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Anne Porter - Mobile Pastoralism and The Formation of Near Eastern Civilizations - Weaving Together Society-Cambridge University Press (2012)

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Mobile Pastoralism and the Formation

of Near Eastern Civilizations

In this book, Anne Porter explores the idea that mobile and sedentary members
of the ancient world were integral parts of the same social and political groups in
greater Mesopotamia during the period 4000 to 1500 BCE. She draws on a wide
range of archaeological and cuneiform sources to show how networks of social
structure, political organization, religious ideology, and everyday as well as ritual
practice worked to maintain the integrity of those groups when the pursuit of
different subsistence activities dispersed them over space. These networks were
dynamic, shaping many of the key events and innovations of the time, including
the Uruk expansion and the introduction of writing; so-called secondary state
formation and the organization and operation of government; the literary pro-
duction of the Third Dynasty of Ur and the first stories of Gilgamesh; and the
emergence of the Amorrites in the second millennium BCE.

Anne Porter was an assistant professor in the School of Religion, Departments of


Classics and Anthropology at the University of Southern California. She served
as co-director of excavations at the Tell Banat Settlement Complex, Syria. She has
been a visiting research Fellow at both the Institute for the Study of the Ancient
World at New York University and the Institute for the Transregional Study of
the Contemporary Middle East, North Africa, and Central Asia at Princeton
University.
Mobile Pastoralism
and the Formation
of Near Eastern
Civilizations
Weaving Together Society

Anne Porter
University of Southern California
CAMBRIDGE UNIVERSITY PRESS
Cambridge, New York, Melbourne, Madrid, Cape Town,
Singapore, São Paulo, Delhi, Mexico City

Cambridge University Press


32 Avenue of the Americas, New York, NY 10013-2473, USA
www.cambridge.org
Information on this title: www.cambridge.org/9780521764438

© Anne Porter 2012

This publication is in copyright. Subject to statutory exception


and to the provisions of relevant collective licensing agreements,
no reproduction of any part may take place without the written
permission of Cambridge University Press.

First published 2012

Printed in the United States of America

A catalog record for this publication is available from the British Library.

Library of Congress Cataloging in Publication data


Porter, Anne, 1957–
Mobile pastoralism and the formation of Near Eastern civilizations : weaving together society /
Anne Porter.
p. cm.
Includes bibliographical references and index.
ISBN 978-0-521-76443–8 (hardback)
1. Iraq – Antiquities. 2. Middle East – Antiquities. 3. Iraq – Civilization – To 634.
4. Middle East – Civilization – To 622. 5. Pastoral systems – Middle East – History – To 1500.
6. Migration, Internal – Middle East – History – To 1500. 7. Sedentary behavior – Middle
East – History – To 1500. 8. Social archaeology – Iraq. 9. Social archaeology – Middle
East. 10. Archaeology – Methodology. I. Title.
DS73.1.P67 2011
939′.4–dc22    2010052225

ISBN 978-0-521-76443-8 Hardback

Cambridge University Press has no responsibility for the persistence or accuracy of URLs
for external or third-party Internet Web sites referred to in this publication and does not
guarantee that any content on such Web sites is, or will remain, accurate or appropriate.
Contents

List of Figures page vi


List of Tables viii
Acknowledgments ix

Introduction 1

1 The Problem with Pastoralists 8

2 Wool, Writing, and Religion 65

3 From Temple to Tomb 164

4 Tax and Tribulation, or Who Were the Amorrites? 251

Conclusion: Beyond “Tribe” and “State” 326

Appendix 331
Bibliography 333
Index 381

v
Figures

1 Map of the “land of the four riverbanks” with key sites page 5
2 Map of second millennium sites 30
3 Plan of level VIB2 Arslantepe with village, fortified hilltop,
and “royal” tomb 67
4 The “royal” tomb at Arslantepe, with exterior deposition,
interior deposition, and sections 68
5 Ceramic elements of the Uruk assemblage 74
6 Early, middle, and late phases of the Uruk expansion 83
7 Map of Uruk-only, Local Late Chalcolithic, and
co-located sites 85
8 An alternative mapping of the Uruk expansion 89
9 The location of the wall dividing local and intrusive
populations at Hacinebi 94
10 The level 18 Local Late Chalcolithic “feasting hall” at
Tell Brak TW with associated level 16 structures 105
11 The level VIA temple complex with “residential” sector
and level VII Building XXIX at Arslantepe 108
12 Mass-produced pots from Arslantepe and Tell Brak 111
13 “Hut symbols/spectacle idols” and “eye idols” 113
14 Two wall paintings from Arslantepe with
comparable sealings 116
15 Plan of Jebel Aruda showing the distribution
of pyrotechnic facilities 126
16 Single-halled buildings from Late Uruk period sites 131
17 Hassek Höyük 135
18 Bulla, tokens, and tablets 147
19 The Sin Temple and environs at Khafajah, with Temple Oval 159
20 Mirrored features of the Arslantepe sacrifices 166

vi
Figures
p vii

21 Pottery from Arslantepe VIB Tomb with comparative material


from VIA 171
22 Map of the third millennium indicating the location of the ten
temples, key Kranzhügeln, and aboveground mortuary remains 175
23 The ten temples of the Trans-Euphrates 179
24 The White Monument at Tell Banat North 180
25 The sequence of temples at Halawa Tell B 181
26 Two wall paintings from Halawa 182
27 The temple in-antis plan 193
28 The extant plan of Ebla Palace G, with find-spots for tablets 200
29 Enlargement of the main section of Ebla Palace G, with
find-spots for selected objects 201
30 Map of the lower Habur River 223
31 Plan of Tell Raqa’i showing the round building
of level 4 adjacent to the plan of level 3 224
32 Map of the Ur III expansion 297
33 Map of Yamutbal/Emutbal regions 316
Tables

1 Chronology 4000–1500 BCE page 7


2 Isin-Larsa and Old Babylonian King Lists 29
3 Arslantepe Stratigraphy 66
4 Patterning in Arslantepe sacrifice 169
5 Attestations of the label “Mardu” outside literary sources 314

viii
Acknowledgments

This book has been a long time coming. The fundamental premise was gener-
ated when I was a Visiting Research Fellow at the Institute for the Transregional
Study of the Contemporary Middle East, North Africa, and Central Asia in the
Center for International Studies at Princeton University in 2002. Interaction
with scholars in a very different field, political science, was not only stimulating
but brought a different kind of rigor to my work and gave me the courage to take
the next steps in breaking free of the paradigms that confine my own field. The
final form of the book fell into place when I had the very great honor of being
invited by Jean-Marie Durand to give the annual four lectures for Assyriology
at the Collège de France in 2007. The completed product is a much expanded
version of those lectures. Conversations in Paris with Dominique Charpin,
Jean-Marie Durand, Jean-Jacques Glassner, Berthille Lyonnet, and Catherine
Marro certainly invigorated too many aspects of this work to list. I am not an
Assyriologist, although the last chapter of the book is devoted to matters of text
and language, an endeavor much facilitated by the time I spent at the Institute
for the Study of the Ancient World, New York University, in 2007–8. Several
of the ideas in this book owe their genesis to work on another, related, project
funded by the University of Southern California’s Zumberge Award. I thank all
of these institutions for their generous support.
I would also like to express my gratitude to the anonymous reviewers of
the manuscript for their very valuable critiques, which gave definition to the
end result, and to Thomas McClellan, Glenn Schwartz, and Dan Fleming for
their repeated close readings of parts or the whole. I especially thank Marcella
Frangipane for her graciousness in allowing me to reproduce illustrations of so
much of her extraordinary work at Arslantepe.
The project would never have come to fruition, however, and I would not
have been able to stay in archaeology, if not for the unstinting personal, profes-
sional, and especially intellectual support of a number of people over the years.
ix
x
P Acknowledgments

I thank them from the bottom of my heart. In alphabetical order they are:
Clem Arrison, Marco Bonechi, Daniel Fleming, Thomas McClellan, Ian Morris,
Thomas Payne, Glenn Schwartz, and Kathy St. John.
The book is dedicated to Clem Arrison for his truly altruistic support of
junior scholars and artists. This isn’t the project you funded, Clem; that one
is still coming (soon). But this one wouldn’t have happened without you
nevertheless.
Introduction

This book is an act of permuting, which Merriam-Webster’s online dictionary


defines as “to change the order or arrangement of; to arrange in all possible
ways.”1 It takes a wide range of archaeological and cuneiform sources – some
well discussed in ancient Near Eastern scholarship, some less thoroughly
treated – and extracts them from current paradigms in order to put them in
a fresh relationship with each other. In order to do this, I start from a differ-
ent perspective: that of mobile pastoralism. But the book is not about mobile
pastoralists themselves. There is no search for the material traces of herders’
lifeways or study of animal husbandry practices. Instead, the book is about
the ways in which archaeologists and historians construct models and recon-
struct the past, and it is also about the other possibilities always implicit in
the evidence.
I choose the lens of mobile pastoralism because while it is increasingly recog-
nized as a significant component in the economic systems of the ancient Near
East, especially in the formative period of 4000–1500 BCE (when cities, govern-
ments, writing, law, and art all came into being), mobile pastoralism has often
been relegated to a cultural, if not geographic and environmental, periphery
by the very nature of the period’s innovations. That periphery, however, is in
actuality the dominant landscape of the region, and the thought that it was
not particularly relevant bears examination. Sometimes reconstructions of this
period convey, unintentionally no doubt, an image of beleaguered groups of
people clinging somewhat desperately to narrow ribbons of land constituted by
river valleys and circumscribed by a vast and frightening terra incognita. And
yet hostile environments everywhere – untenable climates and arid landscapes –
are full of people doing things and living ordinary human lives. To think that
these people have no impact on the nature of the worlds in which they live is to

1 http://mw2.merriam-webster.com/dictionary/permuting.
1
2
P Mobile Pastoralism

deny them not only agency but also connections with those who live in more
congenial climes.
If there are two theoretical perspectives that undergird this work, therefore,
they are that human beings in all times and places do have agency (if agency is
consciousness, the ability to make choices, and some degree or kind of power)
and that there are very few groups of people in this world, past or present, who
are completely isolated. Indeed, most of us are networked together in multiple
series of relationships that render us – that should render us – resistant to clas-
sification. And all sorts of sometimes surprising things are interconnected. I do
not explicitly develop these positions, which by now are rather well-worn in any
case, but they are woven, and demonstrated, I hope, throughout a narrative that
addresses one fundamental question: what happens to our reconstructions of
the past when the mobile2 and sedentary components of the ancient world are
thoroughly interrelated parts of the same societies?
Asking this question requires the rearrangement of a number of matters.
Instead of looking at pastoralists in the steppe, I look for ways we may see their
presence in the settlements of the societies of which they were part. This, of
course, at some level becomes a hypothetical exercise. There are no signs saying
“pastoralists live here.” But there are signs, at various points in time and space,
indicating that certain kinds of issues and certain kinds of relationships are
at stake that would seem to transcend a fully sedentary existence; so instead
of delineating sociopolitical organization, I search for evidence of the prac-
tices that establish those relationships or speak to those issues. The outcome
of these tasks is a rearrangement of some deeply embedded principles of Near
Eastern archaeology and history: instead of understanding that sedentary agri-
culture, and specifically cereal cultivation, is the source of civilization, I find
that some of the key attributes of this period – the development of urbanism,
the nature of political organization and structure, the origins of writing – arise
from the tensions implicit in societies that have significant mobile compo-
nents. Those ­tensions, however, lie not in an incipient violence created when
two ­fundamentally different ways of life are forced to exist side-by-side, but in
the constant risk of fragmentation and dispersal of a social group when large
parts of it constantly move.
So, on another level, this book is about structures and practices of integra-
tion and differentiation; it is about the nature of kinship, boundaries and iden-
tities – the things people do to maintain and change them and the forces that
act on them that are beyond anyone’s control. It is about how the way people

2 Of course mobility is not restricted to pastoralists, nor are pastoralists necessarily mobile
(Bernbeck 2008a: 45–6). However, this book is restricted to mobile pastoralists as both
the dominant mobile group and the dominant form of pastoralism during the periods
under study.
Introduction
p 3

think about the world and its organization and operation – cosmology – shapes
what they do, whether ancient Mesopotamian or modern scholar. It is con-
cerned with archaeological and historical methodologies and the blurring of
domains of existence, as well as study. No doubt it is a little unwieldy at times,
but I wish to maintain the interconnectedness of all the various elements that
comprise the record of the past.
I begin this project, then, by arguing that the pervasive sense of a profound
social as well as physical separation between mobile pastoralists and sedentary
farmers/urban citizens is a theoretical construct and not an inevitable condi-
tion of animal husbandry. It is sometimes a political construct as well, a prod-
uct of specific historical circumstances and/or of intellectual histories. Chapter
1 traces the origins of various archaeological interpretations of the role of
mobility in the ancient world and the various ways in which certain fundamen-
tal tenets guide the reconstructions of Near Eastern scholarship. Dominant
among these ideas is the relationship between mobility and sociopolitical
organization, between pastoralist and tribe. An uncritical use of sociological
theory and anthropological analogy has led practitioners of archaeology and
Near Eastern studies into a corner in this regard, at the same time as some of
the foundational premises of anthropology itself are under review. The pivotal
question is this: if pastoralists and farmers belong to the same sociopolitical
entities, how is the existence of these two apparently divergent political forms,
tribe and state, to be reconciled? An answer requires the delineation of the long
history of use and abuse of these two terms, “tribe” and “state.”
There is another dimension to the problem. For fragmentation not to occur
within groups dispersed over time and space, it would seem that something
happens to counter the disintegrating potential of mobility. The structures and
processes that inhibit disintegration are in and of themselves dynamic and have
an impact on the eventuation of what we consider the fundamentals of civil-
ization, so that not only do the empirical specifics of the origin of civilization
change, but there is a larger theoretical outcome. Basic evolutionary precepts
are undermined and other approaches to thinking about these shifts have to be
developed, because if pastoralists and farmers belong to the same sociopolitical
entities, organizational and administrative systems and structures must tran-
scend – indeed counter – distance and separation or soon there is no group to
administer; they must stretch.
Chapter 2 brings these approaches to the fore when considering the role of
pastoralism in the context of a prominent problem in Near Eastern archae-
ology, the Uruk expansion. In the mid-fourth millennium BCE, a distinctive
material culture argued to have disseminated from the very first city, Uruk of
southern Mesopotamia, is found spread throughout a broad swath of the Near
East. Long thought to be the material residue of the processes of colonization
by a superior civilization of lesser ones, pastoralism may be demonstrated to
4
P Mobile Pastoralism

have played a far more critical role in the expansion than any desire to appro-
priate land, raw materials, or political power. The complex distribution patterns
of Uruk material culture speak to a specific set of problems wrought by the
increasing mobility of significant sections of the populace – how to combat the
disintegrating forces of fragmentation and dispersal so that key primary pro-
ducers would remain an integral part of the sociopolitical system from which
they originally derived. The means employed to this end shaped the ways in
which some of the key transformations of this time took place and the forms
they assumed, just as other transformations contributed to this new mobility
by shifting how traditional subsistence practices worked in Mesopotamia and
how the people who practiced them interacted. Religion and kinship emerge as
dual and interconnected means of configuring sociopolitical relationships that
transcend time and space.
But the dynamic significance of pastoralism is not confined to this one time
of change; it is of enduring power in the ancient world. In order to demonstrate
this, Chapter 4 focuses on a specific historical problem: the origins of those most
famous of supposed nomads in the ancient Near East, the Amorrites,3 the people
who gave us Hammurabi and who dominated Mesopotamia in the early second
millennium BCE. This chapter, however, is based on literary analysis rather than
traditional historical methodologies and is offered as a complement to the rig-
orous studies of linguistic and textual detail more commonly utilized to under-
stand this problem. Again, externality is the central issue: the Amorrites seem
by all accounts to have been alien to the river valleys of Mesopotamia that they
eventually came to dominate, because pastoralism is a key component of their
economic and hence, to many scholars, political system, and at certain points
some Amorrites actively claimed a history of mobility. And yet there are anoma-
lies that confound us, hints of a long historical presence in Mesopotamia and
associations with the sedentary world, at the same time as there is no trace of an
indigenous Amorrite culture, since they did not even use their own language to
write the official documents of their rule. This lack of written Amorrite, the fact
that the Amorrites employed Akkadian, the language of their predecessors in
political dominance, has led many to view them as cultureless nomads greedy for
the superior civilization of the sedentary world. Such views impede our ability to
realize fully the political nature of social and ethnic identities, and especially the
activities of history making and storytelling – all factors that play into the con-
struction of the sometimes enigmatic sources on the Amorrites.
However, a thousand years intervene between the end of the Uruk expansion
and the emergence of the Amorrites, a thousand years in which all we think we
know about the nature of society, polity, and culture is the antithesis of mobile

3 Following Fleming (2004), I use the Akkadian spelling with doubled “r,” also thereby
­distinguishing the second-millennium group from the biblical Amorites.
Introduction
p 5

1. Map of the “land of the four riverbanks” with key sites.

pastoralism. This is the time of urban explosion across the land of the four
riverbanks, the area around and between the Euphrates and Tigris from their
headwaters in Turkey through to the Persian Gulf. It is the time when com-
plex polities become more than that, when even “empires” are said to come into
being. At the same time this was not a uniform process. There were regional
differences in sociopolitical organization, usually characterized as between
north and south, which seem to have had something to do with differences in
environment and landscape, as long ago argued by Robert McCormack Adams
(1974, 1981). An examination in Chapter 3 of settlement during the third mil-
lennium in the northern part of the land of the four riverbanks,4 in Syria and
Turkey (Fig. 1), shows how, rather than diverging trajectories resulting not

4 I have adapted the term “the four riverbanks” from Buccellati (1990a), since it expresses the
geographic focus of this discussion without implying in any way the cultural or political
priority of one region over the other and is thus to be preferred to terms such as Northern
and Southern Mesopotamia, or Mesopotamia and the Jazireh. I extend its compass a little
farther than Buccellati, however, to include all of the land between the rivers and, for their
outer perimeters, the steppe beyond only the river valley itself as far as Ebla to the west
6
P Mobile Pastoralism

only in unlike organization but in differential levels of complexity, the third-


­millennium histories of north and south arose from the same set of processes,
and more particularly, practices, set in motion in the fourth millennium. There
are further outcomes to this situation: the association of certain kinds of struc-
ture with political form or levels of complexity; that is, kinship with tribes, civic
ties with state, are obviated. In the ancient world, “tribe” and “state” were not
fundamental oppositions, for both were configured through actual and philo-
sophical/ideological concepts of kinship and had much in common operation-
ally and organizationally. They operated similarly, in order to achieve similar
ends. Significant variation is found, however, in the way social structure is per-
petuated across society. Sometimes it is hidden and implicit, carried through
and within the social knowledge of the individual; sometimes it is codified as
an external entity, imposed from outside the individual. What are commonly
interpreted as self-perpetuating and independent institutions are simply con-
cretized versions of otherwise abstract social principles.
The relationship really under consideration here though is that of modern
models and ancient experience. I think we have, by and large, nicely recon-
structed an understanding of what life would have been like if we had existed
in the past. That is to say, none of the categories that currently dominate our
thinking are quite real for antiquity. They are based on our own experiences and
our own histories. Our sources tell us that there are distinctions in these sorts
of categories that people in the ancient world were well aware of – differences in
ethnicity perhaps, differences in subsistence, differences in political function-
ing and organization. But are those differences the same as ours? In terms of
the political categories we apply to the past, I will venture to say they are not.
“Tribe” and “state” are both inappropriate frameworks, at least as we currently
comprehend these words, to use in understanding the sociopolitical organiza-
tion of the period from 4000 to 1500 BCE (Table 1).

and the Diyala on the east because, in emic terms, these regions constitute key parts of
the interconnected world this study is about – an interconnectedness that is facilitated by
pastoralism.
Table 1. Chronology 4000–1500 BCE.
Introduction
p 7
Chapter One

The Problem with Pastoralists

One of the most exotic experiences of my life as an archaeologist was presaged


by a faint susurration swelling to a slow yet steady drumbeat in an otherwise
eerie silence, a drumbeat that was made by the padding of thousands of camel
feet wending their way to water at Qasr Burqu in the Black Desert of Jordan
(Fig. 1). The camels belonged to the Rwala Bedouin, and when they finally
came within sight, no camera could have captured the multisensory experi-
ence of dust rising from the ground with each hoof ’s thud to merge with the
heat’s haze through which these enigmatic creatures loomed, then faded, in a
rhythm timed to their gait.
But my interest in pastoralists began long before that moment, with the book
Jawa: Lost City of the Black Desert by Svend Helms (1981) and the reason I was
at Qasr Burqu in the first place. Controversial because of its popular nature,
where technical discussions of hydrology and stratigraphy were interwoven
with personal anecdote and imaginative reconstruction, and, too, because of
the connections drawn to the biblical stories of the Israelites, Helms’s book did
something I had not encountered before during my education in the archae-
ology of well-watered river valleys and rain-fed plains. It presented a world
without much water or, in fact, as I realized when I went to work in the region,
without anything at all – a remarkably barren world, yet one in which people
lived. A world, one would think, best suited only to the hardiest of mobile pas-
toralists. At least, that was my interpretation in the master’s thesis I wrote on
the topic. But Helms also presented a bifurcated world in which those who built
the settlement of Jawa were, by the very fact that a settlement existed, necessar-
ily at odds in every respect with what he/we knew of mobile pastoralists and
therefore could not be pastoralists.1 I have been intrigued ever since by the rela-
tionship of pastoralists not only to settlement but to all aspects of materiality.

1 For an example of the continuing prevalence of this view, see Meyer 2010a.
8
The Problem with Pastoralists
p 9

The reader might, then, expect a study of Bedouin material culture to ­follow,
as is often the case with archaeologists considering pastoralism. But my con-
cerns here are instead with why we think what we do about pastoralism, in the
mental constructs that enable model to defy not only logic but all too often
­evidence. Because it seemed to me then, in 1984 when I wrote the thesis on Jawa,
and still today, that Helms was far from alone in his understanding that pas-
toralists were simply not capable of doing the things that settled people do, if
only because they lacked the ability to organize in the same way. The reasons for
that lack were thought somehow inherent in the nature of pastoralism itself, so
that a situation observable in the modern world was, naturally, in place in the
ancient world. Of course many factors contribute to this view, but the essential
line of argument, deriving from anthropological research, was that animal hus-
bandry and mobility both preclude the accumulation of differentials in wealth
that leads to social stratification and that in turn leads to complexity. Mobility
also constrains social interactions and organization so that to be pastoralist is
essentially to be tribal.2 And tribe is always something other than the state.
The reasoning goes as follows: as the tribe is based on kinship, the group is
considered to have a low level of integration and centralization, is egalitarian in
organization (Swidler 1972: 119; Gellner 1969, 1984: xiii; cf. Digard 1990: 97–8),
and lacks institutional structure (Khoury and Kostiner 1990: 10) intrinsic to its
very nature as an aggregation of small, self-contained groups of families bound
together by a system of blood relationships that determine loyalties, degree of
connection, and the nature of interaction (Evans-Pritchard 1969 [first published
1940]; Sahlins 1968) and that give rise to a moral economy of sharing (McGuire
1992: 182; Yoffee 1993: 69). But such groups are also divided by self-interest
because the individual family controls the means of production (Khazanov
1978: 122; Lefébure 1979: 6; Johnson and Earle 1987: 241; Cribb 1991: 49), and
pastoralism is such an unstable basis for an economy (Kuznar and Sedlmeyer
2008: 561) that it cannot generate the long-term reserves necessary for the devel-
opment of social inequality (Childe 1951 [1936]; Asad 1979: 420; Cole 1981: 130;
Gellner 1984: xi). There is no larger institutional entity that ensures connections
through collection and/or redistribution of production. Tribally organized pas-
toralists are therefore usually unable or unwilling to sustain the concerted action
necessary for state formation and state continuance. Successful and long-term
state formation occurs primarily through conquest and only when large com-
ponents of the pastoralist group, particularly the elite, settle and adopt institu-
tions of leadership transmission, administration (Khazanov 1978: 124–5; Nissen
1980: 289; Kafadar 1995; Khoury and Kostiner 1990: 11; Postgate 1992: 86), and
especially formalized militarization (Gellner 1990) from sedentary society. And,
of course, a classic aspect of most theories of state formation is still – and above

2 See Porter 2000 for comprehensive discussion.


10
P Mobile Pastoralism

all else, as recently reiterated (Ur 2010) – the dissolution or suppression of the
kinship ties that are the essence of the tribe. Explanations for the success or fail-
ure of the transition from tribe to state rely upon characteristics of the tribal
system, such as its militaristic, expansionist nature (Sahlins 1961; Beck 1986:
14; Lapidus 1990: 34; Digard 1990: 102–3), bonds of loyalty (Digard 1990: 104),
egalitarianism (Hall and Ikenberry 1989: 31), and, often, greed (Seaman 1991) or
brutality (Gellner 1984: xii; Kuznar and Sedlmeyer 2008).3
As can be seen from the extensive references in the above passage, this
understanding was developed through the explosion of ethnographic work
on pastoralist groups that took place primarily from the late 1960s through
mid-1980s, when certain issues dominated because of the larger geopolitical
situation, one of which was the conflictual relationship between tribes and
the states that were seeking to subordinate them. This material is very influ-
ential in archaeological interpretations, especially in the evolutionary archae-
ology still ascendant in the United States, and it sets the tone for that work
in two ways, one material and one conceptual. In the first instance, the search
for traces of ancient pastoralist presence is presumed rather fruitless, if only
because nomads possess little material culture and have but an ephemeral
presence in the landscape, and thus do not leave behind detectable residues
of their existence.4 In the second, pastoralism, and especially its political cor-
ollary, the tribe, is seen as either an earlier stage in the development of human
societies, one that is then sidelined as the state develops, or as a type of society
that is less sophisticated in its workings than the state. Either as stage or type,
then, pastoralist tribes are not included as part of the physical or ideological
environment of the state.
The upshot of both these positions, material and conceptual, is that archae-
ologists rarely consider the possibility that pastoralists were present in, or had
any part in shaping, the settlements they excavate and the societies that inhab-
ited them, especially once urbanism is present. Pastoralist and settlement are
assumed to be mutually exclusive in every way. If for some reason pastoralists are
recognized as intrinsic to the urban record, then they are thought to have seden-
tarized, which by definition means they have abandoned pastoralism (while per-
haps claiming a lingering pastoralist identity) and, by implication, have chosen
civilization.
But while ethnographic analogy is very useful for understanding some
aspects of pastoralism, it is highly problematic for characterizing the nature
and place of pastoralists in the ancient world (Bernbeck 2008a; Khazanov

3 For an explanation of the Islamic state that incorporates all these attributes, see Hall and
Ikenberry 1989.
4 The alternative too often takes the form of simplistic correlations of material culture attri-
butes such as crude handmade pottery (e.g., Alizadeh 2008: 103) or circular architecture
with mobile ways of life, but see Berelov 2006 for an exception.
The Problem with Pastoralists
p 11

2009: 122).5 There are several reasons for this, not least of which is the trans-
mission of authority in academic practice, where certain ideas have consider-
able, and unwarranted, longevity (delineated, and challenged, by Marx 2006).
Another reason is the marginalization of pastoralists in the modern world
(exemplified in Claudot-Hawad 2006). Even the writings of Ibn Khaldoun, an
early Islamic commentator often considered the first ethnographer of pasto-
ralists, are inappropriate for characterizing the ancient situation, because they
present his sociopolitical environment as a series of idealized dichotomies, a
view later subscribed to by anthropologists (as Eickelman 1998 notes) and his-
torians who still treat his work as if it were an unassailable source in no need
of deconstruction (e.g., Kuznar and Sedlmeyer 2008). Certainly no contempo-
rary ethnography describes pastoralists who exist in a context uninfluenced by
a modern state and modern economy, entities very different from their ancient
counterparts, although, because paradigms derived from modern examples are
applied to ancient polities to determine whether or not they constitute a state,
this is rarely evident. But ancient Near Eastern sources exist in a time, and a sit-
uation, before the anthropological materials are altogether relevant, and they
needs must speak for themselves. When they do, it soon emerges that pastoral-
ism is in no way separate from the urbanized, sedentary world more tradition-
ally the focus of Near Eastern studies because it is in this environment that the
fundamental features of the contemporary Western world – civilization, urban-
ism, public interest, government – are presumed to have come into existence.
Traditional discourse on the agricultural origins of civilization has always
been accomplished, however, by the abnegation of other forms of ­sociopolitical
organization and practice, and an entire segment of the population has simply
been left out of this reconstruction: namely, the mobile groups that exploited the
area outside the river valleys in pursuit of animal husbandry – the “nomads” of
popular imagination, the pastoralists of anthropological discourse. Pastoralists
are not part of these reconstructions because they have long been understood
as existing outside civilization, even as against the very idea of civilization. It
seems obvious. Whether approached from an environmental, social, or political
perspective, pastoralists occupy different spaces than those occupied by farm-
ing villages, class-based cities, and urban government and so are intrinsically
separate from them. That separation is furthered by mobility, which carries
within it the potential for constant social readjustment according to the ways
decisions are reached by the group (Salzman 1971: 107, 1972: 67; Gulliver 1975:
373; Marx 1978: 46; Dupire in Burnham 1979: 351–2; Lancaster and Lancaster
1986: 44). Individual families may determine where, and with whom, to go with
their herds, or leaders of larger units such as lineage heads may control these

5 Bernbeck (1992, 2008a) provides strong empirical evidence of this in two different
situations.
12
P Mobile Pastoralism

choices, choices that are often shaped by factors such as climatic conditions (for
example, in times of drought pastoralist groups might disperse) and availability
of pasturage. Other considerations also play a role; the political environment
through which the group is to pass (Irons 1974), where differing assessments of
risk in times of conflict may prompt temporary fission; or social issues such as
family disagreements, where herding strategies enable association and disasso-
ciation between people without unpleasant public rupture (Gulliver 1975: 379;
Tapper 1979: 46; Salzman 1980: 3; Glatzer 1983: 219; Lancaster and Lancaster
1991: 135; Cribb 2008: 547–8).
Such fluidity is charged with the risk of fracture, as families split from the larger
community and even divide within themselves, not just for a season but sometimes
for decades, maybe generations. But there is something puzzling here, for even if
there is some shifting of constituents, with various members of the group perhaps
choosing different affiliations or sedentarizing, individual pastoralist communi-
ties appear to maintain their essential integrity over long periods of time (Bonte
1979: 212–13; Kelly 1985; Cribb 1991: 54). That is, they do not fall apart or cease
to exist because of the frequent reconfiguration of relationships that occur in the
regular process of mobility. Not only that, individuals far removed from their pas-
toralist origins may still claim their original pastoral identity as real and current,
and may activate the rights and obligations due them as members of the group,
because various structures, ideologies, and practices exist that perpetuate personal
and communal identities and relationships across time, and across space, as I will
argue. These structures, ideologies, and practices are far more complex, however,
than what is usually meant when people call mobile pastoralists “tribal.”
The same risk of fracture is surely present when mobility is a tactic through
which a community maximizes its opportunities, subsistence or social, by send-
ing some of its members on peregrinations far from home while the rest remain
in place. This, of course, is a global phenomenon today. Migrant workers leave
their country of origin for better job opportunities and living conditions all over
the world, the best known examples of which, perhaps, are the Latin American
population in the United States, or the Turkish workforce in Germany. But it is
also argued to have been the process by which pastoralism itself, as something
other than village-based herding6 and as an alternative way of life, originated.
As sedentary agriculture expanded, especially with the use of irrigation, animal
husbandry was pushed farther and farther away from the settled zone (Lees and
Bates 1974; Bates and Lees 1977; Nissen 1980; Abdi 2003)7 into peripheral areas

6 Whether called (incorrectly) transhumance, seminomadism, nomadic pastoralism, or any


other of the myriad terms in use.
7 And see Chapter 2, where I will put forward a similar argument – though with different
outcomes. This development in Mesopotamia does not constitute the origins of mobile
pastoralism in general, but only of this practice in southern Mesopotamia. There is evi-
dence that locates the beginnings of pastoralism in the seventh millennium (Garrard,
The Problem with Pastoralists
p 13

where it stayed, becoming in essence a new culture, a separate sociopolitical


­system (Buccellati 2008). In a very few generations, because of a simple physical
separation brought about by mobility, all social connections with, along with any
sense of obligation to, the community of origin are assumed to have been lost.
Yet as consideration of the contemporary migrant experience shows, there
are numerous possible outcomes of spatial dispersal within a society: the emi-
grant group loses its ties to its place of origin, assimilating rapidly into the new
society to the degree that new society permits,8 sometimes repudiating their
former communities outright;9 the immigrant group maintains the integrity
of its original community but in a new place, and it may operate in such a case
independently of, or as a satellite to, the community’s original home; or it strad-
dles the two, more or less comfortably depending on the situation. These are
but some of the possibilities that have played out in recent history, and while it
may be assumed that communication technologies available only in the mod-
ern world allow for the maintenance of connection in diasporic situations, this
is not the case. There are multiple ways of transcending time and space that do
not need to be technologically based, nor even tangible, to be effective.
So the question is not whether multiple outcomes to dispersal were possible
in ancient history as well, since multiple outcomes to any situation are always
possible, but rather, why do they not appear to have been in evidence? Why
does the pursuit of animal husbandry in the ancient world seem, at least as far
as the scholarly literature goes, to have had but one result: separation, and an
essential alienation, of mobile groups from sedentary society,10 economic sym-
biosis notwithstanding, and yet within mobile groups themselves dissolution
was somehow avoided?
The answer is: it does not. Until a particular moment in time, pastoralists in the
ancient Near East were the same social, political, and familial entities as farmers,
and so to consider them different in terms of culture, civilization, and complex-
ity is therefore illogical. Rather than a picture of two separate entities coming
together at certain points for certain reasons, we should envisage one entity split-
ting apart from time to time; or better, as a series of single entities diverging and
merging in a myriad of combinations over time. This framework then necessitates
a completely different understanding of the dynamics of ­sedentary–pastoralist
interaction, and moreover reveals those dynamics to be critical factors in the

Colledge and Martin 1996) in the Levant, while Alizedah (2009) places its origins in the
highlands of Iran in the fifth millennium.
8 Until recently, Germany did not allow children of foreigners born in Germany to become
citizens; Latino populations may be marginalized, if not ghettoized, by public attitudes of
the community in which they find themselves, and the nature of their reception no doubt
influences the nature of their relationship with their place of origin, as well as with their
host situation.
9 Depending on why they left in the first place.
10 Which in turn gives rise to the hostility that pastoralists feel to their sedentary neighbors.
14
P Mobile Pastoralism

nature and organization of the world of the four riverbanks,11 the region from
Anatolia to southern Iraq encompassed and defined by the lands on either side
of the Tigris and Euphrates, and the focus of this book.
This proposal, that pastoralists and farmers form unitary sociopolitical
groups, not only runs counter to prevailing ideas of social and political organ-
ization in the fourth, third, and second millennia BCE,12 it seems deeply counter-
intuitive to scholar and interested bystander alike, because the data seem surely
to indicate that pastoralists are different and separate, and to prove the contrary
will surely require radical new evidence. But my project here is not to present
fresh discoveries that will overturn all our closest-held notions, nor to unearth
novel ways of finding ephemeral populations in the archaeological record, so
much as it is to discuss different ways of thinking about the evidence we have
long had at our disposal. Separation is not, I would argue, a product of the data,
but of specific historical events in conjunction with a deeply entrenched intel-
lectual history (ancient and modern) that has on certain occasions been delib-
erately constructed, or deployed, to effect desired outcomes.
Once such event was the Peace of Westphalia in 1648, which led to the creation
of the nation-state through the delineation of territorial and sovereign boundar-
ies. This ultimately had a major impact on interactions between pastoralists and
the state, putting them at odds because of now divergent relationships to space,
a situation that still has major resonance, often with violent outcomes, today.
The state, in order to exert control over the boundaries that define it, cannot
tolerate groups it perceives as transgressing those boundaries, for those groups
threaten to destabilize it by demonstrating their ability to escape the means of
control exercised within, and limited to, those boundaries.13 Mobile pastoralists
require easy passage to and from pasturage wherever it might be located, and
an invisible line that divides traditional territories (as well as group members)
and allocates them to separate states serves only to impede the normal function-
ing of the group (e.g., Claudot-Hawad 2006; and Lancaster and Lancaster 2006:
346–9). Pursuit of these conflicting interests colors pastoralist-state relations in
very particular respects, but is only one of the many ways the modern state has
shaped the nature of pastoralist existence (e.g., Chatty 2006b).
The intellectual history influenced by centuries of colonialism – in that coloni-
alist acts shaped the nature of pastoralism in Africa and South Asia in particular,
and in that colonialist views of such groups portrayed them as merely backward
or as outright criminal (Casimir and Rao 2003: 65) – also served a purpose. The
work of scholars such as E. Evans-Pritchard (1969 [1940]) in his enormously

11 See Introduction, n. 4.
12 See, for example, A. T. Smith 2003: 153, n. 7.
13 See Marx 2006: 88–9 for a discussion of how the state perceives nomads (also Chatty
2006a); Chatty 2006b for how the state portrays nomads; and Lancaster and Lancaster
1986 for the way nomads see boundaries.
The Problem with Pastoralists
p 15

influential studies of the Nuer for example, which defined the organization and
workings of the tribe for a long time and which still frames some of the research
issues,14 was undertaken explicitly in order to figure out how the British might
rule their colonial subjects.15 That very mission, in fact, has been argued to have
created the tribe as a sociopolitical formation (Fried 1968, 1975; Hobsbawm and
Ranger 1983). Whether one subscribes to this position or not, it is certain that
colonial rule changed much, ranging from the minutiae of actual pastoralist sub-
sistence practices (who moved where and why, how the move was organized and
negotiated), to pastoralist social and political functioning, both internal (who
ruled and how) and external (one pastoralist group’s interactions with others).
It is the colonialist view that has been the dominating discourse; we have hardly
heard from pastoralists themselves.16 And if we think that in the writings of their
ethnographers we have, then the role of anthropology as the handmaiden of the
colonialist endeavor must be recognized.
Furthermore, our understanding of the place of pastoralism in the economic,
social, and political realms of the ancient Near East stems from a dual attrac-
tion to, and repulsion by, a highly alien landscape. Early explorers and artists
were entranced by the romance of the desert and the mystique of the bedouin
(Chatty 2006a: 1–3; see van der Steen and Saidel 2007 for references), while schol-
ars focused on those thin strips of green that were familiar and safe, but more
particularly, most resembled the world they came from, and therefore seemed to
be the logical source of that world. The concept of Orientalism is well known, but
the degree to which it created this seemingly unbridgeable chasm in Near Eastern
studies between pastoralist and farmer has yet to be explored to its fullest extent;
it dictates, for example, the entire research agenda of the great transformations –
sedentarization, agriculture, and especially the emergence of city and state.
Finally, at least for my purposes here, these forces are bolstered by a perva-
sive materialist sensibility that perceives a lack of goods as a manifestation of
a lack of complexity (Buchli 2004: 189), because of both the nature of our own
social and intellectual environment, in which well-being is measured by wealth
(Meskell 2005: 11), and the role played by historical materialism in academic for-
mulations. A fundamentally Marxist outlook underpins evolutionary anthro-
pology and archaeology: explicitly in the works of a number of writers from
V. Gordon Childe (1951) to Charles Maisels (1990) and Randall McGuire (1992),
and implicitly in studies such as that of Guillermo Algaze (1989, 2005, 2008) on

14 As seen in Salzman 1999 and the commentaries to that paper.


15 See Richards 1960 on the establishment of the East African Institute.
16 Perhaps this is a little disingenuous, because I might also argue that in fact we have heard
from pastoralists – in the rebellions against colonial domination that contributed to the
pervasive idea that pastoralists were/are inherently violent. As will be argued further, how-
ever, such rebellions are not a structural condition of existence vested in kinship systems as
outlined by Evans-Pritchard, but a reaction to invasion, usurpation, and domination.
16
P Mobile Pastoralism

the Uruk expansion and Sumerian state formation and urbanization.17 Indeed,
it could be argued that historical materialism underpins any evolutionary per-
spective where economic and technical factors are the driving force of change.
Yet, while it might be thought inescapable for archaeologists who are reliant on
the material for their existence, there are new routes of interpretation to mater-
ial culture that may escape any sort of Marxist foundation. We have moved from
an understanding of material culture as a direct outcome of what people do to
survive, to attempts to understand its complex relationship with what people
think about themselves and about each other. No longer are we confined to a
comparison of physical objects in the deployment of archaeological data; we are
able to compare the social values, worldviews, and ritual practices that objects
embody. Very different patterning in material culture may end up containing the
same meaning in these terms, so that complexity need no longer be seen only as
a function of quantity. That is, while in some cases complex societies manifest
material wealth and monumental display, in other cases they may not.
Similarly, the fundamental materialism of the assumption in much archae-
ology, that subsistence practices dictate social practices, is giving way to the
realization that although changes in subsistence practices are more readily
explained than changes in social organization, the reverse may be true: changes
in social relations may give rise to changes in subsistence practices. In either
case, the relationship between subsistence and society is complicated and as
likely to be indirect as it is to be direct. It cannot be presented as the outcome of
assumed argumentation – that sedentism or mobility, farming or pastoralism,
are sufficient explanations in themselves for the sociopolitical organization of
any one group – but should instead be the central subject of investigation. For
while the distance between desert and sown might be diminishing in recent
discussions of pastoralism (Marx 2005, 2006; Berelov 2006; Saidel and van der
Steen 2007; Barnard and Wendrich 2008),18 attributions of tribalism as defin-
ing and determinative are increasing (Parkinson 2002; Meeker 2005; L. Cooper
2006; Alizadeh 2008; Lyonnet 2009; van der Steen 2009; Meyer 2010b; Lönnqvist
2010). Those few instances where the potential for an organic integration, or
at least a range of complex intersections, of pastoralists and farmers, nomads,
and urbanites in the ancient world is considered (van der Steen and Saidel
2007; Marx 2007; Buccellati 2008) do so from a single perspective: the linkages
between people practicing different lifeways and different subsistence activities
are dependent on a substate tribal organization (although cf. Lancaster and
Lancaster 1998: 24) over which the state is superimposed and to which the state
is largely meaningless.

17 As recognized in a commentary to Algaze’s seminal 1989 article by Brentjes 1989.


18 Unfortunately, though, only among a specialist, academic audience and not widely enough
even there.
The Problem with Pastoralists
p 17

How this intellectual history plays out may be seen in a number of discussions
of pastoralism in all the regions mentioned above, but since my focus in this
book is the region between and around the Euphrates and Tigris rivers in what
is now Iraq and Syria, the heartlands of sedentary urbanism, I will concentrate
on works that invoke pastoralism in that area. The first is Joy McCorriston’s
1997 article on the impact of changes in textile production; the second, Gil
Stein’s 2004 synthetic comparison of econo-social19 organization in Syria and
Mesopotamia. These two works, in their different ways, are highly cogent presen-
tations that incorporate pastoralists as a central component and a key dynamic
of the Mesopotamian world in the fourth and third millennia.20 It is not my
intention here to critique either paper. Both bring us closer to new understand-
ings of what life was like and how things worked in the ancient world. In both art-
icles, however, descriptions of the integral value of pastoralism to the economies
of the four riverbanks are followed by histories predicated on a fundamental
separation in the social interactions between people who undertake cereal cul-
tivation and those who undertake animal husbandry. This has the unintended
consequence of negating the very insights provided by these studies.
In her investigation of the larger impact of the shift from flax to wool in
textile production of the fourth to third millennia BCE, McCorriston (1997:
525) describes the options available to households no longer producing flax,
apparently a highly labor-intensive enterprise. Flax fields were placed under less
demanding cereal cultivation and women and men were now free, or perhaps
forced, to develop additional subsistence activities. Women turned to weav-
ing (528), while men turned to animal husbandry (525), thus altering both the
organization of family and labor, as some members of the household would
then be absent for prolonged periods. Women, however, were ultimately dis-
advantaged by this shift, for rather than weaving providing a source of income
over which they might have had some sort of discretion, women “would have
experienced diminished access to economic resources” (McCorriston 1997: 528)
and “for those who wove, wool may have been obtained from sheep over which
they had little or no control” (McCorriston 1997: 532).
McCorriston argues that because the woolen fiber women were weaving was
not produced on land they owned or had rights to,21 women were increasingly

19 In fact the traditional term “socioeconomic” is a misnomer in the approach of these, and
indeed most, archaeologists in this field, for there is no question that, as McCorriston
quotes Giddens, social relations are treated as a by-product of, and subordinate to,
­economic relations.
20 Whereas Abdi (2003), while directly reliant on Lees and Bates for the explanation of his
archaeological findings, is focused on Iran and is concerned only to explain the emergence
of “nomadic” pastoralism.
21 There is considerable variation in women’s property rights, access to resources, and role
in animal husbandry in pastoralist societies attested ethnographically. See, for example,
Obeid 2006: 482 and n. 15; Bettini 2006: 967; Chatty 2006a: 11.
18
P Mobile Pastoralism

separated from the means of production, and hence they increasingly declined
in social status and economic well-being (528), resulting in the alienation of
their labor from the family and their subsequent indentured attachment to the
large temple estates. She states: “I reiterate that within the complex, multiple,
simultaneous courses of intensification, one strategy for marginal, land-poor
households would have been to extensify wool production and that it is these
households in particular in which women would have become increasingly
­alienated” (McCorriston 1997: 542). There are two conundrums here that are
essential to the validity of McCorriston’s argument. They are, first, that land-
poor households would either not have been engaged in flax production in the
first place or would have been working on fibers that they did not produce in
exactly the same way as postulated for wool production. In either case therefore,
the shift to wool should have made no difference to the organization of labor
and the status of women. Second, even if this division of labor is so specifically
gendered, itself a major question, it presumably takes place at least in part at
the household level (as McCorriston does indeed indicate in the above quote)
with the men of the family taking care of the sheep that produce wool and
the women of the household turning that wool into fabric. Why, then, would
women have any more or less access to the means of production than when
involved in flax? Surely if the production of flax and wool were both cooperative
family enterprises, then the same family relationships that determined access,
status, and so on in terms of flax would prevail in terms of wool? What is it
about wool production that might be thought to negate the obligations of male
family members to female ones?
Perhaps it was the use of professional shepherds,22 possibly a new phenom-
enon in the Uruk period, as argued by Green (1980) but accepted by few. If this
were indeed the case, it seems unlikely to have contributed in any significant way
to a change in women’s labor or status in the estate context (i.e., the ­temple),
where women did not control the means of their production in any case. In
the domestic context, such shepherds would be under contract to families, and
women would have the same access to raw materials as before. Moreover, just
as families might split in order to manage herds, it seems equally possible that
they might adopt pastoralism as a whole unit, with women as mobile as men
and just as involved in animal husbandry. Modern analogy here does not serve
to make either case, as both scenarios are frequently attested, but it does serve
to demonstrate that families that are divided across subsistence tasks do not
of necessity collapse. In a situation where the reverse process was in play, where
due to the collapsing economy mobile pastoral families settled in villages and
men turned to external labor, women assumed their men’s responsibilities as

22 The term “specialized pastoralism” (Zeder 1991, 1998; Bates and Lees 1977) is to be avoided
as it may mean many things, ranging from a distinct subsistence strategy to a category of
worker.
The Problem with Pastoralists
p 19

well as those of their own, taking care of household, herds, other subsistence
activities, and maintaining social networks (Marx 2006: 79).
That the same family relationships are thought not to prevail once flax shifts
to wool, that there is assumed some fundamental difference (albeit not explicitly
stated by McCorriston) once pastoralism enters the picture, derives from a par-
ticular, deeply embedded, and widespread understanding that pastoralism, espe-
cially the non-estate-controlled form of pastoralism, is in some innate way separate
from the world of farmers and weavers to the degree that even close familial inter-
actions and obligations become so attenuated that they result in the essential
abandonment of women. This separation pertains not so much to the physical
distance that mobility brings, but encompasses a profound social segregation.
The same understanding is evident in Gil Stein’s (2004) comparison of the
developmental trajectories of southern and northern Mesopotamian urbanism
in the third millennium. The cities of northern Iraq, Syria, and southeastern
Anatolia are characterized as “ephemeral” when juxtaposed with the cities of
Mesopotamia proper (Stein 2004: 61) because they were not occupied consis­
tently over millennia, in part because of environmental constraints that gave rise
to economic particularities, that is, the dominance in the north of pastoralism.
The organization of this pastoralism as of the mid-third millennium at least
was what Stein terms “multicentric”: “The state authorities clearly controlled
large herds, which were often scattered in surrounding villages (Archi 1990).
Secondary centers and towns provided the centers with animals and their prod-
ucts as a form of staple finance (Wattenmaker 1998). At the same time, it is clear
that many (probably smaller) herds were in the hands of independent sedentary
producers (both urban and rural), who raised them for their own subsistence
needs (Stein 1987)” (Stein 2004: 70). Stein (2004: 69–70) cites Gelb, one of the
foremost Assyriologists of his generation, but not an Ebla specialist, to dem-
onstrate that herding was far more important in the north than in the south,
especially his (Gelb 1986: 158) statement that sheep were the foundation of the
Eblaite economy, an understanding that Matthiae (1988) and Archi (2006: 99)
are at pains to reject, although they accept that textiles are well attested at Ebla
and were of critical importance (Archi 1993: 12).
Stein goes on to say (2004: 70) that “we can reasonably assume that mobile
herders maintained an uneasy relationship with the sedentary states, trading pas-
toral products with them in good years and raiding them when drought condi-
tions weakened the cities while stressing their normal grazing lands” and that

in times of low rainfall the cities were unable to feed themselves even with rural
surpluses. The northern cities attempted to buffer against these problems by
relying heavily on herding, by both sedentarists and nomads. However the
yields of sedentary pastoralism are quite low. . . . At the same time, the herds
of sedentarists are vulnerable to raiding by nomadic pastoralists. Finally, a
reliance on nomadic pastoralists . . . would have been risky since pastoralists are
20
P Mobile Pastoralism

notoriously quick to shift from trading to raiding when drought places pressure
on their own grazing land. (Stein 2004: 77)

According to current climatological data, much of Syria would have experienced


drought, sometimes severe, on a fairly regular basis (Wilkinson 1994: 499; 2003;
and in Stein 2004: 62–3; for some of its consequences, see Lewis 1987).
A series of assumptions is evident throughout Stein’s analysis (and the
­analyses of others). One, if textiles were of major importance to the southern
economy, as a variety of texts from different sources seem to indicate through-
out the third millennium (Waetzoldt 1972, 1987; Maekawa 1980, 1987; Adams
1981: 11; Algaze 2008: 77–82), then surely herding was also important in the south
at that time, and perhaps as important as cereal cultivation, but not, because of
its distribution vis-à-vis settlement, as visible. In the north, pastoralism in vari-
ous forms wound around the cities spread thinly across the landscape (at least
compared to southern Mesopotamia), using the broader spaces between them
for grazing as much as more distant areas (illustrated in Wilkinson 2000). In the
south, settlements were far more proximate to each other, and the space between
them was mostly filled with irrigated fields and the canals that watered them, so
that large-scale herding was located outside the entire region and even domestic
herding was very constrained. Fallow fields and the patches of unfarmable land
in the interstices of fields and towns were insufficient to support any significant
quantity of sheep/goats (although it is often claimed otherwise) and, given the
quantities of cattle kept (Englund 1995: 428), would primarily have been grazed
by the latter. But while these different patterns themselves might have given rise
to different levels of connection and integration between pastoralists and farm-
ers in the two situations, it cannot be assumed that they did.23
Two, and more important, the idea that, in either the north or the south, the
community – whether in reference to the state, estate or domestic – would have
no direct control over one of its primary means of production, is ­problematic.24
For despite Stein’s highly feasible rendition of a complex mix of herding strat-
egies, he also in the end visualizes a division between sedentary animal hus-
bandry and mobile pastoralists, with the latter intrinsically separate from the
state25 at the same time that the state was intrinsically reliant on the latter. If
textiles were a major component of the Eblaite economy, let alone its founda-
tion, then does it seem reasonable that the weavers of Ebla would be dependent
on an erratic source of supply such as frequently hostile pastoralists? The same
question most certainly applies to the south.
Neither Stein nor McCorriston is to be especially criticized for these positions.
They reflect what most Near Eastern scholars would assume to be the case, both

23 Sallaberger (2007: 418), for example, argues that similar relationships between pastoralism
and central administration pertained in the north and south at this time.
24 Nissen (1980: 288) makes a similar point about control, although for different reasons.
25 As indeed does Sallaberger (2007: 418).
The Problem with Pastoralists
p 21

about pastoralism itself and the legitimacy of the path to this understanding.
This idea of separation is deeply embedded in the psyche of modern scholars,
despite periodic claims to the contrary, and derives from two essential chains
of transmission, originating on the one hand in textual attestations of certain
groups, and on the other, in anthropological approaches based in ethnography
and applied in understanding these attestations. The key links in this chain are
the seminal works of Michael Rowton and the two powerfully influential pub-
lications of Susan Lees and Daniel Bates (Lees and Bates 1974 and Bates and
Lees 1977), which have given rise to corresponding traditions – Rowton to the
epigraphical and Bates and Lees to the archaeological. Interestingly, the projects
of both Rowton and Lees and Bates represented at the time innovative and trans-
formative approaches to the problem, and both were “interdisciplinary.” Rowton,
an Assyriologist, employed ethnographies throughout his work, increasing his
reliance on anthropological thinking during the 1970s when anthropological
discussions of pastoralism were at their peak; Bates and Lees, anthropologists,
brought contemporary anthropological understandings to archaeological dis-
cussions of an historical problem, the origin of so-called specialized pastoralism.
Interestingly, neither cites the other, although both studies take some funda-
mental understandings from the same place: the pioneering work of Owen
Lattimore (1962 [1940]) on nomad–sedentary relations in China.
Lees and Bates claimed in 1974 that the introduction of canal irrigation into
southern Mesopotamia gave rise to specialized pastoralism at the expense of
mixed farming strategies. Canal irrigation has higher labor needs than rain-
fed farming, needs incompatible with the exigencies of both small-scale domes-
tic (or in Stein’s term “sedentary”) herding and cereal cropping; and as well it
reconfigured the space available for pasturing animals (Lees and Bates 1974:
189). Household units therefore chose to pursue one subsistence strategy or the
other, and those who pursued herding were forced to graze their herds farther
away from the core irrigated zones, and therefore farther away from their social
group. The reduction of land open to pasture because it was now irrigated and
the greater population densities supported by irrigation, in conjunction with
the redistribution of population centers, contributed to the increasing physical
marginalization of animal husbandry.
What happens next however is more problematic. Once households have
made their subsistence choice and become nomads, they become “politically dis-
crete and potentially predatory” (Lees and Bates 1974: 191) after only a very few
generations. Although initially pastoralists would have kin ties with the seden-
tary farmers with whom they exchanged goods, distance and mobility, fragmen-
tation and dispersal, serve to sever those social ties. By implication, then, Lees
and Bates would seem to assume that social integration is maintained only by
face-to-face interaction. This might be the case in the modern world (although
I would suggest only in specific circumstances) – and the state has undoubtedly
interfered with traditional practices and ideologies, often deliberately in order
22
P Mobile Pastoralism

to break down such integration as inimical to its own interests – but it was not
necessarily the case in the ancient world.
In addition, pastoralists would encounter strangers whom they would have
no compunction about raiding or conquering (Lees and Bates 1974: 191).
Bates and Lees (1977) list various reasons why raiding might be an expected
systemic outcome for pastoralists, even though nomads and farmers are eco-
nomically symbiotic, but the assumption on which their analysis is founded
here is that pastoralists have no affective, that is social and/or emotional, ties
beyond the boundaries of their own immediate group – a group, what is more,
created through blood. This is a critical point, and it is the basis of almost every
writer’s characterization of nomad–sedentary relations in the ancient world, a
relationship consistently qualified with phrases such as “uneasy interaction”
and “incipient conflict.”
This idea itself derives from a major stream of anthropological thought on kin-
ship that is now rather contentious. On the one hand, anthropologists such as
Marilyn Strathern (1992a, 1992b) and Janet Carsten (2000, 2004) delineate con-
siderable variability in conceptions of kinship and ways of its construction; on
the other, segmentary opposition theory, especially in discussions of “pastoral-
ist tribes” (Baştuğ 1998; Salzman 2008a, 2008b), persists as a determinative of
exclusionary group definition. This has profound repercussions for many related
discussions, such as the nature of mobile pastoralism and the development of
approaches to the early complex polity in the ancient Near East. Here I will only
point out that social boundaries created through blood underlie the notion of
endemic hostility in discussions of pastoralism in the ancient Near East and
beyond, so that, while much is made – in these and other works (such as those of
Rowton) – of pastoralists’ need for agricultural products, the emphasis on raiding
as a means of obtaining those goods obscures one critical point: though pasto-
ralists need agricultural products, they also, and equally, need an outlet for their
own production (Marx 2006), an outlet that raiding destroys. They need access to
supplementary resources, too, access that is often best accomplished through the
construction of social ties (Galvin 2008; Claudot-Hawad 2006: 659).
There is a common perception that, as animals are “banks on the hoof,” pas-
toralists can maintain economic stasis whenever conditions are unfavorable,
that is, simply withdraw and wait them out. But the precariousness of any
viable balance achieved between factors such as carrying capacity, herd size, and
labor renders this difficult, to say the least (Khazanov 2009: 120). In the case of
drought, cited as a cause of hostile relations by Stein (2004), economic inter-
dependence between pastoralists and farmers might be at its greatest. If crop
production is low, farmers might be more dependent, rather than less, on the
milk and meat provided by pastoralists for food sources (and see Nissen 1980:
288). Pastoralists might therefore sell off their herds because of higher demand
and take up paid labor in the sedentary sector. Farmers might abandon their
The Problem with Pastoralists
p 23

fields temporarily and move out to the steppes, themselves becoming pastoral-
ists (e.g., Adams 1974; Nissen 1980: 286). Or pastoralists might choose to cash
in their animals rather than lose them to starvation if unable to move them
to adequate pasture or if the cost of that move is too high. The reduction of
herd size in times of stress, especially when that stress is a result of insufficient
resources, is a prime strategy (Marx 2006: 92), as is the intensification of animal
husbandry (Galvin 2009). Moreover, in times of drought what little adequate
pasture is available may be contested by a number of groups, sedentary and
mobile, with the potential for stock and labor losses through violent conflict
high. And while undoubtedly such conflict occurs, this is in the end not an opti-
mal outcome for pastoralists any more than it is for farmers, and it is an out-
come that they may choose to avoid if there are alternatives perceived as viable.
Raiding, therefore, is neither the easy solution nor a natural expression of
hostile tendencies,26 nor yet the result of structural segmentation, but is rather
the product of contingent circumstances where regularized access to sources
of agricultural products and outlets for pastoralist products has for some rea-
son been curtailed – by the state, by prohibitive prices, by competition (Kuzner
and Sedlmeyer 2008). It is also a “political instrument” (Lewis 1987: 12) used
by pastoralists or deliberately provoked by the very powers to whom pastoralist
raiding might seem inimical. Therefore, when raiding does occur it is itself of
explanatory interest because it points to certain kinds of conditions, particu-
larly conditions of disequilibrium.
From these kinds of circumstances can come an institutionalization of raid-
ing as economic strategy, but if many of the classic examples of such pastoral-
ist behavior commonly cited were tracked over time (and not even necessarily
over la longue durée), the shifts in this behavior, and the relationship of those
shifts to larger socioeconomic and historical circumstances, would become
more evident. Despite popular opinion, pastoralist societies possess no innate
nature that causes them to behave in any particular way. Even the type of struc-
tural dynamics imputed by Evans-Pritchard (about which, see below) is neither
original nor inevitable, but a product of the time and place in which Evans-
Pritchard encountered his subject group, the Nuer, as well as a product of the
particular prior history of that group (Hutchinson 1996). As the periodic revisi-
tation of the Nuer (Gough 1971; Holy 1979a; Kelly 1985; Hutchinson 2000)
highlights, Nuer society, and indeed Nuer subsistence, are highly responsive to
shifts in circumstances both immediate and distant.
I am not arguing that ancient pastoralists were immune to conflict, for
­“hostility” ran rampant among all political entities in the ancient Near East

26 The idea that pastoralists have an inherently militant nature and innate hostility to the
sedentary world persists and is highly influential in political and media discourse. See, for
example, Keegan 1993: 161.
24
P Mobile Pastoralism

(see, for example, Archi and Biga 2003; Sallaberger 2007), but that conflict was
neither endemic nor a simplistic pastoralist/farmer antipathy. It is appropriate
here to note also that conflict is always understood to stem from pastoralists,
either as a result of active aggression on their part or because they transgress the
rules of sedentary society (such as grazing on crops), prompting retaliation. It
is almost never seen to be at the instigation of the sedentary population or the
state, even when it is argued that the weakness of the state allows for pastor-
alist incursions. Conflict, deriving from either group, was more likely the last
solution, not the first, to any problem or disruption encountered in subsistence
routine. Yet even if every single pastoralist group known to scholarship were
to demonstrate hostility to sedentary farmers at certain times and for certain
reasons, this would not negate the understanding proposed in this book – that
pastoralists and farmers were more than symbiotically connected in the ancient
Near East,27 for they were in fact integral components of the same social entities and
political systems – because every single one of those groups is a product of cir-
cumstances that simply did not pertain in antiquity, be those circumstances
political, economic, environmental, or even structural.
Raiding also characterizes the nature of conflict between pastoralist and
sedentarist, tribe and state, as described by Rowton (1969c: 311), who, in his
attempts (1973a, 1973b, 1974) to counter the view of polarized subsistence and
geographical distance that prevailed at the time he wrote, perpetuated an equally
pervasive dichotomization of sociopolitical organization (Adams 1970: 119) in
his concept of dimorphism, a dichotomization that has come to obscure the
evidence of a quite different relationship evident in the ancient literature with
which he was concerned. Dimorphism describes a situation where tribal and
urban institutions are in evidence side-by-side, usually within the same polity,
sometimes only spatially proximate, and is to be explained as result of the eco-
nomic interdependence of the two systems when tribal nomads live in the spaces
between cities. Indeed, Rowton saw the pastoralist tribe as standing frequently
as an autonomous political unit within states, which he iterated in almost every
article he wrote. However, the term “dimorphism” seems to have taken on a life
of its own, used in ways often far from Rowton’s original intent. Dimorphism
is more commonly understood now as bifurcated ways of life and sociopolitical
organizations that are simply geographically adjacent (Wiggermann 2000: 182;
Bonechi 2001; Steinkeller 2004: 36; Archi 2006: 99; van der Steen and Saidel
2007: 1; Rosen 2009: 63).

27 Although I confine myself to the land of the four riverbanks, Mesopotamia and beyond,
this situation is equally applicable at certain times to other regions of the Near East such
as the Levant (Berelov 2006, and see the collected works in Saidel and van der Steen 2007)
and Iran (cf. Alizedeh 2009), or even the Eurasian steppes (Frachetti and Mar’yashev 2007:
221–3). The generally held assumption that it cannot be applicable to central Asia requires
further examination.
The Problem with Pastoralists
p 25

This view coincides with the ways many scholars, especially in the English-
l­ anguage literature, understand one of the two most influential bodies of evi-
dence for ancient pastoralism (apart from ethnographic analogy): the textual
material from Mari.28 Mari, located on the Euphrates River just before the mod-
ern border with Iraq and founded at the beginning of the third millennium BCE,
was the seat of a succession of major polities in the north, including, in the early
second millennium, two Amorrite kingdoms, one under the control of Samsi-
Addu29 and administered by his son, Yasmah-Addu, the other led by Zimri-Lim.
Amorrites are seen as the paradigmatic nomads of the ancient world, sweep-
ing in from the desert to destroy the settled kingdoms of the northern land at
the end of the third millennium and infiltrating the southern lands, so that by
the second quarter of the second millennium they ruled the heartland of civ-
ilization, Mesopotamia. The precise point of origin of the Amorrites and the
path they took to power, literally and figuratively, are questions to which much
attention has been given (e.g., Charpin 2003; Jahn 2007; Lönnqvist 2008; and
see Chapter 4). By an accident of history we have considerable documentation
of these two early Amorrite rulers, because when Zimri-Lim was defeated by his
arch-rival and erstwhile ally, Hammurabi, his archive containing some twenty
thousand texts (including selected records of his predecessors and approxi-
mately three thousand letters between himself, his foreign counterparts, and
his administrators) was packed for shipment to Babylon, a move that did not,
in the end, transpire (van Koppen 2006: 111–13). We are left with an archive
shaped in two ways: by Zimri-Lim’s administration and its choices of which
tablets of its predecessors to keep, and by Hammurabi’s administration and its
choices of what to send. It is not therefore a comprehensive survey of the nature
of existence at that time, but does reflect what was deemed important in these
two contexts.
The letters in particular revealed the activities of mobile pastoralists to be
a critical concern of the administration of Zimri-Lim and, moreover, not only
did Zimri-Lim have very close ties to them, but they somehow had a privileged
position under him. Although now all of Mesopotamia was under Amorrite
control, the situation at Mari, where pastoralists were very present, seemed
markedly different from the situation in the south, where the only traces of
pastoralism to be found were a vague memory of nomadic origins in a genea-
logically remote past. The difference is often attributed to the “fact” that
Zimri-Lim, unlike Hammurabi, say, who was the fifth in the line of ­dynastic
succession, was a first-generation city-dweller. What is more, the situation
under Zimri-Lim seemed very different from that under his predecessor

28 The other body of evidence, the neo-Sumerian texts of the end of the third and beginning
of the second millennia, BCE will be discussed at length in Chapter 4.
29 Samsi-Addu is more commonly known by the Akkadianized version of his name – Shamshi-
Addad.
26
P Mobile Pastoralism

Samsi-Addu (e.g., van Driel 2000), also Amorrite, and also, if his genealogies
are to be believed, nomadic in origin. But, like the southerners, Samsi-Addu
seems to have been further removed from his mobile origins as there is appar-
ently little evidence that he had a particular attachment to any mobile group,
and various factors have led scholars to believe he aspired to the cultural sophis-
tication of the settled world.
Zimri-Lim, then, was an exception, and for a long time the evidence of two
equally central components of his kingdom was simply filtered through the
understanding that two separate groups, one nomadic, one sedentary, came
together at this juncture, with the pastoralist chief Zimri-Lim appropriating
the urban splendors of the sedentary world, much like the models proposed by
Lattimore (1962 [1940]) for China. But while Zimri-Lim adopted palatial life,
his tribesmen did not, and any integration between urban and mobile worlds
was simply that of economic symbiosis as Rowton delineated it, or seminomad-
ism as described by anthropology of the time; Zimri-Lim, the king of Mari and
the mat Hana,30 governed two independent worlds joined uniquely under him,
and it is no wonder he struggled to keep them together.
For many, this view of the evidence from the Mari letters typifies the nature of
ancient pastoralism as opposed to state-controlled herding (Sallaberger 2007:
418; Stein 2004). There is a real problem here, because a good portion of this
scholarship is based on an earlier and very preliminary summation of a small
percentage of the Mari texts (exemplified in Schwartz 1995; van Driel 2000; Stein
2004; Van de Mieroop 2004: 82–5; Nichols and Weber 2006) as transmitted in
Kupper (1957), Luke (1965), Matthews (1978), and Rowton (see Bibliography)
and does not avail itself of the voluminous work done by the current genera-
tion of French Mari scholars under the direction of Jean-Marie Durand and
Dominique Charpin, and as well the essential contributions of Americans Jack
Sasson and Daniel Fleming.
Now there is a very different picture in place. Rather than three mobile pas-
toralist tribes encompassed by the kingdom of Mari, the Yaminites, Simalites,31
and Hana, there are but two, the Yaminites and Simalites, hana being a word
that literally means “tent-dwellers” (Durand 1998: 417–18). Hana in Zimri-
Lim’s letters was used primarily to refer to his own tent-dwellers (Fleming 2004),
who are now understood to be the Simalites (Charpin and Durand 1986), so
that several of the conundrums about the place of mobile pastoralists in the
kingdom of Mari – sometimes they seemed to be internal, sometimes external,
sometimes they seemed to provide the basis of political power, sometimes they
appeared to be bitter enemies – are resolved. The differences are in part between

30 Epigraphic convention has in the past rendered Sumerian words in uppercase while syl-
labic languages such as Akkadian are written in italics, although it is increasingly common
to find Sumerian in boldface and I will follow suit.
31 I follow Fleming 2004: 13 in this usage.
The Problem with Pastoralists
p 27

those pastoralists who are of Zimri-Lim’s own kith and kin and those who are
not, and corresponding differences in sociopolitical organization, intergroup
affiliations and histories, and geographic location of the several “tribal” groups
named in the texts, groups that incorporated sedentary farmers who lived along
the riverbanks (Fleming 2004).
Admittedly, the sheer quantity of very detailed work now published on
Mari makes it difficult to put together a comprehensive, and comprehensible,
synthesis (although for the historical narrative see Charpin 2004a), and the
forthcoming publication of a compendium of Charpin’s work in English32 in
particular will surely change the current level of engagement with this mate-
rial.33 Nevertheless, a close study of Mari yields great rewards, because its
documents offer a far better source for understanding the place of mobile pas-
toralism in the land of the four riverbanks of the fourth through second mil-
lennia BCE than any modern ethnography. The worlds in which contemporary
mobile pastoralists were and are encountered are not the worlds of antiquity,
first and foremost because each of these pastoralist groups thus described is
embedded in circumstances inevitably influenced, as previously noted, by the
modern state.
This might not seem a particularly cogent objection to the use of modern
analogies for ancient pastoralism, for it seems generally assumed that the state
will function similarly, no matter the time and place, because it has very spe-
cific needs, namely the arrogation of power unto itself. It also seems generally
assumed that pastoralists will function similarly, no matter the time and place,
because they have a very specific nature.34 But first, this is an inappropriate use
of analogy. Ethnographies simply provide examples of possible behaviors in
a range of circumstances, and ethnographers are very often unaware of what
all those circumstances might have been until historical distance has been
achieved. When the ethnographer has been trained to understand that eco-
nomic factors are paramount, then he or she will see economic factors as the
cause of observed behavior. When the ethnographer has been trained to under-
stand that social factors predetermine the system, then it is hardly surprising
that he or she understands those to be the explanation of the phenomenon at
hand. When trends in anthropological scholarship shift, older ethnographies
are revisited and new circumstances discovered.35

32 It is to be hoped that a similar collection of Durand’s work in English will shortly follow.
33 Although the English translation of a selection of Mari letters by Heimpel (2003) and the
comprehensive study of the organization of the Simalites and Yaminites by Fleming (2004)
have yet to make the impact they should.
34 Such as Bienkowski and van der Steen 2001: 29, who suggest that it is possible to extract
that which is “timeless and unchanging” from the modern, because certain behaviors have
a Darwinian imperative.
35 Again, the Nuer provide an excellent case in point.
28
P Mobile Pastoralism

Second, such comparisons are feasible only if the ancient and modern states
are based on the same principles in the first place. This is rather a difficult issue,
because the very premise of a research topic such as state formation is that there
is a defined entity that may be observed to come into existence. Whether or not
a definition based on the modern state is explicit in such research, a “common
armature of conceptualizations” (Gledhill 1988: 1) undergirds it: it is predicated
on the presence or absence of agreed-upon traits that are currently in existence.
We then go back in time to detect their first appearance. But I would argue that
the first “states,” those of the fourth and third millennia BCE, are in no way
comparable to the early Islamic state, let alone to the post-Westphalian one of
our own experience, to the extent that we should change the entire vocabulary
of the discussion. One of the reasons they are profoundly different is the very
nature of the social, economic, and political organization on which each state
is predicated. In an unfortunate piece of circularity, however, we assume that
the ancient state is based on the same principles of hierarchy and power that
dominate the history of our own states, at least in part because our assump-
tions as to the nature of pastoralism and agriculture preclude any alternative.
We know agriculture to be the locus of innovation and change, therefore we
only look in agricultural situations for innovation and change. The consensus
definition of state formation is that kinship gave way to class, inclusiveness gave
way to exclusiveness, and the corporate gave way to the king, because we know
the state to be based on highly unequal relations of power configured through
social hierarchies. And therefore we look for the point at which those features
are first evident to identify the beginning of the state (cf. Liverani 2006: 10). The
Uruk period, discussed in Chapter 2, is currently the locus of the search in the
ancient Near East (Rothman 2004).
And yet the primary evidence offers a very different picture of the ancient
polity, especially of tribe/state, pastoralist/farmer, kin/class distinctions and
dichotomies, or lack thereof, and especially where it is most detailed – that is,
at Mari. I say Mari and not Ebla, contrary to general perception, as the Mari
letters encompass personal interactions that declare the multiple sociopoliti-
cal groupings and identities, both self- and externally imposed (the very reason
they are so difficult to deal with) of the parties involved, as opposed to the archi­
val texts of Ebla, which delineate primarily the economic activities of certain
kinds of transactions, many of which involve just one section of the system, the
­“palace.” Information as to the self-conception and perception of the identities
of the participants is only indirectly obtained from lists of the administration’s
income and expenditure. I say Mari, because there is sufficient, although less
detailed, information from other contexts to show that the kingdom of Mari
under Zimri-Lim (Table 2) was not the anomaly it is still thought to be. Its very
particular nature was the product of contingent circumstances that apply only
in part to other examples. Nevertheless, certain trends observable at Mari – that
The Problem with Pastoralists
p 29

Table 2. Isin-Larsa and Old Babylonian King Lists.


