Gentrification and Displacement Debate
Gentrification and Displacement Debate
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To cite this Article Davidson, Mark(2009)'Displacement, Space and Dwelling: Placing Gentrification Debate',Ethics, Place &
Environment,12:2,219 — 234
To link to this Article: DOI: 10.1080/13668790902863465
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Ethics, Place and Environment
Vol. 12, No. 2, June 2009, 219–234
ABSTRACT This paper is concerned with the conceptualisations of space which underlie debate of
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gentrification-related displacement. Using Derrida’s concept of the spatial metaphor, the paper
illuminates the Cartesian understandings of space that act as architecture for displacement
debate. The paper corrects this through arguing that the philosophy of Heidegger and Lefebvre
better serves to understand displacement. Emphasising the topology of Heidegger’s Dasein and,
following Elden, relating this to Lefebvre’s understanding of space, the paper ‘constructs’
displacement in a way that avoids the abstraction of displacement-as-out-migration and instead
emphasises the lived experience of space.
Introduction
On 21 May 2007, the New York Times ran a story entitled: ‘Will Gentrification Spoil
the Birthplace of Hip-Hop?’ In it Clive Campbell, a.k.a. D. J. Kool Herc—a
Jamaican-born DJ and one of the founders of hip-hop—says of 1520 Sedgwick
Avenue, a brick apartment building nestled next to Major Deegan Expressway, west
Bronx, New York City: ‘This is where it came from . . . This is it. The culture started
here and went around the world. But this is where it came from. Not anyplace else’.
The ‘it’ is hip-hop. And the common room in 1520 Sedgwick is where Kool Herc and
his sister, Cindy, began innovating with two turntables and a collection of records
from the likes of James Brown and Booker T & the MG’s. Kool Herc no longer lives
at 1520 Sedgwick. Indeed, he has not for some years, now residing on Long Island.
However, he has joined the campaign to ‘save’ 1520 Sedgwick.
1520 Sedgwick became the focus of community attention when its owners
announced they planned to leave New York State’s Mitchell–Lama programme.
The programme uses state subsidies (tax breaks and mortgage relief) to limit equity
and rental extraction. The programme has become increasingly unpopular in recent
years, with a one-third fall in participating units since 1985, as real estate owners
have found greater profits on the open market. And so, residents and those
associated with 1520 Sedgwick have mobilised to petition for a historic listing in
order to protect the building. This has not stopped 1520 Sedgwick Associates, the
owners of the building, rejecting a bid from tenants to purchase the building.
Correspondence Address: Mark Davidson, Urban Research Centre, University of Western Sydney,
Level 6, 34 Charles St, Parramatta, NSW 2150, Australia. Email: [email protected]
They have pushed ahead and withdrawn from Mitchell–Lama. Although rent
stabilisation legislation will restrict immediate rent hikes for residents, most will
likely face increased rental costs going forward. However, this has not proven the
sole focus of contestation. Residents have continued to campaign for the protection
of place—via historic listing; particularly for the building’s community room where
Kool Herc fostered the birth of hip-hop.
The question to be asked of this anecdote is: ‘why does the fate of 1520 Sedgwick
matter?’ If legislation exists so that residents will be (at least initially) protected from
excessive rental increases and all will be given 90–150 days notice if they are required
to vacate their units (i.e. exposed to the general features of the rental market), why
should there be moves to protect the building? Of course, I here exclude the
contingent concern of the availability of substitutable/alternative housing elsewhere,
since this is not our primary question. Rather, the concern here is for why the
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Chester Hartman, attacking Sumka (1979), asserted that gentrification had already
displaced in excess of one million people from their homes (i.e. physically evicted/
removed) in the US. A little later, Peter Marcuse confidently stated: ‘gentrification is
as inherently linked with the displacement of lower-income households as it is
abandonment’ (1985, p. 934). This was subsequently illustrated by LeGates and
Hartman who, using 16 studies of gentrifying neighbourhoods across the US,
argued: ‘displacement imposes substantial hardships on some classes of displaces,
particularly lower-income households and the elderly’ (1986, p. 197).
By the time debate reached the 1990s emphasis had started to shift and an
unpicking of the gentrification/displacement relationship had begun. Much of this
related to Hamnett’s (1991, 1992) criticisms of Smith’s (1979) rent-gap thesis and his
subsequent argument that post-industrial demographic transition was leading to a
professionalisation of urban social composition (Hamnett, 1994); not polarisation.
