Adolescent Self-Esteem & Family Dynamics
Adolescent Self-Esteem & Family Dynamics
© 2024 Elsevier Inc. This article has been accepted for publication but has not been through the
copyediting, typesetting, pagination, and proofreading process. This article may not exactly
replicate the final, authoritative version published in the journal. It is not the copy of record. Please
cite this article as follows:
Krauss, S., & Orth, U. (2024). Family environment and self-esteem development in adolescence: A
replication and extension. Journal of Research in Personality, 111(104511), 1−11.
https://doi.org/10.1016/j.jrp.2024.104511
Author Note
Samantha Krauss https://orcid.org/0000-0003-0124-347X
Ulrich Orth https://orcid.org/0000-0002-4795-515X
The present research has been preregistered at https://osf.io/6m5tb. Data and codebook
including all measures are available at
https://www.icpsr.umich.edu/icpsrweb/ICPSR/studies/26721. The ICPSR policy does not allow
us to redistribute the data and codebook on the Open Science Framework. Analytic methods and
code are available at https://osf.io/smd6p.
S. Krauss and U. Orth conceptualized the present research. S. Krauss analyzed the data
and interpreted the findings, supported by U. Orth. S. Krauss wrote the first draft of the
manuscript, and U. Orth critically edited it. All authors approved the final version of the paper for
submission. The authors declare that they have no known competing financial interests or
personal relationships that could have appeared to influence the work reported in this paper.
Correspondence concerning this article should be addressed to Samantha Krauss,
Department of Psychology, University of Bern, Fabrikstrasse 8, 3012 Bern, Switzerland. Email:
[email protected]
FAMILY ENVIRONMENT AND SELF-ESTEEM 2
Abstract
A study by Krauss et al. (2020) suggested that the family environment (e.g., parental warmth,
adolescence. The present research sought to closely replicate and extend the study, using 4-wave
longitudinal data from the Iowa Youth and Families Project, including 451 families. To replicate
the prior study, we conducted the same set of analyses with similar measures and multi-informant
assessments of mothers, fathers, and children from the same families. To extend the previous
study, we tested novel aspects (i.e., controlling for prior exposure and testing the effect of the
quality of sibling relationships). Overall, the findings provide no evidence for prospective effects
consequently, might shape the development of their self-esteem (Harter, 2012). The family
environment includes multiple relevant factors. First of all, parenting may have an important
influence on the development of children’s self-esteem (Darling & Steinberg, 1993; Maccoby,
2000, 2007). In general, parenting can be contextualized along two dimensions: parental
responsiveness and parental demandingness (Baumrind, 1991; Maccoby & Martin, 1983).
Parental responsiveness refers to parents responding promptly, reliably, and with empathy to the
needs of their child and supporting the child’s individual development in a loving and attentive
way. Parental demandingness refers to parents setting rules and boundaries to make the child
conform to societal and parental expectations. These two orthogonal dimensions result in four
(unresponsive and undemanding). The literature suggests that authoritative and indulgent
parenting might have positive effects on children’s psychosocial development (Chen et al., 2024;
Fuentes et al., 2022; Lamborn et al., 1991; Martinez-Escudero et al., 2020; Pinquart & Gerke,
In the following, we introduce three theoretical frameworks suggesting that parenting may
affect the development of children’s self-esteem. First, the theory of symbolic interactionism
(Blumer, 1986; Cooley, 1902; Mead, 1934) posits that social interactions drive the development
of the self throughout the life course. Individuals tend to interpret social interactions as a
reflection of how much others appreciate them, which affects their self-worth. In early life, most
of the social interactions occur in the family environment, particularly with the parents (Alcaide
FAMILY ENVIRONMENT AND SELF-ESTEEM 4
et al., 2023). Second, attachment theory (Bowlby, 1969, 1973, 1980) proposes that a child’s
representation of the self (e.g., being accepted and valuable). A secure attachment can be fostered
by sensitive and responsive parenting (Cassidy, 2008), which is why parenting may be an
important factor for children’s self-esteem. Third, sociometer theory (Leary, 2012) suggests that
self-esteem is part of a psychological system that constantly monitors social acceptance and
inclusion. The subjective perception of how much an individual is socially valued affects their
self-esteem. Feeling valued by close others such as the parents may positively affect the child’s
self-esteem development.
Research on child temperament suggests not only that parenting influences the child’s
temperament but also that the child’s temperament may have an effect in the reverse direction,
that is, on mother’s and father’s parenting behavior (Atherton & Schofield, 2021; Bates et al.,
2012; Sameroff, 2009, 2010). Given that self-esteem is correlated with temperamental factors
such as positive affectivity (Coffey & Warren, 2020; Robins et al., 2001), children with high self-
esteem might elicit more parental warmth and less parental hostility than children with low self-
esteem.
children’s self-esteem, such as the quality of the relationship between the parents (Doyle &
Markiewicz, 2005), the mental health of mother and father (Goodman et al., 2011; Sweeney &
MacBeth, 2016), and the financial situation of the family (Conger et al., 1994).
A study by Krauss et al. (2020) examined prospective effects between family environment
and self-esteem from age 10 to 16 years. The analyses were based on longitudinal data from the
California Families Project (CFP), including 674 Mexican-origin families living in the United
States. The findings suggested that multiple characteristics of the family environment
FAMILY ENVIRONMENT AND SELF-ESTEEM 5
significantly predicted self-esteem development. Given the theoretical and practical significance
of the topic, the present research replicated the study by Krauss et al. (2020) as closely as
possible and extended that study in important ways, using data from another family study from
the United States, specifically, the Iowa Youth and Families Project (IYFP; Conger et al., 2011).
In the following, we describe the main aspects of the methods and results of Krauss et al.