30
P Mobile Pastoralism

2. Map of second millennium sites.

sedentary farmer and mobile pastoralist may each claim the same sociopolitical
identity, that those identities may be differentially defined by various groupings
of farmer and pastoralist (Fleming 2004), that civic allegiance and bonds of kin
coexist and are both equally held by the same person, that bonds of kinship are
socially as well as biologically produced through a range of ideologies and prac-
tices (Durand 2004; Durand and Guichard 1997; Porter 2009a) – are also true
of other polities in both north and south. If nothing else Mari offers something
that few ethnographic examples can – historical depth, not just of the twenty
years into which most of its tablet collections fit, but of the thousand-odd years
of its existence (Margueon 2004).
It is not my task here, though, to summarize the whole history of Mari, but
rather to demonstrate through a somewhat more restricted survey that the
nature of the Mari kingdom under Zimri-Lim, about which there is so much
detail, may, when fully contextualized, be illustrative of similar relationships in
evidence across the land of the four riverbanks from the fourth to mid-second
millennium BCE, in periods for which there is far less detailed information
available. For one thing, when Zimri-Lim assumed control of Mari in 1775 BCE
(Charpin 2004a: 192), he was not a newcomer to the settled world (Fig. 2), arriv-
ing fresh from the desert, but was retaking a city with which his family had had
a long and perhaps integral relationship, one in fact interrupted by another
The Problem with Pastoralists
p 31

pastoralist king, Samsi-Addu. Indeed, this was but the last act in a history of
competition and conflict between two families that can be traced back to Zimri-
Lim’s (great)grandfather, Yaggid-Lim,36 and Samsi-Addu’s father, Ila-kabkabu
(Charpin 2004a: 132–4; van Koppen 2006: 113–14), whose respective spheres
of influence lay, initially, west and east – the Lim family dominated the region
of the Euphrates while Samsi-Addu’s family belonged to the land of the Tigris
(Durand 1998: 107). The only information available about the origins of this
battle royal comes from a later letter prayer from Samsi-Addu’s son, Yasmah-
Addu (Durand 2000: 72–4; see van Koppen 2006: 113 for his version in English).
Yaggid-Lim and Ila-kabkabu swore a treaty that Yaggid-Lim broke. In response,
Ila-kabkabu captured Yaggid-Lim’s son, Yahdun-Lim.37 Of course this descrip-
tion is highly partisan and we do not know the actual course of events. What
is important to note, however, is that a history of rivalry over this region of
the Euphrates is already in play; Mari was an essential gateway between east
and west, and indeed to the north and south (Horowitz and Wasserman 2004;
Joannès 1996; Lafont 2001).
Although it is not clear that Yaggid-Lim, who survived Ila-Kabkabu, ever
ruled Mari, nor what happened there in the putative century or so between the
last evidence for the shakkanaku, or “governors,” and the first evidence for the
Lim leadership (Charpin 2004a: 134–5)38 during which time Mari was aban-
doned, it is certain that his son, Yahdun-Lim, did rule the city. Establishing his
control as far as the Balikh and up to the western Habur it was perhaps inevi­
table that Yahdun-Lim would end up face-to-face with Samsi-Addu, who, when
Ila-Kabkabu died, had assumed control of Ekallatum, only to be defeated and
exiled by Eshnunna. Taking advantage of the king of Eshnunna’s subsequent
death some years later, Samsi-Addu recaptured Ekallatum, defeated Assur,
which he then controlled for decades, and cast his eyes westward toward the
Habur (Van de Mieroop 2004: 101). He then established a new administrative
center at Shehna, now renamed Shubat-Enlil.
The Habur region at that time was more or less divided between Samsi-Addu
and Yahdun-Lim (Charpin 2004a: 144), and eventually the two kings met in bat-
tle at Tell Brak, ancient Nagar (Charpin 2004a: 138), located near the confluence

36 See following for the discussion of Zimri-Lim’s origins.


37 Durand (2010: 260) has recently stated that Yahdun-Lim was a recent arrival in the region
of Mari, finding there a declining shakkanaku kingdom, which he easily took.
38 This single sentence in fact glosses over a considerable debate about (1) the nature of
­shakkanaku rule, with one school of thought seeing it as a southern governorship of Mari,
the other as independent; and (2) the length of time between the shakkanaku period and
the rebirth of Mari under Yahdun-Lim. See Butterlin 2007 for a summary and the current
state of affairs. I myself am inclined to see the interlude between the shakkanaku and Amorrite
periods as briefer than most, on archaeological grounds, and am willing to entertain the
possibility that Yaggid-Lim might indeed fall within the last gasp of that period. It seems
unlikely to me that Mari was abandoned for long after the end of the shakkanaku rule.
32
P Mobile Pastoralism

of the Habur and the eastern arm of its candelabra-like group of tributaries.
While Yahdun-Lim was that day victorious, the contest was far from over, and
he was forced to make an alliance with Eshnunna that caused him problems
with the power to his west – Yamhad.39 Eventually Samsi-Addu won by default,
for Yahdun-Lim seems to have been assassinated by his son, Sumu-Yamam, who
did not last long on the throne but was in turn assassinated by his subordinates
(Charpin 2004a: 145–6).
Samsi-Addu appears not to have been very interested in Mari for some years
after he took it (Charpin 2004a: 157) and eventually divided the administration
of his kingdom between himself and his sons. Yasmah-Addu, famously a bitter
disappointment to his father, became king of Mari; Ishme-Dagan, the favored
child, ruled at Ekallatum; while Samsi-Addu, quite old by now, ensconced him-
self at Shubat Enlil. One crisis after another then ensued, at least from the point
of view of international relations.40 The administration was faced with a num-
ber of wars an all fronts. Samsi-Addu eventually died while Mari was under
attack by pastoralists led by a person called Bannum who “restored the scion of
Yahdun-Lim to his place” (Fleming 2004: 11, n. 30), that is, Zimri-Lim. Yasmah-
Addu soon fled the city. Ishme-Dagan survived a while longer at Ekallatum but
was sorely pressed by Eshnunna under Ibal-pi-Il, and eventually his kingdom,
too, collapsed.
The question of Zimri-Lim’s origins has long been a complicated one.41 We
have no direct evidence of his background, and no knowledge of him before
he appears at Mari. Yet his personal history, if not actual parentage, is vital to
this discussion because the relationships between polity and pastoralist, mobile
groups and sedentary ones, that emerge in his correspondence are assumed to
be unique to this particular concatenation of circumstances. Indeed, the fact
that pastoralists figure so prominently in his documentation is the very thing
that shades interpretations of him as alien to the urban, sedentary world.
Zimri-Lim was initially assumed to be Yahdun-Lim’s biological son, although
there was a school of thought that considered Yarim-Lim of Aleppo his father
on the grounds of letters from Zimri-Lim in which he was addressed as such.
But discoveries in the 1980s prompted Charpin and Durand (1985, 1986) to
argue another scenario. In this proposal Zimri-Lim was born to a Simalite
father, Hadni-Addu,42 and a Yaminite mother, Addu-Duri, but passed as a son

39 Charpin (2004a: 140) notes that thereby eastern, particularly Eshnunnan, political and cul-
tural influences became widely felt at Mari.
40 See Charpin 2004a for details of events in the reign of Samsi-Addu and Eidem 1994 for
events after his death.
41 For a history of the divergent views, see Sasson 1998: 467–8.
42 Whereas the suffix “Lim,” meaning to many assyriologists “tribe” or “clan,” may be under-
stood here as a patronymic or family name, Hadni-Addu should not be read as a member
of Samsi-Addu’s family because “Addu” refers to the storm god, Haddad, and is frequently
included in names, as in fact is lim (Bonechi 1997).
The Problem with Pastoralists
p 33

of Yahdun-Lim when he took the throne, probably for the sake of legitimation.
Now, however, Hadni-Addu is thought to have been a son or brother of Yahdun-
Lim on the grounds that Zimri-Lim could have assumed command of neither
the Simalites nor Mari if he had not been of royal blood, and it is the connec-
tion to the Simalites that is considered a little more attenuated, with Durand
(2004: 185–6) cautioning against seeing Zimri-Lim as a nomad who took over
“one of the great cities of the age” (cf. Fleming 2004: 162). Yahdun-Lim himself
was however a Simalite, and was called father of the Hana (Charpin 2004a: 142),
and both Zimri-Lim and Yahdun-Lim were called king of Mari and the land of
the Simalites (Charpin and Durand 1986; Charpin 2004b; Heimpel 2003) as
well as king of Mari and the land of the Hana (van Koppen 2006: 96–7). One
wonders if this slight disassociation of Zimri-Lim from his Simalite heritage is
sufficient to negate the continued tendency to take this background as proof of
Zimri-Lim’s combined tribal and mobile status and its hidden pejorative – that
a nomad is somehow foreign to urban rule. But most leaders at this time seem
to have been able to at least call on the allegiance of various mobile groups: the
kings of Yamhad (modern-day Aleppo), Yarim-Lim (Zimri-Lim’s father-in-law),
and his father, Sumu-epuh, deployed Yaminites against Samsi-Addu; Samsi-
Addu exists within a duality of “town and tribe” since Ekallatum is associated
with the Yahruru43 (Durand 1997: 215, letter 84) and he himself may have been
a member of the Numha; the kings of Uruk were also kings of the Amnanum
(Charpin 2003: 16, 2004a: 108), a Yaminite group, while the kings of Larsa had
particular ties to the Emutbal (Steinkeller 2004), as indeed did various kings of
the Habur (Charpin 2003; Porter 2009a and same letter as above). There is one
other point: Zimri-Lim is often assumed to have taken over an urban admin-
istrative system essentially alien to his pastoralist background, yet either that
administration was established by his father/grandfather, if they rebuilt a Mari
that had previously stood empty, or, as seems increasingly possible, there was
no substantial gap between the two periods and Yaggid-Lim was part of the
previous system of the shakkanaku. In either case, the sedentary urban admin-
istration is as much a part of Zimri-Lim’s background and inheritance as is his
mobile network of kin.
What we know of Samsi-Addu’s origins, in contrast, is presented as directly
related to a town, Ekallatum, where his father is thought to have ruled (Charpin
2004a: 148; Van de Mieroop 2004: 101), although this too is contested (Durand
1998: 107). In fact we know less about Samsi-Addu’s forebears than we do of
Zimri-Lim’s. Samsi-Addu’s identity is further confounded by a text of a mor-
tuary ritual for him found in the palace at Mari. This text includes mention
of Sargon and Naram-Sin, the great kings of Akkad, implying that they were

43 This group may be the same as the Amnanum, since Amnanun-Yahruru is attested (Fleming
2004: 124, n. 61).
34
P Mobile Pastoralism

to be treated as his ancestors. There are also references to Akkad in two other
contexts, leading Durand (1998: 108; Durand and Guichard 1997: 28) to sug-
gest that Akkad is the dynastic homeland of this family. In Chapter 4 I explain
how this ritual is in fact not a fictive genealogy purveyed so that Samsi Addu’s
connection to Akkad may be better perceived, nor an attempt to cast himself as
the heir to Akkad for his own self-aggrandizement (Archi 2001: 10), but a man-
ifestation of a particular ethos of rule in which he adopted, and adapted, local
practices (Charpin 2004a: 151–2).44
Samsi-Addu also journeys to Akkad, and, in one inscription, is called the king
of Akkad (Charpin 1984: 44–5). In fact the land that was once Akkad fell within
the purview of Eshnunna and Babylon, and Samsi-Addu’s trip there seems to
have been made in the context of a peace treaty contracted with Eshnunna after
a great war (Charpin 2004a: 162). It should therefore be seen not so much as a
pilgrimage to an ancestral place or ideological homeland, but, depending on the
contents of the treaty, as a journey to a meeting for the ratification of the pact
itself, as Charpin (2004a: 163) has suggested. It need imply little about Samsi-
Addu’s origins or self-image. As for the title, if there was any sense that Samsi-
Addu was indeed heir to Akkad or thought himself so, or was even merely from
that region (let alone that anyone else viewed his kingdom as Akkad), it seems
likely that this title would have been used frequently rather than in a single
instance on a votive object.
And here is where the ideological discrepancies in academic frameworks
become apparent, because, interestingly, the title “King of Akkad” is also attrib-
uted to Zimri-Lim at least once (Durand 1998: 484, letter 732), and if this is to be
explained away as not a literal situation but a reference, say, to the settled compo-
nent of his kingdom in the Ah Purattim, that is, the banks of the Euphrates river
(Fleming 2004: 162), or, as Heimpel (2003: 23) prefers it, to the “palatial culture”
of the far south,45 surely the same is just as likely to be true of Samsi-Addu?
I dwell on this subject because these references are the mainstay of the argu-
ment that Samsi-Addu’s situation in life was qualitatively different from that of
Zimri-Lim (Fleming 2004: 161–2). There is one other regard in which these two
kings are seen to have been at variance, and that is in their relationships to pasto-
ralists and what that means for the sociopolitical worlds they inhabited. This is
a complex question, the answer to which lies partly in the nature of the archives,
which are overwhelmingly the documents of Zimri-Lim’s reign,46 partly in the

44 Charpin indeed notes throughout his discussion of Samsi-Addu this tendency to invoke
local authority through a variety of means. Cf. Eidem 2000: 256.
45 Perhaps harking back to Margueron’s (1982) understanding of Mari in the third millen-
nium as a southern implant.
46 We have little understanding of the grounds on which his predecessors’ texts were selected
for preservation, so cannot predict what aspects of the earlier archives are adequately rep-
resented and what not.
The Problem with Pastoralists
p 35

nature of the relationship each king had to the place of the archives, Mari, and
partly with the particular problems they faced. Samsi-Addu was concerned with
the administration of a vast area comprised of independent major powers, petty
kinglets, and mobile populations, all distributed over a mosaic of river valleys,
rain-fed plains, dry steppes, and deserts. Zimri-Lim’s territory, no matter what
his ambitions, was rather more restricted to the Euphrates zone from Mari to
Tuttul (Tell Bi’a) and its steppic environment, and much of his attention was
directed toward keeping that intact (Eidem 2000: 256). But really the answer
is both short and simple. This was not Samsi-Addu’s place, and these were not
Samsi-Addu’s people.
Whatever picture the texts convey of interaction between the Addus, father
and son, and the local pastoralist population will therefore be markedly dif-
ferent from the picture that would emerge from the family’s own archives at
Ekallatum. The texts from Tell Leilan (ancient Shubat Enlil) postdate the period
of the Mari archives and so offer us little about Samsi-Addu in any case (Eidem
2000); but even here, as an appropriated place, the relationship would not par-
allel that of Zimri-Lim with his constituency, who could claim not only prior
heritage at Mari, but who was in every way a homegrown boy. Nevertheless,
the matter of Samsi-Addu’s census (Durand 1998: 337–47) is informative. This
must have been a vast undertaking, since the three points of the triangle that
formed the kingdom of Upper Mesopotamia – Ekallatum, Mari, and Shubat
Enlil – were to register the mobile contingents that fell within the polity, prob-
ably in order to have them swear an oath of fealty. Those groups, however,
belonged to a number of other polities, both as members of kingdoms that had
been incorporated by Samsi-Addu and as members of polities bordering the
kingdom of Upper Mesopotamia but that moved within that region as part of
their seasonal migrations. The letters on the topic show that Samsi-Addu and
Yasmah-Addu administer pastoralists, may even be able to command them, and
certainly have a greater connection with the Yaminites than the Simalites, but
they seem to have no deep affiliation with/affection for any of these groups,
although Samsi-Addu does elsewhere wax nostalgic for the outdoor life. They
are aware that their control of at least some of the pastoralists in their territory
is highly tenuous, if the letter from Samsi-Addu to Yasmah-Addu is anything
to go by. The father warns his son not to count the Yaminites because then
the Rabeeans will be angry and they won’t go home (Durand 1998: 342, letter
641). In another such letter (Durand 1998: 345, letter 644) Samsi-Addu himself
confesses he has not counted the Hana because they “showed repugnance to
the idea.” There are several issues implicit in this situation. Since the census is
understood as prior to an oath of fealty, presumably being counted implies alle-
giance to Samsi-Addu, and this is unacceptable to those who may be within his
territory but whose affiliations lie elsewhere. It also reflects the delicate balance
that the ruler had to maintain, not because one pastoralist group was inimical
36
P Mobile Pastoralism

to another but because in a time of hostility – such as that created by an expan-


sionist king who has conquered a number of smaller polities and who is in turn
faced with being gobbled up by other, equally expansionist powers – resources
might be depleted and normal movements impeded, so that competition would
be intensified and one’s peers thus sensitive to the slightest intimation that one
had designs upon their territory.
Ultimately, however, this sense of separation between Samsi-Addu and
the mobile component that appears in the Mari texts of his time is, I think,
because Samsi-Addu’s people are the Numha,47 who with the Yamutbal formed
something of an eastern counterpart to the Yaminite/Simalite duality of the
west (Heimpel 2003: 18; Durand 2004: 134–5), with a zone of overlap midway
between the Tigris and Euphrates. They are therefore not present as the active
base in the discourse between Yasmah-Addu and his father, which concerns pri-
marily the western part of the Kingdom of the Upper Euphrates, and they are
not present in the titulary of Samsi-Addu because his grandiose political ambi-
tion transcends the kind of localized polity that is Zimri-Lim’s fate. Such ambi-
tion does not in itself make Samsi-Addu less of a pastoralist. It merely makes
pastoralism one of many other concerns. Samsi-Addu is king of several places
and several groups of Hana.
Differences between Samsi-Addu and Zimri-Lim – their situation and the
organization of their constituencies, as well as differences between the various
mobile and sedentary groups with whom they are associated – are therefore
not differences of kind, but differences of, on the one hand, visibility, and, on
the other (to a lesser extent), degree. The essential point is this: the Mari let-
ters as now understood reveal multiple and interlocking sets of relationships
between groups and individuals, lifestyles, and subsistence practices that cer-
tainly transcend space, albeit their relationship to time is not especially visible
in the fourteen-odd years covered by the archive. In this light, then, the very
task of sorting out who is a pastoralist, who an Amorrite, who really a town
dweller, and who a king rather than a tribal chief, is an exercise in frustration,
and moreover rather misses the point. The Old Babylonian texts represent a
complex network of connections and identities that should defy categorization;
in a world were mobility is a major factor, those networks allow the group to
persist. Fleming (2004: 24) captures the situation well when he says that the
Mari team (and, I would add, his own work) have shown that “far from being
set in irrevocable opposition as nomads and townspeople, or even in comple-
mentary opposition, this large group considered itself part of one social fabric,

47 See Chapter 4 for a discussion of the evidence that Samsi-Addu was a Numha. Durand and
Guichard (1997: 64) see the Numha as a Simalite group located in the northeast but related
to Hammurabi of Babylon, while Fleming (2004: 10) states that at the time of Zimri-Lim
the Numha were the constituent population of the kingdom of Kurda and not part of the
Yaminite/Simalite construct.
The Problem with Pastoralists
p 37

divided not by mode of life or place of residence, but according to traditional


associations of kin.”
Several issues that emerge from the above discussion are in desperate need
of further scrutiny: the very idea of “tribe,” which has been roundly rejected
within many branches of anthropology, yet is reemerging in many quite vary-
ing contexts48 with no further theorization than what was accomplished (and
then abandoned) in the evolutionary frameworks of the twentieth century; the
slippage that has occurred between tribalism and pastoralism whereby they are
now virtually synonymous to many users; the relationship between this form
of organization and what we call the state; whether “forms” of organization are
in any case useful heuristic devices; the applicability of notions of either tribe
or state, however they are defined, to the ancient evidence; the different intel-
lectual traditions from which these notions are derived; the nature of the evi-
dence itself, archaeological and textual, and the methodologies used to retrieve
it. I touch on all of them in this book but focus on only two: the interlocking
complex of structure, discourse, and practice vested in kinship, religion, and the
dead, which allows for groups spread over time and space to maintain cohesion
and identity; and the interlocking complex of structure, discourse, and prac-
tice – in this case the construction of intellectual history, in the service of an
actual historical situation – that created, and continues to create, separation.
Fleming’s expression of the fact that kinship is the unifying feature of the
variously named and located groups that populate the documents of the Mari
archive can be extended much further. Durand (2004: 184) states that in the
Old Babylonian period (or the first third of the second millennium BCE) every-
one belonged to a tribe, and, within that, a clan, whether one is speaking of
Mari or the Akkadians, the heartlands of southern Mesopotamia or the Jebel
Sinjar. With this I also agree (with terminological reservations), but would go
further still and argue that everyone in the ancient world (at least until the end
of my remit at 1500 BCE) was so situated. The fact that this is not immedi-
ately apparent is the product of two intersecting tangents: the historical and the
anthropological–archaeological. From this last comes the deeply ingrained idea
that kinship was superseded by the state, and therefore when we see such clear
evidence of kinship it must derive from that form of organization of which it is
the defining characteristic, tribalism; and if tribalism is present within the state
after it has long been superseded, then it can only have arrived there from some-
where else. And history has the answer: the Amorrites. These tribal characteris-
tics must have been brought in from elsewhere to become mingled with the civil
attachments that modern political theory demands of the state. Even among
Mari scholars there remains a true Rowtonian dimorphism, where tribes exist

48 I cite as a representative, but somewhat random, sample the following: Parkinson 2002;
Galaty 2002; various entries in Otto et al. 2006; Cooper 2006; Schulting n.d.
38
P Mobile Pastoralism

within states at the same time as the state, in the person of the king, is a mem-
ber of the tribe. It all boils down to a single factor that overcomplicates these
and other relationships for me: the conflation of social interactions/identities
with political organization under the rubric “tribe.” Extract the political from
the equation once and for all and it becomes clear that many of the dualities
and oppositions that persist readily disappear.
To do this, however, requires some examination of the anthropological (and
to a lesser extent, sociological) materials on which fundamental ideas about the
relationships between kinship, tribe, and state are based. The starting point is
of necessity anthropological archaeology as the dominant form of discourse in
the American practice of Mesopotamian and Syrian archaeology. A modified
version of evolutionary archaeology, itself now so thoroughly critiqued (Yoffee
2005; Liverani 2006; Pauketat 2007) that it would be redundant to comment
further here, anthropological archaeology in essence replaced the state as the
central topic of concern49 with the rubric “complex society,” in recognition of
the bankruptcy of the stage typologies of the past. And yet there is sometimes
little difference between this approach and that of earlier work on state forma-
tion. If the “city-state” remains a reified form imbued with “historical inevitabil-
ity” (A. T. Smith 2003: 96, on Yoffee 1997) and is repeatedly used in reference to
the southern Mesopotamian polity, anthropological archaeologists still speak
of chiefdoms (Pauketat 2007: 4) as the pre-state form of polity visible in the
Near East (Stein 2001b; Matthews 2003) – and the chiefdom is simply but one
form, an evolutionary higher form, of the tribe. More worrisome, though, is
the fact that the tribe is increasingly described as that form of polity in place
in at least parts of the north (L. Cooper 2006) long after the state has been
established elsewhere – so much so that there now seems to be emerging a dis-
tinct “Syrian model” of sociopolitical organization (Steinkeller 1999a: 300;
Schloen 2001: 268; Stein 2004; Oates and Oates 2006a: 410; Peltenburg 2007/8;
Nishiaki 2010; Fuji and Adachi 2010; see Porter 2010a for a summary). In this
model, the autocracy that is understood from the ancient record as the basic
political system of the north, where the king had almost total control over both
resources and people, is seen as having emerged from an essentially tribal back-
ground rooted in systems of kinship and descent that in turn correlates in some
way with pastoralism as a necessary exploitation of the open steppes of that
region (and see also Klengel 1992; van Driel 2000; Stein 2004; L. Cooper 2006;
Lyonnet 2009). In contrast, in this view, the sociopolitical organization of the
south derived in one way or another from the entrenchment of sedentary farm-
ing there, where the population was distributed across villages small enough
to facilitate face-to-face interaction (Stone 2007: 221) as the basis of decision
­making. Mesopotamian sociopolitical organization, then, was communal

49 See Rothman 2004 for an overview of this change and Ur 2010 for an example.
The Problem with Pastoralists
p 39

in origin (Steinkeller 1999a). The difference between north and south in this
framework is clearly related to the long-standing academic tradition that the
particularities of the landscapes in each place must have something to do with
the shape of their development (Adams 1981; Stein 1994a, 1994b; Renger 1995:
281; van Driel 2000; Rothman 2004; Wilkinson et al. 2007), especially in terms
of those two outcomes that had such a profound impact on subsequent human
history: urbanism and state formation.
Moreover, even if the ancient state is distinguished from the modern by
labels such as archaic (Feinman and Marcus 1998), segmentary (Southall 1988;
Frangipane 2001: 315; Stephen and Peltenburg 2002; Parkes 2003), incipient,
nascent, or transitional (Trigger 2003), or replaced by the term “polity,” the
understandings that dominate this archaeological discourse, including very
recent treatments, are in fact modern ones, applied to and not derived from,
the ancient world; and the influence of Weber, profound in adducing the state,
is little abated (see, for example, Ur 2010). Weber (1978: 54–6) defined the state
by certain criteria: monopoly of control over the means of violence; authority
based in legality rather than tradition; an administrative system, that is, bureau­
cracy, to execute its requirements; sovereign territorial boundaries; and class
rather than kinship as the basis of social as well as political functioning. These
parameters translate into the dominant reconstructions of the ancient Near
Eastern polity in two different ways.
One way is in archaeological focus – certain topics are deeply embedded in this
formulation and are very prominent because of it, especially the study of cylin-
der seals and sealings (Pittman 2001; Reichel 2002; Mazzoni 2006; Rothman
2007; Frangipane 2007). Seals and sealings constitute administrative technol-
ogy and therefore their presence is widely accepted as indicative of the presence
of bureaucracy. Bureaucracy is one of the most fundamental characteristics of
the Weberian state – or, in current parlance, complex society. This remains the
case despite the fact that seals were used as early as the sixth millennium in con-
texts that few would argue approach a state (Akkermans and Duistermaat 1997;
Rothman 2007: 242; Ur 2010) and that the conceptual difference between the
functions of a stamp and a cylinder seal is small (the technological and icono-
graphic differences are another matter).
The other way is less direct, but equally pervasive: the elision between the
Weberian state and the currency of complex society, “the elite.” The state is seen
as somehow separate from its members: it is that which governs them from
above. A monolithic actor that operates with complete autonomy, the elite in
the Mesopotamian/Syrian world is self-sequestered from the subordinate pop-
ulation it controls. The utter dominance and autonomy of the elite come from
its control of the means of violence, to which is added control of ideology as
another form of hegemony (Pollock and Bernbeck 2000: 151); class segregates
the population into those with power and those without, again contributing
40
P Mobile Pastoralism

to the autonomy and authority of the elite; and the check to this that the cen-
trifugal pull of kinship would bring to bear in dispersing the interests and
allegiances of its members to a network of other interactions is absent. In a
form of rational-choice theory, all actions taken by the state/elite are in self-
aggrandizement – to get and keep control (Baines and Yoffee 1998); similarly
in history-based research, where the term “kingdom” rather than “state” usu-
ally pertains. There is no question, however, that the kingdom’s nature parallels
that of the state in anthropological archaeology: the kingdom is in essence a
political autocracy derived from intense, yet very simple, social hierarchy (Archi
1982, 2006; Dolce 1998). A small elite – the royal family and their entourage –
dominate an undifferentiated subordinate mass, especially through the control
of luxury goods.
A general discomfort with the lack of fit between the evidence and this model
(and its equal lack of explanatory power) has led to the proliferation of alterna-
tive approaches, which are nevertheless essentially variations on the Weberian
theme rather than radical reenvisionings of the idea of the state. Adam Smith
(2003: 11–12), for example, is concerned with “the production, maintenance
and overthrow of sovereign authority” and assumes that early complex polities
are “predicated on radical social inequality, legitimated in reference to endur-
ing representations of order and vested in robust institutions of centralized
governance” (Smith 2003: 30). Lisa Cooper (2006) understands archaeological
indications of decentralization (themselves poorly theorized) as synonymous
with lack of complexity, because the state is itself the centralized control of all
its functions. Ergo decentralization equals tribalism.
And even though now it is widely recognized that certain elements of Weber’s
formulation are problematic or inapplicable to the ancient polity, in all these
constructs, rather than concentrating on how people experienced and under-
stood their lives, the focus instead is on the organizational frames in which they
lived them. This focus (and where organization is perilously similar to form)
derives from the implicit sense that the groups, status, or situation into which
people are organized, or to which they are allocated, conditions the nature of
their existence, and this in turn is a further legacy of the writings of Weber
(Pierson 1996: 7). The end result of all this is ultimately a problem of agency:
only the elite have it. This view of the world is encapsulated by statements such
as that of Bretschneider (2007: 11): “If we consider the spatial organization,
architectural implantation and structure of a city as the result of human inter-
action, then we are dealing in the first place with patterns of relationship and
strategies of action of the socially and economically higher classes, i.e. the elite.
It is after all the needs and aspirations of the powerful that monumentality
must fulfill.”
Agency and practice, whatever versions one subscribes to (Dobres and Robb
2000 provides a variety), are not just passing trends in social theory but the
The Problem with Pastoralists
p 41

enduring recognition that the actions of all people, insignificant as they might
be, are yet consequential because they all, past and present, make up the world
in which each person acts, thinks, believes, and simply is (Porter 2010b). Such
pronouncements as that above take no account of the complexity of human
interactions nor of the possibilities of a dialectic of control, where every human
being has some form of, or access to, power (Giddens 1984). As important, it
fails to recognize the fact that in any world, power is vested in multiple, heter-
archical, groups (albeit different kinds of power), while in the ancient world it
was also vested in multiple beings – specifically, the dead and the divine, the lat-
ter a denomination that includes more entities than the gods alone (Pongratz-
Leisten 2011). While many Near Eastern anthropological archaeologists are
reluctant to engage with this idea, because they suppose it to fall within the
realm of the cognitive, and therefore the immaterial, this is hardly the case. At
the most basic level of analysis, the dead are present in burials, the gods in archi-
tecture and objects. Even when problematized, and the role of otherworldly
beings included as in Baines’s and Yoffee’s 1998 study of “order, legitimacy and
wealth” in Egypt and Mesopotamia, the Weberian underpinnings of this work
still result in a monocular view whereby the elite are the sole subject of consider-
ation. How those who fulfill the offices of rule are constituted by their situation
within a larger system, and how their actions are enabled and constrained by
the actions of others, remain unexamined.
The debt to Weber is explicit, and the underpinnings ultimately the same,
in David Schloen’s “patrimonial household model” (2001). Running parallel
to the “tribal model” but mercifully avoiding its terminological quagmire, the
patrimonial household (or the “house of the father”) is argued to be both the
fundamental structure of Near Eastern society and the model on which social
and political relationships were built. Yet while I find myself in some sympathy
with Schloen’s (2001: 255) basic proposition that “familiar household relation-
ships provided the pattern not only for governmental authority and obedience
but also for the organization of production and consumption and for the inte-
gration of the gods with human society,” and agree that there is little reality to
the dualities so commonly held in Near Eastern studies between public and pri-
vate, urban and rural, state and subject (Schloen 2001: 51), this model neverthe-
less carries its own hazards. Schloen ultimately duplicates the same hierarchical
and authoritarian structure as any positivist archaeologist in his understanding
of the household, despite the presentation of the model in a sophisticated and
insightful theoretical frame.
One of the key problems lies in Schloen’s conceptualization of the ­household
as highly authoritarian and only vertically, and not also horizontally, ­integrated.
The ubiquitous use of relationship terminology such as father, son, brother,
master, and slave to represent interactions between people on multiple levels
that Schloen asserts frequently as evidence of the applicability of the model
42
P Mobile Pastoralism

is both more concrete and more organically embedded than simply a repre-
sentation of how things worked, “because alternative conceptions of social
hierarchy were not readily available” (Schloen 2001: 255). They are also more
complex than he allows, for the deployment of such terminologies is very fre-
quently the product of an actual, if socially constructed (Porter 2009a: 218),
kinship that is as valid as any biologically engendered relationship, even when
such kinship includes beings on other planes of existence. This is no mere ideo-
logical construct but the very real “native understanding” that Schloen extols.
Kinship could be, and very often was, created for social, economic, and polit-
ical reasons, and it was done through duplicating idioms of blood – sacrifice
and incorporation into the ancestral (familial) group through the assumption
of responsibility for funerary and post-funerary mortuary traditions (Foxvog
1980; Porter 2000, 2002a, 2002b), sometimes executed together (Durand 2004,
2005; Durand and Guichard 1997).
So here, too, the role of the subordinate is merely to do the master’s bid-
ding; and yet relationships configured through kinship work in a multiplicity
of directions and on a multiplicity of levels that produce a dialectic whereby
no member of the kin-group, ruling elite or otherwise, is unconstrained by the
desires, actions, and existence of the others. What happens at the top, whether
in tension with, in outright opposition to, or conformity with, those below, is
as much a product of the nature of the bottom as it is the self-determination
of the elite. For all “subjects are active elements in the reproduction of their
authority” (Smith 2003: 155) – so much so that the very idea of top and bot-
tom, elite and subordinate, becomes a gross distortion of the complexity of the
social group. Such times as when authoritarian power is so complete and so
oppressive that that dialectic is not in evidence are, as recent history has shown,
ultimately short-lived.
The evidence speaks to something else again: a different set of practices, pro-
cesses, and structures that constitute the polity, rendering it “complex” indeed,
even if I would reject the use of that word in anthropological archaeology.
Theoretical archaeology needs to address this specifically – not by simply shift-
ing the discussion to another subject, but by examining anew the very notion of
the polity. The considerations of power that have come to replace discussions of
the state, while valuable in and of themselves, do not challenge the fundamen-
tal definitions that still pervade empirical studies in several regions – specifi-
cally in the ancient Near East. In a self-perpetuating circularity, new theoretical
work builds on evidence that is erroneously adduced in the first place. However,
there is another (and to me more cogent) reason not to abandon theoretical dis-
cussions of the state, and that is the fact that the state itself is still the defining
political structure of the modern and hypermodern world, even as the state is
itself challenged by alternative sociopolitical constructs and practices of power
(Gledhill 2000). Study of the ancient state has a role to play beyond highlighting
The Problem with Pastoralists
p 43

that which is new about modernity (Anderson 1974a, 1974b; Giddens 1981,
1987; Mann 1986). It offers us ways to think about these alternative and sub-
state powers, many of which are understood to be based in traditional if not
archaic ways of being, as well as ways to think about what the state could, even
should, look like in the future. But these ends cannot be accomplished if the
ancient state is not properly comprehended in its own terms, as encompassing
a complete entity – all those who lived within it, not just those who appear to
have controlled and run it.
Continuing for the moment the discussion of pitfalls, yet another of these,
more immediate to my purpose, is vested in the synchronic analyses that char-
acterize recent theoretical discussions of power. Synchronic studies, especially
comparative works (such as Trigger 2003) that seek to expose conformity and
regularity rather than variability (Stein 1998, 2005b), run the risk of falling into
exactly the same traps as earlier anthropology by losing sight of both the histor-
ical specificity of how things work and the historical processes (Webster 1997:
324–5; Pauketat 2007; Boivin 2008) that give rise to them, often working at a
level of generalization in both time and space that obscures fundamental diver-
gences within the deployed examples that prove critical to understanding both
theoretical and empirical problems (contra Renger 1995: 270).
This is evident in two examples discussed by both A. T. Smith (2003) and
Yoffee (2005), the resolution of which would fundamentally alter the outcomes
of their analyses. Both writers use materials from the Old Babylonian period
in southern Mesopotamia to reveal greater complexity50 and diversity in the
Mesopotamian world than is commonly portrayed (a view I certainly endorse) –
Yoffee as a discrete chronological and sociocultural entity across space in
southern Mesopotamia; Smith as interwoven with the preceding Ur III period
within a single space, the city of Ur. But a critical question is the relationship
between the production of the material and epigraphic record and the situa-
tion that defines the Old Babylonian period, the emergence of a new political
authority: the Amorrites (Stone 2002). Thought to have entered Mesopotamia
at the end of the third millennium and contributing to, if not causing, the
widespread collapse both of urban settlement in the north and of the empire
of the Third Dynasty of Ur in the south (Van de Mieroop 2004; Jahn 2007),
the Amorrites are almost always assumed to have adopted Mesopotamian cul-
ture – including administrative structures and political practices – lock, stock,
and barrel. Yet any bits of evidence not in accord with established understand-
ings of what is Mesopotamian are attributed to the culture of the invaders.
Neither Smith nor Yoffee questions this situation, which suggests that they
see the features they describe as entirely indigenous. But for many writers, cer-
tain aspects of sociopolitical organization and practice in evidence in the Old

50 In the original, not archaeological, sense of the word.


44
P Mobile Pastoralism

Babylonian period – multiple and parallel systems of authority, such as wards,


assemblies, and elders (Seri 2005); the relationship of such systems of authority
to corporate political behavior; the kin basis of substate social organization –
might all be considered “tribal” and therefore unique to the Amorrites as well
as intimately tied to their nomadic nature. Given the deep-seated belief that
southern Mesopotamia is anything but tribal, while the north is increasingly
seen as just that, it is hardly surprising that Syrian origins for the Amorrites are
increasingly postulated (Weiss and Courty 1993; Charpin 2003; Lyonnet 2009;
cf. Porter 2007a).
Equally central as conceptions of the state, therefore, but far more prob-
lematic in its use and misuse, is the notion of “the tribe” that is beginning to
reemerge in a range of archaeological contexts. While applied to those societies
not sufficiently developed to warrant the designation of “complex,” the word
“tribe” is itself the epitome of complexity. It is so complicated that it is virtu-
ally indefinable, yet its common usage is such that it would seem that every-
one knows exactly what it means, and it might be assumed that it is a word
even better understood in its technical and analytical contexts within anthro-
pology. After all, anthropology as a discipline originated in the study of the
tribe (Kuper 1988). But in fact anthropology does not hold any special privilege
here, in large part because it has given up thinking reflexively in terms of the
tribe for a number of reasons, not least because anthropologists were simply
unable to come up with consensus on a working definition of it that was not
fraught with controversy (e.g., Mafeje 1971; Colson 1986: 5). This was because,
despite long-standing academic tradition, there was/is no one set of common
features derivable from multiple ethnographic examples that can give rise to a
core meaning of this label. In addition, the word “tribe” has been abandoned in
studies especially of Africa, because of certainly pejorative, if not outright racist,
implications (Southall 1970; Ekeh 1990; Lentz 1995). It was so fundamental to
colonialist discourse as the devaluing of “the other” that it could not be used as
an academic designation without perpetuating this practice (Peletz 1995: 345),
although neither anthropologists, archaeologists, nor political scientists (such
as Tapper 1979; Khoury and Kostner 1990; Salzmann 2008b) working in the
Middle East seem to have had any such qualms.
On the other hand, the use of the term “complex” to describe ancient society
has given rise to a set of value judgments that are as pejorative and hegemonic
as any implicit in the idea of tribe, because although only one term is used,
it still denotes a binary opposition embedded in a Western teleology in which
increased complexity is more like “us” and, what is more, undeniably better.
Whatever language is used – be it tribe and state, or complex and (ipso facto)
simple/noncomplex society – there is no evolutionary relationship between
these entities. In fact, I will go much further: tribe and state are not even similar
The Problem with Pastoralists
p 45

categories. They may not be likened to two varieties of oranges, they are not
even two kinds of fruit. Rather, they are a fruit and a vegetable. Whether in the
various theoretical frameworks of academics or in practical diplomacy, what
the tribe is, how it works, and what its history is, are seriously misapprehended.
And where the task has gone off the rails is in understanding the tribe as a set
of political structures, or as a set of social structures that operate in lieu of, or
as if they were, political structures.
This situation, particularly insidious in terms of mobile pastoralists
(Khazanov 1984: 151; Fleming 2004: 206, n. 33), goes back to the origins of
anthropology and the role it played as a handmaiden of colonialism. The search
for functional principles and a comprehensive definition of the tribe has tra­
ditionally been vested in figuring out how tribes maintain stability and order
in the absence of the institutions of rule that the West (Gledhill 2000; Carsten
2004: 10) – especially as it was embodied in academic researchers working as
tools of the colonial powers (Richards 1960; Trigger 1996) – recognizes as essen-
tial for those tasks.
One of the first ethnographic works, Lewis Henry Morgan’s (1985 [first pub-
lished 1877]) description of the North American Iroquois in the 1870s, showed
how kinship in primitive societies provided order in the absence of recogniz-
able forms of government, by establishing a set of obligations for members of
the group according to relationships created by birth. This issue became the
guiding question for E. Evans-Pritchard in the 1930s, in his study of the Nuer
of the Sudan. Evans-Pritchard observed structural patterns in the social rela-
tionships of the Nuer, based in descent groups, that in succeeding decades have
come for many to answer the question of how all such groups around the world
and throughout time – all simple societies – form political organization and
maintain order (Parkinson 2002). Evans-Pritchard believed that segmentary
structures inhibited the development of social hierarchies so as to prevent one
lineage from accumulating power at the expense of others, thus not merely pro-
moting, but ensuring, egalitarianism (Gledhill 2000: 2) and simplicity, because it
is in differentials of power and wealth that complexity is achieved.
From the beginning, then, attempts to understand the political formations
of non-Western societies were framed in terms of contrasts to the state, espe-
cially the Weberian state, and nowhere more so than in archaeology. Pregnant
still with the functional/structural implications of the groundbreaking work
of Evans-Pritchard, Fortes, and other anthropologists of the 1930s through
the 1950s, and hijacked by the neo-evolutionists of the sixties through eight-
ies, archaeological treatments of the tribe have progressed little from the early
days of neo-evolutionary theory, when the tribe was understood as a level of
­organization – that is, an early stage in the development of civilization through
which human societies passed on their way to their ultimate goal, the state – or
46
P Mobile Pastoralism

as a type of organization – the kin-based, segmentarily structured social system


as developed by Evans-Pritchard.51
In reaction, nonevolutionists in anthropology and political theory proposed
the tribe as an artificial formation in reaction to modern history (Fried 1968,
1975; Lonsdale 1977; Hobsbawm and Ranger 1983;52 Colson 1986), created by
colonial powers as a tool of administration or by indigenous peoples as a reac-
tion to colonialism, and as having, therefore, no indigenous reality. There is
good evidence in certain times and places to support this position, particularly
in regard to those situations in which the tribe seems to function as a politi-
cal system, but it is not universal. Nor should the significance of the tribe be
­delegitimized as an instrumentalist invention,53 for this is ultimately counter-
productive. To deny the authenticity of the tribe because its definition is incor-
rect or inappropriate is to deny not just whole avenues of analysis, but what is
in fact a social reality for large numbers of people (Friedman 1975, 1996; Mauzé
1997), whether that reality was attributed or appropriated, constructed or pri-
mordial, recent or ancient, indigenous or exogenous. Just as the debate over the
reality of segmentary lineage theory has obscured the significance of indige-
nous practices (Salzman 1978b, 1999), so a focus on “invention,” while offering
insight on one level, can impede investigation of the outcome of that invention,
for the invention itself assumes a meaningful and forceful (if impalpable role)
in self-definition and/or its definition by others. The invention itself becomes a
factor of agency and history.
All these views have a common characteristic: the tribe is understood as
something less than – and other than – the state, and is invariably associated
with preindustrial forms of economy such as swidden agriculture and mobile
pastoralism. It is considered traditional, if not outright regressive, in social and
cultural terms. In contrast to the state, which has borders, the tribe has no true
territorial definition but is nevertheless a “bounded autonomous political unit”
(Colson 1986: 5). It is formed by blood ties and sentiments of affinity, whereas
membership in the state is elective and maintained by sentiments of national-
ism: the former are “real” and biological at root; the latter “imagined,” created,
and subscribed to voluntarily.
Much is made of this idea of an “imagined” unity, initially proposed by
Benedict Anderson (1991 [first published 1983]). It is what transcends the bio-
logical determinism of the tribe and its inherent propensity to conflict and, in
elevating the notion of the state to a conceptual level, an intellectual construct,

51 Although the first description of a segmentary system is attributed to W. Robertson Smith


(Meeker 2005: 81).
52 Subsequently reconsidered in Ranger 1993.
53 Where the tribe, in the same way as ethnicity, is a creation of those who would manipulate
group allegiance for their own political ends. Lentz 1995 summarizes the various scholars
who have taken this position.
The Problem with Pastoralists
p 47

ennobles it. But this dichotomy is false. The social structures, ideologies, and
practices that are taken to characterize the tribe are as much imagined as any
idea of the civic community embodied in ideas of the state. This is the essence
of kinship. Kinship constructs are imagined in that they are carried in the social
knowledge of the person across vast distances of time and space, and, as well, in
that the basis of the social relationships founded in kinship are as often what is
increasingly termed “fictional”54 as biological. Kinship, rather than being a mal-
adapted and necessarily closed system, is extraordinarily malleable and elastic.
Indeed, ideas of kinship have changed radically since the earlier years of
anthropological practice, when the focus was on sorting out indigenous kin-
ship labels and classificatory systems. Kinship is now understood in “terms of
social relations among variably situated actors engaged in the practice of social
reproduction” (Peletz 1995: 366) and as multidimensional. Yet while terms such
as “kin-based,” “lineage,” and “descent” are increasingly redeployed in describ-
ing and interpreting the origins of the early polity (Peltenburg 1999; Porter
2002a; Lisa Cooper 2006) and are a large part of the reason academic discourse
is returning to the tribe as a descriptor, it is necessary to remember that these
are purely academic constructs with a particular history of their own, a history
that has produced and reproduced not only the modern world, comprised of
unequal sociopolitical relations between tribe and state, but those we read into
the ancient record as well. It is therefore important to understand exactly what
these terms mean now and what they have meant in the past.
The centrality of kinship to anthropology as a discipline goes back, again, to
Morgan (1966 [1871]; 1985 [1877]), who was concerned with the role of descent
and kinship terminology in the evolution of social organization. Foreshadowing
the work of Evans-Pritchard and Fortes (Fortes 1969: 4, 17), Morgan and his
contemporaries, Maine (1986 [1861]) and McLennan (1970 [1865]), all argued
aspects of the idea that extended familial ties provided both the organizing
principle of primitive societies and the means of integrating individuals into
political communities or corporations. These bonds were seen as chronologi­
cally prior to territorial attachment and provided ways of attributing group
membership on the basis of descent (Verdon 1980: 129–30; Kuper 1982: 73–4).
The ensuing debate revolved around the existence of primitive communism,
whether maternal or paternal descent took precedence, and whether territo-
rial ties were more determinative than kin ones (Swanton 1905; Goldenweiser
1910, 1914; Rivers 1924). It was with the establishment of field research as the
central activity of the British school of social anthropology under the auspices
of Malinowski and Radcliffe-Brown that the topic of kinship took on such a
significant dimension and a particular role as a means of analysis, because the

54 Although see Porter 2009a: 218 for an argument as to why the term “socially constructed”
is to be preferred.
48
P Mobile Pastoralism

theoretical concepts of earlier times could be assessed in the detailed study of


practices of living groups (Kuper 1973, 1988; Holy 1996: 2). Radcliffe-Brown in
particular took the central aspect of Morgan’s work to be the recognition of a
synchronic system of kinship relations expressed in terminological classifica-
tions (Fortes 1969: 27–8) and went on to develop concepts of kinship as the
regulation of patterns of interaction between people (Radcliffe-Brown 1930/31)
and as the regulation of transmission of rights through succession (Radcliffe-
Brown 1935). Thus the focus passed from the evolutionary sequences of Maine
and Morgan to the synchronic studies of actual “primitive” groups (much as is
now occurring in archaeological contexts), with very specific outcomes. But the
lack of historical depth in these studies obscured certain salient factors, nota-
bly variability in practice and organization over time, so that how these groups
appeared at the time they were encountered came to be understood both as how
they always had been and as how indeed they were supposed to be.
Some of the most influential descriptions of specific kinship systems and
structures were provided by Evans-Pritchard in his study of the Nuer (1969
[1940]; 1956,) and Meyer Fortes (1945, 1949) for the Tallensi, both of whom
distinguished the public domain of kin systems from the domestic, thereby
bringing the connection between kin relations and political organization to the
fore (Fortes 1969: 72). These two spheres, the public and the domestic, were in
general characterized by the different ways kin structures operated. The domes-
tic sphere was identified by horizontal ties linking members of the community;
the public, by vertical ones. That is, horizontal linkages relate to the individ-
ual, and the living people to whom the individual is connected by blood and
marriage, forming groups of “kindred.” Holy (1996) depicts kinship as a series
of concentric circles with ego, or the individual, at the center, and outer-circle
kin relations increasingly distant. But as every ego is potentially a member of a
number of different kindreds, and different kindreds overlap, this type of struc-
ture does not provide for group integration and group boundedness, nor does
it provide for a satisfactory means of analysis (Holy 1996: 40–42). Marriage can
render the group boundless by establishing so many kin connections with exter-
nal groups (Schneider 1967: 66; Fortes 1969: 104) that webs of kinship “stretch
out indefinitely, and result in a kaleidoscopic fluidity of social relations” (Fortes
1969: 108).
This is actually a good thing, and highly relevant for understanding the nature
of interactions in ancient societies, but at the time it was considered extremely
problematic, because it was believed that, as membership of the social group
had to be delimited in some way, there was something missing in the ­construct.
Vertical linkages, on the other hand, were thought to provide all of the above –
integration, boundaries, and meaningful units of analyses – and these were
formed through systems of descent or genealogical relationships structured
through time rather than space. Membership in the group or corporation was
The Problem with Pastoralists
p 49

granted on the basis of the individual’s connection to a common ancestor. It


was considered that there were three ways in which to recognize membership
on the basis of descent: agnatic (patrilineal) descent traced through the father,
the father’s father, and so on; uterine (matrilineal) descent, from the daugh-
ter to the daughter’s daughter; and cognatic, using either male or female lines,
or a combination of both. Agnatic and uterine descent form unilineal descent
­systems; cognatic, multilinear ones (Holy 1996: 44).
But it was the development of segmentary lineage theory as proposed by
Evans-Pritchard in his study of the Nuer within the framework of structural
anthropology and as mediated by Aiden Southall (1970) that has proved per-
haps the most influential model of all, especially in the reemergence of the tribe
in archaeological discourse. Parkinson (2002: 7), for example, in attempting
to derive an operational definition for archaeological purposes, lists the four
attributes traditionally associated with the tribe: segmentation, the tendency
to entropy, the tribe as a bounded group, the tribe as a “transitional” political
form; and although this is not acknowledged, all four have their basis in a func-
tionalist view of kinship. Parkinson dismisses all but segmentation as falsely
derived from the synchronic limitations of traditional ethnographic practices,
yet segmentation has no more “reality” than any of the other factors. Although
now largely discredited or abandoned in much of anthropology (Holy 1979a,
1979b, 1996; Kuper 1982; Marx 2006), the debate on segmentary lineage theory
has nevertheless been extraordinarily powerful (Fortes 1979: vii) in determining
not only our understanding of tribes, but especially of mobile pastoralists (see,
for example, Bonte 1979; Digard 1990). No model is more ubiquitous than that
of Evans-Pritchard (in Service 1962, 1975; Goldschmidt 1979; Lancaster 1981;
Digard 1990; Maisels 1990; Salzman 1999, 2008a). Concepts such as the cen-
trality of the blood feud, group unity, and loyalty – the factors that are thought
to create innate and structural antipathies between tribes and “the outside
world” – also are heavily embedded in this debate.
In seeking to explain how a stateless society could operate in the absence of
obvious mechanisms of centralized leadership, Evans-Pritchard was ­influenced
both by Durkheim’s principles of mechanical and organic solidarity and by
Morgan’s evolutionary sequence, whereby primitive political systems were seen
as based on kinship, the state on territory, with the transition from one to the
other marked by an intervening stage that combined the two – although by the
time The Nuer was published, Evans-Pritchard had abandoned any diachronic
interests in favor of a synchronic sociology of the tribe wherein these three
types were coexistent (Kuper 1973: 109–10, 117–19, 1982: 82). The Nuer was a
conscious attempt to abstract structural principles of sociopolitical organiza-
tion from the actions of a tribal people, based upon the notion of the corpo-
rate group as first proposed by Morgan and transformed by Radcliffe-Brown.
But whereas for Radcliffe-Brown corporate descent groups were understood as
50
P Mobile Pastoralism

manifested in collective action and control of property, and in which people


were arranged in fixed social segments, to Evans-Pritchard it was the relation-
ship of such groups to other units in the larger political society that gave rise to
the organization of corporation. Two interconnected structures in Nuer orga-
nization were described: one was territorial and governed the allocation of resi-
dences and resources; the other, social (Evans-Pritchard 1969 [1940]: 122).
Evans-Pritchard’s use of territory may be understood as coresidence, or local-
ity, and as a circumscribed and defined body of land that represents the dimen-
sions of a political entity. Locality was integrated through the social structure of
agnatic descent, which equated with the political entity. The territorial system
was based around the tribe as the largest unit, but the tribe was in turn divided
into smaller, more cohesive sections, or segments. The social articulation of this
construction was the lineage system, which was also segmented, the largest sec-
tion being the dominant clan, or major lineage, which was progressively subdi-
vided until it reached the smallest section, or minimal lineage, which more or less
corresponded to the level of village community (Evans-Pritchard 1969 [1940]:
203). As the divisions were patrilinear units, the smaller the segment, the closer
the genealogical relationship, the more compact its territory, and the stronger
its “sentiment of unity” (Evans-Pritchard 1969 [1940]: 142–3). Small lineages
would combine to form larger ones in certain situations. The raison d’être for
this segmentary lineage system was “balanced opposition” wherein the differ-
ent sections operated only in opposition to other like sections. Sometimes all
members of a major lineage would identify themselves as one against another
major lineage; sometimes minor or minimal lineages might so cohere. In Evans-
Pritchard’s words, “Each segment is itself segmented and there is opposition
between its parts. The members of any segment unite for war against adjacent
segments of the same order and unite with these adjacent segments against
­larger sections” (Evans-Pritchard 1969 [1940]: 142); and “These fights between
tribal sections and the feuds that result from them, though based on a territo-
rial principle, are often represented in terms of lineages, since there is a close
relation between territorial segments and lineage segments, and Nuer habitu-
ally express social obligations in a kinship idiom. . . . This principle of segmen-
tation and the opposition between segments is the same in every section of the
tribe and extends beyond the tribe to relations between tribes” (Evans-Pritchard
1969 [1940]: 143).
Thus the segmentary lineage system was the major integrative force in social
organization even though it provided mechanisms of both fission and fusion.
The functioning of the system was primarily evident in cases of blood feud, for
“vengeance is the most binding obligation of paternal kinship and an epitome
of all its obligations” (Evans-Pritchard 1969 [1940]: 152). By the same token,
some means of maintaining social relationships through settlement of the feud
was required, particularly when feuding occurred within a village community,
The Problem with Pastoralists
p 51

and this could be achieved through the payment of blood-wealth and media-
tion. Blood feud was to become, and in many circles remains, one of the defin-
ing attributes of the tribe.
The first challenge to Evans-Pritchard’s theory of segmentary opposition,
which had rapidly come to be seen as diagnostic of all tribal, and certainly tribal
pastoral, groups, came initially from the results of fieldwork done in Oceania
and New Guinea, where it was found that lineage theory could not readily be
applied as an analytical tool to the sociopolitical organization of tribes in these
areas (Kuper 1982; Verdon 1980; Holy 1996). There were various problems, but
one of the most important for this discussion is that there seemed to be a vast
gulf between the rules of group membership as described by tribespeople and
the various ways individuals were incorporated into the group in reality; groups
living in one place contained elements unrelated by any discernible kin con-
nections, yet were self-identified as a group and possessed a concept of lineage
as definition of membership (Meggitt 1965; Strathern 1973: 24–5). Since the
essence of kinship to anthropologists in this period was the discernment of
rules of group membership (Peletz 1995: 349–50), and “the status of anthropol-
ogy as a generalizing discipline” was at stake (La Fontaine 1973: 35), the ques-
tion of which took precedence, territory or lineage, became a central issue.
Meyer Fortes also adopted the concept of the lineage system in his work on
the Tallensi (1945, 1949), but pointed out that a major difference between its use
among the Nuer and among the Tallensi lay in the types of subsistence strategy
and population distributions characteristic of the two groups. The Nuer lin-
eage system was understood as a mechanism for integration in the absence of a
stable sedentary system or centralized political control, but for the Tallensi the
lineage system operated as a means of differentiation within a dense population
(1979: x). For them it provided a determinative framework of political and eco-
nomic organization as well as social relationships (Fortes 1945: 30). For both
the Tallensi and the Nuer, lineage systems were worked out through unilinear
descent constructs of agnatic relations. But unlike Evans-Pritchard, Fortes gave
greater weight to domestic or horizontal bonds of kinship, seeing them as over-
lapping and crosscutting lineage structures. These bonds formed principles of
filiation or siblingship. Domestic and public kin structures each had a function
in the integration and segregation of society as well as in the determination of
rights and duties accruing to members: the domestic provided moral strictures
for the constraint of conduct; the public, politico-jural obligations, privileges,
and sanctions (Fortes 1953). Ultimately the two systems were “interdigitated”
within society as a whole (Fortes 1969: 76).
But despite Fortes’s recognition of the operation of the two types of kin
structures in Tallensi society, it was the jural aspect of descent (Leach 1954;
Smith 1956; Keesing 1975) that dominated the subsequent bifurcation of kin-
ship studies into alliance theory, with its focus on delineations of marriage
52
P Mobile Pastoralism

rules and patterns as forms of exchange (Lévi-Strauss 1969;55 Goody 1969;


Strathern 1969; Leach 1954; cf. Bourdieu 1995 [first published 1977]) and
descent theory, using genealogical rules and patterns – a bifurcation that has
recently been revitalized (Gillespie 2000a, 2000b; cf. Carsten and Hugh-Jones
1995). Archaeologists in particular have turned to Lévi-Strauss’s concept of
the house society (the collected entries of Joyce and Gillespie 2000; Chesson
2003; González-Ruibal 2006), in which marriage is more determinative than
descent, in large part because there is a material component to this formulation
with which archaeologists may engage, in contrast to kinship. The house is the
integrative link between its members because it contains and possesses both
physical and spiritual property that its members consume and to which they
contribute, but whose overriding task it is to perpetuate. While there need not
be a physical property ( Joyce 2000), there in fact usually is. The house lives on
long beyond the allotted span of any individual member or generation.
However, several studies have shown the operational integration of horizon-
tal (marriage) and vertical (descent) structures (for example, Friedman 1975;
Marx 1977; Kelly 1985), and it is becoming increasingly apparent that the two
axes of kinship are not mutually exclusive (Leach 1954; Fortes 1969: 80; Bonte
1979: 214–15). It is not a matter of one or the other, kin-based society or house
society, descent or residence, fact or fiction – even emic or etic views. These dif-
ferent ways of constituting social life, and academic analyses, may be interwo-
ven with each other in unpredictable ways.
The second line of argument regarding segmentary opposition focused on
the concept of descent, for it seemed undeniable that descent figured in the
organization of most non-state societies in one form or another. If in large part
the problem was one of divergence between what became known as the African
model and empirical reality in other places, then some kind of reconciliation
could be found in broadening the definition of descent. Fortes’s version of des-
cent as a unilinear genealogical entitlement to group membership was enlarged
to include any social unit with genealogies constructed in any way as only one
of the possible means of attributing membership and, further, the function of
kinship was expanded to include other roles (Goody 1961; Leach 1962; Scheffler
1966; Kaberry 1967). Alternatively, the definition of descent could be narrowed
by delegating aspects of kinship to the province of another school of anthropol-
ogy altogether, if one could distinguish between actors’ models and academic
models, or between actors’ models and actors’ actual practices.
Scheffler (1966) and Keesing (1971) did just that by separating the conceptual
world from the pattern of events and transactions in which people engage. They
concluded that the first is ideological and therefore belongs to culture, more

55 Lévi-Strauss acknowledged his own debt to Morgan in the dedication of The Elementary
Structures of Kinship (1969).
The Problem with Pastoralists
p 53

properly the concern of cultural anthropology; the second belongs to behavior


and social structure, the legitimate concern of social anthropology (Strathern
1973: 22). And it is here that emerges a most pervasive and problematic dichot-
omy: between ideology and practice. The ideological cannot be separated from
social structure on either practical or theoretical grounds, because the two are
in essence components of a dialectic, as both Scheffler (1966: 550) and Keesing
(1971: 126) eventually acknowledged (Strathern 1973: 26) and Salzman (1978a,
1978b) has demonstrated. Nor may behavior and culture be divorced, for behav-
ior constitutes culture and culture is manifest in behavior (Bloch 1971: 218;
Bourdieu 1990 [first published 1980]), a conundrum with which archaeologists
in particular must come to terms. In this case, if a group is constituted by resi-
dence but has an ideology based on descent, then the question is, first and fore-
most, not which is more important, or which is followed in practice, but rather
why is there a departure between the two? Why employ descent-based ideolo-
gies at all (Strathern 1969: 38–9; Salzman 1978a, 1978b)? Explanations – that
these are merely folk ideologies with no basis in behavioral reality (Peters 1967),
or that behavioral reality is correct and indigenous folk ideology incorrect – are
now understood to have serious methodological, not to mention theoretical,
shortcomings (Salzman 1978b: 54–7; Kraus 1998: 3–4).
These issues were also explicitly developed within studies of mobile pastoral-
ists (Asad 1979: 421; Bonte 1979), where because of the materialist underpin-
nings of approaches to pastoralism current at that time – that is, as a mode of
production determined by environmental constraints, whereby movement as
adaptation was the primary consideration – behavioral reality was considered
more significant than ideological constructs. Peters’s concern was the conflict
between the notion of segmentary lineage as represented to him by the bedouin
of Cyrenacia, which was more or less appropriate to the theoretical framework
devised by Evans-Pritchard, and the actual social practice of the bedouin, which
was quite contrary to the model and in which territory was paramount. Peters’s
response to this dichotomy was, first, to argue that the segmentary lineage
model did not exist in reality and, second, to dismiss indigenous models as only
constituting a useful device employed by the bedouin for understanding their
own social organization – employed incorrectly, for they explain the divergence
in practice as exceptions based on unusual circumstances. Peters, in contrast,
understood the real social practices to be necessary and permanent responses to
environmental and demographic circumstances. Only two general comments
need be reiterated here, for Salzman (1978a, 1978b) has dealt with the problems
of Peters’s analysis in detail. One, it is hard to imagine how an ideology that not
only does not relate to actual practice but in fact is argued to conflict with it,
can help anyone, observer or participant, to understand that practice. Two, an
indigenous ideology is neither correct nor incorrect, and obviously has mean-
ing in some capacity as far as its holders are concerned, and it is that meaning
54
P Mobile Pastoralism

with which we should be concerned. Peters’s failure to adequately understand


the relationship between practice and ideology stems to some degree from the
approach applied to the problem (the test of segmentary lineage theory), and
one remedied to a certain extent by Salzman’s broader view of both lineage sys-
tems and ideology.
Salzman (following Geertz 1973) argued that ideology should be conceived
of as having a multiplicity of social roles. While it may be employed to serve the
interests of a particular subgroup by, say, its reinforcement of social hierarchy
or by differential access to resources, ideology is also something larger – it is
a system of symbols that “provides guidelines for organization and action in
socio-political matters” (Salzman 1978a: 622–3). In a similar fashion, lineage
may also be something larger than segmentary lineage theory as we know it,
being augmented both by the invocation of different types of descent, and in
some cases residence (Salzman 1978b: 60), and by functioning in a variety of
ways. In cases where there is a disparity between ideologies as espoused and
actual social practice, ideology is then “asserted ideology,” and its significance
in understanding social organization is equal to that of behavioral reality.
Salzman’s “asserted ideologies” are conceptions of social structure that are
maintained by the actors but not necessarily practiced by them (Salzman 1978a,
1978b and cf. Bourdieu 1995 [1977]: 30–52). They exist as a model of behavior
that is adaptive to certain circumstances – circumstances that do not always
pertain, but that through historical experience are known to be possible – facil-
itating change. Descent-based ideologies allow for disincorporation and rein-
corporation of members of the group over vast distances in time and space.
Therefore the correspondence between model and reality is contingent on the
situation of the group: in some groups one will find a high degree of correspon­
dence between ideology and actuality because circumstances are conducive to
the implementation of the practices perpetuated by the model; in other cases,
such as that of the bedouin of Cyrenacia at the time of Peters’s study, they are
not. For Salzman (1978a: 676), such circumstances are ongoing population
mobility and interpenetration, which are a function of territorial stability.
Territorial stability in turn may fluctuate due to environmental, political, or
social conditions, and when this occurs, social structures that supersede struc-
tures built on residence or territory come into play.
The significance of this rather lengthy summary of anthropological research
will play out over the next three chapters, where shifting practices that repro-
duce social interactions bear witness to changing contingent circumstances in
the relationship between the social group and space. The upshot for now is
that the tribe was, and unfortunately still is, understood as a bounded socio-
political entity based on and organized through some version of interaction
between horizontal and vertical ties of kinship that at best substitute for, at
worst actually are, real political structure. This belief in kinship as real political
The Problem with Pastoralists
p 55

structure is unquestionably present in the guise of the chiefdom, much beloved


of archaeology of previous decades, where, because power is vested in the hands
of a single individual bulwarked by his immediate kin-group, it is a logical pre-
cursor to fully fledged autocracy in the despotic rulers of the Mesopotamian
state (kingdom).
Now there is no question that the archaeological constructs of tribe and
chiefdom (Yoffee 1993, 2005; Pauketat 2007), or tribe and state (Schloen 2001)
have recently been overtly rejected. But here’s the problem. Such treatments
are nevertheless still based on the understanding of tribe and state outlined
above. Those who reject this framework do not do so because they have thought
differently about these categories; they simply discard them as they stand. But
the rendition of various elements that lay behind ideas of the tribe, in particu-
lar kinship, in anthropology have changed considerably, and the impact of those
changes needs to be considered in the archaeological context before these ideas
can be accepted or rejected.
For one thing, it is now recognized that ethnographic snapshots such as that
of Evans-Pritchard are framed by the circumstances of the period in which they
are taken. The deliberately ahistorical nature of early ethnography, a nature
changed largely by the work of Maurice Bloch, indeed the inevitably ahistorical
nature of any study based on the observations of short and specified periods of
time (see also Boivin 2008), contribute to the idea that tradition means reifi-
cation, that an example is axiomatic. The Nuer is the case in point – on the one
hand, a single snapshot came to frame a set of rules for the tribe and how it is
organized, and, on the other, the revisitation of the Nuer and the consequent
historical dimension that this has brought to the discussion show just how
much a product of contingency any ethnography is. Evans-Pritchard’s acepha­
lous Nuer were not independent entities without the state, but were studied by
him during a particular point in time (Gledhill 2000: 42) – the peak of colonial-
ism. Colonial overlordship, although not visible to Evans-Pritchard, actually
fragmented the Nuer political system and accentuated the centrality of feuding
at the same time as it diminished ritual mediation of conflicts (Hutchinson
1996: 131–2).56 But this was not the only limitation to Evans-Pritchard’s model.
In fact the Nuer themselves did not apparently think in lineage idioms, conceiv-
ing of connections as construed through the hearth, and often failed to com-
prehend Evans-Pritchard’s questions on the topic (Carsten 2004: 40). Despite
the fact that there is still a small group of dedicated proponents of segmen-
tary lineage, or balanced opposition, theory (such as Salzman 2008a, 2008b),
subsequent research indicates that people in fact act and ally according to
mutual interests and not necessarily according to position in descent structure
(Marx 2006: 89).

56 See also Colson 1986 for similar understanding of other groups.


56
P Mobile Pastoralism

If in terms of how order is maintained and authority exercised – that is, polit-
ical terms – the picture provided by earlier studies of the Nuer is false. So too is
the deep conviction of a biological imperative to membership of the group, in
social terms. Critiques of this view are now so numerous it is impossible to sum-
marize them, and the study of kinship, once the very bedrock of anthropology,
is considered “in crisis” (Sandstrom 2000: 35) – and perhaps rightly so, if the
significance of kinship is confined to the delineation of lines of descent, mar-
riage rules, kin-naming practices, and questions such as “what rules determine
coresidence?” But if kinship is understood as relatedness (Carsten 2000) created
by the sharing of substances (Schneider 1980; Parkes 2003), it may then equally
be created by sharing the substance of food as much as the substances of semen
and blood. David Schneider indeed proposed that the biological imperative
that everyone assumed was fundamental to the way in which primitive society
worked in fact originated in “folk concepts” of reproduction and a cognitive
separation between “Western” and “non-Western” modes of social being that
could no longer be considered valid (Schneider 1984; Yanagisako and Collier
1987; Latour 1993; Lamphere 2005). Relationships created through nurturing
and centered on the hearth (Weismantel 1995; Carsten 2004) are as valid as
any created through blood. Now, with the development of modern reproductive
technologies, it is clear that conceptual boundaries between nature and ­culture
are thoroughly dissolved (Strathern 1992a, 1992b; Edwards and Strathern
2000) and that there is an extraordinary variety of ways of conceiving and cre-
ating kinship.
The primordial and biologically deterministic nature of kinship is to be chal-
lenged therefore, even, or perhaps especially, in that period when it is thought
to be the defining mode of existence – the world before the state. Some of the
earliest texts are documents that attribute membership in the group on the
basis of socially constructed kinship. Land-sale documents of the third millen-
nium BCE (Gelb, Steinkeller, and Whiting 1991; Foxvog 1980) and records of
adoption from diverse places in the second millennium BCE (such as Stone and
Owen 1991), all show that in order to maintain the inextricable links between
family identity, community membership, and land tenure, nonbiological kin
relations may be constructed through socially validated practice. The alienation
of land, which is ostensibly the subject of these documents, must take place
within a framework that maintains an ideology of kinship. In order to do this,
one may “de-ancestralize” the land by symbolically compensating the whole
family, including previous generations, all of whom concur and participate in
the sale. An alternative method is to avoid this “de-ancestralization” on an ideo-
logical if not actual level, by adopting the buyer into the family, which is per-
haps to be seen as the reverse process, ancestralization. The ancestral nature of
these transactions and their relation to the larger society are often made clear by
prescriptions as to funerary matters (Foxvog 1980). To become adopted means
The Problem with Pastoralists
p 57

one has responsibility for the continued ritualized care of the dead, because it is
in healthy ancestral ties that group identity is maintained. In many parts of the
world (for example, see Keesing 1970; Bloch 1971, 1986; Glazier 1984; McAnany
1995), this ancestral relationship between family and land is made abundantly
clear by the placement of said ancestors in said land, and the way in which this
is done can say much about the nature of both family and the family’s relation-
ship to the larger social entity.
The main point to make, though, is this: if the tribe – or any social grouping
for that matter – is not bound by biology, then it is the tribe at some level that
chooses what defines it, whom it lets in, and whom it does not, and these choices
are both flexible and contingent. This point also applies to descent. It has long
been recognized in anthropology that kinship ties are an ever-­expanding ­circle
that requires some other method of delimitation57 and systems of descent, or
genealogical relationships structured through time rather than space, have
been attributed this function. Yet this is a Western construct that bears little
relationship to how descent works in indigenous conceptions, where it per-
forms a multiplicity of offices (Porter 2002a) and descent does not form social
boundaries in and of itself. It is in fact often a means to the contrary – a means
to extend boundaries to include the unknown other. Descent is a strategy to be
manipulated as a means of inclusion or exclusion depending on what is deemed
appropriate to the situation at hand. If, as Benedict Anderson (1991 [1983])
claims, the spread of modern nationalism is based on an imagined community
of people who can conceive of a common identity with others even though they
do not have a face-to-face relationship (cf. Bernbeck 2008a: 65), then descent –
genealogy and the community of ancestors – accomplishes just that. It stretches
time and space. It enables the conception of common identity with unknown
others. Two strangers from different areas and different groups may encounter
each other in a situation where they wish to engender a connection. A glass of
tea and a genealogical discussion will bring them to a point where they discover
a common ancestral link that allows them to consider themselves as kin. Once
that happens then a whole blueprint of interaction is open to the participants
in which rights and obligations are framed. Or not: it is equally possible that no
such link is discoverable, and the participants in the discussion need have no
obligation to each other.
What I hope is clear here is that genealogies should not be understood
as reified social structures but as opportunities to create certain kinds of
­relationships and are therefore often shaped by, or deployed in the service
of, other issues, so that social practices of inclusion or exclusion are the out-
come, and not necessarily the cause, of any given situation. This has enor-
mous significance for the explanation of a number of problems, because

57 If only for academic purposes (Holy 1996: 40–42; Edwards and Strathern 2000: 158).
58
P Mobile Pastoralism

social boundaries, themselves an academic construction rather than empirical


reality (Amselle 1990; Carsten 2004: 12), are believed to inhibit the ability of
the tribe to incorporate unknown others and hence to contribute directly to
violence on the one hand and to inhibit the successful formation of the state
on the other. Yet no tribe, or any other social group, is bound by a single set of
delimiting relationships but consists rather of a series of relationships, these
being, in the case of the ancient world, kinship, descent, residence, shared sub-
stances, tradition, and ritual (among other possibilities), that may be regarded
as a web of integrative structures that form a system or network that is open-
ended, as Elman Service in fact argued in 1962 (and cf. Giddens 1981; Amselle
1990) – unless something happens to close that network (Lesser 1961: 42;
Dyson-Hudson 1972: 9; Marx 1977: 358; Dyson-Hudson and Dyson-Hudson
1980: 35–6; Giddens 1981: 160; and, for an operative example, Lancaster and
Lancaster 1986: 43–4). To invoke the nature of the tribe, to assume its exclu-
sionary basis as explanation, is to miss the essential research question of
­interest – what is going on that prompts the group to behave in an exclusion-
ary, or inclusionary, way?
Kinship, descent, residence, shared substances, tradition, and ritual all pro-
vide rules and resources, as well as principles of organization, upon which
actors draw in the constitution of society (Giddens 1984: 185). They are the
rules and resources of social integration, they provide the basis of normative
sanctions and a moral value system, and are therefore socio-civic rather than
political in operation (contra Mafeje 1991: 14; Lentz 1995: 316, and indeed too
many anthropologists to list), but they also create the identity of the individual
and the group – although not necessarily in the bounded or monolithic way
we assume. They are, in short, the way that tribes maintain social stability and
order apart from the political institutions of government that we recognize as
essential for those tasks, and they may vary immensely. The political organiza-
tion so very often assumed as ensuing from those social relationships is in fact
not consequent from them, but is contingent on a vast array of factors that are
evident in the variety of political forms associated with ethnographic examples
of the tribe, and the reason why a satisfactory definition was ever elusive (Mafaje
1971) and the quest for it ultimately abandoned.
New research, then, or the reexamination of older material,58 shows that, if
belonging to the tribe may be elective, crosscutting racial, linguistic, cultural, or
religious ties; if delineations of group membership and boundaries are flexible
and contingent while kinship itself encompasses social structures, ideologies,
and practices in ways that are by no means necessarily coterminous and more-
over only sometimes, and under very specific circumstances, substitute for polit-
ical structure and practices; while the state embodies crosscutting networks of

58 For indeed Barth demonstrated this in 1961.


The Problem with Pastoralists
p 59

agents complicit59 in the production of their society and government, then we


are left not with any real forms that can be labeled tribe and state, but with dis-
parate ideologies, practices, and principles that have connected and combined
in widely variable ways, functioning equally variably (Porter 2010a). Certainly
there is no necessary political outcome to the presence of kinship in any society,
although the polity may be based in, use, or exploit kinship. Therefore the tra-
ditional dichotomy of tribe and state is in no way a valid heuristic device. And
yet some of the concepts contained within these entities are unquestionably
still pertinent and cannot be entirely abandoned.
The tribe, if one were to retain this term, should be defined as a set of social
relationships based on idioms and/or practices of kinship and descent as the
means through which people understand their place in society and the nature
of their relationships with others. No necessary nature to that place, no neces-
sary nature to those relationships, should be assigned, however, for each group
may define both the rules that create their social relationships and the various
ways in which they practice them as they wish. One may obviously therefore
belong to a tribe and a state at the same time.60
And there is a point at which one does have to retain this term, if only because
many groups that self-identify as tribes persist, however they came into being.
Indeed, the United States has decreed by law that tribes exist (Colson 1986: 5),
and what is more, the disparate features subsumed under this rubric show up
so frequently that there seems little else that could describe those groups that
carry them. This, I think, explains not only why the tribe has never left public,
let alone popular, discussions, but also why it has crept back into academic
discourse, especially that of archaeology. Nonetheless, the difficulties of this

59 “Complicit” here should not be read as willingly acceding to, or agreeing with, the polit-
ical system in which people live. Rather, it indicates that how people live their lives, what
they do, and what they think, all produce, directly and indirectly, consciously and uncon-
sciously, the world in which they exist.
60 Notwithstanding academic convention that assumes the predominance of the latter obvi-
ates the former. The form of the state does not in any way dictate the forms of interac-
tion that pertain between the people who live within it, even in the evolutionist models of
anthropological archaeology, where political hierarchies not only coincide with social ones
but are argued to be caused by them. This convergence, however, is the outcome of a his-
tory of Marxist thought on class. In any case, such hierarchies are not mutually exclusive to
kinship, despite a popular equation of kinship with egalitarianism, nor with descent struc-
tures or practices, and descent may in fact contribute to them. Nearness to the eponymous
ancestor of the tribe itself may be enough to afford higher status to one lineage branch
over another. The other line of argument that renders kinship and state mutually exclu-
sive, where state formation is assumed to be synonymous with urbanization, maintains
that the increased population sizes and densities of cities in conjunction with the cohabi­
tation of unrelated groups, either necessitated, or caused, the breakdown of kinship ties
(e.g., Frangipane 2007/8: 174). As many ethnographic examples show, as discussed above,
kinship and co-location are not mutually exclusive systems of attributing membership to
the group.
60
P Mobile Pastoralism

terminology for the ancient world seem insuperable, both because the con-
struct as applied to that world is itself false, and because to work with it even as
redefined would require constant and too cumbersome qualification in order
to prevent the specter of the old ways from reappearing. In any case, those rela-
tionships that are supposed to give evidence of the tribe in the ancient world,
especially in the Mari texts, may, indeed must, be more precisely characterized,
and in two ways. One way is in the ascertainment of whether it is a social or
a political situation that is in evidence; the other is to determine whether it
is a matter of ideology or practice that is at stake. In the case of the dual ter-
minology of king and clan borne by Amorrite rulers of the Old Babylonian
period discussed earlier in this chapter, it is a matter of both. Or, rather, of all
of the above.
Here is the point of departure between my own understanding of the situa-
tion at Mari, and those of Fleming, Charpin, and Durand, who have explicated
the complexity and significance of the Mari materials in ways to which I could
never aspire. When Durand (2004) argues that as the Amorrites settled they
abandoned the clanic identities employed by pastoralists for urban affiliations,
save for those situations where the title of the kings represents “a souvenir of
the ancient way of life” (as in the case of Sin-kashid, called the King of Uruk
and of the Amnanum),61 he is trying to reconcile what remain to him essentially
contradictory entities. The King of Uruk is the epitome of the urban seden-
tary world; he is the state, and yet, as king of the Amnanum, a Yaminite group
(Charpin 2004a: 108), he must be leader of another kind of entity altogether,
something that sits apart from the state. To read Amnanum or even Amurru as
an ethnicon (e.g., Kamp and Yoffee 1980) is one way of solving the problem, but
the evidence simply does not support it (Marchesi 2006).
I would understand this practice of employing a double title a little differ-
ently. It does not represent two different worlds, the world of the sedentary
state and that of the tribal polity, and where one identity gives way to the
other, but rather different locations within the same world, locations shared
by everybody. It is the recognition of two overlapping networks of interaction
that are configured in different arenas and yet are not at all mutually exclusive,
that can indeed from time to time completely coincide: those of polity and
­ancestral group identities. One is political, one social, and both represent iden-
tities that are current and ubiquitous, not only in the Old Babylonian period
but throughout the fourth and third millennia as well. Their dual deployment
in the manner of titulary of this kind is, however, entirely political, and indeed
ideological.

61 And perhaps the King of Larsa and Father of Yamutbal, although these are considered two
separate titles. For a discussion of the very complicated nature of the Larsa titulary see
Chapter 4.
The Problem with Pastoralists
p 61

I use the term “ancestral group” here in a very specific sense: it approaches
what many people mean by tribe without using any of the language associ-
ated with that concept, for words such as “tribe” and “clan” are so abused and
misused, they carry so much inappropriate baggage (Mafeje 1971), that, while
describing something essential, they have come to completely misrepresent
what that essential something is: no more or less than one aspect or another,
one level or another, of the kin-group. The term “ancestral group” has multiple
associative levels. Those levels start with the extended family and/or house-
hold; while households comprise members unrelated by blood, the positions
and functions of the unrelated people within it were nevertheless expressed in
familial terms (Gelb 1979), and they end with the largest possible umbrella –
common descent from an apical ancestor. The fact that descriptions of both
tribe and ethnic group, and even to some extent the nation-state, have long
been defined by the same elements – a name, a common ancestor, common
history and memory (Smith 1991) – demonstrates this very issue: that forms of
social interaction have no necessary political outcome, but may be subsumed
by, deployed in, give rise to, a number of different political situations.
What does it mean, then, to be both leader of a polity and leader of an ances-
tral group? This does not represent two political entities brought together under
one leader, nor is the leadership of the one, the polity, to be formulated in terms
of the other, the ancestral group, in the manner of the patrimonial household
as proposed by David Schloen (2001). A polity may incorporate many ancestral
groups, although equally it may be synonymous with one. An ancestral group
may encompass members who practice diverse subsistence practices, and who
are dispersed over diverse locations and/or multiple polities, for there is no rule
that says a family named together must stay together.
Perhaps a better question is this: what does it mean when one identifies oneself
as both leader of a polity and leader of an ancestral group? Because identities can
only be understood as contextualized: by the situation in which they are invoked
and by those in light of whom they are presented. We should understand this
assertion of identity on behalf of rulers such as Sin-kashid, King of Uruk and the
Amnanum, and Zimri-Lim, King of Mari and the land of the Hana, as the prod-
uct of a situation where identity is in question. It is possible that this may mean
little more than a dynastic shift, an internal struggle for power; perhaps names
and their history are not known, or not thought to be known. These kings as
individuals are newcomers to the scene, and not because they are pastoralists, nor
because they are Amorrites (who have been in evidence for quite some time by
now), but because they are challengers, usurpers (or in some cases are themselves
challenged). That Zimri-Lim was not the military commander who gained his own
throne, but was installed there by a general as rightful heir, and that Sin-kashid
was the founder of a new dynasty and his origins unknown (Charpin 2004a: 108
and see n. 435), suggest that each had his own concerns about legitimacy.
62
P Mobile Pastoralism

And yet it is more than that. What we see in the Mari texts is a situation where
the very prominence of the ancestral group, mobile or sedentary, Yaminite,
Numha, Simalite or Yamutbal, is an attestation to the inefficacy of the usual ties
between members of a community, however that community may be defined
by its members. Usually linkages between members of the group do not need
explicit invocation; usually they are not tested as much as they seem to be in
the Mari letters; when they are, it is often because the group concerned is at
risk of fragmentation. Fragmentation might be assumed to have been the result
of the continual warfare attested in the historical records of the early second
­millennium, but in fact this was probably no more intense than usual. In the
third millennium, Mari was party to incessant conflicts involving Ebla, Nagar,
and Kish (Archi and Biga 2003), not to mention whatever battles the ambition
of Akkadian kings brought down upon it. Rather, I would suggest, this state
of war was itself a product of the pressure under which various communities –
some sedentary, some mobile, but especially when sedentary and mobile – were
placed in a time of unusual fracture and fluidity. As groups experienced disrup-
tion through separation from their kin, from their home territories or resource
base, and as groups came increasingly in contact with unknown others as com-
petition grew, retraction and consolidation of group membership, boundaries,
and identity might be expected, leading in turn to greater potential for conflict.
In traditional reconstructions the Amorrites wreaked chaos and destruction in
their movements across the “fertile crescent”; in more recent times they have
been seen as themselves created by the dissolution of settlements impelled by
factors beyond human control (Weiss and Courty 1993; Sallaberger 2007); in
fact, to anticipate the conclusions of Chapter 4, it was the deliberate creation of
fracture and fluidity within ancestral groups by human agency that gave rise to
the entity we have come to define as the Amorrites.
The prominence of the ancestral group goes beyond the Mari archives how-
ever. In the land of the four riverbanks, in the prime period of “state forma-
tion” (from the Uruk period/Late Chalolithic until at least the end of the Old
Babylonian period/Middle Bronze Age), structures and practices that have in
the past been considered either tribal or statelike are found together within
the same polity, in every polity that is closely examined. Kinship co-occurs with
class and “king”; authority is equally engendered by and embedded in jurispru-
dence and tradition; bureaucracy exists, but serves specific and limited func-
tions; sovereign territories and boundaries are no more defined in one form
than another. It is for this reason that such classificatory difficulties, whether
classification is appropriate or not, have always plagued discussions of the emer-
gence of the state. I would therefore modify Yoffee’s (2005: 41) rule, “if you can
argue whether a society is a state or isn’t, then it isn’t,” to the ­following: if a pol-
ity is in some lights a state, while in others it seems to be a tribe, then the entire
concept should be revisited. If a complex society is one where interpersonal
The Problem with Pastoralists
p 63

relations and sociopolitical structure are no longer grounded in horizontal and


vertical ties of kinship, whether in practice or in ideology, but is based only
on class divisions and institutional affiliations, then the evidence does not in
fact indicate that ancient Near Eastern societies were structured in this way to
the degree commonly assumed. What we have in the past interpreted as self-
perpetuating and independent institutions are simply concretized versions
of previously abstract social principles now operating in public domains. But
those abstract social principles are still there. They still work, at both public
and domestic levels.
There is, I would argue, a reason for this. And that is mobility. Not because
pastoralists are tribal, but because the practices of kinship, among other things,
facilitate the extension of both time and space so that those who are physically
apart may remain conceptually together. No doubt the preexistence of kinship
allowed for the practice of mobility, but mobility reproduced kinship in certain
ways – primarily in the increased significance of genealogy and descent, vari-
ously constructed and deployed.
Ethnography, when treated properly, helps remove the blinkers that have
long obscured evidence of such factors. Because as prevalent, but perhaps less
obvious, as the examples of pastoralist raiding and extortion to be found in
the ethnographic literature are the examples of the operation of deeply embed-
ded, as well as temporally contingent, social structures and practices that allow
for the maintenance of social ties over time and space (Galvin 2008).62 The
structures concerned are not particularly obscure – marriage rules and geneal-
ogies constitute two of the most powerful – but that they operate in this way
becomes evident only when the situation arises that calls them into play.63 The
very essence of genealogy is the fact that it is entirely malleable – at least until it
is written down (Shryock 1997; Eickelman 1998). It allows for the construction
and deconstruction of social relationships whenever required. Marriage simi-
larly allows for the creation and continuation of connections, and especially for
the extension of social relationships across space. Rules of marriage and descent
are not as reified as the codification of them in ethnography sometimes lures us
into thinking. They are highly responsive to contingent circumstances and may
be both consciously and unconsciously manipulated.
Together or separately, such structures and practices preserve relationships
between groups that may have little or no contract throughout that time; they
accommodate strangers within a descent and/or coresidence system (Irons
1974); they maintain social cohesion in groups split over subsistence practices

62 And see Galvin 2009 for further bibliography.


63 Kinship, for example, has become more important in post-Soviet Mongolia as a way of
facilitating access to resources as centralized responses to pasture and crisis management
have collapsed (Galvin 2008: 374–6).
64
P Mobile Pastoralism

(Humphrey 1979) or space (Marfoe 1979). They also have outcomes that shape
both environment and landscape, so that these are not always determinative but
are themselves subject to social process (Humphrey et al. 1999; Frachetti 2008).
These examples do not provide any sort of rules as to ancient behavior. I would
not want simply to replace one set of ethnographic analogies with another. But
they should serve to sensitize the modern scholar to the hints in the evidence
that these kinds of structures and practices might have been in place in the
past.64 The point is this: social relationships do not necessarily break under
adverse circumstances but rather may stretch and adapt, shift and retract –
­frequently in order to include unrelated groups rather than exclude them – and
any number of structures, practices, and ideologies exist that may accomplish
this. In the ancient Near East inclusion/exclusion is wrought, among other
things, by the powers of the divine or, rather, the other worlds, for the dead are
equally engaged in manipulating these relationships, and in countering as well
as construing the reality of actual blood relations.