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displacement, the loss of place [or lived space (see Elden, 2004b, pp. 190–191;
Malpas, 2007)] has been mistakenly equated to a loss of (abstract) space. In addition,
through generating an understanding of displacement premised upon an abstract/
calculative conceptualisation of space, the critical humanist philosophy required to
challenge Cartesian (and commodified) understandings of space is too often left
unexplored. For those who oppose gentrification-related displacement, the paper
therefore claims that a different understanding of space is required to underpin an
understanding of displacement.
However, Derrida does not call for the abandonment of the (spatial) metaphor.
As Wigley argues: ‘[P]hilosophy can only define a part of itself as nonmetaphorical
by employing the architectural metaphor’ (1995, p. 18) and, as such, the
‘architectural figure is bound to philosophy’ (1995, p. 19). Derrida’s argument is
that the spatial metaphor, the metaphysics upon which philosophy is based, requires
both acknowledgement and critical consideration: the knowing application of
language and establishment of philosophy [also see Zizek (2006, p. 88) on freedom
Displacement, Space and Dwelling 223
and ‘the abyss’]. Derrida (1997, 2001) therefore argues that it is necessary to peer into
the abyss that ‘structures’ of thought inevitably constructed; to understand this
structurally necessary abyss (Wilken, 2007) and interrogate its epistemological
implications (Wigley, 1995).
If the metaphor fixes meaning and avoids innocent application (Derrida, 2001,
pp. 17–18) we can therefore ask whether particular notions of space and/or place
(Taylor, 1999) are employed or suppressed within our understandings of displace-
ment [see Wilken (2007) on information technology]. As argued earlier, recent
gentrification literature is marked by a concern with the extent of physical
displacement occurring within gentrifying neighbourhoods and the associated
politics of method bound up in the empirics. A significant consequence of this has
been the reading of displacement as a purely (abstract) spatial process. Hamnett and
Whitelegg’s discussion of displacement in Clerkenwell, London, is indicative of this
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where they state: ‘Their arrival [gentrifiers] and the associated commercial
gentrification have, however, significantly and probably irrevocably changed
the social mix and ethos of the area which was dominated by social rented
housing tenants. This has not, however, been accompanied by significant resi-
dential displacement’ (2007, p. 122). Here, displacement is reduced to the pure spatial
re/dis-location of individuals.
The problem with this understanding of displacement is that it reduces a socio-
spatial phenomena to a purely spatial event.2 This leaves us with a number of
problematic implicit assumptions, including the notion that spatial relocation equals
(a sense of) displacement and that the absence of spatial relocation equates to the
non-occurrence of displacement. Put simply, displacement understood purely as
spatial dislocation tells us very little about why it matters. We miss the very space/
place tensions (Taylor, 1999) that make space a social product (Lefebvre, 1991,
p. 26). This criticism parallels critiques of Cartesian understandings of space
[Heidegger, 1962, p. 95; see Protevi (1994, p. 132), on Heidegger and Descartes’
spatiality] and its applications (Lefebvre, 1991, pp. 329–330, 364).
In the next section, the paper focuses upon the work of Heidegger (1962, 1971,
1982, 1993) and Lefebvre (1991, 2003, 2008) to illustrate that the understanding of
displacement currently employed in the gentrification literature is inadequate, reliant
as it is upon a particular ‘spatial’ spatial metaphor. This begins by introducing
Heidegger’s notion of Being (1962) and his critique of Descartes as a method to
approach a phenomenological understanding of displacement. In order to avoid the
potential trapping that Heidegger’s place-based thinking potentially holds (Malpas,
2007, pp. 68–69), I follow Deluca’s (2005) method of ‘selecting’ a Heideggerian
philosophy and Elden’s (2004a, 2004b) connecting of Lefebvre to a left-
Heideggerianism.
This leads Zizek to ask: ‘could we not say that we find ourselves in Heidegger the
moment we fully assume and think to the end the fact that there is no transhistorical
absolute knowledge, that every morality we adopt is ‘‘provisory’’?’ (2006, p. 274).
By asserting the subject’s existence within the world, Heidegger therefore ‘grounds’
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the subject. As Deluca (2005, p. 74) notes, this leads Heidegger to develop the notion
of Being-in the world on earth, the basing of social (see Zizek, 2006, pp. 276–285)
and spatial existence. Elden (2004a, 2005) sees Heidegger’s engagement with the
latter as part of Heidegger’s post-1930s shift to consider space, opposed to his earlier
emphasis on time. Within this, Heidegger’s concept of dwelling is central.