(2020), who examined parenting behaviors (i.e., warmth, hostility, monitoring, involvement in
child’s education) as well as other characteristics of the family environment (i.e., quality of
parental relationship, family values of mother and father, maternal and paternal depression,
economic conditions of the family, and presence of father). For many of the family environment
variables, Krauss et al. (2020) used a multi-informant approach (i.e., reports from children,
mothers, and fathers from the same families). This approach made it possible to construct latent
variables that were controlled for the influence of response biases unique to individual raters
(Bagozzi & Yi, 1991; Podsakoff et al., 2003; Podsakoff et al., 2012). The prospective effects
between family environment and children’s self-esteem were tested with two types of
longitudinal models, specifically cross-lagged panel models (CLPMs; Finkel, 1995) and random
Results from the CLPMs indicated that a number of family environment variables had
significant prospective effects on children’s self-esteem. Specifically, the results showed that
parental warmth, parental monitoring, and the presence of father positively predicted subsequent
child self-esteem, whereas depression of mother and economic hardship negatively predicted
subsequent child self-esteem. 1 Regarding the reverse direction of the relation (i.e., the effect of
child self-esteem on family environment), the results showed only two significant effects, namely
1
Krauss et al. (2020) also tested whether parental monitoring had a curvilinear effect on child self-esteem such that
the effect declines and becomes negative at very high levels of monitoring. However, there was no evidence of a
curvilinear effect.
FAMILY ENVIRONMENT AND SELF-ESTEEM 6
that child self-esteem positively predicted subsequent family values of mother and father. The
magnitude of the significant prospective effects ranged from .06 to .15 in absolute values,
corresponding to medium to large effect sizes (Orth et al., 2024). Moreover, longitudinal
mediation analyses suggested that the prospective effect of economic hardship on child self-
esteem was partially mediated by parental warmth and by parental monitoring (accounting for
20% and 17% of the total effect, respectively). Results from the RI-CLPMs evidenced a similar
pattern, in terms of point estimates, compared to the results from the CLPMs. However, although
the point estimates were roughly of the same magnitude, the RI-CLPMs yielded only two
significant prospective effects: a negative effect of maternal depression on child self-esteem and a
positive effect of child self-esteem on family values of father. In all models (i.e., CLPMs and RI-
CLPMs), the prospective effects did not differ significantly between boys and girls, or across
ages 10 to 16 years.
The present research replicated the study by Krauss et al. (2020) as closely as possible,
using 4-wave longitudinal data from the IYFP. Importantly, the IYFP is highly similar to the CFP
with regard to study design (i.e., multi-informant assessment of many constructs, by assessing of
mothers, fathers, and children from the same families) and available measures (i.e., self-esteem,
parenting behavior, and other characteristics of the family environment). To replicate the
analyses by Krauss et al. (2020) as closely as possible, we tested the same types of models and
conducted the same set of analyses. However, it has to be noted that the present replication is not
a direct replication, given that there were important differences between the IYFP and CFP (for a
comparison of demographic and methodological aspects, see Table 1). For example, whereas the
CFP includes a sample of Mexican-origin families living in California, the IYFP includes a
sample of White families living in rural Iowa. Also, whereas the CFP assessments used by Krauss
FAMILY ENVIRONMENT AND SELF-ESTEEM 7
et al. (2020) were separated by 2 years, the IYFP data available for the present research include
1-year time lags. Moreover, three variables that were tested by Krauss et al. (2020) could not be
examined in the present research, specifically parents’ involvement in the child’s education (in
the IYFP, the variable was assessed at Wave 3 only), family values of mother and father
(variables not assessed at all), and presence of father (all families were two-parent families at
Wave 1).
FAMILY ENVIRONMENT AND SELF-ESTEEM 8
Table 1
Demographic and Methodological Comparison of the IYFP and CFP
Characteristic IYFP CFP
Grade at Time 1 7th grade 5th grade
Age at Time 1 12.7 years 10 years
Age at Time 1 15.7 years 16 years
Ethnicity/culture White/European Hispanic
Family income at Time 1 $33,700 (corresponding to $32,500b
$54,789a in 2006)
Education of parents 13.5 years 9 years
Place of data collection Iowa, USA California, USA
Time of data collection 1989 – 1992 2006 – 2012
Number of waves 4 waves 4 waves
Time lag between waves 1 year 2 years
Sample size at Time 1 451 674
Sample size at Time 4 404 607
Attrition rate 10.4% 9.9%
Sources of information child, mother, father, sibling child, mother, father
Note. The information on the CFP is taken from Krauss et al. (2020). IYFP = Iowa Youth and
Families Project; CFP = California Families Project.
a
Calculated with: https://www.usinflationcalculator.com
b
Midpoint of the range reported in Krauss et al. (2020)
The present research extends Krauss et al. (2020) by testing two novel aspects that were
not included in the analyses by Krauss et al. (2020). First, we tested CLPMs that include lag-2
effects (i.e., CLPM-L2, Lüdtke & Robitzsch, 2022). In the CLPM-L2, prospective effects
between constructs are controlled for the effects of prior exposure (e.g., effects from Time 2 to
Time 3 are controlled for exposure at Time 1), which increases the validity of conclusions by
controlling for unmeasured confounders (Lüdtke & Robitzsch, 2022; VanderWeele et al., 2020).
FAMILY ENVIRONMENT AND SELF-ESTEEM 9
Second, the present research examined an additional characteristic of the family environment,
that is, the quality of the sibling relationship (i.e., between the target child and a sibling). Theory
suggests that sibling relationships are an important influence on children’s development (Brody,
2004; McHale et al., 2012; Whiteman et al., 2011), but strong longitudinal evidence with regard
to self-esteem is lacking.