64 See Wossink 2009 for just such a study.


Chapter Two

Wool, Writing, and Religion

The intersection between the dead, the divine, mobility, sociopolitical structure,
and indeed, intellectual history, is nowhere clearer than in discussions of a site
called Arlsantepe, located in the Malatya plain just west of the Euphrates River
in southern Turkey (Frangipane 2001, 2002; Fig. 1). Occupied from the mid-
fifth through third millennia, it is the latter part of this period that provides
the starting point for my discussion of mobile pastoralism and its significance
in the emerging sociopolitical constructions that characterize later millennia. It
is here that complexities of both the situation on the ground and the templates
of the mind are most apparent, and they are encapsulated particularly in the
discourse about a single tomb.
Commonly called “royal” (Frangipane et al. 2001), this tomb lies alone at
the edge of the site (Fig. 3) as it was at the beginning of the third millennium
(Arslantepe level VIB2; Table 3), a thriving village consisting of houses and their
related productive activities according to the excavator, Marcella Frangipane
(Frangipane 2007/8: 174–6). Frangipane suspects that the tomb was built in,
or even slightly before, an earlier phase of this village (VIB2a) when it consisted
only of a fortified hilltop (as created by the preceding levels of occupation), con-
structed slightly ahead of the expansion of settlement outside the walls (Fig. 3)
and over the rest of the mound (VIB2b; cf. Palumbi 2008: 149, 153 who prefers
to see the tomb as built before the wall).
The village of this level, level VIB2, is considered a devolution of the urban
heights reached in preceding phases of the site, especially, in terms of popu-
lation density, that of level VII, dating to the early to mid-fourth millennium,
while the so-called Palatial Period, level VIA, dating to the late fourth millen-
nium, is claimed as the apex of sociopolitical complexity. It was in this latter
period that Arslantepe was clearly in contact with southern Mesopotamia in
some way. Level VIA was destroyed by fire and replaced by an ephemeral camp-
site (level VIB1) considered characteristic of Transcaucasian mobile pastoralists
65
66
P Mobile Pastoralism

Table 3. Arslantepe Stratigraphy

Date Level Description


3800–3500 VII Most extensive occupation, contains “elite” building and
“ceremonial” building
3500–3000 VIA “Palatial” period, with Temples A, B, and “residential shrine”
3000–2900 VIB1 Two phases of wattle and daub structures, postholes, and
possibly the “royal tomb” (my scheme)
2900– 2800 VIB2a “Fortified hilltop”
Construction of “royal tomb” (Frangipane’s scheme)
VIB2b Village of domestic structures

(Palumbi 2007/8) before the fortification walls of VIB2a were built. In this tran-
sition from palace to village, architectural features characterized as public and
urban gave way to ones labeled domestic, and burials, previously found under
the floors of buildings, disappeared altogether with the exception of the stone-
built “royal tomb.”
The richness of this tomb, then, might seem all the more surprising given that
this period of occupation is characterized as neither “complex” in contrast to
the preceding fourth millennium levels nor even urban. The single inhumation
inside the stone-lined cist grave (Fig. 4),1 a primary, articulated male thirty-five
to forty-five years of age, was accompanied by only fifteen pots but by consid-
erable quantities of metals in copper, silver, and copper-silver alloy, including
pins, bracelets, beads, a belt, and weapons. Remaining traces of organic materi-
als indicate that the body had been wrapped in a cloth and placed on a wooden
board, and there was also some sort of beaded garment over the head and torso
(Frangipane et al. 2001). But the most remarkable attribute of this burial was
not what was inside the tomb, but what was outside: the bodies of four adoles-
cents graced its roof, and depositional history as well as palaeo-pathological
evidence indicate they may have been sacrificed (Porter n.d.).
These four individuals were represented by two full and two partial skeletons
placed in pairs at each end of the tomb. Lying on top of the tomb lid itself
is a complete female and a partial body that the palaeo-pathologists (Schultz
and Schmidt-Schultz in Frangipane et al. 2001) suggest is male.2 On a slightly
higher earthen ledge around the lid is a parallel pair, although both bodies here
are female. Skeletal analysis shows that all bodies had suffered some degree
of trauma, but whether that trauma was cause of death is not entirely clear.
However, the Arslantepe team was persuaded that these individuals were the
victims of sacrifice by the position of the bodies: all gave some indication that

1 A cist grave is a small pit dug into the earth that is lined with, and capped by, stone slabs.
2 Given the lack of any substantial evidence to confirm this suspicion, and in light of certain
patterns presented by these bodies, to be discussed in detail shortly, I think it is quite likely
the individual identified as male was in fact female.
Wool, Writing, and Religion
p 67

3. Plan of Level VIB2


Arslantepe with village,
fortified hilltop, and
“royal” tomb. Redrawn
with the kind permis-
sion of authors, from
Frangipane et al. 2001:
fig. 2, and Frangipane et
al. 2009: fig. 2.

they may possibly have been standing or kneeling before being pushed down,
with varying degrees of force, face forward onto the tomb (Frangipane et al.
2001: 111, 129). Reinforcing this image is the fact that the hands of three of the
figures are very close together and in front of the face, perhaps indicating that
they had been bound.3
But there are further levels of intrigue to unfold here. The male/female pair
on the lid of the tomb were wearing diadems in copper-silver alloy, an unusual
amalgamation, while the male inhumation inside the tomb was equipped with
a belt (or perhaps another diadem) in this metal and both were decorated in the
same manner. The male/female pair wore veils, traces of which still remained,

3 Although it should be noted that hands in front of the nose is also the attitude of prayer.
68
P Mobile Pastoralism

4. The “royal” tomb at Arslantepe, with exterior deposition, interior deposition, and sections.
Redrawn, with the kind permission of authors, from Frangipane et al. 2001.

and cloth was also found on the two pins that each of them was wearing. The
high concentration of limestone beads in the vicinity suggested that, like the
paramount inhumation, these two individuals were also wearing beaded gar-
ments of some sort (Frangipane et al. 2001: 109).
The female bodies on the ledge around the tomb’s lid were unadorned. But
they were associated with a distinctive type of pottery, Red-Black Burnished
Ware, a handmade ware that has been the object of much attention (Sagona
1984; Marro 2007; Palumbi 2007/8, 2008). Four pots of this material were
placed on the ledge in two pairs (Fig. 4), one near the head of the intact female,
the other on the ledge above the intact female on the roof (Frangipane et al.
2001: 112). Next to the bodies lying directly on the roof of the tomb were three­
Wool, Writing, and Religion
p 69

wheel-made vessels belonging to the “Late Reserved Slip” assemblage character-


istic of the Euphrates from southern Turkey to northern Syria.4
This distinction in pottery wares has been attributed great interpre­
tative significance, and – along with other elements of the mortuary material
including the metals, the tomb type, and, as well, the human remains – is con-
sidered to represent the intersection of two quite separate cultures: one “local
Mesopotamian-type culture” and the other “Eastern Anatolian/Transcaucasian
culture” (Frangipane et al. 2001: 113; Frangipane 2007/8: 181), with the lat-
ter originating in, or related to, the Kura-Araxes culture (Palumbi 2007/8). The
former is associated with the “original,” urban, complex polity of the late fourth
millennium, the “Palatial period,” when contacts with southern Mesopotamia
were at their apogee, the latter, with the indigenous, mobile populations
of the mountains who are assumed to have succeeded, if not destroyed, the
­settlement of the former. In some way or another, these two groups, then, are
present in the tomb in the following goods: spearheads, the abovementioned
Late Reserved Slip as well as Plain Simple Wares are “Mesopotamian”; allo-
cated to the Transcaucasian/Kura-Araxan sphere are the double-spiral pins,
spiral hair rings, copper-silver alloy belt and diadems (that is, the very clothes
that three of the five members wear), metal vessels, axes, chisels, gouges, and,
last but by no means least, the stone-lined cist itself (Frangipane et al. 2001;
Palumbi 2007/8: 152).
Two basic scenarios, with all the required caveats (such as Frangipane et al.
2001: 112, n. 5), have been proposed to explain this conjunction. In scenario
one, the tomb represents the last vestige of the urban elite from the Palatial
period (Frangipane et al. 2001). As is the nature of nomads, their presence at
the site after the destruction of the palace was transitory, with the subsequent
inhabitants resuming the pottery traditions and other cultural attributes of
their world before it was interrupted, although not, apparently, the centralized
institutions that characterized the urban period. The body inside the tomb is a
king,5 and two of the bodies outside the tomb are closely related to him, prob-
ably blood kin, certainly of high status, as they wear the same kind of costume.
The other two bodies, then, are the servants of the adolescents laid out on top
of the tomb (Frangipane 2007/8: 176), maybe even captured Transcaucasian
slaves, for they are seen as placed at the feet of the other two and are lacking
material signs of status.
In this case, the quantitative dominance of material attributes considered
Transcaucasian (and therefore as belonging to a mobile population) is sub-
sumed under a set of deeply ingrained, but little interrogated, associations that
equate levels of material substantiality with levels of sociopolitical complexity,

4 And which seems to come to an end around the vicinity of Qara Quzak (Porter 2007b).
5 Although in the 2007/8 publication Frangipane is more inclined to refer to “chiefs.”
70
P Mobile Pastoralism

which allows Frangipane (2007/8: 184) to state that this very important per-
sonage “mainly used the symbols referring to the traditional cultural world of
Uruk origin.” The solidity of construction of the tomb, which is itself acknowl-
edged to be alien to the Euphrates valley in its basic design, the high status
that a wealth of grave goods automatically infers, the presence of anything
“Mesopotamian,” even if it is only a dozen or so pots in Reserved Slip Ware,
seem to require a sedentary urban background for their conceptualization if
not production. At the same time, the presence of features thought indicative of
pastoralists, such as the Red-Black Burnished Wares and metallurgic tradition,
are found at least as early as the last phases of level VII (Frangipane 2002: 127;
Frangipane et al. 2001: 135). There was, ergo, an economic interaction between
pastoralists and town dwellers throughout that time, that “must therefore have
been, at least partly, a peaceful phenomenon, perhaps breaking out into conflict
at times, as always occurs in relations between nomadic and sedentary peoples
living in and exploiting the same territory” (Frangipane et al. 2001: 136). Just
as Frangipane describes the relations between mobile and sedentary groups as
an oscillating power struggle (Frangipane 2007/8: 186–91), so she herself oscil-
lates between seeing the paramount burial as that of a Mesopotamian king or
a Transcaucasian chief in origin. In either case, the materiality of this tomb
represents two distinct cultural, ethnic, and subsistence groups.
In scenario two, the question of sacrifice is disregarded.6 In this reconstruc-
tion the paramount burial is still local to Arslantepe (Palumbi 2008: 152),
but here the elite of the site have incorporated the material attributes of an
expanding culture with which they have increasing contact. As Uruk waned,
Kura-Araxes waxed, and those who chose allegiance to one or the other were
in contest. The essence of the problem for Palumbi, who espouses this second
view,7 is also the question of material wealth and sociopolitical hierarchy, for
the Arslantepe tomb, always called a “royal” tomb, is “clearly a prestige and rank
burial” (Palumbi 2007/8: 152; Palumbi 2008: 148).8 The Kura-Araxes burial
tradition, as fitting a mobile, kin-based society, does not manifest distinctions
in individual status and power, but rather exemplifies a family-based ethos, and
so there is a problem attributing the inhabitants of the tomb to this culture.
At the same time, since power in the Mesopotamian tradition was vested in
“religious, administrative and maybe even peaceful traits,” and the Arslantepe
tomb includes weapons, its occupant must be (a) a warrior (also Frangipane
et al. 2001) and (b) a member of the ruling elite of local pastoralists. In which
case, it must be an elite that adopted the mortuary practices of what was now

6 Although cf. Palumbi 2008: 153, where it is evidence of a coup – an intriguing idea but not
warranted by the stratigraphy of the tomb deposition itself – as will be discussed in detail
in Chapter 3.
7 And substantially followed by Frangipane in the conclusion to her 2007/8 article.
8 Although in this latter publication the paramount burial is a chief rather than a king.
Wool, Writing, and Religion
p 71

the more powerful tradition to differentiate themselves from the residual urban
power groups, while at the same time employing imagery of the previous era.
The use of Mesopotamian pot styles and the placement of the tomb on top of
the mound were both means to claiming legitimate power.
However, this explanation still begs as many questions as it answers about
material culture and identity, mortuary practices, and mobility, not to mention
the extraordinary (Porter n.d.) act of sacrifice apparently in evidence. I suggest
that the choice is in fact “none of the above.” Such dualities not only obscure
what is really going on, but are not necessitated by the material culture of the
tomb in any way. Part of the problem is that material culture is treated only
as a direct representation of an actual social and cultural situation. It is not
understood as available to be manipulated in the accomplishment of ideas and
goals, or deployed in the production of identity in ways that have nothing to do
with status. The other part of the problem is that the anthropological model,
especially where materiality implicitly means hierarchy, is so powerful in Near
Eastern studies that many anomalies are subsumed by it. In this model, grave
goods are indicative of social status, while solidity equals stability and ephem-
erality equals mobility. In fact, the two ceramic types, Reserved Slip Ware and
Red-Black Burnished Ware, are commonly found together in cemeteries and
settlements near Arslantepe and beyond (Palumbi 2007/8), and equally signifi-
cantly, both are associated with the occupation levels of the so-called Palatial
period; and yet at the same time the presence of Red-Black Burnished Ware in
this tomb is considered to represent a new condition. A similar situation is also
apparent for the metal work. There are clear connections with the metal pro-
duction of the Transcaucasian culture, but some of these pieces are “practically
identical” to those found in Building III of the earlier level VIA (Frangipane and
Palmieri 1983: Fig. 4, 403; Frangipane et al. 2001: 113; Frangipane 2007/8). Two
avenues of theoretical concern emerge here: the way we think about the evo-
lution/development of pottery assemblages in particular and cultural assem-
blages in general, and the way we think about the relationship between those
assemblages and their producers.
Another is an understanding of burial practices that privileges the political
over the cosmological. At the same time, the careful, even patterned, placement
of certain items in, on, and around the tomb is acknowledged, as is the fact that
the burial was accompanied by a ritual of complex dimensions. This placement
includes not only the four adolescents, but also the metals set in the corners and
along the walls of the chamber, and pots, grouped according to ware in discrete
positions in relation to the body. That the practices resulting in such deposi-
tion may be associated with fundamental conceptions of life, death, and the
nature of the universe – that is, religion – rather than ethnic identity or social
status is unconsidered, as is the possibility that such ritual practices, because
they embody and enact cosmological conceptions, are both deeply entrenched
72
P Mobile Pastoralism

in tradition and integrally related to personal and group identity. This has
major implications for the intent and meaning implicit in the act of sacrificing
the four individuals that comprise part of the burial. Palumbi (2007/8: 152–6,
160), though, is quite comfortable suggesting that a group of people living at
Arslantepe, heirs of the fourth millennium tradition, suddenly abandoned their
own religious beliefs and practices for the sake of political power, without rec-
ognizing that religion completely imbricates with politics and power, whatever
the nature of one’s culture.
An additional twist lies in this notion of “Mesopotamianism.” It is in the
Palatial period that contact with the south is manifest in some imported
goods – not in fact more than the supposedly Transcaucasian materials present
in this level – and one of the very distinctive features of this phase is argued to
be the evidence for indigenous complexity (Frangipane 2001, 2002). Unlike the
case at other northern settlements that manifest contact with the south at this
time, Arslantepe was not particularly influenced by southern culture nor was its
“urban” nature generated by it, as it was already in existence, and with compar-
able large-scale buildings, in the previous level; so the main competing assem-
blages here are both local, or at least northern, in origin. Reserved Slip Ware
seems increasingly to have been indigenous to this Upper Euphrates region
(Dessine 2008: 21; Porter 2007b).
The problems disappear, though, if instead of understanding the tomb and
its constituents as two separate bodies of material culture representing two sep-
arate cultural and ethnic groups either successive to each other or coterminous,
we approach it from another direction altogether, one where the data, and not
the established model, form the basis of interpretation (and cf. Bernbeck and
Pollock 2002). There are two ways one might follow this path to understanding
the burial at Arslantepe: one is in the disposition of the burial itself, the other is
in its temporal context, the context not just of Arslantepe, but of the situation
in the fourth millennium as a whole. It is during this period that several signifi-
cant transformations are thought to take place, transformations that result in
the very situation that is the theme of this book.
Because many of the issues here have a long history, both in terms of aca-
demic tradition and in terms of sociopolitical relationships established at least
seven hundred years before the tomb is built, it makes some sense to start at the
beginning of this history, in order to arrive at a nuanced understanding of the
final manifestation of those relationships within the burial, the discussion of
which will not now resume until the beginning of Chapter 3. Despite being the
object of concentrated research for some decades, the fourth millennium BCE
(the so-called Uruk period9 of the Mesopotamian past) remains a time of both

9 And see Butterlin 2003 for a critique both of the label and the definition of an Urukean
cultural assemblage.
Wool, Writing, and Religion
p 73

obscurity and mystique. And yet to it are now attributed the defining moments
of human history (Pollock 1992: 297) – the emergence of the city (Adams 1981),
the advent of the state (Wright and Johnson 1975), and the introduction of the
first forms of writing (Nissen et al. 1993), seen as an integral part of the devel-
opment of a highly structured and systematized economy (Algaze 2001, 2008).
Although common sense would indicate that these events all in some way relate
to the apparently explosive growth of the ancient city of Uruk at this time
(Finkbeiner 1991) and the reason this period bears its name, the fact remains
that we have little direct archaeological evidence for much that is claimed for
the site (Nissen 2001) and little understanding of how the events themselves
came about.
One thing has always seemed clear. All these innovations are, like the growth
of Uruk itself, somehow rooted in the landscape of Mesopotamia and therefore
its economy – that is, in the intensive cultivation of cereals through irrigation.
This fundamental premise is the traditional inheritance of the field of Near
Eastern archaeology, and one that remains largely unchallenged. It underpins
explanations of what is actually the best attested – and most distinctive – of the
Uruk phenomena: the apparent expansion of the people of Uruk into realms far
from southern Mesopotamia.
Identification of the “Uruk expansion” is in the first place based on the wide-
spread distribution throughout Syria, Iran, and Turkey (Fig. 8) – and even as
far as Middle Egypt, the shores of the Caspian Sea, and Pakistan – of the many
distinctive features of material culture that archaeologists believe to have origi-
nated in the south (although this is now, pot by pot, under challenge). Perhaps
the best known and most distinctive, and certainly most ubiquitous, object,
is the beveled-rim bowl, the function of which is still disputed. In addition,
the transported Uruk assemblage contains many elements, ranging from spe-
cialized ceramics such as vessels with drooping spouts (Fig. 5) to architectural
features such as the use of offset buttressing and wall cones for decoration.
The complexity and extent of this assemblage, not to mention its geographic
range, defies explanations based simply on trade, diffusion, or even imitation.
Moreover, its distribution is not uniform, and that has made it difficult to
develop a coherent theory of expansion that successfully accounts for all varia-
tion. While we speak of this assemblage and the expansion as Urukean, we sim-
ply do not yet know if Uruk was the sole center contributing to this situation,
or if other southern cities were involved.10

10 Schwartz 1988, 2001: 235; see Pollock 2001 for the complexity of this issue. Consensus
seems to be forming around the idea that there were multiple southern settlements involved
(such as Forest 1999; Stein 2001a: 302). While I would prefer therefore to use “south” to
encompass the possibility of multiple sources of the expansion, but which should by no
means be taken as indicating a unified process, the use of “Uruk” to define the southern
material assemblage found in the north and east is so ubiquitous as to be unavoidable.
74
P Mobile Pastoralism

5. Ceramic elements of the Uruk


assemblage. Hacinebi, redrawn from
Stein 2002; Uruk, redrawn from
Nissen 2001; Jebel Aruda, redrawn
from van Driel 2002.

Uruk material culture is found embedded in these regions in what Guillermo


Algaze (2001) has classified as essentially three ways (with variations):

Type 1: as a more or less complete, free-standing cultural assemblage, including


architecture, artifacts, administrative technology, and artistic motifs;
Type 2: as a discrete assemblage of major elements of Uruk material culture – pri-
marily pottery – found within or near local settlements;
Type 3: the presence of some elements of Uruk material culture – again primar-
ily pottery – found distributed either randomly or uniformly through local
settlements.

It is the first type, found at the site of Habuba Kabira South in the Middle
Euphrates region and at Susa in Iran, that has occasioned so much interest.
Habuba Kabira comprised a complete walled city, with an associated religious
complex located high on the top of the nearby mountain, Jebel Aruda. From
the first, Habuba was interpreted by Eva Strommenger (1980) and Dietrich
Sürenhagen (1978, 1986) as a colony – a group of actual Urukeans who estab-
lished a duplicate of their home city far from their point of origin. It is Algaze’s
Wool, Writing, and Religion
p 75

explanation of this situation, however, and its relationship to the subsequent


development of the state, that is best known. Basing his argument on the world
systems model of Immanuel Wallerstein (Algaze 2005 [first published in 1993]),
Algaze proposed that the more developed south had an insatiable need for
resources not contained in its homelands, especially metals. These resources
were required to maintain the power and position of burgeoning elites as much
as for the satisfaction of more basic needs. The south – Uruk – moved out to
obtain them, encountering little resistance in the less developed north. By add-
ing value to raw resources, which were then channeled back as finished goods
to the cooperating groups in the north, the impetus for state formation in the
hinterlands of Mesopotamia was initiated. Emerging elites were thus created
and supported by access to the finished goods; at the same time further devel-
opment was stifled by dependence on the southerners (cf. Peregrine 1996: 3;
Rothman 2002: 58), so northern states could not attain the true complexity of
the south.
In this scenario, specific sites had specific relationships to the resources at
stake – some were for direct control, some were for extraction, others shipping
entrepôts – but all were tied to the control of exchange, either by indigenous
communities or by intrusive ones. Not only that, but most sites with Uruk
materials were nodes within the same system. For example, Hacinebi, exca-
vated by Gil Stein (1999a, 1999b) and located east of the Euphrates in Turkey,
was considered by Algaze to be the home of middlemen who lived in a separate
quarter from the locals, and since the site was set away from resources it must
have served as an entrepôt. Arslantepe, where southern imports are found side
by side with locally made copies, served for the indigenous control of metal
extraction. The presence in the Middle Euphrates of Habuba Kabira South and
earlier in the same region Sheikh Hassan, because they were walled colonies, are
argued to have a coercive function in persuading local communities to give up
their goods in an unequal exchange. As a correction to the various criticisms
leveled at the world systems model, Algaze subsequently proposed (Algaze
2001: 49)11 that variations in distribution of Uruk materials correlate with the
nature of the indigenous communities the colonists encountered, ranging from
mobile pastoralists to incipient states. The particular nature of observed settle-
ment patterns is, he argues, a classic example of control structures that inhibit
the range of choices open to indigenous communities and that are typical of
colonialist exploitation of subordinate groups.
If colonialism was the basis of our understanding of the Uruk expansion in
the 1980s, where the polity of Uruk dominated this far-flung region in order
to fulfill its needs, then postcolonialism, or rather one small aspect of the
diverse body of theory that word now covers (Patterson 2008; Featherstone

11 See also Stephen and Peltenburg 2002; Algaze 2008.


76
P Mobile Pastoralism

2005; Ahluwalia 2001; Dirlik 1994), provided the basis for the challenge to
it in the nineties.12 The focus then was on the need for a better understand-
ing of the colonized. Archaeological attention was directed to the sites in the
­so-called periphery and energetic arguments have been made, not for relations
of dependence in the hinterland, but for autonomy and power in the north
(such as McMahon and Oates 2007) – that several if not all of the sites with
which Uruk engaged were sufficiently developed that they could encounter the
south on their own terms. Mitchell Rothman, for example (2002: 58), argues
that the north was almost as highly developed as the south, that the Uruk
expansion is simply an increase in long-standing systems of exchange (also
Frangipane 2001; Oates et al. 2007; cf. Butterlin 2003), and that north and
south benefited alike – or at least those seeking to establish and hold power
in each area benefited. The most sustained critique of Algaze’s interpretation
of the Uruk expansion, however, has come from Gil Stein, worked through
the results of his excavations at Hacinebi. Stein (1999a, 1999b, 2001a, 2005a,
2005b) argues that southern cities could not possibly have sustained a pos-
ition of dominance so far from any effective means to enforce it, and so the
sequestered enclaves of Uruk materials seen at sites such as Godin Tepe and,
apparently, Hacinebi itself do not represent colonial overlords, but trade
diasporas that were permitted by local authorities to establish small outposts
at these sites because the benefits of such a situation reinforced the status of
local elites (and cf. Lupton 1996).
Such positions seem to me in the long run simply defensive, and the shift
from asymmetric to symmetric exchange as the foundation of the relationship
between north and south merely perpetuates the same one-dimensional con-
struct of power as previously pertained. The essential interest lies not in who
dominated whom, but in how interaction changed the nature of existence for
people living in both areas13 in whatever domain we may access such experi-
ence: economy, religion, society. Postcolonialism, in breaking down traditional,
binary categorizations – us/them,14 south/north, public/private, center/per-
iphery, dominant/subaltern, civilized/uncivilized – allows us to move toward
an understanding of the multiple outcomes of contact (Dirlik 1994) between
peoples defined on both sides by a concatenation of interests, including (but by
no means limited to) class, gender, ethnicity, and culture. If postcolonialism is

12 See Butterlin 2003 for a comprehensive summary of the divergent positions and Ur 2010
for the most recent overview.
13 A central problem for which, whatever its eventual acceptance, Algaze 2005 [1993] did pro-
vide an explanation.
14 With the “us” most often referring to the modern West, the inheritors of all that the advent
of civilization brought. Indeed, it might be argued that the entire debate on the Uruk
period perpetuates modern-world colonial (and materialist) relationships by focusing on
issues of concern to academics embedded in Western capitalism (Spivak 1988; Bahrani
2003), to whom economics and assymetrical power relations are central.
Wool, Writing, and Religion
p 77

to enrich the discussion as fully as it might, many issues other than the agency
and autonomy of the indigenous should be considered.
Simon Featherstone (2005: 7) summarizes the key concerns of postcolonial-
ism today as “nationhood, cultural identity and hybridity; the effects of and
responses to diaspora, a questioning of inherited, colonial-influenced historical
narratives and essentialist descriptions of race.” Substitute “state ­formation”
for “nationhood,” and “ethnicity” for “race,” and these are, or should be, the
­central problems of the Uruk period. For the sake of this discussion, how-
ever, the inherited colonial narratives are not those of the Mesopotamians
themselves,15 but rather a more contemporary form of colonialism, where “the
heartland” (Adams 1981) of civilization, southern Mesopotamia, is appropri-
ated as the very origin of Western civilization (Bahrani 2003: 35) and where
archaeologists of the north, Syria, and Anatolia have long felt themselves the
subaltern,16 ignored by the hegemonic discourse.
Although the focus in postcolonialism was initially on this discourse (Said
1978) and centered on the analysis of text – that is, what colonizer and colonized
say about themselves and each other, how writing constructs difference – more
recent postcolonial studies have turned to concepts of practice and materiality
(Parry 2002; Featherstone 2005) in a particularly serendipitous turn for archae-
ology. Practice theory (Bourdieu 1990 [1980]; Giddens 1979), where action pro-
duces and reproduces the social structures and interactions that shape agency,
is increasingly the basis of understanding the production of archaeological
remains, the construction of identity, and the process of change (Dietler and
Herbich 1998; Dobres and Robb 2000; Porter 2010b). Materiality, variously
defined as the physicality of matter (Boivin 2008) or the social relations between
things and people (Tilley 2007) has become for a small group of practitioners
the means of understanding both the complexity of objects themselves and the
complexity of the social and political relationships embodied in the things we
make (and which make us, in ways that transcend the economic relationships
these things were once thought merely to represent). Just as text, therefore, so
too material culture may be a conscious and unconscious articulation of iden-
tity, offering an advantage that text, the traditional locus of postcolonial stud-
ies, does not. It provides evidence of “the material realities” (Patterson 2008)
of life. This is in fact the basis of one critique of postcolonialism – that there

15 Or at least not in this particular instance. As will become evident in Chapter 4, however,
there is a part of the problem that does involve an ancient indigenous Mesopotamian nar-
rative that can be construed as essentially colonialist.
16 Although not entirely accurately. As with postcolonialism in general, there is now a wide
range of usages attached to this word, but I mean it as Spivak (1988) does, to denote those
situated outside hegemonic power structures, rather than those at the bottom of them,
who are nevertheless still able to negotiate within them. Archaeologists working in Syria
and Turkey certainly labor within the hegemonic discourse as they endeavor to turn it
their way.
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is a wide gap between the voice of a writer and his or her actual situation in
life. Literature can resist at the same time as the writer is oppressed, but stud-
ies of material culture allow for the possibility of seeing both states of being
at the same time.17 Such studies reveal material culture to be both a source of,
and a locus in which, discrimination, differentiation, and hybridity are engaged
through discursive practices (Webster 1997). And it is the twinned concepts of
differentiation and hybridity that form the basis of most archaeological appro-
priations of postcolonialism.
Too often, though, Homi Bhabha’s initial intention in delineating these
­concepts is lost in archaeological treatments. Based on the understanding
that culture is neither “primordial” nor “homogenous” but is continually
interpreted, appropriated, and contested by multiple entities within any given
society (a perspective I share), Bhabha (1994) argues that, in order to exert con-
trol, the colonial authority maps out and reinforces discriminatory patterns of
difference. Colonialism “requires the production . . . of identity effects through
which discriminatory practices can map out subject populations that are tarred
with the visible . . . mark of power” (Bhabha 1994: 111). Rather than resulting in
a simple domination and thereby repression of the colonized, the practices and
processes of discrimination result in hybridity, where the intersection of dif-
ferent ways of reading what would be the materials of authority both perverts
the colonialist intent and empowers the colonized. And so the subaltern gaze
frames the colonizer even as the colonizer would pin the subaltern to a board
like a butterfly: captured, categorized, and thereby controlled.18
Bhabha (1994) exemplifies this by describing the British ploy of distribut-
ing free bibles in Hindi, with the aim of converting the natives to Christianity
so that they would then reject their own culture and accept their place in the
empire. Indians would perceive that the British and God were, if not synonym-
ous, at least hand in hand, and would thus embrace the rightness of British
ways. But instead the “natives” brought their own understanding to their
engagement with the Hindi bibles; for in accepting that they were indeed a gift
from God, the very possibility of their association with the British was rejected.
The British contravened the laws of God by eating meat and could not therefore
be in any way party to His gift. And so the intent of the British was appropriated
and subverted.
A rather different example may be drawn from a context somewhat closer in
time and space to this discussion. The discovery many years ago of a monumental
building at Tell Brak (Mallowan 1947) bearing bricks stamped with the ­“divine”
name of Naram-Sin – that is, dna-ra-am-den.zu, where d stands for dingir, the sign

17 Although there is no question, this is a matter easier said than done, as will be seen below.
18 Not coincidentally, the very mission of much archaeology is to capture, categorize, and
control.
Wool, Writing, and Religion
p 79

indicating the bearer belongs in the other world19 – presents just such a moment
of hybridity. Naram-Sin appears to have been the first king we know of to be dei-
fied within his own lifetime. But dingir as a determinative was applied to human
names in the north before the advent of Akkad (Archi 2001), as an indicator of
ancestral status. Although the chronology of events is not yet secure enough
to know whether Naram-Sin was already considered divine when this building
was constructed, or whether in seeking to dominate the north he appropriated a
symbol that situated him within a local historical discourse, never intending to
represent himself as a god, it is clear that this symbol of authority had different
meanings to different constituencies both past and present (Porter 2010b), trans-
forming not only relations of power, but also culture, in each. The notion of the
divine king, although never naturalized as it was in Egypt, becomes part of the
discourse of rule in Mesopotamia (Bernbeck 2008b; Michalowski 2008).
Hybridity, then, is not the mere melding of technical influences, differenti-
ation, delineating differences in style, but where “the structure of meaning and
reference [is an] ambivalent process” (Bhabha 1994: 37) and where resistance
is always implicit.20 The cultural constructs thus reached in the intersection
of multiple meanings in a single sign – or as Bhabha puts it, the revaluing of
symbols – constitute a third space: something that is neither one thing nor the
other, but that draws on both to become something else again, something new.
The third space is, to many scholars, now one of the defining hallmarks of colo-
nialism, but one recent writer on the topic, Chris Gosden, argues that hybridiza-
tion “implies the meeting and then changing of fixed identities” (Gosden 2004:
69; my italics), and it is therefore an inappropriate concept prior to the sixth
century BCE because identities were very fluid until then. Many postcolonial
theorists would question, though, whether such identities have been construed
as more fixed than they actually were (Young 1995), and Bhabha himself cer-
tainly would not require identities to be fixed as much as differentiated, a subtly
different condition. In the case of the Uruk period, we should not confuse the
notion of “fixed,” or even “differentiated,” with “defined.” Northern commu-
nities had definable indigenous identities partly produced by previous experi-
ences of culture contact such as in the Ubaid (Henrickson and Thuessen 1989;
Frangipane 1997, 2001; Butterlin 2003; Stein and Özbal 2007). So did southern
communities. These were never fixed, as no identity is, but were constantly in
the process of production.
To Gosden (2004: 41–81), then (and cf. Butterlin 2003), this means that
northern and southern identities were much the same thing, for this is “a point

19 Traditionally known as the “divine determinative” necessitating that the bearer was a god,
more nuanced understandings now acknowledge that this sign may be applied to a range
of other worldly beings, such as demons, ancestors, and so on (Pongratz-Leisten 2011).
20 Of course, the meaning of hybridity is a prominent topic of debate within postcolonial
studies. Compare, for example, Young 1995 and Kapchan and Turner Strong 1999.
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in time where a shared cultural milieu united essentially similar peoples over a
broad area.” Yet the only way we can know if people across the ancient Near East
were similar at this time or not is through material culture. And since the appear-
ance of shared cultural milieu was arguably the product of the Uruk expansion
(especially if the expansion is viewed as the exercise of economic and political
dominance), we are left with something of a dilemma. Moreover, diverse socio-
political identities may well be subsumed within an apparent material unity;
rather than creating social unity, shared culture may itself constitute repres-
sion, while differentiation is resistance. But for most archaeologists grappling
with this problem, the fact is that the recognition of a phenomenon that might
be labeled “Uruk” is no more or less than the recognition of a set of material
attributes that had a point of origination and a sphere of distribution in space
rendered visible against a backdrop of difference. That is, the whole Uruk expansion
is only knowable because its materials are unlike those of the northern Late
Chalcolithic cultures (Stein 2005b: 162),21 and those differences remained evi-
dent in some places over extraordinarily long periods of time.22
Yet it is not as simple as this, as the viewing of Uruk material culture through
the lens of hybridity will show. For one thing, the question of the material
manifestations of identity is a vexed one, as every archaeologist will acknow-
ledge (S. Smith 2003). Just how do people make, use, and deploy material cul-
ture in terms of identity and how does the experience of making, using, and
deploying material culture shape identity? There is no one-to-one relationship
between artifact and sociopolitical organization, or between artifact and iden-
tity, let alone artifact and culture; people can adopt a new material repertoire
while remaining ideologically or politically the same, just as people may main-
tain their traditional material repertoire while profoundly altering the way they
think and behave. The entire discussion of the Uruk period remains at best
mechanical, at worst meaningless, without significant theorizing as to some of
these issues. Stein’s (1999b, 2001a, 2005b)23 description of the deployment of
material culture in the expression of identity broaches such theorizing, in that
it details his understanding of how colonists and locals would be expected to
behave, but it does not interrogate that relationship in ways that the essential
issues of postcolonial theory demand. It does not allow for the alternatives that
the history of the ancient Near East, let alone the subsequent myriad examples
of culture contact, tells us are possible.

21 And even if there are regional variations in the precise distribution of the Uruk assemblage
(as Butterlin 2003).
22 Notwithstanding the possibilities that some materials traditionally identified as southern
may actually have originated in the north first. This has been proposed for Reserved Slip
Ware, for example (Dessine 2008), band-rim bowls (Pollock and Coursey 1995: 114), and
coarse conical bowls (Frangipane 1993b).
23 Also Pearce 1999; Helwing 2000; Stephen and Peltenburg 2002.
Wool, Writing, and Religion
p 81

Citing parallels with Mesoamerican situations, Stein (2001a: 283) suggests


that foreigners express their identity on a public and domestic level with prac-
tices that “should differ from local patterns in the host community while
resembling the cultural practices of the homeland.” Yet at Kültepe, the famous
second-millennium example of an Assyrian trading post located in far distant
Anatolia, there were no outward manifestations of Assyrian material culture or
identity, with the exception of the cuneiform records of that colony’s doings.
Nevertheless, the Kültepe traders, many of whom married local women (Veenhof
1982), lived within a cultural framework that included the social and judicial
mores of the homeland. A similar situation might be noted with the supposed
Akkadian overlordship at Tell Brak, where there is little evidence of southern
material culture,24 and only inscriptions suggest the presence of foreign domi­
nation (idem in Oates et al. 2001: 338; although cf. Porter 2010b).
Stein (2005b:168) claims that the differences between the Uruk and the
Assyrian trading system are “superficial,” suggesting that the Kültepe traders
were attempting to minimize conflict by adopting the outward material trap-
pings of their place of residence, but this submerges the significance of choice
and the centrality of identity to matters of economics, when instead all three are
integrally intertwined. The materiality of identity should be taken seriously, and
this question of difference, and the lack thereof, should be probed more deeply.
Although Stein interprets both as trade diasporas, it may be that Kültepe and
Hacinebi are the locations of completely different kinds of culture contact. While
we have direct evidence for trade as the basis of Assyrian presence in Anatolia (in
the documentation of those exchanges), that the Urukeans abroad had a simi-
lar mission is still only an academic construct, in varying degrees drawn from/
imposed upon the material remains – remains, despite the dominance of this
interpretation, that are still susceptible to alternative reconstructions. In either
case, we should not expect uniformity. Foreigners in a strange land face a series
of choices as to how they will exist in, and engage with, that land. Many factors
determine that choice. Receptivity of the local populations is one, but there are
others: the nature and duration of the foreigners’ purpose and the nature of
their experience in the new land; the nature of conceptions of identity, and the
personal as well as institutional significance of that identity; the circumstances
under which that identity becomes threatened; the ways in which identity is an
internal template rather than external expression. And then there is the question
of what happens to the second and third generation of colonists, those born in
the “new” land, whose birthplace constitutes part of their congenital identity.
On the other hand, our contemporary experience of globalization, which con-
verges with and emerges from the postcolonial condition at many points (Dirlik
1994), raises several possible issues regarding the spread of “Urukness” across

24 The so-called temple of Naram-Sin notwithstanding.


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the geographic arc traditionally called the Fertile Crescent. For one thing, it pro-
vides a demonstration of the intricate networks between, and multiple ­layers of,
economic structures, trade, population movements, and ­“culture-creep,” as well
as the array of contingent responses and outcomes that such networks bring
in diverse situations. For another, it demonstrates that one way identity often
crystallizes is through contact itself, because it is not until faced with strangers
that the need to invoke identity arises (Porter 2002a, similarly Helwing 1999).
Differentiation may be engendered, not by a superior power seeking to per-
petuate its control, but by an indigenous population as a form of ­resistance.
Identity is also mobilized in the face of competition and conflict. There are
many situations where a blurring of boundaries between the intrusive and the
intruded-upon occurs as they intersect, followed by a strong – indeed some-
times violent – reaction against the sense that one identity is subsumed within
or replaced by another. This reaction plays out in a reassertion, if not reifica-
tion, of local identity (Lionnet 1993: 105) sometimes manufactured to meet
the new crisis25 as a tool of political opposition – opposition to the dominant
group, to unseen economic forces. Globalization, when it results in the appar-
ent spread of a single culture,26 can solidify traditional identities just as much
as it mobilizes new ones. Yet in so doing traditional identities are themselves in
some way transformed.
It may be seen, then, that identities are contingent. They are rarely fixed or
unchanging (Tilley 2006: 8–10) at any point in time, and if they are, it is because
specific situations give rise to this outcome. Fixed identities, where the meaning
of symbols and social values are reified and distinct, are an alternative to hybrid-
ity and may also be an outcome of it, but they are not its necessary precondi-
tion. And if “identity is neither essentialist nor foundational, but strategic and
positional” (Meskell 2002: 293), then this requires the reexamination of every
supposed example of culture contact in the Uruk period – on its own terms – if
the nature of that experience and its outcomes is to be understood. Because
if “colonialism created new worlds through the meeting, clash and sometimes
merger of varying values” as Gosden (2004: 23) states, then this should be evi-
dent archaeologically. And when these individual episodes of contact are reex-
amined (especially interrogating the evidence for differentiation and hybridity),
the “Uruk expansion” is revealed not as a unified multitiered system with dif-
ferent kinds of sites acting as different nodes, but as largely system-less: diffuse,
diverse, situational, and, over time, highly fluid.
A basic reconstruction of the geographic and chronological processes of the
expansion is indicative of the shifting, and sometimes even transitory, char-
acter of contact. Improved calibration systems of radiocarbon dating allow a

25 Indeed, this is at least in part what “the invention of tradition” (Hobsbawm and Ranger
1983) is about.
26 And it usually is only apparent, as in fact hybridity is often in effect.
Wool, Writing, and Religion
p 83

Early phase, 3700–3400 BCE Middle phase, 3400–3250 BCE

6. Early, middle, and late phases of the Uruk expansion.

Late phase, 3250–3000 BCE

more precise plotting of the time periods in which relevant sites were occupied
(Wright and Rupley 2001). Although this process is by no means complete,
it now seems clear that the expansion took place over a very long period –
­minimally 500 years, maximally 700 – in a series of movements, and in vari-
ous directions. In the past it had been understood as a unitary phenomenon
compressed within the short time of the Late Uruk period, about 150 years.
The chronology is complicated, and there are various ways of dealing with its
inexactitude. The safest course is to lump together sites that fit within a cer-
tain time span on the basis of the grossest measurement. In this case, the his-
tory of Uruk and Uruk-related settlement (ignoring its precise nature) may be
divided into three basic groups (Fig. 6): early (3700/3600–3400 BCE),27 con-
sisting of Susa, Abu Salabikh,28 Qraya, Tell Brak, and Sheikh Hassan; middle

27 And see Rothman 2001 for the chronological chart as agreed upon at the Santa Fe confer-
ence by scholars working in this period.
28 Apart from the complexity of the stratigraphy and chronology, for which see the com-
prehensive treatment by Butterlin 2003, there is the question of the precise relationship
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(3400–3300/3250 BCE), in which Hacinebi, Zeytinli Bahçe, Kosak Shamali,


and Godin Tepe29 are added to the preceding group; and late (3250–3000 BCE),
consisting of Habuba Kabira South and Jebel Aruda (Qraya has disappeared),
Hassek Höyük, Arslantepe (Hacinebi has disappeared) and Godin Tepe.30
The safest course, however, is not always the most informative. Gross relative
chronologies obscure the fact that significant time gaps may separate occupa-
tions belonging to the same period, so that contemporaneity is only apparent
(Pollock 2001: 210). Although pottery assemblages may be the same at a group
of sites, as it is the broad definition of the assemblage that defines the period,
slight variations in occupation histories as hinted at by C14 dates, in conjunc-
tion with the location of sites, reveal what I think is a telling series of shifts. If
one hundred – or even fifty – years separate the Uruk manifestation at one site
from another (that is, two or three generations) then any sense of cohesion that
we see today in archaeological terms is in fact highly attenuated in terms of indi-
vidual human experience.
In addition, the nature of occupation shifts quite significantly over time at
several sites, and not necessarily in the same direction – in the Late Uruk period
contact at Tell Brak reaches its floruit and, in contrast, that at Zeytinli Bahçe
devolves (Frangipane 2007a). Finally, attributions depend on what is consid-
ered necessarily evidence of contact. Sometimes it is only a single southern
characteristic that is present; sometimes it is an entire assemblage. Subject to
the usual caveats that any use of C14 dates require, it is nevertheless worth
parsing as finely as possible the chronological relationships between these set-
tlements. While it is well recognized that kinds of Uruk occupation correlate
with three main geographic and cultural ranges, it is less clear that the expan-
sion took no obvious spatial path in chronological terms, and that this lack is
itself meaningful.
The geographic distribution of Uruk-only sites (Fig. 7), as distinct from sites
where Uruk material is co-located with indigenous materials, is restricted to
three – or perhaps two – distinct locales: southern Mesopotamia proper; the
Middle Euphrates where indigenous occupation seems sparse to nonexistent;31

of Susa and the Susiana plain to Mesopotamia. Should it be considered a single cultural
entity, or two different spheres that from time to time merged? In either case Susa is evi-
dently closely tied with Mesopotamia, and it would seem specifically with Uruk, from the
Early Uruk period on (Butterlin 2003: 310–13), well preceding any other exterior attesta­
tion of southern cultural materials.
29 This is represented by Godin VI (Badler 2002).
30 There are, of course, other sites not included here, and a very large number of sites rec-
ognized in surface survey and attributed to the Uruk period because of the presence of
beveled-rim bowls in particular. For the problems with such attributions, see following.
But without being able to attribute these sites to a reworked chronology, or to a kind of
occupancy, i.e., local or intrusive, they contribute only to the geographic picture.
31 A large section of the river between Abu Salabikh and Qraya lacks much evidence for any
type of site at this time. Geyer and Monchambert (1987) found Uruk materials at Ramadi
Wool, Writing, and Religion
p 85

7. Map of Uruk-only, Local Late Chalcolithic, and co-located sites.

and the inner Iranian plain to the foothills. It is possible to see this last region as
essentially one and the same as Mesopotamia at this time, I think, especially as
there are fifty-four sites that manifest Middle and Late Uruk occupation in the
Susiana plain (Potts 2009: 16).32 I include el-Kowm with the Middle Euphrates:
given its ephemeral nature and the fact that animal remains indicate that the
herding of sheep and goat and the hunting of gazelle were prime activities at this
time, as well as its triangulated location between Qraya and Sheikh Hassan, it
seems likely to be an activity station within the orbit of those sites.33 Then there
is a band of sites containing co-located southern Uruk and Late Chalcolithic

near Mari, however. There is also a seeming absence of sites in the area between Qraya and
Sheikh Hassan, but five sites with “Uruk” materials on the surface have been recorded in
surveys in that space.
32 This fact is in itself telling, and in two different ways – (1) it is likely that many of these sites
are not contemporaneous, but, as was the case in the rest of southern Mesopotamia, there
was a high rate of abandonment and foundation (Pollock 2001: 211); (2) this fluctuating
settlement pattern in the south corresponds, in general terms, with shifting settlement in
the areas of the expansion.
33 I do not include Jerablus Tahtani, because while Uruk occupation seems to replace indi-
genous occupation there, the relationship between the two is problematic in both chrono-
logical and organizational terms.
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materials that sweeps the inside arc of the mountain ranges from the Taurus to
the Zagros, almost as a protective barrier (cf. Helwing 1999 and Schwartz 2001:
255). A very few sites with both types of assemblage are located well within
the mountains themselves, of which Godin Tepe would be the prime example.
Indeed, for obvious reasons there are only a very few sites of this time period
known in the mountains at all.34 The sites that contain local Late Chalcolithic
materials only form the outermost band of settlement (with one or two excep-
tions), marking the perimeter of the line of the joint sites.35
There are several possible explanations for this pattern. One is the nature
of the materials that the south was extracting from the region, in conjunction
with the methods used for that extraction and the subsequent transporta-
tion of the commodities concerned (Algaze 2001);36 another is sheer distance
from the southern homelands (Stein 1999b); while yet a third is the nature of
local settlement (Stephen and Peltenburg 2002). In the first case, goods such
as ­metals and obsidian are located deep within the mountains,37 key trading
routes to them would traverse steppe and river valleys; in the second, the farther
away from southern Mesopotamia, the less power the colonists had to impose
themselves where they would and so were subject to the authority of the local
polity. In the third case, it is proposed that the kind of Uruk settlement corre-
lated with the kind of indigenous settlement encountered, which in turn corre-
lated with rainfall and associated environmental possibilities (see also Pollock
and Coursey 1995). Thus, the Middle Euphrates was dry, largely unsettled, and
suitable only for mobile pastoralism;38 the Upper Euphrates, in a higher rainfall
zone, had a stronger agricultural base and consequently a quite dense network
of settlements. In an area dominated by mobile pastoralists rather than settled
communities – from Carchemish to Mari, for example – Urukeans were free to
establish their own major centers. Or, rather, they were constrained to establish
their own settlements. If they wanted to live in this area in any permanent and
substantial way, they had little choice but to start from scratch. In the north,
though, the presence of a well-established settlement network widened their
range of options and reduced the need to be self-sustaining.
This explanation raises a further possibility: that mobile pastoralism itself
was a key orientation of Uruk and Uruk-related sites. With their location in

34 The sites in the upper regions of the Euphrates such Samsat and Norsuntepe line the pas-
sageway through the mountains.
35 Although there are frequently reported in surveys scatters of very small sites in the vicinity
of major Uruk/Late Chalcolithic centers – or, perhaps better, excavated settlements – that
are said to be Uruk only, as Stephen and Peltenburg (2002: 174) note.
36 See Algaze 2008: 68–92 for the most succinct expression of his understanding of the Uruk
expansion.
37 See Stein 2005b: 146 for a useful map of potential resources.
38 Although of course there were significant settlements in this area at various points
in time!
Wool, Writing, and Religion
p 87

the piedmont and/or proximity to the mountains, the Upper Euphrates sites
are just as embedded within a pastoralist zone as are the sites of the Middle
Euphrates. In fact, all three bands of contact clearly intersect with the two basic
pastoralist landscapes of the Near East – the steppe and the mountains. Such
a statement is a little disingenuous, however, because steppe and mountains
dominate the geography of the Near East; the pastoralist component of these
environments remains an afterthought in most discussions. I have remarked
elsewhere that the Euphrates and Tigris are thin strips of green in a vast brown
landscape. Nevertheless, it bears reiterating that, although we have a tendency
to see the settlements and fields of the river valleys as embedded in an essen-
tially hostile landscape, the more arid lands around them are no less significant
in subsistence, demographic, or cultural terms. Despite our usual assumption
that farming is inherently more important, there is no reason to assume that
farming has primacy over any other function, or that cereal cultivation was the
object of the colonial enterprise along the Euphrates and thus the reason for
settlement. Cereal cultivation merely enables settlement. It is not a necessary
precondition for it.
Further, we too frequently fail to recognize that the river valleys have multi-
ple constituencies exploiting it for multiple uses – farming, herding, trading,
and traveling – and that all these functions coexist and are interdependent.
Indeed, most of the locations where Uruk materials are found are susceptible
to multiple explanations – such as the Anatolian mountains, where pastoral-
ism or mining are both feasible, or Godin Tepe, which is located in an area
with potential for relatively easy transit, but is not necessarily established there
because of it. In proposing mobile pastoralism as a fundamental component
of the movement of southern populations outwards, I do not mean to extract
other factors from the equation, only to invert the relationship between them.
The exploitation of metals and other raw materials may well have been part of
the resulting interactions between indigenous and intrusive populations, but
they are certainly not the only potentials implicit in the geography of the expan-
sion. First, we discover more sites that are accessible as opposed to sites that are
inaccessible. Second, whatever the economic foundation of the settlements and
unless prohibited by other considerations, people will tend to locate in an area
that allows easy access to other places. Third, and most important for this dis-
cussion, pastoralists may use the same routes of passage that traders (and any
other travelers) do. Therefore settlements that are closely connected to pastoral-
ism either as service centers, marketplaces, or points of residence will be located
in places convenient to pastoralist passage. Those same settlements will also
need areas suitable for agricultural production, again for their own needs and
for the needs of the communities they support.
While others have certainly discussed pastoralism as a factor in the expan-
sion (Adams 1981; Wright 1989; McCorriston 1997; Kouchoukos 1998; Algaze
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2001, 2008),39 few have systematically explored the evidence for, the processes
by which, or the implications of this situation for the various changes that
transpired in the fourth millennium. This is in large part because the nature
of mobile pastoralism is considered antithetical to those changes – urbanism
and associated administrative technologies, especially writing – and therefore
pastoralists and pastoralism could provide no kind of dynamic in their engen-
dering. It is also a product of the fact that evidence for pastoralism is purely
circumstantial. But such evidence, indirect though it may be, is to be found in
every kind of source at our disposal, and since the evidence for current recon-
structions is equally circumstantial,40 this should not preclude examination of
alternatives.
The chronology of the expansion is just such a source of circumstantial
evidence. Movement out from the south is demonstrably piecemeal and slow
(Fig. 8). The earliest Uruk materials found outside the immediate zone of Uruk
itself is at Susa, to the east. Sometime later, contact is evident at Qraya on the
Euphrates at its junction with the Habur. It is close to, but perhaps followed by,
the material far closer to home (home being Uruk) at Abu Salabikh. Uruk mate-
rials at both Qraya and Abu Salabikh first date to before 3800 BCE, according
to Wright and Rupley (2001: 120). Both Susa and Abu Salabikh might be con-
sidered part of the heartland of the culture that characterizes Uruk, but I would
not so consider Qraya.41
Interestingly, perhaps the first evidence of contact between the south and
true north is at Tell Brak, where in level 16 a few beveled-rim bowls were found.
Dates for this level vary. David and Joan Oates (1997: 287) placed it around
3500 BCE, with which Wright and Rupley concur (2001: 101–2). Subsequent
work at the site, however, seems to have pushed the date back to before 3600
BCE (it is considered Late Chalcolithic 3; see, for example, Rothman 2002: 52,
table 2) and perhaps as early as 3700 BCE (Akkermans and Schwartz 2003:
fig. 6.3; Oates 2005: 18–21). This would correspond to the establishment of
Sheikh Hassan around 3680/3600 BCE.42 A walled site of approximately one
hectare, Sheikh Hassan is the first so-called Uruk colony, with the possible
exception of Tell ’Abr.43 It contains a cell building similar to that of Zeytinli

39 Algaze (2001: 49), for example, acknowledges a connection but nevertheless maintains the
role of Uruk sites as “mediators of exchange.”
40 One of the criticisms of Algaze’s explanation has been that there is no material demonstra-
tion of the commodities Mesopotamians supposedly extracted from their hinterlands as
present in any greater quantity in the south than before or after (Weiss 1989).
41 Several installations for fire were found, and Buccellati (1990b) has interpreted this as a
salt-processing center.
42 However, this is labeled Late Chalcolithic 4 in Akkermans and Schwartz 2003: fig. 6.3.
43 While the colony status of Sheikh Hassan, Habuba Kabira, and Jebel Aruda is well known,
Schwartz (2001) also includes Tell el Hajj, Hadidi, Mureybit, and Tannira in this category,
although I doubt that there is enough exposure at these latter sites on which to base this
Wool, Writing, and Religion
p 89

1. 2.

3. 4.

5. 6.
8. An alternative mapping of the Uruk expansion, from early (1) to late (6).
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Bahçe, with which it is contemporary (Frangipane 2007a). In the mix at this


point is el Kowm, a hunting station in the desert, and then Hacinebi demon-
strates contact in a similar manner to Tell Brak, with the presence of beveled-
rim bowls – but nothing else – at the end of Late Chalcolithic 3 (Stein and Edens
1999: 167). It is not until the subsequent period, Late Chalcolithic 4, that the
full Uruk assemblage emerges and Hacinebi seems to take over from its near
neighbor, Zeytinli Bahçe.
The initial movement north along the Euphrates is followed in the later
Middle Uruk by a dual spread even farther north to the Anatolian Euphrates
and, in Syria, to the east, primarily between the Eastern Habur and the Tigris.
Notable sites that demonstrate occupation at this time (c. 3500 BCE) are, on
the Euphrates, Jerablus Tahtani (Stephen and Peltenburg 2002) and Tell ’Abr
(Hammade and Yamazake 2006) and, in the east, Hamoukar (Reichel 2002,
2009).44 Expansion into the Iranian foothills is evident at Godin Tepe (Badler
2002). Later still, there is a significant change in the location of Uruk and Uruk-
related sites. Contact is established at Arslantepe and Hassek Höyük. Sheikh
Hassan is replaced by new implantations on the opposite bank of the river
beginning with Jebel Aruda, followed by Habuba Kabira. A large number of
small sites, mostly unexcavated, seem to show traces of Uruk material culture at
this time, the precise nature of which is unclear.
This is, unquestionably, a somewhat false picture, because there are many
other sites besides those for which we have reworked C14 dates and many other
sites for which we have indications of Uruk interaction but no substantial
data.45 But this is true for every reconstruction of the path and nature of the
Uruk expansion. The exposure at some of the sites argued to be one kind of
settlement or another is simply too small to be in any way definitive. This is
the case with Tell Brak for example, where the thirty-odd square meters about
which there is any detail pales in comparison to the postulated 55 ha size of
the site (Ur et al. 2007); this is also the case with Jerablus Tahtani, from which
Uruk pottery was retrieved in a two-by-six-meter trench (Peltenburg et al. 2000:
68). While there appears in the excavated areas at both sites to be a complete
replacement of the local Late Chalcolithic assemblage by the Uruk – gradually

conclusion, and so I will not account for them. Hadidi’s so-called Uruk material dates to
the transition from the end of the fourth to beginning of the third millennium (Porter
2007a). The criterion for the inclusion of these sites by Schwartz seems not so much the
completeness of the repertoire as the absence of contemporaneous indigenous materials.
More convincing are the materials from Tell ’Abr (Hammade and Yamazaki 2006), which
on the basis of ceramic parallels may be attributed at least to the Middle Uruk phase if not
definitively as early as Sheikh Hassan.
44 Both sites seem to be lacking a preliminary phase of contact in which beveled-rim bowls
only are found. However, since contact in this phase seems to have been very small-scale, it
is possible that it simply has not been found as yet.
45 See, for instance, Potts’s (2009) notation of eastern sites with beveled-rim bowls.
Wool, Writing, and Religion
p 91

in the case of Brak and suddenly at Jerablus Tahtani – it is perfectly possible


that excavators hit upon a small enclave within the indigenous settlement of
each site. That Uruk materials are found in areas TW and CH at Brak does not
in any way indicate a complete occupation of the site by an Uruk population.
TW is located on the northern slope of the high mound and therefore was
possibly external to the main settlement (and indeed, a monumental gate lay
beneath this area in the late Ubaid period [McMahon and Oates 2007]); CH,
toward the southern edge of the mound, may likewise be peripheral. Trenches
opened recently in areas TX and UA are also on the sloped sides of the mound,
north and south respectively (Emberling and McDonald 2003: 2, fig. 1). In fact
this situation raises some interesting possibilities – it may be that two sepa­
rate southern enclaves, or karums, are located at Brak, which given its regional
significance would hardly be surprising. It is certainly possible that different
Mesopotamian settlements maintained different connections with settlements
to the north and east. Algaze (2008: 113) proposes a “political balkanization”
for the southern Uruk, and although I would question the idea that we can read-
ily draw political boundaries around sites on the basis of site sizes and ­levels of
settlement hierarchy,46 nevertheless, for reasons which will become clear later, I
too do not think the expansion is sustained by a single center.
Any interpretation therefore has to remain speculative until these details are
fully fleshed. The point, though, is this: the first pattern to emerge is that there is
no obvious pattern – no concerted movement in one direction that might indi-
cate a material goal toward which the expansion was directed. If, for example,
Qraya is the first site at any distance from the homeland, and its pyrotechnic
facilities were for the processing of salt (Buccellati 1990b), an interpretation
by no means the consensus,47 salt is certainly not the apparent target of subse-
quent contact with sites in the far north.
But what is? I would suggest that while the overall pattern of expansion
seems like a gradual rise, retraction, and collapse, the small shifts within this
mapping should be given due consideration, for they break down the picture of
systematic and monolithic movement and reveal it to be, in essence, a series of
stops and starts. What happens at each point is in part a product of the previ-
ous point and in part a product of the new situations in place at that moment
in time. The relocation of a colony presence in the Late Uruk period from the
left bank of the Euphrates at Sheikh Hassan, to Habuba Kabira and Jebel Aruda

46 The situation at Tell Brak, ancient Nagar, should provide sufficient warning about the
limitations of this approach (see also Ristvet 2008). The discovery of cuneiform tablets
from the site of Tell Beydar, ancient Nabada, revealed that site to be a subsidiary settlement
of the polity of ancient Nagar, for which Nabada seems to have been regional coordinator
of agricultural and pastoral production from a number of smaller sites.
47 Although as will be seen, large-scale ovens are a feature of more than one location of con-
tact materials.
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on the right bank of the river, while at the same time southern presence expands
in the Habur and especially at Tell Brak, suggests that for some reason there was
a reorientation in focus from the Jazireh to the west and far northeast. And yet
farther north, as Hacinebi ceases, a group of settlements including Arslantepe
and Hassek Höyük start to show evidence of interaction with southern popu-
lations. There is no explanation that readily accounts for the ebb and flow of
contact across the landscape, the consistency with which settlement changes
yet the inconsistency of those changes – no explanation except one. Access to
regions of pastures fluctuated because of changes in one or more of the fol-
lowing ­elements: rainfall (affecting both grass growth and water source); inter-
group political relationships; expanding and contracting sedentary settlement.
While each of these factors might impinge upon the operation of a trading net-
work, it is unlikely to be so recurrent, and so seemingly random a feature, over
this time and space. And although this scenario might be implicit only in geog-
raphy, it is certainly possible to offer a more substantive argument for it. Close
attention to small patterns within larger ones reveals a process – and indeed a
performance – of contact that is ultimately oriented to mobile populations.
So now it is the postcolonial approach to the nature of contact itself, not
just the when and where of it, that is at stake. I do not intend to substitute one
model imposed upon the data, that of hybridity, for another, that of world sys-
tems (Algaze 2005 [1993]) or distance parity (Stein 1999b). Rather, I wish only
to ask of the archaeological data the questions that postcolonialism warrants.
Space precludes a comprehensive treatment of all the relevant sites, but a survey
of some of the more prominent materials suffices to demonstrate the possibili-
ties of reinterpretation – and the possible depths of that reinterpretation – that
such questions raise.
Arguing that distance from the homeland inhibited the Uruk inhabitants of
Hacinebi from asserting their original military and organizational dominance
(and thus maintaining the innate superiority of the south), Stein understands
the phase of occupation there labeled B2 and dated 3600–3300 BCE (Stein and
Edens 1999: 168)48 as bearing witness to the segregated coexistence of a popu-
lation derived from Southern Mesopotamia inserted in the midst of a northern
polity (Stein 1999a: 16). This southern population is identified by the confined
distribution of ceramics, wall cones (but no extant architecture),49 bitumen, clay
sickles, pins, cylinder seals, and other forms of administrative technology (Stein
et al. 1997) within a local, Late Chalcolithic assemblage. Stone tools and botan-
ical and faunal remains indicate that the southerners remained self-sufficient

48 But cf. Stein 2001a: 301, where the beginning of Uruk occupation at Hacinebi is dated to
3700 BCE.
49 Whether dated to Phase A (Butterlin 1999) or Phase B1 (Stein and Edens 1999), the terraces
on which this occupation was located were built by the local inhabitants of the site.
Wool, Writing, and Religion
p 93

and did not participate in the economic system of the local population, a popu-
lation that itself remained uninflected by proximity to the southerners.
I am not as sanguine as Stein (1999a, 1999b, 2001a; Stein and Edens 1999, and
cf. Butterlin 2003), however, that the Uruk assemblages and Late Chalcolithic
assemblages dated to phase B2 represent coterminous but sequestered occu-
pations. Almost all the artifacts found for this phase at Hacinebi, including
pottery, were retrieved from ash, trash, or wash – from middens inside rooms,
from slope erosion, or from pits. When artifactual material is in situ or associ-
ated with floor levels of architectural units, it consists of local Late Chalcolithic
items with or without beveled-rim bowls (but very often with).50 The deposition
pattern of this refuse does not really allow for a clear understanding of the rela-
tionship between the people who made and used the Uruk materials and the
people who made and used the local Late Chalcolithic, because it is difficult to
explain just how it got where it did. Pits, for example, are complicated, because
even when one can detect the surface from which they were dug, it is hard to
know if that activity was part of the original use of the surface or whether it
postdated it. It is also difficult to know just how the contents of the pit got
there – by people disposing of their own mess, or by people disposing of rubbish
others had left behind.
At first, though, the Uruk materials seemed to be confined to the eastern side
of a wall (Fig. 9) that ran along the northeastern edge of the mound, through
operations 1 and 6, while the local Late Chalcolithic is confined to the west.
This material was chronologically mixed, containing Middle and Late Uruk
forms in the same deposits (Pollock and Coursey 1995).51 But subsequent exca-
vations turned up “mostly Uruk” deposits alongside local Late Chalcolithic
deposits in operations 14 and 15, so that it seems the wall was no longer sep-
arating the two populations. According to the segregation scenario, even if the
wall ran through both 14 and 15, thereby describing a rather small arc, only
one community should have been recognizable within that arc – the local Late
Chalcolithic. Why, then, would the Uruk occupants of the site be disposing of
their rubbish inside the houses of the local inhabitants while those inhabit-
ants were still there? Although I generally think it a fool’s game to predict what

50 Beveled-rim bowls occur with Late Chalcolithic materials in a number of contexts: for
­example, the southeast room of the yellowish brick building in operation 12 (Stein et al.
1997: 118); the house in operation 15 where there is a “high concentration of Mesopotamian
Uruk ceramics in the ash and midden that fill the rooms, and . . . two complete bevel rim
bowls in the floor deposit of the southern room” (Stein et al. 1997: 114–15); and in oper-
ation 4, where perhaps the most extensive architecture for phase B2 contains local Late
Chalcolithic materials with beveled-rim bowls (Stein et al. 1996: 217). Operation 7 is in the
area characterized as entirely local Late Chalcolithic, and it too contained pits full of Uruk
materials, mostly beveled-rim bowls, with some local wares.
51 Although some forms may have proved to have had a longer lifespan than previously rec-
ognized so that this occupation dated to only one period.
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P Mobile Pastoralism

9. The location of the wall dividing local and intrusive populations at Hacinebi. Redrawn from
Stein 2002.

people would or would not do, in this particular instance it really is difficult to
imagine any scenario where this might be the case.
There are two issues that confuse things further. One, it is not clear whether
the excavators think that the midden and trash deposits inside the rooms were
debris from the activities of the people who built and used these houses, piling
up on floors as they lived there, whether it was dumped subsequent to that,
after the rooms were no longer in use, or even whether it was later fill. If either
of the latter two alternatives proves to be the case, then the possibility arises
that the Uruk occupation was subsequent to the local Late Chalcolithic, not
contemporaneous with it. The Uruk inhabitants would therefore have tossed
their trash over the walls and on to the steep slope of the mound and used
abandoned houses as refuse containers. Or they may have moved into empty
houses abandoned by their original occupants and reused them. The buildup
of rubbish deposits inside rooms, which is rare in permanent sedentary occu-
pations, is characteristic of “planned abandonment and/or anticipated mobil-
ity” (Berelov 2006: 136). In this case Uruk deposits could easily end up side
by side with Late Chalcolithic remains left in these contexts, appearing to be
“interstratified” (Stein and Edens 1999: 169). The consistent presence of some
local Late Chalcolithic ceramics and the occasional sealed basket in deposits
Wool, Writing, and Religion
p 95

characterized as “mostly Uruk” would be explained by exchange with local Late


Chalcolithic peoples elsewhere.
Two, even though a wide range of Uruk pottery types and other components
of material culture are present at Hacinebi, much of the material in these “Uruk”
deposits may have consisted almost exclusively of beveled-rim bowls (Fig. 5), the
most common vessel type belonging to the Uruk repertoire at the site by a dra-
matic percentage (Pollock and Coursey 1995; Pearce 1999). From time to time
contexts considered Uruk are noted as consisting of beveled-rim bowls, such as
the pits in operation 7,52 but it is not clear if this is always noted when it is the
case, or only occasionally. It is now increasingly evident, though, that beveled-
rim bowls appear at Hacinebi before the rest of the Uruk repertoire (Stein and
Edens 1999: 168). Indeed, through detailed stratigraphic analysis and reanaly-
sis of sites containing evidence for Uruk presence in some way, Pascal Butterlin
(2003) has determined that, no matter the nature of interaction, be it colony,
enclave, or outpost, contact is often first presaged by a phase in which beveled-
rim bowls alone appear (see also Stephen and Peltenburg 2002: 175; Badler
2002: 84; Helwing 2005) within a local assemblage53 – although it is important
to note that this does not necessarily occur at the same time everywhere. Crucial
therefore to understanding the nature of contact – or if indeed there was any –
at Hacinebi is the function and origin of these distinctive vessels.
The consensus for some time has been that the beveled-rim bowls are ration
bowls (Nissen 1970; Zagarell 1986; Johnson 1987; Butterlin 2003; cf. Oates et al.
2007: 596), standardized containers in which allotments of unprocessed cere-
als were doled out to institutional dependents – primarily, at this time, of the
temple – or performers of corvée labor. Quite apart from the reservations that
accompany this theory – the actual lack of standardization in the bowl sizes
(Beale 1978), what indeed constitutes standardization, and the questionable
evidence for any such system in the fourth millennium (Chazan and Lehner
1990 and see below) – it is hard to imagine why ration bowls would appear
across the countryside prior to any evidence for the institutions/population
they rationed, thus undermining two essential components of the original colo-
nial hypothesis: (1) that it is a system exported whole and intact, and there-
fore with the complicity of one or more centralized and controlling authorities;
(2) that it represents a wholesale movement of people. This is a conundrum
of the chicken-and-egg variety however, for the function of the bowls has in
part been determined by their distribution. These bowls are simply ubiquitous.

52 See note 49 above.


53 Lupton (1996: 41) also notes this phenomenon as a shared feature of Grai Resh, Tell Leilan,
and Tell Brak. Susa should also be included in this group (Butterlin 2003: 310). Jerablus
Tahtani may prove an exception, as this phase is absent there, meaning either there is a
hiatus, or that for some reason this site does not fit into the pattern established by the
majority of contact sites (Stephen and Peltenburg 2002: 175).
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P Mobile Pastoralism

They are found everywhere, from the vicinity of the Caspian Sea to Pakistan
(Potts 2009) to Egypt (Joffe 2000; T. A. Wilkinson 2002) and, as seen from the
numbers at Hacinebi (indeed from Uruk itself), they comprise as much as sev-
enty to ninety percent of the assemblage at several sites (Chazan and Lehner
1990: 26), although at others they constitute but a few sherds. Two hundred
and fifty thousand such bowls were found at Chogha Mish (Delougaz et al.
1996). In the past, the recovery of a beveled-rim bowl in surface collection has
been thought enough in and of itself to indicate some form of contact with
southern Mesopotamia.
Beveled-rim bowls are coarse and, because of their frequency, thought to
have been mass-produced54 – even though they are also thought to be hand-
(Badler 2002: 84) or mold-made (Nicholas 1987; Goulder 2010). They are found
in every kind of spatial context – public and domestic buildings, interior or
exterior space – and were very often made locally (Berman 1989; Stein 1999a:
16; Potts 2009). They have been variously interpreted as salt containers, as ten-
tatively proposed by Potts (1984) and more strenuously argued by Buccellati
(1990b); yogurt containers, where the porosity of the fabric allows the whey to
drip through (Delougaz 1952: 127–8); bread molds (Millard 1988; Chazan and
Lehner 1990 and now Potts 2009; Goulder 2010); votive containers, whether as
offerings for the gods (as Beale 1978) or as taxation (per Nicholas 1990); and
they certainly sometimes held bitumen, although probably as a secondary use
(Stephen and Peltenburg 2002: 176; cf. Stein 1999b: 150). Not all of these pos-
sible functions are mutually exclusive – bread, for example, might be an offer-
ing, as indeed may salt (Potts 1984). Salt might also have been a commodity
controlled and doled out by institutions. One could no doubt collect one’s por-
tion of grain and then bake one’s bread in the same vessel, thereby emphasizing
dependency on the powers that provided this basic necessity.
But whatever the bowls prove to be, each of the explanations clearly shows
that they were not just a form, one that might be adopted by anyone because of
its utility or technical advantages, but rather were deeply embedded in a cultural
locus, so that it seems it must have been the locus itself that was in place wher-
ever there are beveled-rim bowls. Technologically sophisticated they are not.
This is their very point – they are easily made, easily broken (although remark-
able numbers of intact vessels are recovered) domestic objects so frequently
found that everyone probably had or used one or more of them; therefore they
must have been part of something that everyone did all the time. This pertains

54 This issue of mass production is complicated. Although the term seems often enough
used as denoting simply a commodity made in large volume, it should be adduced on the
grounds both of frequency and standardization and implies the consistent output of a
specialist. This would seem inapplicable to the beveled-rim bowls, for all the signs, such
as an actual lack of standardization and the varieties of finished product, point to these as
objects that may equally be made in a domestic context.
Wool, Writing, and Religion
p 97

whether or not the bowls were imported or locally made, a determination that
does not simplify the matter one way or the other. Imported bowls might have
been used by southerners who had emigrated, or by locals who wished to asso-
ciate themselves with whatever the bowls represented. Émigrés might have used
local materials to make their bowls; locals might have used local materials to
copy others’ ceramic vernaculars.
If votive containers, the beveled-rim bowls were part of a religious system
where the contents – the offerings – were as significant as the medium through
which they were offered. If ration bowls, then they are emblematic of a highly
structured and very specific kind of sociopolitical organization, and indeed this
is one reason why the idea of Uruk colonialism has proved very powerful: the
system was so specific that it can be recognized (through the bowls) as function-
ing far from its point of origin. If bread molds, then the bowls speak to daily
practices that are an intrinsic part of social identity. Bread is the most basic
form of sustenance; shared sustenance creates and maintains social relation-
ships from the familial, where it is at least as instrumental as blood (Carsten
1995; Ferraro 2008), to the international (Williams 2005).
The fact that beveled-rim bowls appear before the rest of the Uruk assemblage
raises another question: that of origin. Are they originally local to the north,
part of the chaff-tempered, handmade Late Chalcolithic repertoire, with which
they would seem to fit? Or are they a southern phenomenon (Stein and Edens
1999: 168; Butterlin 2003: 320, but cf. Helwing 2005 and Oates et al. 2007: 596;
Potts 2009: 12)? Certainly they have always been taken as the latter, and the
earliest recorded beveled-rim bowl at Warka is found in Level XII of the Eana
precinct (Nissen 2002: 5), well before any of the other sites that manifest the
southern pottery repertoire, according to the Santa Fe chronology (Rothman
2001: 7). The first beveled-rim bowl at Susa comes from level 22 there, which
may be at least as early as Eana XII, depending on the length of the hiatus after
the preceding occupation (Butterlin 2003: 310–11 and plate 12).
But bread mold or ration container, we now have to explain why these vessels
spread so far so fast if they are not (yet) accompanying a residential population/
work gang/administrative structure. The fact that, while some were imported,
many were made at the dispersed sites in which they are found would seem
to invalidate the suggestion that they are a trade-good container or disposable
packing (as proposed by Abdi 1999, cited in Potts 2009), as would the impracti-
cality of the shape for any sort of long-distance shipping.55

55 Buccellati’s suggestion that they were salt containers has not been borne out by residue
analysis. Even if they were, they were more likely for localized salt extraction and drying
than shipment vessels for long-distance trade. Potts (1984) suggests that the tall conical
cup of the subsequent period may be an auget for collecting salt, but this is subject to the
same reservation. Bitumen drips on the bowls are not uncommon, but this is sufficiently
infrequent as to represent only an isolated practice of secondary use (Goulder 2010).
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Butterlin (2003) argues that the Uruk phenomenon is essentially an expan-


sion of ideas, not people, where newly emerging polities adopt those techno-
logical innovations of the south56 which facilitate that emergence, as all are part
of a proto-urban “culture world.” The same conditions, although appearing
slightly later in the north, give rise to the ready adoption of the new technologies
of urbanism developing in the south in a process of acculturation brought about
by long-term, continual contact between different parts of the urbanizing world.
Beveled-rim bowls spread because they are easy and cheap to make (Butterlin
2003: 344). Potts (2009: 12) makes a similar point (also Goulder 2010), noting in
a consideration of the precise distribution of these vessels in Iran and Pakistan
that it “is inconceivable that Sumerian or Susian enclaves lurk beneath the sur-
face of every site on which BRBS have been found.” The frequency of beveled-
rim bowls in the east ranges from but a few sherds to tens, if not hundreds of
thousands of vessels, and they seem to have been locally produced, as is often the
case in the north (as has been noted). Potts suggests that, while the bowls may
have a single function, that of bread mold, they are unlikely to have a single con-
text of use. At those sites where they are thick on the ground they may represent
bread produced as rations for a Mesopotamian-style labor system by centralized,
industrial-sized bakeries, while at those sites where only a few are recovered they
are more likely to represent the transmission of taste – a taste for the kind of
bread, a new kind, that Mesopotamians used (cf. Goulder 2010: 359).
Potts, however, does not delineate the mechanisms of this transmission,
which begs as many questions as it answers. Presumably, in this reconstruction,
key centers in the east – identifiable because they contain masses of beveled-rim
bowls – were incorporated into the Mesopotamian system, or at least borrowed
its basic sociopolitical structure of indentured or corvée labor drawn from the
surrounding hinterlands. That labor was paid with bread. Those who experi-
enced this bread would immediately prefer it to the bread they had eaten all
their lives and so would choose to make it at home (cf. Badler 2002: 84); their
neighbors, once having had access to it, would also make the switch.
As widespread as the bowls are, there are still Late Chalcolithic sites contem-
poraneous with and well within the core zones of their use that do not have
them. Any explanation for the function and distribution of beveled-rim bowls
must take into account not only how many are found, but also where they are
found and, in equal measure, where they are not found. It must account for
their extraordinary consistency in form, fabric, and manufacture across a vast
geographic and time range, especially as they are locally produced and might
­therefore vary in at least nuanced ways. In fact, since everyone was making
their own, and often in places where there was already an indigenous tradition
of mass-produced bowls and plates, it would not be unreasonable to expect

56 Which to all intents and purposes includes the Susiana plain.


Wool, Writing, and Religion
p 99

regional distinctions in style and/or fabric while maintaining a general similar-


ity of form. For example, no one would ever confuse an Egyptian bread mold,
from which this explanation derives (Chazan and Lehner 1990; Potts 2009), with
a Mesopotamian one; despite manifesting the same basic idea, they are quite
disparate in shape and fabric. The differences might be explained as a result of
independent traditions (Joffe 2000: 118), even though various Mesopotamian
artifacts have been found in Egypt (for details, see T. A. Wilkinson 2002). The
nature of the connection and its impact on the transmission of influences
remains to be established (Butterlin 2003: 151–7).
Indeed, if everyone was making their own beveled-rim bowl, it would be
well to inquire as to why there is absolutely no indication of identity mani-
fest in these bowls – no differentiation, by the merest hint of a potter’s mark,
between the centralized industrialized production of the bakery and the house-
hold that was also employing the form – or did everyone get the bowl with their
bread from the bakery, keeping it thereafter at home? In which case, one might
imagine hundreds, perhaps even thousands, of these accruing in the lifetime of
a single house. But if everyone was making their own bowls at home in all these
different regions, why is there no micro-styling evident (Dietler and Herbich
1998),57 nothing that says in some way, “this bowl belongs to family X” or that
denotes other social relationships?
Postcolonial theory prompts these and other questions, questions based in
the relationship between food and identity. For example: if this is about a better-
tasting bread, why do some Late Chalcolithic communities choose not to adopt
the new bread? And why would only a few people, within those sites where lim-
ited numbers of bowls are found, take to the new bread and not everyone? There
is now a considerable literature on food and eating (see Mintz and DuBois 2002
for a survey), but the upshot is that there are no rules, nor are there permis-
sible assumptions other, perhaps, than that taste is not innate but culturally
constructed,58 and any number of factors may contribute to that construction.
Food preferences may be conservative, but they may, equally, change readily and
rapidly (contra Pearce 1999: 36). Patterns today in the use of thick and flat breads
in Syria are quite distinctive for example. “Syrian-style bread,” or ­“two-layer flat
bread,” comprises eighty percent of all bread consumption. Single-layer flat
bread, now confined to rural domestic production, and Western breads available

57 It is in fact possible that such microstyling exists – no one to my knowledge has yet taken
a systematic, detailed approach to an analysis of precise measurements of hundreds of
thousands of bowls from across such a broad geography that might reveal, if not consis­
tency of size for rationing, consistent groupings of attributes. Goulder (2010) argues that
one bowl served as a mold for another bowl, which should be evident in such a study, and
which would presumably reveal regional patterning.
58 I am not referring here to genetically determined tastes, for example, where some people
taste the bitterness in grapefruit and others do not.
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P Mobile Pastoralism

in the cities and larger market towns comprise ten percent of total consumption
respectively (El-Haramein and Adleh 1994). In my own observations, many vil-
lagers often profess a preference for town bread, the two-layer bread, stating
that only cost and availability prevent them from eating it every day. Sometimes
this choice is a matter of signaling sophistication and sometimes it is a prod-
uct of more mundane concerns, especially when expressed by women, who seek
release from the daily task of breadmaking. Others reject the notion that town
bread is better, and in doing so, often associate their preference for village bread
with the superiority of a traditional way of life and/or rejection of the city and,
sometimes, of the idea of government control. There is no question, however,
that town bread is more expensive, and that individual responses to it can be
dictated by consideration of cost. On the other hand, Western-style breads are
unpopular in Syria. They are a “blended” product, a Western idea made locally
on Western machines with local materials,59 and satisfy no one. Yet it is nearer to
the taste of home and so consumed by many, but by no means all, of the expa-
triate community. Finally, in much of Syria the thick bread often thought of as
“Turkish” or “Turkish-style” is unavailable, although not always unknown. It
is consumed primarily in areas where there are populations who identify them-
selves as non-Arab and/or non-Muslim, even though “Turkish-style” breads are
consumed in Turkey by a predominantly Muslim population.
All these responses to different kinds of bread would suggest a clear if implicit
relationship to identity embedded in a mix of geographic, ethnic/national,
political, economic, personal, and even religious factors, although they would
not suggest that the relationship works in any one way. Anthropological archae-
ologists also now see food as an integral component of and venue through
which identity is expressed, especially in the modes of practice theory. If so,
bread, something one eats many times every day from infancy, is surely a key,
and beveled-rim bowls an equally key, symbol of that identity – so much so that
the subsequent cuneiform sign for bread looks very much like a beveled-rim
bowl, as proponents of the bread-mold function are quick to note.60 While this
is not to say that identities cannot be consciously or unconsciously re-formed,
rejected, and/or adopted, it would seem to indicate that a shift in consumption
of such a staple is unlikely to be only a simple matter of fad or fancy, or indeed
its opposite, sheer conservatism. If we invoke Bourdieu’s notion of habitus as
the basis of the relationship between quotidian practice, such as breadmaking,
and identity, where the performance of daily tasks deeply engrained in bodily