In his essay ‘Building Dwelling Thinking’, Heidegger states: ‘Dwelling, however, is
the basic character of Being . . . Building and thinking are, each in its own way,
inescapable for dwelling’ (1993, p. 362). For Heidegger then, Being is an intimately
spatialised process (Malpas, 2007). His concept of Dwelling (Wohnen), inspired by
Hölderlin’s suggestion that ‘poetically, man dwells on the earth’ is used to capture
the notion of dwelling as lived experience. When Zizek therefore states ‘Heidegger’s
greatest single achievement is the full elaboration of finitude as a positive constituent
of being-human . . . A human being is always on the way toward itself, in becoming,
thwarted, thrown-into a situation, primordially ‘‘passive’’, receptive, attuned,
exposed to an overwhelming Thing’ (2006, p. 273), we have to see this in its full
spatialised dimensions. Opposed to viewing Cartesian metaphysics as a route
towards a scientific mode of living (Elden, 2004a, p. 188), the finitude and essence of
Being is generated, to some degree, by space. This heterogenising of a homogeneous
Cartesian space is also echoed by Derrida (2000) where, drawing on Blanchot, he
argues literature is never bound to place, but always spatio-historically contingent.
The implications of Heidegger’s notion of dwelling are multiple and contentious
(see Malpas, 1999, 2007). However, it is important to draw out one particular point
here. This is the idea that Being, and by extension certain conceptualisations of place
(Malpas, 1999, pp. 7–9, 2007, p. 26), is intricately linked to the lived experience of
space. However, as Malpas (2007, pp. 45–49) notes, this connection cannot be made
through an equating of place with location:
simply to reject place because of its use by reactionary politics is actually to run
the risk of failing to understand why and how place is important, and so of
failing to understand how the notion can, and does, serve a range of political
ends. (Malpas, 2007, p. 27)
Relph, 1976). Space is distinguished as less attached to self. A loss of space can
therefore be distinguished from a loss of place through the subject’s orientation. Here
then, the abstracting spatial metaphors that underpin recent debate on displacement
represent a significant divergence from Casey’s claim that: ‘space is now becoming
absorbed into place . . . space is being reassimilated into place, made part of its
substance and structure’ (1998, p. 340, emphasis in original). Rather, place is being
understood as space when it is asserted (e.g. McKinnish et al., 2008) that the spatial
relocation of individuals constitutes displacement.
Here, Elden recognises the often particularly primitive and romantic origins of
Heidegger’s workings (Zizek, 1999, pp. 15–16). Zizek extends this critique to
Heidegger’s blindness to the political economy: ‘When Heidegger talks about
technology, he systematically ignores the whole sphere of modern ‘‘political’’
Displacement, Space and Dwelling 227
economy, although modern technology is not only empirically, but in its very
concept, rooted in the market dynamics of generating surplus-value’ (2006,
pp. 277–278). Lefebvre’s appropriation of Heidegger (see Elden, 2004b), particularly
with reference to the city (Lefebvre, 2003), is therefore a required step. Heidegger’s
lack of personal and scholarly association with the city, symbolised by his rejection
of an invitation to teach in Berlin where he asked a local farmer friend for his
opinion and simply accepted his shaking head as an authentic answer (see Zizek,
2006), requires a transition of thought to deal with the urban (capitalist) dimension.5
Elden (2004a) draws upon Lefebvre to make Heidegger’s insights capable of this
transition. In doing so, he claims Heidegger represents an unspoken presence in
Lefebvre’s work. Lefebvre’s spatial triad in The Production of Space (1991) can
therefore be seen as an attempt to incorporate a Heideggerian conception of place
(see Malpas, 2007) within a framework of space. Here, place is not subsumed into
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space (Casey, 1998) but rather place and space can be seen as united [i.e.
incorporating space/place tensions (Taylor, 1999)]; capable of analytical application
in late capitalist urban society. This is achieved through Lefebvre’s explicit
connection of the political and social to space. As such, Lefebvre attacks what he
views as the dominant Cartesian view of space where it has ‘entered the realm of the
absolute’ (1991, p. 1). Here, Elden finds close parallels in the critiques of Lefebrve
and Heidegger:
The (spatial) intersect between idealism (abstract space) and materialism (absolute
space) for Lefebvre is ‘lived space’. Just as Heidegger’s Being was intricately linked to
the earth around, Lefebvre’s lived space is both mental and physical construct.