curvilinear effect on child self-esteem and whether the effects of family environment on
The following main hypotheses are based on the findings from Krauss et al. (2020) and
other previous research. Regarding parenting behavior, we expected positive effects of parental
warmth and parental monitoring on children’s self-esteem (Brummelman et al., 2015; Fuentes et
al., 2022; Harris et al., 2017; Kerr & Stattin, 2000; Khaleque, 2013; Martinez-Escudero et al.,
2020) and a negative effect of parental hostility (Deater-Deckard et al., 1996; Fuentes et al.,
2022; Khaleque, 2017; Martinez-Escudero et al., 2020). Regarding the other family environment
variables, we expected positive effects of quality of parental relationship and quality of sibling
relationship (Li & Warner, 2015; Milevsky, 2005; Orth, 2018) and negative effects of maternal
depression, paternal depression, and poor economic conditions of the family (Goodman et al.,
2011; Orth, 2018; Sweeney & MacBeth, 2016). With regard to the reverse direction of the
relation, we expected that children’s self-esteem has a positive effect on parental warmth and a
negative effect on parental hostility (Pinquart & Gerke, 2019). However, we expected no effects
We had several additional hypotheses, which are also based on Krauss et al. (2020). First,
contrast to parental control) is a positive parenting behavior that expresses interest in (rather than
FAMILY ENVIRONMENT AND SELF-ESTEEM 10
control of) the child’s activities. Second, we expected that the effects of family environment
variables on children’s self-esteem can be constrained to be equal across age, consistent with
Krauss et al. (2020). Third, if any of the other family environment variables (i.e., besides
parenting behavior) has a significant effect on children’s self-esteem, we expected that this effect
is mediated, at least partially, by parenting behavior (Conger & Donnellan, 2007; Krauss et al.,
All hypotheses apply to all three types of models (i.e., we did not have differential
hypotheses for the CLPM-L2s, RI-CLPMs, and CLPMs). However, we expected that the effect
sizes are slightly smaller for the CLPM-L2s compared to the CLPMs (given that the CLPM-L2s
control for lag-2 effects, in contrast to the CLPMs). For the CLPMs and RI-CLPMs, we expected
approximately the same effect sizes, consistent with empirical benchmarks for these models (Orth
et al., 2024). In the present research, the main focus was on the CLPM-L2s and the RI-CLPMs.
Analyses with the CLPM were conducted for reasons of completeness and comparability with the
3 Method
The present research used anonymized data and therefore was exempt from approval by
the Ethics Committee of the authors’ institution (Faculty of Human Sciences, University of
We report how we determined our sample size, all data exclusions (if any), all
manipulations, and all measures in the study, and we follow the Journal Article Reporting
Standards (Appelbaum et al., 2018). Data and codebook including all measures are available at
us to redistribute the data and codebook on the Open Science Framework (OSF). Analytic
FAMILY ENVIRONMENT AND SELF-ESTEEM 11
methods and code are available at https://osf.io/smd6p. The present research has been
we briefly describe our familiarity with the data before registering the analyses. The first author
had not yet conducted any analyses with data from the IYFP. The second author had conducted
two studies with data from the IYFP (Orth, Clark, et al., 2021; Orth et al., 2018). These studies
involved analyses with self-esteem and depression (as well as positive affect, which is not
included in the present research); however, the second author had not conducted analyses with
families from rural Iowa, United States. From each family, mother, father, one target child, and
one sibling participated in the study. Only two-parent families with both biological parents living
in the same household as the target child and with a sibling within four years of age of the target
child were eligible to participate. At Wave 1, all target children were in the 7th grade (mean age =
12.7 years; 52% female). Participants were assessed annually at four waves in 1989, 1990, 1991,
and 1992. The families were predominantly White and from the middle class. Families resided on
farms (34%), in nonfarm rural areas (12%), and in towns with a population under 6,500
inhabitants (54%). The annual income of the family ranged from $0 to $135,000, with a median
family income of $33,700. The parents’ average education was about 13.5 years. The data were
3.3 Measures
For measures for which high values indicate low levels of the construct, we recoded the
responses for the analyses. Thus, in our results, high values represent high levels of the construct
FAMILY ENVIRONMENT AND SELF-ESTEEM 12
for all measures. All of the following child self-esteem and family environment measures were
3.3.1 Self-esteem
In the IYFP, self-esteem was measured with the 10-item Rosenberg Self-Esteem Scale
(RSE; Rosenberg, 1965). Item examples are “On the whole, I am satisfied with myself” and “I
feel that I have a number of good qualities.” Responses were measured on a 5-point scale (1 =
(2020), two measures of self-esteem were available (i.e., the RSE and the General Self scale from
the Self-Description Questionnaire II short-form; Marsh et al., 2005) and used as indicators of
3.3.2 Warmth
Like in Krauss et al. (2020), parental warmth towards the child was assessed with two
measures, which were both originally developed for the IYFP. The first measure was the 8-item
subscale from the Behavioral Affect Rating Scale (BARS). The child was instructed to assess the
parental behavior within the past month. Item examples are “During the past month, how often
did your [mom/dad] listen carefully to your point of view?” and “During the past month, how
often did your [mom/dad] let you know that [she/he] appreciates you, your ideas or the things you
do?” Responses were measured on a 7-point scale (1 = never; 2 = almost never; 3 = not too often;
4 = about half of the time; 5 = fairly often; 6 = almost always; 7 = always). The second measure
consisted of 10 items from two subscales measuring parents’ child rearing practices (for reasons
of consistency, we refer to this measure as Iowa Parenting Scale [IPS], as in Krauss et al., 2020).
Warmth was measured with items assessing communication (e.g., “When you do something your
[mom/dad] likes or approves of, how often does [she/he] let you know [she/he] is pleased about
it?”) and induction (e.g., “How often does your [mom/dad] give you reasons for [her/his]
FAMILY ENVIRONMENT AND SELF-ESTEEM 13
decisions?”). Responses were measured on a 5-point scale (1 = never; 2 = almost never; 3 = about
half the time; 4 = almost always; 5 = always). For the IPS, the parents’ report on their own
parenting behavior was also available. Items for the parent report were appropriately modified
(e.g., “When your 7th grader has done something you like or approve of, how often do you let
3.3.3 Hostility
Like in Krauss et al. (2020), parental hostility towards the child was assessed with
subscales from the BARS and IPS. The BARS assessed hostility with 12 items. The child was
instructed to assess the parental behavior within the past month. Item examples are “During the
past month, how often did your [mom/dad] get angry at you?” and “During the past month, how
often did your [mom/dad] shout or yell at you because [she/he] was mad at you?” Again,
responses were measured on a 7-point scale (1 = never; 2 = almost never; 3 = not too often; 4 =
about half of the time; 5 = fairly often; 6 = almost always; 7 = always). In the IPS, hostility was
measured with four items assessing harsh discipline, for example, “When you do something
wrong, how often does your [mom/dad] spank or slap you?” and “When you do something
wrong, how often does your [mom/dad] tell you to get out or lock you out of the house?”