59 The quality of the flour was often blamed in frequent conversations about the difficulties
of getting good bread.
60 At the same time, proponents of the ration-bowl theory note that the cuneiform sign
meaning “to eat” also employs a bowl (with a human head) that looks like our beveled-rim
bowl (Nissen 1988: 84–5). But of course what food would be more symbolic of eating than
bread?
Wool, Writing, and Religion
p 101

motion reproduces within the individual the social structures and skills that
create that individual’s links to society, then those things associated with such
tasks, such as bread molds, are indicative of one’s conception of self: in other
words, I use this bread mold because I am a member of this social group at the
same time as I am a member of this social group because I use this bread mold.
As with any situation in which ethnographic examples are invoked, however,
a brief survey of studies of changing consumption patterns will not only provide
examples of shifting food preferences that take place in tandem with culture
contact, it will also offer an equal number of examples that occur without such
contact. In situations of colonialism either outcome, at least in part, is a product
of the nature of the colonial encounter itself (Goody 1982), just as it is a prod-
uct of preexisting ideas about food production and consumption. In colonial
attempts to domesticate Africans by inculcating the arts of domestic service, for
example, hybridity comes into play. African cooks were trained to reproduce the
culinary experience of the colonist’s original home, using local and imported
goods; this was supposed to translate into the adoption of European ways in
African domestic contexts. But whereas cooks and other domestic servants in
white households were men, men did not cook in their own homes because that
was women’s work. And women continued to prepare the traditional meals as
they always had because this fulfilled notions of what a good wife did. At the
same time, there are very clear notions, notions that transcend class divisions,
of what constitutes a proper, satisfying traditional meal, and this has remained
unvaried from pre- to postcolonial times (Hansen 1999).
The question of shifting food preferences and the relationship of identity to
food consumption is worthy of some detail because much is made of this issue
in the discussion of the Uruk expansion. Emulation, an explanatory approach
that itself might be argued as a profoundly colonialist view of the interac-
tion between cultures – and, what is more, a direct outcome of hierar­chies of
development to which models of complex society are inextricably linked – is
increasingly gaining ground as an explanation of the distribution of the Uruk
repertoire and variation in its patterning.61 It has been suggested (Lupton 1996)
that this is a form of peer-polity interaction (Renfrew and Cherry 1986), where
some groups use intrusive or “novel” resources to differentiate themselves from
others of their own kind (Gosden 2004: 33). The group thus distinguished is
universally claimed to be elite, or incipiently so. But the idea that Uruk materi-
als within northern and eastern sites represent local elites emulating a supe-
rior culture requires considerable thinking. There are several questions: Is this
actually an emulation of behavior, ideologies, or ways of life far more profound
than the copying of a bowl? Would local elites, in order to further their status,

61 Wattenmaker 1990: 68; Lupton 1996: 68; Schwartz 2001; see Stein 1999a for a cogent
discussion.
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P Mobile Pastoralism

utilize mundane artifacts such as bread molds? Or eat products viewed as for-
eign? Stein (2001a: 282–3) suggests they would not, that emulation would be
confined to moments of public display, where nonelites would be most likely
to see such signs of their betters’ status; whereas the presence of an intrusive
repertoire in a domestic or private context must surely indicate the presence of
actual colonists. Stephen and Peltenburg (2002) also suggest that the presence
of different groups of people might be recognized in the archaeological rec-
ord on the basis of the way they do fundamental things, rather than in excep-
tional items that may be deployed as a means of ascriptive status. At Hacinebi,
Stein (2001a) has argued that stable relations with the host community may
have been maintained through intermarriage, which raises more questions. If
the two groups intermarried, does this mean the material culture of the male
dominated that of the female? This seems unlikely, in terms of domestic tasks.
It has been proposed at Hacinebi that local women were spinning fibers even in
the contexts that appear to belong to the intrusive population, suggesting that
southern women did not live there (Keith, in Stein et al. 1997: 139), but other
explanations are equally possible: spinning may be a task organized according
to social position or it may be a specialized skill not yet available to other pop-
ulation groups. As for cooking, would women cook in an unfamiliar way with
unfamiliar implements to please their husbands? Would men know how to
make a hearth as in their homeland? They well might, especially if they are rit-
ual specialists and the fireplace is part of ritual practice. Simplistic correlations
between hearth style, food production/consumption practices, and ethnic iden-
tity are simply not tenable when the distribution of variations in fireplace style
is carefully considered. Moreover, it is not uncommon for colonists to employ
local servants, who then attempt to produce the incoming group’s original food
preferences – using their own implements and locally available ingredients to
create dishes that subsequently become integral to the national cuisine of the
colonizers (if the British experience is anything to go by).
While I incline to the bread-mold function for beveled-rim bowls, I suggest
a different way of understanding their distribution and interpretative signifi-
cance. Their introduction constitutes at some sites a sharp demarcation when
juxtaposed with local Late Chalcolithic traditions, a distinction that becomes
even more marked when the full Uruk repertoire arrives. At the same time, other
local Late Chalcolithic settlements – Arslantepe, Tell Brak, and Susa – have
their own parallel and precedent version of this form in play at the time of the
beveled-rim bowl encounter. Brak, like the Euphrates site of Arslantepe, rep-
resents a strong northern indigenous power that in some way accommodates
Urukeans,62 and, just as at Arslantepe, southern material attributes intervene

62 The question at Brak is whether Urukeans took over the settlement and established a col-
ony there, as the local repertoire is ultimately replaced by the intrusive one in the limited
Wool, Writing, and Religion
p 103

in what is certainly a ritual, if not religious, context. While Arslantepe does not
ever manifest a beveled-rim bowl horizon, the appearance of the first bowls at
Brak intersect with a ceramic sequence dominated by an earlier mold-made and
“mass-produced” bowl form, as well as platter (Emberling and McDonald 2003:
2; Oates et al. 2007: 591, 596),63 and the same is the case at Arslantepe. This
suggests that the function of the mass-produced bowl, in whichever form it
takes, has ritual connotations; that this function transcends individual cultural
constructs or is engendered by earlier contact; and that it is ripe with possibil-
ities of hybridity if northern and southern mass-produced forms appear much
the same, are used in the same contexts, but are construed differently in their
original locations. The fact that beveled-rim bowls do not subsequently become
merged one way or another with local ceramic vernaculars, although they are
made with local materials and continue largely unchanged over hundreds of
years at sites scattered apparently randomly across the landscape, also raises
questions of differentiation, where some people seek to make clear the distinc-
tion between themselves and others. But whether differentiation was externally
generated by an intrusive population in order to control or indigenously so in
order to resist, or both – or even neither – can only be recognized within settle-
ments by the kinds of places in which the bowls appear.
It has already been established that the first beveled-rim bowls were recov-
ered from Hacinebi on floors of local buildings (see note 49 above). And while
the “full range” of Uruk ceramics is present at Hacinebi, even in so-called Uruk
deposits beveled-rim bowls constitute approximately ninety percent of the sher-
dage (Stein 1999b: 148–9). “Tens of thousands” of beveled-rim bowls have also
been found at Tell Brak (Oates 2002: 120) in the two small excavated areas that
reached Uruk/local Late Chalcolithic period levels that lay eleven meters below
the surface of the mound. Tell Brak, ancient Nagar, has proved to be a major
regional center, probably since its inception (Oates et al. 2007). The discovery of
several beveled-rim bowls stacked in two ovens dating to the Late Uruk period
has been adduced as possible support for the salt hypothesis (although it seems
more likely to me to support the bread-mold argument), but the earliest attes­
tation of the bowl comes from level 16, where five sherds – thought to be extrud-
ing from disintegrating brick and therefore even earlier – were found with a

units excavated, or whether the local elite maintained its authority and simply adopted
southern styles in emulation of what they viewed as a superior culture if not power. There
is little question that the discussion (Lupton 1996; McMahon and Oates 2007; Oates et al.
2007) is driven by the issues of colonialism mentioned at the outset of this chapter. At
Arlsantepe the situation is a little different. Materials southern in origin are side by side
with what are apparently local copies (Frangipane 1997, 2002).
63 This local Late Chalcolithic bowl/cup form is understood as provisioning a centrally con-
trolled labor force – that is, as a unit of rationing by Oates (Oates et al. 2007: 596 and
Frangipane 2002), but this is surely on the basis of the dominant interpretation of the
beveled-rim bowl.
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P Mobile Pastoralism

local Late Chalcolithic assemblage corresponding in time to the Middle Uruk


period (Oates and Oates 1993: 181).
The context at Brak in which the Uruk encounter is first evident, no mat-
ter how tenuous that evidence might be, is a tripartite structure first built in
level 18 (dated to c. 3800 BCE) and termed a secular “feasting hall” (Oates et
al. 2007: 594) because of the large domed ovens and open grill-style hearths64
found in the attached courtyard, and the associated faunal remains (and plates)
attesting to the preparation of large-scale meals based on meat (Emberling and
McDonald 2001). The hall continued in use through levels 17–15 (Oates and
Oates 2006b; Oates 2005: 20–1)65 when it was adjacent to a succession of other
tripartite structures that are labeled elite houses (Fig. 10).
Determining the difference between sacred and secular functions through
architectural form is problematic, however, as such separation of domains is
really a contemporary practice, our habit, rather than one that necessarily per-
tained in the past. It is especially so in this early period, when the kind of formal-
ized form, function, and practice of the cult is not yet established.66 Although
the excavators interpret the building as a secular feasting hall, it is likely that such
distinctions were simply nonexistent: political acts were overseen by religious
specialists and could take place within a religious context; feasting may be a reli-
gious practice in celebration or commemoration of sacred figures and events,
but those participating can certainly, indeed on many occasions should, include
more than only a priesthood. Moments of feasting may be religious or profane
or both at the same time; they may also be small-scale events and private, or
large public occasions that involve many members of the community. They are
a means of creating social relationships (Helwing 2003; Pollock 2003) that often
involve extending those relationships over multiple planes of existence. That
feasting maintained the connection between this world and the netherworld in
the ancient Near East is well known. That it created and stretched social rela-
tionships, especially political relationships, between this world and the ­divine
world is not quite as well delineated yet, but is becoming increasingly so. Our
understandings of the separation of authority into sacred and secular structures
competing with one another has a lengthy and still largely unexamined intellec-
tual history that is very much tied up with the discussion of the Uruk period and
the Uruk expansion. The origin of the state in the south has long been thought
to lie in, if not an actual theocracy, then certainly the rise of the temple institu-
tion from its fifth millennium precursors, as seen in the remarkable sequence of
tripartite structures at Eridu – although the assumption of a religious function

64 A feature already characteristic of both indoor and outdoor locations in level 19 (McMahon
et al. 2007: 150).
65 In McMahon and Oates (2007: 149) it is level 14.
66 Level 18, where this building was found, is itself over an earlier industrial building, already
indicating that there has been a substantial change.
Wool, Writing, and Religion
p 105

10. The level 18 Local Late Chalcolithic “feasting hall” at Tell Brak TW with associated level
16 structures. Level 18 reproduced with the kind permission of authors from Oates et al. 2007;
Level 16 redrawn from Oates 2005.

of the tripartite buildings has been seriously questioned (Forest 1987), with
alternative reconstructions identifying them as domestic residences (Roaf 1984),
perhaps of “big men” or extended families. In the north, in contrast, state for-
mation is largely accepted as deriving from a transition in power from “chiefs”
to “kings,” reflecting as much as anything the dominant academic disciplines in
each area: the south, because of the early discovery of cuneiform tablets, has been
viewed through the lens of Assyriological practices and paradigms; the north,
which has only recently come into its own as a focus of research, remains primar-
ily the purview of anthropological archaeology, particularly in this period.67
The determination of function, therefore, is so closely allied with regional
theoretical perspectives and developmental histories that we must be quite cau-
tious in such attributions, looking closely at any detail that might be infor­
mative. It is further complicated by the fact that tripartite architecture became
so widespread in the fifth millennium that it may now, in the Uruk period, be
considered local to the north, and therefore, like any local adaptation, cannot
be assumed to have maintained the function (whatever that was) of its original
manifestation in the southern Ubaid culture. In fact there is only one proper
tripartite building in Level 16, and if it is an ordinary domestic house then
some unusual social practices would appear to be in evidence. This structure

67 See Helwing 2003 for a useful summary of the situation.


106
P Mobile Pastoralism

is certainly smaller than the feasting hall (which itself is argued by Emberling
and McDonald [2001: 24] to be too small for living quarters), and it has slightly
different architectural embellishments. It abuts a second structure character-
ized by elaborated architectural features, but it is quite self-contained, unlike
the feasting hall, which is integrally connected to the cooking area. Frangipane
(1997: 49, n. 16) has suggested that tripartite temples and residences may be dif-
ferentiated according to the size of the ancillary rooms, while Oates (2007: 162,
n. 5, 163) veers between suggesting that storerooms indicate a non-ritual func-
tion and noting that they are a common feature of religious institutions. But
is size difference enough to assume a domestic rather than public or even spe-
cialized ritual function? While Oates (2005: 18; also Frangipane 1997: 49, n. 16)
does note that there is no reason why the house of the gods and the houses
of people may not be much the same, there are nevertheless some fundamen-
tal differences that are significant, not just in general theoretical terms, but in
terms of fathoming what is going on in this area and how it relates to contact.
This second structure of level 16 contains one long room, marked by niches
in the short walls at either end, behind a slightly shorter room (due to the bent-
axis form of the entrance) that was decorated with a pilastered façade (Oates
and Oates 1993: 174–5). A number of “high status” goods were retrieved from
this area, and it is here that the first beveled-rim bowls appear (Oates and Oates
1993: 181). As well as sealings thought to be from cylinder, not stamp, seals and
bearing designs not dissimilar to ones found at Susa (Oates and Oates 1993:
178; Felli 2000, 2003), excavators found eye idols and, buried in the courtyard
to the east, a cache of beads in multiple materials including silver (Oates 2005:
22). This has been interpreted as elite control of the burgeoning wealth of Tell
Brak at this time. But if these buildings were secular and residential, the lack
of hearths in either structure at Brak is a puzzle. It is possible that the occu-
pants had a function closely associated with the feasting hall and received their
meals from there, but its ovens are unlikely to have been in use every day, if only
because they would have required large amounts of fuel. I think it doubtful that
these buildings belonged to individuals or individual families in the manner
to which we are accustomed, with the materials found there constituting per-
sonal wealth,68 but rather that they were used to gather and store materials that
belonged to, or were to be used in, whatever concept or situation the feasting

68 Despite the fact that a mainstay of “complex society” models is the notion of a social hier-
archy created and maintained by accumulation of, and control over, material goods, there
is little actual evidence in the fourth and third millennia of a concept of personal wealth.
Extracted from assumptions derived from the model, there are two main locations of accu-
mulations of materials that might be thought to represent wealth: burials, and here it is
well established by now that many factors other than, or in addition to, representation of
social status engenders grave goods; and public contexts such as “palaces.” This pattern in
and of itself indicates that such accumulations should be thought of as the property of the
establishment, or on some occasions the community, and not the individual.
Wool, Writing, and Religion
p 107

hall enacted. This would seem to be substantiated by the fact that hulled bar-
ley and flax seed were stored in jars in the courtyards of the feasting hall and
the tripartite “house” and associated buildings in similar proportions but in
different relationships. In the courtyard around the ovens, the jars with their
various contents were placed in separate areas; in the smaller buildings, jars of
different contents seemed to have been side-by-side. Wheat chaff was also kept
in a jar in both courtyard and the side room of the smaller tripartite structure,
which would seem an unusual practice and perhaps had some sort of symbolic,
rather than practical, significance. A jar of flax seed was found in the side room
of the pilastered building of the level 16 complex (Hald and Charles 2008: S38).
The bone and chipped stone remains from this complex would suggest that
food was actually prepared here (Emberling and McDonald 2003: 8), food that
may have been used in the feasting hall. In addition, the other objects from this
structure may have constituted a ritual assemblage – a large wooden platter and
wooden paneling or screen,69 a stone fruitbowl, an alabaster bowl, and some eye
idols, while in the courtyard of the feasting hall, in level 16, several mace heads
were found (Emberling and McDonald 2003: 13, fig. 15).
That concept which the operations of the feasting hall enacted is tantaliz-
ingly glimpsed in two small details. One is a partially revealed structure, dated
to level 18b (McMahon and Oates 2007: 150; Oates et al. 2007: 590, fig. 4) and
not yet discussed in publication, with an intricate stepped end to an interior
room that I suspect will prove to be a temple; the other is the location of these
structures, the feasting hall of level 18 through 15 and associated buildings,
over the monumental structures of level 20 in the vicinity of the north gateway.
While the buildings of level 20 and 19 are attributed an industrial function
by the excavators (Oates et al. 2007),70 it is possible that this was, or became, a
reception area for important visitors and foreign dignitaries, with whom cor-
dial relations, trading engagements, or even military treaties were cemented by
feasting (and cf. Oates et al. 2007: 596). This might be further inferred from the
fact that by level 11 this area is dominated by the full repertoire of Uruk charac-
teristics, including two keyhole ovens (Oates 2005: 27).
A similar duality – or better, ambiguity – of function is evident in contact
period architecture at Arslantepe level VIA (Fig. 11), dating to the late Uruk
period/ Late Chalcolithic 5 (c. 3350–3000 BCE) and which the excavator terms
a “temple-palace complex” (Frangipane 1997: 52, 2002)71 – “temple” because

69 And see the discussion of Ebla in Chapter 3 for a similar situation: a room with specialized
equipment, screen, and possible association with feasting.
70 I suspect the implication, then, for the excavators was that those who were involved in this
function became the elite occupying the later level 16 houses.
71 Although by 2007 Frangipane refers more often to the Level VIA structures as “a ‘palatial’
complex.” See, for example, the title of Frangipane 2007b. The religious function of the
cellae is now subordinate to the economic in the redistributive potential of the stores.
108
P Mobile Pastoralism

11. The level VIA temple complex with “residential” sector and level VII Building XXIX at
Arslantepe. Redrawn, with kind permission of authors, from Frangipane 2002: figs. 2 and 4 and
Frangipane et al. 2009: fig. 10.

of the style and fittings of two main rooms, “palace” because of the presence
of unusual quantities of sealings in storerooms adjacent to the temple units.
There is no reason to presume a palatial function for this complex, nor even
an administrative one, if “administrative” here is to be understood as the over-
all organization and control of the polity in which the site of Arslantepe is
Wool, Writing, and Religion
p 109

situated. The two thousand sealings recovered (Frangipane 2007b: 29), and the
commodities and their sources that they represent, are intrinsic to the activities
within, and function of, the core elements of the complex: the temple cellae. The
variety of sealings only indicates the variety of people who were supporters of
the temple, contributing materials for its sustenance – whether voluntarily or
involuntarily we cannot know.
This complex is in fact two separate constructs divided by an alley or corridor
gated at the southwestern end of the street (Frangipane 2007b: 49, fig. I.16),
each construct based around a temple with associated stores, workrooms, and
no doubt residences for its attendant personnel. Even if one might justifiably
quibble about the “temple” label, preferring to see the cellae as “shrines,” each
complex is organized around a differentiated, specialized space that has instal-
lations for the performance of limited and specialized acts. This is clear both in
the shape and organization of the rooms, and the contents found in situ within
them. The intrinsic unity of each construct, however, and their connection
to each other, may be inferred from the repetition of architectural plan and,
as well, the decorative elements found on walls outside the core temple units
themselves. These decorations included geometric designs, some made with a
stamp, and wall paintings of figurative content (see Frangipane and Palmieri
1983: fig. 5; Frangipane 1997: 65, fig. 14; 2001: 338, fig. 9.9).
It is particularly interesting that these decorated walls are not found in the
temples themselves, but in spaces that segue to them: in the alley and in the small
rooms behind Temple B and the front rooms of Temple A, including the latter’s
entranceway. One figurative painting actually adorns a storeroom (A364) on the
other side of the street and associated with Temple B. Although the storerooms
A365, A364, and A340 (illustrated in beautiful detail in Frangipane 2007b) do
not link directly to Temple B and were built subsequent to it (Frangipane 1997),
the fact that the ancillary rooms within the Temple A unit contained exactly the
same functions as the storerooms behind Temple B renders it likely that the lat-
ter also constituted a unified complex.
It is the contents of all these rooms, however, that provide a vivid, if ambigu-
ous, glimpse of a moment in the life of the temples,72 where vessels containing
certain commodities are brought into the building by a wide variety of people,
opened, the contents disbursed, the vessels then resealed and stored, and the
contents deployed in a number of possible ways. It is here that ambiguity arises.
Frangipane (1997; 2007b) suggests that the commodities were redistributed.
There are several reasons for this supposition; one of them (graphically indi-
cated in Fiandra and Frangipane 2007: 418–19) is the fact that the storerooms
open not to the temple, but to the courtyard. In contrast, I suspect that the

72 Although the action is not as immediate in Temple A, where the bulk of the vessels were in
ancillary rooms accessed through high doors/low windows.
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P Mobile Pastoralism

goods in these rooms were all consumed by the temples – notwithstanding the
lack of direct connection between store and cella – in ceremonies or for the daily
support of the institution(s). And if it is permissible to posit rooms not yet
attested (as would be the case for the domicile of the royal residents, for exam-
ple), then one might equally suggest a feasting space as part of the complex.
Certainly the courtyard onto which the storerooms face could have been the
location of large-scale rituals, although this proposition is not necessary, as a
coherent interpretation can be provided for the extant materials as they stand,
no matter the nature of the larger context into which they fitted.
The supplies in the stores would not in the end have provisioned many peo-
ple for very long, and Frangipane herself suggests that they constitute a recent
collection of materials, some of which are clearly disbursed in the cella judging
from the presence not only of vessels but also cretulae in Temple B. The under-
standing that goods were opened at least, if not used, immediately after they
arrived comes from the fact that the sealings were not broken but concertinaed,
implying that the mud on which the image was impressed was not yet dry, since
it was pushed aside on opening instead of shattered. It seems possible that,
rather than disbursed, the contents of the vessels were checked on arrival, per-
haps to ensure that they were what they were supposed to be, or perhaps to keep
track of who had sent what – as it may not have been apparent at the outset just
what each vessel contained. The contents of the vessels may have been doled out
in small units for daily rituals and for consumption by the temple attendants,
rather than distributed to a large-scale dependent personnel or corvée labor
(contra Guarino 2008), with the vessels closed and resealed each time. The three
fenestrated long-stemmed bowls found near the altar seem to have contained
substances in use at that moment, taken from the jars nearby. The remainder of
the pots were found in the northwest corner of the cella (Frangipane 2007b: 42,
fig. I.12) and appear to represent past and/or future use.
Ultimately, though, it is the presence of mass-produced bowls that is consid-
ered cogent evidence for the redistributive aspect of the VIA complex and that
gives rise to its label “palace.” Over a hundred specimens of a local conical bowl
form were found in storeroom A340 (Frangipane 1997: 66) behind Temple B,
while more were found in the storerooms, on window ledges, and on the floor
of Temple A, where they are interpreted as having contained meals for distribu-
tion (Frangipane 1997: 69). There is a long-term precedent for this situation.
Found in the earlier monumental structure of level VII and dated to c. 3800
BCE (Frangipane 2002: 124) was a large deposit of local mass-produced bowls
scattered on the floor of the central room in what also seems to be a temple
(Fig. 12), so designated because it contained a large, raised, rectangular struc-
ture, a platform or dais, and a hearth (Frangipane 2002: 124). Frangipane calls
this building (Building XXIX) “ceremonial,” however (also Guarino 2008), a
further indication of ambivalence based on the putative redistributive function
Wool, Writing, and Religion
p 111

12. Mass-produced pots from


Arslantepe and Tell Brak. Group A
from Arslantepe level VII, redrawn
from Frangipane 2002: fig. 10b.
Group B “pie plate” and “casserole”
from level 16 at Tell Brak, redrawn
from Oates and Oates 1993: fig. 54.

of the bowls, more of which were found in a small side room of the structure
where they were presumably stored, as they were stacked in upside-down piles.
Sealings were also found in this room.
Here too, however, the evidence suggests not that materials are being dis-
bursed outside of the temple through a ceremonial context, rather, the bowls
strewn on the floor indicate that whatever they contained is being used in a
ceremonial context. The distinction may be subtle, but it is important, not least
because of the implications of the “foreign materials” involved. Of those ves-
sels in the vicinity of the altar of Temple B, level VIA, is a Red-Black Burnished
Ware pithos; two long jars identical in shape to southern Uruk vessels, but
made of a paste that seems to be characteristically local, are among the north-
western group. One small, sharply carinated and red-slipped jar is typical of
“Uruk” contexts at Hassek Höyük, Tell Brak, and also Habuba Kabira South,
and is of a paste unknown in the local Late Chalcolithic materials at Arslantepe
(Frangipane 1997: 56). The assemblage of this room also included Reserved Slip
Ware (illustrated in Frangipane 1997: figs. 8–9).
It is time now to bring back to mind the discussion of the later Arslantepe
tomb with which this chapter started. One of the issues mentioned then was
the separation of exactly these two ware groups into ethnic/cultural markers of,
on the one hand, a nomadic, Transcaucasian (and beyond) population and, on
the other, an elite (and obviously sedentary) Mesopotamian population. In level
VIA both kinds of wares are present, and present together not only in struc-
tures with religious connotations but also in the very same ritual activity. That
wares so thoroughly identified with outside groups are found here raises many
questions, not least about the redistributive function of this complex. Would
112
P Mobile Pastoralism

outsiders contribute to a system to which they did not belong and from which
they gained nothing? The question can be resolved in several ways – either
these two groups were not outsiders, this was not a redistributive system, or
the situation in which they participated transcends simple dichotomies of “us”
and “them.” Proving which alternative is applicable is not easy, and the result
is often a product of one’s theoretical persuasion rather than any convincing
evidence.
I propose that the mass-produced bowls, much as at Tell Brak, fulfill a rit-
ual function, and although excavations at Arslantepe have not yet revealed a
“feasting hall,” the temples themselves may serve as such in both levels VII and
VIA – where obeisance before other worldly beings, oaths, and similar acts are
cemented by, if not feasting, then consumption of specially designated items. In
level VII this seems quite clear; the interior features of Building XXIX consist of
a central large platform with a hearth along with the mass of bowls on the floor
(Frangipane 2002: 127). It is also possible in the buildings of VIA, where there
are several movable “tables” that might have served food prepared elsewhere.
Any temple calendar is full of different levels of performance: daily, small-scale
actions and periodic, usually larger-scale, occurrences. The numbers and kinds
of people involved, as well as the materials employed, also vary according to the
nature of the performance. The bowls located in the stores cannot tell us how
many people participated – in which kind of ritual, on how many occasions –
without our knowing exactly what the functions of the bowls were. Even the
bowls in the cellae themselves may not relate to the number of people present,
but to the number of contributions that were placed before the gods – either at
the requirement of the temple or at the petition of the individuals involved.
If the bowls are bread molds, as are the beveled-rim bowls, then they are not
used to receive unprocessed goods from the jars in the stores. If they are not
bread molds, as seems most likely, then they are used in a different way than
the beveled-rim bowls. As I have suggested for Tell Brak, feasting at Arslantepe
was a regularized but not necessarily frequent activity that took place in spe-
cialized contexts, and it is in these contexts that Urukeans, or at least their pot-
tery, intersects. Three beveled-rim bowls were found in fill materials of this area
(Frangipane 1997: 70, n. 39), and although their rarity is unusual given their
general prolixity, their presence should not be discounted. It is not remarkable
that there are so few beveled-rim bowls at the site if it is initial contact that is
represented; it is extraordinary that they never become a feature of the Arslantepe
repertoire, at least in the excavated areas, when there are actual southern vessels
in use in level VIA. Yet it should be remembered that at Arslantepe contact was
later than at Brak, and it may be that the pattern of events has changed – either
because of the nature of Arslantepe itself – its own complexity inhibiting Uruk
takeover as is usually argued, or because the general practices of contact, their
organization, maybe even their raison d’être were changing. In fact, I doubt
Wool, Writing, and Religion
p 113

13. “Hut symbols/spectacle idols,” a (redrawn from Breniquet 1996), b–d from Hacinebi
(redrawn from Stein et al. 1997); “eye idols” e-h from Tell Brak (redrawn from Oates 2005).

that the fundamental reason for contact was changing. Despite the distance in
time between the first evidence of it at Brak and later at Arslantepe, both sites
contain some very significant clues as to what that reason may be, and at both
places the clues point to the same thing: wool.
That the introduction of woolen textiles and a wholesale shift from flax took
place in the Uruk period, if not before, now seems clear (McCorriston 1997;
Kouchoukos 1998; Sudo 2010), the sociopolitical ramifications of which were
discussed in Chapter 1. Further evidence places that transition even earlier in
the fourth millennium than previously recognized. Already in level 20 there are
indications that woolen textile production was a major part of the economy of
Brak. These include a number of spindle whorls in the tool assemblage, and
although weights are not provided – which would indicate whether they were
used for wool or flax (Keith in Stein et al. 1997: 137; Sudo 2010) – they seem to be
of the kind appropriate to wool. A “spectacle idol” (Fig. 13) reused in a wall was
also found in level 20 (McMahon and Oates 2007: 153–4). Often equated with
eye idols, it has been suggested that these objects, considerably larger and more
rudimentary than the eyes, were used in textile production (Breniquet 1996;
114
P Mobile Pastoralism

Emberling 2002), perhaps for dipping yarns in dye, perhaps for twining threads
into two-ply yarn; similarly with the closely related “hut symbol” that precedes
them chronologically.73 The resemblance in form is, I think, no coincidence. It
suggests an integral relationship, without implying primacy of one or the other,
between the two items, one functional, one representing abstracted notions of
being – whether human or otherworldly is unascertainable. Although to date
the specimen reused in level 20 (and therefore even earlier in origin) is the first
example of this kind of artifact, it is possible that spinners transformed some
kind of ontological/anthropomorphizing statement, or their adherence to a
divine entity, into an object that lay at the heart of their work.
A transitional form between spectacle/hut symbol and eye idol is noted at
Arslantepe and in Mallowan’s collection from Brak (Trufelli 2000). Most eye
idols come from the early fourth-millennium foundations of the so-called Eye
Temple in the only other area to reach this period at Tell Brak, area CH (Oates
et al. 2007: 596). Some, though, were found in the pilastered house of TH level
16 (Oates 2005: 21). In level 19, large numbers of spindle whorls are found
in the building adjacent to the heavily walled structure with basalt threshold
(McMahon and Oates 2007: 151). In this same period spindle whorls were cut
from cattle bones, which would not only render them very light, as appropriate
for spinning wool, but would also carry symbolic value (Weber in McMahon
and Oates 2007: 167–70; however, cf. Frangipane et al. 2009: 6). At Hacinebi it
has been determined that the weights of spindle whorls in both pre-contact and
first contact levels (where the majority were found) are suitable for spinning
and plying sheep/goat fibers (Stein et al. 1997: 138).
While spindle whorls and spectacle idols suggest woolen textile manufac-
ture, it is the animal bones that prove most persuasive. Sheep and goat remains
overwhelmingly dominate the faunal assemblage here, and they continue
to do so in level 18–16 (indeed, throughout the fourth millennium), with an
increasing proportion of sheep over goat – as might be expected if wool pro-
duction was intensified (Weber in McMahon and Oates 2007: 168). But the
faunal remains found in area TW are being ceremonially consumed in the feast-
ing hall74 and so this shift might have more to do with food preferences than
with general patterns of animal husbandry, although I think it highly likely
that the two were symbolically synonymous. At the same time, the morph-
ology of the sheep remains from this area indicates that they were wool-bearing

73 All three kinds were found at Hacinebi (Stein et al. 1997), although the “hut symbol” is
more likely to be an andiron there.
74 A correlation between the dominance of sheep/goat bones and “larger” (read public?)
buildings at Abu Salabikh is also noted, while “lower status” residences are characterized
by a preponderance of cattle at that site and elsewhere (Pollock 1999: 112). Rather than
understand this as a reflection only of status, symbolic meanings associated with caprids
in a time of economic and social change wrought by the new textile industry should also
be considered.
Wool, Writing, and Religion
p 115

and/or the product of long-distance pastoralism; they were large, with evidence
of big muscle mass developed perhaps through supporting the weight of fleece,
high mobility, and/or pasture in rough terrain (Weber in Oates et al. 2001: 346).
It has been argued that at Umm Qseir, on the Habur, large-boned sheep were
southern in origin (Zeder 1994: 116), because they stand out within the caprine
assemblage as a whole and have been detected at Middle Euphrates colony sites
(but cf. McCorriston 1997), where it has been assumed that settlers brought
everything, including animals, with them. But if large-boned sheep occur in
pre-contact and first contact levels at Tell Brak, then they are as likely to be
local as imported. We should not expect, though, a single pattern reflecting a
single behavior; rather, wherever the first wool-bearing sheep originated, they,
and/or their product, would quickly become sought after, and in a variety of
ways. Thereafter, who owned what sheep and where they grazed them might be
impossible to detect.
At Arslantepe, a dramatic reduction in pig and a growing emphasis on sheep
(and to a lesser extent goat), which now comprise eighty-two percent of the
collected faunal remains (Frangipane 1997: 68), is quite clear and takes place
over the change from level VII to VIA, dominating thereafter (Frangipane et al.
2009: 17, 27). But as important as this shift is, it is the wall paintings (Fig. 14)
adorning the temple complexes that are particularly suggestive as to its poten-
tial significance. Both figurative paintings are about animals – human–animal
connections, no less (contra Frangipane 1997: 65–7). On the one that decorates
the street, behind which is Temple B, the dominant image is of two opposing
horned animals flanking the traditional stalk of wheat.75 A miniature human
figure holds ties that loop the left horn of the left animal. Left of the human
figure are two objects that I suggest also represent animals or, given the one/
two legs, perhaps birds, but here in an increasingly abstracted form.76 This
second motif, where the animals do not oppose but ­follow each other, may
be compared to images from the sealings recovered from Arslantepe (Fig. 14).
While the animals portrayed on most of the sealings usually have sufficiently
defined (although not always differentiated) heads, tails, and legs that they are

75 For an interesting albeit late parallel, see the lower registers of the Ninizaza stele from Mari
(Margueron 2004: 56).
76 The comparison with the royal threshing scene proposed by Frangipane (1997; also Baltali
2007) is derived predominantly from traces of an element located beneath the human fig-
ure holding the animals by a thread attached to the horns. This element could, in fact, be
anything, and as drawn in the reconstruction (Frangipane 2001: 338) seems unlikely to
turn to the left to form the sled. It is not evident in the published photograph (Frangipane
1997: 66), which to my eye differs from the artist’s reconstruction in a number of small but
potentially significant ways. Moreover, the objects interpreted as canopies do not in any
way resemble the structure that surmounts the seated figure on Mesopotamian sledges,
and the figure itself, which sits behind the driver, is not in evidence in the Arslantepe pic-
ture. Finally, the photograph of the painting contains hints of an animal surmounting the
scene in the same way as the picture from Room A364.
116
P Mobile Pastoralism

c
14. Seals and wall paintings from Arslantepe VIA: (a) from corridor in front of Temple B, repro-
duced with the kind permission of the School of American Research and Marcella Frangipane;
(b) seals redrawn from Pittman 2007; (c) painting from storeroom A364 (south of Temple B),
illustration courtesy of Marcella Frangipane.
Wool, Writing, and Religion
p 117

recognizable, not all do. For example, see A206–016 and A206–052 (Pittman
2007: 187, 200 respectively) in Fig. 14b below. It is easy to see the development
of the abstraction in some of the highly schematized renderings of certain ani-
mals (for example, A206–032 to A206–033), but it may also be suggested that
the abstraction has particular meaning – that the animals have crossed from a
realistic/worldly depiction to the representation of otherworldly or “fantasti-
cal” (Pittman 2007) beings. The animal basis for these two figures on the alley
wall – one of which has only the most residual demarcation of a head and would
seem to be missing a leg – is supported by the presence of a curled tail, which is
very similar to the portrayals of dogs77 on sealings such as A206–037 (Pittman
2007: 195). The fact that several of the creatures on the seals have rectangular
bodies (A206–052, A206–088; Pittman 2007: 200, 212) suggests that the tran-
sition from the image on the seal to the one on the wall is possible.
That the animals in these wall paintings assume mythical dimensions is
entirely in keeping with their locations in the temple complexes. The painting
in the storeroom A364 behind Temple B must be seen in a similar vein. Here
too it is an animal–human relationship that is depicted, for surmounting the
humanlike figure is the body of a four-legged furred or hairy creature and, con-
tra Frangipane (1997: 64), certainly not a canopy.78 The curled appendage on
the left is the tail of the animal, depicted in the same manner as the tails of the
two box shapes on the corridor painting and the canine/feline beasts on the
seals. The “fringe” is a common device for depicting hair on human or other-
worldy beings, as seen at Halawa (Luth in Orthmann 1989: 104, pl. 67) and in
depictions of furred or haired animals on pottery (e.g., Sconzo 2010: pl. 132,
nos. 1527 and 1528). The chest rises to the right, where the neck and head is
worn away. The humanlike figure is fringed in the same manner as the ani-
mal, suggesting that he is wearing a cap of animal fur/hair.79 The figure stands
behind a bench of some kind and,80 interestingly, is represented by a series of
triangles just like the animals on the alley painting. A line connects the figure
to the beast that surmounts him, resembling the way in which the figure is con-
nected to the animals in the other painting. This image is repeated throughout

77 Although I think they are felines!


78 Frangipane and I could both be accused of seeing what we want to see here, what fits in
with our respective predispositions, but that is entirely the point. The data do not stand
beyond interpretation, pure and clear, especially data such as artistic representation. It is
often murky, open to a variety of readings and reconstructions. And even when it does
seem clear, that clarity comes rather from the degree of naturalization that the model has
undergone than from any inherent quality of the material.
79 I am reminded of the much later pot from third-millennium Tell Banat decorated with
human figures holding kites and goats. The clothes of the figures and the goats are depicted
in the same way, suggesting that the figures are wearing goatskin cloaks.
80 For the clearest example of this painting see the Arslantepe website at http://w3.uniroma1.
it/arslantepe/dipinti.htm.
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P Mobile Pastoralism

the room (Frangipane 1997: 64), and in one iteration a second figure, possibly
female, is evident (Frangipane 1992).
I do not claim to understand what these paintings mean, whether the figures
are superhuman/divine and the animals mythical, or whether this is a depic-
tion of a realistic, mundane scene. But I do think that they help to explain the
presence of “southern,” “local,” and “Transcaucasian” wares in the same ritual
space. They also explain why these apparently separate cultural traditions are
evident in the Arslantepe “royal” tomb of the next phase of occupation.
These wall paintings are not cultic objects but signifiers of identity, posi-
tioned in spaces where people unfamiliar with the complexes, but not outsiders,
might be expected to need signposts to find their way – people bringing stores
to Complex B, where it is room A364 that opens onto the courtyard; people
passing through the alley looking for their destination; or entering Temple A.
The figures represent the constituency of the temple establishments, and the
human–animal connection that is the theme of the paintings suggests a con-
stituency invested in mobile pastoralism.81 This contituency is not necessarily
culturally or ethnically separate from the population of Arslantepe. That there
are two cellae in this complex, divided by an alley but unified by both design and
practices,82 is suggestive of two groups that are essentially the same but that
differentiate themselves one from the other. The basis of this cleavage might be
social – perhaps defined by ancestral or lineage group or other forms of sodal-
ity – or it might be religious, twinned temples being far from uncommon, with
each dedicated to a different member of the pantheon, or perhaps to a spousal
pair. I doubt that this is the case here, however, for the reasons delineated below.
There are many kinds of associations in which groups are founded and many
reasons for their differentiation. In this instance, two temples are not defined by
ceramic affiliations with one culture or another, one ethnic group or another,
one subsistence method or another – and especially not one level of civiliza-
tion or another – because Red-Black Burnished Ware, Uruk vessels, Uruk-style
vessels, and a local Late Chalcolithic repertoire are present side-by-side in each
temple cella (Frangipani and Palmieri 1983: fig. 19).
Red-Black Burnished Ware has long been identified with mobile pastoralists
if only because of its wide distribution from the Caucasus to the Levant – two
Red-Black Burnished Ware vessels were found in a mid-third-millennium tomb
at my own site of Tell Banat on the Middle Euphrates (Porter 1995). But this
does not mean that the ware belonged only to mobile groups, or, if the ware is
the product of mobile groups, that those groups were external to Arslantepe.
The presence of Red-Black Burnished Ware in the building immediately before

81 Whether of cattle, sheep, or goat and whether the horned animal images represent one or
the other of those animals.
82 And in use at the same time, although Temple A was built subsequently to Temple B
(Frangipane 1997: 49).
Wool, Writing, and Religion
p 119

the temples of level VIA, Building XXIX, is evidence of this, and there is clearly
a tradition of people using it in rituals in both levels VII and VIA. In Temple
A, small vessels and fruit stands in Red-Black Burnished Ware are found in
both the stores and the cella (Frangipani and Palmieri 1983: fig. 19). In fact,
Frangipane (2002: 125) notes that Red-Black Burnished Ware becomes “typical
of period VIA” and constitutes eleven percent of the assemblage (Frangipane and
Palmieri 1983: 354), at least in the vicinity of Temple A and Building III. Red-
Black Burnished Ware is present in the Late Uruk period in the Uruk enclave at
Godin Tepe (Badler 2002: 83), and at Hassek Höyük and Habuba Kabira South
it comprises around ten percent of the assemblage (Helwing 1999: 95, fig.1;
see also Sürenhagen 1986: 22).83 Habuba Kabira South is the one site that all
analysts agree is a Mesopotamian settlement. Mesopotamian materials are also
known in the Transcaucasian region during the fourth millennium, and per-
haps earlier (Kohl 1989; pers. comm. B. Lyonnet).
The southern vessels, and their locally made counterparts, become part of this
same admixture at Arslantepe. For a long time it was thought that all vessels that
looked like southern Uruk pots were southern Uruk pots. Then it was ascertained
that some of those vessels were locally made products that looked exactly the same
as southern vessels; others were obvious, and inexact, ­“copies.” These vessels were
called Uruk-style or Uruk-related and were seen at some sites as evidence of emu-
lation or – as at Hassek Höyük and in a more nuanced interpretation – hybridity
(Helwing 1999). Although Hassek Höyük has been typecast as an Uruk enclave/
outpost site, true Uruk pottery is actually rare there and is confined to a specific
location (Helwing 1999: 97).84 Instead, the assemblage is characterized by a com-
bination of local wares and what Helwing considers a hybrid repertoire.85 This
hybrid group consists of local forms produced by southern technology – the fast
wheel and mineral-tempered fabric – and southern shapes made in a local chaff-
tempered ware. Hybridity here is interpreted as evidence of, on the one hand, an
obvious desire by local potters to use better technology and, on the other, their
somewhat inadequate attempts to reproduce Uruk materials, either as a gesture
of affiliation or in order to serve a southern clientele (Helwing 1999: 96–7).
Several questions present themselves at this juncture, starting with whether
the entire ceramic requirements of a single Uruk community could, let alone
would, be provided by imported goods alone. Does the desire to maintain cul-
tural integrity outweigh the impracticalities of shipping fragile pottery vessels
over the kind of distances involved? There are no behavioral expectations to be

83 It is possible this commensality in percentages of Red-Black Burnished Ware at differ-


ent sites is not coincidence, but points to a regularized context, use, or function of this
material.
84 The significance of which will be discussed below.
85 Also noted at a site that bears many similarities to Hassek Höyük, and that is Godin Tepe
(Badler 2002).
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P Mobile Pastoralism

met here, no permissible assumptions as to what colonists would or would not


do. When away from home many of us have a desire at some point for the prod-
ucts of our origin, products that do more than satisfy taste buds – they remind
us of our identity. These items become luxuries even when modern transporta-
tion is available. There are those people who want, and are able because of the
sponsorship of state or nongovernmental organizations,86 to duplicate as far as
possible all the attributes of their culture of origin, from foodstuffs to furni-
ture. For the rest, some expatriates choose (or are obliged) to make do with sub-
stitutions and approximations, while others readily immerse themselves in the
culture of their host country. Since we know that people may integrate, assim-
ilate, acculturate, borrow, creolize, and hybridize (see Lionnet 1993, Kapchan
and Turner Strong 1999, and Palmié 2006 for the complexity of these terms) in
a variety of situations, and, equally, that they may not, the fundamental ques-
tion of interest is surely: why does one or the other occur?
If it is truly a merging of separate cultural traditions – and given the under-
standing of hybridity outlined earlier in this chapter, the presence of local and
“blended” wares in the Hassek Höyük buildings would be better called creoliza-
tion – it would be impossible to tell if this was a product of acculturation of for-
eigners or local emulation of intruders. I doubt, however, that this phenomenon
represents the changing identities of people living at the site. At third-millen-
nium Tell Banat, the same process is observed. Two distinct bodies of ceramics
in one occupation phase borrow from one another in the next phase. These are
Euphrates Banded Ware and Plain Simple Ware, and while they were for some
time considered the products of different social groups (Carter and Parker 1995),
work done at Banat clearly proved that the two wares were not only made in the
same pottery workshops (McClellan and Porter 1998) and fired in the same kilns,
but were used in the same ritual contexts. One group of pottery, Plain Simple
Ware, was used in every kind of context – domestic, public, ritual and so on.
Euphrates Banded Ware was used only in ritual contexts, and primarily mortuary
ones at that. What is more, Euphrates Banded Ware was consistently deployed
in the mortuary practices of different sectors of society, a society crosscut not
by class so much as by differing views of what society should be (Porter 2002a,
2002b). Subsequently, certain characteristics of each repertoire – forms from
one, ware from the other – crossed over to become new categories that were less
restricted than the previous ones (Porter 1995, 1999, 2007b; McClellan 1998).87

86 U.S. Diplomats and soldiers abroad have access to the PX; organizations such as ICARDA
provide furniture and make arrangements for the non-tariffed importation of food items
and cars.
87 This example serves to raise another point: the larger significance or meaning of an object
is not immutable (Joyce 2008). Something that has a specific role in one period may accrue
multiple meanings in another; something that is sacred in one period may become quite
prosaic in the next.
Wool, Writing, and Religion
p 121

There are many reasons why potters choose to modify and adapt their tech-
nological and stylistic traditions, because “technologies are meaningful acts of
social engagement with the material world that express and contest social values
and judgments . . . and that can be put to political and practical ends simulta-
neously” (Dobres 2000: 129). So the task is to identify what those political and
practical ends may be, and here the key lies in the fact that change is far more
usual than the converse – not adapting new methods and styles, not develop-
ing new forms, whether through the subtle changes wrought by repetition over
time or by encounters with other ways of doing things. The extreme longevity
not just of Uruk forms, but of assemblages defined as local Late Chalcolithic as
well – despite subtle shifts in shape and relative quantities of form – is remark-
able, for if change is “the intentionless invention of regulated improvisation,”
like a “train laying its own rails” (Bourdieu 1990 [1980]: 57), then not changing
takes considerable effort.
In fact what we see in these assemblages is not even so much the absence of
change as it is concerted efforts not to change (see also Collins 2000: 65), and
these efforts appear to be driven not by the producer, but by the consumer. In
terms of the Uruk and Uruk-related ceramics, the so-called copies, including
even the more rudimentary versions of Uruk pots, should be understood as
just as Urukean as the southern imports. Perhaps some were made by pro-
fessional potters sent from Uruk who were part of the movement of south-
ern peoples through the north (Wright 2001: 135); perhaps some were made
by nonspecialists seeking to replace familiar forms. But whatever the case –
and even if made by locals and not émigrés – there is another consideration
that overrides the issue of who made them, and that is: why continue to make
them? Uruk specialists are right, then, to focus on why copies were produced,
but they have located the question in the wrong domain, driven as they are by
the complexity model. In contrast to the situation at Banat, where the role of
specialized wares clearly shifted from their mortuary use to more mundane
contexts, the Uruk replications should be seen as preserving the idea of what
the original pot should be, because change was the very thing these pots were
deployed to deny.
Part of the problem lies in the division of materials into “southern” and
“northern” assemblages, in which one of the main points of differentiation
has long been the issue of temper and technology. Chaff-tempered and hand-
made wares are northern, while grit-tempered and wheel-made wares are
southern. This has had at the least an unconscious (although often enough it
is quite conscious) effect on characterizations of the societies associated with
these two assemblages. Chaff tempering generally leads to coarse-grained and
less durable fabrics, so is less technologically advanced than grit. Ergo, the
societies that used it were perceived as not as developed as those which used
mineral temper – even though there is no situation where mineral temper
122
P Mobile Pastoralism

is not known in association with vegetal-tempered wares, it is just used in


smaller quantities. Therefore, the use of chaff tempering was not from igno-
rance of a superior technology but an active choice, for reasons we simply
have not thought about sufficiently. Nevertheless, the common consensus
is that if northern potters do not subsequently adopt grit tempering and a
fast wheel after those features become available, they are “conservative” (as
Helwing 1999: 98).
Yet the archetypal Uruk pot, the beveled-rim bowl, is chaff-tempered and
hand/mold made, that is, shaped by hand over a mold (Goulder 2010). In
contrast, one of the characteristic Mesopotamian diagnostics, certainly in
Frangipane’s understanding, is the Reserved Slip material – wheel-made, grit-
tempered, and now probably local Late Chalcolithic in origin (Dessine 2008),
so local in fact that it is largely confined to the Upper Euphrates region in
both the fourth and third millennia88 (Porter 1999; 2007b; see n.4 this chap-
ter). While the northern origins of Reserved Slip Ware have only recently been
proposed, the fabric of the beveled-rim bowl is as much a defining feature of
this vessel as its shape. The beveled-rim bowl is not the only chaff-tempered
vessel known as Urukean. The coarse tray and conical cup are also made in
this fabric.
This fact alone must indicate there is something amiss with some of the basic
conceptual frameworks that archaeologists bring to the interpretation of this
pottery. But an added element confirms it: it is repeatedly argued that the fast
wheel was introduced because it answered the demands of a centralizing state
(e.g., Nissen 2002: 9), as it enabled greater quantities of more standardized items
to be produced. Why, then, was it not employed for the one vessel produced in
simply astonishing numbers, evidence of, according to the ration-bowl theory,
state demand – the beveled-rim bowl?89 The different ways in which different
vessels are produced cannot be reduced to a secondary outcome of processes
of sociopolitical complexity. There is another way of thinking about this issue
that focuses not on levels of technological accomplishment – of which each
pot is simply a by-product – but on the nature of the vessels themselves, a way
of thinking that also pertains to recent views of Red-Black Burnished Ware as
the product of dynamics of movement (Rothman 2003). Since not all elements
of an assemblage transfer from one area to another uniformly, one has to ask:
why are some forms, some techniques, some attributes selected and others not?
There are reasons why each vessel takes the shape it does, in the ware it does,
and is transmitted where it goes, reasons that I suspect could be consciously
articulated by the vessels’ makers – and they lie as much with how, where, and

88 A fact that Frangipane herself notes.


89 Although Goulder 2010 argues that making this vessel on the wheel would not in fact be
more efficient.
Wool, Writing, and Religion
p 123

why people use a pot (Porter 1999; Pearce 1999: 36; Forest 1999: 147; S. Smith
2003: 33) as in the how, where, and why of its production.
At this point, though, we have to confront some of the fundamental
conundrums still facing any discussion of the relationship between southern
Mesopotamia and the north, the most critical of which is the fact that what is
labeled “southern” has largely been defined by northern discoveries. This is well
known among archaeologists working in the period; it is accepted as unfortu-
nate then promptly ignored; subsequent interpretations are erected entirely on
the basis that we already know what southern material culture looks like and
what it was used for. Even if the specifics escape us, that it was in some way
a product of and in service to – or even productive of – an embryonic state is
almost universally accepted.90
This comes about because of the nature of excavation at Uruk itself. The
problems are thoroughly delineated by Hans Nissen (2001, 2002), who points
out the most salient facts for this discussion: the pottery assemblage from Uruk
is defined by only partial and decidedly biased reporting, and all the material
from the deep sounding – the prime chronological reference point – comes from
rubbish deposits within a specialized, public context. While the key concerns of
this situation are considered by most scholars to be chronological, for me the
contextual limitations are equally critical. Most of what is known from Uruk in
the fourth millennium derives from around or beneath the massive (and empty)
monumental complexes at the heart of the site, the Anu terrace and the Eana
precinct (Nissen 2002: 6) – religious and/or ceremonial structures. At Susa, too,
which was the earliest place to manifest a duplicate of Uruk material culture
(Nissen 2001: 162; Butterlin 2003: 298), excavations focused on monumental
public contexts.
Then the middle Euphrates sites of Habuba Kabira and Jebel Aruda were
found, and pottery identical to that of Uruk was recognized, to general excite-
ment. Other revelations included a city wall, an extensive complex of domes-
tic houses of middle-room/tripartite type, and evidence of town planning.
But there was also a small body of material not like what had been found at
Uruk, and which was, ergo, local. At the same time, however, some cultural
elements not then – or subsequently – recovered from Uruk itself were also
categorized as Urukean. Two things happened as a result of this: (1) what was
at Habuba Kabira South was extrapolated as typical of the southern reper-
toire, even when actual parallels were lacking, and (2) those elements which
did not fit anyone’s idea of what southern material culture should be like (at
least in part because of its assumed superiority) were relegated to the local
sphere. But there are major contextual differences between the materials

90 Although for an important, and insightful, divergence of opinion, see Frangipane


2001, 2002.
124
P Mobile Pastoralism

derived from Uruk and Habuba, and these have never been paid sufficient
attention.
The potential significance of contextualizing ceramic assemblages has been
made clear over and over again. From studies of pottery from the Middle
Euphrates in the third millennium it has become apparent that despite a super-
ficial regionalism in ceramic forms, wares, and technologies, there is in fact a
very basic, underlying assemblage, Plain Simple Ware, that extends over a vast
area, on top of which is superimposed geographically restricted assemblages
such as Euphrates Banded Ware, Metallic Ware, Reserved Slip Ware, and Scarlet
Ware (see also Nissen 2001: 175). When examined in detail, one of these assem-
blages – Euphrates Banded Ware – turned out to be a highly specialized reper-
toire used in public, and often performative, contexts; I suspect the same will
prove to be true of some of the other categories. In contrast, Plain Simple Ware
vessels were used everywhere for more mundane purposes such as storage and
daily meals, as well as in specialized contexts, where their purpose may still have
been essentially related to the routines of everyday life. I am certainly not argu-
ing that what is true of the third millennium is true of the fourth. What I am
claiming is that when determining whether there are, or are not, patterns in
the precise distribution of forms in Chaff-Faced, Red-Slipped, and other wares
within sites, and not just at sites, it is necessary to resolve some of these prob-
lems. Instead we have drawn simplistic correlations of ware types with ethnic
groups and ethnic groups with subsistence activities, and, in the circularity
that bedevils analyses of this period, vice versa. Investigating a second aspect of
this patterning is also essential: the precise location of what type of specialized
materials are found where, within which settlements, and how regularly they
appear. These are questions too often subsumed within a gross analysis of set-
tlement patterns.
For example, the Chaff-Faced vessels found at Habuba Kabira South were
assumed alien to the Uruk assemblage and were therefore considered evidence
of the colonists’ dependence on indigenous farmers for agricultural products
(Sürenhagen 1986: 21–2). Chaff-Faced Ware was defined as local to the north
first in phase F of the Amuq sequence proposed by the Braidwoods (1960),
with true Uruk materials appearing at the end of the phase, and both being
replaced by Plain Simple Ware in phase G. But chaff temper, while dominant,
is not the totality of northern assemblages, and it is also used across a very
wide geography (it is found as far from the Amuq as Lake Van) and in consid-
erable quantities (Marro 2007; Sagona and Zimansky 2009: 166). Even in the
material characterized as indigenous to the north there are certain vessels, such
as the hemispherical and conical bowls, that are sand-tempered, thin-walled,
and possibly wheel-made (e.g., Pollock and Coursey 1995: 105–6). Obvious
correlations between ware, form, and function in the indigenous corpus sug-
gest that the analytical focus should be shifted from chronological issues to
Wool, Writing, and Religion
p 125

spatial ones. Vegetal tempering is applied to forms most likely used in food
storage and preparation (such as cooking pots and storage jars), while grit-
and sand- tempered vessels are in forms used for food/drink presentation and
consumption (such as small bowls). In addition, chaff-tempered vessels typical
of what is called the local Late Chalcolithic are certainly known in the south,
from the Hamrin to Susa to Abu Salabikh, and even at the site of Uruk itself
(Pollock and Coursey 1995: 115). Given that, still, the actual development of
the sequence at Uruk and its full ceramic constituents are unknown, and given
that grit-­tempered wares are certainly present in Amuq F (which in any case
is attributed far greater authority than is now warranted), the focus on chro-
nological issues has unduly skewed our ideas about the relationship between
different kinds of pottery wares and forms in this period. While a detailed
examination is beyond the scope of this work, even a rudimentary consider-
ation of form and function throws some basic assumptions about the Uruk
expansion into doubt.
That doubt starts with the very nature of the settlement of Habuba Kabira
itself. The archetypal colony site, it is understood as an essentially domestic
settlement with a full complement of functions (Kohlmeyer 1996), albeit a set-
tlement with a mission: the control of interregional trade (Sürenhagen 1986;
Algaze 2005 [1993]). The large structures located in the south of the site – in
Tell Qannas (Finet 1980) – constitute the public sector that administered the
community on behalf of its parent polity and served some of its religious needs,
supplemented by temples found at the nearby mountaintop site of Jebel Aruda
(Fig. 15). Alternatively, Jebel Aruda provided the administrative function for
Habuba Kabira (Schwartz 2001: 248). Smaller settlements nearby supplied the
town with its subsistence needs. The overall picture of settlement, then, is that
Habuba Kabira, as the southern offshoot in the area, was the focus of all activity
around the region, including that of the Aruda complex.
But was it? Reexamination of the C14 dates (Wright and Rupley 2001) sug-
gests that it is possible Jebel Aruda was established earlier than Habuba and
that, rather than secondary to it, the relationship may have been reversed, with
Habuba Kabira instigated in order to support or expand the functions of the
mountaintop complex. In this scenario Habuba Kabira would serve as a collect-
ing point for goods destined for the temples, provide additional service person-
nel and congregation for the temples, as well as fulfilling other functions. But
given that there are eight kilometers between the two sites, it is also entirely pos-
sible that they were to all intents and purposes unconnected.
Consisting of a central precinct comprised of two temples, with contempo-
raneous residential areas on either side (Van Driel 2002), Aruda is generally
thought of as an elite settlement and therefore a regional administrative ­center
(Sürenhagen 1986; Kohlmeyer 1996), as much as anything because of its defen-
sible position (Algaze 2005 [1993]: 25; however, cf. van Driel 2002: 191). In this
126
P Mobile Pastoralism

15. Plan of Jebel Aruda showing the distribution of


pyrotechnic facilities. Redrawn from van Driel and
van Driel Murray 1979, 1983.

view, the secular structures housed the ruling “elite,” and the temples were the
basis of their ideological power. The traditional focus on trade, defense, and
administration as dynamics determining the location of settlement is firmly
rooted in ­certain kinds of functionalist thought, and although Near Eastern
archaeologists are sometimes reluctant to embrace other approaches, different
ways of thinking about human relationships to landscape (such as Tilley 1997,
2004; Bradley 2000) should at least give us pause. The mountain is extremely
visible, its top dramatically shaped, and it is an unmistakable landmark by
Wool, Writing, and Religion
p 127

which to navigate from either west or east. It possesses a numinous presence of


its own (cf. van Driel 2002: 191), especially when viewed from across the river at
certain times of day. The Uruk complex in a saddle near the top of the moun-
tain is somewhat sequestered and difficult to access, and while this certainly
may have provided an element of protection, when considered in the context
of the religious function of the site it is also a powerful force for instilling cer-
tain mind-sets. It is possible to imagine that the arduous climb to the top gave
one the sense of a goal struggled for, a privilege earned, or was symbolic of an
ascent to the heavens – perhaps even the duplication of a cosmic journey. This
component of my understanding of the Aruda complex is speculative – we are
limited in our ability to know what people in the fourth millennium thought.
Yet it is no more speculative than the argument that defense or trade is a prime
determinative in the siting of this, and too often every, settlement. Nor should
defense be assumed as the “commonsense” explanation, because what is com-
monsensical is entirely culturally constructed. If one lives in a world where
the power of the supernatural imbues everything one knows, it makes perfect
sense for the otherworldly significance of the physical landscape to be impor-
tant in deciding where to erect a temple, especially if the landscape is an essen-
tial concern in the first place. By landscape I mean the larger expanse in which
Jebel Aruda is situated and from which it is viewed: the confluence of river val-
ley and steppe. If landscape were not an essential concern, then there is no rea-
son why the regional administrative center of the Uruk colony system might
not have been located within the fortified settlements of Sheikh Hassan or,
later, Habuba – or, if independent of those communities, in a new place just
like theirs.
The mountain is a potent symbol throughout Mesopotamian history, where
it is the primal landscape of human origins, the place of the gods, and at the
same time the netherworld (Katz 2007: 173, n. 29; Porter 2007/8; and see
Chapter 4). It is worth noting here that in the archaic tablets from Uruk one of
the avatars of Inana is “Inana of the Kur,” kur meaning mountain (Szarzynska
1993: 8–9). At Uruk itself, the White Temple of the Anu sector was raised high
over the surrounding complex by an eleven-meter-tall platform (Nissen 2002:
8; Algaze 2008: fig. 2) and would have been not only a beacon for the eyes of
all those living in the city, but also a constant reminder of the origins of the
cosmos, as well as its organization and structure. It has been argued that the
city of Uruk’s prime significance in the fourth millennium, the very reason for
its growth, lay in its role as the religious center for all of Sumer (Steinkeller
1999b). Given that, of all the structures said to parallel those of the south, the
temples of Jebel Aruda compare most closely to those of the public precinct of
Uruk itself, a particularly close relation between the two centers may be pro-
posed. As an outgrowth of Uruk, the key to Aruda is surely its religious rather
than administrative function. I acknowledge that religious and administrative
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P Mobile Pastoralism

functions are not mutually exclusive, especially not in Mesopotamia, but this
is not about an original theocratic state. It is about another set of issues alto-
gether. It is about the way we interpret material assemblages.
If the temples are the raison d’être of this site, then the houses that flank
them in two separate enclaves to the north and south (Fig. 15) are home to the
personnel of various levels and duties that run them, and for whom social sta-
tus is subordinated to professional status. The contents of those houses may
be understood in part as in service to the domestic requirements of those func-
tionaries, and in part as in service to the requirements of the temples them-
selves. In a suggestive but preliminary study of the residential areas (van Driel
2002), differential distributions of pottery and other objects indicate differen-
tial function of architectural units. For example, elongated, round-based jars
(Cat. 33 in van Driel’s typology), which most likely contained oil, are not found
in any quantity in the northern complex where there was strong evidence for
food preparation, but were much more common in the southern area, where
a group of forty such vessels were found in one room. If these jars were indeed
oil containers, the oil’s primary use may not have been for domestic purposes.
In contrast, at least one kind of Chaff-Faced vessel – the long-necked rimless
jar or cooking pot (Cat. 19) – was found only in the northern complex. A short-
necked, round-bodied Chaff-Faced jar (Cat. 29) was found evenly dispersed
across both complexes. At the same time, scrapers were retrieved only from the
buildings of the southernmost section of the south and not at all in the north,
and in each area spindle whorls were particularly associated with a tripartite
structure, although they were not exclusive to it. Imported and locally made
Uruk red wares are concentrated in the south; drinking sets (one of which
was found in the Red Temple’s terrace) are recorded in diverse (and generally
unspecified) places.
Because this was not a complete examination of all artifact types found at
Jebel Aruda, firm conclusions are premature. Nevertheless a picture does start
to emerge from this process. The central tripartite structure of the southern
complex was a key gathering point of resources and equipment, including
some numbers of a vessel type thought to have been used in beer-making (Cat.
35). In contrast, the southernmost sector of the southern complex and the
­center of the western side of the northern complex were perhaps the loci of
processing/manufacturing and cooking or other specialized activities, because
particularly prominent among their installations are a variety of pyrotechnic
facilities – hearths and fireplaces. This patterning would suggest that contents
and/or function – not the kind of pottery – determines where a vessel type is
deployed, and contents can no more be associated with an ethnicity than can
ware types. There are several possible interpretations of these patterns in addi-
tion to the standard reasoning that they are the result of tribute collected from
the surrounding Urukean communities, part of which was gained by trade with
Wool, Writing, and Religion
p 129

indigenous farmers. Perhaps religious specialists had local domestic help, or


it may be that a wide constituency (not just people of Uruk descent) contrib-
uted to the upkeep of the temple. Perhaps Chaff-Faced Ware, as well as some
grit-tempered and Red-Slipped wares, were different components of the same
repertoire, ­fulfilling different kinds of function. The former may have been
used in manufacturing and domestic, or earthly, contexts; the latter in ritual, or
­otherworldly, ones.
There is another element of the “Uruk” assemblages that remains to be
brought to the fore – its intrinsic materiality. These forms are so visible to
archaeologists, so distinct, because they have very particular characteristics that
contribute to very particular experiences with them, including strange shapes,
three-dimensional decorations, and a highly tactile nature. Both visual and
tactile experience of Uruk vessels may be described with the following words:
“sharp” (carination), “knobbed” (nose- and other lugs), “bent” (drooping
spouts), and “smooth” (slipped and burnished surfaces). Red-Black Burnished
Ware is especially glossy, almost slick. Beveled-rim bowls are coarse and scratchy
to the touch, and while this might not be part of the conscious articulation
of the reasons for making these objects, it is certain that on some level it is
understood that people should feel their roughness, that roughness was con-
sidered an acceptable, if not outright desirable, property. These kinds of attri-
butes are not arbitrary. Feeling the bowl, holding the nose-lugs, running one’s
hands over an exaggerated shape, are physical reminders of what it is the vessel
is in service to, and although we might not know what roughness or smooth-
ness symbolized, that roughness or smoothness accrued symbolic meaning is
beyond doubt, because these are very pronounced characteristics of the fourth-
millennium materials. We should also consider the fact that these vessels, and
especially beveled-rim bowls, are used in certain contexts so regularly that they
should be synonymous with them, so that even making the bowl is inculcating
the thing that the bowl is for, whatever that may be. This, I think, is a significant
component of both the context of their use and the fact that they are likely to
be handmade. Yet because of their coarseness the beveled-rim bowls are usually
considered valueless, and thus obviously disposable, fit only for the lower lev-
els of social hierarchy – another way in which implicit notions of development
derived from anthropological archaeology, in conjunction with notions of aes-
thetics from art history, attach to assumptions of function. These vessels are
denied any concept of “specialness” in their relationship to their users, and the
same is also true of the more elaborate vessels. And yet it is their very specialness
that defines them, even to us.
I would argue that the “entire set of Uruk cultural innovations” (Nissen
2001: 162) as seen at Uruk and as duplicated at sites such as Habuba Kabira
and Hassek Höyük – especially the ceramic assemblage – is actually not that
at all. It is not the quotidian repertoire of domestic life or even the mundane
130
P Mobile Pastoralism

materials of a powerful secular elite, a state (incipient or otherwise) that can


afford luxury vessels for ordinary purposes – nor is it mutually exclusive to
either of those contexts. The ceramic assemblage consists of specialized vessels
with very particular characteristics, and the contexts in which they are found –
locally derived or intrusive – are specialized contexts. The attributes identified
as “Uruk,” the Red-Slipped, wheel-made, grit-tempered, and materially distinct
ceramics, the wall cones and rosettes, even the seals and sealings, are, in one
way or another, the material culture of religious practice. The attributes iden-
tified as “local,” especially Chaff-Faced Wares, may be just that; they may also
be Urukean at the very same time, because this pottery is part of a widespread
ceramic vernacular that comprises a cultural koiné across much of the Fertile
Crescent in this period, a koiné that would be far more visible if broader con-
texts had been excavated at more sites and more detailed analyses of those con-
texts undertaken. From here on in, then, rather than northern and southern,
local Late Chalcolithic and Uruk, I shall call the materials traditionally labeled
Uruk and Uruk-related “specialized wares,” and those traditionally labeled Late
Chalcolithic “daily wares,” with the proviso that I am well aware that these cat-
egories are by no means clearly bounded. The question then remains: if the geo-
graphic and cultural discreteness of these assemblages is removed, is there still
evidence of an Uruk expansion differentiated from local inhabitation given the
already blurred inheritance of architectural forms descending from the fifth
millennium? The answer is yes, because the concentrated distributions of the
specialized and daily assemblages still point to different practices and distinct
processes.
Such functional differentiation between ceramic assemblages might seem to
be belied, though, by the distribution of these materials across architectural
units at Habuba Kabira, a site largely understood as residential. Yet if Habuba
Kabira existed to support the temple complex at Jebel Aruda and its constitu-
ency (who have not yet quite entered the picture, but will do so soon), it is pos-
sible that, rather than fulfilling all the requirements of daily life, much of the
activities of these houses was directed toward supplying the temples, their gods,
and their attendants. Again, detailed analyses may reveal specific functional dif-
ferences within the various architectural styles at Habuba, which include the
standard tripartite/middle-room houses and variations of single-halled struc-
tures (Kohlmeyer 1996: 95–7). There is one element already evident. Not coin-
cidentally, one version of the single-halled structure classified as the “single
longitudinally flanked hall building without transverse extension” (Kohlmeyer
1996: 94, fig. 5 e–f, 96, fig. 6a-c; see also Sürenhagen 1978: 47) is identical to
the two temples of Arslantepe Level VIA and contemporaneous with them
(Fig. 16). There is also a structure from this level at Arslantepe that conforms to
the same plan and is determined on the grounds of ceramic assemblage to be
a residential building, in which one room functioned as a shrine (Frangipane
Wool, Writing, and Religion
p 131

16. Single-halled buildings from Late Uruk period sites. For Arslantepe, redrawn from Frangipane 2002;
for Habuba Kabira South, redrawn from Kohlmeyer 1996; for Khafajah, redrawn from Delougaz and Lloyd
1942; for Aruda, redrawn from van Driel and van Driel Murray 1983.
132
P Mobile Pastoralism

1993: 215). This building lies over an earlier “monumental” house of level VII.
There is one single-halled structure in each of the residential complexes at
Jebel Aruda (van Driel 2002). Rather than implying that the function of the
Arslantepe structures is in dispute, an implication that the interior furniture of
these cellae (Frangipane 1997, 2007) categorically refutes, to my mind at least,
this correspondence necessitates a reconsideration of the role of the structures
at Habuba and Aruda.
There is a conflation between religious and domestic architecture already in
evidence for both the fifth and fourth millennia, and it is difficult to ascertain
whether this is a slippage that occurs only in modern archaeological analyses
or is emic.91 Both are probably the case. But in this instance – in conjunction
with the clear evidence of ritual activity in the Arslantepe structures and the
regularly spaced distribution of this form within residential complexes at both
Habuba and Aruda – it is the association of the single-halled, flanked form with
living spaces, physically and morphologically, that points to a specific kind of
function, a religious function, one that is by no means excluded by the temple
architecture of Jebel Aruda and Tell Qannas but is complementary to it. Indeed,
at Aruda, in the southern example of this kind of building, the interior fittings
of one room, Room 103 (Figs. 15, 16), warrant the label “shrine” (van Driel and
van Driel Murray 1983: map 3). Two hearths, one rectangular and one keyhole-
shaped, line up with a podium set in a niched wall, in front of which were scat-
ters of beads and seashells. In fact both short walls are niched. There is also a
keyhole oven in the southeastern room, while to the northwest of Room 103
there is another room with three large circular brick ovens, perhaps of beehive
shape, with stoking holes (the fourth is smaller and built later [van Driel and
van Driel Murray 1983: 22–3]). There is a parallel structure in the north resi-
dential complex, Room 28, although there is no podium on the equivalent wall.
However, its opposite wall is destroyed so it is not certain that this single-halled
structure did not have a podium, too (Figs. 15, 16). Interestingly, this struc-
ture is also flanked by an open area containing a series of fire installations,92
in this case of the long oblong kind. One may suppose, then, that regular and
large-scale food preparation was associated with both these structures and that,
similarly to Tell Brak, the beehive oven baked, among other things, bread. It is
unfortunate that in neither example is the surrounding space fully delineable
so that we might know if such events took place only inside the building, in
which case the participants would be limited, or outside, when larger groups
could be included. It is also noteworthy that pits in these complexes contained
masses of destroyed beveled-rim bowls and flowerpots.

91 For a salient discussion of this issue see Baltali 2006.


92 In fact the frequency of pyrotechnic facilities and the organization of the tripartite struc-
tures at Aruda are such that one questions whether these complexes were primarily resi-
dential at all.
Wool, Writing, and Religion
p 133

I suggest that these smaller, single-halled units are “domestic” temples that
serve another component of the otherworld in addition to that of the pub-
lic cult manifest at the large central and ornate structures so emblematic of
the city of Uruk itself: they are the “houses” of ancestors, and they originate
in the ancestral practices of households, as manifest in the residential struc-
ture of Arslantepe level VIA (Frangipane 1993a: 215–16). The interior fittings
of the rooms, in this single longitudinally flanked hall building similar to the
temples, simultaneously differentiate it from and connect it to them (Fig. 11).
The large room that in the temple complexes comprises the cella here contains
wall paintings and a central platform (Frangipane 1993b: 138), while a much
smaller room, accessible only from the larger space, contains the same furnish-
ings as the cellae. These include fenestrated bowls, tables for offerings, and Red-
Black Burnished Ware vessels “generally associated . . . at Arslantepe with places
of worship” (Frangipane 1993a: 215), as well as a spouted “Uruk bottle.” One
Red-Black Burnished Ware vessel was embellished with a relief of a goat.
The domestic nature of the “residential structure” as a whole is not in fact
clearly represented by the architecture or fittings of the building, but is argued
by the excavator on the absence of administrative features, as well as on the
grounds of continuity with the residential buildings from level VII that lie
directly beneath it. The area is too damaged by later pits to allow us to be sure
that domestic functions were, or were not, practiced here. However, the absence
of one attribute certainly differentiates it from the other “monumental build-
ings” of both VII and VIA, and that is the large quantities of mass-produced
bowls, in situ and in storage, which presuppose the involvement, in one capac-
ity or another, of a number of people. These people may have made votive offer-
ings or partaken in a feast. They may have moved through the temple cellae
individually or in groups. They may never have entered the structures at all. But
that they existed is attested in the more than two hundred different seals delin-
eated from discarded sealings (Frangipane 2002: 127; Pittman 2007), a number
too great to represent only the administrative personnel of the settlement.
In contrast, the small room of the “residential structure” is clearly the loca-
tion of religious practices, yet there is no indication of the feasting or offering
activities that took place in the temple complexes. Even if not residential, and a
case can certainly be made for this, the religious function of the building seems
confined to one small component of it, the diminutive dimensions of which
indicate that ritual participation was restricted to one or two people, conceiv-
ably the head of the household or enterprise that occupied the structure. This
is commensurate with the practices of small-scale ancestor traditions where
the next in line is responsible for the commemoration of family forebears. And
it is different from the other structures at Arslantepe, Habuba Kabira South,
and Jebel Aruda, which, while based on the exact same architectural principles
and manifesting some shared ritual practices, embrace a larger constituency.
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P Mobile Pastoralism

Rather than the individual family or household, participants in these latter


contexts comprise, I would suggest, the ancestral group. Although the wall
paintings in Arslantepe’s temple complexes are argued to hybridize Uruk ele-
ments – the threshing scene – within indigenous traditions because of the pres-
ence of wall paintings in level VII (Baltali 2007) – which might seem to indicate
that these were essentially local ancestral groups – the distribution at intrusive
sites of the single-halled longitudinally flanked architectural form necessitates
that this is not the case. Indeed, I read no southern scenes in these pictures,93
but would still argue that the presence of an entirely local symbolic expression
in these temples does not preclude a southern usage of them.
Now the constituency of the so-called outposts, enclaves, and colonies
starts to come into focus, because there is a twinned delineation of public
cult and ancestral group that is the product of a very specific situation. It
could be argued that both serve only the Uruk populations visible at each of
these sites, but the reality is that, with the exception of Habuba Kabira itself
(the most sizeable of Uruk settlements) and earlier Sheikh Hassan, that popu-
lation is very small indeed. Hassek Höyük, and similarly Godin Tepe, consists
of limited facilities, many of which are of specialized function. It is not known
quite what comprised the architecture at Hacinebi, only that it was located
in an area that had monumental platforms in the previous period. That the
decorative elements of Uruk public architecture were found in various trash
deposits suggests that there was probably a religious complex here too, and
the excavators certainly claim a public one. Even at Abu Salabikh much of the
architecture revealed was public/monumental and/or specialized. The area
characterized there as industrial consisted of fire installations, one of which
was full of beveled-rim bowls and conical cups (Pollock 1990; Pollock et al.
1996); whether a kiln or an oven, one may wonder if this was not to provision
a feasting space, perhaps related to the nearby platform. In area TW at Tell
Brak in the Late Uruk period, a very large building, only partially preserved,
is flanked by a series of rooms containing the classic Uruk-shaped keyhole
hearths (Oates 2005). Hearths do not have only a domestic purpose; cooked
food does not have only a domestic destination. Offerings to the gods and
other observances are prepared through fire, and this is obvious at Jebel Aruda
(van Driel and van Driel Murray 1979), where the temples of the central com-
plex are flanked by equally large structures with massive fireplaces, one in the
temenos (with a large keyhole-shaped oven) and one next to it (with a long
oblong fireplace).
The “Uruk” section of Hassek Höyük (Fig. 17) consists of large single-celled
spaces, a grill-based structure commonly called a granary, a middle-room
“house,” and most likely a monumental building, also probably of tripartite

93 See note 76 above.


Wool, Writing, and Religion
p 135

17. Hassek Höyük. Redrawn from Lupton


1996.

plan, all within a walled oval.94 Although the house is approximately the same
size as the monumental building there are some differences between them. The
northern component of the middle-room house has “domestic” features such as
a fireplace and storage facilities, although the fireplace is said to be local rather
than southern in design (Lupton 1996: 60). Nevertheless, in domestic struc-
tures at Jebel Aruda, too, there is a regularized pattern of keyhole installations
in the central hall of tripartite units, placed in front of rectangular ones, while
small and large, round, oval, horseshoe, and indeed keyhole fire facilities are
located throughout the entire settlement (van Driel and van Driel Murray 1979,
1983). There is a patterning, though, to this distribution that is important: the
repeated use of the keyhole and rectangular hearths together indicates a sepa-
ration of functions in some way, but whether this was based on substances pre-
pared, bread and meat for example, or on the destination of those substances,
such as food for humans versus food for otherworldy beings, remains to be seen.
That only the rectangular hearth is found inside the temples at Aruda perhaps
indicates the latter. Obviously hearth shapes have practical and ­symbolic con-
fluences, exactly as pottery does, in ways quite in evidence in the earlier feasting
halls of Tell Brak.

