Adv Energy and Sustain Res - 2024 - Saadatinavaz - Striking A Balance Decentralized and Centralized Wastewater Treatment
Adv Energy and Sustain Res - 2024 - Saadatinavaz - Striking A Balance Decentralized and Centralized Wastewater Treatment
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Adv. Energy Sustainability Res. 2024, 5, 2400097 2400097 (1 of 9) © 2024 The Author(s). Advanced Energy and Sustainability Research
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Figure 1. Amount of the total wastewater safely treated; A) rural percentage across different countries and B) based on GDP per capita. Each data point
represents a country, with those exceeding 100 million population highlighted in green with labels, while the remaining countries are marked in red. The
graphs were generated using data adapted from the WHO report on country profiles concerning the proportion of wastewater safely treated.[2]
among aquatic life.[4] Furthermore, inadequate sanitation sys- cost-effective than doing so all at once for greenfield development
tems remain as a persistent issue in numerous regions across projects.[8] This phased approach involves building small auton-
the world, predominantly impacting rural areas within low- omous decentralized wastewater treatment systems (DWTS).
and middle-income countries.[5] Presently, more than 4 billion Likewise, it is important to recognize that in rural areas of devel-
people continue to lack access to adequate sanitation systems, oping countries, distinct challenges emerge, set them apart from
and a substantial portion of this massive population resides in their urban counterparts.[9] Limited budgets, lack of local exper-
impoverished rural areas or low-density areas.[2] Figure 1A high- tise, and areas with low-density population often hinder the oper-
lights the correlation between rural populations and the level of ation and maintenance of CWTS, leaving rural communities
wastewater treatment. It reveals that countries with a higher rural with suboptimal sanitation solutions and a low percentage of
percentage tend to have less safely treated wastewater, thereby safely treated wastewater.[10] To bridge this gap, DWTS and
emphasizing the elevated risks to the environment and public on-site wastewater treatment systems (OWTS) have emerged
health in rural areas. Additionally, Figure 1B illustrates the rela- as a pragmatic alternative. These systems are designed to serve
tionship between the economic indicator gross domestic product small, sparsely populated villages and settlements, offering cost-
(GDP) per capita and the percentage of wastewater safely treated, effective solutions that minimize the financial burden on com-
where countries with higher GDP per capita have higher percen- munities.[11] Furthermore, OWTS and DWTS are in alignment
tages of safely treated wastewater. with the predominant economic criteria utilized in decision-
To address these pressing challenges and the need for making processes across many developing countries. This makes
improved sanitation practices on a global scale, the United OWTS and DWTS a favorable option for sustainable sanitation
Nations General Assembly formulated Sustainable Development due to the avoidance of extensive wastewater collection networks
Goal 6 (SDG6) in 2015 which aimed to ensure the availability of and the energy burden of transporting wastewater for long dis-
water and sanitation for all people around the world. The SDG6 tances, cost efficiency, and ease of operation.[12] Consequently, it
signifies a significant commitment to achieving both adequate is imperative to adapt sanitation solutions to suit local conditions,
and equitable sanitation for all (as outlined in target 6.2) and serving as a critical step toward advancing the sanitation agenda
the sustainable treatment and reuse of wastewater (as detailed in rural and low-density communities. This not only enhances
in target 6.3). These goals represent pivotal milestones in the affordability but also promotes sustainable wastewater manage-
global mission to enhance water quality worldwide. It aims to ment and reuse practices. In the past, there have been several
enhance water quality by reducing pollution, eliminating dump- studies focusing on OWTS, DWTS, and CWTS, but these studies
ing, minimizing the release of hazardous substances, halving the predominantly centered on case studies that targeted specific
proportion of untreated wastewater, and significantly boosting areas or regions,[8,13] or concentrated on specific wastewater
global recycling and safe reuse by 2030.[6] However, the progress treatment technologies or types of wastewater (such as gray water
to meet these targets is under question and is anticipated to be or wastewater).[12b,14] However, studies that focus on trade-offs
off-track.[7] between decentralized and centralized systems to provide sani-
In urban areas, centralized wastewater treatment systems tation coverage to the entire global population to achieve SDG6
(CWTS) are essential in managing the sanitation needs of are limited.