Responses were measured on a 5-point scale (1 = never; 2 = almost never; 3 = about half the
time; 4 = almost always; 5 = always). For the IPS, the parents’ report on their own parenting
behavior was also available. Items for the parent report were appropriately modified (e.g., “How
often do you spank or slap your 7th grader when [she/he] does something wrong?”).
3.3.4 Monitoring
Parental monitoring of the child was assessed with a 6-item subscale from the IPS.
Reports by multiple raters were available, specifically the child’s reports on their mother’s and
father’s behavior as well as the parents’ report on their own parenting behavior. The items for the
FAMILY ENVIRONMENT AND SELF-ESTEEM 14
child reports are “In the course of a day, how often does your [mom/dad] know where you are?”,
“How often does your [mom/dad] know who you are with when you are away from home?”,
“How often does your [mom/dad] talk with you about what is going on in your life?”, “How
often do you have a set time to be home or in bed on weekend nights?”, “How often does your
[mom/dad] know if you came home or were in bed by the set time?”, and “How often is your
[mom/dad] too busy or unavailable to do things with you?” (reversed item). The parents reported
on the corresponding items, for example, “In the course of a day, how often do you know where
your 7th grader is?” and “How often do you know who your 7th grader is with when he or she's
away from home?” Responses were measured on a 5-point scale (1 = never; 2 = almost never; 3 =
The quality of parental relationship was assessed with two items that were developed for
the IYFP and with a 5-item measure assessing marital instability (Booth et al., 1983). Reports
were provided by mothers and fathers. The first item was “The numbers represent different
degrees of happiness in your marital relationship. Indicate how happy you are, all things
considered, with your marital relationship.” Responses were measured on a 6-point scale (0 =
extremely happy). The second item was “All in all, how satisfied are you with your marriage?”
Responses were measured on a 5-point scale (1 = not at all satisfied; 2 = not very satisfied; 3 =
somewhat satisfied; 4 = very satisfied; 5 = completely satisfied). Item examples from the 5-item
measure on marital instability are “Has the thought of getting a divorce or separation crossed
your mind?” and “Have you or your [husband/wife] ever seriously suggested the idea of
divorce?” Responses were measured on a 4-point scale (1 = yes, within the last 3 months; 2 =
yes, within the last 3 years; 3 = yes, prior to the last 3 years; 4 = never).
FAMILY ENVIRONMENT AND SELF-ESTEEM 15
Maternal and paternal depression were assessed with 13 items from the Symptom
Checklist (SCL-90; Derogatis & Cleary, 1977). Mothers and fathers were instructed to assess
several symptoms with regard to the past week. Item examples are “Feeling everything is an
effort” and “Feeling lonely.” Responses were measured on a 5-point scale (1 = not at all; 2 = a
Like in Krauss et al. (2020), economic hardship of the family was assessed with three
subscales measuring economic pressure (see Conger et al., 2002; Items were adpated from
Pearlin et al., 1981). The subscale Material Needs included seven items, the subscale Can’t Make
Ends Meet included three items, and the subscale Financial Cutbacks twenty-two items. Ratings
were provided by both mothers and fathers. All items were assessed with regard to the past year.
An item example of the subscale Material Needs is “We have enough money to afford the kind of
food we should have,” with responses measured on a 5-point scale (1 = strongly agree; 2 = agree;
Make Ends Meet is “Our income never seems to catch up with our expenses,” with responses
= strongly agree). An item example of the subscale Financial Cutbacks is “Changed food
shopping or eating habits to save money?” For the subscale Financial Cutbacks, responses were
The quality of the relationship between the target child and the participating sibling was
assessed with two measures that were developed for the IYFP. The first measure assessed
closeness between target child and sibling and was reported by target children, siblings, mothers,
FAMILY ENVIRONMENT AND SELF-ESTEEM 16
and fathers. The child version of the measure (i.e., for the target child and sibling) included six
items and the parent version included five items. An item example from the child version is
“How often does your brother or sister who is in the study make you feel you can count on him or
her when you really need him or her?” An item example from the parent version is “Please take a
moment to think about the relationship between your 7th grader and your other child who is in
the study. How often would you say that the two of them enjoy doing things together?” In both
the child and parent version, responses were measured on a 4-point scale (1 = never; 2 = rarely; 3
= sometimes; 4 = often). The second measure assessed the quality of the relationship between the
siblings with three items that were rated only by the target child and sibling. An item example is
“How satisfied are you with your relationship with your brother or sister in the study?”
Analyses of structural equation models were conducted with the Mplus program (Muthén
& Muthén, 2017). To deal with missing values, we employed full information maximum
likelihood estimation to fit models directly to the raw data (Schafer & Graham, 2002). Model fit
was assessed with the comparative fit index (CFI; Bentler, 1990), the Tucker-Lewis index (TLI;
Tucker & Lewis, 1973), and the root mean square error of approximation (RMSEA; Steiger,
1990). Good fit is indicated by values equal to or higher than .95 for CFI and TLI, and equal to or
less than .06 for RMSEA (Hu & Bentler, 1999). When models showed convergence issues, we
used 20 sets of starting values, which facilitates convergence of complex models. Model
comparisons were made by using the test of small difference in fit (MacCallum et al., 2006,
Program C). To assess the reliability of the measures, we used coefficient omega (Revelle &
FAMILY ENVIRONMENT AND SELF-ESTEEM 17
Zinbarg, 2009). Omega was computed with the “psych” package (Revelle, 2021) in R (R Core
Team, 2021).