94 This building is very largely reconstructed through magnetic prospection and subject
therefore to debate. Sagona and Zimansky (2009: 155–6) do not include it in either their
reconstruction or their discussion. I think there is sufficient indication to accept the place-
ment of a substantial building here.
136
P Mobile Pastoralism

Although almost entirely reconstructed through wall tracing, the monumen-


tal building at Hassek Höyük was perhaps in basic tripartite style, with thicker
walls than the house. Decorative aspects typical of Uruk public structures were
found out of context (Lupton 1996: 60; Helwing 1999) but are presumed to
have come from it. Rather than the public building (which may have essentially
had another constituency altogether) serving a residential Uruk population
whose focus lay in trading activities taking place elsewhere, it is possible that
here too the occupants of the houses lived there in order to serve the monu-
mental structure, the temple. Attendant personnel for whatever public func-
tion such buildings served needed housing and there is rarely any evidence that
such personnel lived in the structure itself. The location, then, at Hassek Höyük
of the one concentration of southern pottery in a corridor between the house
and the temple fits with other patterns in the distribution of the specialized
assemblage. This ceramic repertoire was the equipment of religious enterprise,
and there were times when “the real thing” was required as well as times when
locally made versions were acceptable; the distinction lies, I think, in the materi-
als used in the performance of religious observances. And I do not mean here
the pots themselves, or rather only the pots themselves, the nose-lugged jars and
bottles with drooping spouts and so on, but their contents, which I suggest
have to do with the particular and distinctive attributes of these vessels. Those
contents – wine, resins, oils, unguents, and animal fats – are entirely appropri-
ate to ritual use (Algaze 2001: 53–4; Katz 2007: 170). It is not hard to imag-
ine that substances used for certain tasks – such as the anointing of the cultic
statue, for example – should be authentic and from the homeland. It is not hard
to imagine that such substances, because of their religious role, were signified in
precise ways and that those ways carried over to the vessels that contained them.
In those instances where specific liquids and unguents were not required in the
performance of particular rituals, the locally made substances in the locally
made goods were sufficient for the task.
In this reconstruction too, as in current interpretations, the focus of south-
ern presence is turned outwards, away from the settlements in which the south-
erners themselves are situated. It is directed not so much toward an activity
such as trade, however (although the ultimate motive is still economic), as it is
to a population, one much larger than the merchants and entrepreneurs pos-
ited in other scenarios. This population is not directly visible in the settlements
we have recovered nor indeed is it actually there, except on certain occasions. I
am reminded of Potts’s (2009) observation that there could not possibly have
been southern residents, and (contra Goulder 2010) certainly not administra-
tors, at every place where beveled-rim bowls are found, and he is right. But there
is one kind of southerner that could certainly, at one time or another, have been
making and using beveled-rim bowls everywhere that traces of Uruk materials
are recovered: mobile pastoralists.
Wool, Writing, and Religion
p 137

Mobile pastoralism accounts for the particular nature of Uruk materials and
especially for the volume of beveled-rim bowls, which has never been propor-
tional to the limited architectural remains that can be attributed to resident
southern populations. It is the one general dynamic that accommodates all the
various strands of this very complicated story: where most instances of southern
presence are located in or adjacent to the steppes of the Middle Euphrates and
Susiana plain, the mountains of Iran and the Upper Euphrates; where in most
cases those settlements have (or consist of) public installations, often explicitly
religious ones in which a central temple is flanked by residential structures that
house the support personnel; where some of those southern religious struc-
tures are found in long-established northern (and eastern) settlements, and are
not focused on those settlements but are rather sequestered from them; where
pottery assemblages are remarkably unchanged over a long period of time, long
even in usual archaeological terms; where southern imported goods are found
side by side with locally made versions and indigenous materials, but where
attribution to different ethnic identities does not successfully accommodate
all variations; where beveled-rim bowls in small or large quantities are found in
places where no other Uruk attributes occur or where southern populations are
not yet in evidence. Mobile pastoralism is the one dynamic that accommodates
all the activities and relationships that shift over time and space.
This is how I think it worked. Since the starting point is at Uruk itself, evi-
dence for the impetus behind movement outwards remains circumstantial, as
it is in any version of the story, but it seems highly likely that it was related
to the changing settlement patterns in southern Mesopotamia in the early
fourth millennium, and especially to the physical growth of the city of Uruk
with its rapidly expanding economy. Part of that economy was the burgeoning
of a formalized textile industry that was increasingly focused on wool, giving
rise in turn to the expansion of pastoralism (Kouchoukos 1998; Kouchoukos
and Wilkinson 2007). Two phenomena therefore occurred at once – the city
expanded, incorporating a considerable amount of space, and more land had
to be put under cultivation to feed the growing population. This reduced local
areas available for grazing the flocks kept by city dwellers, as was argued in 1974
by Lees and Bates (and cf. Nissen 1980).
That the growth of Uruk outpaced its available sustaining area as early as
the Early Uruk period has been demonstrated by Susan Pollock (2001: 192–5),
who proposes that this therefore required the extraction of tribute from rural
areas around it, which contributed to a centralizing administration that com-
prised the basis of state formation. There is an alternative to tribute however,
one that does not require or result in centralized administration: commodity
exchange. Textiles, the raw materials for which could be gleaned from ani-
mals herded far away, could be exchanged for food products, especially grains
and vegetables produced in nearby areas, and this exchange could be entirely
138
P Mobile Pastoralism

familial in basis. Issues of shipment costs and spoilage suggest that this kind
of exchange would have been localized in the south, however: other settlements
in the vicinity of Uruk would also have expanded their land under cultiva-
tion whether their population expanded or declined at this time, thus further
pushing animal husbandry beyond the confines of southern Mesopotamia.
Herd numbers would increase as the manufacture of woolen textiles increased.
Expanded herds would require both more pasture to support the flocks and
more people to manage them, so that, in addition to the small-scale, domestic,
and localized herding that doubtless always existed as a subsidiary agricultural
practice, a broader-scale form of pastoralism came into being, one with larger
herds and longer movements. While the expansion of pasturage around settle-
ments in the Uruk period (because of wetter conditions, described by Wright
[2001: 128]) might have benefited localized husbandry, this would not have
accommodated the ­volume required for the increased manufacture of textiles
(Pollock 1999: 103–10).
Such expansion did not then bring about centralized control but was, as I
think subsequent patterns of expansion indicate, familial (in its largest sense) in
operation while at the same time supported by the public sector, and hence the
dual set of religious practices in evidence in the colony system – those of public
cult and ancestor traditions (and cf. Buccellati 2008: 148–9). The public sec-
tor was probably quite limited in its function at this point, however, maintain-
ing relationships with the gods being one of its prime duties, and was not yet
autonomous from the community of households that supported it. Although
it is not ideal, I use the term “household” here, conflating it with “family” quite
deliberately, and for two reasons. One reason is because Mesopotamians them-
selves used the word “house” to describe their social formations, whether sec-
ular or sacred, domestic or public. In some essential way it was the structure
that defined the unit.95 The other reason is because family was not just the
basis of the social relations that constituted the house, but how those relations
were described (Gelb 1979), whether or not based in blood. I suspect, however,
that there were ways that nonbiologically related members of the household
became socially incorporated into the group even if the relationship was only
one of service.
But the term “household” should not be taken as synonymous with the
oikos structures postulated for the third millennium of Mesopotamia (Pollock
1999: 118), and the risk of this is why “household” is not an ideal term.

95 Glassner (2003: 164) puts forward a controversial suggestion that the é sign probably orig-
inally represented a weaving loom. He notes that é can designate “‘temple,’ ‘house,’ the
people that belong to a social group under the same roof; kid, ‘reed mat,’ or líl, ‘breath’
or ‘spirit.’” It is tempting to speculate that there is a connection between é as house and
líl as spirit, since the spirit or shade – ancestor – is essentially constitutive of the house
over time.
Wool, Writing, and Religion
p 139

­ ourth-millennium households are far from the massive temple estates argued
F
to have arisen then and were unlikely to be centralized in the same way. Domestic
(again, not an ideal term, but nor is “private”) households are rarely attested
in the official texts (or are rarely thought attested), but are increasingly deter-
mined in all periods to be the basis of the socioeconomic organization (e.g.,
Adams 2007) of the city, in addition to whatever role public institutions (sacred
or secular) play at given points in time. McCorriston’s understanding that the
new woolen textile industry was family based, as was most of the economy, is,
I think, correct,96 and others have also argued that people in the fourth millen-
nium were providing a significant proportion, if not all, of their subsistence for
themselves rather than receiving it from a public institution (Frangipane 2001:
310–12; Bernbeck and Pollock 2002), and that the expansion of pastoralism
necessary to feed the textile industry was controlled by the communities from
which pastoralists derived (Pollock 2001).
For many, however, the concept of administrative technology – that is, cylin-
der seals and mass-produced bowls – cannot fit into a model of household pro-
duction, despite the fact that the bowls at least are recovered from houses as
often as they are from obviously public contexts (Frangipane 2001: 311–12).
To maintain this position is to imagine two things: that the flow of goods is
bidirectional only – in to the public sector, out to the private; and that house-
holds are autonomous units – not just free from larger oversight but uncon-
nected to other members of society, other groupings, other institutions. On the
contrary, households may contribute to the commonweal; they will certainly
contribute to religious institutions and they will exchange with both like and
unlike entities for different commodities. They have as much need to control
their own production in these networked social and economic relationships as
any public institution and are therefore likely to use seals to do so. Certainly in
the Neolithic period, when stamp seals were already in use, there was no state
involved, and the technological advances represented by the cutting of cylinder
seal designs did not require state sponsorship.
There were a number of forces pushing pastoralism into zones well outside
Uruk’s immediate ambit. It is still not quite clear when the Susiana plain became
in essence part of Mesopotamia, but it is likely this was the first direction toward
which expanding herds would turn (cf. Kouchoukas 1998). The Susiana plain
was not empty, of course, but it is unlikely that its textile production and conse-
quent herd size had expanded much beyond the village scale by this time, so pas-
turage was available there. But not for long. As this region became increasingly
incorporated into the Uruk world, changes in its own subsistence and industrial
practices added pressure to the carrying capacity of this landscape too, and so pas-
toralist groups from Mesopotamia and from Susiana moved farther outwards.

96 See also Frangipane 2001: 310–12.


140
P Mobile Pastoralism

The expansion of mobile pastoralism did not happen all at once. Instead it
can be seen from the chronology of contact, the directions of contact, and the
context of contact that it was aggregative and multimodal. I suspect that initially
households from the south went north in search of wool/woollen ­textiles97 rather
than to practice animal husbandry, which was as yet still more local in basis, for
it is increasingly evident that it was the north that pioneered this industry. Small
groups of people ventured forth to establish exchange relationships with north-
ern centers that were already well enmeshed in wool production, in addition to
exploring the steppes west of the Euphrates, as evidenced by the early presence
of Uruk materials at Qraya. Then other southern sites were no doubt drawn into
the Uruk economy – as at Abu Salabikh, the next site to attest to subscription
to the material culture we characterize as Urukean. We do not know much about
the nature of contact at Qraya, whether this was a wholesale implantation of
settlement or a point of interaction with a local population. But given the nature
of the evidence at other sites, especially Tell Brak, I propose the latter, because
there seems to have been a particular process by which contact was first engen-
dered, and it was to have a significant outcome for subsequent movement.
That process was feasting. It has already been demonstrated at Tell Brak that
interaction with Uruk is first seen in feasting contexts, and the same may have
been the case at Hacinebi, where the manufacture of woolen textiles at this time
is well established (Stein et al. 1999) and where first contact appears, from the
little that remains, to have been in public areas and consists of large quanti-
ties of beveled-rim bowls. It is tempting to interpret the pyrotechnic facilities
at Qraya as feasting installations too. As noted earlier, social relationships are
established by food, deals ratified with feasting, and it is often the case that an
exchange cannot take place unless it is situated within social connections which
must therefore be created (Porter 2009a; see Parker Pearson 1997 for a cogent
example). So outsiders seeking wool would be accepted into these new worlds
through social contracts, perhaps fictional kinships, brought into being over
food. The locals hold the feast, in their traditional manner, to engage with the
newcomers who, like every good guest at a feast, bring their own contributions –
contributions that speak of their intrinsic identities and/or their perception of
the identities of their hosts. In this case it would have been traditional southern
bread, baked in beveled-rim bowls. Hence the repeated patterns of Uruk con-
tact, which is represented initially by beveled-rim bowls, usually only a very few
at first, found in association with specialized, ritualized spaces characterized by
indigenous versions of mass-produced crockery.
It is Tell Brak that allows us to reconstruct with some degree of reliability
the process of this feasting. Two very different kinds of cooking facilities were

97 Wool itself, while light, is very bulky and not as cost-effective to ship as the finished
product.
Wool, Writing, and Religion
p 141

found in area TW, along with large quantities of cereal grains, large quantities
of rough platters, and the carcasses of whole animals, large and small. The
domed oven has been proposed as the locus of breadbaking and the roasting of
small animals and birds, while the series of parallel brick fire-pits were used for
barbequing sheep/goat and cattle (Weber, in Emberling and McDonald 2003).
Several separate feasting events have been reconstructed for the various levels of
occupation in this complex, which accommodated anywhere from more than a
hundred to, in the first contact level, fifty people (Weber 2008). So feasting was
a well-established local practice, one, what is more, with its own material reper-
toire. At Brak key dishes were served/prepared on the platters, recovered in such
quantities that they are anachronistically likened to today’s paper plates (Oates
2005). It is not their lack of value or ease of production that makes them dispos-
able, however. To the contrary, it is what they signify in these kinds of contexts
that is the very reason there are so many of them.
Elsewhere, as Frangipane (2002: 126) notes, “mass-produced bowls are one
of the most significant features of Late Chalcolithic production in the north-
ern Mesopotamian environment and each of the main cultural regions there
had their own way of making these products.” And in each of these instances
the mass-produced bowls occur, en masse, in public contexts. At Arslantepe,
Brak, and Susa the deployment of coarsely made vessels, left in situ in ritual
moments, provides the point of intersection with the same kind of vessel from
the south – the beveled-rim bowl. Its use as a feasting object, most probably
for bread, best explains its frequency, its style of manufacture, its disposability,
and its diverse but recurring contexts. It is found in domestic rubbish deposits,
public buildings, and private houses (as at Hacinebi). It is frequently associated
with ovens (Goulder 2010: table 3).
Feasting is not just a state event, or even a cultic one; it is practiced just as
often by communities and families on both secular and sacred occasions, and the
bowls are certainly found in these different kinds of locations. The ­“enormous
quantities of bowls” repeatedly cited can be broken down into different kinds of
frameworks: a monthly feast for a hundred people would yield 1,200 vessels in
a year; a daily feast for ten people produces 3,650 over the same time period. If
every kin-group within a modestly sized community consisting, say, of ten such
groups, had a monthly feast, then twelve thousand bowls would be used annu-
ally, and vast numbers of them would rapidly accumulate.
The bowl’s deployment on special occasions explains one of its most puz-
zling aspects, especially in terms of the ration theory: the evident discard of
perfectly functional vessels in such quantities as to suggest that they might
have been used only once. This fact, in and of itself, would further suggest that
practicality does not determine the bowl’s disposition, but that its significance
in a particular situation does – after having been used in a feast or religious
observance it was not to be used again, for it was dedicated to that occasion.
142
P Mobile Pastoralism

Moreover, conformity in its style, size, shape, and methods of manufacture was
engendered not by technological advantages but by its function as a marker of
identity deployed in the kind of ritual contexts – sacred and secular, public and
familial – that reproduced that identity.
But northern and southern mass-produced vessels, even if used in the same
kinds of contexts, did not provide their users with exactly the same kind of
experience. And here for the first time the real postcolonial meaning of hybrid-
ity is evident, and evident as a powerful dynamic for subsequent history. I want
to remind the reader that hybridity is not indicated by the mere transference of
goods, symbols, and ideas from one group to another but by the transformation
of those goods, symbols, and ideas through the intersection of different under-
standings of them.
For the people of Tell Brak at least (as it is not yet known what was the case
at other northern sites), one component of feasting, one meaning materialized
in the vessels with which the feast was performed – a meaning quite different
from that materialized in the southern vessels – was death. At a satellite site
of Brak, Tell Majnuna, a large-scale feasting event (dating to the same general
period as contact) was conducted in conjunction with a mass secondary deposit
of at least sixty-six individuals, including male and female juveniles and adults
(although no infants), all of whom had been buried, or in some cases perhaps
excarnated, elsewhere (Weber 2008). It is not known why these bodies came to
be deposited where they were, although theories abound, but the picture of the
feast itself is pretty clear, and it is exactly the same as that found in Area TW in
Brak itself: whole animals were roasted and their bones smashed for the ­marrow
(Weber, in McMahon and Oates 2007). Other kinds of provisions for the event
were supplied by a number of people, judging from the variety of sealings recov-
ered. It is impossible as yet to tell whether those provisions were from a cen-
tral authority or from a broader community, but it is more than likely that the
exclusive association of the state with sealing practices has been vastly overes-
timated, as already discussed, especially since that quintessential diagnostic of
southern presence, the cylinder seal, is now argued to have appeared first in the
north (Felli 2003; Matthews and Fazeli 2004).
Moreover, as Frangipane notes (2001: 322), in earlier periods stamp seals
were clearly employed by households. In small- and large-scale events, in ones
that celebrated the community, as well as ones that were more exclusionary in
nature, it was important that contributions and participation were recognized;
the goods provided would have been sealed and their sealings duly noted. This,
then, would be exactly parallel to the quantities of cretulae and their disposition
at Arslantepe in the slightly later period if the temples there are, as I propose,
ancestor houses. The contents of the vessels in place in the temple cellae, clearly
in use in the performance of rituals, and in the storerooms, which are insuffi-
cient for any sort of redistributive system, were provided for specific occasions
Wool, Writing, and Religion
p 143

by the members of the community who supported those particular institutions,


and we are lucky enough to have one of those occasions preserved in situ.
It is starting to appear as if feasting over mass burials might be a northern
tradition, for at Domuztepe in the Halafian period a similar “death pit” has been
found, in which there are strong indications that the human components were
not just sacrificed but also cannibalized (Carter n.d.). While there is no evidence
for these kind of practices at Majnuna, Jill Weber (2008) puts forward a pro-
vocative argument that the members of the Majnuna death pit were essentially
“decommissioned,” removed from society just as each feasting event in area TW
seemed to signal the end of that phase of occupation there. Certainly bodies
are manipulated in the construction or perpetuation of kinship by movement
and disarticulation in the north during the third millennium (Porter 2002a),
and it is more than possible to imagine that groups could be removed from
the social system in the same ways. Although who and why will probably for-
ever remain a mystery, a group of war dead seems unlikely to encompass both
genders and the age-range incorporated in the Majnuna death pit, whereas an
extended family or lineage group would constitute just such a mixture of indi-
viduals. Infants who do not yet have social personae might be precluded from
this kind of ritual.
While feasting can have multiple contexts, most of which are well known,
in the north it seems to have had threatening as well as positive undertones,
terminating kinship as well as creating it. This differs greatly from what (little)
evidence we have for the south, and certainly at Uruk, where the pottery came
from trash deposits that may have derived from a number of places, but where
much of what was excavated was associated with public cults. If beveled-rim
bowls were involved in the provisioning and worship of the gods and wide-scale
public events taking place before them, and some of the buildings in the Eana
precinct at Uruk can hold from three hundred people upwards, then not only
are the mortuary connotations of the mass-produced vessels absent (at least as
yet), but different connective structures that integrate the various components
of society are in place in each area. To date there is little evidence of public cult –
the temples of the gods in the manner known so well in Mesopotamia – in local
Late Chalcolithic sites before the late Uruk period. Rather, in the north, the
focus is on communal ritual.
It is not just the coarse, mass-produced bowls that are latent with ­hybridity –
it is architectural form, in the tripartite structures that have similar but
­diverging roles in north and south, and it is sealing practices as well. But simi-
larity in form masks difference in function – these materials house, even hide,
different ways of thinking about the social organization and interactions of
the people who made them, just as shared concepts – marking the source and
ownership of goods, for example – can take the different forms of stamp and
cylinder seals.
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P Mobile Pastoralism

This, then, is hybridity in action, and its result is not what most people would
presume. Instead of creolization only (which undoubtedly occurred but to a
much lesser extent than presumed), the outcome is simultaneous strategies
of differentiation and integration – differentiation between northerners and
southerners, integration between mobile and sedentary components of the
same populations. I can reconstruct two possible paths to these outcomes, each
of which might have been in play in the differing circumstances encountered at
one place or another and depending on who, exactly, is making contact.
On one path, divergent understandings brought to things that seem to be the
same would lead not to a consummation of mutually beneficial trading agree-
ments, but to rejection – such as, for example, might happen when people who
believe that the gods must sanction trade arrangements find out that for their
potential trading partners it is the dead who have the last say. Such a situation
might result in mere disdain coupled with distrust, or it might result in out-
right conflict. Or perhaps the newcomers failed to recognize that indigenous
practice varied from their own; if exchange outside of kinship networks was
prohibited, for example, marriage to local women would be required for trade to
ensue. Such was the case with European interaction with southern Madagascar
in the eighteenth century AD, which resulted in a century of extremely violent
­interaction (Parker Pearson 1997: 408). There are many possibilities that might
be found once such questions are in play, but to date such questions simply
have not been asked.
On the other path, evident similarities in outward form might lead to social
convergence; the incoming group not only adopting local lifeways but also
forming actual social connections, a situation that was also potentially cata-
strophic for the south. If a rapidly expanding economy based on textiles is
dependent on a steady supply of wool, then the loosening of the loyalties of
the people who ensure wool’s availability as they are subsumed within another
society becomes a significant problem. And textiles, as soon as records become
intelligible, are revealed to have been far and away the largest component of
the Mesopotamian economy other than subsistence production of cereals, far
exceeding metals and semiprecious stones, which were always in very limited
distribution (Frangipane 2001: 215).
Whether via one path or the other, the destination was the same: differentia-
tion. Strategies clearly shifted from small-scale contact in indigenous contexts
to the wholesale establishment of southern facilities sequestered from indige-
nous occupation by a variety of means – a shift that reflects change in (or the
major escalation of) procurement strategies. Extensive, broad-scale, mobile pas-
toralism was to be the basis of the Mesopotamian textile industry, and it was to
remain so for millennia. However, this no more removed southerners from con-
tact with indigenous northern groups than had previous strategies, for two rea-
sons: southern pastoralists were not the only practitioners of animal husbandry
Wool, Writing, and Religion
p 145

in play in these areas, and southern pastoralists were not independent of the
needs usually provided by settled communities. With regard to the first point,
northern centers had their own mobile pastoralists, although these groups were
perhaps more locally based, as the resources around the settlements of which
they were part were not so circumscribed. Regarding the second point, sources
of the additional subsistence needs that almost every pastoralist group requires
would have been obtained where possible from local communities.
If “theoretical models of discrete bounded cultures . . . seem strangely inappro-
priate today” (Tilley 2006: 17), then the appearance of such bounded cultures
as Uruk and local Late Chalcolithic communities become after first contact
requires explication and explanation. This boundedness lies in the determined
preservation of material culture forms over several centuries, by importation
and replication, and it also lies in the repeated demarcation of Uruk complexes
from local ones, as at Hassek Höyük and Godin Tepe, and outright fortification,
as at Sheikh Hassan and Habuba Kabira. Walls may be understood as evidence
of an isolationist posture rather than of the forcible implantation of colonies
(Algaze 2001: 59) or another similarly aggressive stance. The people of Uruk
kept themselves consciously and deliberately separate from the other groups
with which they were in contact. Such separation speaks not of control but of
the complete opposite: of aliens in a strange land determined to keep their com-
munity and identity intact. And they did this, I would argue, to preserve social
relationships threatened with fragmentation and dispersal as a consequence of
mobility and distance. The scattering of segments of the population over much
larger distances than before – a population that was intended to remain part of
the core settlement in a social sense – certainly raised the risk of the incipient
separation of those who managed the sheep from their original communities.
With separation came the potential for two serious outcomes: the city’s loss
of control over the raw materials that comprised the new economy, and the
disintegration (or at the least dislocation) of its society, especially its families,
which would be split in two. But whereas both Bates and Lees (1977; Lees and
Bates 1974) and McCorriston (1997) understand this process as leading to the
marginalization of pastoralists in all senses, the evidence shows that this did
not happen. Countermeasures were introduced, strategies to allow sedentary
and mobile parts of the population to remain connected, to stretch over time
and space the ties that bind.
These countermeasures started with the establishment of service nodes, hubs
in a shifting network of pastoralist movements – north, south, east, west – that
intersected in particular with the river valleys which provided water, the agri-
cultural needs that all pastoralists have, and especially as central locations for
the performance of various activities crucial to creating social and political
integration even in fully sedentary societies. Service sites were located progres-
sively northward and eastward as movements spread farther outwards, and they
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shifted as circumstances warranted the reorientation of routes and pasture. By


the Late Uruk period they were well entrenched. But their role was far more sig-
nificant than merely serving as transshipment points or areas where such sub-
sidiary activities as the collection of metals or the exchange of products between
pastoralists and farmers could take place. They were locations where individ-
ual communities and individual households from the southern alluvium could
reconstruct the twofold practices that engendered a structural integration
between sedentary and mobile components of the family: ancestor traditions
and the cults of the gods.
The gods provided a buffer that inhibited the subsuming of southern iden-
tity to northern culture as time and distance attenuated attachment to home.
I do not mean to suggest that religion is in any way at this stage coercive or
supervisory, or even a manipulation of ideology in order to fool the participants
into surrendering the products of their hard labor, as is often suggested for
antiquity (e.g., Liverani 2006). Instead, for a group of people who are attenuated,
due to mobility and distance, from the normal attributes and accoutrements
of their identity, sending out religious specialists was a crucial way of keeping
pastoralists active participants in the system, which was in turn crucial to the
growth and success of the south. The temple’s close association with mobile
­populations gave it a unique tie to pastoralist production oriented to wool, a
situation we see reflected in subsequent millennia. Given that this was the case,
the need for the appropriate, indeed authentic, ritual materials was strong, for
they were central in maintaining the ties between those dispersed far from home
and their familial and institutional allegiances. They were the essence of main-
taining Uruk-ness, for using local materials is the beginning of slippage to local
systems of belief, of the syncretism that was the very thing to be avoided – but
which nevertheless occurred from time to time. It was also a matter of efficacy,
for imitations lack the power of the original.
Note that I have not used the word “state” throughout this discussion. If the
Uruk expansion was far more dispersed than we had previously understood, if
the movements involved were more domestic than previously thought, then we
need not adduce the necessary presence of a full-blown state as the expansion’s
progenitor. My reconstruction does not require a highly centralized and coor-
dinated polity with the resources to accomplish territorial or economic expan-
sion, and I do not understand the religious sector to have been a de facto state,
although it was a suprafamilial institution. At this juncture political concerns
were still largely in the hands of the community.
Which leads us to one of the most significant issues of the Uruk expansion:
its role in the emergence of writing toward the end of the fourth millennium.
Explanations of the process through which writing came into being, and what
it signifies, fundamentally change within the dynamic of pastoralism.
Wool, Writing, and Religion
p 147

18. Bulla, tokens, and tablets. Reproduced with the kind permission of the University of
Chicago Press, from Nissen et al. 1993: figs. 8, 25, 87, 111.

In the prevailing view of writing’s emergence, almost every element of cur-


rent understandings of state formation is vested in this most important inno-
vation: the economic basis of its evolution; its function as a tool of power; the
assumptions of its necessarily sedentary origins; and its essential equation with
civi­lization (and “it” here may be read as referring equally to writing and to state
formation).
Because this view of writing is so deeply entrenched, it is necessary to go into
some detail as to how the theory is currently constructed and how it is subject
to deconstruction – which makes this discursus, or perhaps excursus, longer
than ideal.
It was around c. 3400/3300 BCE that the first clay tablets, with the first
notations generally counted as true writing, were produced in the ancient
Near East. The dominant explanation (Nissen et al. 1993; Trigger 2004) for
this innovation sees writing as the logical, if not inevitable, outcome of evolv-
ing administrative and economic technologies, technologies that started
some four thousand years earlier in the Neolithic period when small, plain
stone or clay objects in a variety of shapes were used to denote a range of
commodities and their quantities (Fig. 18). Around the beginning of the
fourth millennium this system was modified by the addition of more com-
plicated objects. Shortly thereafter, tokens were kept on strings, the ends of
which were sealed with lumps of mud or encased in clay balls or envelopes.
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In these instances the clay was impressed with a seal, the scene on which (we
suppose) indicates either the person responsible for the transaction or the
person recording it – and sometimes, when there are two sealings, both. But
because the tokens were invisible once they were encased, or so the argument
goes, the contents were subsequently marked on the outside of the envelope
(Schmandt-Besserat 1992).
Writing, then, seems the obvious next step. If one can tell what’s inside by
looking at the outside, then an actual object to represent the goods and their
quantities is no longer needed. All that is necessary is a drawing of the object.
The tokens themselves disappeared, leaving only their markings, and as the
tokens were no longer used the clay bullae no longer needed to be hollow; thus
the solid clay tablet was born. This is the “revolutionary” evolutionary moment
when writing was truly born, for many proponents of this school, and it is
now that the impressions on clay may be called “signs,” a stage often referred
to as ­“proto-writing.” At first, two signs seem to dominate – circles and bullets
(Fig. 18b). These are numbers, but they are numbers in which certain kinds of
commodities are implicit, although not the actual commodity itself, for it turns
out that there are over a dozen ways of counting and each is associated with par-
ticular categories of goods. For example, one counting system pertains to dead
animals from sheep/goat herds and some kinds of jars containing liquids (Nissen
et al. 1993: 28). One system seems to relate only to the germinated barley used in
beer brewing, while another counts grains, cheese, and fish. It is not always clear
what the different items have in common, although in the last instance it is pro-
posed that they are all rations. However, much of this is reconstructed not from
tablets of the time period, but from later materials where the relationships are
clearer, so it is by no means certain that this was initially the case.
Because the first notations recorded very specific things, though, especially
animals and cereals, their purpose is understood as the tracking of commod-
ities – whereby small objects controlled the flow of larger ones (but cf. Ross
2010). And so the story goes that it is in the service of an increasingly complex
economy that writing emerged, when face-to-face interaction was no longer suf-
ficient to keep track of exchange; writing was a way of controlling the wealth that
the new governing elite used to create, and then reinforce, its power (J. Cooper
2006: 87).
The materialist basis to this evolutionary view leads to an undue emphasis on
one kind of tablet over another and one kind of generative context over another,
revealed in frequently iterated statements such as, “in the beginning writing
developed more or less exclusively within the limits of bookkeeping” (Nissen et
al. 1993: 30) or “writing began as a system of demarcating things, with property
and its accounting and not, therefore, with language and its representation”
(Sanders 2006: 8); and ubiquitously expressed, one way or another, “writing
Wool, Writing, and Religion
p 149

developed as a direct consequence of the compelling demands of an expanding


economy” (Nissen et al. 1993: 116).98
However, immediately after the tablets that contain numerical impressions
only, two kinds of tablet appear: tablets that record things and numbers (I am
deliberately refraining from using the words “commodities” and “quantities”),
and tablets that record lists of things. There are tablets listing kinds of fish, birds,
and cattle; metals; pots, or rather their contents; cheeses; and textiles. There are
lists of kinds of sheep, pigs, trees, and wooden objects; place names; textiles;
grain; and occupations. Different categories are combined in lists in ways that
are not immediately sensible to us. Apart from the occupations, these lists are
too often dismissed as of no real conceptual or ideological significance, and
it is hard to find any systematic treatment of them, although Veldhuis (2004)
understands the list to be the basis of intellectual endeavor. The list of occupa-
tions receives so much attention because it is assumed to reflect and establish
the social hierarchy on which the first state is predicated (Nissen 2002: 13).
These texts are thought to be word lists, and to go hand in hand with the
accounts only as teaching tools for a newly emerging group of professionals,
the scribes. Many copies of some of the lists have been retrieved, especially the
occupations list, which has 165 versions dating to this archaic phase of writing
alone, a fact that in itself is assumed to support the standard interpretation of
the occupations list as setting the sociopolitical status quo. It seems that there
was only one version at first, though, copied continually over a hundred-year
period. So we should not imagine vast schools of copyists churning out these
new texts, but only a few versions every couple of years. The lists continued to
be copied throughout the third millennium.
Glassner (2003) considers the lists not lexical so much as thematic, the main
concern of which is not the things listed but the signs that represent them. He
understands them as ways to work out what signs for things should be. And
they in fact often include signs that are never attested in use. At the same time,
however, the endeavor is, as he suggests, a kind of proto-Wikipedia, a way of
putting the world in order. One such list even starts with the line “when the
advice and divine orders were offered, at that time the secret knowledge of the
experts was delivered,” according to Glassner’s translation (2003: 193).
This is deeply significant. Whether or not the writers of these tablets set out
to determine the foundational aspects of the universe as they knew it, they cre-
ated objects that did just that, objects the materiality of which reproduced in
the very making and especially the copying of them, an understanding of how

98 Although Damerow (2006: 7) does remind us that “Writing is not just a technique devel-
oped to serve a universal human need, but rather it is a social process of knowledge repre-
sentation based on human interaction and historical continuity.”
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things should be, what they should look like, and where they should be. Because
ideas on clay become enduring, they can be consulted and confirmed, but they
cannot be changed. The lists indicate that there was thought to be a proper
order to things – although we can’t quite see what that order is – and this would
imply that certain things needed to be done in the properly sanctioned way,
with the proper implements and the proper tools. These things tend to be ritual
things. The materiality of the tablets, organizing a cosmic order, goes hand in
hand with the materiality of objects organizing and ordering cultic practices.
And, because the universe was created by the gods, it is then ultimately a divine
order that these tablets represent.
That there is a perceived relationship between things which serves to consti-
tute a proper cosmological order, a relationship that precedes writing, is evident
right at the outset when the relationship is first materialized in tokens, when the
shape of the token denoted both item and quantity. It is maintained in number-
ing, where things are to be counted by thing-specific systems. It is perpetuated
in the use of determinatives, which are signs that precede a sign and indicate to
what realm that sign belongs. Establishing the relationships of things – and in
particular apportioning them to different planes of existence, different kinds
of materials and positions – is fundamental not just to writing but to how the
world should properly work. The best-known determinative is the dingir sign
that precedes the writing of any divine being’s name. Determinatives are usually
considered to indicate which reading a sign should have, as many signs have
multiple readings, but determinatives are more than that. The determinative
tells the reader what kind of being a person is, or substance a thing is, and thus
implicitly maintains order in the world – an order established in these lists.
Failure to recognize this has in the past led to a limited understanding of
Mesopotamian cosmological constructs. For example, it has long been thought
that when the dingir sign is present it must mean that this was a name of the
god, but it has become increasingly evident that the dead, especially when they
are ancestors, and various supernatural animals and human–animal hybrids are
also so designated. This makes perfect sense because they are all not properly
human. They are otherworldly.99 However, they are certainly not worshipped.
So when Gilgamesh’s name appears with a dingir, this does not necessarily
mean that he is a deity and is worshipped as such, but perhaps that his par-
ticular nature as son of the wild cow Ninsun, a goddess, and a human father
places him outside the purely earthly sphere. Alternatively, if mentioned in an
historical rather than literary text, the dingir might indicate that Gilgamesh is
dead, or an ancestor.

99 A state of being that Pongratz-Leisten (2011) designates with the word “divine,” but
that, for me, is too closely associated with deities to register the difference; hence I prefer
“otherworldly.”
Wool, Writing, and Religion
p 151

Moreover, the list of metals is constructed in pairs. The first of the pair gives a
metal object, then this object is repeated, preceded by the sign an-, which is the
sign for god or sky, or the divine determinative (Ross 2010; Pongratz-Leisten
2011). Its use in this way suggests to me that the contents of the earthly world
were imagined in this list with their counterparts in the world of the gods.
Because almost a thousand years later another version of the metals list spe-
cifies that the pair is copper, it is thought that an must indicate some sort of
copper alloy (Ross 2010), but this I think is not the case. An is not attested with
this meaning anywhere else, and it is hardly inconceivable that the significance
of the metal list changed over a thousand years, because meaning is an histor-
ically and culturally contingent construction. This possibility then raises ques-
tions about the idea that every single thing in human existence was thought to
have a divinity in charge of it – for example, rather than a god of bricks, or a god
of the pickaxe, perhaps what is represented in the writing “dingir pickaxe” is
the pickaxe that belongs in the world of the gods. That is, there is a whole set of
otherworldly counterparts of human things.100
Indeed, many of the so-called “accounts” – the materials that are assumed to
demonstrate the economic nature of Mesopotamian reality – are marked with
notations indicating that the goods on them are to be associated in some way
with various divinities or their temples or with some other construction we are
unable to identify, but which does not seem to become an institution of a secu-
lar state. That the relationship of signs on these accounts is purely one of credit
and debit in the service of a state-dominated extractive economy should per-
haps be reassessed; many of these first tablets may record offerings directly to
the gods, or to the temple to be used in the upkeep of its personnel (Szarzynska
1993), or they are things that already belong to the gods, things that exist in
their world.
Glassner’s argument that writing was an invention, “a new science of ana-
logy,” developed by priests well-versed in the construction and reading of signs
in the entrails of sheep or the flight formation of a flock of birds, is in keeping
with my understanding of the events and processes of the Uruk expansion. And
it answers the one question that evolutionary explanations fail to address – why
now? Why after thousands of years of the token system did a qualitative, not
just quantitative, change take place in recording systems?
What was different now were the three interrelated concerns of dispersal,
order, and change brought into being by the Uruk expansion. The shift from
tokens to tablets and the subsequent development of cuneiform is related to
a greater degree of absence in economic and social relations than ever before.
It may be understood as a strategy of integration in response to the absence

100 Pongratz-Leisten (2011) notes that the objects of cultic performance also have a divine
nature.
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not only of merchants, but also of whole sections of the population. It is easy
to maintain accounts between those present in communities, based on face-
to-face interaction, even as population densities increase. The merchant knows
with whom he has done business and where to find these people through the
crowded streets of newly emergent cities, which after all never attain great size
in the fourth and third millennia, the site of Uruk notwithstanding. It is not so
easy, though, when one’s debtors are mobile and their presence is sporadic. But
it is more than just the elaboration of business transactions that is the critical
variable here – there is something else. It is the dispersal across the landscape of
religious specialists and the world they needed to control. It is the concomitant
dynamics of differentiation and integration.
What does it do, ordering the universe in a certain way and teaching this to
a group of people who then carry it to places faraway when they take up their
posts as scribes or priests? Not, I venture to suggest, what we might first think,
which is that culture may now be shared and the far corners of the world drawn
together. At first the introduction of writing and the classification of all aspects
of existence were highly exclusionary and, I would suggest, intended to be so. It
drew together those who shared the same language, a “collectively shared cog-
nitive order” (Kopytoff 1986), as it rendered it impenetrable to those who did
not. And it put that cognitive order in the control of a very few people. The first
writing was simply not accessible to anyone not trained in it, especially if we
understand it not as a pictorial representation of a material world, but as the
rendition of both abstract constructs and parts of language. Only a handful
of people, and we know some of them by name, had the opportunity to learn
to read and write, and this remained the case for over fifteen hundred years. If
writing was indeed language-based – and this is still hotly debated (Glassner
2003; Rubio 2006a; Michalowski 2006a) – it was a language only one group of
people spoke, Sumerian, and it was a language with a very limited geographical
range. If writing was not language-based, it still had to be a recognizable system
in order to have any effect on the wider world into which it might reach, and
this it quickly was not as signs became further abstracted. In the best of worlds,
only a few people could read.
So while writing is certainly one means of stretching time and space, it may
also operate as a strategy to counter the effects of change, for it has the poten-
tial to reify knowledge, culture, and identity. Writing, then, goes hand in hand
with religion as a means of integration and differentiation. This is not to sug-
gest that the expansion was centralized, sponsored by the temple, or indeed,
that the temple constituted the state although it did comprise the public arm
of southern corporate identities – that is to say, the city, and the city was com-
posed both of groups of households and of multiple ancestral groups. The
interrelationship of these elements in southern cities is not yet archaeolog-
ically – nor for that matter, textually – very clear, but is a matter of theory
Wool, Writing, and Religion
p 153

because we still know little about the actual working of fourth-­millennium


societies there. However, that temples comprise the one institution that cross-
cuts ancestral/household connections at this time – the locus of what is in
essence civic ties (Crawford 2002) – is manifest both in their design and in
their spatial relationship to the rest of the community.101 This is how we may
understand their central location and position on acropoleis at Uruk and other
sites – not as an expression of dominance and exclusivity, looking down on the
lower echelons of society, but as rising above the mundane allegiances of ances-
tral groups and family networks, as linking people from any part of the city to
the beings beyond, visually and conceptually. As for secular leadership at this
juncture, whether in the form of a group of elders, a ruling family, or a power-
ful individual, it was likely vested in the maintenance of those same household
and ancestral groupings.102
If the economy of the city is predicated on the production of textiles, and
that production is accomplished through mobile pastoralism in one form or
another and practiced by households, then the city will not only maintain a
number of different mechanisms to ensure control of mobile pastoralism and
those who practice it, but will also actively support it. The outcome of this sup-
port will be highly integrative, tying pastoralists to their community of origin
by creating conditions of dependence – in this case, on the gods – and it will
have an impact upon the nature of the city itself as it creates the structures
and practices that allow it to offer that support. The power of the temple evi-
dent in southern Mesopotamia in the early third millennium, its dependence
on textile production and coteries of attached personnel, all may be seen as a
result of its role in maintaining the rootedness of mobile groups in their origi-
nal communities.
Yet there is a parallel but ultimately opposing force in operation, and that is
the maintenance of cohesion within fragmented households through ancestor
practices. It is the function of integration that is parallel to the role the temple
plays in the expansion, but in this locus it emphasizes the part – the house-
hold – rather than the whole – the city (cf. Crawford 2002: 47). The outcome
of this will be discussed in Chapter 3. For now, and at long last, the journey
returns, and ends, at Arslantepe where this chapter began (although not yet
with its tomb).
Visually claiming affiliation with animal husbandry, architecturally claim-
ing affiliation with both physical and social structures located in the domestic
domain, the single-halled structures of the Arslantepe temples are representative

101 I concur with Bracci (2009) that there is a relationship between spatial organization and
society, although I do not necessarily share her understanding of that relationship.
102 In the third millennium, households remain a crucial economic unit and kinship a signifi-
cant means of networking households and institutions together (Stone 2007).
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of the second means by which mobile pastoralists were integrated within their
society of origin: kinship. “Temple” is a problematic label, for it risks conflation
with the buildings of the gods discussed above. And yet not to call these struc-
tures temples risks reducing the significance, and especially the religious signif-
icance, of these practices. Even though I do not think the dead were worshipped
in the same way as the gods (Porter 2002a), ancestors were as central to cosmo-
logical constructs as any otherworldly being. The only resolution I can suggest
is to follow indigenous practice and label the structures of each set of practices
in terms of the house: the house of the gods and the house of the ancestors.
Despite the confusing affiliations in material repertoire here, I under-
stand the Arslantepe structures as truly hybrid entities that are yet ultimately
­“southern” in orientation. Although the reality of the ethnic identities of those
participating in these complexes is undoubtedly far more multifarious than
this, it is not that reality with which we should be concerned, for it is in the end
unknowable and essentially immaterial. What should concern us is indigenous
self-conception, and that depends on the locus and occasion in which identity is
invoked. In this context it is the ancestor from whom the members of the house
of the ancestor claim descent or with whom they desire affiliation (an ances-
tor that one might suggest is directly represented in the wall paintings). This
determination requires careful delineation of conflicting material elements,
and one category of material culture should not be privileged over another as
expression of identity. Different relationships are forged with different things,
in different ways. But we can think about the nature of those relationships and
what it is that each of these categories – pots, paintings, and plans – does, the
different things they symbolize; and we can think about how what those things
do reflects the one identity that is truly significant here: that of the ancestor
or ancestors.
On the one hand, the tradition of wall painting is already established at
Arslantepe in the previous level, and its use here would seem to imply con-
tinuity within a local population. Colors and geometric motifs are the same
in levels VII and VIA (Baltali 2007). However, the iconographic elements are
obviously different from one level to the next, whether or not one invokes the
threshing scene, and the prominence of human–animal interaction in level
VIA is itself quite new. It cannot be presumed that wall painting is a northern
attribute only.
The sealings, locally styled and given most weight in analyses of Arslantepe
VIA, might in fact be the least relevant indicator of what is going on. A cur-
rent southern presence is not necessary for the subscribers to these ancestor
houses to claim a southern identity – by which I mean that the eponymous
ancestor that defined the group may have lain sufficiently far in the past that
the personal, as opposed to historical, identity represented in seals had shifted.
There is still a chance, too, that the goods that the seals mark might have been
Wool, Writing, and Religion
p 155

collected through exchange – in order to provision the rituals, especially if they


contained staples such as grain – so that their point of origin has nothing to do
with their point of use, although I doubt this was actually the case.
On the other hand is the architecture of the houses of the ancestors, which
is deeply embedded in southern colony sites and which, given this context, is
difficult to conceive of as local. While there may be continuity in function in
the residential area near the temple complexes, there is no continuity in plan
(Frangipane 2002: fig. 1, cf. fig. 2); the structures of level VII are quite different
from those of level VIA, so that there is something new occurring here also. In
addition, the Arslantepe ancestor houses are situated vis-à-vis the main, and pre-
sumably indigenous, occupation of Arslantepe in much the same way as at other
enclaves – at its fringes, in this instance on the southwest perimeter of the site.
Southern ceramics, however, and I include in this category both materials
made in the south and those made locally, while present, are few. Since it is
becoming increasingly evident that Uruk pots are rarer than first assumed at
several enclaves (e.g., Helwing 1999), this fact alone does not make the case
for local origin. I have already argued that ceramics do not break down quite
so neatly into southern and local repertoires, nor does the way in which those
repertoires were deployed. A careful study of exactly which forms in all kinds
of fabric continue from the preceding period, which forms are new, and pre-
cisely where they are distributed, not just at Arslantepe but also throughout the
region of contact, is still needed.
What does continue from level VII into VIA, and beyond, is Red-Black
Burnished Ware, which has been given a certain prominence in the discus-
sion of ethnicity at Arslantepe since it is thought to indicate specific ties to
the Transcaucasian world of the northeast. Pot styles in and of themselves
do not equate with ethnic or even cultural identity, and the cultural complex
defined by Red-Black Burnished Ware may in the end consist of nothing more
than a ceramic technique (Smith 2005: 258). Bounded regional distribution
might seem to provide the linkage with identity at its grossest level, in that this
material was first developed in, and was confined to, a certain area, but in this
instance that distribution is transcended by two factors. The first of those fac-
tors is mobility, the second, function. Red-Black Burnished Ware spreads across
a wide geography within a system of intense contact wrought through mobility
not only of pastoralists but also the small migrations of sedentary farmers and
traders (Marro 1997; Frangipane 2001, 2002; Rothman 2003; Palumbi 2007/8;
Sagona and Zimansky 2009: 166). It is also likely that Arslantepian pastoralists
traversed the Caucasus in their own movements (contra Palumbi 2008: 152, and
see below), just as there was a long history of contact between this region and
Mesopotamia, despite the distances involved; Halaf and Ubaid complexes are
found there (Smith 2005: 254) as well as southern materials in the Uruk period
(pers. comm. B. Lyonnet). But the selection of Red-Black Burnished Ware that
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appears in the temples and, later, the tomb, at Arslantepe is not a product of
a generalized diffusion or the presence of specific population groups but of
the specific attributes of the pots as used in specific ritual contexts. Ceramics
have functional and symbolic meaning; they are used in certain regions but are
not necessarily restricted to certain groups; they appear in certain situations in
which many different groups in the same region may participate. And that is
the case here.
These ancestor houses are clearly incorporating mobile pastoralists into the
social realm and doing so through ritual practices that are especially depen­dent
on the sharing of substance, food. More than this, the sharing of food is no
doubt creating socially constructed kinship that links not only mobile and sed-
entary populations together, but also groups that may belong biologically to
different ethnicities or descent lines but now claim membership in the descent
groups embodied by the Arslantepe ancestor houses. That lineages of different
ethnicity and speakers of different languages may belong to the same tribe and
understand themselves as intrinsic, even biological, members of it was amply
demonstrated by Barth (1961); that descent structures are malleable enough to
allow for the integration of all sorts of biologically unconnected parties needs
no further argument.
Stein (2005a, 2005b) and Rothman (2003) both assert that distinct ethnicities
“will” or “should” maintain distinct cultures, especially in the fundamentals of
food production, preparation and consumption, and other subsistence practices.
And so they may; and when they do, it is for specific and contingent reasons. But
equally they may not. Divergent groups may assimilate readily, adopting the life-
ways of others in a short space of time. Often only residual hints of original, or
other, identities remain, and there are no rules as to which group’s culture will
dominate or how creolization will occur. If we were to accept for the moment
that distinct ceramic assemblages exist, and that those assemblages are in some
way equatable to distinct regional if not ethnic groups, then the picture pre-
sented by the material remains of the Arslantepe ancestor houses is one of three
separate communities participating in the commemoration of the same ances-
tor. This is certainly possible and would suggest that over time, and especially
over movement, different entities became incorporated within the one group.
So how to define whose/which identity is paramount? Relative quantities of
ceramic types do not clarify the matter, because these ancestral groups were
clearly not entirely separate from the settlement in which at least some of them
were resident, even if separation was the aim. Again, it is contextual. Since the
context here is the house of the ancestor and the identity is of the descent group,
it might be argued that the elements of material culture most closely associated
with the perpetuation of the ancestral persona will be most closely tied to ori-
ginal identity (notwithstanding some slippage), because the practices of per-
petuation are where habitus, indeed a discursive consciousness of habitus, truly
Wool, Writing, and Religion
p 157

lies. Because maintaining linkage with the community defined by the ancestor
is the essence of ancestor practices, and the ancestor himself embodies the past,
while it is longevity that authenticates the claims attached to ancestral iden-
tity, it may be proposed that people will consciously engage in commemoration
with materials that invoke both past and identity as best they know and under-
stand them, whether they are conscious of the point of origin of the ancestor or
not. Those materials are: the house, because the relationship between ancestor
and house is most fundamental and most intimate; any actual representation
of the ancestor, therefore iconographic elements; and the ritual paraphernalia
employed in his (or her) commemoration.
Therefore we should turn to the pottery that is most likely to function in
that capacity, rather than the storage containers for mundane goods such as
grain for bread-making, which relate more to the point of production than to
the locus of consumption. Containers for sacred oils and unguents, however,
are a different matter. The drooping spout and nose-lugged pots most regu-
larly appear in cultic contexts of one kind or another and are argued to contain
specialized substances for the performance of ritual. The fenestrated bowls on
which offerings were obviously presented are another such form. These are as
yet neither definably local nor southern, in my estimation, and they also occur
in Red-Black Burnished Ware (Frangipane and Palmieri 1983: 357). They cer-
tainly become a local tradition subsequently, lasting well into the third millen-
nium along the Euphrates.
The most problematic issue, though, is that the mass-produced bowls in use
in the level VIA ancestor houses are not the beveled-rim vessels of the south,
but the bowls of the north. It seems to me that the bowls speak to the iden-
tity of the living rather than the dead, in that they appear to have been used by
the members of the ancestral group in performance of an aspect of ritual not
directed toward the ancestor him/herself but in cementing relations with each
other: feasting. This would seem to be substantiated by the fact that all the
above ceramics occur in the shrine of the residential structure of this level but
the mass-produced bowl does not (Frangipane 1993a: 215).
Arslantepe, perhaps more than any other contact site, is a nexus of intersec-
tion for the four major geographical regions that come together in the far north
(Rothman 2003) – Transcaucasia, central Anatolia, Mesopotamia, and, I would
add, northern Syria – in large part because of its location and its complexity, the
latter itself in large part engendered by these very intersections. It is very probable
that Arslantepe always served as a hub in the movements of the populations of
the northeast, whether one-directional or seasonal, offering goods and services
that few other sites could provide. It would therefore be particularly prone to
this kind of social syncretism. I do not imagine that attempts at differentiation
in evidence in the second half of the fourth millennium actually prevented such
shifts, especially at the edges of any group, from occurring, and occurring in
158
P Mobile Pastoralism

multiple directions. Some southern mobile pastoralists undoubtedly merged


with Transcaucasian and/or Anatolian ones and vice versa, especially since the
dual religious practices that served to maintain the cohesion of the southern
groups were, at least as far as we can tell, in place at one end of the system
only. Distance is no necessary obstacle to this reconstruction (cf. Palumbi 2008:
152), because these movements may be quite long-term, taking place over years,
even decades, rather than only annually. The extent, duration, and direction of
pastoralist movement are always contingent on prevailing circumstances, and
the longer the time away from the community of origin, the greater the poten-
tial for incorporation with other ancestral groups. But there is an even simpler
explanation. If people divide their life between two or more places, then those
places are equally significant to their identity.
The people who used these ancestor houses were unified and distinguished
by factors not directly reflected in material culture assemblages but in practices
in which the material assemblage was deployed, some of which could be locally
provided, some of which had to come from the homeland in order for proper
practices to be maintained, some of which came from other places in which that
group was present. Two groups converged in this part of Arslantepe, but they
were not two cultures competing with each other, one to be submerged by the
other – one sedentary, one nomadic; one highly developed, one less developed –
rather they were two ancestral groups that claimed a southern ancestral identity
and were each defined by sedentary and nomadic components that were joined
through descent. This is visible right at the point where those components
intersect: in the structures and institutions that kept them integrated.
Why, then, is it not until toward the end of the fourth millennium in the
south that we see specific spaces that might be interpretable as the loci of the
ancestor practices that are a foundation of kinship systems, and that are cer-
tainly known from textual attestations once texts become fully intelligible? It
is not coincidental that at Khafajah, north of Abu Salabikh and located near
the confluence of the Tigris and the Diyala rivers, the history of the misnamed
Sin Temple103 at the end of the fourth millennium and beginning of the third,
bears witness to a shifting – and intensifying – relationship between house-
hold and temple (Fig. 19) that can be understood as an outcome of the experi-
ences of expansion, parallel to that emerging elsewhere. The earliest structure
­recovered104 and embedded in a rapidly expanding area of domestic houses, this

103 So-named because of the discovery, in robbers’ pits in the latest levels of the structure, of
an inscription on a statue initially translated by Jacobsen as belonging to a priest of Sin.
Jacobsen subsequently revised his reading, but it was decided to maintain the temple’s
label for the sake of clarity (Delougaz and Lloyd 1942: 6–7).
104 Cf. Bracci (2009: 10), who claims that the Sin Temple and Nintu Temple were the first struc-
tures built. In fact, Delougaz et al. (1967: 2) state that “the lowest levels reached at Khafaje
immediately above ground water, were tapped only in soundings in squares N 43–44, O 43,
Wool, Writing, and Religion
p 159

19. The Sin Temple and environs at Khafajah, with Temple Oval. Redrawn with kind permis-
sion of Oriental Institute Publications, from Delougaz et al. 1967.

temple contains an architectural element that qualifies as a “single longitudi-


nally flanked hall building with transverse extension”105 (Kohlmeyer 1996: 94,
fig. 5a–d; my italics). (See Fig. 16 for details.) Here the transverse extension is
the long narrow space to the west filled with brick that served as the basis for a
stairway. The court that later developed to the east was, in the first levels, sim-
ply an open space between the temple and surrounding houses (Delougaz and
Lloyd 1942: 14, pl. 2).
When the massive third-millennium Temple Oval was constructed, the Sin
Temple was not replaced by the new building but continued in use, subsumed
within, and barely differentiated from, the residential quarter that lay outside
the Oval’s walls. It seems likely that the Sin Temple as well as other, smaller reli-
gious structures106 dating to the earliest levels housed a parallel set of practices

and P42–43. Consequently the building remains at these levels were too fragmentary to
reveal any coherent architectural units. . . .in squares O43 and P42, no connection between
these early remains and the lowest of the uninterrupted sequence of house levels for they were
separated by a layer of unstratified rubbish” (my italics). Certain objects are designated as
deriving from materials below the Sin Temple as well. These squares are all in the area of
the Sin Temple, and, in short, it is not known of what the lowest levels of occupation in this
area consisted. What is clear is that there was a change, signaled by the trash layer, and a
new building level of houses corresponding with Sin Temple level IV was constructed.
105 In contrast to the Arslantepe structures which are without transverse extension.
106 Another very small, single-roomed temple was built in the midst of the houses of Level 11
and corresponding to Sin Temple V (Delougaz and Lloyd 1942: 104–12).
160
P Mobile Pastoralism

observed by familial groups that, given the style of the structure, were likely
based on ancestor traditions. Unfortunately, the lowest levels of residential occu-
pation concurrent with the first building of the Sin Temple were not excavated
as they lay below the modern water table and were separated by a thick layer of
trash from the first “coherent” level of architecture investigated (Delougaz et al.
1967: 2). That coherent layer, House Layer 12, accompanied the rebuilding of
the Sin Temple in level IV, which itself represented a marked differentiation
from the earlier material. The previous structure was carefully filled in and the
new structure effectively raised on an artificial terrace. The long narrow stair
at the west end was abandoned, and added to the basic plan is another court
containing two domed ovens, interpreted as kilns by Delougaz and Lloyd (1942:
22–3) but displaying no typical features of kilns such as stacking floor, firing
chamber, and flues. It is noteworthy that the many objects found in the temple
cella included a female statuette no more than 11 cm tall with carved, and not
inlaid, eyes, and a number of spectacle idols (Delougaz and Lloyd 1942: 26–8).
These ancestor houses are themselves the third space (Lionnet 1993) of post-
colonial theory. They are an innovation, an outcome of contact, shaped by the
clash of similar yet ultimately divergent understandings of religious and social
organization, for as far as I can see they are not in evidence in the south prior
to this time, and they are not an indigenous feature of local Late Chalcolithic
architecture, although they incorporate elements of northern tradition. They
are newly derived from previous (and continuing) ancestral practices, emerging
predominantly in the late Uruk phase. When southerners met the inhabitants
of northern sites in feasting contexts, the first step on this path was generated by
one or more of several possible ways of interaction. Either feasting successfully
established meaningful social connections through shared substance, and per-
haps also through the manipulation of genealogies, or divergent understand-
ings of this process led to the establishment of clearly differentiated identities.
It is the latter case that seems most frequently borne out by subsequent events,
but that is only, perhaps, because it is the most archaeologically evident. The
remains at Arlsantepe demonstrate the potential complexity of this issue, which
may have played out similarly in other instances, while those of Hamoukar
would seem, at this early stage in its excavation, to manifest an alternative out-
come – conquest (Reichel 2009). It should not be thought by any means that
there was an homogenous process or outcome to an initial situation – or even
that the initial situation was the same in all cases.
In tandem with this differentiation in northern and southern identities was
the coming together in colonies of different households. With different familial
allegiances, probably even from different cities, coresidence brought into being
a further step in the consolidation of identity – this time not between north
and south but in distinctions between households originating within south-
ern cultural traditions. This process also served to render visible individual sets
Wool, Writing, and Religion
p 161

of kin relations, inhibiting the gradual absorption of the mobile components


of those households by another household. Kinship forms past and present
linkages between people so fundamental that they are rarely expressed but
always practiced, linkages that serve to keep those who move far from home
from leaving home altogether. Kinship also facilitates resolution of the practical
and social difficulties inherent in a multiresource economy,107 such as integrat-
ing summer grazing in the agricultural lands along river courses and canals,
a situation often cited as a locus of conflict. These kinds of activities do not
require a centralized institution to coordinate (contra Van de Mieroop 1993a)
but are readily accomplished on the kin-group level in ways that obviate that
“uneasy ­relationship” and “incipient conflict” that is almost always mentioned
when pastoralists are invoked. Ancestor practices, the definition of social units
through descent, which had presumably taken place previously only within
households, were now externalized into separate spaces around which related
families aggregated. Different ancestral groups therefore constitute the commu-
nity of Habuba Kabira South, are part of the personnel at Jebel Aruda, and are
in evidence at Arslantepe. It is no coincidence that the shrine of the Arslantepe
level VIA residential structure also contains some pottery designated as south-
ern (Frangipane 1993a: 215).
At the same time, the temple institutions of fourth-millennium Mesopotamia
did not operate alone, nor were they autonomous, even in the south (Pollock
1999: 101). Rather, they accompanied the households that established branches
of themselves in the colonies of the Middle Euphrates and elsewhere. The term
“colony” remains appropriate whereas “colonialism” does not, because these
centers remained attached to the home city – that was their very purpose. And it
is evidenced by the inescapable fact that, over a period of several centuries, styles
in material culture did not diverge between the various points in the system
(Stein 1999a: 21); changes over time tracked between south, north, and east.
This would suggest not just continued interaction but continued identification
of one community with another, southern bases and northern offshoots, main-
tained by conscious effort. The flow of contact was not merely bidirectional,
however, and relationships of power were not analogous to parent/child. Both
constituted a complex network that enmeshed members of the extended family
located in residences in the south, in the north, in the east, and in whatever pas-
ture the concatenation of current conditions rendered available.
Although it is increasingly recognized that fourth-millennium Mesopotamian
society was organized through multiple, coexisting bodies (Rothman 2007:
238–9), the understanding that Mesopotamian cities were constituted by net-
works of households with little centralized authority is controversial for those

107 For a contemporary example of such a situation and how and why it works as it does, see
Lancaster and Lancaster 1998.
162
P Mobile Pastoralism

scholars who see class as supplanting kin as the basis of social organization and
the specialization of task as supplanting a domestic mode of production – both
of which phenomena are thought to be not only manifest in the events of the
fourth millennium but generated by them. In this new economy, workshops,
usually controlled by a centralized authority, were responsible for the produc-
tion of all but agricultural surplus. The standard professions list, which is read
as a hierarchically organized rendering of key positions in the city’s adminis-
tration, would seem to confirm this scenario (Nissen 2002: 13–14). Yet the fact
is we do not know the meaning of the term that starts off this list nor the rela-
tionships between the entries. We only know what people thought these meant
some two thousand years later, when an Akkadian translation of the list was
made. There are no theoretical grounds for thinking that the original meaning
of the text was maintained over this time, for readings are not immutable and
are shaped by situations in existence at the moment of the reading – in this case,
when there was a clear-cut organization topped by a king. And indeed, writ-
ing itself was not the purview only of the temple, for archaic tablets have been
found in a variety of places, both at Uruk itself and elsewhere (Collins 2000:
56). The other context often adduced as evidence of a specialized economy in
the late fourth millennium is the area of the Sin Temple at Khafajah (Delougaz
and Lloyd 1942: 6–7, and see Chapter 3 here), where surrounding residential
structures contain little indication of manufacturing activities (Pollock 1999:
98–100). As yet, however, there is no material indication that temples were
self-contained units that managed specialized production and dependent per-
sonnel. Rather, as Pollock argues, they were supported by a system of tribute,
although (contra Pollock) this did not constitute a significant or dynamic com-
ponent of economic practice. It was not demand for and control of tribute that
gave rise to the temple’s wealth and power in the third millennium; it was its
fundamental role as a force of integration.
The current reconstruction of an emerging state in the fourth millennium,
whether by advocates of the north or of the south and however the state is
defined, is predicated on understandings of the material culture of the expan-
sion as reflections of phenomena that can only be generated by a state. The
extent of distribution and consistency of form in those vessels found across
vast geographies must have been accomplished by some form of coordination
organized by or in the service of a centralized, redistributive authority; cylinder
seals showing designs read as elite expressions of power and technologically
as well as artistically demanding, must have been produced by a skilled crafts-
man in the employ of a centralized authority, for only in this context would
craftsmen have had the freedom from labor to produce such “works of art”;
administrative technologies such as writing and sealing had to have been gen-
erated by a state. These connections, however, are based on one theoretical par-
adigm brought to the evidence, a paradigm that while naturalized is not itself
Wool, Writing, and Religion
p 163

evidence. Archaeologists, and for that matter historians, are in the business of
weaving whole cloth from random fragments of found thread. It should be
clear by now that the same archaeological materials are open to very divergent
interpretations depending on, first, the theoretical premises from which one
proceeds and, second, the questions one asks of the data. The second is in turn
a product of the first.
Chapter Three

From Temple to Tomb

If the temples of Arslantepe level VIA materialize the practices of differentiation


and integration arising from the desire to maintain connections between the
sedentary and mobile members of the social group, and if the distribution of
objects within those temples is not in their first meaning a direct statement
of separate ethnic identities but the remains of practices that end up produ-
cing at least the idea of a single identity, then that identity is manifest, if not
accomplished (because identity is never realized but always in construction),
in the tomb of the next period: level VIB. Here, the combination of material
elements, many of which demonstrate direct continuity with the assemblage of
level VIA, are so thoroughly fused that there is nothing that can be considered
Transcaucasian, local Anatolian, or Mesopotamian, only “Arslantepian.”
This becomes clear through the application of basic archaeological method:
consideration of context. The precise placement in time and space of the bur-
ial itself, and more particularly of every item that goes to comprise that burial,
inside and out, reveals that it was not composed to demonstrate the power of
one group over another – whether in terms of ethnicity or social or political
status and despite the common characterization of this burial as an example
of retainer sacrifice – but was composed in, and simultaneously resulted from,
the performance of a ritual aimed at another audience altogether. And this was
indeed a performance, and quite a dramatic one at that. The deposition of all
its elements was patterned, deliberate, and meaningful. Some aspects of that
meaning we shall never be able to reconstruct, but others become obvious from
consideration of the patterns themselves.
The patterns begin, for us at least, with the last part of the performance, the
deposition of the four adolescent bodies on the outside of the tomb (Fig. 4).
Although Frangipane et al. (2001: 121) state that the lower half of the male skel-
eton had fallen into the tomb when the roof collapsed, the absence of the lower
portion of one body, from pelvis to toes, in both pairs can hardly be a mere
164
From Temple to Tomb
p 165

coincidence. The presentation of the four bodies is far too deliberate for that.1
These individuals are all young, but within this age bracket a very clear oppos-
ition was set up in the positioning of the bodies – each pair contains the two
ages, and each age is diagonally placed opposite each other (Fig. 20). Another
aspect worthy of note is that none of the violence evident in the remains of
these adolescents was necessarily the cause of death, or occurred at the time
of death; rather, it occurred long enough before death for healing to have com-
menced (Schultz and Schmidt-Schultz in Frangipane et al. 2001; Palumbi 2008:
109), and indeed, some of the hemorrhaging evident might have been caused
by disease rather than blunt force. The third thing to observe is that although
the male skeleton (if indeed it is male) contributes to some patterns, it does not
contribute to all of them – indeed it stands out as being remarkably healthy, at
least as far as skull and torso go.
The sequence of events giving rise to this picture may have been more pro-
longed and certainly more complicated than a single funereal episode. Analysis
of the tomb’s soil layers shows a distinct difference between the soil inside the
tomb and the soil among and over the bones on top of the tomb (Fig. 4). The
interior material is “clean,” consisting of a 10–15 cm layer of dirt over the bur-
ial, on top of which was a sandy layer 2–3 cm deep (Frangipane et al. 2001: 120).
The exterior material contains the kind of detritus associated with remains of
living contexts – bits of sherd, charcoal, stone, and clay. The paleopathologists
working on the bones (Schmidt and Schmidt-Schulz in Frangipane et al. 2001:
129) suggest this means that the people on top of the tomb were “not regularly
buried” and that earth covering them accumulated gradually as debris from the
adjacent settlement, but in fact the first thing it suggests is that the sealing of
the tomb and the deposition of the bodies on top of it were not a single event,
but a series of events – perhaps two, perhaps three – that took place over an
extended period of time.
If it was a single deposit, covered over by natural processes such as wind blow-
ing or rain washing materials off the slope behind the tomb, this same material
would have filtered down into the tomb below, before and after the lid was bro-
ken. In my experience, a lid does not act as a sieve for small fragments of debris,
but the material that finds its way in through cracks or settling is the same as
that which is on top. It is possible that the interior of the tomb had been lightly
backfilled, but if so, this clean material would have had to have come from
some distance, as the tomb itself was dug into earlier habitation layers covered
by fill layers (Frangipane et al. 2001: 106); the material taken out of the ori-
ginal pit, and thereby the adjacent spill convenient for backfilling, would have

1 Moreover, it seems highly unlikely, although not of course impossible, that the small bones
of the hand lying behind his back, over the lower spine and pelvis, would remain in place
while the lower bones slid down the slab and into the space below.
166
P Mobile Pastoralism

20. Mirrored features of the Arslantepe sacrifices. Adapted from Frangipane et al. 2001.

contained just such detritus. But the tomb contained lighter, cleaner material,
which typically is silt-blown or, more rarely (and quite detectably), washed in
to the empty space inside the tomb; this suggests that the tomb, while closed
by the limestone slabs, was left uncovered by dirt backfill. Although it might
seem counterintuitive to us, in the later third millennium aboveground tombs
become common, as do tombs with lids forming part of the surface and semi-
subterranean tombs (Porter 2007/8). Subsequently – and just how much sub-
sequently could perhaps be ascertained by precise analysis of the depth and
From Temple to Tomb
p 167

deposition history of the soil inside the tomb – a ritual was enacted on top of it.
The amount of dirt filling the tomb would suggest to me that it was exposed for
more than a few weeks and less than a decade, but this is only a guess.
So the tomb was constructed, the body and goods placed in it, the lid closed,
and then it was left.2 Sometime later, another event took place on the tomb,
and from here at least three scenarios are possible. In the first scenario, three
ill or injured women and one healthy (?) man (?) were brought to the outside
of the tomb. They were costumed appropriately for the performance of a rit-
ual which they enacted, and then they were bound, placed on and around the
tomb and left to die of starvation, which in their debilitated state would have
been quite rapid. The people who put them there returned at a later date when
they extracted the lower halves of two of the individuals and filled in the pit on
top of them. In the second scenario, two of the individuals were cut in half and
their lower portions removed, while the two complete bodies were pushed into
the pit, and all were buried immediately, perhaps while still alive, since there is
no obvious cause of death. The collapse of the tomb’s roof without significant
wash through into the tomb below, as well as the undisturbed nature of the two
complete skeletons, which while broken up by the weight of soil do not seem to
have been disturbed by carrion-eating animals, all suggest to me that the tab-
leau on top of the tomb was indeed backfilled soon afterwards, although not
necessarily immediately – perhaps as the bodies started to decompose – but they
were not left exposed to fill in through wash and wind over a lengthy period of
time. That the tomb’s lid was smashed by the weight of soil also implies a heavy
deposit at one time and not a gradual accumulation over years, which settles
over, and often actually preserves, skeletal material, so that even though the
weight might ultimately crack the stones of the tomb’s lid, the burials would
not be quite so badly damaged.
The third scenario, although I think it ultimately somewhat less likely, is
that the four bodies were deposited in two separate events, with the second rep-
licating, although perhaps poorly, the first. This scenario is suggested by the
location of the female pair, not on the lid itself, but on the ledge slightly above
the lid. It is also suggested by a possible chronological difference in the pots
associated with the various stages of inhumation (iterated by Frangipane et
al. 2001; Frangipane 2007; Palumbi 2008), itself a complex matter. It would
explain both the duplication and the disparity between the two pairs of bodies,

2 Palumbi (2008: 153) suggests that the two individuals lying on top of the tomb itself, those
attributed high status because of costuming, were victims of a coup, killed and tossed onto
the tomb on their way home from the burial now that their protector was dead. Appealing
as this scenario might be, it would seem to be obviated by the sequence outlined here; if
they were the product of a coup that took place some time later, one might ask why the
tomb was exposed, for in other instances where this was the case, commemorative rituals
were in evidence.
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P Mobile Pastoralism

because ritual is rarely enacted in exactly the same way from one time to the
next for a number of reasons, some of which have to do with changing circum-
stances, some of which with the passage of time. So if, for example, the lower
half of the male skeleton did indeed fall into the crack between the two stones
when the lid broke, replication of this situation might explain the partial body
in the second pair, but it would also suggest that the lid was broken and that
this was visible at the time of the second ritual. In which case, the tomb might
have been susceptible to plundering, and questions would also be raised about
the lack of significant disturbance to the complete body if it had been exposed
for a while.
The exact mirroring of the bodies themselves, so that the two pairs, if facing
each other, would be almost identical, matching torso with torso, facial damage
with facial damage, does imply (to me at least) that the first scenario is the most
likely, and that all four bodies were players in the same scene, because there
is nothing lost through memory here or through varying contingent circum-
stances. Nor is there any real chronological difference between the pottery types
included in and on the tomb; the various ceramic elements in this tomb have
been in place, in the same general contexts, for some hundreds of years by now.
Finally, given that there is little enough evidence on which to attribute gender
to the two partial skeletons, especially the one identified as possibly male, I am
inclined to think that they were probably of the same sex. The differences in
costuming then, and in grave goods, would have other interpretations. Perhaps,
as the excavators assume, they are a function of status. Perhaps they are a func-
tion of role. That the bodies are arranged in so careful a manner certainly sug-
gests they have a tale to tell.
One possibility is that these bodies are enacting a myth or story, and that each
body constitutes a particular persona in that story. Costuming, for obvious rea-
sons, is perhaps not discussed as much as it should be. Distinctions in garb may
be allocated not on the basis of who the body is, but who the body becomes in the
ritual itself. Some figures have lead roles; some are only supporting players. I am
not suggesting the practice of substitution here, where the king is ritually killed
in the person of a surrogate, but rather that the playing out of myth (Brown
2003, Laneri 2002) or the re-creation/representation of certain groupings of
people means that the role, not the actual person, is uppermost.
This is further signified by the fact that these four players were most likely
sacrificed – not to demonstrate the ability of a ruler to dispose of people as he
pleased, a show of his absolute power over life and death, but to provide the
bodies necessary to play out this scene. Hints as to just why this was done lie
in the stratigraphic sequence of events and the patterning of its composition,
which in all its detail accomplishes one very specific scenario: mirroring.
Table 4 shows that detail. The two groups of two bodies duplicate each
other in almost every respect – indeed, if all four are female as I suspect, in
From Temple to Tomb
p 169

Table 4. Patterning in Arslantepe sacrifice.

Skel Sex Age Diadem Clothing Trauma Peri-mortem Disease Childhood


no injury illness @ age
221 F 16/17 Left face weeks Meningeal 2,3,4,6
full Blunt Force 2 years
broken foot
222 F 12–15 Back of head weeks 4
part broken ribs weeks
223 M 16–18 Yes Yes None
Part
224 F 12–14 Yes Yes Right face weeks 3,4,5
full Blunt Force? 1 year
lesion on arm

all respects. Mirroring is, I would argue, a very explicit expression of views of
cosmological organization, and especially of the relationship between the world
of the dead and the world of the living, where they are the same but opposite.
It is reproduced in few burials (Porter n.d.), and it might therefore be suggested
that its enactment, in bringing those worlds closer together and rendering the
connection between them visually explicit, is warranted only by extraordinary
circumstances.
Mirroring also highlights another issue not often considered when the sac-
rificed are thought of as at the disposal of the powerful: the fact that victims
are in some way selected. In this instance it suggests that the biography of
the individual was a crucial part of the reason they were chosen for sacrifice,
given that both full-bodied skeletons manifest a series of childhood illnesses.
Perhaps they were considered special because they had survived, blessed by the
gods; perhaps they were considered pitiful, calculated to appeal to divine senti-
ments (although the portrayal of the gods in much later texts certainly does
not reveal a warm and fuzzy side to them). Alternatively, the choice of people
already injured or ill might have been a way of minimizing the social cost of
producing this tableau, which might in turn imply that it was not something
willingly done, but something that had to be done.3 In mirroring a cosmo-
logical understanding and freezing a ritual performance through the use of
sacrificial victims, this deposition was ultimately transcending time in a way
that the actions of living beings simply could not. And those who live in time-
lessness are only the denizens of other worlds, not this one. Therefore this bur-
ial speaks to members of those other worlds – the divine or the dead – as much
as to members of this world.

3 The male (?) figure duplicates but breaks the pattern at the same time, standing out because
of his health, so there is something significant about him, perhaps to do with gender; or it
may simply be that there were no other ill people available at that time.
170
P Mobile Pastoralism

We can also be sure that all the materials inside the tomb, as well as those
surrounding the bodies outside it, are just as meaningful as the bodies them-
selves. They have been carefully placed. But they do not reproduce some innate
character of the primary inhumation. The metals may have symbolic meaning
far more complex than denoting an individual’s warrior status, desired or real.
For one thing daggers, spears, and arrowheads are included with female burials
as well as male, just as jewelry is included with male burials as well as female.
Gender, then, is not the qualifier of these types of burial goods, nor is biography
be it in terms of the life events of the interred or their social status; a concat-
enation of features, such as construction, placement, and body treatment, all
have something to say and must be taken into account (Porter 2007/8). What
is more, status may accrue for a variety of reasons that have nothing to do with
wealth and power but speak to some other kind of distinction, such as an abil-
ity to communicate with otherworldly beings. For another, objects classified as
weapons are often used in religious rituals, as attested by the group of projec­
tile points found in the Riemchengebäude, possibly a storage structure for mate-
rials used in rituals taking place in one of the temples of the Eana precinct
at Uruk (Pollock 1999: 101; Wright 2002). At Arslantepe itself, two caches of
spears and daggers, some with marked resemblance to the items in the tomb
(Frangipane et al. 2001: 113), were found stratigraphically superimposed in
level VIA Building III (Frangipane and Palmiere 1983: figs. 17–18, 62), the part
of the complex adjacent to Temple A (Frangipane 2007b).
The east and south corners of the tomb were delineated with spearheads
standing more or less upright and so seem to have been spaces of some signifi-
cance – all the Red-Black Burnished Ware vessels inside the tomb were located
there (Fig. 21). Three bowls were found in the east corner with a unique example
of a Red-Slipped jar, while two small jars, one in Red-Black Burnished Ware, the
other in Plain Simple Ware, were located in the south one. Spearheads were also
arranged around the head of the body, while the rest of the weapons were in a
pile associated with the back. Such placement might suggest that the weapons
had a protective significance as much as it might suggest that the interred was a
warrior. Also in the east corner was a collection of jewelry – bracelets and rings
in silver and copper-silver alloy. The remaining jewelry seems to have originally
adorned the body itself.
The vessels lining the northwestern wall of the tomb, in contrast, were wheel-
made Plain Simple Ware storage jars, some in Reserved Slip, with one Red-Black
Burnished Ware bowl. Frangipane (Frangipane et al. 2001: 109) makes a clear
distinction between the function of the differently placed vessels, one that cor-
responds closely, but not identically, with ware types: the small vessels in the
corners and around the body, mostly Red-Black Burnished Ware, are for pre-
sentation/consumption; the larger vessels against the wall, mostly Plain Simple
Ware, are for storage. So why then would Red-Black Burnished Ware and Plain
From Temple to Tomb
p 171

21. The pottery from Arslantepe VIB Tomb T1 (redrawn from Frangipane et al. 2001) with comparative
material from Arslantepe level VIA (redrawn from Frangipane and Palmieri 1983) and Uruk jars (Type E)
from Habuba Kabira (redrawn from Surenhagen 1978).