As Elden (2004a) notes, the parallel between Lefebvre’s habiter and Heideggers’s
wohnen in terms of their understanding of lived experience are obvious. And so are their
critiques of the societal attacks on both of these constructions. For Heidegger, dwelling
is abstracted by technology’s penetration into everyday life. For Lefebvre, habiter is
reduced to habitat by the commodification of urbanised late capitalism where ‘human
being’ is limited ‘to a handful of basic acts: eating, sleeping, and re-producing’ and
where ‘Habitat, as ideology and practice, repulsed or buried habiting in the
unconscious’ [2003, p. 81; see Davidson (2007) on gentrification and ‘habitat’]. There
are two points which are necessary to be drawn from Lefebvre’s critique here. First,
Lefebvre is identifying the loss of what might be said to be a Heideggerian view of place
(Malpas, 2007) not with (absolute) space, but also the transformation of lived space.
Second, in order to properly enable the essential practice of lived space (or for
Heidegger wohnen) it is necessary for the subject to engage in spatial practices that are
not defined by calculative, rationalist planning and/or commodification.
What therefore is the lesson here for gentrification scholars and the study of
displacement? The first, and most obvious, is the danger of spatial abstraction.
228 M. Davidson
Put simply, it is impossible to draw the conclusion of displacement purely from the
identification movement of people between locations (e.g. McKinnish et al., 2008).
People can be displaced—unable to (re)construct place—without spatial dislocation,
just as much as they can with spatial dislocation. Conversely, people can be spatially
dislocated without losing place if they did not engage in these practices before.
Second, the growing authority of purely quantitative studies of displacement that
simply relate spatial relocation (or lack thereof) to displacement represents a
significant empirical void in terms of gentrification and displacement. Notable,
however, has been the way in which gentrifiers themselves, and their place-making
practices, have been subject, using Bourdieu’s concept of habitus (Bridge, 2001;
Butler & Robson, 2003), to such attention (Lees, 2007). Finally, (abstract) spatial
studies of displacement have moved critical attention away from the very problems
Lefebvre concerned himself with: the abstraction and commodification of urban
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space.
Displacement as Lived
Spatial abstraction and the equating of displacement to movements of individuals
across absolute space are prevalent within recent gentrification literature.
For example, in Boddy’s recent critique of Davidson and Lees’ (2005) new-build
gentrification thesis he claims that while new-build development may generate a host
of changes associated with gentrification—social upgrading, landscape change and
reinvestment of capital—they simply do not displace people, with most of them, at
least in the UK, being developed on brownfield sites:
[G]entrification is almost too quaint and small scale a concept to capture the
processes at work . . . In the absence of displacement and overt conflict over
space, however, new residential development in the UK at least has not
provided any real focus for politicisation. (Boddy, 2007, pp. 103–104)
Just as McKinnish et al. (2008) dismiss the association between gentrification and
displacement because of a perceived lack of spatial dislocation, Boddy also makes
the same abstractive manoeuvre. He does this at the same time as acknowledging a
whole set of processes, generated by gentrification, that are transforming place.
This problem represents the continued presence of an empirical and theoretical
void where displacement is not fully understood in its correct dimensions. This can
certainly be said to reflect the presence of a dominant spatial metaphor (Derrida,
1997) with displacement continually being spatialised/located (Malpas, 2007) and the
spatial dislocation of incumbent residents being held up as the litmus test for
displacement and, by extension, gentrification (Slater, 2006). This stated, there have
been some attempts to shift dominant conceptual frameworks. These include
Fraser’s study of neighbourhood politics in a gentrifying neighbourhood of
Chattanooga, Tennessee, where he claimed: ‘there are a wider set of factors that
constitute the marginalization, displacement, and exclusion of certain populations of
people from effectively making claims on neighborhood space’ (2004, p. 454).
Unfortunately, similar studies are small in number and there has been no attempt to
Displacement, Space and Dwelling 229
engage with the question of how place-making activities are altered, commodified
and/or destroyed by gentrification processes.6
There have been a number of consequences related to displacement being thought
about only in its abstract spatial dimension. These, almost certainly, include the
diminishing presence of critical work within recent gentrification scholarship
(see Slater, 2006) since the absence of spatial relocation has been read as an absence
of displacement and, consequently, an absence of class antagonisms and social
injustice more generally (Wacquant, 2008). However, I want to make the point here
that a general failure to understand lived space in its entire dimensions in recent
gentrification scholarship represents a particularly significant problem for critical
commentary.