We used multiple indicators to measure the constructs as latent variables, which allowed
us to control for measurement error and systematic bias included in the measures (for testing the
RI-CLPM with multiple indicators see Mulder & Hamaker, 2021). Wherever possible, we used
the ratings by mothers, fathers, and children as indicators, thereby controlling for the unique rater
biases of family members. To fully control for bias due to specific raters, the residuals between
appropriate indicators were correlated (e.g., between the child report on mother and the child
report on father). Furthermore, the residuals of identical indicators were correlated across waves,
to control for additional bias due to indicator-specific variance (Cole & Maxwell, 2003).
Child self-esteem was measured by three parcels from the RSE, based on the balancing
technique (Little et al., 2002; Little et al., 2013). Parental warmth and parental hostility each was
measured by six indicators: Two indicators from the BARS (i.e., child report on mother’s
behavior and child report on father’s behavior) and four indicators from the IPS (i.e., child report
on mother’s behavior, child report on father’s behavior, mother report on her own behavior, and
father report on his own behavior). Parental monitoring of the child was measured by four
indicators from the IPS. Quality of parental relationship was measured by six indicators, namely
mother and father reports on marital instability, happiness, and satisfaction. Maternal depression
and paternal depression were each measured by three parcels (again using the balancing
technique) from the depression subscale of the SCL-90. Economic conditions of the family were
measured by six indicators, namely mother and father report on material needs, making ends
meet, and financial cutbacks. Sibling relationship was measured by six indicators, namely four
indicators measuring closeness (i.e., reports by target children, siblings, mothers, fathers) and two
We computed the power for testing the models’ goodness of fit based on the test of not-
close fit (MacCallum et al., 1996) and the power for testing differences between models based on
the test of small difference in fit (MacCallum et al., 2006) using the R package “semTools”
(Jorgensen et al., 2021). The power for testing the models’ goodness of fit (> .99) and for testing
4 Results
The reliability of study variables across waves is reported in Table 2. Intercorrelations for
each wave among child’s self-esteem and all family environment characteristics (averaged across
Table 2
Reliability of Study Measures
Number Coefficient omega
Measure of items Time 1 Time 2 Time 3 Time 4
Child self-esteem 10 .89 .89 .92 .93
Warmth
Child rates mother (BARS) 8 .93 .93 .94 .96
Child rates father (BARS) 8 .95 .95 .96 .96
Child rates mother (IPS) 10 .86 .90 .91 .91
Child rates father (IPS) 10 .89 .91 .93 .91
Mother rates mother (IPS) 10 .86 .87 .88 .89
Father rates father (IPS) 10 .87 .88 .87 .88
Hostility
Child rates mother (BARS) 12 .92 .92 .92 .93
Child rates father (BARS) 12 .89 .92 .95 .93
Child rates mother (IPS) 4 .69 .77 .76 .76
Child rates father (IPS) 4 .73 .77 .80 .80
Mother rates mother (IPS) 4 .67 .62 .75 .62
Father rates father (IPS) 4 .34 .61 .65 .61
Monitoring
Child rates mother (IPS) 6 .76 .81 .84 .87
Child rates father (IPS) 6 .83 .86 .85 .89
Mother rates mother (IPS) 6 .70 .73 .77 .82
Father rates father (IPS) 6 .76 .81 .80 .84
Parental relationship
Mother rates instability 5 .89 .93 .92 .91
Father rates instability 5 .86 .92 .91 .90
Mother rates happiness 1 ― ― ― ―
Father rates happiness 1 ― ― ― ―
Mother rates satisfaction 1 ― ― ― ―
Father rates satisfaction 1 ― ― ― ―
Depression of mother 13 .90 .91 .93 .93
Depression of father 13 .89 .90 .94 .93
Economic hardship
Mother rates subscale A 7 .93 .94 .94 .94
Mother rates subscale B 3 .84 .84 .84 .87
Mother rates subscale C 22 .85 .85 .87 .85
Father rates subscale A 7 .92 .94 .94 .94
Father rates subscale B 3 .83 .82 .84 .81
Father rates subscale C 22 .86 .85 .87 .85
Sibling relationship
Child rates closeness 6 .79 .78 .83 .84
Sibling rates closeness 6 .76 .84 .85 .87
Mother rates closeness 5 .83 .85 .85 .84
Father rates closeness 5 .77 .81 .83 .82
FAMILY ENVIRONMENT AND SELF-ESTEEM 20
Note. Dash indicates that omega was not applicable because the measure was based on a single
item. BARS = Behavioral Affect Rating Scale; IPS = Iowa Parenting Scale; Subscale A =
Material Needs; Subscale B = Can’t Make Ends Meet; Subscale C = Financial Cutbacks.
For each construct, we tested whether longitudinal metric measurement invariance was
supported by the data (Widaman et al., 2010). To test for measurement invariance, we compared
the fit of two measurement models. In the first model, factor loadings were constrained to be
equal across time, whereas in the second model, factor loadings were free to vary. For all
constructs, the test of small difference in fit indicated that the constraints did not significantly
decrease model fit, supporting metric measurement invariance. Consequently, we used these
To test prospective effects between self-esteem and family environment, we used CLPM-
L2s and RI-CLPMs with latent measurement of the constructs (for generic illustrations, see
Figure 1
Cross-Lagged Panel Model With Lag-2 Effects (CLPM-L2) of a Family Environment Factor and
Child Self-Esteem
d1 d3 d5
Family Family Family Family
Environment Environment Environment Environment
Time 1 Time 2 Time 3 Time 4
d2 d4 d6
Child Child Child Child
Self-Esteem Self-Esteem Self-Esteem Self-Esteem
Time 1 Time 2 Time 3 Time 4
Note. Residual variances (i.e., disturbances) are indicated by d1 to d6. Only latent constructs are
shown (i.e., observed variables are omitted).