densely populated regions. However, recent findings indicate Aligned with this aim, this review article addresses the eco-
that constructing sanitation systems in phases proves more nomics, advantages, and challenges associated with OWTS,
Adv. Energy Sustainability Res. 2024, 5, 2400097 2400097 (2 of 9) © 2024 The Author(s). Advanced Energy and Sustainability Research
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DWTS, and CWTS, particularly within rural and community- primary (physical) treatment and a limited amount of anaerobic
based settings. By comparing these systems and dissecting their digestion (biological) process.[14a] Within septic tanks, solid par-
implications, this analysis aims to furnish valuable insights for ticles settle, forming a layer of sludge, while lighter substances
policymakers, researchers, and practitioners committed to ensur- like grease float to create scum. The partially treated effluent is
ing universal access to safe sanitation and fostering a sustainable subsequently directed to a drain field for further processing.
water future. The article evaluates these different treatment sys- Further treatment occurs as effluent percolates through the
tems in meeting the targets outlined in Sustainable Development soil-stone matrix of the soil treatment unit (STU) which can vary
Goal 6 (SDG 6.2 and 6.3), which strive to elevate global water in their configuration according to site-specific design require-
quality, curtail pollution, and advocate for safe wastewater treat- ments.[14a] The underlying soil or subsoil into which the waste-
ment and reuse. Ultimately, the overarching goal is to contribute water effluent percolates provides a critical buffer zone for the
to a world where clean water and efficient sanitation are accessi- protection of water resources. Proper maintenance and sizing
ble irrespective of geographical or economic constraints.
of septic systems are paramount to ensure their effective operation
and adherence to environmental standards.[16] Globally around 28
2. Scale of Wastewater Treatment Systems billion m3 of wastewater are treated annually in septic tanks, serv-
ing an extensive population of around 880 million people.[2]
Three primary categories of wastewater treatment systems, i.e., More recently, a proliferation of packaged treatment systems
OWTS, DWTS, and CWTS (Figure 2), are described in the has emerged to offer additional (secondary) treatment to the
following sections. effluent before its discharge to the STU. On-site secondary treat-
ment systems exhibit various configurations, including the coco-
2.1. OWTS nut husk filter system (Ecoflo Coco Filter, Premier Tech Aqua
Ltd., Ireland), rotating biological contractors (Klargester BioDisc,
OWTSs are engineered to process wastewater at or near its point Kingspan Ltd., UK), and sequential batch reactor (Chieftain SBR,
of origin (Figure 2A). These systems are especially vital in rural Molloy Environmental Systems, Ireland). These types of second-
and suburban regions where connection to decentralized or cen- ary treatment systems represent the preferred choice when
tralized sewage infrastructure is either impractical or prohibi- enhanced treatment efficiency is necessary, or site conditions
tively costly.[15] OWTS include various types of treatment, with do not favor simple septic tanks.[17] On-site secondary treatment
septic tanks, secondary treatment units, and constructed wet- systems are employed to achieve high-quality effluent through
lands (CWs) being notable technologies. Septic tanks, which the biological transformation of dissolved and suspended
are among the most prevalent OWTS (Figure 2A), provide pollutants.[16]
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Figure 3. Comparison of specific sewer length (m per population equivalent, PE) and population density (PE per km2). The secondary y-axis illustrates the
capital expenditure (CAPEX) for sewer construction and the annual operating expenditure (OPEX) for maintenance and operation. The data used in this
analysis were taken from the strategic plan for sewerage development of Brazil developed by JICA.[50]
The choice of a treatment system is affected by the evaluation (known as IFAS) are estimated within a range of 0.06 to
of numerous factors including the area and energy requirement. 0.125 m2 per PE. Among these, the AGS process stands out
Figure 4A presents the area requirement for various treatment as more space-efficient, highlighting its more compact area
systems as a function of the population. The data reveal signifi- requirement compared to the other mentioned methods.