Simple Ware denote different social statuses or different ethnicities when placed
outside the tomb? It is claimed that “The ‘royal’ tomb of Arslantepe perhaps
exhibits two aspects: on the one hand it contains elements of both cultures sym-
bolically placed side by side, on the other, there is a different positioning of
the pottery in the local VIA tradition associated with high-ranking personages
­(decorated with jewels and diadems) and the Transcaucasian pottery placed
around the edges of the pit, perhaps associated with the two girls who were
without funerary gifts” (Frangipane et al. 2001: 113).
It is clear that the vessels incorporated on the outside, just as on the inside,
of the tomb, as well as belonging simply to different ware groups, have some
kind of functional differentiation, one set from the other, even though it is not
as obvious as the differences between storage jars and cups and bowls. I suspect
the Red-Black Burnished Ware pots are vessels for pouring liquid, facilitated
by the burnished exterior which reduces porosity and by the cylindrical necks
(which themselves bear striking resemblance to the cylindrical necks on some
of the earlier Uruk vessels) and open mouths (Fig. 21). Here too we should not
dismiss the significance of the materiality of these vessels, their multiple rela-
tionships to the senses: the vivid colors and smooth surfaces that invite both
eye and touch, the shape and size of the body (with its slight carination) that
fits satisfyingly into two hands and leaves the long necks free to pour without
contamination from human contact. It might be imagined that this group of
vessels was used for libations accompanying, even closing, the deposition of
the four adolescents. Hence their placement, as the final act of the ritual, on
172
P Mobile Pastoralism

the outer ledge of the tomb in two pairs of two – echoing again the grouping of
the bodies, but not necessarily (and contra Frangipane et al. 2001: 112; Palumbi
2008: 112) distinguishing them.
As for the differing forms of Red-Black Burnished Ware, changes in style in a
type within an assemblage are only normal, and the ones evident in the assem-
blage here are not very pronounced. There is, to my mind, an entirely continu-
ous Red-Black Burnished Ware tradition between levels VIA and VIB2 (Fig. 21).
But the difference between earlier and later corpuses is equally to be explained
by the fact that there were no contexts excavated in the previous period in which
a libation ritual, or another activity concerning the contents of these vessels,
took place. This very distinctive kind of production and its specific manufactur-
ing techniques were not new to level VIB inhabitants of Arslantepe, and no ele-
ment of it has to be understood as imported at this time. The small bowls and
jars are already known from the VIA repertoire (Frangipane 2001: 119), and
it is to be noted that a very similar vessel to the cylindrical necked Red-Black
Burnished jar is to be found in Arslantepe VIA in Building III (Fig. 21), the only
significant differences between them being overall size and the proportions
of neck to body. This form also occurs in the early stages of the Kura-Araxes
ceramic repertoire, the “proto-Kura-Araxes,” which is equivalent to Arslantepe
level VII (Sagona and Zimansky 2009: 166 and fig. 5.10;4 see also Palumbi 2008:
fig. 3.7). However, the shape of the body and the cylindrical necks of this later
group of Red-Black Burnished Ware vessels might each be seen to derive from
different components, in different wares, from the VIA assemblage. As already
noted, some of the Uruk jars have cylindrical necks. The appearance of newness
may be a result of blending of ceramic traditions.
There are many small material indications of direct continuity from the tem-
ple complexes of the previous period only some twenty meters way, albeit by
this stage buried. The Red-Slipped jar in the corner (though I have not seen
either piece in person) appears very similar to the Red-Slipped jar found in
the cella (room A450) of Temple B (Fig. 21); and there, too, the ceramic col-
lection may be divided into storage containers and presentation/consumption
vessels, the latter category including the mass-produced coarse bowls. In that
instance, though, the one Red-Black Burnished Ware vessel, also from the cella,
is for storage and not eating or drinking. Nevertheless, it is to be observed that
whereas the “fruit stands” or “high-stemmed bowls” of the cella in Temple B are
wheel-made and grit-tempered, several of those in Temple A are in Red-Black
Burnished Ware (Frangipane and Palmieri 1983: fig. 19). Metalwork is another
category in which there are close affinities with the techniques and styles of the
earlier period at Arslantepe, as already noted. At the least, the particular metals
and ceramics present in the tomb complex now comprise a single cultural and

4 The second example of group 5.


From Temple to Tomb
p 173

sociopolitical entity, whatever may have been the case previously. But I think
we can go further than that. Continuity in some larger, and immaterial, ways
is evident between VIA and VIB2, between the temple complex and the tomb;
the same structural elements of sociopolitical interaction and integration –
kinship, especially descent, and the invocation of otherworldly powers as the
object of commonality – are all in evidence at once here, although in different
manifestations.
Because of the intervening levels associated with mobile pastoralists on the
grounds of the sporadic, sparse, and scanty nature of occupation (Palumbi
2008), and seen as “radically new” by some (Matthews 2003: 130), the location
of the tomb in the region of the VIA temples and the even earlier monumen-
tal constructions is seen as an appropriated affiliation of the earlier culture,
if the Transcaucasian/Kura-Araxan elements dominate, or as a relict but legit-
imate affiliation, if Mesopotamian ones do. But by now there is no specified
Mesopotamian identity left, for reasons that I will explicate below – although
neither should the material and sociopolitical culture of this tomb be seen as
external to the settlement, originating from far to the northeast. It is all local. It
is in this moment of visibility predominantly defined by its mobility. And it is a
continuous, inherited culture.
It is simply not known why the Uruk expansion came to an end. All that
is known is that at around 3100 BCE materials characteristic of southern
Mesopotamia are no longer in evidence outside of southern Mesopotamia
itself, the colonies of the Middle Euphrates disappear, and several local Late
Chalcolithic sites come to an end or give way to new kinds of settlement, as is
the case at Arslantepe. Thereafter, there is thought to have been a five-to-seven-
hundred-year gap before anything of a complexity equal to that accomplished
in the fourth millennium reemerges with the sudden rise and rapid spread of
“secondary urbanism” (Mazzoni 1991). It is in this context that the occupation
of Arslantepe VIB1/2 is located.
Given the reconstruction put forward in the previous chapter, it should be no
surprise that I see things somewhat differently. The broad outlines of the situ-
ation are as follows: the processes of differentiation and integration described
in Chapter 2 were effective – so effective that there were wide, and unintended,
consequences. The increased definition of the ancestral group in the late fourth
millennium wrought the very fragmentation it initially combatted. Rather
than the social group splitting between mobile pastoralists and sedentary farm-
ers, however, individual ancestral groups split from the larger communities of
which they were part, many moving away from the centers with which they had
been affiliated before and forming their own, smaller-scale communities. This
is manifest in the particular nature of occupation and its attributes that define
the first centuries of the third millennium in the north. As was stated in the
previous chapter, the expansion of mobile pastoralism for the production of
174
P Mobile Pastoralism

wool, following both localized and broad-range5 strategies, was not the pur-
suit of southern Mesopotamians alone but was a strategy probably developed
first in the north, and certainly practiced extensively there. But the creation of
self-differentiation was very much a southern process, evident in the presence
of intrusive settlements. Differentiating oneself to some degree does have the
result of defining the other, even if the other does not actively seek a coun-
tering discrimination of itself; but those who broke away were, I propose, by
and large the southern constituency of these sites because local settlement in
the Upper Euphrates (especially in the Carchemish region [Falsone and Sconzo
2007; Frangipane 2007; Quenet 2007]) continued, as it may have (although the
connections are less well-exposed) at some key sites in the east (Fig. 22). The
fragmentation of these southern groups led to a rearrangement of both local
and intrusive practices of animal husbandry (cf. Palumbi 2007/8: 159), with
some groups no doubt returning far south while some local groups no doubt
expanded downstream and to the east. The fragmentation of the dense network
of economic interactions that resulted from this breakup had an effect on those
local settlements (Porter 2002a) no matter their participation in mobile pasto-
ralism, and led to the diminution of some sites and to the end of others, but the
nature of culture for those that survived did not change. We do, though, now
see a different component of it.
Confining the discussion for the moment specifically to Arslantepe, several
simultaneous outcomes seem likely. Tying the two groups of Mesopotamian
pastoralists to places that were associated with their ancestors in the form of
the two temple complexes, no matter how contrived that might have been, led
to an increasing identification of those groups with that place and an increas-
ing attenuation of both sedentary and mobile components of those two groups6
from the communities of their southern Mesopotamian origins. The degree to
which the settlement of Arslantepe collapsed can only be ascertained by the
expansion of excavation of the relevant levels, but it should be no surprise if
those same pastoralists were to continue to return to a place that had become
ancestrally sanctioned, even if the structures in which that sanctioning took
place are no longer visible. The absence, then, of the small temples in which the
solidarity of the kin-group was grounded in the practice of ancestral traditions,
made way for alternative practices that were blended, and ultimately local, in
both style and conception.

5 The term “broad-range” pastoralism is to be preferred to “long-distance” pastoralism


because it implies nothing about the nature of movement, its direction, or its length, nor
does it imply a continuum into which any given example must fit at a precise point. It
implies only that the scope of movement is not immediately local and that a variety of
types of movement and strategies are possible within this rubric.
6 And, of course, potentially other such groups. It is because only two ancestral temples at
Arslantepe are exposed that I limit the discussion to two seceding groups.
From Temple to Tomb
p 175

22. Map of the third millennium indicating the location of the ten temples, key Kranzhügeln, and above-
ground mortuary remains.

Nor should it be surprising that pastoralists from Arslantepe or from south-


ern Mesopotamia who pastured at some point in the realm of the Caucasus
or the Kuru-Araxes in the fourth millennium adopted materials local to those
regions. The degree to which differentiation from, or affiliation with, the mate­
rial worlds of these regions occurs is no doubt a result of many factors, such as
the degree to which pasture is freely available or the kind of political control
local groups have over which territories – factors that may be summed up by
what strategies are deemed most likely to gain access to the resources any given
group is seeking. A more problematic issue, though, is the adoption of materials
that should overtly signify ideological/cosmological conceptions, such as the
structural form of a tomb would represent. The degree to which form relates
to practice and belief is a complex theoretical matter, as is the degree to which
people borrow form and ignore practice, or the degree to which people abandon
their own traditions and adopt others and under what circumstances, but in
this particular instance the issue may be addressed on a more practical level.
Some hundreds of years elapsed between the temple and the tomb, a period
during which many societies changed dramatically and yet remained the same
in key fundamentals. These ancestral groups, once Mesopotamian, are now
thoroughly local, the processes of transformation already evident in Arslantepe
176
P Mobile Pastoralism

level VIA. Since we simply do not have fourth-millennium mortuary materials,


there is no way of knowing how Mesopotamian burials compare to this tomb,
no idea of how much they diverge from or conform with what is in evidence all
this time later, no sense of the evolution of mortuary practices. We do know that
while the Arslantepe tomb has some elements in common with Transcaucasian
and Kura-Araxan practices it also diverges from them in some essential ways. As
becomes quite clear over the succeeding five hundred years, there is an aston-
ishing diversity of both mortuary form and practice that intersects with a wide-
spread commonality of burial traditions – a diversity that has something quite
profound to tell us about the nature of society (but is not the topic of this
book),7 and of which the Arslantepe burial is but the earliest example.
In point of fact my reconstruction of the Arslantepe tomb diverges from
that of its excavators only in our respective assumptions of a fundamental
sepa­ration between mobile pastoralists and sedentary farmers, the attendant
notions of complexity and character, and the different roles we accord the depo-
sition on the exterior of the tomb. The stratigraphy of the tomb tells us that
this deposition – the placement of four individuals on top of and around the
lid of the burial – was a commemorative event, one (or maybe two) that took
place not simultaneously with the burial but a certain time after. While there is
as yet little comparable material in which to contextualize this practice at the
beginning of the third millennium, the wealth of material in the next phase, the
mid-third millennium, indicates that commemoration at this time, too, was
the enactment of kinship, and specifically, descent. To narrow the focus of this
confluence of data even further, the nature of the fourth-millennium remains
and the nature of the early and mid-third-millennium remains would suggest
that it was descent as deployed in the definition of territorial extent (Porter
2002a). Religion is as inextricably bound up with practical concerns now as it
was previously, indeed, as it always is in a world where otherworldly beings are
vital, immanent forces. But the location of religious practices has shifted some-
what, from the temple to the tomb.
Both the Upper and Middle Euphrates of the mid-third millennium are now
notable for the wealth of burial data retrieved, and this is at least in part because
much of it is peculiarly visible. It is also because many of these inhumations,
or inhumation fields, have distinctive and localized characteristics. From the
platforms and chambers at Gre Virike (Ökse 2005), to the aboveground burial
mounds at Tell Banat (Porter 2002a, 2007/8), the in-house tombs at Titris
Höyük (Honça and Algaze 1998; Laneri 2002), the burial enclosure at Umm al
Marra (Schwartz 2007), and the mortuary houses of Tell Bi’a (Bösze 2009), there
is a reason that at this time so many settlements had their own, very particular

7 See Schwartz 2007; Peltenburg 2007/8; Porter 2002b, 2007/8, n.d. for preliminary discus-
sions of the significance of these various burials.
From Temple to Tomb
p 177

ways of burying certain members of society. Indeed, the Transcaucasian kur-


gans, large earthen mounds superimposed over a stone burial chamber, to
which the Arslantepe tomb is compared, are exactly this – territorial definition
through rendering visible the dead. The Arslantepe tomb differs from many
of these later burials in its lack of visibility – its subterranean status does not
demarcate territory,8 whether of the polity or the individual household, in the
same way that the aboveground structures do. But the conjunction of sacrifice
here with a distinctive mortuary structure has its own kind of visibility, espe-
cially if the act was left open to the gaze for even a short time. Human sacrifice
was simply not a common practice. It is discernible in only four places over a
seven-hundred-year period, places distributed from one end of the Euphrates
to another (Porter n.d.). Given its rarity and the element of display manifest in
the stratigraphy of this event (and in the others), it seems likely that knowledge
of the sacrifice alone made this an enduring monument, serving in memory the
same function performed by the visibility of the later structures.
So the Arslantepe tomb is symptomatic of a process that becomes very pro-
nounced in the Middle to Upper Euphrates (and elsewhere) late in the second
quarter of the third millennium – the demarcation of territory through par-
ticularized burials – and it may be proposed that at least some of the variation
manifest in these burials is correlative with variation in details of sociopolit-
ical organization and/or land tenure practices (Porter 2000). This is an out-
come of the breakdown of the southern system of interconnection at the end
of the fourth millennium and was probably, at least in part, even its cause – not
because ever-incipient conflict between nomad and farmer at last burst forth, so
that states declined and tribes now reappeared to take their place, but because
ancestral groups became so defined that the system fragmented in a very par-
ticular way. The different communities created through this process, commu-
nities still consisting of sedentary and mobile components, claimed their own
sociopolitical space and territorial definition.
The result of this process is manifest in the mid-third millennium with the
florescence of individual polities characterized by individual sociopolitical
­constructs that seem to have emerged along individual trajectories (Porter
2007/8; 2010a). The process itself is evident in the archaeology of the interven-
ing phase, between the burial of Arslantepe and the burials of the mid-third
millennium – that is, in the first century and a half of the third millennium.
Although there is a consensus that certain features characterize occupation
at this time, that what little settlement there is tends to limited complexity
(Akkermans and Schwartz 2003: 231) and is concentrated in the river valleys
(Hempelmann 2008: 155), this period is still poorly understood. I suspect we

8 Although there has been some speculation as to whether this structure was covered with a
mound, it seems unlikely.
178
P Mobile Pastoralism

have rather a skewed picture of just what the nature of the post-Uruk settlement
was like. For one thing, with the exception of those large sites under excavation
for decades, much of this material has come from salvage projects resulting
from the construction of new dams, where work in Syria and Turkey has largely
been concentrated since the 1970s. For another, the series of extremely large
round sites called Kranzhügeln that are located in the steppe regions may have
originated at the beginning of the third millennium also.9 If so, this would rad-
ically change our understanding of settlement patterns in this period.
Another attribute that is thought to characterize this period is a high degree
of regionalization (Morandi Bonacossi 2000: 1105;10 Akkermans and Schwartz
2003: 231–2; Frangipane 2007: 139; Palumbi 2007/8: 159), with little economic
interaction or cultural continuity from one small ecological zone to another.
This is now to be challenged as long-term projects reach earlier levels and results
from salvage programs become increasingly available. Occupation in the early
third millennium is attested at more and more sites, whatever their relation-
ship with the previous period. Within these settlement shifts certain features
emerge that can be found in both the Euphrates (Upper and Middle) and Habur
settlement systems, previously considered quite distinct. The nature of these
features, their chronology, and their ubiquity are telling.
One such feature is a series of small single-roomed structures (Fig. 23) felici-
tously called “the seven shrines of Subartu” by Roger Matthews (2002), although
they in fact number at least nine (and possibly ten) if one dispenses with the
traditional focus on the Habur and the Euphrates riverine systems as separate
and unrelated that has inhibited understanding of the archaeological record in
Syria to date. Containing installations indicative of ritual function, these build-
ings are usually square (two are actually quite rectangular) and freestanding;
they do not form a room within a larger complex, although some are part of
agglutinative architecture. They accommodate few people and are accessed
through a solitary entrance. Those listed by Matthews have doors located on
either the north or the east wall, and when the latter, the doors are toward the
north. Most of them are associated with various forms of human representa-
tion (Matthews 2002), an unusual attribute at this time, and they contain simi-
lar interior furnishings such as benches and podia.
These structures themselves are evidence of a commonality that extends
across the north, because to the temples Matthews recognizes at Tell Brak, Tell
Chuera, Tell Raqa’i, Tell Kashkashouk, Tell ’Atij, Chagar Bazaar, and Mari, I
would add three more. The first, although not the earliest, comes from Qara

9 A superficial examination of surface sherds at several of these sites conducted by myself,


Thomas McClellan, and Paola Sconzo in 2007 showed sufficient indication of earlier
material to suggest this possibility; also Lyonnet 2009: 181; Meyer 2010b.
10 And see this reference for additional bibliography.
From Temple to Tomb
p 179

23. The ten temples of


the Trans-Euphrates.
The temples from ‘Atij,
Raqa’i, Chagar Bazaar,
Chuera, Mari, Brak,
and Kashkashouk are
redrawn from Matthews
2002; Zeytinli Bahçe is
redrawnfromFrangipane
2007a; Halawa from
Orthmann 1989; Qara
Quzak from Olávarri
and Valdés 1996.

Quzak, a very small site that lies on the edge of the cultural zone that consti-
tutes the Upper Euphrates. Dated to the period between 2900 and 2600 BCE,
and most likely belonging to the earlier end of it, this 8.2 by 8.4 meter building
differs from the others only in that it has a doorway midway in the south wall
(not the north), immediately opposite a circular depression in the floor that
had been burnt. On either side of this circle (but some distance from it) were
two aurochs horns, while against the east wall was a plastered mud-brick plinth
(Olávarri and Valdés 1996). An object made of stone, labeled a “massebah” by
the excavators, and a large jar in the vicinity of the plinth – altar – completed the
furnishings of this structure.
Although freestanding, the Qara Quzaq temple did not, however, stand alone.
It was abutted on the west by a walled trapezoidal space with its own entrance,
also opening to the south, from which one could access three smaller rooms.
The trapezoidal room was decorated with wall paintings, although these were
badly decayed and no figurative components were recovered. The excavators
interpret these rooms as the residence of the temple personnel. Opposite the
180
P Mobile Pastoralism

24. The White Monument at Tell Banat North. Photo by author.

temple is a two-chambered, vaulted and semi-subterranean structure that is


thought to have been a burial structure because there was little trace of domes-
tic activity and because installations for ritual offerings were present (Olávarri
and Valdés 1996). Although this has been viewed as “tentative” on the grounds
that no human remains were found (L. Cooper 2006: 149), the potential import
of an earlier infant jar-burial, itself contained in a small stone cist located under
the earliest wall of this vaulted structure (Olávarri and Valdés 1996: fig. 2),
should not be discounted. Nor does it obviate the potential for a close concep-
tual connection between the two structures. Infant burials are little considered
unless through extraordinary grave goods they provide evidence of inherited
status; social consequence, however, is not dependent only on position within
a hierarchy and may be accrued for a variety of reasons. Obviously an infant
is not an ancestor in any biological sense, but a child may nevertheless have
lineage significance even, or perhaps especially, if its early death indicates the
end of the line. Alternatively, a medical condition may give rise to a magical or
otherworldly importance. A mortuary meaning to this space would certainly
seem perpetuated in the next construction in this area, a large two-room, above-
ground building, each room containing a primary inhumation, one a woman,
one a child. It is worth noting here that in one of the seven shrines – that of Tell
Raqa’i – two burials, one of a child, were found in the temple precinct (Schwartz
2000: 170).
Particularly interesting, however, is the situation of this complex, which is set
on an artificial platform over two meters tall and made of mud-brick – located,
what is more, on a high terrace on the central part of the site (Olávarri and
Valdés Pereiro 2001). Qara Quzaq itself is a small, conical mound that stands
high in the floodplain of this narrow point in the Euphrates River. It is a local
landmark, visible from every direction as one comes across the various passes
from the steppe and descends into the valley. It is very similar in overall appear-
ance to the White Monument of Tell Banat North (Fig. 24) and in its visuality
within the landscape, albeit on a minor scale, to Jebel Aruda.
From Temple to Tomb
p 181

25. The sequence of temples at Halawa Tell B, from


earliest (level 3) to latest (level 1c). Redrawn from
Orthmann 1989.

t Halawa, farther south on the Euphrates, a series of superimposed single-


A
roomed square structures begin with three such buildings arranged in a tight
grouping (Fig. 25). One of these (309) had an off-center opening on the north,
flanked by a buttress. Another (313) was entered from the south, while the third
(312) was accessed from either the west or east (Orthmann 1989: 91). There
was no coordination between entrances here that might indicate they were con-
ceptualized as a single unit, and indeed the construction of 312 seems to have
narrowed access to 313. Interior fittings such as plinths against the wall (much
like all the other buildings in this category) indicate specialized function, while
the three spatially separate structures might indicate separate constituencies. It
is separateness that I think visually and conceptually distinguishes these three
buildings from the surrounding similarly styled but agglutinative architecture
characterized as domestic (Orthmann 1989). Despite the fact that these struc-
tures are similar in plan to houses, the presence of a series of wall paintings
in these buildings might also set them apart from ordinary domestic struc-
tures, and the content of those paintings even more so (Orthmann 1989). From
room 312 comes a painting of a large oval face, ringed by a band of geometric
182
P Mobile Pastoralism

26. Two wall paintings from Halawa: top, from room 312; bottom, from room 101. Illustrations
courtesy of Winfried Orthmann and Jan-Waalke Meyer.

design and surrounded by full figures of what are generally taken to be humans
(Akkermans and Schwartz 2003: 227), all associated with different objects or
activities, most of which are not very clear (Fig. 26a). But there is one being in
each of the northwest and northeast quadrants whose round face and strongly
delineated nose echoes the main element of the painting, and in the southwest
quadrant one figure at least has a long pointed proboscis that can only be a beak.
It is interesting, then, that the northwest round face seems to be surmounted by
a shape that looks suspiciously like a bird (and note the deliberately tentative
From Temple to Tomb
p 183

language), while the figure with round face in the northeast quadrant is flanked
by appendages that surely blur the distinction between arms and wings. Other
elements of the painting include more traditional renditions of human figures,
vegetation – perhaps the standard wheat sheaf – and at least one quadruped
that seems to be directly linked to the round-faced figure with the bird head-
dress. This painting has been interpreted as depicting the worship of a cultic
image (Akkermans and Schwartz 2003: 227), but it might be proposed that it
is also a representation of the essential elements of the cosmos, with the core
components of the human world surrounding, and surrounded by, the various
inhabitants of the superhuman world.
Wall paintings, however, are not confined to these three structures, but were
also recovered in two other rooms (304 and 314) from this level, rooms assumed
to be houses, although it might be proposed here too that the presence of wall
paintings renders them something else. Both are to the south of the three tem-
ples, and 314 in particular is comparatively large, a square and plastered room
with an internal buttress or plinth. A painting from the third phase of the early
third-millennium occupation, from a four-roomed building located outside
the temenos wall of the temple of that period, stands out. It is very difficult to
interpret because of poor preservation (Fig. 26b) and possibilities range from
a depiction of a sacred tree flanked by boats carrying people (Dunham 1993)
to an anthropomorphic cult image with large eyes holding the same kind of
vegetation as the figure on the northwest quadrant of the earlier painting just
discussed (L. Cooper 2006: 93–4). The central element is a thick, solidly colored
cylinder, and it is indeed surmounted by two circles. It looks very much like a
spectacle idol (see Chapter 2); the tree branches, palm fronds, or wheat sheaves
are not just arms, though, because there are three on either side of the trunk so
that it is not unlike the winged figure in the northeast quadrant of the painting
from room 312.
The second phase of early third-millennium occupation at Halawa contained
a structure that bore some similarity to the contemporaneous temple at Qara
Quzaq. A mud-brick platform was built to a height of one meter over the lev-
eled remains of the three small buildings, on top of which was placed a single
square structure, at 12 by 10 meters a little more than double the size of the
earlier ones and slightly more elaborated (Orthmann 1989: 89). Flanked by
two smaller rooms to the west, both west and east walls were buttressed on the
exterior four times, and both gave access into the interior, although the eastern
entrance appears to have been the primary doorway. The eastern ends of the
west/east walls were also buttressed, this construction forming a narrow, cren-
ellated forecourt. Inside the cella were benches lining the walls.
The plinth in this instance was against the north wall, so that, as at Qara
Quzaq, the acolyte turned right to face it on entering. While these plinths are
often called altars, they in fact may have been stands for statues or other cult
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objects (Orthmann 1989: 92). Like Qara Quzaq, the adjacent room contained
a place for fire (although little else), and both temple precincts were distin-
guished from the surrounding settlement by an enclosure wall. A second exter-
nally buttressed and niched building, also interpreted as a temple (Orthmann
1989: 95–6), was found in the precinct of this level. The main temple was then
elevated again in a subsequent rebuilding phase so that it now sat atop a ser-
ies of platforms, overlooking the surrounding community. In this phase the
entrance was moved to the south, and another small square temple, also with a
southern doorway, was added to the precinct to the east.
A possible addition to this group, and one that would then prove to be the
earliest in the sequence, is found at Shioukh Fawqani at the very beginning
of the third millennium. This square structure, labeled Building 3 (Morandi
Bonacossi 2000), is entered on the east end of the south wall through a foyer
that also gives access to a single square room to the south, which is, ergo, entered
from the north. There were no benches lining the walls of this structure, and
no evidence of a plinth, although the western end of Building 3 was no longer
extant and something might have been located there. Instead, the eastern wall
of the Shioukh Fawqani structure is buttressed, and in the middle of the east
wall, halfway between each buttress, is a niche near which was a crucible for cop-
per making. The foyer through which Shioukh Fawqani Building 3 is entered
appears similar to the forecourt that differentiates the level 5 “sanctuary”11 of
Tell Chuera from the rest of this group (Fig. 23), but at the latter site the inter-
ior fittings are quite clear.
The niche and buttressing of Building 3 are more than reminiscent of the
architecture of the Uruk period, although not as refined. This is not surprising
given that Shioukh Fawqani attests some kind of continuity with that period
in its ceramic assemblage, and that there was no break between the late fourth-
­millennium and early third-millennium layers (Morandi Bonacossi 2000:
1106–7). It is not, I think, coincidental that north of, and adjacent to, Building
3 was a structure, Building 2, containing a domed oven that consumed almost
all the interior space. In light of the discussion in the previous chapter, it seems
quite possible that these two rooms are functionally related, as indeed is the
third in the series, Building 1.12 In this room the presence of facilities for food
preparation, as well as fireplaces, have led the excavators to read it as a domes-
tic structure – a house. But here too the activities that took place in the room
may have been related to the third structure of the sequence. Food was prepared
in Building 1 and some of it cooked there, while other substances – bread? –
were baked in the domed oven in Building 2, subsequently to be consumed in

11 Moortgat and Moortgat Correns’s (1976) “Heiligtum.”


12 The numbering of the buildings here reflects the sequence of construction (Morandi
Bonacossi 2000: 1108).
From Temple to Tomb
p 185

Building 3. One wonders whether the three freestanding, single-room structures


in the earliest phase of Halawa may not also be functionally related. While not
denying a religious use, Morandi Bonacossi (2000: 1109) suggests that Building
3 was not restricted to such, but rather had multiple functions, comparing it to
the reception hall of today’s villages.
If the Shioukh Fawqani complex represents a transition between the Uruk
materials of the late fourth millennium and the early third-millennium “shrines
of Subartu,” then the relationship is quite clear at Zeytinli Bahçe (Frangipane
2007a: 131). Not only does Room A133 of the first post-Uruk levels there con-
tain a bench and podium in the opposing wall, but the center is dominated by a
rectangular hearth (Fig. 23) typical of the Uruk period, especially as seen at Jebel
Aruda (Fig. 15), and as also found in the later temple from Tell Brak.
In addition to the Qara Quzaq and Halawa structures, the chronology and
geography of these putative temples at the more northern sites indicate that
the tradition is to be recognized first (as early as the very beginning of the third
millennium) in the Euphrates, subsequently spreading eastward to the Habur,
where the temples of Tell Raqa’i, Tell ’Atij, Kashkashouk, Chagar Bazaar, and
the Ishtar temple at Mari are all attributed to Early Jazireh II (EJ II) – that is,
2600–2500 BCE.
In between, however, are the adjacent sites of Kharab Sayyar (Meyer et al.
2003; Hempelmann 2008) and Tell Chuera, which now show clear evidence of
foundation at the beginning of the millennium (Meyer 2010b). Little enough
has yet been exposed at any of these sites, so that we cannot say what is not
there, only what is. Although no temples have been identified within the first
phases of occupation at either Tell Chuera (its square structure dates to EJ II) or
at Kharab Sayyar (where only a small step-trench has reached these levels), close
contact with the Euphrates region is manifest in the material culture of the
first occupations at the latter site. The architecture at Kharab Sayyar conforms
to the square pattern known from the Euphrates, with occasional buttresses
and especially buttressed doorways that open on the southeast (Hempelmann
2008: 161). The ceramic assemblage of this small site contains in its first levels
Reserved Slip Ware and, in the next levels, the cyma recta pots that are so char-
acteristic of the Upper Euphrates region starting at, and north of, Qara Quzaq
(Porter 2007b). Kharab Sayyar and Shioukh Fawqani both have big domed
ovens placed in confined spaces, although that of Kharab Sayyar is in the open.
Hempelmann (2008: 155–6) notes that all the elements of the early repertoire
at Kharab Sayyar can be found in the Euphrates, leading him to posit that the
site was founded by immigrants from that region, and I have argued elsewhere
(Porter 2009a) that various material relationships between the Balikh sites and
some Euphrates sites not only continue into the early mid-third millennium,
but are strong enough to propose that they are a product of a specific kind
of interaction.
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The temple at Brak is dated to 2700 BCE (Matthews 2000: 1008) and falls
midway chronologically, as Kharab Sayyar does geographically, between the
shrines of the Euphrates and the Habur. This building seems to combine
many features of all the temples. Similar in size to the second temple phase at
Halawa, it has benches around two of its walls as at Kashkashouk (Suleiman
and Tarakji 1995), a strange installation in the middle of the room that seems
to serve multiple functions, and most notably the same kind of rectangular
fireplace – “the sunken area of plaster floor with traces of heavy burning”
(Matthews 2002: 186) – that is found at Jebel Aruda, where it is juxtaposed
with the keyhole fireplaces (Fig. 15; van Driel and van Driel Murray 1983:
map 3), and also at Sheikh Hassan, as Matthews (2003: 110–1) notes. It is the
installation, however, that is most intriguing. Called an altar and consisting
of a plastered container made of mud-brick, it seems to have been a kind of
cupboard for materials associated with the practices of the temple. It con-
tained a number of sealings (immediately evoking the temples of Arslantepe
and Jebel Aruda), a large blade, a model wheel, and an unbaked object that
looks remarkably like a mason’s trowel and has been associated with portable
hearths13 (Matthews 2003: 109–10).
Of the fact that the series of buildings discussed here are all the loci of spe-
cialized, ritual practices of a religious nature there can be little doubt. They are,
in one way or another, distinguished, indeed often segregated, from everyday
function, no matter how much like those everyday structures they may look.
This is accomplished in practices such as the careful preparation for their foun-
dation by the construction of a sterile layer, for example, or brick platform.
Some of them are raised high, and when they are rebuilt or come to an end
many are carefully cleaned out and filled in. They are in some way separated
spatially from other components of the settlement in a temenos or enclosure,
or, as at Kashkashouk, simply by isolation. Wall paintings, while perhaps not
exclusive to religious structures, are certainly associated with them, and niches,
podia, and plastering are common features.
The presence of sealings in the Brak building might indicate to some, as they
have for Arslantepe, a primarily secular function, but as argued in Chapter 2, in
this kind of architectural context these are just as likely from sealed offerings
made to the temple, offerings that are obviously monitored by temple func-
tionaries (Matthews 2003: 113). Those offerings come from the constituency of
the temple as well as its priests, and just who that constituency might be is dis-
cussed below. That there are only nine seals attested at Brak does not diminish

13 However, a similar object found at Tell Banat proved to be one of three legs for a triple-
bowled cultic vessel that was of very coarse, crumbly, and barely baked fabric not dissimilar
to cooking-pot ware. The wheel, although called a “wagon” wheel, may equally well have
supported an anthropomorphic vessel or model chariot.
From Temple to Tomb
p 187

this likelihood, because it is not to be presumed that this, or any, of the square
shrines houses religious observances attended by the entire settlement.
Cylinder seals were also found in the cella of the Sin Temple at Khafajah
(Delougaz and Lloyd 1942: 16), and there are parallels between the Khafajah
temples and the northern ones in several small details that indicate a common
heritage rather than necessarily direct interaction. The altar/box of the Brak
shrine is similar to one found in the roughly contemporaneous fourth phase
of the Nintu temple at Khafajah (Delougaz and Lloyd 1942: 97) and, even more
provocatively, may be related to similar features in Temple A at Arslantepe
(Fig. 11). The first, A47, is located behind the podium/bench/table set against
the east end of the anteroom, A46, to the temple cella (Frangipane and Palmieri
1983: fig 23A). It seems to have been accessed from the roof, but at its base was
a fireplace. Behind it is a long single space, A77, where the majority of cretulae
from this building were found and that forms part of the temple cella itself,
adjoining the second such feature, A84. This was a brick box against the east
wall of the cella and flanked to the south by a plastered bench. It was presum-
ably the focal point of whatever activities took place in this room. In addition,
the stepped altar of the Raqa’i temple is known in all three of the small Khafajah
structures (Schwartz 2000: 177). The bird jars found in both the Small and Sin
Temples (Delougaz and Lloyd 1942: 105 and 18 respectively), with their thick-
ened heads, immediately evoke the figures on the wall painting from Building
312 at Halawa, while the painting variously interpreted as a sacred tree or spec-
tacle idol is echoed not only by actual spectacle idols found in the earliest levels
of the Sin Temple (Delougaz and Lloyd 1942: 28–9) but also by the image on
a stone vessel in the Small Temple (Delougaz and Lloyd 1942: 104), so that,
really, one may take one’s pick as to what the Halawa painting represents. The
construction of a brick platform by which a rebuilt temple was raised is known
at Halawa, Raqa’i, and the Khafajah Sin Temple (Delougaz and Lloyd 1942:
21–3). Finally, a mid-third millennium cultic addition to the domestic houses
at Khafajah is a more rectangular version of the square temple (Delougaz and
Lloyd 1942: 114), paralleling those at Brak and Chagar Bazaar. Similar compari-
sons could no doubt be made with other Mesopotamian sites (e.g., Schwartz
2000), but these are sufficient to make the point.
The question, then, is: just what role did these small, and rather simple, struc-
tures play in the settlements that housed them? A first consideration is the sur-
viving evidence for the nature of practices that took place within them. It has
been suggested for the Euphrates that these are “communal places of worship,”
(L. Cooper 2006: 143), while for the Habur it is argued that they are, in at least
one instance, the extension of elite authority (Schwartz 2000: 178). Neither
interpretation takes adequate account of the form of these structures or the
conceptual frameworks they embody. Temple designs are not just practical; nor
are they merely imitations of human residences because their builders cannot
188
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imagine anything else. There are reasons why some temples conform to one
kind of design, while a nearby one follows another. There are reasons why some
temples stand alone and others are embedded in dense networks of rooms, why
some are deliberately set high above their surrounds and others are not. The
implications of all these attributes need therefore to be further investigated.
The very nature of these distinctive structures – their design, their size, their
situation, and their location – cannot be divorced from the kind of religious
practices that take place within them, and in conjunction tell us about the con-
text of those practices.
Can a temple be a communal place of worship if it is so small that only five or
six people can effectively function within it, or if its rituals are a mystery hidden
from all but specialized officiants? Such is the case with the buildings at Tell
Raqa’i, Tell Chuera, and the first structures at Halawa Tell B. Even the largest
of them, those of Halawa Tell B (which in phase 2 is 12 x 10 meters [Orthmann
1989]), Qara Quzaq, Tell Brak, and Mari, could not accommodate more than a
small group of people to be counted at most in the tens – unlike, for example,
the niched and buttressed structures at Uruk in the late fourth millennium,
some of which could contain at least three hundred individuals. In some essen-
tial way, then, the practices in these small temples are exclusionary, which does
not in and of itself clarify the matter much, although it should immediately
obviate any idea that these structures are a direct reflection of an egalitarian
“tribal” society. Certainly attendance to deities seems generally exclusionary –
few buildings known as temples to the gods are large enough to incorporate any
sizeable congregation, although many of them do have extensive outside spaces
in which the public, precluded from the mysteries of the cult, may still partake
in associated rites. And this is an essential part of any religious system where
ideology is implicated in the perpetuation of political power.
Those who hold power, however it may be organized, are sanctioned by their
particular association with divine authority, but equally essential is the par-
ticipation of the public in supporting and maintaining that power, as neither
intimidation nor manipulation is successful over the long term. In order for
religion to effect public complicity in the system of rule, that public must, on
the one hand, be directly involved in religious practice and, on the other, not
quite attain full access to it. It must be kept at a distance yet also beguiled and
intrigued. If, on the other hand, the public is completely removed from such
religious practice, it has little sense of the power of the gods, little desire to be
part of that power, and no awareness of the specialness of the people who are.
This pertains whether the temple is in service to a secular authority or is itself
the authority. The dependent personnel who form the economic basis of the
temple in the oikos construct (Pollock 1999) are also more likely to comply will-
ingly if they experience some sense of attachment to the religious mysteries in
whose service they are bound.
From Temple to Tomb
p 189

It is in this framework that the temple oval at Khafajah – which is, conceptu-
ally and materially, markedly different to the Sin and other small temples that
preceded it in the residential sector – may be understood. The Oval itself, and
the temple that surmounted it, is highly visible (Delougaz 1940), has consider-
able exterior space for large-scale participation, and yet is strongly demarcated,
even sequestered, from its place within the community by both its elevation
and its walls. This is not to say that completely exclusionary structures dedi-
cated to the gods cannot exist, but that when they do, they are not working as
an extension of elite power over a subordinate public. Rather, they are more
likely to reproduce explicit connections between their constituents and their
gods that have little to do, at least directly, with external politics. And since
these wholly exclusionary structures are often embedded in the seat of secular
power, in monumental building complexes commonly called “palaces,” those
constituents would seem to be rulers.
Our temples, however, are not located in monumental secular complexes.
They are located within residential areas in every case, even the Ishtar temple
at Mari (Margueron 2004: 247), although this one is distinguished from the
others in the group by a large porticoed forecourt. And, moreover, the temples
actually take a common house form – the house form in place at the time of the
earlier structures on the Euphrates. So one has to ask: why are some temples like
domestic structures while others are not? Or, because we do not always know in
which direction the connection passes, why are some domestic structures built
as versions of temples and others not? If considerations of agency form part of
the theoretical ground on which analysis proceeds – as indeed it does for me – it
should become apparent that a particularly close relationship in architectural
style is likely to signify some kind of conceptual relationship as well. Which
is to say: there are no accidents. Whether or not people are able to articulate
the reasons for certain situations, and whether any articulated reasons are ade-
quate to express all that is going on in those situations (Porter 2010b), the sim-
ilarity of the “ten temples of the Transeuphrates” to house layouts14 ­(especially
the earliest of them) is, I would argue, a material manifestation of a probably
explicitly understood relationship between the constituent population of the
temple and its object of attention – that is, the ancestor. The ancestor is the
house; he and/or she is the basis of its origins, the degree and nature of its social
interconnections, its history.15 The house of the ancestor is the place where the

14 I suspect that further excavation will warrant the addition of Tell Ghanim al-Ali to this
list. Indications are that this site was established at the beginning of the third millennium,
and it is argued to have cultural connections to prime areas of pastoralist use in the steppe
behind it (Hasegawa 2010; Nishiaki 2010).
15 Many of the recent contributions in the 2010 special edition of al-Rafidan, such as Cooper
2010, Meyer 2010b, and Lönnqvist 2010, seem to assume an exclusive, even causative,
relationship between the practice of ancestor traditions and pastoralism that is far from
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family commemorates its past, even if at the same time the house houses a
house society. Definition by shared substance, definition by lineage, and defi-
nition by marriage are not mutually exclusive forms of kinship, only different
ones; they integrate each family into such dense networks of interconnections
that anthropologists struggle to find the limits of any social group, to reconcile
diverging practices and ideologies, and to figure out why some people belong to
a group and some do not.
But in case one would then expect ancestor temples to accommodate a large
constituency, it should be pointed out that ancestor practices may be exclusion-
ary as well, for while ancestors define16 the family, writ small or writ large, this
does not mean that all members of that family necessarily participate in the
maintenance of ancestor traditions. Descent is the basis of both inclusionary
and exclusionary social relationships, and whether responsibility for ancestor
traditions is the province of the current lineage head (or heads), the eldest son
or direct offspring, whether the group constitutes the extended family, the lin-
eage, or even a tribe, and whether it comes together to commemorate the ances-
tors as a whole or only through selected members, will depend on the situation
in which ancestors are invoked, the role they have in the internal sociopolitical
organization of the group, and the external relationship of the group to a larger
society. And ancestors may have a public and/or a private place. The kispu of the
Old Babylonian period, for example, the regularly performed commemorative
ritual at which the living and the ancestors partake of a feast, reproduces the
lineages and histories of the polity as well as having a place in family life that
has nothing to do with public concerns. Whether in defining the ruling family
or the private family, or interconnecting both, it is the family that is the essence
of ancestor practices.
It is entirely feasible that the houses of the gods and the houses of humans are
also conceptually, and thus physically, related, and I admit some evidence is dif-
ficult to adduce for either case – statuary, for example, could equally represent
ancestors or deities. Any mortuary association surely tips the scales on the side
of the ancestors, and there are two places in the sites under consideration here
where the connection is explicit. The first, and earliest, is at Qara Quzak. The
temple is part of a complex that includes a structure that probably initially was
a tomb but subsequently became a house. It is preceded by an infant-jar burial,
distinguished from normal infant burial practices by being placed in a stone
cist grave. Adjacent to this and also part of the complex is Tomb 12, a building
comprised of two square rooms (Valdés Pereiro 1999: 120) that housed, in one

the case. Very different kinds of societies practicing a wide range of subsistence patterns
and lifeways are ethnographically attested as paying attention in various ways to their
ancestors.
16 I use the word “define” not in terms of establishing the boundaries of the group but in
terms of constituting the basis of its identity in certain contexts.
From Temple to Tomb
p 191

room, an infant, and in the other, an adult female. Like several later funerary
structures of the Euphrates region, it was above ground. But what is particu-
larly significant is that the bones of both bodies show blackening, most likely
the result not of burning the body (as Olávarri 1995) but of cooking/heating it
in some way – either through smoking, boiling, or perhaps roasting. Such treat-
ments are becoming increasingly attested in the mortuary practices of both the
south and north, and are evident in the transformation of collagen in bone
(Baadsgaard Monge and Zettler n.d.; Pfälzner 2007; Porter 1995). The practice
seems to be associated with the preservation of the bodies for display. It does
not last long and is in no way equivalent to mummification, and so is suggestive
of short-term, special ceremonies where those so treated were paraded or visited
for a period after death or the funeral, but not much beyond – at least as far
as human interaction went. It is not by any means a ubiquitous practice. Only
some of the deceased warranted it; only some of the deceased were so distin-
guished. If the practice was to suggest, as I argue that the sacrificed adolescents
on top of the Arslantepe tomb do, the conferment of some kind of eternality
upon these particular dead beyond what was normal for everyone else, then it is
more than plausible there is a connection, in some way, with ancestorhood. In
fact, in each instance where some kind of heating of the body is determinable,
be it the human sacrifices of the so-called Royal Cemetery of Ur or the buri-
als beneath the Late Bronze palace of Qatna, the act is closely associated with
commemoration. That it is a woman and child who may be so treated at Qara
Quzak, and that the child seems to have an identity separate from its mother in
having its own mortuary space, is certainly unusual.
I do not think it a coincidence that the Ishtar temple of Mari also overlies two
of the three corbelled stone tombs (Jean-Marie 1990) constructed at the end of
Mari Ville I, just after the site was abandoned (Margueron 2004: 90–92) around
2700 BCE. The excavator considers these tombs as marking the abandon-
ment of Ville I and the construction of the temple of Ishtar as instigating a
completely new phase of occupation because of the nature of change in the sig-
nification of the space – that is, from a tomb to a temple. But I suspect that they
go together, conceptually at least, and that the construction of the tombs in fact
marks the moment of reoccupation. Indeed, I would go further and question
whether the phase directly beneath the tombs was not also integrally related to
this sequence, at least in terms of memory, for in the remaining vestiges of this
level and in addition to the housing into which the tombs are inserted, there is
a 5-meter-square room with a doorway to the south. The issue of the length of
time between the end of Ville I and Ville II remains unascertainable, although
Margueron (2004: 126–7) does not rule out the possibility in fact of continu-
ous, albeit much reduced, occupation. In any case it does not matter. For the
place of the ancestor to be translated from the actual burial to a site of com-
memoration probably takes some time.
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The process of transformation from house to tomb to temple is clear at Tell


Chuera, although in this case it is not a square building that is at issue. Rather,
it is the temple in-antis – a simple rectangular structure with a forecourt created
by the extension of the long walls past the short one in which the entrance is
placed (Fig. 27) – a temple type that succeeds the square form at Qara Quzak
and Halawa but precedes it at Raqa’i. Interestingly, a structure of in-antis type
is found in the third-millennium levels at Hassek Höyük, in conjunction with
some single-roomed buildings (Sagona and Zimansky 2009: fig 5.4). Ralph
Hempelmann (2010) has demonstrated that the Kleiner Antentempel, famous
as the locus of one of the few examples of statuary (as opposed to clay figurines)
found in the north, developed out of a much earlier house that contained a rare,
intramural burial cut beneath the floor at the end of that phase of its existence.
Hempelmann proposes that the burial is that of the founder of the house,17 and
that in subsequent levels his heirs commemorated their ancestor(s) with appro-
priate rituals that included statues. Eventually the significance of these figures
to the social group inhabiting this part of the site was such that they warranted
a temple of their own, and the statues that had been passed down from gener-
ation to generation took their place within it.18 It is possible, then, that the two
lots of two anthropomorphic figurines found in association with the temples
at Kashkashouk (Suleiman and Tarakji 1995: 179) and Raqa’i (Schwartz and
Curvers 1992) may perhaps have fulfilled a similar role (Matthews 2000: 1008).
There is, however, a significant difference between the small temples and the
temple in-antis form, and one that perhaps explains the evolution of the struc-
ture in the first place. The latter is open and inclusionary and generally has
space for much larger numbers of people. It would seem that no longer is a sys-
tem of limited participation in ancestor traditions appropriate. Now the larger
kin-grouping was involved in some way and, apparently, in the task of defining
itself in contradistinction to others (Porter 2009a).19 A similar change may be
manifest at many of these sites, and not only in this shift of temple types.
A direct connection with an original burial is not essential for these tem­
ples to be ancestral spaces, however. Although we are used to thinking about
ancestors in terms of their burial places, a tomb is not necessary for the prac-
tice of ancestor traditions (Porter 2002a: 4). At different times and places, dif-
ferent locations for different rituals associated with ancestors are attested. In
the later second millennium responsibility for the ancestors seems to have
been passed down to the oldest son along with statues or figurines of those

17 See Hodder and Değerlendirmesi (n.d.) for the concept of the “history house.”
18 Thus is resolved a thorny problem in Syrian chronology, for the so-called Meselim statues
have on art historical grounds been seen as much earlier than their find-spot, dated on
archaeological grounds.
19 Porter 2009a expands on this in detail. For the latest on the history of occupation at Tell
Chuera, see Meyer 2007, 2010a.
From Temple to Tomb
p 193

27. The temple in-antis


plan. Chuera, Kabir and
Halawa are redrawn
from McClellan 1999;
Qara Quzak is redrawn
from Valdés Pereiro
1999.

ancestors (van der Toorn 1994, 1996). It is not clear where the Old Babylonian
kipsu took place but it does not seem to have been the tomb itself. In this same
period though, at Ur and Nippur, there are installations within houses, pedes-
tals or offering tables, which may have been the focus of ancestor-related rit-
ual and where perhaps their representations were placed (van der Toorn 1996:
70). While a family may be divided over many houses, and a house may contain
people who are not members of the family, nevertheless there is inevitably a
close connection between family identity and the physical structures in which
the family lives. If the founding ancestor is interred in one place but the group
moves to another, this does not mean that the ancestor is no longer relevant
but, on the contrary, is possibly even more important in constituting the iden-
tity of the group and even in establishing its relationship to a new place. Of
necessity, commemoration takes place in a different context. In such a situation
the connection between ancestors and the family may be replicated by employ-
ing the house shape for the building in which the ancestor is commemorated
and placing it in or adjacent to the residential areas in which the descent group
lives. Here, then, the precise spatial relationship between temple and town is
important. Whether it is freestanding or enclosed, one of a number of such
structures or singular, or maintained over centuries or subject to change have
the potential to tell us about the nature of social organization at that place and
how it developed over time.
Too little of the relevant period is excavated at either Shioukh Fawqani or
Qara Quzak for us to have much understanding of the relationship between
194
P Mobile Pastoralism

these structures and the residential population, although it is quite possible


that since the temple/burial at Qara Quzak was partially enclosed, it was of
limited access. It is also possible, since the phase beneath it is so little attested,
that the relationship of this structure to the residents of the site changed over
time. This certainly seems to be the case with the history of the sanctuary at Tell
Halawa B. In the first phase of occupation the three separate buildings were not
surrounded by an enclosure wall and were free of access. That there are three
would seem to imply three different descent lines – whether small-scale such
as a family, or larger-scale, such as a lineage. The settlement at this stage was
small however, and it seems unlikely that three separate lineages, as opposed
to extended families, would have been in place. At Tell Raq’ai, for example, the
total constituent population is estimated at about thirty people (Schwartz and
Klucas 1998) – a size so small that it barely constitutes an extended family. Its
single temple could readily serve one kin-group. At Tell Brak, a considerably
larger settlement at this time by all indications, we might expect several such
temples in several residential neighborhoods.
At Halawa, on the other hand, three gave way to one, and the temple became
increasingly segregated from the surrounding tell. It is hard to know which of
the several possibilities explain this transition. Perhaps three families merged
into one over time through marriage; perhaps competition among lineages
ended with only one emerging as dominant (Peltenburg 1999, 2007/8). Perhaps
as the social conditions of the city changed as it grew and, as different kin-
groups joined it, the relationship of the temple to the community changed so
that it was no longer synonymous with the social constituency of the group
living there. It is noteworthy that after Halawa Tell B was abandoned, occu-
pation at the adjacent Halawa Tell A was founded in a tomb in the dolman
tradition, H-600, which lay on virgin soil (pers.comm. R. Hempelmann). It
has been proposed that an artificial mound covered the tomb (pers. comm.
P. Sconzo).
There is another option to consider. Lisa Cooper (2006: 160) suggests that
the mortuary connection of the Qara Quzak temple and the platformed struc-
ture of Halawa Tell B in its second and third phase require two essentially dif-
ferent kinds of religion. Yet that both structures have in common the fact that
they not only reflect, but also utilize, the house form characterizing the local
residential repertoire would seem to render them in critical respects the same.
The definition of “temple” in ancient times was “house” – the é (Sumerian) or
bitum (Akkadian) – of the gods, but it is also clear that public cult and domestic
ritual are differentiated at Mari in Ville II and at Khafajah, to provide just two
examples. I do not wish to imply that the cult of the gods and ancestor practices
are mutually exclusive. They are complementary parts of a single cosmological
construct, and no doubt intersect far more often than we realize; indeed, fam-
ilies are often associated with particular divinities as well as ancestors and it is
From Temple to Tomb
p 195

perfectly possible that these become conflated over time.20 I do wish to argue,
though, that the particular organization, not to mention centrality, of the one
part – ancestor traditions – is especially significant at certain points in time.
The combination of all these factors suggests to me that the ten temples are
either houses of the ancestors or originated in the same, becoming over time
houses of the gods. Each of them defines a descent group in its new relationship
to space, and their chronological and geographical distribution reflect the ebb
and flow of these recently emergent, self-contained communities that calved
from earlier settlements, as they traversed the landscape in smaller-scale move-
ments and more restricted territories than characterized the previous era. Some
are still in the same general places they were before, such as at Arslantepe; some
moved away, and it seems that one direction in which some of these groups
were migrating was eastward from the Euphrates. At Arslantepe, the severing of
the ancestral group from the temple gave rise not just to a redefinition of the
group through a burial, but also to what was in effect a reclamation of place.
At other sites, tombs gave way to temples, especially house-temples, directly or
indirectly. Directly, as at Qara Quzak, where the temple and tomb are co-located;
indirectly, as at Halawa, where the ancestral burial is unknown but its role in
descent structures is reproduced in the practices of an ancestral house. This tra-
dition, derived from the practices associated with the single-halled structures
of the late fourth millennium, was maintained as various groups reconstituted
themselves in other places, even as the basic house form became more elabo-
rated in residential complexes at those sites.
Inclusionary practices such as feasting – evident in the mass-produced bowls
on the floors of the Arslantepe VIA structures and the multiple sources of provi-
sioning for the temples – were no longer in play, however. Perhaps societies were
now structurally bounded because of the practices of integration and differenti-
ation of the previous period; perhaps they were simply redundant, as the group
constituted a single ancestral entity. At the later sites of the ten temples, internal
differentiation, initially at least, was not a factor, although external definition,
the establishment of a physical boundary to the settlement thus delineating
those inside from those without, was important; several settlements at this time
are surrounded by thick walls. It is noteworthy that the earliest example of a
very small yet fortified settlement is that of Arslantepe VIB2a, which overlays the
first reoccupation, VIB1, after the abandonment of the temple complex of VIA;
the architectural remains of VIB2, both within the wall and without, are charac-
terized by square (4 x 4 meters; 5 x 5 meters) and also rectangular ­(ranging from
4 x 5 meters to 4 x 6 meters) structures with openings to the north and east
(Frangipane and Palmieri 1983: fig. 5; Frangipane 2007/8: figs. 4a, 12a, and 13d).

20 For example, in the Ur III period, the statue of Ur-Nammu’s commemorative mortuary
rituals is placed in the temple of Enlil at Nippur (Katz 2007: 169).
196
P Mobile Pastoralism

It is also important to understand that the stratigraphic position of the tomb


is insecure. Frangipane makes a case that it was built after the wall of the for-
tified village (of which very little as yet is known; Frangipane 2007/8: 188) and
so belongs to level VIB2b,21 while Palumbi (2007/8: 150) places it between level
VIB1 and VIB2 – in which case the tomb would essentially signal the founding
of the village. Equally possible however (for the conceptual barrier to this situa-
tion is, I hope, by now removed) is the fact that the tomb went with VIB1 – the
wattle-and-daub structures of the seasonal pastoralist encampment. There is
no “old and new tradition in dialogue” (Palumbi 2007/8: 152) but a cultural
continuity, only now in a new context.
The sequence at Arslantepe is indicative of another factor that makes itself felt
at this time. In Chapter 1 I discussed the conditions that may give rise to raid-
ing, the overly deterministic activity considered endemic among mobile pasto-
ralists. One such condition was the breakdown of opportunities for pastoralists
to both gain and shed products necessary for subsistence. Another was the clos-
ing of social boundaries as an outcome of any number of possible situations.
Both would seem to be in evidence at the end of the fourth millennium and in
the early third millennium. In addition to the retraction of social boundaries
as a result of differentiation discussed above and economic isolation resulting
from the breakup of the Uruk system in the north, territorial instability arising
from the widespread reorganization now obvious in settlement patterns must
have contributed to instability in intergroup relations, leading to the construc-
tion of massive enclosure walls around a number of small – some little more
than a hectare – sites. Note the term “breakup” rather than “breakdown”; I do
not see this phase as a collapse or a dark age. Rather, it is a period in which there
was considerable jostling for new positions in space, brought into being by the
existence of new, autonomous ancestral groups (constituting, still, mobile and
sedentary members) now detached from their original connections and there-
fore seeking to establish themselves elsewhere. That process was facilitated by
the establishment of ancestor houses in the center of these small communities
as an overt expression of social identity.
There is no particular diminution of cultural complexity, only a diminution
of scale, as large groups fragment into smaller ones to begin the process of
regrowth. These ancestral groups were smaller-scale because they were no longer
connected to a world with high demand for wool, although textiles were still
doubtless essential. From contemporaneous records in the south and from Ebla
somewhat later, we know that textiles were used for gifts to the gods, in pay-
ment for services rendered, and as diplomatic gifts between polities, functions

21 I suspect that the association of the tomb with the village within the wall is a product
of Frangipane’s understanding of monumental construction as essentially complex and
therefore to be associated with a relic southern, or southern-influenced, population.
From Temple to Tomb
p 197

that would still have pertained even in this smaller environment – although it
is less and less likely to be as small as we currently think it, because there were
at the very minimum three major settlements in place at this time: Mari, Tell
Chuera, and Tell Brak.
In the Euphrates region at least – thus far there is no indication of this phe-
nomenon in the Balikh and Habur, although I have argued that a connection
is formed between the two regions by the temple in-antis form (Porter 2009a) –
there is a continued emphasis on ancestor practices over time, and the form
they take now suggests that the relationship of individual ancestral groups
to space, and to each other, is still very much in play. Distinct, monumental
aboveground and semi-subterranean tombs mark the interior of settlements
as well as the land around them, starting not long after the first phase of the
house temples, at around 2700 to 2600 BCE (Porter 2002a, 2007a) at Gre Virike,
Jerablus Tahtani, Tell Ahmar, Tell Banat, Tell Bi’a, and Halawa Tell A. I have
also suggested (Porter 2009a) that the distinctive attributes of the first phases
of occupation at Tell Banat, especially the aboveground mortuary monuments
(McClellan 1998), indicate that it was the ancestral site for a polity located else-
where – in a manner analogous to the situation revealed by the Ebla ritual, where
kings and queens celebrate their wedding by visiting the tombs of significant
ancestors located outside the city of Ebla itself (Fronzaroli 1992; Biga 2007/8;
Porter 2007/8, and see below). I proposed that Tell Chuera was the center of
that polity, although I would by no means argue that this is the only possibil-
ity, just the one that seems most likely in light of the current evidence. But the
larger process that I think is revealed by the emergence of these monumental
burials is the reexpansion of the territory over which mobile pastoralists moved.
From the broad range of the late fourth millennium to a restricted and local-
ized range in the early third millennium, we once more witness an extension of
territorial range one hundred or so years later. In the south at this time there is
evidence of closer contacts with the Persian Gulf (Potts 1993; Peyronel 2006),
usually attributed to the development of sea trade, but it is also feasible to posit
an increasing southeastern orientation to the movements of Mesopotamian
pastoralists.
In sum, there is no overall or fundamental change in the significance of tex-
tile production, the relationship between sedentary and mobile members of
the community, or even the number of pastoralists, taking place over this five-
­hundred-year period, just shifts in their organization and relationship to place
as well as somewhat different ways of maintaining integration (because not
every site at this time in the north manifests an ancestor house and not every
site is the result of new social groups relocating). This has significant implica-
tions for understandings of what is usually termed “secondary” urbanism/state
formation in the north, manifest in the cities of the mid-third millennium – sec-
ondary because the growth of Uruk and expansion of southern culture into the
198
P Mobile Pastoralism

north is primary. It has always seemed as though there should be a direct rela-
tionship between these two phenomena, but as yet it has been difficult to bridge
the very long gap between them, if only because few of these small sites dating to
the early third millennium grow progressively into the major settlements of the
mid-third millennium. Moreover, in the measurements of anthropological
archaeology they apparently show no evidence of the hallmarks of complexity,
the institutions and organization that characterize both the polities of the late
fourth millennium in the south and those of the period of urban ­florescence in
the north, the mid- to late third millennium. I would make the case, however,
that they do.
Or rather, I would make the case that the structures and practices of social
and political interaction evident in the small settlements of the early third mil-
lennium and, as well, in the larger ones that are now being revealed (Meyer and
Hempelmann 2006; Margueron 2004) both derived from the Uruk period and
are still in practice in the larger-scale polities of the mid- to late third millen-
nium. The mysteries of the Uruk expansion, its rise, demise, and especially its
connection to the subsequent spread of both urbanism and the state, exist in
part because of the assumption that the primary, if not solitary, considerations
are a set of dynamics that can only be generated within a sedentary world. In
this view, mobile pastoralism is increasingly acknowledged as part of a larger
economic system, but that it should be generative of anything, let alone the
hallmarks of civilization, is still too often considered inconceivable. Textile pro-
duction is certainly important in this model but mobile pastoralists are not,
except inasmuch as they interrupt the stability of sedentary existence. In the
reconstruction presented here, certain other consequences are now evident, and
they have major implications for understanding the nature of the city and pol-
ity in both north and south.
The first consequence is that, rather than as a reflection of an actual socio-
political situation, the material record should be read as the result of practices
intimately related to contesting ideas, actual situations, and desired situations –
in all domains of life. A surprising proportion of those practices are constituted
by ritual, religious and otherwise. As delineated above, it was the practices of
differentiation and integration that, while maintaining connections between
households spread over differing subsistence practices in the fourth millen-
nium, led to the definition of sociopolitical entities based in individual and
self-contained ancestral groups in the early third millennium. Ancestors and
temples structured sociopolitical relations between members of the polity then,
and continued to stretch those relations across various forms of spatial disper-
sal in the later third and early second millennium.
The second consequence is that, rather than diverging trajectories result-
ing not only in unlike organization but in differential levels of complexity, the
subsequent histories of north and south arise from the same set of processes,
From Temple to Tomb
p 199

deploying the same building blocks of society and polity in slightly varying
ways because of varying contingent circumstances – circumstances that include
among others geography, topography, and climate but are by no means deter-
mined by those factors.22 There are, in turn, further outcomes of this: the same
processes are likely to give rise to underlying similarities in these different areas,
which are as significant as the overt differences, so that differentiation between
north and south is more apparent and morphological than real. The association
of certain kinds of practices with political form or levels of complexity – kinship
with tribes and civic ties with state – are obviated; there is no single explanation
for, or way in which, the polity comes into being, nor the shape it takes.
Take, for example, Ebla. Ebla is considered the paradigmatic Syrian example
of a highly stratified and centralized state where all material wealth, and conse-
quently power, was vested in the royal family based on the discovery of a monu-
mental building called Palace G and the 17,000-odd tablets it contained (Astour
1992; e.g., Steinkeller 1999a: 300; Schloen 2001: 268; Akkermans and Schwartz
2003: 235–44). A detailed reexamination of these materials, however, provides
evidence of multiple kinds of relationships between people, and between people
and otherworldly beings, that alters our picture of the organization and oper-
ation of power there, as well as other aspects of ancient life. These relationships,
brought into being by practice, are entirely in keeping, although not surpris-
ingly not unchanged, with those evident in the preceding period.
It is not yet known exactly when Ebla was founded, nor what constituted
that first settlement, for the earliest phase of occupation there has not yet been
revealed archaeologically, and since writing itself may not have been introduced
at Ebla until the time of its third last king (Archi 2006: 101), any intimation of
its origins can only be inferred from much later texts. King lists (Archi 2001),
which comprise genealogies and are perhaps to be associated with invocation
of the dead in post-funerary mortuary practices, are one source; another are rit-
ual texts that provide instructions for three episodes of one such practice – the
pilgrimage to the tombs of some of these dead kings on the occasion of the
simultaneous marriage and accession of new kings. I will discuss this ritual in
much greater detail below, for it is one of the most significant sources we have
from northern Mesopotamia in the information it gives us about social, cosmo-
logical, and political relations and their interdigitation. But the starting point is
the current focus of discussions of third-millennium Ebla: Palace G (Fig. 28).
Built on the western side of the upper mound of Tell Mardikh, the site of
ancient Ebla, the central element of Palace G as it has survived to this day is a
large, open space, a “city square” (Matthiae 1981: 68) at least fifty meters long
and flanked on two sides by a sprawling agglomeration of rooms. Porticoes

22 Adams (1974, 1981) argues for localized developments congruent with individual environ-
mental conditions.
200
P Mobile Pastoralism

28. The extant plan of Ebla Palace G, with find-spots for tablets. Redrawn from Archi 2005 and
Matthiae 2008: figs. 3.2, 3.6, 3.8.

formed by regularly spaced columns mark the transition from closed to open
space on the eastern and northern edges of the square. I choose that order –
from closed to open – quite deliberately, because directionality, and what it rep-
resents of the relationships between the inhabitants of the building and other
populations, is very complex at Ebla.
I suggest that, in essence, it is here the inhabitants of Palace G come out, rather
than the inhabitants of Ebla go in to the building. Foreshadowing the outcome
of the following description, this is not because the reigning family is seques-
tered from the masses due to its superior wealth, status, and power, but because
inhabiting the building is the performance of the multiple sets of relationships
From Temple to Tomb
p 201

29. Enlargement of the main section of Ebla Palace G, with find-spots for selected objects.

that this family enacts in its incumbency of the building, relationships between
beings on different planes of existence and in different social (and physical)
situations in life, all of whom constitute the totality of the polity. Coming out of
the building into the plaza is a key part of rituals that affirm the essential unity
of the polity in the person of the “king.”
To see this, it will be necessary to go into some considerable detail as to the
layout of Palace G (and see Fig. 29), but first a word about language. The term
for the leader of Ebla is usually given as the Sumerian en, corresponding to
202
P Mobile Pastoralism

Semitic malikum (this last is rarely written, however) and translated as “king.”
The female equivalent, more commonly written in the Semitic form, maliktum,
Sumerian dam-en, is translated as “queen” (Archi 1982: 201–2). However, this
rendering inevitably conjures up models of monarchy that are simply inapplic-
able, in my view (although not in the view of others), to the nature of the pos-
ition at Ebla and other (but not necessarily all) third-millennium polities.
It is commonly held that the power of the king is absolute, that he in essence
owns or controls most or all property within the state, and certainly labor if not
life. Steinkeller (1993: 124, n. 48), for example, in summarizing the groups sup-
ported by what seems to be a large quantity of land, states that “one can confi-
dently surmise that all these holdings formed part of the royal domain” (also
Schloen 2001: 268), while Archi (1992: 25) understands political and religious
power to be concentrated in the king. The increasingly unavoidable recognition
that others share this power, however, even if in ways as yet poorly understood,
has given rise to token acknowledgments of oligarchy; nevertheless, discussions
remain firmly focused on the king. No caveat or avowal to the contrary can
negate these unfortunate associations. This is a case where the use of the word
has driven the interpretation of the role and its place in the larger society, and
in order to escape this another label is necessary – but “leader” or “ruler” also
perpetuate the underlying sense of autocracy and aristocracy that so thoroughly
imbue both historical and anthropological reconstructions that alternatives are
still insufficiently examined.
My reading of the evidence suggests that the family that occupies Palace G at
any one time is to be conceived of as the core of the polity – a first family among
families, not as the top of a hierarchical chain of families in the fashion of the
patrimonial household model (Schloen 2001), but instead, the center of a net-
work of families (Porter 2000). The key here is “at any one time,” because at Ebla
until the last years of the archive period, succession does not appear to have
been transmitted in traditional dynastic fashion – that is, passed from father
to son – or, at least, it is not known if it was (Archi 2001: 11).23 This renders
traditional lineage terminologies inapplicable too until we know what quali-
fied any given en to assume his position and how succession was established.
So I will simply refer to the inhabitants of Palace G as the incumbent family,
the male of which is Sumerian en, the female, maliktum, adopting into English
terminology the ancient names (and not therefore continuing the tradition of
bolding and italicizing them). This I hope conveys incumbency of a, if not the,
key position in the social and political life of Ebla, without the monarchical
connotations of even the word “reigning.” Although the reasons for alternating
languages in referring to the en and maliktum are not clearly understood, that
there were reasons should at least be recognized by maintaining this distinction.

23 See Dahl 2003 for a study of transmission at Ur III Umma.


From Temple to Tomb
p 203

I am afraid we are stuck with the label “Palace G,” though, because it would be
just too confusing in terms of the literature on the subject to change; but since
almost every building uncovered at Ebla is termed a palace by the excavators,
this word may be read as simply synonymous with “public.”
Behind the open square that occupies such a large part of this structure and
adjoining the eastern portico is the “administrative quarter” of the palace, where
most of the tablets and many of the artifacts for which Ebla is famous were
found. This is the ground floor; in addition, there was an upper level that may
have included the residential quarters of the incumbent family,24 accessed from
the square by several stairways in different parts of the complex. Two stairways
are of central concern to this discussion, however, for they are clearly more than
just utilitarian in function: one is monumental with basalt steps,25 located in
the center of the eastern portico and leading from the associated structures on
top of the acropolis, and the other is narrow and dark, located in the corner of
the two colonnaded façades and enclosed by thick walls. Thought to be a tower
by some (Matthiae 1981: 68; Akkermans and Schwartz 2003: 235) but probably
just a stairwell, the eastern and southern sides of this structure were marked by
two very small vestibules. Room 2712, one of the vestibules, opened onto the
eastern portico and contained a group of texts recording food allotments for
the court and other personnel such as weavers and messengers (Archi 1982); the
other vestibule led directly to the northern portico, in which, situated toward
the western end as excavated,26 was a mud-brick platform, interpreted as the
dais for a throne (Matthiae 1981: 69).
Paolo Matthiae, the director of the Ebla excavations, calls the external stair-
way “the Monumental Gateway,” while he labels the internal staircase the

24 Dolce (2006: 176 and nn. 16–17) certainly understands the two western rooms to the north
of the store behind the plaza, rooms 2601 and 2586, as private apartments because of the
carved wooden furniture they contained, implying that the raised elevation of these rooms
puts them on a second story. But these rooms are equivalent in level to the upper part of
the alimentary area, to be discussed in detail further, under which were the levels of the
earlier building, so that this is a terracing and not a second story; and, too, the discovery
of a group of tablets in room 2586 (Biga 1988) might perhaps obviate the suggestion that
these were private apartments. Numbers 2601 and 2586 do seem to be an integral part of
the northern group of rooms, but there is no communicating door between this section
and the alimentary area, and, as Dolce notes, a difference of 3.5 meters in height between
them and storerooms behind the audience court. It seems possible that these rooms were
part of an original administrative/storage unit prior to the addition of the plaza and the
rooms to the east of it and were still used as such up until the end of the palace.
25 In reconstructions this monumental stairway is presented as emerging through a unified
façade on the western face of the building, but it is perfectly possible that the stairway sim-
ply bifurcated two separate quarters – the earlier food storage and preparation areas and
the later administrative section – and was itself unroofed. For more on the relationship
between sectors of the palace, see below.
26 Matthiae (1981: 71) argues that this dais would have been centrally located, so that the
east/west length of the square was probably about forty meters in length.
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P Mobile Pastoralism

“ceremonial stairway” since one could access the portico with the dais from
there. Both staircases may have been involved in various rituals, either indepen-
dently or together. A processional would have been made to the square from
the uppermost levels of the building via the monumental staircase, and it seems
just as likely in the absence of any direct evidence that the dais held something
other than the en’s throne. For one thing, this rectangular platform has steps
leading to its top from the front, the south, and on the west side next to a door
to a storeroom, but not on its east side facing the door from the stairwell,27
which, if this was the pathway of the en’s progress to his seat, might be expected.
Rather, I propose that the square – “plaza” is a better name as this open space
is not, as far as we can tell, square – was set up in this way for regular perfor­
mance of rituals where the key figure(s) emerged from the center of the building
via the monumental stairway to the center of the plaza, turning north to face
the dais on which, I further propose, was a statue, or more probably a pair of
statues, of what might be termed the palace’s patron deity/deities. The steps
to the dais were located where they were in order to tend the statue/s from the
storeroom behind it, as well as by the participant(s) in front, while the internal
staircase allowed servitors to spirit away offerings, especially food offerings, to
the upstairs apartments on completion of the ceremony.
This interpretation is based on several small pieces of evidence, textual and
archaeological. For one thing, part of the stone hairdo belonging to a large
statue and cut to carry the headdress of a god rather than an en, was found on
the bottom step of the monumental staircase, suggesting that it was removed
from place at the time of the destruction of the building – perhaps in an attempt
to preserve it. Since such statues were clad in gold and silver it is also possible
that those who destroyed Palace G ripped the figure apart to take its valuable
metals (Archi 2005: 83). For another, lists of food apportioned to the en’s table
include the same stuffs, in smaller quantities, given to the god Kura, followed
by “the gods of the region” (Archi 1982: 210, 2005: 83–4) and, as will be seen
below, Kura has a very particular association with en-ship. That this food comes
from the palace stores, and not those of the temple, suggests that it is the en’s
responsibility to feed the god; it also suggests that this was a daily occurrence.
It is thought that this activity took place in the upper level of the public sector,
on the acropolis (either in a temple or in the private quarters of the palace), and
that the piece of the statue found on the bottom of the stairs was dragged down
to the plaza from the top (Archi 2005; cf. Dolce 2006: 182, n. 46). There is some
reason, though, to think that this might have been a public ritual, held in the
open space of the plaza.

27 Although a pit does interrupt this side of the dais, judging from the photograph (in Biga
1995: 145) traces of steps would seem to have been evident here if they had ever existed.
From Temple to Tomb
p 205

It is also interesting that there is no access to the administrative sector on


the south side from this stairway, although there is access to the alimentary
sector. A small door from the monumental stair leads to a room on the north
that Matthiae (1981: 74–5) initially understood as a guardhouse but that sub-
sequent excavations clearly showed to be a “kitchen,” which on its west side
contained storage jars set into a counter and on its east side contained eight
hearths set in a row (Mazzoni 1993). These rooms were therefore an integral
part of the food storage, processing, and preparation complex located on this
side of the building and situated on a series of terraces rising to the north that
accommodate the slope of the mound here. The kitchen next to the monumen-
tal stair was on the lowest of three levels, rising to the series of rooms on the
middle level used in the preparation of cereals, and up to the room for making
olive oil and associated features, next to the religious complex on the northern-
most and highest level. One may readily imagine the en and entourage proceed-
ing down the staircase, handed through this door freshly cooked food prepared
in the adjacent rooms and continuing through to the plaza to place the offer-
ing before the god. Servitors (perhaps priests, perhaps regular palace servants)
waiting in the vestibule from the internal staircase, shielded from view by the
buttress that flanks it (Matthiae 1981: 69), may have facilitated the feeding of
the god, particularly by discretely removing the meal and returning it to the en’s
family upstairs. The three water features noted in the plaza are each located at
appropriate places for acts of lustration that might mark stages of this ritual:
before presentation at the transition from inside space to out, before the dais
at the point of consumption and on completion of the meal, and again at the
transition from outer to inner space.
Modern-day viewers of these sorts of rites often have difficulty with the diffe-
rence between appearance, which is understood as reality, and belief, contrib-
uting, I think, to the sense that such rituals are about elite manipulation and
subjugation of an uneducated, unthinking, general population and not really
part of a real, active, way people understand their worlds to be. If the god is a
wooden and metal-clad statue, surely on-lookers were aware that it could not
eat? If those same people can see that the food is untouched, how can they
believe it to have been consumed by a god? Is there some sort of sleight of hand
that deceives the eye – the food is there and then it is gone? Strange as it may
seem, there is little question that statues of the god were understood to be
gods, not just mere representations of them (Berlejung 1997; Hurowitz 2006).
Something like the Hindu concept of prasad is an appropriate route to under-
standing this practice – that the god takes, blesses and returns/reciprocates the
gift enhanced, and the viewer would not expect to see this process take place
because it happens in otherworldly time and space. Such blessing would render
the food particularly appropriate to subsequent consumption by the en and
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family, especially if the god concerned was one intimately connected not only to
the en’s incumbency but also the identity of the polity.
Ebla is frequently cited as the example of a secular authority independent of
theistic control in contrast to the city-states of the south that are “owned” by
the god, but the history of the palace itself suggests this is not entirely the case
(Mazzoni 1993: 403). Palace G did not have its origin in what many understand
as its prime feature, the administrative sector – viewed as housing an essentially
materialist enterprise, the control of Ebla’s wealth in order to cement the pres-
tige and power of its elite (e.g., Mazzoni 1999: 611; Dolce 2008: 66, n.14) – but
rather in its ritual/religious associations. The administrative sector, along with
the plaza and the two major stairways, are later and much more monumental
additions located at the periphery of the older complex. The oldest section of
the palace excavated to date (as opposed to the oldest excavated levels in this
area [Mazzoni 2003]) is the area of alimentary materials that directly connects
the plaza to a religious structure on the acropolis beneath the second millen-
nium temple, Temple D (Mazzoni 1993, see fig. 29). The alimentary complex
contains installations of its own, implying particularistic activities.
We cannot know if those activities, the ones taking place in the alimentary
sector, were secular or sacred, but it is highly unlikely there was any indigenous
concept of a separation between these domains; it is equally unlikely that these
rituals would be purely personal, for the key thing to understand about the
incumbent family is that they did indeed embody the polity – not because they
dominated or owned it, but because they were its public face, and it was their
task to ensure its perpetuity and stability which could only be done by main-
taining proper relationships with the gods, with Ebla’s constituents, and with
its counterparts. There is no manifesto that tells us this, but it is implicit in
material and textual records of what the incumbent family does, where they do
it, and who they do it with – starting with the kitchen next to the monumental
stair. This part of Palace G might well have served the inhabitants of the pal-
ace their daily meals, but it also provides for other functions. The rooms onto
which the olive press opened housed specialized pottery equipment and some
sort of installation in the floor (Mazzoni 1993: 400), the purpose of which is
unknown – perhaps intended for libations of the oil prepared next door? Here
surely are some of the components of drinking or feasting rituals, that, given
their location, most likely served the religious structure under the second mil-
lennium structure, Temple D (Matthiae 2008: 46); if this is the temple to Kura
(as will be argued shortly), it is the temple where foreign dignitaries came to
swear treaties (Archi 2005: 84). Mazzoni (1993: 400) notes the rarity of this
pottery at Ebla, which suggests there was a specific assemblage for cultic use,
just as there was a specific assemblage for aspects of mortuary ritual on the
Euphrates (Porter 2002a). If it is simply luxury ware for general palace use,
however, fragments of this pottery would be found, I should think, at least
From Temple to Tomb
p 207

occasionally in other contexts where the inhabitants of Palace G might be


thought to eat or drink.
The discovery in this area of a plaque depicting women in a ritual, one of
whom is holding a cup (found next to an actual cup), in the intervening level
between an earlier structure and the floors of Palace G itself (Dolce 2008) would
almost seem to be beyond mere coincidence, and is suggestive of a long history
of ritual practice for this section of the building that perhaps originated in the
“pre-palatial” structures of earlier rulers (Mazzoni 1999: 612–3).28 And it was on
the last floor level of Palace G in Room 4436, the floor prior to destruction, that
limestone inlays of mythological and human scenes were found that had ori-
ginally formed part of a twelve register picture on wood (Matthiae 2008: pl. 15).
This piece, commonly but erroneously called the “Ebla Standard,” was assumed
to have originated in some other context (Matthiae 1989; Dolce 2008),29 but
one might also wonder if it was stored here, to be produced only on specific rit-
ual occasions, or was even perhaps a permanent installation. Matthiae’s (1989)
reconstruction of the archaeological remains posits a large panel made of ver-
tical planks, dismembered and carted to different parts of Palace G for reuse
in prosaic contexts, with two single planks inserted face-down into “furrows”
on the floor in this room. What becomes clear on studying the photographs,
but is not so explicit in most descriptions (such as Dolce 2008 and including
Matthiae 1989), is that these are not some casual irregularities made by wear
and tear, but very regular excavations in the floor (Fig. 29, Room 4436) that
were clearly created to hold some sort of feature that defined, perhaps deco-
rated, this room. There were three such (and possibly four or five, see Matthiae
1989: pl. 1) grooves that limned a rectangular space (Room 4436), adjacent to
the room containing the enigmatic installation in its floor (Room 4448). Inlays
were also found in the east-west groove to the south, although not in order, and
were scattered on the floor of other rooms in this complex. Dolce (2008: 67, 72),
following Matthiae, claims that the events celebrated in its panels were long
past, and that the standard originated in the earlier structure of G5, became
obsolete and was therefore discarded, ending up reused as a floor board. The
history of this piece therefore reflects the history of Ebla as visible in this area:
an early development toward complexity and growth of power beginning in the
first half of the third millennium, followed by some sort of retraction due to
either internal instability or external threats, that was somehow overcome as
witnessed in the emergence of the state in the period of Palace G and the archive
which is, as often noted, the floruit of Ebla’s power.