FAMILY ENVIRONMENT AND SELF-ESTEEM 22
Figure 2
Random Intercepts Cross-Lagged Panel Model (RI-CLPM) of a Family Environment Factor and
Child Self-Esteem
FE
Intercept
1 1
1 1
1 1 1 1
e1 e3 e5
FEr1 FEr2 FEr3 FEr4
e2 e4 e6
SEr1 SEr2 SEr3 SEr4
1 1 1 1
1 1
1 1
SE
Intercept
FAMILY ENVIRONMENT AND SELF-ESTEEM 23
Note. Error terms are indicated by e1 to e6. Only latent constructs are shown (i.e.,
Association (APA). Reproduced with permission. Krauss, S., Orth, U., & Robins, R. W. (2020).
Family environment and self-esteem development: A longitudinal study from age 10 to 16.
http://dx.doi.org/10.1037/pspp0000263
Due to the large number of constructs examined in the present research, each of the family
equal across time (e.g., the Time 1–Time 2 autoregressive effect of self-esteem was set equal to
the Time 2–Time 3 and Time 3–Time 4 autoregressive effects of self-esteem). In the CLPM-L2s,
a special characteristic was that the first interval was excluded from the cross-time equality
constraints on lag-1 effects, because the lag-1 effects in the first interval are not controlled for
lag-2 effects, in contrast to lag-1 effects in later intervals (see Figure 1). In addition, the CLPM-
L2s also included cross-time equality constraints on lag-2 effects. In the CLPM-L2s, the
coefficients of interest were the lag-1 effects (i.e., the lag-2 effects were included only to allow
for stronger control of confounding; Lüdtke & Robitzsch, 2022; VanderWeele et al., 2020).
Overall, the fit of the models was good. The fit was similarly good for the CLPM-L2s
(Table 3) and the RI-CLPMs (Table 4), with the CLPM-L2s showing slightly better fit values.
The standardized coefficients and standard errors of the cross-lagged effects, stability effects, and
the Time 1 correlations are shown in Table 5 for the CLPM-L2s and in Table 6 for the RI-
CLPMs.
FAMILY ENVIRONMENT AND SELF-ESTEEM 24
Table 3
Fit of Cross-Lagged Panel Models With Lag-2 Effects (CLPM-L2) of the Relation Between Self-
Esteem and Family Environment Variables
Family environment variable χ2 df CFI TLI RMSEA [90% CI]
Parenting behaviors
Warmth 1050.1* 521 .96 .95 .047 [.043, .052]
Hostility 1093.6* 521 .95 .94 .049 [.045, .053]
Monitoring 406.7* 303 .99 .98 .028 [.020, .034]
Family characteristics
Parental relationship 1361.8* 521 .92 .91 .060 [.056, .064]
Depression of mother 272.6* 212 .99 .99 .025 [.015, .033]
Depression of father 355.2* 212 .98 .98 .039 [.032, .046]
Economic hardship 989.8* 521 .97 .96 .045 [.040, .049]
Sibling relationship 899.1* 537 .97 .96 .039 [.034, .043]
Note. CFI = comparative fit index; TLI = Tucker-Lewis index; RMSEA = root-mean-square error
of approximation; CI = confidence interval.
* p < .05
FAMILY ENVIRONMENT AND SELF-ESTEEM 25
Table 4
Fit of Random Intercepts Cross-Lagged Panel Models (RI-CLPM) of the Relation Between Self-
Esteem and Family Environment Variables
Family environment variable χ2 df CFI TLI RMSEA [90% CI]
Parenting behaviors
Warmth 1085.4* 526 .96 .95 .049 [.044, .053]
Hostility 1125.2* 526 .94 .93 .050 [.046, .054]
Monitoring 432.6* 308 .98 .98 .030 [.023, .036]
Family characteristics
Parental relationship 1385.6* 526 .92 .91 .060 [.056, .064]
Depression of mother 299.4* 217 .99 .99 .029 [.020, .037]
Depression of father 337.4* 217 .99 .98 .035 [.028, .042]
Economic hardship 1006.4* 526 .97 .96 .045 [.041, .049]
Sibling relationship 923.8* 542 .96 .96 .040 [.035, .044]
Note. CFI = comparative fit index; TLI = Tucker-Lewis index; RMSEA = root-mean-square error
of approximation; CI = confidence interval.
* p < .05
FAMILY ENVIRONMENT AND SELF-ESTEEM 26
Table 5
Results of Cross-Lagged Panel Models With Lag-2 Effects (CLPM-L2) of Self-Esteem and Family Environment
Cross-lagged effects Stability effects
Family environment rX,S XS SX XX SS
variable (X) Est. SE Est. SE Est. SE Est. SE Est. SE
Parenting behaviors
Warmth .68* .045 .07 .096 −.02 .071 .73* .123 .29 .060
Hostility −.57* .047 .12 .109 .03 .066 .77* .150 .57* .058
Monitoring .56* .065 .09 .084 −.01 .060 .66* .166 .49* .047
Family characteristics
Parental relationship .23* .055 −.11 .071 −.02 .043 .70* .089 .48* .041
Depression of mother −.23* .052 .05 .038 .03 .044 .51* .038 .52* .040
Depression of father −.09 .054 −.01 .038 .00 .048 .41* .042 .50* .040
Economic hardship −.25* .051 .15 .080 .06 .030 .77* .060 .45* .041
Sibling relationship .28* .054 .02 .065 .00 .037 .70* .054 .47* .041
Note. The table shows standardized coefficients and standardized SEs. For the CLPM-L2, rX,S is the correlation between the latent
constructs at Time 1. Lagged effects were set equal across intervals; given that standardized estimates may differ slightly, they were
averaged across intervals. S = self-esteem; SE = standard error.