cant variations in the footprint across different technologies. The Figure 4B illustrates the daily estimated energy usage in kWh
CW stands out with the largest footprint at ≈4.5 m2, followed by as compared to served population for the various treatment tech-
the trickling filter (TF) at ≈0.45 m2 per PE. In contrast, the MBR nologies. Remarkably, the most energy-efficient processes, AGS
showcases a notably lower footprint of ≈0.05 m2 per PE, signify- (70 kWh) and CAS with chemical P removal (75 kWh), demon-
ing its relatively more efficient use of space. Other technologies, strate comparatively lower energy consumption. However, it is
including AGS, CAS with chemical P removal, CAS with biolog- crucial to note that chemical P removal involves the use of chem-
ical P removal, and hybrid processes such as CAS with MBBR icals for phosphorus elimination and subsequent disposal of
Figure 4. A) Comparison of area requirement relative to population across various treatment systems. The area required (A, m2) by each technology can
be approximated by multiplying a constant factor specific for a particular treatment technology with the population (P) in thousand. For example, if the P
value is 100, then the area required for an MBR is A = 50 (constant factor) 100 = 50 000 m2. B) Comparison of daily energy requirement relative to
population for various treatment systems. The daily energy required (E, kWh) by each technology can be estimated by multiplying a constant factor with the
population (P) in thousands. CW: constructed wetlands; TF: trickling filter; CAS þ BioP: conventional activated sludge with biological phosphate removal;
CAS þ ChemicalP: conventional activated sludge with chemical phosphate removal; IFAS: hybrid process with conventional activated sludge and moving bed
biofilm reactor; AGS: aerobic granular sludge; MBR: membrane bioreactor. The data used to generate these graphs were adapted from ref. [51].
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resulting chemical waste sludge, potentially inflating operational installations around the world are mainly applied for the
costs. Meanwhile, CAS with biological P removal and IFAS show treatment of industrial (high-strength, BOD > 560 mg L1)
higher energy requirements, implying greater energy demands wastewaters. One of the biggest challenges with anaerobic treat-
for these methods. Among the listed technologies, MBR stands ment of domestic wastewater is that the effluent is saturated or
out for its highest energy consumption, reaching 0.25 kWh per supersaturated with dissolved CH4 (>50% of total produced
PE, signaling substantially greater energy utilization compared to methane is in dissolved form),[37] which is a greenhouse gas with
the other outlined methods. The MBR process demands addi- ≈30 times higher global warming potential as compared to CO2.
tional energy for effective membrane filtration and controlling Also, anaerobic processes cannot remove nutrients (such as
membrane fouling. Moreover, the use of chemicals for mem- N and P), which can cause algae growth in impoundments.
brane cleaning contributes to the overall treatment costs.[33] Typically discharge and reuse standards require <10 mg L1
Although MBR stands as the current gold standard for reuse BOD and ammonium (NH4þ) <5 mg L1, which cannot be
technology, reducing the reliance on energy-intensive achieved by anaerobic processes.
