data pairs based on MGSA-PSO algorithm.
A database enclosing the resonant frequency of 150 BSPAs
is defined by the simulations with different geometry and
electrical parameters. For training and testing the model, the
FIGURE 15. Radiation pattern of 16 elements λ =2 spaced array database is split into datasets #135 and #15, respectively. As a
optimized using MGSA-PSO with respect to SLL (at −30 dB). result, the proposed DNN model was used to estimate the
resonant frequencies with the greatest precision, making it
findings in Fig. 15 show that NNs with the MGSA-PSO algo- an efficient and potentially viable alternative to costly mea-
rithm have outstanding phase control capabilities for beam surement and simulations. Then, the DNN model has applied
pattern synthesis. It is vital to test the neural network once it to beam-steer the radiation pattern of the designed antenna
has completed the training phase on a different database than array. Results show that there is an agreement between the
the one used for learning. This test allows you to evaluate desired specifications and the synthesized ones.
the neural system’s performance as well as identify the prob-
lematic data types. It will either update the network design ACKNOWLEDGMENT
or adjust the learning base if the performance is not adequate The authors would like to express their gratitude to the
(each data class’s distinguishing traits or representativeness). National Telecommunication Regulatory Authority (NTRA),
Many examples of simulations are explored at ϕ = 40◦ , Ministry of Communication and Information Technology in
142◦ , 205◦ , and 320◦ , in order to test the proposed method- Egypt for their support.
ology for the synthesis of a circular disc array. It is evident
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model based on deep learning,’’ Neural Comput. Appl., vol. 28, no. 8, M.S. degrees in communications and electronics
pp. 1975–1984, 2017. engineering from South Valley University, Aswan,
[19] V. B. Semwal, K. Mondal, and G. C. Nandi, ‘‘Erratum to: Robust and Egypt, in 2003 and 2009, respectively, and the
accurate feature selection for humanoid push recovery and classification: Ph.D. degree from Mansoura University, Egypt,
Deep learning approach,’’ Neural Comput. Appl., vol. 28, no. 7, p. 1907, in 2013. He is currently an Associate Profes-
2017. sor with the Department of Communication and
[20] Y. Kim, ‘‘Application of machine learning to antenna design and radar Electronics, Faculty of Technology and Educa-
signal processing: A review,’’ in Proc. Int. Symp. Antennas Propag. (ISAP), tion, Sohag University, Sohag, Egypt. He authored
Oct. 2018, pp. 1–2. more than 30 papers on microwave based smart
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especially in breast and brain cancer, hyperthermia, and using millimeter
Nov. 2019.
wave for cancer detection. He has served as an Editor/Reviewer of many
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and X. Zhang, ‘‘Machine learning in electromagnetics: A review and some
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design and optimization of antennas using machine learning algorithms IEEE) received the B.S. and M.S. degrees in
and techniques,’’ Int. J. RF Microw. Comput.-Aided Eng., vol. 30, no. 10, communications and electronics engineering from
pp. 1–28, Oct. 2020. Helwan University, in 1998 and 2003, respectively,
[24] L. Cui, Y. Zhang, R. Zhang, and Q. H. Liu, ‘‘A modified efficient KNN and the Ph.D. degree from Helwan University in
method for antenna optimization and design,’’ IEEE Trans. Antennas collaboration with the University of Connecticut,
Propag., vol. 68, no. 10, pp. 6858–6866, Oct. 2020. USA, in 2008. He is currently a Professor with the
[25] M. Sarevska, ‘‘Signal detection for neural network-based antenna array,’’ Department of Communications and Electronics
in Proc. Conf. Circuits, Syst., Signals Marathon (NAUN), Attica, Greece, Engineering, Helwan University. He is also the
Jun. 2008, pp. 115–119.
Vice Dean of Community Service and Environ-
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mental Development. Since 2012, he has been worked as the Research
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and Development Director of the National Telecommunications Regulatory
[27] A. Smida, R. Ghayoula, N. Nemri, H. Trabelsi, A. Gharsallah, and Authority (NTRA), Egypt. He has published over 80 refereed journal and
D. Grenier, ‘‘Phased arrays in communication system based on Taguchi- conference papers in addition to one book on reconfigurable microwave
neural networks,’’ Int. J. Commun. Syst., vol. 27, no. 12, pp. 4449–4466, filter. His current research interests include the areas of 5G mm-wave and
Dec. 2014. optical nano-antennas design for modern wireless applications using meta-
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