* p < .05
FAMILY ENVIRONMENT AND SELF-ESTEEM 27
Table 6
Results of Random Intercepts Cross-Lagged Panel Models (RI-CLPM) of Self-Esteem and Family Environment
Cross-lagged effects Stability effects
Family environment rX,S XS SX XX SS
variable (X) Est. SE Est. SE Est. SE Est. SE Est. SE
Parenting behaviors
Warmth .57* .074 .13 .115 .02 .098 .64* .157 .38* .138
Hostility −.54* .089 .15 .120 .03 .114 .61* .160 .61* .097
Monitoring .45* .088 .02 .073 −.06 .093 .54* .179 .49* .106
Family characteristics
Parental relationship .34* .119 −.16* .069 −.04 .056 .53* .100 .48* .101
Depression of mother −.47* .125 .13* .054 .11 .067 .28* .069 .52* .083
Depression of father −.10 .085 .07 .045 .01 .073 .09 .053 .50* .101
Economic hardship −.65* .343 .30* .074 .17* .052 .70* .084 .45* .079
Sibling relationship .44* .098 .08 .070 −.02 .048 .65* .075 .47* .100
Note. The table shows standardized coefficients and standardized SEs. For the RI-CLPM, rX,S is the correlation between the random
intercepts. Lagged effects were set equal across intervals; given that standardized estimates may differ slightly, they were averaged across
intervals. S = self-esteem; SE = standard error.
* p < .05
FAMILY ENVIRONMENT AND SELF-ESTEEM 28
Overall, the results for both types of models did not support the hypothesis that the family
environment influences children’s self-esteem. In the CLPM-L2s, the effects ranged from .01 to
.15 in absolute values; however, none of the effects was statistically significant. In the RI-
CLPMs, three of the eight tested effects were significant: a negative effect of the quality of
parental relationship (−.16), a positive effect of depression of mother (.13), and a positive effect
of economic hardship (.30). Importantly, however, these effects were opposite to the
Regarding the reverse direction of effects, that is, of child self-esteem on family
environment, almost all effects were nonsignificant. In the CLPM-L2s, the effects ranged from
.00 to .06 in absolute values with none of the effects being statistically significant. In the RI-
CLPMs, only one significant effect emerged, namely a positive effect of self-esteem on
economic hardship (.17). Again, this effect contradicted the theoretically hypothesized direction.
The autoregressive effects of family environment and child self-esteem were moderate to
high across both types of models. For the CLPM-L2s, the effects ranged from .29 to .77, and for
the RI-CLPMs, from .09 to 65. The family environment variables were substantially correlated
with child self-esteem at Time 1 with moderate to large effect sizes; importantly, all of these
correlations were in the theoretically expected direction. Thus, the present study shows that
family environment and self-esteem are associated in meaningful ways. However, the present
study provides no evidence that the family environment prospectively predicts children’s self-
esteem and, vice versa, that children’s self-esteem prospectively predicts their family
environment.
tested the effect of the squared latent variable (using the XWITH option in Mplus), over and
above the effect of the non-squared latent variable. The CLPM-L2 did not converge properly.
The RI-CLPM showed a significant quadratic effect with self-esteem declining at very high
levels of monitoring.
In addition, we tested whether the effects of the family environment variables on child
self-esteem differed across age, by comparing models with versus without cross-wave constraints
on structural coefficients. For each family environment variable, the test of small difference in fit
indicated that cross-wave constraints on structural coefficients did not significantly decrease
model fit, suggesting that the participants’ age did not moderate the effects of the family
environment on their self-esteem. 2 Given that none of the parenting behaviors showed a
significant effect on child self-esteem, we did not conduct any mediation analyses.
For reasons of completeness and comparability with the study by Krauss et al. (2020), we
conducted all analyses also with the traditional CLPM (for a generic illustration, see
Supplemental Figure S1). Overall, the fit of the CLPMs was good (Supplemental Table S5). The
standardized coefficients and standard errors of the cross-lagged effects, stability effects, and the
Time 1 correlations are shown in Supplemental Table S6. The effects of family environment on
child self-esteem ranged from .00 to .10 in absolute values, with one effect being statistically
significant (i.e., the effect of sibling relationship on later self-esteem with .10). The effects of
child self-esteem on family environment ranged from .00 to .08 in absolute values and two
significant effects emerged: a positive effect of self-esteem on hostility (.08) and a negative
2
A deviation from the preregistration was that we did not test for child gender as a moderator in the additional
analyses because the variable gender was not included in the unrestricted dataset available on the ICPSR
(https://www.icpsr.umich.edu/icpsrweb/ICPSR/studies/26721).
FAMILY ENVIRONMENT AND SELF-ESTEEM 30
effect on monitoring (−.06). However, these two effects contradicted the theoretically
hypothesized direction. For monitoring, the CLPM showed no significant quadratic effect.
Moreover, children’s age did not significantly moderate the effects of family environment on
self-esteem. 3
5 Discussion
The present research aimed at closely replicating and extending the study by Krauss et al.
(2020), which had suggested that the family environment has an important influence on the
development of children’s self-esteem. We used four-wave longitudinal data from the IYFP,
including multi-informant assessments from children, mothers, and fathers from 451 families
from rural Iowa. Overall, the findings from Krauss et al. (2020) did not replicate in the present
study. We based our conclusions on the findings from two types of longitudinal models: CLPM-
L2s and RI-CLPMs. Both models provided little evidence for prospective effects between family
environment and self-esteem. The CLPM-L2s showed no significant effects at all. The RI-
CLPMs showed few significant effects; however, all of these effects contradicted the
support for our hypotheses. We also tested whether the effects of the family environment
variables on child self-esteem differed across age, which was not the case. When tested with the
RI-CLPM, parental monitoring showed a curvilinear effect on child self-esteem, suggesting that
self-esteem declines at very high levels of monitoring. However, when testing the same effect
with the CLPM-L2, the model did not converge properly. Thus, more research is needed to better
3
As described in the preregistration, we tested whether the effects of family environment on children’s self-esteem
held when controlling for mothers’ and fathers’ self-esteem. These analyses are reported in the Supplemental
Material.
FAMILY ENVIRONMENT AND SELF-ESTEEM 31
Given that the present research and the previous study by Krauss et al. (2020) showed
discrepant results, it may be helpful to consider the similarities and differences of the studies in
more detail. Clearly, the two studies are similar in many important ways, such as measures used,
multi-informant assessment of the family environment, statistical models used, number of waves,
and sample size. However, there were also differences between the studies. One important
difference is that whereas Krauss et al. (2020) used data from Mexican-origin families living in
California, the present research used data from a White sample from Iowa. It is possible that the
where the family plays a central role. In Hispanic culture, familism (capturing the importance of
and the commitment to the family) is very present (Knight et al., 2010; Rodriguez et al., 2007).