(3–8 kWh m3) desalination reverse osmosis process (and hence Although large-scale centralized infrastructure for wastewater
energy) for freshwater production,[34] its energy-intensive nature was initiated to provide the means of servicing the population as
presents challenges. In the realm of wastewater treatment tech- a single entity by taking advantage of economies of scale to
nology, opting for the AGS process over MBR could lead to a reduce efforts and costs on the system, decentralized infrastruc-
reduction in the energy footprint by over threefold. The combi- ture takes advantage of its compact setup and leverages econo-
nation of AGS and gravity-driven membrane filtration processes mies of scope to facilitate multifunctionality and flexibility.[38]
presents a promising solution by reducing energy demands Moreover, using a decentralized approach for treating wastewa-
while producing superior-quality effluent compared to MBR.[35] ter, land requirements in comparison to centralized schemes can
This approach is versatile and applicable at both centralized and play an advantageous role by distributing units to target areas
decentralized scales. instead of one single large area for operation.[26] Decentralized
Aligned with the Paris Agreement’s goals to curtail carbon systems modular design can allow it to adapt to changes in
emissions, most European countries are tasked with cutting their upgrades as well as scale the system by reorganizing or adding
carbon output by 50% before 2030 and reaching carbon neutral- components without hindering the operation of the overall sys-
ity by 2050. Given the current dominance of fossil fuel-powered tem.[38] In areas with higher population density, leveraging econ-
plants in electricity grids, prioritizing energy efficiency becomes omies of scale through CWTS proves advantageous. Conversely,
in lower-density areas, harnessing the economies of scope
pivotal. Anaerobic processes consume less energy than aerobic
offered by DWTS is more beneficial.
because they do not require oxygen to treat the wastewater
and methane (CH4) gas is generated as a by-product of the treat-
ment which if combusted can offset part of the energy input for 5. Economics of Wastewater Treatment Systems
treatment. The choice between aerobic and anaerobic systems for
DWTS and CWTS depends on the wastewater characteristics, Figure 5A illustrates the scaling impact on CAPEX concerning
although combinations of both methods are often used for the population served in wastewater treatment facilities. As the
enhanced treatment efficiencies.[36] However, anaerobic pro- population increases, the CAPEX per PE decreases from $1084
cesses are not suitable for the treatment of domestic wastewater for 2500 PE to $227 for 200 000 PE, indicating economies of
that contains low organics measured as biochemical oxygen scale. The CAPEX escalates from $2 682 476 for 2500 PE to
demand (BOD < 230 mg L1), and existing anaerobic $60 341 117 for 200 000 PE as the population served increases
Figure 5. Comparison of population served against capital expenditure (CAPEX, gray shaded curve, Panel - A), annual operating expenditure (OPEX,
yellow shaded curve, Panel - B), and total expenditure (TOTEX, blue shaded curve, Panel - B) in wastewater treatment facilities. The width of each curve
signifies the range from minimum to maximum values, while the central line represents the average CAPEX, OPEX, and TOTEX values, depicted on the
primary y-axis. The solo blue line illustrates CAPEX (A) and TOTEX (B) per PE, depicted on the secondary y-axis. The data used to generate these graphs
were adapted from refs. [8,25].
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within this range. Figure 5B demonstrates the shifting expendi- Moreover, inadequate operational oversight can result in signifi-
ture including operating (OPEX) and total expenditure (TOTEX) cant downstream environmental concerns, particularly in arid or
dynamics concerning the population served in wastewater water-crisis-affected regions heavily reliant on treated water
treatment facilities. Notably, as the population increases, the reuse to sustain their agricultural economics.[41] Remote opera-
TOTEX per PE decreases, from $81.2 for 2500 PE to $16.35 tion and control of these DWTS should be considered to dimin-
for 200 000 PE, showcasing economies of scale. Serving a popu- ish dependence on on-site skilled human resources. In case of
lation of 2500 PE incurs a TOTEX averaging $202 554 and as the any issues, a skilled operator could be dispatched promptly to
population served grows to 200 000 PE, the TOTEX range widens address the issue.
considerably, averaging at $3 268 477.