28 Dolce (2008: 67) claims these earlier levels must be a palace too, but it is simply not pos-
sible to be sure as yet.
29 See the bibliography and photographs in Aruz 2003: 175; Dolce 2008; Matthiae et al.
1995.
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But the archaeological evidence is difficult no matter which scenario pro-


posed, and Matthiae’s preferred explanation, that individual planks were placed
face-down to cover the grooves, does not really explain why there would be inlay
all over the floors of this and other rooms, nor why there would be grooves
in the first place. I see no reason why the inlay may not actually have been set
in some sort of structure that encompassed three or four sides of this space,
placed upright in the furrows that the boards were supposedly used to cover
(cf. Matthiae 1989) and were therefore “properly” used in the context it was
found. The one difficulty being the peculiar fact that, whereas in the south
groove the pieces lay as if they fell from an upright face, the pieces of inlay
found in the west groove lay, it would seem, exactly as they had been originally
placed on the wood, with each of the successive registers moving south to north
represented by a figure. They were not, however, intact.
This inlaid work was undoubtedly ideologically and historiographically
highly important, at least at one point in its life and, I propose, at exactly this
point – at the end of Palace G. If so, it is certainly possible that on the threat
of destruction of the palace, efforts would be made to ensure its safety. If the
wooden panels had been in place for some time it is likely that both wood and
adhesive would be dried out and brittle, hasty removal resulting in loss of integ-
rity, even breakage. I envisage a fragment left upright in the western end of the
northern groove that fell, or more likely was pushed, into the western groove left
by evacuation of its panel, other pieces falling apart as they were carted off. The
fact that several fragments of inlay, identical to the ones found in the northern
part of the palace, were also found in various parts of the administrative sector
(Matthiae 1989: 38–9), including in front of the plaza, suggests other possibili-
ties to that Matthiae proposes – that there were other objects of a piece with this
one, similarly decorated, located in the storerooms here; or even that this was
where the panels from 4436 were carried for safekeeping. This reconstruction
of events does not in any way deny an older making of the panels themselves,
which would have been curated from generation to generation.
In the end, whether or not the inlaid work was erected in these grooves as an
intact series of panels or as a broken object used as filler, there are two things
to note: one, as Matthiae (1989: 42) observes, the depictions of mythological
beast and human warriors, itself an uncommon combination, may be read as
the alignment of supernatural and earthly spheres; and two, these grooves were
designed to take some sort of unusual and large-scale installation, such as a
wooden screen, which further brings this area of the building out of the purely
utilitarian and into the representational.
Since the inlaid panel appears to be earlier in style than the time of the
destruction of Palace G, and since the alimentary unit is one of two places
where earlier third millennium material is attested in the vicinity of Palace G,
it is not unreasonable to posit a perpetuation in use of the work and, perhaps,
From Temple to Tomb
p 209

function of this particular area.30 The question is, was the relationship between
this ear­lier material and Palace G essentially continual, a palace evolving and
expanding over time as the wealth and power of the elite grew (as Archi 2006:
98–99), or was there a break between the earlier materials and the level that
represents Palace G of the archive period? Mazzoni (2003: 180) conceives of the
earlier space in the northern section of Palace G as radically transformed in the
later ones, since stone tool production took place in a room of the structure
below the rooms of the olive press and reused standard. However, there is sim-
ply as yet insufficient evidence to begin to discuss the relationship between tool
production and governance. Certainly there were changes, just as there were
changes within Palace G itself. The concatenation of the addition of the plaza
and the lower administrative rooms, followed by the filling in of part of the
eastern portico on the southern end to house, in Room 2769, the main archive,
and in the room next to it, 2875, a scribal office, might be thought to accom-
pany the growing power of the elite based on its privileged relationship to the
gods, a power which would allow it to take more and more from the people who
are ideologically bound to submit. This spatial arrangement has also given rise
to reconstructions where the king seated on his dais receives tribute from his
people as well as foreign visitors, which was then handed over for registration
by the scribes, while some of the visitors would have passed from the forecourt
into the palace to do business (Matthiae 1981: 78; Archi 2005: 94).
But I cannot see these changes as an increasing expansion, and especially
not secularization, of political authority (Mazzoni 1991; Dolce 1998). This is
because, in the first instance, there is at least a history of en-ship maintained
over many generations in the two “king lists” recovered from the archives (Archi
2001) and in the performance of ancestral rites involving those kings that, even
if it does not extend as far back as the 28th century BCE (Archi 2006: 98), never-
theless is indicative of a longevity to the polity of Ebla that will, I am sure, even-
tually be exposed archaeologically. These traditions come together in a group
of texts that document a major ritual to do with en-ship as performed by the
last kings of Ebla. In the second instance, as these ritual texts show, the primal
relationship between en and various other inhabitants of the cosmos remains
unabated whether or not the administrative activities of the palace expand –
which it certainly seems they did, continually. This however may be as much a
product of time as any qualitative, or even dramatically quantitative, change in
the nature of the polity. It is easy to imagine that large numbers of documents
accrue in the life of the palace and eventually warrant new storage space, just as

30 The second being the unit beneath the most southern and eastern series of rooms illus-
trated in plans of Palace G, rooms 3464 and 3466, characterized as storage facilities
(Mazzoni 1991, 1993, 1999). Earlier third-millennium material was also reached in Area
CC (Matthiae 2000).
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it is easy to imagine the number of family members and dependents increasing


over time and requiring expanded quarters. This is why the archive only cov-
ered the last fifty years of so of the palace’s life. Either earlier documents were
destroyed as no longer relevant or they were stored in an inner/upper room of
the building, not yet uncovered or no longer extant. The consequent discovery
of small numbers of “living tablets” (that is, ones in use and not put away) at the
time of destruction of the building in most rooms of the administrative quarter
renders this increasingly likely. It also renders the conceptualization of spatial
organization a very interesting mix of functionality and ideology, as the distri-
bution of these tablets is segregated by subject and type. I will propose below
that this is representative of the polity itself.
Moreover, the plaza – or rather something approximating this open space –
may well have been in existence prior to the construction of the inner staircase,
the eastern façade, and the administrative quarter, which were all clearly added
as a single unit, because the monumental stairway takes a turn at its western end
and the last three steps are in limestone rather than basalt. Whereas Matthiae
(1981: 74) views this stair as constructed from the audience court up to the
acropolis because of his understanding of the plaza’s function, I view it from
the opposite direction, and consider it to have been the main passageway from
the palace to the lower city when the palace was confined to the upper slopes
of the acropolis at the beginning of its history, reoriented toward the bottom
when the new rooms were added. The stairway aligns reasonably well with the
alimentary sector adjacent to it, until the thick wall of the plaza; it is the admin-
istrative side, to which there is no passage, that is disjunctive. The two rooms
to the northwest, rooms 2601 and 2586, may have been part of a similar unit to
those behind the eastern façade, with the carved wooden furniture in one part
of a reception room (or simply stored) and the tablets in the other, just as any
other grouping of documents (although they are stylistically as old as any in
the archive [Dolce 2006]). These rooms are equivalent in level to the upper part
of the alimentary area, so that this might form part of a coherent complex, an
earlier phase of Palace G that contained all the functions of the later phase, but
distributed differently. There is, however, no extant door between this section
and the alimentary area.
That the plaza is not so much a city square where commoners awaited sight
of their king or a receiving yard for the goods and tribute that sustained the
palace, as much as it is a ritual space, is suggested by the several large limestone
eyes found scattered on the ground there, especially in front of the eastern por-
tico (Matthiae 1981: 72). These eyes were most probably from statues (Matthiae
1995: 316, 320), their number31 indicating that several such objects were dis-
tributed in this space. Here I would return to the question of directionality in

31 As yet unspecified.
From Temple to Tomb
p 211

consideration of whether the square is really a public space, completely open of


access, and whether the only extant entrance into the administrative quarters
from the plaza, via the scribe’s “writing room” 2875, is truly functional on a
daily basis. Dealing with the last issue first, an unusual, and rather overlooked,
feature of this room is the rounded and decorated threshold of two steps that
rises up from the writing room, Room 2875, to the level of the plaza, the aes-
thetic pleasures and prestige of which would have been appreciated when viewed
from the inside, from the east toward the west (as indeed it is photographed in
Matthiae 2008: fig 4.9), rather than from the public side, the plaza. While the
fragility of the inlay itself is not enough to argue for only occasional use at best
(for it could have been regularly replaced and the steps of the internal stair-
case were embellished in an even more delicate way, with inlaid wood [Matthiae
2008: fig. 3.11]), the dimensions of the “steps,” which are rounded and not flat-
topped, add to the sense that these inlaid bands were not particularly func-
tional. From personal experience with the rounded bands of the exterior of
Banat’s White Monument (McClellan 1998; Porter 2002a), such surfaces are
very easily damaged by careless foot traffic, and the distance from the floor of
the plaza to the floor of the writing room seems too high and too wide to think
that people simply stepped over them. Stepping down from the plaza would put
body weight on the heel of the foot, grinding down on the top of the band as
one lifts to continue to the next step; stepping up transfers less weight to the
ball of the foot. It is difficult to tell precise details from the plans, and from the
photographs (Matthaie 1981, see also 1995, where the step seems less obtrusive,
and 2008: fig. 4.9), but the transition from writing room to plaza is certainly not
an uncomplicated one. And so I suspect that the portico rooms are auxiliary to
this interior space, rather than liminal space mediating the transition from the
plaza to the palace. I wonder whether the administrative quarter was ever really
meant to be publicly accessible from this plaza except under extraordinary cir-
cumstances, and was not first and foremost purely internal working space. Or
at least that is how it ended up. The doorway through the façade, echoed by the
door of the writing room, may have been intended as a main entryway at the
outset, one that could be carefully controlled, but need soon overcame intent.
There is a staircase, however, off room 2764 and it is possible that the origi-
nal administrative complex and main reception space was above, subsequently
expanded below.
The plaza was not the only room where significant statues were found. As one
entered hall 2862 from 2866 inside the administrative sector, one was appar-
ently met by life-size representations (Archi 2005) of the figures embodying,
literally, the polity of Ebla. Whether these figures represent the divine pair or
en and maliktum (and there is a point at which there is not in fact much sub-
stantive difference), the situation of these statues and other adornments is not
coincidental. Progressing from hall to inner court, the presence of inlay pieces
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here has been claimed as evidence that one was surrounded by decorated walls
featuring images of the king, along with wild animals and divinities (Archi
2005: 94). The concatenation suggests that it is here that the iconography of
the state was represented. That state was, however, conceptualized as consisting
of multiple components, not just its ruling couple.32
This, I think, is the significance of the distribution of the tablets according
to topic – such as the contributions of the villages of the Ebla polity, the rations
for the palace staff, or the property holdings of the first family (Archi 1993) –
indicating not only that work space in the palace was conceptualized as segre-
gated/dedicated according to function (Archi 1982), but also that the palace
materialized the entire sociopolitical entity that is Ebla. There was a room for
recording the produce of the villages contained within the territory of Ebla,
there was a room in the southern-most (as currently excavated) section of the
building where the gifts of the king to his sons were recorded, and one where
deliveries of wine and malt to various people, from inside and outside the city,
were noted (Archi 1993).
This is not to argue intent, that the palace was designed as a representation
of the body politic, but it is to argue practice. Since Palace G functioned as such,
it came to embody such. And although it is sometimes claimed that the palace
essentially “owned” the whole of the kingdom, these tablets contain evidence of
complex and multidimensional relationships in the circulation of goods offered
in tribute, local and translocal prestation, and exchange. The flow of goods was
certainly not all one-way. The palace, while it should not be conceived of as
­“paying” (in the sense of money) for goods, certainly often reciprocated for
the commodities it received. Mazzoni (2003: 197) notes that “high-value pres-
tige goods were manufactured in, and owned by, the state and their use was
restricted to the sphere of the palace and its personnel.” This may be so, but
they were not, I would argue, intended to enhance the person of the en so much
as the polity the person embodied.
And those goods were not all destined for humans. Considerable quantities
of materials went to feed and clothe – in fact, to make – the gods (Archi 1999,
2005). And the gods did not just pertain to the palace, even if the palace was
charged with certain aspects of their upkeep. The gods of the city belonged to
everyone.
This brings the discussion back to the question of the approximately life-
sized statues kept in the palace, especially those in 2862 and the ones (most
likely a divine pair) that I propose sat on the dais in the plaza. To understand

32 Of course this inner court was not the only room that was richly decorated or furnished.
Inlaid wooden objects were found in a small room north of the portico, room 2601
(Aruz 2003: 174, no. 114), and from room 4436 (see above). Other rooms, undoubtedly
­storerooms and workrooms, also contained considerable quantities of precious objects
and decorative elements.
From Temple to Tomb
p 213

the relationship of these figures to Ebla and to the concept of rule, it is neces-
sary to delve into the ritual texts housed in the archive to which I have repeat-
edly referred.33 It is one of the single-most important set of texts from Ebla
in what it tells us about indigenous conceptualizations of existence, as well as
social and political relationships. It is, however, extremely difficult to inter-
pret and opinions vary as to the meaning of some key words (cf. Fronzaroli
1992; Archi 2002a; Porter 2007/8; Biga 2007/8). It has variously been called
the “pilgrimage ­ritual,” the “funerary ritual,” the “accession ritual,” and now,
most commonly, the ­“wedding ritual.” It is, apparently, all of the above. The
funeral for a deceased en, the accession of the new en, and the marriage of en
and maliktum are all intimately bound in a journey taken by the incumbent
couple through the countryside to visit the burial places of some of their prede-
cessors – and, in a new twist, it needs now to be investigated as to whether it may
be that the couple who take this trip are those both dead and alive, given the
recent discovery that an aspect of third millennium (and later) funerary prac-
tice could involve the corporeal remains of the dead who have been preserved
by some form of ­heating/cooking as discussed previously (Baadsgaard, Monge,
and Zettler n.d.). The ­progress of this ritual to tombs/funerary places may be
as much about translating the deceased en to ancestor status as it is about
invoking dynastic succession and, since this concept is as yet still in question, is
­perhaps better thought of as c­ reating the kinship necessary for succession.
There are three extant records of the ritual (there are some indications of yet
an earlier version [Fronzaroli 1992: 180]). Texts A and B represent two sepa­
rate versions, because the minister and the officiating priests are named in both
texts and different people fulfill those functions in each. As no names are reg-
istered in text C it is difficult to establish the occasion of its recording, but it
is generally considered a shortened version of B (Fronzaroli [1992: 180]; pers.
comm. M. Bonechi).34 The performers of the ritual in each version are referred
to by title – “en” and “maliktum” – never by name, as is also generally the cus-
tom in administrative texts (Fronzaroli 1992: 166, n. 5). However, it is generally
accepted now that one version is for Irkab-Damu, the other for his son and suc-
cessor Ishar-Damu (Archi 2001: 4).
As much as a description of a particular act by particular personages, these
texts delineate how, where, when, and by whom the ritual is to be performed.
Dates for the occurrence of events are clearly specified, as are the gifts and

33 (ARET XI (TM.75.G.1823 [text A] + Tm.75.G.1939 [text B] + TM.75.G.1672 [text C];


Fronzaroli 1993; see Fronzaroli 1992 for discussion).
34 My deepest thanks to Marco Bonechi for discussing this text with me in all its particulars,
and especially to the Arrison Family Foundation for affording us the opportunity to work
on it together for two months. An English publication of the text by Bonechi, with con-
textualization by Porter, is in the works. Any mistakes made in describing and interpreting
ARET XI here are entirely my own, however.
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P Mobile Pastoralism

offerings to be made. Fronzaroli (1992: 183–5) notes certain formal character-


istics, substantiating the idea that it is a set of instructions, while the naming
of some of the participants in the rites also grounds them in historical reality
(Fronzaroli 1992: 184), whether or not there are three documents composed for
three specific marriages, or two variants of the same document.
To summarize the narrative of the ritual briefly (and bearing in mind that
some details are subject to revisions not yet published), the en takes the malik-
tum in marriage, in the house of his/her father.35 Offerings are made to the sun
goddess36 and to Ibbini-Lim,37 a deceased en, as part of the ceremonies, and
then the en pours oil upon the maliktum’s head. Subsequently the maliktum
goes to the temple of Kura. Here she makes offerings to Ishara, Kura, and his
wife Barama, and sacrifices to Kura, Barama, Ishru, and Aniru. The next day the
couple begin a journey that takes them to several places outside the city of Ebla.
On the second day of the journey they sit on “the thrones of their fathers” at
a place near the Waters of Mashad. The stay at Mashad would appear to take
several days. The text at this point describes the preparation of a caravan, after
which it returns to the itinerary of the journey.38 One wagon39 contains the
statues of the divine pair Kura and Barama and other statues of deities, four
oxen, and attendant priests. The members of the caravan are richly provided
with textiles, jewelry, precious metals, and oils for ritual acts. The entourage
continues toward Nenash, on the road to Lub.40 Before reaching Lub however,
they turn toward the town of Irad.41 At Irad a sacrifice is made to Abur-Li’m,42
a deceased en. The next stop is Uduhudu43 where offerings are made to the
deceased en ’À-ma-na.44 Then, on the road to Niap, the caravan pauses to make

35 The difference in possessive pronoun is important here, for it is thought to indicate much
about royal relationships. Fronzaroli (1992: 173) accepts that it is the house of the father
of the en, but this is by no means certain. If it is the house of the father of the maliktum,
does this imply it lay outside Ebla? Or did maliktums come from the city itself?
36 This itself is an unusual feature, although the sun goddess is not unknown in the northern
region (Archi 2006).
37 The 10th en.
38 However, the caravan is prepared on the fifth day of the ritual, and the itinerary would
appear to resume at the fourth day (Fronzaroli 1992: 175).
39 Fronzaroli (1992: 177): chariot.
40 Lub was a well-known town within the territory of Ebla, and also known for the temple of
Hadda, to which kings made journeys in order to present offerings there. Irak-Damu pos-
sessed landholdings at Lub.
41 Irad is not otherwise known as yet from published texts (Fronzaroli 1992: 177).
42 The 16th en. Also listed in TM.74.G.120, 1: obv.II: 5, 11th en from Ishar-Damu; and last en
listed in TM.75.G.2628, 1a: obv.III: 5.
43 The location of a sanctuary of the God of the Underworld and part of the official cult.
The person to whom an offering is made here is also a deceased en, the 22nd, as registered
in TM.74.G.120, obv.III: 9, and the same entity that TM.75.G.10167 records as dEn-ma-nu
and to whom Ir’ak-Damu makes offerings (Fronzaroli 1992: 176, n. 51).
44 The 5th en.
From Temple to Tomb
p 215

offerings at Bir, not to a deceased en, but to the God of the Underworld. This
is repeated at Niap.45 From there the caravan departs to the key location of the
performance of the ritual, Nenash/Binash.46 The following acts take place in
a structure that Fronzaroli (1992: 173; accepted by Archi 2001: 5; rejected by
Viganò 1995: 218) has identified as the mausoleum.47 This is the é ma-tim, or
é ma-dím. This structure at Nenash is also attested in ARET III 858 rev. X: 1–2
(Archi and Biga 1982) as noted in Bonechi (n.d: n. 154), and is translated as
“temple” by Pettinato (1992: 256), who equates it with a structure called the é
mah, thought to be a temple in the acropolis at Tell Mardikh (also Viganò 1995:
218 n. 20). Bonechi (1993: 36) identifies an é ma-tim at Ebla itself, in ARET VII
93 obv. I: 1-III 1 (Archi 1988b). If this structure is indeed a funerary building
or é m
­ a-tim, then its identification with the so-called royal hypogeum at Ebla,
dated to c. 2300 BC (Mazzoni 1995: 101; Matthiae 1997a) is not out of the ques-
tion. But there is also a funerary structure denoted by the term é x pap, and
which may be more properly identified with the hypogeum (Fronzaroli 1997:
16–17), although Archi (1996a: 17) reads this as a term for a funerary ceremony
(also Archi 2002a and cf. Biga 2007/8; Porter 2007/8: 206–7, n.34). There are
certainly several examples of monumental tombs of one style or another asso-
ciated with public buildings in Syria (Porter 2007/8; Peltenburg 2007/8) and,
too, evidence of repeated ritual performance occurring inside them, Tomb
7 at Tell Banat being only one example (Porter 2002a). Building 7 at Banat,
with which Tomb 7 is associated, is now understood as enclosing a mortuary
mound much like the White Monument in concept, and may perhaps func-
tion as a mortuary structure related both to the earlier mounds and to Tomb
7. This interpretation raises the possibility that Building 7 is an é ma-tim, while
Tomb 7 is an é x pap.48

45 Also the location of the practice of the official cult involving the God of the Underworld.
The ens of Ebla went there for this purpose, as well as the en and maliktum of Emar
(Fronzaroli 1992: 176).
46 This town is known as the place where a particular fabric was manufactured – maš-da-bù
(Fronzaroli 1992: 176). For the reading Binash, see Milano 1990a: 373 and Bonechi n.d.,
identifying then Nenash with modern Binash, nine kilometers northeast of Ebla. On the
basis of the journey as described in ARET XI it is difficult to assess the distances covered,
as the route seems very roundabout. It is possible that Nenash, at the end of the trip, was
actually on the return journey and back toward Ebla. In ARET II 6 (Edzard 1981) this town
is the seat of Rashap, Eblaite God of the Underworld (Bonechi 1993: 79). Bonechi (n.d.)
reads the element pú of this geographic name as having to do with cisterns (cf. Matthiae and
Pettinato 1976, where Pettinato reads gigirki, an administrative quarter within Ebla; and
contra Pettinato, Archi 1995: 269) and notes that this place is nearby the town of Bir, also
meaning “well” or “cistern.” A number of other terms for water are associated with the God
of the Underworld, suggesting that there is a particular relationship between them (and see
Bonechi 1999, 2001 for a fuller discussion of the lexicon relating to hydrology at Ebla).
47 See below for further discussion.
48 It should be noted that the gifting of textiles or metals to an é x pap, whether tomb or
funeral, does not require death to have occurred, but may be provided well in advance
216
P Mobile Pastoralism

Returning to the pilgrimage, the é ma-tim is purified and then a ritual is


­ erformed. Offerings are made for the god Agu, the statues of Kura and Barama
p
enter, and the en and his consort move into separate chambers, seemingly within
the é ma-tim. Offerings are made to the deceased ens Ibbini-Lim,49 Shagishu,50
and Ishrut-Damu.51 The couple leave the é ma-tim to sit on the thrones of the
fathers until dawn. On the next day a lamentation is recited and a ritual involv-
ing “the new Kura and the new Barama” and the “new en and new maliktum”
is performed.
There are three seven-day cycles of rites performed in the é ma-tim as recorded
in each of the three recensions, texts A, B, and C (Fronzaroli 1992: 180). The en
and maliktum seem to sleep in their respective chambers inside the é ma-tim on
each of these nights and then come out to their thrones. On each day the malik-
tum’s face and hands are covered by a veil by “the woman of Nenash,” and as the
sun moves across the door of the “chamber of Kura,”52 the maliktum sits at the
left of the en. At specified times, a priest offers seven sacrificial animals, seven
small cakes, seven pure tablets, seven special vessels, and seven jugs for Kura and
Barama and deceased ens Ibbini-Lim, Shagishu, and Ishrut-Damu, as before.
Finally, in text A, the last ritual act is the washing of the head of the en and head
of the maliktum, and wedding gifts (equids and sheep) are listed. However there
are some key differences between A and B as far as details of the rituals go. In B,
four garments are woven for Kura, Barama, en, and maliktum during the stay in
the é ma-tim and it is also recorded here that they return to sa.zaxki.53 Fronzaroli
(1992: 180) suggests that two of the seven-day ritual sessions take place in the
temple of Kura there, and it is Shagishu, Amana, and Igrish-Halab54 to whom
sacrifices are made. The en and maliktum go then to the temple of the gods to

(cf. Biga 2007/8: 251). It is attested throughout the land of the four riverbanks, at various
points in time (such as Gelb, Steinkeller, and Whiting 1991; Foxvog 1980; Stone and Owen
1991), that compensation for certain transactions, especially the transferral of land to a
new owner, consisted at least in part of a promise to maintain the ancestor rituals of the
previous owner and to provide for their mortuary endowment. It is clear that such provi-
sions were for the future event, and not, or not only, in the case of the Bilalla text (Foxvog
1980), a current one.
49 Also known from TM.74.G.120, 1: obv. III: 4 (ARES I, Archi et al. 1988), where he is 17th
en on this list. Note that Ibbini-Lim was also part of the actual marriage ceremony at the
beginning of the ritual.
50 TM.74.G.120, 1: obv. III: 6, 8th en.
51 TM.74.G.120, 1: obv. III: 3, 11th en.
52 Evidence perhaps to suggest that Kura is to be identified with the God of the Underworld
rather than Hadda (Bonechi 1997 discusses the possibilities of both attributions), for it is
unlikely that this passage refers to actions taking place in the temple of Kura mentioned at
the beginning of the pilgrimage.
53 It seems odd that the caravan would return to Ebla in the middle of the ritual, although
this is no doubt possible if Binash, the location of the é ma-tim, was indeed very near.
54 The king before Irkab-Damu (Archi 2001: 5) TM.74.G.120, 1: obv. I: 3, 3rd king;
TM.75.G.2628, 1a: obv. I: 5, 2nd king.
From Temple to Tomb
p 217

eat the offerings of sa.zaxki, lie on sheets of linen and their heads are adorned in
a particular way.
Just where, or what, the sa.zaxki might be is another mystery. Consensus
amongst Ebla’s epigraphers and others (Archi 1982: 209, 212; Milano 1990a,
1990b: 10; Fronzaroli 1998: 110; Matthiae 2008: 34) currently identify it as the
palace, but certain factors mitigate against this as an easy answer (pers. comm.
M. Bonechi). The action of the ritual texts seems to imply that it is something
apart from, and outside of, the city. This is also apparent in a journey under-
taken by certain people from Ebla in a “confraternity,” a religious brotherhood
(Fronzaroli 1997; Archi 2002b) that performs special duties for the god ’Adabal
of Luban, where sa.zaxki is the eleventh of thirty-nine stops around the country-
side (Archi 2002b). Ens depart from Ebla travelling via sa.zaxki to Armi (ARET
IX Bonechi 1997: 509). It seems rather redundant to note that the king leaves
Ebla (that is, his palace) to go to sa.zaxki (that is, his palace) or note that food
for palace consumption comes from sa.zaxki (Archi 1982: 209), unless these two
names are placed in apposition to each other for poetic purposes, which, in
administrative texts, seems unlikely.
On the other hand, Text B of the accession ritual (for such, in my opinion, is
the key act here)55 notes that the en and maliktum travel to sa.zaxki in the mid-
dle of the ritual, and once there, reside in the temple of Kura for two periods of
seven-day rites (Fronzaroli 1992: 180). Since there is thought to be a temple of
Kura on the acropolis, this would support the idea that sa.zaxki is the acropolis/
palace of Ebla. It may be that Ebla is organized similarly to Mesopotamian cities
such as Uruk, which in the Early Dynastic period carries two Sumerian names,
Kulab and Kulag, which may refer to sacred and secular components of the city,
respectively, or, as thought in the context of Ebla, upper and lower towns. On
the other hand, Kura is clearly tended to at other places during the ritual and,
in another offering list, receives gifts at Uduhudu (Archi 2001: 5), a small and
otherwise insignificant town. Since Kura is so closely identified with en-ship it
is not unreasonable to suppose that there are sanctuaries devoted to him asso-
ciated with the resting places of Ebla’s deceased ens, even if his primary role is
confined to the precincts of Ebla.
The actions described in these texts without doubt indicate that Eblaite con-
ceptions of, and actions toward, prior ens extend far beyond that of simple care
or provisioning of the dead in the afterlife, or even just their commemoration.
These are neither perfunctory acknowledgement of dead relations, nor propiti-
atory responses toward ghosts. They demonstrate instead a complex ideological
interplay between deities, ancestors, and the concept of rule that we are only

55 Made explicit in TM.75.G.1730 (Fronzaroli 1992: 184; cf. Viganò 1995: 218). “For the
enthroning of the en,” and “the en’s attaining to sovereignty” are connected in TM.75.G.1730
to the purification of the é ma-tim and the consigning of furnishings to the caravan.
218
P Mobile Pastoralism

now beginning to grasp. That the ultimate destination of the journey, and the
place where the greater part of the action takes place, is a funerary structure and
not a temple of a god56 is pivotal, and whether or not the physical remains of an
en were actually interred in the é ma-tim is irrelevant. The dead ens are certainly
part of the same ritual process, the same set of carefully defined acts that are
directed to the gods and also to the living. Indeed, in one of the most ­symbolic
acts recorded in this document, the gods themselves, Kura and Barama, are
taken into the é ma-tim and are transformed by their sojourn there, as are the
royal couple. In an as yet unknown way, they become “new.”57 It also suggests
that Kura and Barama, en and consort, are intimately connected in terms of
the legitimation of the new couple as incumbents of the throne. Pomponio and
Xella (1997: 245) argue that Kura and Barama are the superhuman archetypes
of en and maliktum, and the marriage ritual signifies the divine apotheosis of
the royal couple. Kura and Barama are certainly equated with the en and malik-
tum in other instances. Each is given a special garment woven by the woman of
Nenash. A ritual is performed on all four, although the nature of the ritual is
unclear.58 But I do not think that the en and his consort become divine exactly.
Rather, they merge with their “tutelary gods” (Archi 1988a, 2005; Pomponio
and Xella 1997: 245), perhaps to become their embodiment on the earthly plane
or perhaps only to become divinely sanctioned. Or perhaps, since succession is
not necessarily directly inherited, such a ritual is necessary to make Kura and
Barama the tutelary deities of this new incumbent pair, who may have had
other divine affiliations prior to attaining this position. But whatever else is
the case, that the merging takes place in a mortuary context seems to indicate
that the apotheosis is from a simple, living person to a being, if not already an
ancestor, now at least in the right social and cosmological condition to become
one (Porter 2007/8: 207).
These rituals also show that sacred and secular space are hardly to be so
divided – that rituals involving the divine in a very active way will take place
in “palatial” structures and mundane locations, inside and outside space; in
short, that there is nowhere the divine is not implicit. But spatial segregation
does relate to different ways in which the gods are present and active. On
the one hand, the temple is the locus of public cult and it is the place where
people are supplicants before the gods. On the other hand, it is not to be

56 See Bonechi n.d. for a detailed discussion of the relationship between é mah and é ma-tim,
and the likelihood that either represents a temple.
57 Archi (2005) associates this with the renewal of the metals that clad the statue of Kura on
an annual basis.
58 Fronzaroli has translated it as “to make shine”; Bonechi (pers. comm.) suggests an act of
lustration or purification (see also Viganò 1995: 216–19 on the ritual bath), and Pettinato
has proposed that it is simply the making of offerings.
From Temple to Tomb
p 219

conceived that the gods are confined to the temple or may only be addressed
there. When the very existence of the en is so thoroughly embedded in his
relationship with the divine, it is likely that the god is present in the places
where the en is, and not just in a shrine where the en may make personal obei-
sance. Since it is the en’s position, his job as embodiment of the polity that
is at stake, by very definition meaning those who constitute that polity, then
the god will be present in the places where representatives of this other part
of the equation at least, the people of Ebla, may bear witness to this relation-
ship – in the plaza.
Therefore the prospect of a roughly life-size statue of Kura (and most prob-
ably Barama, although she is little mentioned in the records [Archi 2005]), as
attested in annual accounts of metals (in which it appears that the statue is
reclad with gold and silver each year [Archi 1996b, 2005]) located on the dais of
the plaza, is not surprising – a statue of Kura who is the en just as the en is Kura
(and Ebla), a relationship that is public in its essence. We need not postulate an
origin in the apartments above for the statue whose remains were found on the
bottom of the monumental stairway at the time of the destruction of Palace G,
when another location is nearer at hand – the dais. This might perhaps be con-
firmed by a tablet (TM.75.G.118+152) found in the writing room that, accord-
ing to Archi (2005: 91), mentions: “two gold statues from Mari presumably
representing the two gods: standing respectively on a bull and on a human-
faced bull and placed ‘(at) the gate of the house.’” The location of the gate is a
matter of conjecture, but until another monumental entranceway on the order
of the basalt stairway in the center of the plaza’s eastern facade is revealed, this
locus of transition from inside to outside has to be considered the most likely
point. And how interesting it is that much of Ebla’s statuary was made at Mari,
or by Mari craftsmen, including those objects that are most closely identified
with the very essence of the polity – not to mention the fact that considerable
portions of the precious materials involved came via Mari (Archi 1999, 2005) –
Mari, who as often as not was at war with Ebla.
The identification of Kura, a name unknown outside of the Ebla texts, is there-
fore of some importance in understanding the nature of en-ship at Ebla and the
ideology of the incumbent family, as well as ancestors and their cosmological
implications for rule. However, this identification is still unclear. Bonechi (1997:
499–501) suggests that Kura is an hypostasis or avatar of the storm god Hadda
of Aleppo, and the fact that royal names frequently include three words that are
epithets for this god, da-mu, kam4, and li-im (Fronzaroli 1998 cf. Bonechi 1997) –
all of which, interestingly, are kinship terms – might support this association.
But since weapons are never dedicated to Kura whereas they are to Hadda of
Aleppo, who has a decidedly militaristic function (Fronzaroli 1997; Archi 2005:
85), this perhaps is to be rejected.
220
P Mobile Pastoralism

Also a contender for the statue in the plaza is ’Adabal.59 ’Adabal is a key god of
the region west of Ebla, with major cult centers in at least three places, the pri-
mary one being Luban. He was also the recipient of the largest number of sac-
rifices offered at Ebla itself (Archi 2005: 98). A special community of followers
of ’Adabal, the šeš-II-ib, is comprised of members of the polity, including ens,
ministers, and their families (Archi 2002b). Their responsibilities include mak-
ing pilgrimages from ’Adabal’s cult in Luban around the countryside. ’Adabal
is also attested at Darib and Ibal (Pomponio and Xella 1997: 270–1), two loca-
tions with considerable, although quite different, import for Ebla – Darib, as
will be seen below, is the home of some of Ebla’s regnal ancestors and Ibal is
apparently related to mobile pastoralists. Perhaps Kura is an hypostasis or ava-
tar of ’Adabal, for thus would be accomplished the unity and integration of
the polity of Ebla. The connection with Darib and the fact that pilgrimage is
a critical part of the rituals concerning ’Adabal both suggest it. Since ’Adabal
is given weapons, however, several of which are “Mardu-daggers” (Pomponio
and Xella 1997: 264), the objection to the identification with Hadda of Aleppo
would apply here, too. Mardu, written mar-tu or mar-dú, is the Sumerian word
for Amorrite, and it occurs comparatively frequently in the Ebla texts.60 ’Adabal
has been characterized as a lunar deity (Lambert 1985) and as an hypostasis
of the storm god (Pomponio and Zella 1997: 287–8), although little is known
about this god either. What is known is that if Kura is the god of Ebla, ’Adabal
is the god of the lands around Ebla, particularly (if the historical geography is
correctly understood) to the west.
All these limitations and unknowns notwithstanding, two main gods, Kura
and ’Adabal, in association with their spouses, occupy a significant position
in terms of Ebla’s materiality, cultic observances, and political ideology and
identity. Archi (2005) identifies the statues in the interior “throne room” with
’Adabal and his consort because tablets relating to the deliveries from the lar-
ger region around Ebla are located there, but if this is a throne room (which I
doubt), it would seem an appropriate location for Kura and Barama. However, I
would propose that rituals associated with en-ship should be in a public place, a
place not about business but about display. Therefore Kura and Barama are the
most likely contenders for placement on the dais in the plaza.
With the exception of the incantations, all the attestations of ritual practice
at Ebla serve to interconnect the various constituencies of the polity through
pilgrimage – attendance to the cult of ’Adabal, for example, takes the polity
of Ebla as represented by the šeš-II-ib brotherhood to the countryside (Archi

59 Or, in earlier literature, Ni-dakul (Archi 1985), or Ni-dabal (Pomponio and Xella 1997:
286–8).
60 There will be considerable discussion of the Amorrites in Chapter 4, where the currently
preferred spelling, Mardu, and not Martu, will be employed.
From Temple to Tomb
p 221

2006: 98), to the small towns where this deity had his main cultic presence, even
implying Ebla’s subservience to this god. Daughters of the ens were priestesses
of ’Adabal in Luban; as already noted, ’Adabal himself was resident in the palace
(Archi 1996b). At the same time this ties into the fact that the accession pilgrim-
age through the countryside in all its pomp and circumstance brings to the fore
very specific sociopolitical ideologies that are incorporative of the living world
beyond the palace. The model here is the right of the king to rule – validated
through divine sanction, historical reference, and the repetition of tradition –
but it would be a mistake to suppose that political legitimation or affirmation
of lineage links was all that was involved. For one thing, the first-person plural
is repeatedly used in the ritual (Fronzaroli 1992: 183), which effects the assim-
ilation of other participants, such as priest and minister, Woman of Nenaš and
Man of Harugu, with king and maliktum, thereby de-signifying the image of
royal couple as isolated at the apex of the social hierarchy, and also effecting
the incorporation into this process of the larger social grouping – the people of
Ebla as a whole.
The successive performances of this ritual are enough to show that, contrary
to widely held opinion, divine participation is as integral to the conception,
perpetuation, and rule of the city of Ebla (and from what we know of Hadda
of Aleppo, we might add that city too) as it is in any city-state of southern
Mesopotamia. It is simply manifest and accomplished differently. Ebla is also
considered different from southern polities because there is no manifestation
in Ebla itself of the vast independent temple estates that characterize the south;
all the evidence (primarily textual, as there is not much archaeological data on
third-millennium temples at Ebla) shows that temples there are subordinate to
the en. Indirect information from institutions such as the šeš-II-ib, however,
intimates that this might not be a matter of variance in institutional structure
as much as a question of spatial distribution. Cultic centers and their house-
holds may not be located in the administrative centers that constitute the cap-
ital cities of northern polities but (like the loci of ’Adabal’s cult, which number
some forty-odd [Archi 1992: 26]) are situated in towns that otherwise have little
political profile (cf. Matthiae 2008: 102). As Archi (2006) notes, Aleppo did not
bring fame to Hadda, Hadda brought fame to Aleppo.
The problem is that what is known about the institutional organization of
religion and the organization of temple economies comes only from the records
of those limited parts of it that intersect with the interests of the administra-
tion of the polity as housed in the palace. In contrast, many of the archives from
southern Mesopotamia come from temples – the famous Bau archive is one
such (Foster 1981) – and this situation has long been argued to have unduly
slanted conceptions of the institutional organization of public and private, sec-
ular and sacred authority in Mesopotamia itself. Variation in types of sources
does explain the discrepancy to some limited extent. More important to my
222
P Mobile Pastoralism

mind is the nature of the intersection between religion and polity in the locus
in which it is encountered: what is visible is the en’s gods, the polity’s gods,
as they work to structure and perpetuate the operation of both. But this is in
no way the sum total of those gods. It is only one end of a duality that in one
way or another seems to stretch across vast tracts of the countryside. There are
records of some of the goods the palace gave to the hypostases of those gods
when in Ebla, but we have no idea of the totality of materials coming into the
temple of ’Adabal at Luban, for instance, from all over the region, no knowledge
of the extent of that temple’s control or wealth – only that the en of Ebla pays
obeisance to it as a member of the šeš-II-ib. And yet there is a very intimate rela-
tionship between this god and the polity of Ebla, so that we cannot think of this
as Ebla’s subordination to the greater power of the gods of another polity. It
should also be noted that this duality is by no means to be considered as exclu-
sive to Ebla – other polities may have had exactly the same kind of relationship
with their own gods and indeed with ’Adabal himself.
It is possible that temple estates located outside the main cities of the north
were independent of secular control, but whether or not this is the case, there
is an additional import to such a situation. Cultic centers located in the coun-
tryside are vital hinges in complex networks of integration that draw together
administration and populace, city and countryside, mobile populations and
their sedentary kin in ways that transcend the centrifugal forces of fragmenta-
tion and dispersal.
Although there is no clear archaeological evidence of any such temple estate
located outside an urban center, I can think of one archaeological setting sus-
ceptible to reading in this way. Along the Habur River (south of the Habur tri-
angle) are a series of small, apparently agriculturally specialized sites (Fig. 30)
that have long proved a puzzle, although not all of the many small sites that
cluster along the banks of the river here should be considered specialized.
Occupied from the early to mid-third millennium, and therefore much earlier
than Palace G at Ebla (and I am in no way suggesting a connection), one site in
particular stands out.
This is Tell Raqa’i, home of one of the small square temples discussed earlier
in the chapter. In its middle phase of occupation, c. 2700/2600 BCE (Schwartz
and Curvers 1992), it consisted at its center of a large round building divided
into numerous small spaces, surrounded by three architecturally differentiated
sectors (Fig. 31). Moving clockwise from the west around the building, these
are: small, detached two-roomed houses; a triangular temple precinct flanked
by two mirrored structures sharing the attributes of the houses; large multi-
roomed housing; work areas. The site is estimated to have been home to very
small numbers of people – somewhere between twenty and thirty-five individuals
(Schwartz and Klucas 1998). The number and kind of installations in all parts
of the site, including silos and ovens, contribute to the overall understanding
From Temple to Tomb
p 223

30. Map of the lower Habur River.

that its primary raison d’être was as a grain collection and processing center.
The buildings of differentiated function seem quite extraordinary for a site
this small, and they are taken as a correlate both of social differentiation and
of political hierarchy. There are thought to have been class differences among
the inhabitants of the site pursuant to the site’s function within a larger polity
(Schwartz and Klucas 1998), for such complexity would seem unsustainable in
an autonomous polity of this size.
The two most favored explanations for the existence and function of these
sites, including Tell Kerma, Tell ’Atij, and Tell Gudeda (Fortin 1998a) are that
they were all part of an integrated system (Schwartz and Curvers 1992) that
served a larger center such as Mari (McClellan and Porter 1995; Fortin 1998a,
1998b) or Tell Brak; or that they were part of a mobile pastoralist subsistence
system, a source of cereal products, granaries for the lean months (Hole 1991;
Zeder 1995, 1998; cf. McCorriston 1998). There is no conclusive evidence that
supports one scenario over the other, only a theoretical position, an overall view
of how things worked in the third millennium of Syria in which one explanation
224
P Mobile Pastoralism

31. Plan of Tell Raqa’i showing the round building of level 4 adjacent to the plan of level 3.
Redrawn with kind permission of the authors, from Schwartz and Curvers 1992: figs 8, 10.

fits better than another. Even the concept of agricultural specialization is


a theoretical construct; all that is empirically established is that agricultural
products were present and processed at these sites. The function of the archi-
tectural units and the degree to which agricultural activities might be thought
beyond normal levels for sites of this time has certainly been challenged (e.g.,
Pfälzner 2001).
There is another possibility to consider: that Tell Raqa’i fulfilled all of
the above functions and more – that just as significant to the raison d’être of
the site as the silos and storage facilities, and entirely intertwined with them,
are the nonstorage spaces of the round building and the subsequent temple
precinct to its north.
Although the site may have had its initial genesis in the grill buildings at
the base of the various occupation levels, which are widely accepted as grain
storage facilities, the subsequent round building was not purely agricultural
or utilitarian in function. The excavators, Glenn Schwartz and Hans Curvers
(1992: 407), note that the eastern part of the structure consists of silos and
platforms, but that the western part consisted, at least initially, of rooms with
other functions – one had a number of sealings, another (Room 9) had at least
one wall decorated with a painted scene. The fragment that remained depicted
a figure turned to the left and holding some sort of object. It is impossible to
From Temple to Tomb
p 225

predict the nature of this scene, but a cultic context for the painting certainly
seems possible (Dunham 1993). Wall painting, as seen above, is not unusual in
specialized structures and may indicate that this room had a specialized func-
tion. Alternatively, since rooms outside the temple cella at Halawa and, earl-
ier, at Arslantepe were decorated in this manner, this room may have provided
a foyer to another space. I am increasingly of the opinion that ritual practice
takes place over much larger and more diverse spaces than we currently define.
Scholarship tends to see the temple as the only locus of religious activity, yet
even streets leading up to it are often essential parts of the performance, and
rooms that mark the transition from “profane” to “sacred” or, better, mundane
to trans-mundane loci are employed in any number of ritual contexts. Nor are
rituals confined to one condition or the other – religious or secular – but very
often bridge or encompass both.
Room 9 is by no means the largest of the spaces in this part of the building
and would seem inadequate for ritual/religious purposes, although that is to
presume that more than one or two people need take part in a ritual for it to
have widespread significance. Its shape, especially in conjunction with room
10, is suggestive of a temple in-antis. Beyond these hints of a religious function
to this room it is impossible to go. The western part of the building was subse-
quently blocked off, however, creating additional storage space, and one won-
ders if this was either a cause or an effect of the construction of the temple built
outside it.
The entranceway to this later temple precinct was on the north, past the two
mirrored buildings that flanked the open space in which it was set (Fig. 31). The
precinct as a whole was oriented to the exterior of the site, not the ­interior – not
to the round building. The temple itself was approached from the east side, but
access to the north was later restricted by the extension of the already protrud-
ing west/east wall.61 The two northern rooms were also added later, but instal-
lations were found in place beneath them (Schwartz 2000: 167). Following
Moortgat (1967), Schwartz (2000: 171) suggests that such restrictions are part
of a marked separation of the sacred from the profane that seems to come into
being at about this time, at least in southern Mesopotamia. I would suggest
that it is not domains of being that are at stake here, or even institutional com-
petition, but rather simple control of access, a very different thing. Restricting
access or controlling the numbers of people present implies changing ritual
practice, and this may be as much secularly as religiously generated.
We do not know how any of these sites along the Habur articulate with each
other; together they may make a fully autonomous system in the absence of
any external participants, integral to the sustenance of towns such as Bderi and

61 Schwartz notes that it was blocked, but passage seems possible on the west side, while
whether the east was fully closed or controlled through a gate is obscured by the balk.
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P Mobile Pastoralism

Melebiya. Yet while ’Atij, Gudeda, Kerma, and Raqa’i have attributes that are
specific to themselves, they seem to duplicate several functions, suggesting they
may each provide for a different constituency – various pastoral groups, for
example, who claim a section of the river banks as their territory. And while the
discussion in general focuses on what these sites may disburse, and to whom
they disburse it, equally important is the fact that they are collection points for
some kind of sustaining area or hinterland. The sites are spaced fairly regularly
at two kilometers apart. Is this sustaining area only the immediate catchment
for each site, or are materials delivered from farther afield? And who does the
temple service – the inhabitants of Raqa’i only? All settlements in this area?
Or beyond? The fact that after initial occupation the faunal assemblage under-
goes the same transition seen in fourth-millennium sites on the Euphrates –
to a specialization in sheep/goat at Raqa’i, ’Atij, and Gudeda (Akkermans and
Schwartz 2003: 219) – is provocative. I have already argued that this temple, and
the others like it, were the focus of ancestral groups and I will elaborate further
on that proposal.
It is possible to see the whole site as essentially a temple complex duplicating
the functions one might see contained, for example, within the Khafajah oval
(Fig. 19), a location of religious rituals that included feast and sacrifice and that
wrought ties to its constituents by collecting and redistributing grain. The tem-
ple itself is very small, providing no grounds for argument one way or the other;
the central cellae of many temples are small (Schwartz 2000). Size relates more
to the kind of practice conducted within or around the structure than to the
nature of the institution. If the entire site is a pilgrimage site, for example, the
mysteries at the heart of its significance may be open to only a few – the šeš-II-ib
brotherhood at Ebla was comprised of pairs of representatives at any one time
(Archi 2002b). Large numbers of people may still take part in the journey and
the larger cultic occasion, witnessing the key moments at a distance, while the
brotherhood might enter the cella to perform their obligations alone.
In this light, the storage and cooking facilities at the site may have supported
the preparation of foods, especially bread, for the festivals; the two-room houses
may have operated essentially as guesthouses, for in later times we know that
senior personnel, even the en, participated in the šeš-II-ib pilgrimage, and they
had to have been housed somewhere. Again, I am not in any way suggesting that
there is a direct connection here, only that the Ebla ritual serves as an illustra-
tion of the kind of practices that might be considered for other contexts.
The larger buildings on the east side of the temple housed the families that
served the facility. At the same time, the accumulation of grain at this site and
the others had purposes – and meaning – beyond the immediate; just as wool
was converted into textiles that were utilized to accomplish the needs of the
institution in the south – as compensation for services, as gifts to gain alle-
giance, and so on – so too grain, with its finite life, was functional as the wealth
From Temple to Tomb
p 227

of the establishment only if it was used in these kinds of ways. But none of the
possibilities currently in play are mutually exclusive. The location of a religious
center in this region of the Habur might be understood as a way of maintaining
the ties between mobile and sedentary components, as discussed in the previ-
ous chapter, and indeed could have been an outcome of them. The distribution
of grain, whether to urban centers or mobile groups, or more likely to both as
equal constituents of the same entity, was just one more thread in a web of link-
ages that sustained the integrity of the community. The lack of any wealth evi-
dent in these sites, such as we are used to judge wealth in materials like precious
metals and artworks, is no particular inhibition to this proposal. In the first
place, what counts as wealth is purely contextual; in the second, items such as
cultic statues are rarely found at any site. The level 3 temple at Raqa’i had been
cleaned out and filled with bricks for the subsequent building level (Schwartz
and Curvers 1992), so it seems reasonable that anything of this order would
have been removed.62
If perchance Raqa’i were to prove an example of this kind of system, then
it raises another whole set of issues about how archaeologists conceptualize
the spatial components of political, social, and even religious organization. The
fact that northern sites do not compare in size and density to southern sites
is argued to be a simple product of the limitations of agricultural possibilities
there, where the irrigation practices known in the south, which allowed for
maximal growth (Archi 1992: 24), were not practicable (Wilkinson 1994). This
construct is entirely predicated on the understanding that size and density are
desirable, that bigger is better. The reasons for this are obvious – southern cities
are more like our cities; linkages between the ancient world and our own, on
which is based the heritage of Western civilization, are most evident here.
There is another way to think about the population densities of the south –
they are themselves constrained by the restricted availability of productive land
and the irrigation systems that service it. These factors promote the concen-
tration of large numbers of people in confined spaces, a situation not in and
of itself desirable. That at least one writer thought it positively undesirable is
evident in the story of Atrahasis, which presents the noise and squalor of over-
crowded cities as the essential ills of humankind (Lambert and Millard 1999).63
In the north, however, space is vast, yet few places seem devoid of human activ-
ity in the third millennium, and it is becoming increasingly clear that those
activities are interconnected in a multitude of complex ways, one of which is

62 The silos at ’Atij were also – apparently – swept out, so that few traces of their putative con-
tents remained (Fortin 1998a). This seems extraordinary lengths to which to go (and one
has to wonder whether they were in fact ever actually used?). Such an action would seem to
demonstrate a concern for the nature of cessation beyond an orderly reorganization of the
activities at these sites, or even abandonment.
63 Although that is by no means all there is to this story, to be discussed in detail elsewhere.
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the stretching of political relationships over this space through multiple kinds
of exchanges with other worldly beings. The spatially dispersed practice of reli-
gious ritual can be thought of as experiential integration.
Ancestors, discussed previously, are another way in which the spatial dis-
persal of fundamental components of conceptual, structural, and even actual
sociopolitical operation is evident. For reasons we do not yet fully understand,
ancestors at Ebla are certainly not conceptualized as confined to, even if they
were physically housed in, the city, and those associated with certain places were
most likely buried in those places. Because if a tradition of dynastic burials was
in place at Ebla, given the prevalence and monumentality of burials from this
period found at other sites, many of which are conspicuously aboveground, it
seems likely that more tombs would have been recovered than the empty hypo-
geum – a hypogeum that was never used, rather than robbed.64 I mentioned
above that Tell Banat presents just one such site, a ritual commemorative place
housing some of the ancestors of a polity with its administrative center else-
where, proposing Tell Chuera for that purpose and characterizing this arrange-
ment as a bifurcated polity (Porter 2009a). This term indicates that different
components of the polity were not spatially contiguous; it also should be taken
to mean that there are dual places of deep and abiding significance to the con-
ceptualization and perpetuation of the polity, a division that is not necessar-
ily religious and secular, but may be, or that does not necessarily constitute a
double administration but, equally likely, may.
There is considerable evidence in the documentation that a similar situation
pertained at Ebla, although rather than a bifurcated polity, I would propose that
Ebla is better characterized as a dispersed polity (Porter 2010a), for the follow-
ing reasons: multiple elements constitute the structure of power at Ebla; these
elements are spatially distributed – they are not all housed in the mound of Tell
Mardikh itself – but they are all contained within a spatially contiguous polity.
Two other towns emerge as prominent locations of ancestor traditions, and
ancestor traditions in association with gods. Such, for example, are the offerings
listed in ARET VII 150, where the text specifically states “dingir-­dingir-dingir
en-en al6-tuš in da-rí-í bki” – that is, “gods of the dead ens when they reside/rest/
remain65 in Darib.” Dingir-dingir is the plural of “gods,” and the third dingir
is the denotation of ancestral, that is otherworldly, status.66 Darib is thought

64 Robbing, or sanctioned removal, of the contents of a tomb leaves some traces behind. Of
the several tombs that had been reopened and emptied of their contents at Banat, none
were completely devoid of any signs of use: either fragments of bone remained; or, more
often in the case of Banat, objects, the supposed quarry of robbers, were left behind. In one
instance these consisted of a silver neck torque and bracelets (Porter 2002b).
65 And see Fronzaroli 1992: 173–4, n. 37.
66 I diverge from Archi and other Ebla scholars markedly here in my understanding of the
nature of ancestor traditions, and how therefore I read passages such as this. See for
example Archi 2001, Biga 2007/8.
From Temple to Tomb
p 229

(Archi 1986, 1988a: 106) to be modern Atarib, thirty kilometers north of Ebla,
an identification argued as confirmed by the discovery there of a limestone head
of a statue – that of an en, according to Matthiae (1980). Some of the deceased
ens attested in these documents are invoked at more than one place, however.
Igrish-Halab is found at Nenash and Darib; Ishar-Malik at Ebla and Darib;
Ibbini-Lim at Ebla and Nenash; ’Àmana at Uduhudu and Nenash, and so on
(Archi 1996a: 14–15). If there are practices directed toward these ancestors in
both these places, as seems to be the case, and as only one location can house
the actual body of the en, then some other kind of structure – a cenotaph or an
ancestral house – must have been the locus of the second set of practices. The
plurality of terms (é ma-tim, é mah, and é x pap) evident in the text for ancestor-
related structures would seem to confirm this. It is difficult to know whether
this reflects a shift over time in the prominence of one location over another
in the performance of ancestor practices, but if the essence of ancestor prac-
tice is itself the preservation of tradition over time, then this explanation seems
unlikely, and in the accession ritual some ens just seem to be equally important
in two places at the same time. Ancestor traditions are without doubt flexible,
change with changing circumstances, and can be consciously manipulated for
political ends, but the time period concerned, some fifty years in terms of the
actual writing of the texts, is very short. Perhaps each place embodies a different
concept within the larger ritual and ideological complex. This too is paralleled
by the situation of the gods.
But the Ebla accession ritual is more than just an outing, a royal progress to
commune with, and impress, the population located in outlying villages – more
even than a statement of the essential unity of the kingdom and its perpetu-
ation over time. It is the transcendence of boundaries between life, death and
divinity, or perhaps better, the merging of these states of being, which were in
any case never conceptualized as being quite as separate as we would make them
today. The old king becomes an ancestor, the new king gains the possibility of
becoming an ancestor, and the king and the god are in crucial ways rendered
inseparable. The fact that statues of the en and maliktum are made to be left at
various points on the pilgrimage, in the é ma-tim of a deceased en, and for vari-
ous gods (Archi 2005: 91, n. 34), suggests the conscious transcendence of time
and space on two simultaneous planes of existence. Again, the en and maliktum
are in two places at once, just as gods and ancestors are.
This relationship is more subtle and in some ways more profound than sim-
ple deification, for the en and maliktum, either living or dead, do not become
gods.67 The use of dingir before the names of the dead is simply an indication

67 The assumption by Ebla scholars (Archi 2001; Dolce 2008) that this is in fact exactly what
happens does not capture the complexity and subtlety of ancestor traditions, not just as
attested ethnographically or interpreted anthropologically, but as attested by the third-
millennium sources of the land of the four riverbanks. Ancestors are just not treated as
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that they have otherworldly status (and cf. Glassner 2003: 201). They are not
worshipped, or even venerated, for this last word does not quite capture the
nature of practices and concepts associated with ancestor traditions, my pre-
ferred term (Porter 2000). Ancestors are maintained: they are tended, curated
and invoked for their powers both benign and dangerous. They are very real
beings with very real presence in the daily lives of the living, but they exist out-
side the bounds of the human realm.
This then places in somewhat different light the recent discovery of two
female statuettes from new excavations in Palace G. Presented as the material
avatar of a cult of dead queens (Dolce 2008), one figure, seated, is clothed in a
dress made of gold (Matthiae 2008: pl. 29). She holds a cup. The other, made of
wood and stone, is standing with her hand before her face in a traditional ges-
ture of prayer or obeisance (Matthiae 2008: pl. 31). Matthiae states that this pair
represents the living maliktum at worship of one of her dead and subsequently
divinized predecessors (Matthiae 2008: pl. 30), arguing that dead queens were
turned into goddesses in a private royal cult. There is no guarantee that these
two figures functioned as a pair, but if they did, then the very public nature of
the accession ritual, notwithstanding the mysteries that took place inside the
é-ma-tim and é x pap, throws into question the “private” nature of this practice.
There is a way in which ancestral traditions may be thought private as they
involve an individual’s dead progenitors, but in general this is not the case in
antiquity, where ancestors are the web that connects society. In particular, it was
certainly not the case for the rulers of Ebla, to whose position ancestors were
critical, with a power in the system all their own.
This combination of data – the ritual and the female statuettes – in ­addition
to attestations in accounts of palace expenditures of the gifts given to the dead
“ladies of Ebla” (Archi 2002a) indicate that the maliktum herself is more than
a mere appendage to the king, given in exchange for a special relationship
with the state, but is crucial to rule, that she has her own genealogical tradi-
tion that plays into dynastic legitimacy. It is the maliktum herself, and not just
marriage as proper for a person in high position, as completing some sort of
essential dyad, or as providing an heir, but the actual woman, who is necessary
to accession. The marriage that instigates the journey takes place long before
the king is, apparently, actually married! According to Alfonso Archi (2006:
102), the epigrapher for Ebla, Ishar-Dammu married in the fourteenth year of
his reign, Irkab-Dammu perhaps around the fifth year. Marriage to the malik-
tum of the ritual, therefore, was perhaps not the defining marriage of the en’s

the gods are treated. The use of “dingir” attached to the name of a deceased individual,
whether en or not, simply indicates that they are “alive” but not present on the earthly,
human plane. This situation is also represented visually by treatment of eyes in statuary
and images, to be discussed in detail elsewhere.
From Temple to Tomb
p 231

familial life, and certainly secondary wives are attested. And yet it is the one that
defines accession.
Since, with the exception of this last pair, it is possible that there was no
blood relation between successive kings, it may have been that accession was
transmitted through the female. This does not mean that the maliktum ruled
and the king was merely her consort – rather that the concept of rule and its
origins or legitimacy was far more complexly derived than from a simple trans-
mission by birth. Is this some form of sacred marriage, as attested in the Ur III
period of the south (see Chapter 4)? An aspect of sacred marriage is perhaps
embedded in the synchronization of king and maliktum with god and goddess,
because both the accession ritual and sacred marriage are ways of tying leader-
ship to the divine world through idioms and practices of kinship (cf. Bahrani
2002, and see below); but I think that is not what is really at stake. The ritual is
ultimately about accession to the throne, and for this to happen, the disparate
elements that comprise the kingdom of Ebla, its power and it populations, must
be in accord. One of those elements is the connection to the kingdom garnered
through a certain woman. It is especially interesting, then, that one of the first
acts of the ritual – in the context of what is thought to be the wedding ceremony
itself – is an offering, not to the sun god but to the sun goddess. It is also interest-
ing that the word for the female member of the incumbent pair is usually writ-
ten maliktum, while the king is far more often referred to by the Sumerogram
en – at the same time, malik forms a frequent component of personal names
(Archi 1982: 201–2). While this may reflect scribal practice, since scribes were
trained in a southern tradition (perhaps at Mari), it does not explain why the
female is referred to in the indigenous language, which perhaps suggests some
particularity about her position deriving from local practice. That the portrayal
of a woman seated before a standing female in the plaque found beneath the
alimentary sector of Palace G parallels the two female statues found in the same
area but not at the same time, neither of whom seems to be a divinity (Dolce
2008; Matthiae 2008: fig. 9.5), indicates an established understanding of a ­ritual
perhaps to do with a hitherto unknown aspect of the maliktum.
Already, then, it can be seen that frameworks of power at Ebla were under-
stood by Eblaites themselves as involving many more elements than only an
autocratic king. As well as divine – or more broadly since we are to include
ancestors, otherworldly – input into Ebla’s governance, the en and maliktum
share the political and administrative stage with other human actors. One is
the minister referred to occasionally above but not yet discussed. This figure is
as present in the records of the palace as en and maliktum. Unlike the incum-
bent pair, however, the ministers are usually named – so many times in fact
that in the early years of work on these texts theirs were thought to be the
personal names of the various ens to whom the texts referred. The power and
wealth of the minister, both of which seem almost equal to that of the en, are
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evident. This immediately raises questions about the basis and organization of
power at Ebla. Might this be interpreted as power sharing? Is it family based,
the minister belonging to a subsidiary branch of the house/lineage/family,
while the en is the head of that body? Another possibility is the idea of a cor-
porate dynasty, where rule is in some way passed across a plurality of royals
(Michalowski 1988: 271) or collateral lines (Biga and Pomponio 1987: 61). The
crown is common property within this extended family, even though held by
only one ­member at a time.
One concern is the fact that the minister has so much power68 and wealth
that he could surely challenge – even usurp – the position of the en, so that
family ties might be understood as the mechanism that inhibits this from hap-
pening. These interpretations, however, are working within the dominant the-
ory of rule: that it is highly restricted, kept within a single family at the top of
society. There is no evidence for the minister’s membership in this family, only
that he is part of the en’s household, that is, a member of the palace, which is
obviously because he is administrative-assistant-in-chief. There is no reason to
think that the minister does not come from another family at Ebla altogether,
one for which perhaps this position is reserved.
The idea that extended family units or households, kin-groupings of some
kind, might be the founding social framework for Ebla organization has not
been much discussed, in part because of its tribal overtones, in part because there
is little direct evidence for it in the archive of this one family. The ­“aristocracy”
or “elite” often mentioned by commentators but little attested are thought
to comprise only the offspring of king and minister as well as a few high offi-
cials (Archi 1992: 26), and this in itself is telling: all those who are considered
to comprise the elite of Ebla are functionaries, defined entirely by their jobs.
Meanwhile, archaeologically invisible but hovering in the background of the
court is a group of people called ab x áš. Archi (1982) translates this as “elders,”
although Marchesi (2006: 14) claims that the term ab x áš indicates not elders,
but a class of officials. Nevertheless, the ab x áš are often present at moments
of decision making, albeit their views are not actually represented in the palace
sources.
Just who constitute the elders, or how one became a member of this group is
completely unknown, although I would speculate that this too is family based,
with the elders being heads of households within the polity but located out-
side the palace, probably, given the lack of domestic architecture as yet exposed
for this period, outside of the city altogether. There are, however, references
to the representatives of houses in the same texts that list elders as recipients
of goods (Archi 1982: 215), and so ab x áš might well have consisted of the

68 See, for example, Tonietti 2010, where the minister wages war on behalf of Ebla, occupying
conquered cities.
From Temple to Tomb
p 233

leaders of different pastoral groups belonging to the polity of Ebla. Houses do


not always seem to be constituted by family groups, though; sometimes they
are professional in composition, sometimes units of production (Archi 1982,
1992; cf. Milano 1990b). Such suggestions are of course just that – suggestions.
But the point is this: unless we approach the evidence with a broad selection of
possibilities we are simply not going to ask adequate questions of it, and so will
continue to perpetuate a reconstruction built on as equally shaky ground as any
alternative reconstruction.
The term ab x áš in any case implies a population represented in distinction
to the palace, but that are nevertheless implicit in the palace’s administrative
function. This in no way requires a tribal origin for such a political system. This
might suggest the ab x áš have their own authority, if in a different sphere, but
it need not necessitate that such authority is “dialectically against the king”
(Archi 1982: 207). Two parallel structures of power and/or authority may
exist side-by-side, in congruence or in competition, at different times (Stein
1998). In another scenario, the organization of power at Ebla may be a func-
tion of dispersed spatial morphology, intimately related moreover to the spa-
tial configurations of cult and tradition discussed above. In this reconstruction,
ab x áš could constitute part of the administration in locations at a remove
from Ebla itself, and who are present in the city when issues concerning the
­polity as a whole are at stake.
Wherever the location of the ab x áš, it is certain that the polity of Ebla was
composed of multiple institutional units and multiple social groups, dispersed
across the landscape in a variety of ways. It is also certain that the polity of
Ebla was geographically vast. How then was any sort of sociopolitical coher-
ence and integrity maintained? As should be clear by now, I consider certain
cosmological conceptions and practices key;69 integrally connected to them,
indeed essentially filaments of the same thread, are social frameworks (more
commonly investigated as structural) and both may be grouped together under
the rubric “the geography of kinship.” This geography not only interconnects
those within the polity, it extends the limits of the polity itself.
Kinship as a network that links people over time and space is difficult to
detect at Ebla because such connections between people are so basic, so foun-
dational, that they require no explication. But they may be glimpsed in opera-
tion from time to time, as has been seen already with ancestors in this chapter.
They are also evident in the use of kinship terms, especially in Eblaite onomas-
tics (Bonechi 1997; Fronzaroli 1998). Thus far this evidence attests primarily

69 These would usually be termed “ideological,” but I find this word problematic for the fol-
lowing reasons: it implies a separate domain of practice that, as I have already made clear,
does not represent the situation in the land of the four riverbanks; in the discourse of
anthropological archaeology in the Near East it is too closely associated with the idea that
ideology is controlled by an elite that manipulate it for their own materialist purposes.
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to kinship as an operative factor within the public sector, but it also attests
indirectly to kinship as a prevailing conceptual framework of the broader
community, in two ways. First, ancestor traditions, which comprise the prac-
tice aspect of descent systems, work to establish en-ship only because everyone
understands the system and recognizes its authority; everyone understands the
system because this is the way everyone configures their own existence in terms
of the dimension of time. Second, the spatial dimension of kinship, the living
relationships that spread across society in ever-widening ripples, seems to be
physically reproduced at Ebla in multiple ways, institutionally and individually,
an example of which are the kam4-mu. A term meaning family, the kam4-mu are
clearly some sort of institutional group (they are known also at Armi, for exam-
ple), and they are understood as the family of the incumbents of the palace,
but family who were not located there, not even in the city of Ebla (Fronzaroli
1998). Instead they were to be found in various parts of the polity, or, at the
least, the actions with which they are connected in the documents that record
them took place at a variety of locations.
This situation is paralleled by the relationship of the sons of en and minis-
ter with the countryside of Ebla, where their names are connected with land,
houses, and sometimes households as well as whole villages distributed around
the landscape. Commentors on land tenure issues at Ebla take the idea that
these “princes” own landed estates and villages very literally (Steinkeller 1999a;
Schloen 2001), in keeping with the general gestalt of the autocratic or, in
Schloen’s case, the patriarchal, king. Without becoming embroiled in the con-
tinual debate over communal versus private ownership and royal versus non-
royal sectors, this literalness is, I think, unnecessary. For one thing, many of the
relevant texts are telegraphic, and the exact relationship between name, item
(whether field, house, or village), and place, is rarely established. Instead it is
interpolated, the nature of that interpolation depending on one’s understand-
ing of the larger sociopolitical system and, beyond that, one’s theoretical pos-
ition on ownership in the ancient world.
For another thing, this view fails to capture the essential tenor of many of
the economic transactions recorded in the texts, which document the multidi-
rectional circulation of a variety of goods and services among a wide variety of
beings in a wide variety of places – places located not only beyond the confines
of the palace, but beyond the polity of Ebla itself. As noted previously, this con-
stitutes prestation70 – one gives and one gets (not necessarily at the same time),

70 This term has very divergent meanings, depending on the academic field in which it is
used. Dictionary definitions are confined to payment or services rendered. In British his-
tory it is rather specific in denoting certain church tithings; in sociology it tends to refer
to government allowances, not unlike the payment of rations! In anthropology it refers to
the practice of gift giving in building relationships of mutuality, especially as explicated by
Mauss (1990 [1922]), in which the ideological component of gift giving is as significant, if
not more so, than the material aspect.
From Temple to Tomb
p 235

and each act binds the giver and getter together in intricate relationships of
obligation and esteem (Mauss 1990 [first published 1922]; Heim 2004). The
assumption that this is a one-way situation, that the giver is obliged to con-
tribute because the palace dominates, or because a prince owns at the very least
the production of the village, is belied by the fact that kingdoms such as Emar
made “deliveries” to the palace just as did local millers and weavers. On other
occasions those kingdoms received palace goods – including, in the case of the
maliktum of Emar, land and settlements (Fronzaroli 1984).
Deliveries, therefore, were not necessarily the obligation of the subordi­
nate, but the practice of a relationship. It is in this way, too, that the deliveries
of materials and work from those who are compensated by food allotments
should be approached. I say “compensated” because the understanding that the
grain, bread, or textiles people such as weavers, messengers, and millers receive
are rations demands the understanding that they are dependent personnel, and
the same arguments as above hold here too. These people do not belong to a
fundamentally separate class, distinct from the rest of the population located in
villages and towns scattered across the landscape that comprised the Ebla pol-
ity (Schloen 2001: 267), and who also make deliveries to the palace; they simply
have specific tasks.
This argument has another archaeological dimension as well. The repeated
notation at various sites (such as Mazzoni 2003: 185, Wattenmaker 1994: 199–
203) that nonelite households use the same materials as elite ones – or rather
that there seems no distinction to be made between households on the basis
of portable artifacts alone (and I would add in many instances, architecture) –
surely warrants rethinking issues of status, hierarchy, and class in more complex
ways. Rather than assuming that lower echelons of society imitate their betters
and so use the same material culture, we should recognize that other situations
are equally likely: hierarchy is not manifest through mundane goods such as
pottery; or, since few sites manifest architectural distinction beyond that which
separates public from private housing, and those that do may be explained in
multiple ways as suggested for Tell Raqa’i,71 it seems likely that hierarchy is not
always operable as the governing principle of social organization. While there
may be divisions or differences between groups of people on various bases, some
of which are socio-economic, some of which are not, those differences do not
qualify all aspects of life. Some members of family groups may be richer than

71 It is in fact very interesting that Tell Raqa’i is one of the few sites for the third millennium
in the north that does show marked differentiation in the architecture of its housing, for
models of complexity based on site-size hierarchies predict that sites as small as Raqa’i
should show no such stratification, being composed of lower-order producers either inde-
pendent of, or in service to, the higher-order sites. At the same time, large sites, which these
models predict should be the home of elites, rarely show more than a basic separation
between public buildings and domestic habitations.
236
P Mobile Pastoralism

others, but this says nothing about social distance between relatives. In fact, at
Banat, distribution of pottery repertoires follows function rather than status –
certain classes of ware that might be qualified as luxury wares, although I would
call them specialized wares, are found, not in elite versus nonelite contexts, or
even in public versus private contexts, but in ritual versus mundane contexts
(Porter 1999, 2007b). Separations between groups of people within polities in
the north are much overdrawn, for they are neither materially nor socially so
distinguished. Instead, as often as not, distinctions are made on the basis of
what people do and the location they do it in.
Whatever the actual nature of the relationship between the en’s family mem-
ber and rural village, the gift of land from the palace to a person called Ingar
suggests that geography is a very meaningful component of it, for the fact that
Ingar will be expected to make his residence outside the city at least sometimes is
made explicit – twice (see Schloen 2001: 270, for a rendition in English). The pre-
cise nature of “outside the city” depends on understanding of the term uru.bar
however. While uru.bar is thought by Archi (1982) to designate the “suburbs”
of Ebla in which some of the “dependent personnel live” and therefore located
within its immediate orbit, this is a situation that should be archaeologically
readily evident, with small sites scattered around the main mound. Until such
sites are recognized and excavated, it seems more prudent to understand uru.
bar as in some way referring simply to that part of the polity that is not the city.
What is important here, however, is the idea that distributing personnel, and
especially kin, throughout the countryside effectively extends the en’s presence
in a particular way; that the en expects those kin to actually be there, and not
just siphon off the commodities of the region apportioned to them, suggests
that presence is not just domination, but is in turn the establishment of a rela-
tionship – as is kinship – based in mutual responsibilities and obligations. It is
in this light that we might perhaps understand the sa.zaxki. I have already dis-
cussed issues concerning the relationship of the sa.axki to Ebla itself: while Archi
considers the name to designate the palace, I am inclined to read it as intimately
connected to it but not synonymous with it, proposing that it is located out-
side the mound of Tell Mardikh itself and constitutes the private properties, in
distinction to the public or palatial properties, of the incumbent family. If my
reading that the maliktum has a significance of her own in the transmission of
position at Ebla proves valid, then perhaps the sa.zaxki might even be the house-
hold of her family.
Certain features of the organization, structures, and practices described here
are not unique to Ebla. The kam4-mu and en.en of the polity of Armi are also
recorded in the Ebla archives.72 That Ebla and Armi share these institutions

72 En.en are known at a number of sites (Astour 1992), but it is not always clear whether they
are living or dead. In the case of Armi it seems clear to me that these en.en are ancestors.
From Temple to Tomb
p 237

does not immediately suggest, however, that they were common throughout
the north, for other indications suggest Armi is very intimately connected
to Ebla – perhaps even in the kind of ways I have postulated with Banat and
Chuera (Porter 2009a),73 where Banat is the ancestral site for pastoralists cen-
tered at Chuera who utilize the riverbanks in their territorial range.
Armi “seems to have been a privileged destination for short-haul journeys
made by the ruler of Ebla,” according to Milano (1990a: 335; Bonechi 1997:
509), on one of which the representatives of Ebla met with those of Kish and
Nagar in what is taken to have been some kind of political summit (Biga 1998:
18–19). That it was held at Armi suggests a ritual/cultic aspect to this site, as
such meetings often took place in these kinds of locations. Armi also has a priv-
ileged position within the court of Ebla itself. Allotments of cereals for one
month include “of Tubuh-Hadda, of the ma-lik-tum (of Ebla), of Ar-miki and
of Kura” (Bonechi 1997: 512). Included in the list of foods for the en’s table for
one day are himself, the maliktum, the en.en (i.e., ancestors),74 various (some of
whom are named) sons and daughters of the en, elders, and fellows of the en.
en of Armi (Archi 1982: 205–6). Archi (1982) argues that the en.en in the first
instance must be kings of foreign cities visiting the court, but living en from
outside Ebla would surely be denoted by the place they came from, especially
since the en.en from Armi are so recorded. Maintaining the reading of ances-
tors here is entirely appropriate to the familial context of this text, however,
for giving food to the ancestors may, when within the household as opposed
to publicly celebrated occasions, be daily. On the other hand, the foods con-
sumed at the en’s table are not recorded every day, so it is possible that this
is a particular day. This reading would then imply that the en.en of Armi are
also ancestors, the “fellows” perhaps being their caretakers in the manner of
priests, or even their lineage descendents. Whether living or dead, that Armi has
a presence at the familial table as opposed to a state occasion suggests a spe-
cial relationship – literally. The connection of Armi with Kura in the preceding
quote furthers the likelihood that some form of kinship existed between the
two polities – but it is unlikely to have been one of descent, as Armi is not listed
as a place in which ancestor practices are performed. One possibility would be
that this is where the maliktum came from. This relationship though is fluid,
certainly historically contingent, and no guarantee that Ebla and Armi might
not find themselves in conflict with one another; the existence of a treaty with
Armi would surely confirm that at one point they did!
The details suggest that Armi and Ebla are involved beyond simple vassalage,
because the many other polities that occupied such a position do not duplicate

73 In fact Otto (2006) has proposed that Banat is Armi/Armanum, but in my opinion there
are some chronological issues that need to be resolved before this can be accepted.
74 See Astour 1992: 23, n. 134.
238
P Mobile Pastoralism

the same kinds of connections; Kura in particular seems to be confined as an


object of worship to the Ebla polity. A son of Ibrium is named Yenhar-Armi
(Bonechi 1997: 508), a god of Armi is erected in the palace of Ebla (Bonechi
1997: 516), and an unpublished text indicates that Kura (and a god called Ada)
is to be found at Armi (Bonechi 1997: 508). Finally, Armi/Armanum is also
closely associated with Ebla in the inscriptions of Naram-Sin. Yet there is no
indication that Armi is to be found within the territory of Ebla even as it may
well be part of the polity. Bonechi (1991) suggests a location in the vicinity of
the Amanus, which raises the possibility that this is the summer range for Ebla
pastoralists.
Which itself raises another question: is this network of gods, ancestors, elders,
family members, and other kin dispersed across the polity and beyond in the
extension of sociopolitical relationships over time and space – and in direct con-
tinuity from the ways the social group were framed and maintained in the earlier
third millennium – merely residual? Or is it still working to keep a “multi-sited
community” (Bernbeck 2008a) and mixed constituency of urban, suburban,
rural, and pastoralist members of the polity intact, as I would argue is indeed
the case? The relationship of pastoralism to the urban polities of the mid- to
late third millennium is controversial indeed. For example, it is frequently iter-
ated that all pastoralism in the third millennium, even in the north around Ebla
and in the Habur catchment, must be state-controlled and therefore localized,
and that this is something quite other than the pastoralism apparent in the Old
Babylonian period, since there was no room for independent nomadic tribes
around polities such as Beydar and Ebla (Sallaberger 2007: 418; Ristvet and
Weiss 2005: 11). Population densities and the power of the state preclude the
“free space” that nomads occupy. In this view, long-distance mobility not only
equates with tribal organization and independence, it demands them. This pos-
ition is especially evident in the following statement by Archi (2006: 99):

It is increasingly clear that we must abandon the idea that nomadism, in one
of its several manifestations, represented an inevitable form of society for all
of those who spoke a Semitic language. The environment in which they lived
has always favoured pastoralism. Urban and sedentary societies could, however,
have been directly involved in the transhumance of their flocks, without leaving
much space for tribes with a dimorphic way of life, such as those known from
the texts of Mari in the Middle Bronze period. The palace administration of
Ebla, for example, controlled through its officials approximately 100,000 to
130,000 sheep and goats and more than 10,000 heads of cattle. This did not,
however, mean that pastoralism was the dominant element in the economy of
those states.

Archi, in countering the position of scholars such as Steinkeller (1993) and


Renger (1995: 283), who argue that the Semitic population of the north
From Temple to Tomb
p 239

(especially in the area of Kish) had nomadic roots (also Zarins 1990), in fact
presents a picture somewhat akin to my own understanding of how things
worked – namely, that pastoralism was embedded within the sedentary social
and political system as well as economy – and he is right to argue that there
are absolutely no grounds to assume a relationship between ethnicity and sub-
sistence. Where we diverge is in the implicit understanding that pastoralism
and sedentary herding are mutually exclusive, that nomadism is exterior to the
world of the urban state, and that pastoralists are perforce different in their
sociopolitical organization to farmers, so that “pastoralism” and “tribe” are
interchangeable. Therefore, pastoralism and the government of Ebla are also
mutually exclusive because the government of Ebla is in no way tribal.
Other scholars see evidence of pastoralist connections to Ebla (Bonechi 2001),
particularly in traces of kin structures detected in vocabulary, personal names
(Bonechi 1991, 1997), and categories of people. Of this last are the kam4-mu,
interpreted by Fronzaroli (1998) as closely related to the ­damu-damu, which
is itself a technical social term derived from pluralizing “damu,” or “blood”
(Bonechi 1997). The administration of Ebla may deploy the damu-damu and
kam4-mu as they will, suggesting to Fronzaroli (1998: 112) that since the base-
line meaning is blood, this social grouping must be kinsmen with particular
connections to the royal family (à la Mari), and since the kam4-mu are often
found in apposition to damu-damu in the administrative texts, then kam4-mu in
some way qualifies damu-damu – probably as the families that sent the kinsmen
to do the bidding of the palace. But Fronzaroli then makes a leap, one that is
difficult to support as it stands: the kin are seminomads with “preferential rela-
tions to the royal family.” This link can only be presumed on the grounds that
kinship equals tribalism, and tribalism equals pastoralism.
Despite the fact that there is as yet insufficient detail to make a valid com-
parison, there are ways in which the Eblaite kam4-mu parallel the Mari Hana. The
kam4-mu are very closely associated with movement in all the references to them
listed by Fronzaroli (1998) and, in conjunction with that movement, they are
given certain tasks, such as receiving and transporting goods, especially flour;
inspecting and maintaining water systems; performing military functions; and,
when they are in or near the city, they receive rations. They are, as Fronzaroli
notes (1998: 111) always the kam4-mu of someone or somewhere, and everyone
seems to have them – Ebla itself and various of its functionaries, including the
king, but also other political entities such as, already noted, Armi. Similarly,
everyone seems to have hana, and among the myriad activities in which they are
involved, Zimri-Lim’s hana collect delicacies for his gastronomical delectation,
kill a troublesome lion for local farmers when soldiers fail in the attempt, work
as guards in the palace, fulfill military duty, help allies, and receive grain rations
when they are working in the employ of the crown (see Heimpel 2003: 582–3 for
a partial list).
240
P Mobile Pastoralism

If the kings of Ebla belong to a kin system, however, this does not mean
they are tribal, nor does it mean they are seminomadic in origin – but nor does
it mean they are not. In neither view of Ebla’s relationship to pastoralism is
the question established as a matter of evidence rather than prejudice. That if
mobile – that is, according to all these scholars, independent – pastoralism were
to prove central to the economy Ebla would somehow be diminished has long
been the subtext in this debate. The urban and the mobile are assumed to be
mutually exclusive as are tribe and state, while equally nomadism and tribe are
synonymous. Indeed, most mentions of pastoralism or nomadism are accom-
panied by the word “tribe.”75 This is to some extent the Assyriological field’s
inheritance from Rowton – politics are conflated with subsistence practices
and movement is assumed to determine sociopolitical functioning. There is
a fundamental flaw in Rowton’s logic though, for he (1967b: 114, and repeat-
edly thereafter, such as 1976a, 1976b) characterizes tribe and town as “two very
different social morphemes.” Although most anthropological archaeologists
would consider tribe a political rather than social morpheme, a town is neither,
nor is nomadism a form of society. One may live in a town no matter how one
is organized and with whom one has social connections. If the social basis of
the tribe is kinship, there were also millennia in which kin-based societies lived
in towns – even cities. What Rowton should have contrasted here, in terms of
his own dualisms, were tribe and state – and neither form of social/political
organization requires a type of habitat. Neither form of social/political orga­
nization as delineated in contemporary scholarship, however, adequately rep-
resents the empirical complexity and diversity of sociopolitical organization in
the ancient Near East.
There are several different issues involved in the view of third-millennium
pastoralism as state-controlled in contrast to the Old Babylonian world of
independent nomads free of state oversight. As should be clear from Chapter
1, this is a misreading of the Mari tablets, a large part of the content of which
consists of the very fact that pastoralist groups were utterly bound up in the
polities, and politics, of the day. They were simply not physically located in the
city of Mari and its various counterparts, and they were not the passive, sub-
ordinate subjects we assume those under political control must be – the peas-
ant farmers (we think) we know so well. A new set of issues is evident here: the
nature of the physical attributes and organization of the state in the north, in
actuality and in academic ideology; animal husbandry practices; and how these

75 I give a random sampling in the following references to indicate just how ubiquitous this
conflation is: Rowton 1965–82; Gilbert 1975: 66; Adams 1978: 334; Charpin and Durand
1986; Sumner 1986: 207, 1994; Maisels 1990: 186; Dever 1992: 85, 89, 1995: 294–5; Postgate
1992: 85; van der Steen and Saidel 2007. Many of these are not recent, but they are founda-
tional, their positions the basis of much subsequent work and rarely reexamined.
From Temple to Tomb
p 241

two factors relate to ancient/modern concepts of distance and its role in social
cohesion/cleavage.
With the exception of the second-millennium Hurrian horse-training man-
ual written for the Hittites, called the Kikuli texts, there is little direct infor-
mation about the details of animal husbandry in the ancient Near East. And
since private archives are rare at any point of time,76 we have little firsthand
knowledge of what nonofficial actors did with regard to such practices. What
information we do have is indirect, from the south, and largely from the admin-
istrative records of various public institutions (Liverani and Heimpel 1995),
especially temples, whose concern is not the details of husbandry but only the
details of its output (Waetzoldt 1972; Adams 2006a). Nonetheless, it is possible
to build some slight platform of understanding from these sources, a platform
from which reconstruction may proceed.77
One such body of data comes from a temple in the city of Ur during the Ur
III (2100–2000 BCE) and the Old Babylonian periods (Van de Mieroop 1993a).
While it is impossible to adduce specific counts of this temple’s holdings there
is enough information to suggest considerable numbers. In one month, some
seven thousand sheep (and one hundred goats) are brought to the temple by
twelve “shepherds” for wool collection. In one year, ninety-one “shepherds”
are attested. Shepherds are known to take care, according to Postgate (1975),
of anywhere from four to 270 animals, or, according to the texts used by Van
de Mieroop, a hundred to a thousand animals.78 As will be discussed, I think it
rather likely that there was no herd that consisted of only four sheep, unless it
was a rather poor family’s domestic holdings, but rather, that only four sheep
were contracted out to that particular herder who had the care of additional
animals – his own or those of others – as Van de Mieroop (1993a) has pointed
out (and cf. Dahl 2003: 205).
At the opposite end of the scale, Algaze (2008: 87, n. 18; cf. Adams 2006a:
151) questions whether a thousand animals per shepherd is feasible, and while
I agree that other people were involved in the care of these herds, in fact the
ratio of animals per caregiver would depend directly on the circumstances of
the care – whether penned, grazed locally as in fallow fields, or pastured in the
open steppe. The more stationary the care, the more intensive the caregiving,
and hence the greater the labor requirements. Animals that are penned need

76 Although according to Jason Ur (2004) the third-millennium collection of texts recovered


from Tell Beydar may belong to a household rather than the state.
77 Despite the fact that, as Liverani (Liverani and Heimpel 1995) points out, figures to do with
the growth of herds are formulaic as a response to lack of real information when herds are
managed by someone else.
78 Adams (2006a: 151) notes that such divergences in numbers of animals per shepherd raise
questions as to the reliability of the textual tabulations.
242
P Mobile Pastoralism

fodder continually provided, which involves comparatively large numbers of


people; animals that are grazed locally need watchers to ensure they do not
cross boundaries of cultivated fields and to move them between those fields to
water. As well, additional foddering may be needed for some months of the year,
as is the case today in the vicinity of Umma (Ochsenschlager 2004). Another
factor determining herder/herd ratios is the constituency of the herd as created
by kill-practices. Maximizing the number of lactating females at the expense
of young males and older animals results in leaderless flocks, which therefore
require more human input. In modern studies the periods of intensive labor –
lambing and shearing – require several people, often an entire family with sup-
plemental hired (and professional) labor for two hundred sheep (Marx 2006:
83). But even calculating from a modest number of one hundred animals per
herder, no less than 9,100 sheep (with some goat) may be assumed, and aver-
aging out the numbers given in the monthly figures (Van de Mieroop 1993a:
165–6), which would yield 583 per shepherd,79 we may expect the total flock of
this temple at any one time to have far exceeded nine thousand.
Wool deliveries to various cities in the Ur III system, however, tell another
story. These are so immense (Waetzoldt 1972) that if even approximately accu­
rate (cf. Liverani and Heimpel 1995) some millions of animals must be postu-
lated on the basis of yield per animal ratios. Half a million sheep are attributed
to Ur alone (Algaze 2008: 82). Because of the particularities of the Ur III eco-
nomic and political system (see Chapter 4), though, it is difficult to assess how
this relates to the size, nature, and organization of animal husbandry in other
regions or in earlier times. I will argue that the Ur III kings radically transformed
the organization of pastoralism by bringing it from essentially private to largely
state control. Yet this should not affect dramatically the quantity of wool con-
sumed in textile production, which was always a fundamental part of the econ-
omy, especially the temple economy, and even if there was also a fair amount of
domestic production for internal household use.
Interestingly, the herds of the temple of Nanna discussed by Van de Mieroop
were managed not by temple personnel, but were contracted privately, assigned
to “shepherds” who may also have had care of their own or other people’s ani-
mals (Van de Mieroop 1993a; Adams 2006a: 149), and who, in this period at
least, were tied to different households (Dahl 2003: 205). I have registered the
term “shepherd” here in quotation marks because a number of different strat-
egies may be designated by this term. It does not necessarily imply professional
herders employed by the temple, but rather denotes anyone entrusted with the
care of the temple’s herds, and may range from flocks kept within the confines
of the domestic household to those grazed in the steppe by pastoralist families.