Moreover, whereas the sample in Krauss et al. (2020) was from urban areas, in the present
research the sample came from a rural setting. Also, the socioeconomic status of the sample in
Krauss et al. (2020) was higher than in the sample of the present study. Another important
difference is the stability of both the self-esteem and family environment constructs (see
Supplemental Table S7). Stability coefficients were higher in the IYFP than in the CFP,
corresponding to the fact that the time lag was shorter in the IYFP (1 year) than in the CFP (2
years). Especially the stability of self-esteem differed between the IYFP (around .73) and the
CFP (around .60). When stability in self-esteem is high, the range of effects that other constructs
may have on self-esteem is theoretically limited. This may partly explain why no prospective
effects of family environment variables on self-esteem could be found. Thus, it is possible that
these demographic and methodological differences contributed to the differences in the findings.
In addition to replicating the analyses of the previous study, the present study focused
also on two novel aspects. First, we tested a type of statistical model that was not included in the
FAMILY ENVIRONMENT AND SELF-ESTEEM 32
previous study, specifically CLPM-L2s. In these models, prospective effects between constructs
are controlled for the effects of prior exposure, which increases the validity of conclusions by
controlling for unmeasured confounders (Lüdtke & Robitzsch, 2022; VanderWeele et al., 2020).
Second, the present research also provided novel information about the role of the quality of
sibling relationships. The findings suggested that the quality of sibling relationships did not
The present research shares limitations with the original study that have also been
discussed in Krauss et al. (2020). First, a limitation that merits consideration is that the present
research does not provide a test of causality, given the non-experimental design of the study. As
with all observational studies, it is possible that the effects may be confounded by third variables
that were not controlled for, such as environmental factors outside of the family (Little et al.,
2007). However, it should be noted that the CLPM-L2s and, even more, the RI-CLPMs do
provide some control of third variables, specifically with regard to unmeasured confounders that
are stable across the observed study period (Andersen, 2022; Murayama & Gfrörer, 2023).
Second, it is possible that the power was not sufficient to detect cross-lagged effects of
small to medium size (i.e., if there are true effects of this size in the population). Although the
sample size was large enough for testing the models’ goodness of fit and for comparing models
(i.e., power > .95; see the information reported in the Method section), it is possible that the
sample size for testing cross-lagged effects would need to be larger, especially for complex
models such as the CLPM-L2 and RI-CLPM. The standard errors of the cross-lagged effects
provide insight into the precision of the estimates. The average standard errors in the CLPM-L2s
(.061) and in the RI-CLPMs (.076) were larger than the average standard errors in the CLPMs
(.025). This indicates that the cross-lagged effects in the CLPM-L2s and RI-CLPMs are
FAMILY ENVIRONMENT AND SELF-ESTEEM 33
estimated with less precision than in the CLPMs, which is explained by the higher complexity of
CLPM-L2s and RI-CLPMs compared to CLPMs (see Orth, Clark, et al., 2021; Usami et al.,
2019). Based on the average standard errors, cross-lagged effects could be expected to become
significant at about .12 in the CLPM-L2s, .15 in the RI-CLPMs, and .05 in the CLPMs (although
these values likely vary across variables). In future research, it would be desirable to test cross-
lagged effects in complex models such as the CLPM-L2 and the RI-CLPM with larger samples.
above, the present research, which used data from White families living in rural Iowa, suggests a
different pattern of results than previous research using Mexican-origin families living in urban
California. However, it is not possible to unequivocally determine whether the findings of the
previous research failed to replicate or failed to generalize. Since we compare findings from two
studies only, it is impossible to test whether the differences in the findings are due to chance
between the samples (indicating a failure to generalize). Thus, meta-analytic research with data
from multiple studies is needed to empirically test whether specific differences between studies
moderate the prospective effects between family environment and children’s self-esteem.
Important strengths of the present research include the prospective longitudinal design,
the availability of multiple waves of data, the systematic control of previous levels of the
outcomes and control of stable unmeasured confounders, and the multi-informant assessment of
the family environment variables. The analysis of latent variables that are free, at least
theoretically, from the confounding influence of rater biases among children, mothers, and
In future research, it would be worthwhile to examine not only the relation of the family
FAMILY ENVIRONMENT AND SELF-ESTEEM 34
environment with global self-esteem but also with multidimensional self-esteem. Self-
evaluations in domains such as physical appearance, academic abilities, and social acceptance
are also referred to as domain-specific self-esteem (Orth, Dapp, et al., 2021; Rentzsch &
Schröder-Abé, 2018). Empirical findings suggest that global and domain-specific self-esteem
mutually affect each other (Dapp et al., 2023; Rentzsch & Schröder-Abé, 2022). Moreover,
domain-specific self-esteem shows a degree of rank-order stability over time that is similar to
global self-esteem (Dapp & Orth, 2024). Several studies suggest that parenting is associated with
children’s domain-specific self-esteem, including their academic, social, and physical self-
esteem both in Western (Climent-Galarza et al., 2022; Fuentes et al., 2022; Martinez-Escudero et
al., 2020) and non-Western cultures (Chen et al., 2024). However, more longitudinal research is
needed, which should examine not only the influence of parenting, but also of other
characteristics of the family environment. For example, it is possible that the quality of the
parents’ relationship affects the child’s later self-esteem in the domain of romantic relationships,
or that the family’s economic conditions influence the child’s self-evaluation of social
acceptance.
family environment and self-esteem development in adolescence. However, these constructs are
theoretical and practical importance of the present research questions, we believe that there is a
strong need for further research to better understand the link between family environment and
self-esteem. Future studies may benefit from even larger sample sizes, a larger number of waves,
and also shorter time intervals between assessments. If future research supports that the family
adolescents’ self-esteem could target relevant factors in the family environment. Parenting
behavior may be a particularly promising target, given the availability of suitable interventions
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