Large CWTS leverage economies of scale in terms of both ini- 6.1.2. Policy and Regulatory Challenges
tial CAPEX and annual OPEX, as depicted in Figure 5. However,
their cost-effectiveness should be evaluated in conjunction with Regulatory bodies in developing countries are increasingly
the CAPEX and OPEX of the sewer network system. In densely enforcing stricter standards for wastewater treatment to uphold
populated areas with a density exceeding 1500 PE per square kilo- environmental preservation. However, these stringent regula-
meter (PE km2), CWTS prove to be more economically viable tions pose challenges for DWTS to adapt and upgrade due to
for both CAPEX and OPEX. Conversely, in less densely popu- their high costs. Consequently, the stricter standards make it
lated areas (below 1500 PE km2) or newly developing regions, tough for low-income areas to afford treating or reusing their
a phased modular approach to building sanitation systems is wastewater. As wastewater treatment systems become more com-
more cost-effective than a singular robust design. This phased pliant, they might also become more costly.[24a]
modular strategy entails building smaller DWTS that operate
in proximity to the actual demand and are easily expandable
as the population grows, thanks to a modular design approach.[8] 6.1.3. Public Acceptance and Social Challenges
It is important to note that different regulations may apply based
on the size of the treatment unit. For example, in the EU, sec- Public perception and stigma often foster reluctance within com-
ondary treatment (i.e., the removal of biodegradable organic mat- munities to have DWTS in their neighborhoods. Concerns about
ter) for urban wastewater is mandatory before discharge into the human health risks and ecological impacts, including the pres-
environment for all communities ≥1000 PE by 2035, as per ence of pathogens and chemicals, significantly impede the wide-
recently agreed rules.[39] By 2039, EU countries must ensure spread acceptance of DWTS and water reuse initiatives.[41,42]
the application of tertiary treatment (i.e., the removal of nitrogen Recent studies have investigated the public acceptance of waste-
and phosphorus) for treatment units covering ≥150 000 PE, and water reuse and the requisites for fostering such acceptance.[41,42]
by 2045 in treatment units covering ≥10 000 PE. Additional These studies highlight the necessity to approach public educa-
treatment, known as “quaternary treatment,” to remove a broad tion both psychologically and practically, particularly in regions
spectrum of micropollutants, will be mandatory for all plants facing water scarcity issues. Educating the population about the
≥150 000 PE by 2045. Keeping these regulatory dynamics in benefits of wastewater reuse, whether through transitioning to a
mind, modular approaches should be designed to meet future circular economy or alleviating water stress, is crucial.[42,43]
regulatory needs. Moreover, there is a growing emphasis on the acceptance of
DWTS due to their overall economic benefits, resilience, and
flexibility.[43a,44]
6. Challenges and Opportunities of DWTS
6.2. Opportunities of DWTS
The implementation of DWTS presents various challenges and
opportunities distinct from those encountered in CWTS. 6.2.1. Water Reuse
6.1. Challenges With the growing population and increased demand for water,
water security is a critical topic that should not be overlooked
6.1.1. Operation and Maintenance Requirements when considering wastewater system designs. Adopting a reuse
scheme is a necessary element when choosing a wastewater sys-
Ensuring effective preventive, proactive, and corrective mainte- tem configuration. However, before the implementation of such
nance is crucial for WWTPs to maintain a consistent operational systems, the benefits of reducing freshwater demand must be
status. Neglecting proper check-ups exposes these systems to weighed against the cost of execution as well as the adverse
environmental stressors (pH, temperature, toxic shock loading, effects on existing wastewater infrastructure that may occur. A
etc.), leading to adverse effects. At CWTS, a skilled workforce is study conducted in Nagpur, India, demonstrated the effect of
generally more available compared to DWTS due to the shortage implementing wastewater reuse for toilet flushing and garden
of skilled human resources in the wastewater management field. irrigation, and how it reduced the freshwater demand in the local
A thorough evaluation of DWTS in Indonesia revealed issues area by 48% percent.[42,45]
arising from insufficient management practices.[40] In instances Treated wastewater serves as a reliable supplementary water
lacking regular maintenance and proper monitoring, treatment source available year-round, particularly when it is in close prox-
systems showed reduced effectiveness in removing pollutants imity to areas with high water demand. In a centralized
like chemical oxygen demand, ammonia, oil, and grease.[40] approach, utilizing treated water requires transportation via
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