Recent studies (e.g. Freeman, 2006; McKinnish et al., 2008), that have claimed
gentrification does not generate significant displacement, have been refuted on a
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Lefebvre reminds us that the mediation between the spatial elements need not be, and
most often is not, consistent. This, of course, is apparent within the capitalist
production of space whereby certain conceptions are predominant. Here, the relations
between Heidegger and Lefebvre again become apparent. It was Heidegger’s distaste
for the mediating and abstractive impact of modern technological society that drew him
to develop an ‘authentic’ notion of dwelling. For Lefebvre, capitalist society has made
similar inroads into representational space. Though he defines representational space as
(still) alive: ‘. . . it speaks. It has an affective kernel or centre: Ego, bed, bedroom,
dwelling, house; or: space, church, graveyard. It embraces the loci of passion, of
action and of lived situations’ (Lefebvre, 1991, p. 42). He continues on by
230 M. Davidson
Lefebvre goes on to directly contrast this to communal and shared spaces that
(re)constitute different social relations. His point is that each individual confronts a
‘pre-existence of space conditions’ (1991, p. 57) and this, in turn, conditions the
subject. Consequently, and using the example of the Marais district in central Paris,
for Lefebvre spaces of class struggle have been continually destroyed by the
bourgeoisie to restrict a certain mode of (spatial) conditioning. Can we not extend
this example to understand the gentrifying transformation of working class
neighbourhoods under various urban policy programmes (Smith, 2002) over the
past decade where various subjectivities have been targeted for conditioning? For
Lefebvre, the challenging of capitalism’s abstraction therefore pivots on an
alternative production of space:
the extent, and indeed pure occurrence, of displacement within the gentrification
literature has to be provided with a more adequate—one might say, through relating
Heidegger and Lefebvre, ‘placed’—conception of space. By this, I mean that the
critique of the loss of space/place associated with displacement requires a
philosophical underpinning that asserts the importance of space to Being. Without
such a basis, the assertion of the ‘right to space’ (Hartman, 1984) can be said to
subject Being (and space) to the same commodification that allows gentrification and
displacement to prosper in the first place (Lefebvre, 2003).
Lefebvre states: ‘Social relations, which are concrete abstractions, have no real
existence save in and through space. Their underpinning is spatial. In each particular
case, the connection between this underpinning and the relations it supports calls for
analysis’ (1991, p. 404). Here Lefebvre points towards the web of spatiality that
social relations are bound in. For Lefebvre then, the socio-spatial dialectic is an
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capital and that, as a result, current tenants who are likely to face rent hikes
(although these are important!) are attempting to maintain location. The efforts of
those completely detached from the economic relations bound up in the withdrawal
of Mitchell–Lama status cannot be explained via such commodity relations. Nor can
the efforts to preserve the communal meeting place within the building in its current
capacity be explained as a pure space claim; especially given this preservation is
unlikely to be accompanied by tenancy protection. Rather, what is vividly
demonstrated by this community mobilisation are the various social relations
bound up in (urban) space and, importantly, the vital role these play in the attempt
to create place and dwell. Threats of (physical) relocation are therefore only part of
this displacement process. The loss of place threatened by the commodifying actions
of the building’s owners also promises to unravel the socio-spatial relations that
shape those subjects enacted in the dialectic.
Notes
1
Derrida, in describing the operation of ‘spatial metaphors’ argues: ‘Before being a rhetorical
procedure within language, metaphor would be the emergence of language itself. And philosophy is
the only language; in the best of cases . . . philosophy can only speak it, state the metaphor itself,
which amounts to thinking the metaphor within the silent horizon of the nonmetaphor:
Being . . . one can write by crossing out, by crossing out what already has been crossed out: for
crossing out writes, still draws in space’ (2001, p. 140).
2
Here Derrida’s notion that particular spatial metaphors act to structure epistemology is evident,
and similar to how Wilken (2007) identifies particular notions of space/place shaping under-
standings of communication technologies.
3
This is the principle connection, based upon a shared critique of Descartes, between Heidegger’s
and Lefebvre’s understandings of space.
4
While it is not the intention here to define each and their relations, it is important to recognise that
Lefebvre’s spatial triad (and in particular lived space; 1991, pp. 3, 35) relates closely with a
Heideggerian ‘place’ (Malpas, 1999, 2007). However, as the confrontation between Sartre and
Lefebvre over Being and Nothingness demonstrates, there is no simple equivalence.
5
Here, it is possible to say ‘place-based thinking’ (Malpas, 2007) is subsumed within a broader
framework that incorporates capitalism’s necessary production of abstract (commodified) space.
6
A notable exception to this has been Chris Allen’s (2008) recent work on housing renewal
programmes in the UK.
Displacement, Space and Dwelling 233
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