79 Cf. Adams (2006a: 151–2), who gives a median of 400 per shepherd at Umma, a number he
considers beyond the care of a single individual.
From Temple to Tomb
p 243

It may be proposed, I think, that in fact these shepherds were only the desig-
nated recipients of temple property on behalf of a family, families, or pastoralist
group, wherein more than one member would be involved in some aspect of
care, and were not the responsibility always of a single person (and cf. Algaze
2008: 87, n. 18).
Note that even if the number of sheep postulated for Ur on the basis of
Waetzoldt’s (1972) figures were to be reduced by half, this still results in unsus-
tainable numbers of animals if they were not to be grazed far afield, and this is
just one city among many that produced woolen fabrics. The sheep/goat hold-
ings of the Nanna temple (which also owned considerable numbers of cattle)
alone are sufficient to raise the question of local sustainability, and this is one
temple in one city in a region that had many, many cities with many, many
temples, of which many again relied on textile production as their economic
foundation. While these quantities may seem unrealistically high in light of
modern-day figures, it must be remembered that yields would have been consid-
erably lower in antiquity both because of techniques of fleece removal (plucking
predominated) and the genetic makeup of animals. Breeding for fleece would
not have equaled modern productivity.
It is inconceivable that even a significant portion of the numbers of animals
implied here would be herded as locally as the perimeters of the irrigated lands
that constitute the locale of these city-states, for several reasons. Contested land
usage and issues of carrying capacity are but two. Documents from the archives
of the Third Dynasty of Ur, at the end of the third millennium, suggest that
localized husbandry was a resource-intensive as well as labor-intensive affair, for
fodder was (had to be?) provided by hand for these animals.

-360 fattened sheep. Their grass carriers, 24. Grass-carriers stationed at . . . .


(wages of) 6 PI, 4 ban. Their shepherds for fattened sheep are 2 in number. Their
assistants are 2 in number.
-40 fattened oxen. R. III. Their shepherds for fattened oxen are 1 in number.
(Those) stationed at . . . and hay-carriers are 7 in number. (Sharlach 2004: 32)

It is possible that these were special animals destined for sacrifice and so
were treated with unusual, ritualized, care, but this seems unlikely given the
quantities of animals so dispatched in this period. It is more likely that animals
kept in, or immediately adjacent to, the city required significant input to keep
them fed. Four people are assigned to the care of 360 sheep, with twenty-four
more needed to provide fodder. Imagine the number of personnel needed for,
say, 9,000 locally kept animals; extrapolating from the above figures, it comes
out to 600.
Instead, we must understand the majority of animals, that were used for wool
rather than meat, as having been variably dispersed across all available ranges,
including upstream of the Tigris and Euphrates, in the Transtigridian lowlands
244
P Mobile Pastoralism

and the Zagros mountains, down the coast of the Persian Gulf and even across
to the Levantine coast – wherever, in short, there was available pasturage not
in use by, or that could be successfully wrested from, others. There is, I think,
very direct evidence of this in the Mari texts. Political interactions and trading
relations certainly extended across these distances, witness the various contacts
with Hazor, for example (Horowitz and Wasserman 2004). Message carrying, a
task that pastoralists were known to undertake (see Chapter 4), was a signifi-
cant part of that international contact (for Hazor, see Durand 1997: 583, letter
390; 1998: 669, letter 851; for the general situation, see Lafont 2001; Bonechi
1992). Mesopotamian pottery dating to the early second millennium has been
found in the settlement of Tell Abraq in the Emirates, and Omani stone has
been found at Ur (Potts 1993: 431–2).
More to the point, the Mari texts and documents such as these from the
temple in the city of Ur, although not contemporaneous, bracket animal hus-
bandry, wool production, and the textile industry. From Mari, on the one hand,
there is copious evidence about the sociopolitical interactions of pastoralists
who care for sheep and goats, but little information about their herds, and less
about the products of those herds and their destination. It certainly cannot be
imagined that herds and their products were irrelevant, that animal husbandry
was just a means to an end, a way of being mobile. From Ur, on the other hand,
there is information about the animals and how they fit into the urban end of
the spectrum, but not about the people who care for them, or where they do so.
When juxtaposed in this way these two sets of documents highlight just how
much it is the immediate concerns of writers that condition the ideas we have
of the nature of the ancient world (Adams 2008). These texts also reflect funda-
mental issues of organization. As noted previously, Ur III kings were to change
earlier practices from attenuated management, where mobile components of
kin-groups cared for the animals in the steppes and highlands outside the irri-
gated zones of the south at a substate level, to a highly controlled situation,
where large-scale animal husbandry was brought under state oversight. It is the
former practice that characterizes the north throughout the third millennium,
leaving therefore far fewer records of its traces.
But if the Ur III scribes did not see fit to include details of animal husbandry
in their records this may not have been only because of the state’s sheer lack
of interest in the menial classes that undertook this labor (Adams 2006a).
Liverani and Heimpel (1995) have argued that the greatest concern in record
keeping seems to have been with maintaining regularized herd numbers rather
than producing any real account of what actually happened, because the ani-
mals were beyond direct control of the recordkeepers, and this I suggest is fur-
ther evidence of distances involved in the pasturing of these herds. It would
be easy enough to send out an inspection team if the animals belonging to
the Nanna temple were kept in the vicinity of Ur, similarly for the animals of
From Temple to Tomb
p 245

Umma.80 That this was not done – that dead animals were accepted only if their
hides could be produced, and live births were an ideal but modest and sustain-
able total – suggests that this was because herding was by and large practiced
beyond Mesopotamia, and therefore beyond oversight.
This distribution of animals beyond the confines of Mesopotamia itself
has several implications. The first, in the context of this discussion, is that
the risk of loss to the temple was high if shepherds could escape to the steppe
and mountains where temple dominion held no sway. What, then, inhib-
ited caretakers of temple herds from simply absconding with their charges,
charges that would provide the basis of considerable wealth in a new life some-
where else? The power of the god might be one factor, but not, I think, the
only one. As important, if not more so, is the fact that these people, no mat-
ter how far they traveled, were firmly ensconced in Mesopotamian sociopolit-
ical and ideological systems because they were deeply rooted in families and
communities there, families and communities that comprised farmers, pot-
ters, ­metalworkers, fishermen – in short, all the productive tasks that contrib-
uted to Mesopotamian economy and society, including local and broad-range
pastoralism. This is hinted at in these particular texts about the temple herds
of Ur, where shepherding is a family business involving brothers, fathers, and
sons, and where “subsistence fields,” fields that provide the livelihood of their
incumbents, are assigned to shepherds and cattle herders (Waetzoldt 1987:
128–9; Van de Mieroop 1993a: 169). Situations where those managing animals
are associated with fields (Sallaberger 2004), or where people somehow labeled
pastoralists undertake “sedentary” activities such as weaving (Buccellati 1966),
often seem puzzling, as they are, according to most frameworks, mutually
exclusive. Sometimes rather contorted explanations are derived to account
for such incongruence. But they make perfect sense if contextualized within
family-based economic practices, where some members are sedentary, some
mobile. While Van de Mieroop, Adams, and Algaze all make mention of dif-
ficulties imputed to distance and separation, whether social or geographic, in
the practice of pastoralism that suggest to each of these writers an immediate
localization of the herds noted in some way in these texts, all of these problems
may easily be resolved by contextualizing pastoralism in kin-based social rela-
tionships. Reciprocal rights to labor and resources such as pasturage, water,
fallow fields, and stubble, even communication and transport of goods, may be
engineered sometimes through immediate and horizontal family ties, such as
one’s living kin, sometimes through more distant, vertical linkages – linkages
of descent, beyond the span of the living individual.

80 Dahl (2003: 75, n. 198) does in fact note an inspection tablet from Umma for shepherds,
cowherds, and the staff of the palace, and we may expect this to refer to animals that are
kept locally.
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Adams (2006a: 153–4), for example, suggests that the requirement to bring to
the temple the hides of its animals who died in a shepherd’s care, as well as the
practice of frequent small deliveries to it, demands local pasturage, but there are
many possible constructs to do with the movement of goods and labor between
members of kin-groups that obviate this as a problem. The designated “shep-
herd” does not even need to be with those who care for the sheep if such an under­
taking is structured within a family enterprise, as so much of Mesopotamian
labor was (Steinkeller 1987a). Algaze (2008: 88) notes the increased labor needed
at certain times of year, such as breeding. This additional labor requirement
may be met by a number of different strategies – one (noted in Porter 2002a) is
the reciprocal exchange of work with relatives engaged in cultivation – members
of the family engaged in pastoralism help with harvest, members of the family
engaged in cultivation help with breeding and plucking.
It is within family-based economic practices, which themselves give rise to
the lack of direct evidence, that we must understand a good deal of the animal
husbandry that took place in the north, where foddering also seems to have
been practiced even though the spatial constraints are nothing like those of
the south. At Tell Brak, ancient Nagar, seed remains (Charles and Bogaard in
Oates et al. 2001: 319) and the morphology of animal bones (Weber in Oates
et al. 2001: 346) indicate that sheep/goat as well as cattle were foddered, and
the texts from Tell Beydar, ancient Nabada, which was at this time subsumed
into the polity of Nagar, also provide evidence of foddering – at least for equids
and occasionally oxen. The high quantities disbursed for state visits from
Nabada’s Nagarian overlord indicate just how much animals could consume –
180 equids over ten days were allotted some 6,000 liters of grain (Sallaberger
1996; Oates in Oates et al. 2001: 292) or approximately 8,000 pounds – which in
turn implies just how much land had to be under cereal cultivation in addition
to the amount needed for subsistence, let alone surplus, in order to fodder or
graze animals locally. At the same time, since increasing aridity and increasing
population nucleation would have acted as a drag on the productive potential
of these centers (Wilkinson et al. 2007: 53), it is simply not feasible that all the
animals involved in this system, no matter who controlled them, were housed
within or immediately adjacent to the city and foddered. They would therefore
have been taken farther afield.
Just how much farther afield is the question. But any reconstruction of pas-
toral production and its relationship to settlement is fraught with problems
because it is predicated on preconceptions of what is likely. For example, a
recent modeling of the Beydar settlement and resource system that seeks to
move away from static and mechanical reproductions of ancient subsistence
(Wilkinson et al. 2007) incorporates a number of critical variables including
the idea of human agency, but in terms of animal husbandry considers only
small-scale domestic herding as practiced at Beydar, allowing twenty-five
From Temple to Tomb
p 247

animals as the optimal holdings of a household (Wilkinson et al. 2007: 60–61).


This model does not, therefore, allow for animal husbandry as part of a sur-
plus system of either households or the state that might be based in wool and
textile production.
However, wool, usually but not always in the form of textiles, was an essen-
tial element of payment (Waetzoldt 1987; Potts 1993: 424–5), gift giving, ritual
performance in sacred and secular contexts such as commemorative mortuary
practices (Archi 2002a) and the dressing of deities (Wright 1996, 1998), and is
attested almost everywhere, north and south, as a major element of the econ-
omy (as Stein 2004 above). This is in marked distinction to the very small-scale
consumption evidenced in the use of penned herds, of twenty or so animals
each, kept within the settlement, and grazed in local fallow fields. Used mainly
for secondary products such as milk, this practice is observable in any Middle
Eastern village today. Wool from these animals is also occasionally used for
domestic purposes such as the stuffing of pillows, and more rarely, for the weav-
ing of mats on looms made by placing four pegs in the ground set for the desired
length and width. Wool from small-scale domestic herds does not amount to
quantities sufficient for large-scale production of textiles.
But even twenty-five animals per household, if the population of Beydar is
to be estimated at 1,700 (Wilkinson et al. 2007: 66), which might divide into a
minimum of 150 households, allows 3,750 animals, a number that would stress
the grazing land available in the vicinity of Beydar, which itself was limited by
the fact that Beydar controlled a number of subordinate villages (Sallaberger
and Ur 2004; Wilkinson et al. 2007) that would also have had their own domes-
tic herds with access to the same spaces. The whole region of the Habur was
densely occupied in the third millennium (Lyonnet 1998, 2000; McClellan et al.
2000), which raises issues of available space, assumed by Sallaberger (2007) and
Ristvet and Weiss (2005). Nor does this figure of 3,750 sheep/goat allow for
any publicly held herds as are evident at Ebla, where estimates of the king’s
own herds are currently at 11,401 head of cattle and 118,715 sheep (Steinkeller
1999a: 300; see Archi 1993: 12–14, 2006: 99) based on a single text. The same
ruler also gave three of his sons some 93,000 sheep and 2,400 cattle and calves,
which Archi seems to understand as deriving from the first set of figures. It
seems unlikely to me that the king would give the bulk of his property away,
and I think we can accept that this text is not a complete accounting of all royal
properties, and certainly not of all holdings for the polity. Adducing another
line of argument, the monthly numbers of sheep consumed in sacrifice, at the
royal tables, and for the support of messengers often total several thousand,
and can be as high as 4,500; many of these seem to come from the palace hold-
ings (Archi 1982), which at such rates of slaughter would soon be exhausted.
While the spatial configuration of the polity of Ebla is quite different from
that of Brak/Beydar it too consisted of multiple layers of resource catchment
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that contributed to the sustenance of the kingdom as a whole. To exclude pasto-


ralists – or, rather, mobility – from consideration in the management of a min-
imum of 200,000 sheep/goat in the vicinity of Ebla, and to assume that their
care was essentially sedentary, is problematic from a purely practical perspective
and unnecessary from a theoretical one. Some 67,000 sheep/goat, apportioned
to shepherds from twenty-two villages, are recorded (Archi 1993: 15, n. 30).
This is more than 3,000 sheep per village, a large number to manage and feed.
Even cattle at Ebla were to be located in the steppe, as tablet TM 82.G.266 list-
ing 760 calves from there (Archi 1993; Steinkeller 1999a: 316) indicates. It is
unlikely that such numbers could be housed in the immediate vicinity of Ebla,
or even within its territory alone for very long, without, at best, running out of
pasture rapidly and, at worst, risking serious degradation of the local environ-
ment – even with optimal climatic conditions. This volume of animals suggests
that several strategies, much as described by Stein (2004), and including broad-
range pastoralism, were in use at Ebla, none of which fell beyond the polity – by
which I mean “royal” and other households, “high” and “low” (cf. Biga 1995:
297). This is further substantiated by the provision in the treaty with Abarsal
for pasturing Ebla’s sheep there, which states that if the en of Abarsal does not
allow them water in his territory then he is breaking his treaty oath (Archi 1993:
7). There is little consensus, though, as to just where Abarsal is to be located.
However, neither localized nor broad-range pastoralism need be performed
under a particular form of sociopolitical organization or a particular degree of
mobility. If documentation of the precise management of these vast numbers of
animals is lacking, then management was not the concern of the central admin-
istration of Palace G but rather was in the hands of families within the state, as
is increasingly clear at Brak/Beydar (Ur 2004; Porter 2007a), and is exemplified
in the temple texts from Ur.
I am sure some will think that my concerns here are mere quibbles, that what
I am trying to describe in an integrated socioeconomic and political system
where broad-range pastoralism is as significant a component as cereal cultiva-
tion is just “seminomadism” or, in the case of a situation with major urban
centers involved, “semisedentarism,” but the differences between these kind of
labels, which lack any analytical utility, and what I am attempting to explicate,
are considerable. In the most important ways of thinking about the subject, dis-
tinctions between “sedentaries, half-sedentaries, half-nomads or nomads” (van
Driel 2000: 266) simply do not matter. What matters is the way people perceive,
and produce, their relationships with each other in situations where members
of the group do different things; what matters are the outcomes contingent on
those ways.
We will only see those ways, however, if we bring a different perspective to
the sources. Most writers readily acknowledge that the ancient record is only
partial. The monumental buildings of urban centers and the archives of various
From Temple to Tomb
p 249

administrative institutions that form the bulk of current information do not


tell the whole story, and there have been various attempts to redress this. In
the late 1980s and early 1990s a small but enthusiastic movement toward the
archaeology of villages and rural landscapes sought to bring the “people with-
out history” (Wolf 1982) into the narrative (Schwartz and Falconer 1994; Stein
and Rothman 1994), and although this seems to have made too little headway,
it gave rise to an investment in landscape archaeology that widens the archaeo-
logical perspective to include the interstices between cities where so much crit-
ical activity happens (Wilkinson 2003). Nevertheless, not only is there not yet
incorporated into this landscape any theoretically rigorous way of reaching that
activity, or a nuanced understanding of its residents, we are still extremely reli-
ant on the materials derived from major urban centers for the kind of detailed
pattern in material culture over time and space necessary, and for chronolog-
ical control (Porter 2007a). Since the sources are largely unchanged, then, it
is incumbent upon archaeologists to find better ways of thinking about how
those sources reflect the undocumented populations that make up the polities
of which we see mostly the public part (Porter 2010a, 2010b).
We do not see in texts the fact that mobile pastoralists and other peripatetic
groups are as central to the polity as the farmers toiling in the barley because
most of our archives are from palaces and temples and concern the administra-
tion of a limited range of situations, while this arrangement is usually domestic
rather than political. It occurs within families and is not therefore a state con-
cern. We do not see it in archaeology because as yet we have no theoretical way
of truly coming to grips with the materiality of mobile pastoralists if and when
they are at home, whether home is in the steppe or the city – when they are indis-
tinguishable from their sedentary siblings.81 It is only when they are in places we
think no one else could or would live that we think we might see them because
any trace of activity there could only be the remains of pastoralist presence, but
recent work such as that of Michael Frachetti (2008) in Eurasia, long seen as the
epitome of nomadic territory, shows that perhaps we have not got that quite
right either. There the term “pastoralist settlement” is not oxymoronic, as Marx
(2005) and Frachetti and Mar’yashev (2007) have shown. The main reasons we
do not see mobile pastoralists in text or trench is because we are blinded by our
own views on who they should be and what they should do.
Anthropologists, whatever the theoretical persuasion and actual inter-
pretation, describe multiple ways in which mobile pastoralists and sedentary
farmers may be the same sociopolitical unit and the multiple social-political
identities that may be held within the same person. Salzman (2000) describes
multiresource pastoralists in Baluchistan; Lancaster and Lancaster (1992) do

81 This is a different understanding to that of van der Steen and Saidel (2007: 1), who see
nomads as “acquiring material culture through exchange with the sedentary societies.”
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P Mobile Pastoralism

similarly for the Arabian Peninsula. Marx (2006: 90) records pastoralists in the
Sinai who belong to two tribal groups: one membership affords rights to the
trappings of a sedentary existence – house and farmland; the other allows graz-
ing rights anywhere in the region. This is not to argue that because there are
modern examples of this situation, it must have pertained in the past, only to
give some slight indication of the variety of constructs that may have been pos-
sible. Marx (2006: 90) goes on to say that “in no sense is either kind of tribe a
total society or a focus of solidarity; it is merely one of a variety of organizations
in which the nomad participates. The nomad’s social round unfolds in numer-
ous organizations which are neither hierarchically articulated, nor centrally
controlled. Every person belongs at each moment to a large number of cor-
porate groups, such as trading and herding partnerships and descent groups,
maintains networks of kinsmen and friends.” The same is equally true of seden-
tary – just as much as mobile – members of the ancient polity.
Chapter Four

Tax and Tribulation, or Who Were


the Amorrites?

For most students of the ancient Near East, the archetypal nomads and par-
adigmatic outsiders in the prebiblical world are unquestionably one and the
same people, the Amorrites1 – a group about whom, in fact, we have remark-
ably little information. We know that the Amorrites are nomads only because
the Mesopotamians tell us so and, apparently, in no uncertain terms. But we
do not know who they were or from whence, exactly, they came. Invading,
infiltrating, or simply migrating into Mesopotamia in hordes, waves, or dribs
and drabs (the evidence is sparse and confusing), somehow, someway, the
Amorrites took control of Mesopotamia in the nineteenth century BCE. This
occurred after a period of political upheaval that saw the collapse of history’s
first great but short-lived empire,2 the Third Dynasty of Ur3 (c. 2100–2000
BCE),4 and the subsequent rise to a more localized hegemony of the cities
of Isin and Larsa (c. 2000 BCE). Later, under the most famous Amorrite of
them all, Hammurabi (c. 1790–1750 BCE), Mesopotamia as far as Mari on
the Euphrates was reincorporated into a single political entity centered at

1 See, for example, Schwartz 1995.


2 In the past, history’s first empire was thought to have been that of Sargon of Akkad and his
heirs in the third quarter of the third millennium, but there is a growing consensus that
this was largely a product of historiography rather than actuality; see the collected papers
in Liverani 1993. It should be noted that there is also some debate as to whether the Ur III
polity can be properly called an empire.
3 When referring to the rulers of the time, the term “Third Dynasty of Ur” will be used. When
referring to the chronological phase to which this dynasty gives its name, I will use Ur III.
For the chronological scheme see Table 1.
4 In general dates given are approximate, even when historically as opposed to archaeologi­
cally derived, as there is still considerable variance in dating schemes even among those who
subscribe to the same chronological system. This work follows the Middle Chronology.

251
252
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Babylon. Hence the era of Amorrite political dominance is called the Old
Babylonian period.*
Once in power there is little to distinguish Amorrites from Mesopotamians –
no evident separation of one group from the other, no difference in material
culture, no texts written in Amorrite. But there is an astonishing number of his-
torical, economic, ritual, and especially literary texts recovered from this period –
in both Akkadian and Sumerian. And many of these texts, especially the literary
ones, seemingly put forward excoriating descriptions of the Amorrites and of
mobile life. Others actively lay claim to a nomadic inheritance, and still others
give us glimpses into the daily lives of mobile pastoralists, how they were orga-
nized, what they did, and where they went. Dual, and diametrically opposed,
worlds are thereby understood to have existed in antiquity: one of agricultural
wealth, stability, and civilizational pursuits, the sphere of Mesopotamian cities;
the other rootless, wild, and materially poor – the domain of the steppe, where
nomads roamed untrammeled.
This kind of duality is also clearly represented in one of the first, and cer-
tainly most famous, stories in ancient literature, the story of Gilgamesh.5 Taken
purely on its literary merits at this point and not as reflecting the exploits of an
historical personage,6 this story, at least in its most widely distributed version
today,7 describes the way Gilgamesh, king of the city of Uruk, comes to find
a best friend with whom he embarks on various ill-conceived misadventures,
loses that friend because of them, and consequently experiences one of the most
profoundly disturbing moments of the human condition – the realization of
his own mortality. It is this last that is usually understood as the raison d’être
of the epic. Gilgamesh, as king of one of Mesopotamia’s most historically and
ideologically important cities, is commonly recognized as emblematic of the

5 In Sumerian, the Babylonian name Gilgamesh is rendered Bilgames, according to George


2003 (also Veldhuis 2001), although not everyone subscribes to this position (Fleming
and Milstein 2010: 8, n. 21). For the sake of clarity I will keep to a single spelling.
6 It is a long-held tradition in Near Eastern studies, but one with little foundation (George
2003: 101–6), that Gilgamesh was an actual king of the Early Dynastic Period (c. 3000–2400
BCE), although the figure who in much later tradition is known as his father, Lugalbanda,
is attested in an Early Dynastic literary text from Abu Salabikh (George 2003: 5). The name
preceded by the dingir sign is found in an Early Dynastic list from ancient Shuruppak
(George 2003: 119), and this is its earliest attestation.
7 That is, the Standard Babylonian version, compiled in the first millennium BCE (George
2003: 381).

* This chapter is based on texts. I am deeply grateful to Lance Allred, for his advice on the
Sumerian materials, and to Dan Fleming, not only for his advice on issues of Akkadian,
but for conversations over the last decade or so about all the topics with which this book
is concerned. The fact that I might sometimes ignore the better judgments of my advisers
should not be held against them! The research for this chapter was undertaken while I was
a Visiting Fellow at the Institute for the Study of the Ancient World, New York University
in 2007/8.
Tax and Tribulation
p 253

very heart of “civilization”; his new companion, Enkidu, being from the country
in its various guises, is the representative of all that is opposite. The story took
many forms, in different languages, before its final version was accomplished
in the first millennium BCE, and so did the nature and relationship of these
two characters.
The history of the Gilgamesh tale begins with four8 separate stories written
in Sumerian,9 of which only a fragment of one story was recovered from an Ur
III context;10 the others are known only from Old Babylonian contexts. Each
of these stories is a separate, self-contained adventure. In the most commonly
attested story, Gilgamesh and Huwawa A (George 2003: 8),11 Gilgamesh seeks to
establish a reputation that will transcend even the limits of death, and it is the
cedar mountains that offer an ideal opportunity for a suitable escapade. Enkidu,
a slave, advises his master to tell Utu the sun god of his plans, for this is Utu’s
territory, and Utu will help him in his endeavor. Gilgamesh makes a sacrifice
and conveys his message, to which Utu responds by asking why he needs bother

8 A second Gilgamesh and Huwawa story may be counted as a fifth, but for the sake of this dis-
cussion the differences between them are not important.
9 And each of these stories has multiple versions deriving from different places. Sometimes
there is considerable divergence between them, so it is difficult to discuss any given story
in detail because those details vary. Sumerological tradition has always chosen one text,
usually the most complete, as the basic, or original, or correct version, with all the others
considered not just variants but deviants. However, John Lynch (2010) has demonstrated
that each version of a story must be treated as an entity unto itself and dealt with on its
own terms. Some are thereby revealed to be pretty exact copies, others to tell a signifi-
cantly different story. This of course complicates attempts to have a general discussion
as to the meaning of a text, as does the fact that there is often considerable discrepancy
in ­translations of the Sumerian. I have chosen here to follow the versions published
by Oxford University’s invaluable Electronic Text Corpus of Sumerian Literature at
http://www-etcsl.orient.ox.ac.uk/ (Black et al. 1998–2006), for several reasons. It renders
this material accessible to everyone, and the reader of this book can easily follow the dis-
cussion along with the texts from this website; not only that, but the lines click back to
the transliteration, and as the cursor passes over each word in transliteration, the root
and definition of that word is given so that the reader can access the basic argumenta-
tion behind a translation; in so doing, it fulfills the best aim of the scholarly endeavor
in accomplishing such outreach. In addition, as a joint undertaking that was for some
time revised and adjusted (the project is now closed), engagement with the community
of Sumerologists has rendered some degree of consensus in translation notwithstanding
criticism of individual readings. There is also a published version of these translations to
be found in Black et al. 2006.
10 Gonzalez Rubio’s forthcoming work Sumerian Literary Texts from the Ur III Period is cited in
a number of sources (such as Fleming and Milstein 2010: 9, n. 24; George 2003: 7) as pro-
viding evidence of at least one exemplar from Ur III sources, but I have not had access to
this work. In addition see Cavigneaux and al-Rawi 1993 for an Ur III fragment of the Bull
of Heaven. Not altogether clear as yet is any indication that these are the same texts as those
Sumerian stories recorded in the Old Babylonian period.
11 There is a second version of this story recovered from a different city. It varies in some
details, and we have far fewer copies of it.
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P Mobile Pastoralism

as he is already noble. Gilgamesh explains that only renown12 will last beyond
death, describing a scene of bodies floating in the river that suggests the city is in
the grips of famine or disease. Utu then tells him about the seven impediments
to his passage through the cedar mountains – the impediments are the powers
of the guardian of the forest, Huwawa (different versions of the story describe
them as “warriors,” “terrors,” or “auras”) – and how to disarm them. Utu pre-
sumably thinks Gilgamesh plans to harvest the massive cedar trees that grow in
this area, but Gilgamesh perhaps already has other plans, for what could bring
him more renown than destroying the supernatural being Huwawa?
Huwawa is portrayed as a monster by Gilgamesh – and also in various images
recovered from the ancient world – yet he is understood by the gods as a ­divinely
appointed otherworldly being who should not be harmed. But harmed he is.
Gilgamesh calls for a bevy of young men to accompany him on this journey,
those with no personal attachments to be left in distress if anything should
happen to the menfolk – bachelors like Gilgamesh himself – and they all set
off, eventually to arrive at their destination. Gilgamesh and Enkidu start chop-
ping down the cedars, thereby disturbing Huwawa who comes out of his lair
and looses his powers upon the interlopers. Gilgamesh and Enkidu both lose
consciousness. Enkidu comes to first, prodding Gilgamesh to wake up. When
he does, he is furious, refusing to turn toward home until he has taken his ven-
geance. Enkidu tries to persuade him from such a plan, but Gilgamesh is not to
be deterred, arguing that together they will be invincible. Enkidu is still afraid,
but Gilgamesh confronts Huwawa and, although shaking in his boots, begs to
become Huwawa’s kinsman, which presumably would then establish the rules,
rights, and obligations of their future interaction. The way kinship is to be
accomplished here is through two gifts: Gilgamesh’s sisters and special foods.
It is all a trick, of course. After seducing Huwawa into handing over his powers
one by one, each in the form of a cedar tree, Gilgamesh attacks him and ties him
up. Huwawa reveals himself as pitiable, for he has no family, and when he calls
upon Utu to help him, his main complaint is that family is just what Gilgamesh
promised, and then denied, him. Gilgamesh is overcome with compassion and
decides to set Huwawa free. But now Enkidu steps in, pointing out that a van-
quished enemy is not to be trusted, and when Gilgamesh doesn’t listen to him,
he steps forward and dispatches Huwawa with a swift blow to the throat.
Huwawa is not the only supernatural being destroyed by these two charac-
ters, however. In another story, Gilgamesh takes on the Bull of Heaven. Again,
Gilgamesh turns his eyes to the mountains, from whence he will bring all the
goods that will enrich Sumer – cattle and sheep, metals and jewels – and that will
make him famous. But the story actually starts, after a prologue that situates

12 Fleming and Milstein (2010: 183–4) translate this as “I will set up my name,” which has
provocative overtones of the practice of establishing commemorative stelae.
Tax and Tribulation
p 255

it within the performative context of a song about the great Gilgamesh, with
Inana, the goddess of war and sex, with whom Gilgamesh has more than one
run-in. It is unclear, due to the condition of the tablet, what her problem may
be, but she waylays Gilgamesh13 on his way to the temple – her temple – where
he will act as judge. There is some sense of competition in the exchange that
­follows, with Gilgamesh promising not to exceed his bounds, but, speaking
“with a snort,”14 Inana does not seem to believe him. The implication appears
to be that Gilgamesh has become so great that he threatens the power of Inana
herself, for Uruk is her city. She asks An, her father, to give her the Bull of Heaven
so that she may use it to kill Gilgamesh. An does not want to concede, as the
bull will leave giant cowpats everywhere and besides he will die from hunger as
he cannot graze on earth. Inana then behaves like a spoilt child, screaming with
anger, and An gives in. She takes the bull to Uruk, Gilgamesh’s home, where
it wreaks havoc. Gilgamesh threatens to kill the bull, humiliate it, and feed it
to the widow’s sons, which he then proceeds to do. He butchers the beast and
with utter disrespect throws a haunch at Inana; then he strikes her, and she
flees. No wonder she hates him. At the same time though, the horns of the Bull
of Heaven are dedicated to Inana in her temple. Perhaps this is a statement of
Gilgamesh’s power: he is so great that he can dispose of Inana’s own property as
he likes, and in offering it back to her is further insulting her. But it seems more
likely that in resuming his attentions to Inana in the temple and making her a
gift of the emblem of his might, he is reconciled with her.
In Gilgamesh, Enkidu and the Netherworld, in contrast, Gilgamesh helps Inana
when she has problems with a tree – a very special tree. In this story, the action is
not presented as a song in the manner of a praise poem, but is set long, long ago,
in original times, when the correct and proper order of the world was established.
This story, too, is about power, for the tree that Inana saves from a primordial
storm is the halub tree15 – the axis mundi, the tree that connects all planes of

13 George (2003:11) notes that an unpublished tablet makes it clear this is to bring him to
bed, as is indeed the case in the later version. And as in the later version, he refuses her
advances, to his cost.
14 Black et al. 1998–2008, line 19, http://etcsl.orinst.ox.ac.uk/cgibin/etcsl.cgi?text=t.1.8.1.2&
charenc=j#.
15 See Gadotti 2005 for a comprehensive discussion of the various approaches to this tree. She
(2005: 78–80) notes that in the third millennium the halub tree was associated with a place
called Gubin, and that Gubin seems to have been mountainous, located somewhere south
of Mesopotamia, and that the wood from there was used to make divine statues. As will
be seen below, this relationship with mountains is quite important. In the Ur III period,
however, at the end of the third millennium, it was not uncommon for halub wood to be
made into parts of furniture in conjunction with precious metals (Gadotti 2005: 82–4),
which suggests that halub items were not for the everyday, notwithstanding that leftover
pieces were used to make smaller objects such as trays and cups (because, of course, ritual
activities use special vessels). The fruit of the halub tree was used in offerings before the
du6-kù. Du6 has a number of religious significances in its various combinations. It is the
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existence. Inana replants the tree in her garden, a clear appropriation of the fun-
damental elements that constitute the cosmos, but she cannot bend it to her will.
She cannot cut it down and fashion it as she likes into furniture that she makes,
owns, and controls,16 because denizens of the otherworlds (the snake, the ghost
of a young woman, and the Anzud bird) become embedded in the very struc-
ture of the tree as it grows. She asks Utu to help her, but he refuses. She turns
to Gilgamesh, here called her brother, and he obliges. He kills the snake, drives
out the girl and the bird, and, much as with the cedars, cuts down the tree and
strips its branches, this time giving them to Inana for her furniture. But the roots
Gilgamesh kept for himself, making a pair of objects, the pukku and mekkû,
terms that no one has ever quite been able to interpret.17 Whatever they may be,
they seem to have been used in a game, one that Gilgamesh carries to extremes
and for which he seems to be punished when one of the objects falls down into
the netherworld. Of course, the object is made from the roots of the tree which
themselves were entwined with the netherworld. For most readers it is from this
point on that the significance of the story starts, with the focus now turned to
the netherworld and Gilgamesh’s supposed encounter with his own mortality,
for he sends his servant Enkidu down to retrieve the object. Enkidu fails to fol-
low the advice given him to extricate himself and appears to be stuck there.
But I do not think it is quite that simple. It is Gilgamesh’s assistance of
Inana’s grab for power, his own appropriation of some of that power, and the
particular nature of its locus that are the start of the problem. Indeed, the pas-
sage where Gilgamesh is described as playing with the objects made from the
halub tree seem to indicate that he is mad with power:

He played with the ball (?) in the broad square, never wanting to stop playing
it, and he praised himself in the broad square, never wanting to stop praising
himself. . . . For (?) him who made the team of the widows’ children –––, they
lamented: “O my neck! O my hips!” . . . But early in the morning as he –––, the
place marked, the widows’ accusation and the young girls’ complaint caused his

holy mound, an altar (Gadotti 2005: 95), and a burial mound (Richardson 2007). Finally,
halub wood is deployed in incantations. All these attestations of the use of the wood con-
firm, I think, its function, whether oak or cherry tree, as a religious symbol, as indeed does
its mention in a mortuary ritual dating to the Ur III period (Katz 2007: 176).
16 Because there are attestations in administrative texts that halub wood is used for certain
kinds of furniture, it should not be thought that that means Inana’s desire for a chair and
a bed here is purely practical. Mesopotamian literature, in both Sumerian and Akkadian,
is riddled with symbolism and full of references that, while completely opaque to us, obvi-
ously had meaning to its audience, something we too often forget. So the reader or listener
to this story knew exactly what kind of furniture was made from halub wood, what it was
used for, and what its significance was, which added additional layers to the tale and to
Inana’s actions.
17 They are now usually described as a ball and mallet, although there seem to be unquestion-
able phallic overtones to these terms (Cooper 2002; Walls 2001).
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ball (?) and his mallet (?) to fall down to the bottom of the nether world. (Black
et al. 1998–2006: t.1.8.1.4, lines 151–165)

As is usually the case, Gilgamesh petitions one god to help him, who ignores
him, so he asks another, Enki, who agrees to help. Enkidu is brought back to
the world of the living, and Gilgamesh, full of curiosity, asks him about the
nature of the netherworld, as anybody would. Enkidu does not want to tell him
at first, supposedly because it is so hideous, but as he describes the situation of
various people it becomes clear that, if one dies in the proper circumstances,
one’s lot in the next life is actually quite fine. The essential condition for a
proper death is to have enough offspring to guarantee that the commemora-
tive mortuary rites will always be performed. While it is generally assumed that
this is to ensure that the dead will always be provisioned with the necessary
sustenance, the fact that renown is an adequate substitute for children, which
is why Gilgamesh seeks it in other stories, indicates that it is memory that is
essential. One exists in perpetuity in memory. The greater the deeds, the longer
the memory.
Gilgamesh, Enkidu and the Netherworld is a complicated text for many reasons,
not least of which is the number of versions and degree of variance between ver-
sions (and see Gadotti 2005; Lynch 2010 for details). It has been interpreted as
portraying a significantly different approach to death than is seen in the other
text on this topic, The Death of Gilgamesh, but in fact it does not. In this latter
story Gilgamesh dreams he is dying and despairs. Even though he is powerful
like a god and his mother is a god, he nevertheless is destined for the nether-
world. But his advisers point out that, on the one hand, he knows that death is
the outcome of being born and, on the other, there is a well-established way of
dealing with it – the practice of ancestor traditions. I should note that Enkidu
in this story is presented as a “comrade” rather than as a servant, and the advis-
ers mention him as a kind of enticement to Gilgamesh – when Gilgamesh is in
the netherworld he will be reunited with Enkidu. This is the first intimation of
a relationship between the two that transcends master and servant.
All three texts, including Gilgamesh and Huwawa, portray commemoration as
the basis of the afterlife, and confirm that if one has no children then fame
is another route to it. In one ending of Gilgamesh, Enkidu and the Netherworld,
a clear link is made to Gilgamesh and Huwawa. In another version of the end-
ing, Gilgamesh apparently realizes that he has neglected his own ancestors and
they are suffering in the netherworld, so he makes statues of them before which
the proper ancestor practices can be performed (George 2003: 14). In one ver-
sion of The Death of Gilgamesh, the fact that existence after death is a function
of memory is made explicit, and again statues of the ancestors are mentioned.
The story of Huwawa is connected to the story of Enkidu in the netherworld
and that of Gilgamesh’s death in another way, too. The mountains to which
258
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Gilgamesh ventures are not just territory beyond the ken of Sumer, because
kur is the place of the netherworld and this is of ongoing significance in all the
Sumerian literature, as will be seen below. There is a level on which the whole
story of Huwawa evokes at the least undertones of dealing with the demons of
death, if it is not an actual allegory for it. Huwawa, of course, is not the god of
the netherworld, but that these kinds of parallels would be raised in the mind
of the reader/­listener is obvious.
The underlying meanings, heavy symbolism, and allegorical nature of much
of this material are often understated, but it must be remembered that these
are but pieces of a larger cultural whole in which the original recipients of this
material were deeply embedded. All three texts also share another and some-
what more mundane feature: power. In Gilgamesh and Huwawa and in Gilgamesh,
Enkidu and the Netherworld, it is the jostling for power, wresting it even from the
gods, that is the center of the narrative; in The Death of Gilgamesh that contest
proves all for naught. Gilgamesh might have become powerful like the gods, he
may be part god, yet he lacks the one thing they have – immortality. Nevertheless,
it is not a fear of death that is portrayed in this text so much as it is the realiza-
tion that Gilgamesh’s quest to be one of the gods, to possess the one thing that
separates them from a very talented humanity, has ultimately failed, so at the
same time this text also deals with the problem of why, since he is part divine,
he nevertheless dies, and as such is an ontological problem, not a humanistic
one. Even in death, though, Gilgamesh occupies a unique place at the head of
all the dead, becoming judge of the underworld.
If death and the afterlife are viewed as the connecting theme to these tales – as
the basis of a Gilgamesh “cycle” (Gadotti 2005) – the exception is Gilgamesh and
Aga. Aga, king of Kish, sends to Uruk envoys whose task it is to tell that city to
submit to the hegemony of its northern neighbor. Gilgamesh meets with the
assembly of the city, the city’s elders, and argues that they should reject such
demands and attack Kish. The assembly takes some persuading, but eventually
they give in. Aga then besieges Uruk. One of Gilgamesh’s soldiers volunteers to
fight Aga in man-to-man combat, but before he can challenge Aga, the soldier is
captured and beaten. He still has the strength to tell Aga of Gilgamesh’s beauty
and might, which is so great that just the sight of him is enough to cast down
armies of thousands. Such is the case when Aga does indeed lay eyes on him
(although, presumably given the rest of the story, he has in fact seen him before).
Aga is captured, but instead of killing him Gilgamesh shows mercy and releases
him because Aga had in the past given Gilgamesh refuge when he was a fugitive.
Thus, as well as physically powerful, Gilgamesh is a man who honors his debts.
Although Gilgamesh and Aga differs from the other three stories in a number of
ways – it is the only tale in which there is no mention of Enkidu, and the story is
not about a heroic exploit (there is no mention of Gilgamesh’s military action,
for example) – it shares with Gilgamesh and Huwawa the idea of clemency. And it
Tax and Tribulation
p 259

shares with all stories this foundational issue of power. In this case it is the power
of Gilgamesh’s own person: his beauty, his strength, and his justice.18
Several of these themes – and exploits – are taken up in the next major version
of the Gilgamesh story at our disposal, the one compiled in the Old Babylonian
period, written in Akkadian, and called the “epic” of Gilgamesh.19 This is an
altogether more complicated story. It takes some aspects of the accounts outlined
above but not others, and it combines them with completely different portrayals
not only of Gilgamesh, but also of Enkidu, who now becomes Gilgamesh’s equal
and opposite. Now they are partners in adventure, if not crime (although given
some of their acts against the cosmic order this is not inappropriate), and the
nature of their relationship is something of a “bromance” (in current parlance)
whether or not there is any homoerotic subtext (Cooper 2002; Walls 2001).
The story as it is generally accessed is put together from fragments of a num-
ber of recensions. It is also often supplemented with materials from the ver-
sion assembled, and canonized, in twelve tablets in the next millennium (see,
for example, Dalley 1998) on the grounds that the original basis of the first-
­millennium epic was actually the second-millennium version. George (2003)
puts forward all the extant Old Babylonian pieces, while Fleming and Milstein
(2010), in examining two of those pieces, the one known as the Yale tablet and
the one known as the Penn(sylvania) tablet, reveal that between the Sumerian-
language stories and the epic there is an intermediary phase, constituted by
a stand-alone Akkadian version of the Huwawa story. That phase, however, is
attested only as it was adopted into the larger narrative. Although the Yale tab-
let, which gives the story of Huwawa, follows on from the Penn tablet, which
describes the meeting between Gilgamesh and Enkidu, and appears even to have
been written down by the same hand (George 2003: 159), the language describ-
ing Enkidu is considerably different (Fleming and Milstein 2010). One tablet
uses terminology that describes wild animals; the other, domesticated herds.
According to Fleming and Milstein (2010: 11), Enkidu is wild, raised among
the beasts in the Penn tablet, while in the Yale tablet he is a shepherd; in Penn,
he is transformed by sex with the woman Shamhat so as to bring him into the
human world; in Yale, since he has never been apart from it, no such rite of pas-
sage is necessary. In Penn, and as so aptly put by Fleming and Milstein, Enkidu
is Gilgamesh’s passion; in Yale he is only his partner.

18 It also ties in with the Sumerian King List in its ideas about regional primacy and the com-
petition for kingship.
19 Although I do not think “epic” an appopriate label, I will maintain it as a means of dis-
tinguishing the compilation of the larger story from its component pieces, especially
since all extant versions of the Gilgamesh stories other than the Standard Babylonian,
whether in Akkadian or Sumerian, were written down in this period, so to refer to it
as the Old Babylonian version is both confusing and erroneous in that they are all Old
Babylonian in date.
260
P Mobile Pastoralism

However, if the Yale tablet was merely the reconstitution in Akkadian of the
earlier Sumerian tale of the defeat of Huwawa, it would not be of concern to my
discussion, which would then focus only on the Penn account. But although
there is a sense that the Old Babylonian epic is in some essential ways the com-
pilation and framing of the Sumerian stories (considered by many the originals
[Tigay 1982]), even though it is not a translation of them, there are some fun-
damental differences between the Babylonian and Sumerian stories that war-
rant a slightly different perspective. And these differences lie in the nature of
Enkidu. In addition to Penn calling him wild and Yale calling him steppic is the
fact that in both tablets Enkidu is no longer Gilgamesh’s servant but a being
from a world outside Uruk, however that world is defined. In both tablets he is
a fully drawn character, a counterpart to Gilgamesh and not just a subordinate.
Therefore the epic has to be treated as its own, independent story, with its own
meaning and intent, even if the writer drew on an earlier story at certain points
for details. It is for this reason that I diverge slightly from Fleming and Milstein
(2010: 5) in seeing not the portrayal of the Huwawa story as the main focus of
the epic, but the redefinition of the characters of Gilgamesh and Enkidu as the
raison d’être behind this new story – for new I think it is. Rather than a recasting
of the Huwawa story by the addition of a new prologue, it is the narrative of the
Penn tablet that is the starting point for this scribe, and the Huwawa story that
is added in by drawing on the Akaddian, rather than Sumerian, prototype.
The following summary of the story is based on the Fleming and Milstein
(2010) translation but with my own interpretative inflection. What is left to
us of the Old Babylonian epic starts with Gilgamesh awaking from a dream
in which something fell from the skies, a dream that he relates to his mother.
His mother, Ninsun, tells Gilgamesh that the something is a someone – some-
one just like him but who is born in the steppe and raised in the highlands
(the two ends of a transhumant pastoralist cycle, and one entirely appropriate
to the Mesopotamian landscape). Gilgamesh has a second dream, this time of
an axe that, when he saw it, gave him great joy; he loved it like a wife and set
it by his side. His mother presumably informs him as to the meaning of this
dream too, but since the tablet is broken at this point, all we know is that this
someone will be Gilgamesh’s rival.20 Meanwhile, Enkidu is immersed in seven
days of sexual activity with Shamhat, who brings him to the shepherd’s hut as
a kind of halfway house, where he learns human habits. While Enkidu is there
(and still with Shamhat, although now presumably purely for fun and not for
any transformative potential), a man passes by on his way to a wedding. He
explains to Enkidu the city’s practice of droit de seigneur, which upsets Enkidu

20 George (2003: 175, col. II, line 43) reads here “equal,” although in Column V, line 195 the
respective translations are reversed, with Fleming and Milstein using “equal” and George,
“rival.”
Tax and Tribulation
p 261

and prompts him to go to Uruk. When he arrives there he draws a crowd, which
compares him to Gilgamesh, and once more their parity is established. Enkidu
confronts Gilgamesh as he would enter the bride’s bedchamber, and the two
wrestle. Interestingly, Gilgamesh cedes. He takes a knee and then turns away.
Enkidu speaks to him, praising him (one would assume, profusely!). It is from
here that the Yale tablet picks up, but its beginning is damaged. It does seem,
however, as if Gilgamesh and Enkidu are making plans. The next thing that is
sure is Enkidu’s fear, and it is probably in response to Gilgamesh’s outline of
the plan to attack Huwawa, which he then repeats. Enkidu remembers Huwawa
from his time in the highlands and knows how terrible he is. Gilgamesh, how-
ever, is irritated by his friend’s concern, and Enkidu gives in. They have weapons
forged and they tell the elders of Uruk what they plan. The elders also think it a
foolhardy undertaking and advise against it. Gilgamesh has his way.
Other tablets now provide the narrative of the actual encounter, which,
although not written by this same scribe, is most likely to represent, in its broad-
est details at least, a facsimile of what the “epic” would have contained. Schøyen
tablet 2 conveys a series of dreams and begins with the peerless pair asleep on
their way to meet Huwawa. This time it is Gilgamesh’s turn to be afraid, and
Enkidu’s to urge him on. Three times this happens; three times Enkidu reveals
to Gilgamesh that one of the gods is with them on this venture. Then Enkidu
himself succumbs to fear and it is Gilgamesh who no longer hangs back.
Finally, the tablet from Ishchali describes the deed. Somehow Huwawa’s auras
are negated and together Gilgamesh and Enkidu slay him.
The multiplicity of stories about Gilgamesh and Enkidu is an important
starting point for understanding the Amorrites. A more traditional approach
would no doubt begin with what are considered historical texts, such as the
royal inscriptions or onomastic patterns (such as Buccellati 1966 or Streck
2000) where names with Amorrite linguistic elements are traced over time and
space. And these are certainly central to reconstructing the story, as will be seen
later. But the literary materials are equally important for two reasons. One,
­particular passages from them have been powerfully influential in shaping our
picture of the Amorrites, their relationship to pastoralism, their external ori-
gins, and the views of others toward them; two, when taken as a whole, certain
features become evident in the literary production of the Ur III/Old Babylonian
periods that are not seen when isolated literary texts are here and there inserted
into an historical reconstruction.
This is not to say that my task here is to extract history from literature, as
used to be a common practice in Assyriology but is now, rightly, criticized
(Liverani 1993; Veldhuis 2004). Rather, the task is to treat these stories as lit-
erature, recognizing that the production of literature has an historical dimen-
sion. Literary theory today allows for many analytical approaches to text, all of
which, by focusing on different aspects of writing, storytelling, and reading,
262
P Mobile Pastoralism

offer valuable insight (cf. Black 1998: 42–9). One may read a story written at any
time, in any place, with no knowledge of its context, and still understand it, or at
least one layer of it. Context, however, brings another dimension to text because
no writing is ever produced in isolation. Writers are themselves products of
their environment, so the views of the world they present, the ideas they convey,
intentionally or otherwise, are influenced by that environment, just as readers
are shaped by their own time, situation, and experience in ways that inflect how
they receive the text. At this distance we have to work hard to glimpse double
meanings, cultural referents, symbols, and puns, and assuredly miss most,21
whereas they would be immediately clear to a contemporaneous audience.
Moreover, when the production of texts is so tightly contained in very spe-
cific and limited settings, those settings perforce shape the text. Much has been
revealed in this regard by understanding the schoolroom contexts of most of the
earlier copies of Mesopotamian literature that survive (Veldhuis 2006; Tinney
1999a; Delnero 2006), but those contexts were themselves situated within larger
contexts – the politics of the administrative system that trained and employed
scribes. While I certainly do not wish to argue that context is the only consider-
ation in approaching literature, I do claim that it is an important one, a source
of some information that has bearing on the meaning of the text for the audi-
ence of the text’s time, whatever the meaning of the text for the audience of this
time, and that therefore context should not be ignored. The line between draw-
ing historical information from a text and reading a text in light of historical
information is fine, but it is one that can be satisfactorily navigated.
Furthermore, since texts are certainly susceptible to multiple readings (and
contingent meanings at that), at least one of those multiple readings is pro-
vided by understanding the author’s intent; another is provided by understand-
ing the factors that shape the author’s intent and that shape the text beyond
intent – factors that include context, especially the dialogic relationship between
texts. If one reads the story of Gilgamesh standing alone, the portrayal of a dual
Mesopotamian world, one divided between steppe and city, is clear enough in
the separate and contrasted origins of the two characters and in the situations
in which the interdependence of the one with the other is asserted, although the
meaning of that division is certainly less clear. If one considers this story in the
context of its supposedly earlier precursors, namely the five Sumerian stories of
Gilgamesh, the nature of the Old Babylonian characters is startling, in that they
become exactly that – characters, with emotions, histories, and aspirations.
I am hardly the first to remark upon the dramatic differences in Gilgamesh
and Enkidu from one set of stories to the next, or on the difference in the nature

21 See Noegel 1996: 170, n.s. 6, 7 for a bibliography of work on wordplay; also Alster 2002
and Vanstiphout 1996. More generally, see Michalowski 1996 for the nature of Sumerian
poetry; also Black 1998.
Tax and Tribulation
p 263

of the texts themselves, or even on the relationship between historical events –


the emergence of the Amorrites – and these changes. But those differences pose
some serious questions in light of the understanding of the relationship between
pastoralism and polity proposed in this work. If, as I have argued, pastoralists
were not separate and external entities to the urbanized world of the Near East
in the fourth to second millennia BCE, with a fundamentally different form of
social organization, and if the Amorrites were pastoralists, why is it that one
aspect of the Old Babylonian story is the iteration of the essential and neces-
sary unity of the steppe and city? It clearly speaks to a situation where there is,
in some way, at least a perceived division between these two arenas, established
by the very efforts to present a case for the opposite. The worlds of the city and
the steppe are contrasted, and by no means only in favor of the city. Indeed,
the dual nature of Gilgamesh himself – part human, mostly god – can be seen
as “ambiguation,” the (re)creation of an earlier ideal (Bernbeck 2008b: 158).22
So the distinctions are in fact perpetuated at the same time as they would be
negated, and it appears they are perpetuated by the very people one might think
would not see themselves in this way – the Amorrites. Again, we arrive at this
idea that the Amorrites are somehow different and apart and, what is more, that
they so positioned themselves.23
How and why do we end up with this picture? There are two ways to develop
the answer to this question. The first is through the contextualization of the
neo-Sumerian stories;24 the second, through discussion of the Old Babylonian
versions of Gilgamesh in Akkadian. These two different ways of seeing, and tell-
ing, the stories of Gilgamesh and Enkidu constitute a debate with one another.
The stories do not simply belong to the inhabitants of separate cultural
spheres who view the world so differently that they inevitably, and unthink-
ingly, produce different versions of a well-known tale. There is no Gilgamesh
norm25 from which all other versions are deviations. Each story is a specific
act of composition or compilation with specific reasons for its production.

22 It is not quite clear to me in this passage whether Bernbeck attributes the origins of the
story to an actual early, sociopolitical egalitarian period in Mesopotamian history, when
he says the story is “a typical tale from an era ‘before difference,’ before the appearance of
difference in the world,” or whether it is to a mythical one.
23 For an informative study of the relationship between mobile identity and literary narra-
tives, see Bettini 2006.
24 The term “neo-Sumerian” is used to indicate that, while the Third Dynasty of Ur repre-
sents a resurgence of Sumerian culture, this is not because this was an original Sumerian-
speaking population reclaiming their throne, but rather an adoption of an earlier culture
and language. Good arguments have been presented (e.g., Rubio 2006b) to the effect
that Sumerian had died out by the late third millennium. Shulgi, for one, did not speak
Sumerian as his native tongue but as a second language if we are to take the praise-hymns
that extol his mastery of foreign languages (Klein 1981) at face value.
25 Contra George 2003: 4, n. 3, where he states it is “clear that the second millennium
[Gilgamesh] was characterized by a profusion of deviant texts.”
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The question is: what do the differences between one version and another tell
us about those reasons?26
At the least, the Old Babylonian production is an appropriation of an
­established literary trope used as a vehicle through which to tell a story of con-
sequence to its writers. This is a common habit for Mesopotamian writers:
characters, themes, tropes, even direct quotations appear and reappear in vari-
ous stories (see Katz 2007: 171, n. 20). Sometimes this might serve as a kind of
shorthand: the audience – reader or listener – knows exactly what they are sup-
posed to think when they receive these set pieces, so the writer does not have to
say much else on the topic. Sometimes it might be to prime the audience, as it
were, to render them receptive to what comes next, a way to sneak in something
new and provocative. Sometimes it may shake them out of their conditioning.
In any of these cases, the literary practice of appropriation is a manipulation
of the recipient to further a calculated end. Gilgamesh and Enkidu, then, are
known characters through whom multiple stories may be told, characters –
even when not characterized – who are not subordinate to the specific narrative
of their exploits, but stand on their own, somewhat akin to the English figures
of Punch and Judy. Certain basic story lines are expected, certain dynamics are
in play, but the details and outcomes vary with each telling or performance, just
as over the four-hundred-year history of this puppetry the characters of Punch
and Judy themselves, and their social role, have undergone significant changes.
But the Old Babylonian “epic” of Gilgamesh is also a direct answer to the
view of the world presented in the neo-Sumerian stories, and understanding the
origins of either worldview places us in a difficult, and unusual, methodological
and theoretical fix, because we cannot simply turn to the history of the respec­
tive periods to find the answer. Both the Sumerian and the Babylonian materi-
als come to us from the same place in time, and sometimes from the same space.
They were recovered from scribal schools of the Old Babylonian period and are
now interpreted as teaching materials. It is usually assumed that the Sumerian
stories are all older than the context in which they were found, dating at the very
latest to the Third Dynasty of Ur, and were simply preserved by the practice of
copying. If it were not for the one or two Sumerian fragments from Ur III con-
texts that concern Gilgamesh27 we would have no direct evidence of this, and we
cannot know if the stories as written then were the same as those “copied” in the
Old Babylonian period. As Fleming and Milstein (2010) have demonstrated, the
Old Babylonian versions themselves share small but very significant differences
in terminology that render both new contexts and new meaning to the separate
sources. Furthermore, the Sumerian texts were long believed to be relicts of the

26 Therefore, the diachronic dimension to interpretation that Cooper 1996: 52 argues is


necessary if we are to understand what each version of a text means is indeed crucial to my
task in this chapter.
27 See note 10 above.
Tax and Tribulation
p 265

original Sumerian culture of the Early Dynastic period28 rather than the pro-
duction of the neo-Sumerian world of the Third Dynasty of Ur, which would
also accord them vastly different content, meaning, and purpose. While there
may be indications that Gilgamesh was known in the Early Dynastic period as
a mythical or literary character (if almost certainly not an historical one29), it
bears repeating that we know nothing of any story itself, and so can only under-
stand the stories we actually have, in the time and place we find them.
Take the tales of Enmerkar, for example, also written in Sumerian and recov-
ered from the same find-spots as the other Sumerian texts. Forming a coher-
ent story cycle, four narratives relate the exploits of this king known from
the Sumerian King List (Vanstiphout 2004). The two Lugalbanda sto­ries –
Lugalbanda in the Mountain Cave and Lugalbanda and the Anzud Bird – are but halves
of the same tale. The story of Lugalbanda takes place within the framing device
of Enmerkar’s war with Aratta, which is the subject of the tale of Enmerkar and
the Lord of Aratta. The relationship of both Enmerkar and Aratta with Inana
forms part of the driving narrative, but although this seems incongruous in
the Lugalbanda stories, it is fully explicated in the Enmerkar ones. Both kings
thought themselves chosen by the goddess – which can only be interpreted as a
claim to Sumerian-ness, because through the texts of Sumer Inana is known to
us as the Sumerian goddess. It is obvious that the messenger in the Enmerkar
stories becomes Lugalbanda himself, although he is not named at that point,
and it is in Enmerkar and the Lord of Aratta that the significance of the mesh tree
and Anzud bird is established.
But while the two Lugalbanda tales follow in narrative sequence, and the
two Aratta tales follow in narrative sequence (although the perspective shifts
from Uruk to Aratta),30 the Aratta and Lugalbanda tales do not, although the
­listener/reader gains more from Lugalbanda if he or she knows Aratta. Whether
or not Enmerkar was an historic king, and whether or not Early Dynastic
tales concerning his conflict with Aratta once existed (and I sincerely doubt
it, for ­reasons that will become clear below), these tales as we now have them
are clearly a product of later times (Cooper 1993b). This is established alone
by the anachronistic mention of Mardu in two of them, so that they cannot
therefore be faithful copies of an Early Dynastic original. In the absence of any

28 See, for example, Cooper 1993b.


29 The Sumerian King List was originally taken as an historical document, but see now
Michalowski (1983) and Steinkeller (2003), who demonstrate that it is at best history
manipulated to an end. See also Michalowski 2006b for a discussion of the Tumal text, in
which the name Gilgamesh is written, where it too is recognized as a school text associated
with Ur III materials.
30 Although Vanstiphout (2004) places Enmerkar and En-Suhgir-ana first, this story is clearly a
continuation of Enmerkar and the Lord of Aratta, for after Aratta is saved from defeat at the
end of it by the breaking of the drought, En-Suhgir-ana gets carried away by his own ego,
taking the war back to Enmerkar and thus prompting his own defeat.
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earlier versions we do best to start with the premise, until demonstrated other-
wise, that the whole story cycle was made up at that time.31 When these stories
are considered as a product of the later period rather than the earlier one, a
whole range of new meanings come to light and various anomalies (that are
otherwise confounding) dissolve.
One approach, therefore, would be to consider the debate between the
Sumerian and Old Babylonian versions of Gilgamesh as contemporaneous –
as between two bodies of work in different languages produced at the same
time – on the grounds that each version is not merely a copy of an earlier text
but understood to be produced at the time we have their extant versions. While
there may well be earlier versions of the neo-Sumerian stories dating to the Ur III
or Early Dynastic period, and earlier versions of the Old Babylonian story dat-
ing to the Akkadian period (or whenever), in certain ways of approaching text
this is irrelevant in the absence of those versions. At the very least, as Veldhuis
(2002: 128) observes,32 we cannot be sure that the Old Babylonian versions of
earlier works are exact copies uninflected by the concerns of the copyists, and,
as Delnero (2007: 110) points out, neither preservation nor reproduction was
in fact the purpose of these texts. They constituted a way of teaching Sumerian
language and cuneiform writing, so faithful rendition of an original was not
their goal. It is certainly clear that in some circumstances at least, scribes felt
free to change aspects of the stories for their own purposes or, perhaps, at the
behest of a higher authority. Divergent versions of a number of texts, recov-
ered from two different places but presumably dating to the same time, from
the tale of Gilgamesh and Huwawa to the literary letters of Shulgi, show signifi-
cant differences in meaning (Tinney 1999b: 45; Lynch 2010),33 and when ver-
sions of stories are found from different points in time, it becomes clear that
“Mesopotamian literature was not static, but continued to develop and change”
(Michalowski 1976: 8). Perhaps composition was also part of the curriculum.
Perhaps various genres of literary endeavor had a store of stock templates that
were then taken and adapted to specific circumstances. The texts as we have
them should therefore stand on their own terms and not on the basis of some
supposed situation.
If one were to take this position, the Sumerian stories and the Akkadian
stories might perhaps each represent a specific section of Mesopotamian soci-
ety at that time with its own worldview. The juxtaposition of text and language
might represent exactly what it appears to – a contest between Sumerians and
Akkadians – if the Third Dynasty of Ur was actually a resurgence of a Sumerian

31 In fact, as will be seen later in my own story, Aratta itself is part and parcel of a set of polit-
ical issues that are of prime significance in a specific time period.
32 Brisch (2007: 20) also observes that scribes were perfectly able to change original versions
of royal texts.
33 See below for the Puzur-Shulgi correspondence.
Tax and Tribulation
p 267

population repressed by the Akkadians, an idea few subscribe to now. In fact,


this use of Sumerian is argued to represent an appropriation of an older cul-
tural complex by usurpers as a way of denying the validity of those overthrown
and distancing their memory (but cf. Woods 2006). Ishbi-Erra, the first ruler
of the Isin dynasty that emerged out of the collapsing Ur III empire and once a
functionary of the last Ur III ruler, immediately adopted Akkadian rather than
Sumerian for his building inscriptions (Michalowski 2005a: 200),34 postulated
as a sure way of distinguishing himself from his predecessors. But Ishbi-Erra
may have been an Amorrite, and his literary reputation, at least, accords him
a Mari origin (Michalowski 1995), although this is highly problematic due to
the nature of the source. Descriptions of Ishbi-Erra appear in the Sumerian
so-called literary letters, which contain so many anomalies that it is hard to
know how to contextualize them properly. It is not at all clear at this point
whether Ishbi-Erra is situated as an outsider by himself/his supporters, by
his opposition, or quite arbitrarily. This, in conjunction with the introduc-
tion of the new elements to the Gilgamesh story outlined above – especially
the presence of Enkidu in the steppe, a place supposedly equally outside the
traditional Sumerian landscape – broadens the dimensions of the problem so
that the factions under consideration would seem most likely to be Sumerians
and Amorrites.
But what of the Akkadians? If the Sumerians are overthrown at the end of
the Third Dynasty of Ur, surely the Akkadians are in contention for their own
resurgence? In this scenario, the Akkadians would write in Sumerian, while
the Amorrites would write in Akkadian, and in either case the use of language
would be an associative, and perhaps political, act: for the former a grasp on
the past against a threat to the present, for the latter – well, there’s the rub.
There is just something profoundly problematic with any answer that implies
Amorrites were denying wholesale their own identity and claiming someone
else’s through the appropriation of Akkadian language (Sanders 2006: 6),
or through the reconveyance of Akkadian stories, or through any other such
cultural or political process (such as Van de Mieroop 2004: 85), because such
answers are based on the understanding that Amorrites, as nomads, were in
some way conscious of their own inferiority. Moreover, Hallo’s (2006: 88–9)
suggestion that Old Babylonian scribes were preoccupied with the coming of
their rulers’ Amorrite ancestors hardly explains why they would insert such
recognizably derogatory descriptions of them into earlier texts – and get away
with it – and in addition assumes that the scribes themselves could not be
Amorrite, an assumption for which there is absolutely no basis other than
traditional prejudice.

34 Although other texts attributed to his reign are in Sumerian; see below for further
discussion.
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P Mobile Pastoralism

This question of language and identity is complex; the fact that there is
not a single text written in Amorrite raises the question of whether such a
language even existed, as the sole source for it is the delineation of a very few
non-­Akkadian elements in personal names (Whiting 1995: 1233; Michalowski
2006a: 162) that constitute variant spellings rather than divergences in lin-
guistic structure. Whether this is sufficient to represent something as distinct
as a language, dialect, or even colloquial variance is itself controversial, and
is ultimately a theoretical rather than evidentiary problem. Views range from
what has been labeled the “maximalist” position (O’Connor 2004: 462) – that
these ­linguistic elements demonstrate the existence of an entire, independent
language (Buccellati 1966, but cf. 2008: 143; Gelb 1980), the position that still
dominates – through the view that those elements give evidence of dialectic
variance only. In my view, the relationship between Akkadian and elements rec-
ognized as Amorrite may reflect a situation somewhat akin to the relationship
between modern standard Arabic and colloquial Arabic: one is the educated lan-
guage of public discourse derived from classical Arabic and used primarily for
writing or formal occasions of speech; the other is the parlance of everyday life,
rarely written, in which grammatical accuracy and perfect pronunciation are
irrelevant, while regionalism, group identification, and fashion are not (Ingham
2006). But despite the fact that sometimes these forms may be mutually incom-
prehensible, they are, in the end, the same language. Huehnergard (1992: 159,
1995: 2122) argues that, given the geographical and temporal range of names
incorporated under the Amorrite rubric, as well as the range of linguistic vari-
ation in the elements that identify them, it is most likely that a number of dif-
ferent languages are represented under this rubric. This turns out to be the case
in attestations of Mardu in other regards as well, to be discussed below. Rather
than different languages though, dialectical variants of Akkadian from across
time and space are no doubt conflated as this thing called “Amorrite,” as are
references to various people and places.
Whatever one’s view concerning the existence of an Amorrite language, its
written absence is certainly not because people from the desert were conscious
of their own inferiority and desperate to claim civilization, as traditional views
have too long had it (such as Forest and Gallois 2007: 19). Nor is it sufficient to
understand this as an attempt by the Amorrites to hide their external origins,
to pretend they were always there, although usurpation is a particularly disturb-
ing idea to Mesopotamian consciousness of order, despite – or perhaps because
of – its frequency.
Three texts complicate things further. One, related to one of the first suc-
cessfully expansionist Amorrite kings, Samsi-Addu, invokes the two great kings
of Akkad, Sargon and Naram-Sin, in a list essentially understood to be a gene-
alogy (Archi 2001: 10), although a “fake” one. The other two documents are
also genealogies that claim Amorrite origins even though their subjects are,
Tax and Tribulation
p 269

as individuals, far removed from any life as mobile pastoralists. These are the
Assyrian King List35 (hereafter AKL; Landsberger 1954: 33; Lambert 1968: 2)
and the genealogy of Ammi-Saduqa, otherwise known as the Genealogy of the
Hammurabi Dynasty (hereafter GHD; Charpin and Durand 1986; Charpin
2004a: 235–6). The GHD consists of a list of nineteen names followed by a list
of nine more names of those known to have been previous rulers of Babylon,
the city Hammurabi ruled. Seventeen of the first nineteen names are also found
in the AKL and labeled as “kings who lived in tents.”36 The names are thought to
be those of “tribes” – which no doubt derived from their eponymous ancestors,
as is common practice today. And, as the names of tribes, these genealogies are
as much geographies as anything else. They tell us about the groups that made
the land of the four riverbanks their home.
This common list of kings who lived in tents is considered the “real” geneal-
ogy of Samsi-Addu subsequently deployed, strangely, in both AKL and GHD.
The interspersal of tribe- and city-based legacies in these texts has caused much
confusion in the decades since they were found, and attempts to reconcile what
seems a rather profound duality have ranged from suggestions that it reflects
the underlying sedentarization of nomadic Amorrites (Van de Mieroop 2004:
84; similarly Durand 1998: 108, for Samsi-Addu himself) to the very valid real-
ization that ways of life – mobile pastoralism – and tribal identity are hardly
synonymous and that other considerations obtain. The deployment of Samsi-
Addu’s genealogy in that of the descendants of Hammurabi would indicate a
conception of a common ancestral origin for these kings (Charpin 2004a: 151);
the deployment of the previous rulers of Babylon would indicate the legiti-
macy of Ammi-Saduqa’s succession within the city’s own historical tradition
(Charpin 2004a: 235).
But there is something more. Ammi-Saduqa’s genealogy precedes an invita-
tion to kispu, the mortuary ritual that commemorates dead ancestors through
regular feasting (Porter 2002a); a text documenting Samsi-Addu’s kispu, found
at Mari, is preceded by the allusion to genealogy in the invocation, not of the
ancestors listed in the AKL but of Naram-Sin and Sargon (Charpin and Durand
1986; Durand 1992: 118–19; Durand and Guichard 1997: 64) – thus leading
modern scholars to see Samsi-Addu as something of a pastoralist parvenu,
an ancient social climber who casts himself as the heir to Akkad by this and
other means. At the same time, his (debated)37 origins in the city of Ekallatum,
his titulary, and the particular organization of his rule have led many to see
him as fundamentally more “Mesopotamian”38 – or at the least more distant

35 Known in two versions, one from Khorsabad (Poebel 1942; Gelb 1954).
36 Bonechi (2001: 58) argues a similar situation for Ebla text TM.74.G.120, characterizing the
distant dynastic past of Ebla kings as mobile.
37 See Chapter 1 for some of this discussion, and Charpin 2004a: 148 for more details.
38 On this topic see more below.
270
P Mobile Pastoralism

from his tribal origins – than that other famous Amorrite king, Zimri-Lim
(Durand 1998: 107–9; Fleming 2004: 123–4). However, as argued in Chapter
1, we should understand both Samsi-Addu and Zimri-Lim as no more or less
“Mesopotamian,” “tribal,” or “civilized” than any other king of the land of the
four riverbanks.
If it was the legitimacy of the urbanized Mesopotamian world that was desired
in this association, though, then the recent empire of Ur might have served this
purpose as well as the more distant Akkadians. Additionally, unlike the other
genealogies that provide successive lists of rulers, this document ignores the
rest of Sargon’s heirs, including Naram-Sin only. But the kispu of Samsi-Addu
found at Mari (Durand and Guichard 1997: 63–70) is not in fact a genealogy as
are the other texts discussed here. It is a proscription for a ritual, and as such
the listing of names takes on a very different character. It is, first, conducted
in the throne room of the palace. This in itself sets the ritual apart from other
kispu that we know to be domestic/familial and conducted in houses. This one
is a state ritual, conducted in a state context, not for people whom Samsi-Addu
claimed as his own forebears, but for the forebears of the state, that is, for the
dead of the throne room. Naram-Sin controlled Mari; it is not surprising, then, that
his presence and that of his ancestor Sargon (who may or may not have con-
trolled Mari [Porter 2007a] but certainly claims to have done so) is to be found
in the throne room from the time of Akkadian domination (along with other
significant leaders of the city), most probably in the form of a statue. Naram-Sin
certainly established his continued presence in the far-flung parts of his domain
by sending out statues and stelae of himself (Porter 2009b), and Durand and
Guichard (1997: 43) suggested that the surprising presence at Mari of the text
of The Rebellion against Naram-Sin might be because it formed part of a suite of
materials recited in the kispu – in this case before effigies of Naram-Sin and
Sargon. They also note that along with power in a new place comes responsibil-
ity for the cult of the preceding rulers. This, as will be seen below, is not a coin-
cidence. I disagree, however, with Durand and Guichard’s conclusion that these
texts are only copies of the ritual that would have been performed at Ekallatum.
As Samsi-Addu’s kispu, which elevated it to a political and not only familial rite,
it would have been performed by his sons, Isme-Dagan and Yasmah-Addu, at
both Mari and Ekallatum shortly after their father’s death, notwithstanding
the threat of imminent attack by the forces that established Zimri-Lim on the
throne soon after. Charpin (2004a: 150) notes that Yasmah-Addu in particular
tied his dynastic origins to this “Akkadian” tradition.
It is, though, the juxtaposition of Naram-Sin with the Hana Yaradum (see
Durand 1992: 119; Charpin 2004a) and with the Numha, another “tribal” group,
that has always seemed so incongruous as to be susceptible to no other inter-
pretation than Samsi-Addu’s desire to be seen as the heir of the Akkadians –
and not just politically, although one wonders, then, just why the “tribal”
Tax and Tribulation
p 271

element was ever mentioned at all. Durand and Guichard (1997: 64) interpret
this as a standard practice of placing in apposition the political line of descent,
whatever blood relations involved, with the familial/ethnic context that one
actually comes from. But there is another way of thinking about this juxtapo-
sition: Samsi-Addu took Mari from Zimri-Lim’s predecessors,39 Yahdun-Lim
and his son, the patricide Sumu-Yamam, and perhaps from his father’s father,
Yaggid-Lim. Yaggid-Lim is mentioned in texts found in the shakkanaku archive
at Mari, suggesting he might have ruled there, but it has been pointed out that
those tablets might have been moved to Mari when Yahdun-Lim took control
(Charpin 2004a: 134). Although we know little about him, Yahdun-Lim’s king-
dom was quite expansive, ranging from the area of Eshnunna’s control of the
Euphrates to Tuttul at the confluence of the Balikh, and in competition with
Samsi-Addu’s kingdom at Ekallatum (Fleming 2004: 9). Numha and Hana
Yaradum may represent the mobile populations of both kingdoms, united in
the throne room of Mari under Samsi-Addu.40
It seems clear that the Numha are Samsi-Addu’s people (Heimpel 2003:
18). It is not clear what the term Hana Yaradum means. Durand interprets it
as those who were not indigenous to the Euphrates but migrated there, but I
wonder if it does not somehow designate a larger conceptualization of Mariote
pastoralists, larger even than Simalite and Yaminite. If Hana are Zimri-Lim’s
people (Fleming 2004: 79) then they are surely Yahdun-Lim’s, and if the dif-
ferent generations of this family are likely to share conceptions of identity and
nature of rule, then the collective nature of that rule (Fleming 2004) is such
that Hana are very likely part of the ideology, if not iconography, of the throne
room in some form or another – one might even propose that Hana here is the
founding ancestor of the Lim family. As to why Samsi-Addu (or his son) would
think it appropriate to perform a kispu for his enemies, people he conquered,
this is in keeping with an ethos of rule that accommodates and incorporates
conquered polities with a somewhat benign hand. Samsi-Addu made rulers his
vassals rather than deposing them altogether (Van de Mieroop 2004: 101), tying
them to him by investing in temple construction and by acknowledging local
deities (Charpin 2004a: 151–2), sometimes by linking them with his own pre-
ferred divinity (van Koppen 2006: 103).
Rather than having anything to do with a spurious cultural identity, or even
only political manipulation, we should think of these genealogies in a quite
­different way – in terms of what they do. There is a profound, and complex,
multiplicity of both function and meaning here that in scholarship is divided

39 See Chapter 1 for a discussion of Zimri-Lim’s parentage.


40 Another connection between Numha and Mari is to be seen in the fact that one of Zimri-
Lim’s aides was a chief of pasture over Numha and Yamutbal groups as well as Simalites
(Fleming 2009: 229, nn. 12, 23).
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P Mobile Pastoralism

into separate domains of study but that most certainly would not have been
experienced as such by Mesopotamians themselves. In one domain, the histor-
ical, on one layer, the material, these genealogies are the attribution of a past
that serves political purpose – be it to create historicity, establish alliances,
obscure origins, or embed their subjects in time and space. In another domain,
the anthropological, genealogies are tools of kinship – and kinship, as seen in
the previous chapter, is the essence of social and political interaction. It is not
that both Samsi-Addu and Ammi-Saduqa mix genealogy with kispu, but that
kispu and genealogy are one and the same thing. Moreover, every change of rule
is like death, a moment of great peril when boundaries are permeable and the
perpetuation of the social body is threatened. Just as with death, kispu and other
mortuary rituals are a means to repair the fabric of society, at least in part, by the
creation of new relationships between all beings in the cosmos; the creation of
an historical past serves to paste over the vulnerability of transition. Lambert’s
(1968) comment that the GDH is not an historical ancestry but a prayer to
the dead used in the kispu misunderstands the relationship between ancestry,
the dead, and history – they are inseparable (Porter 2002a). They are certainly
directed toward the same ends. And they are inseparable from politics, whether
as the production of identity or as legitimation (Seri 2005: 37–8; Archi 2001);
historical reality is never the issue. Kispu is another means of creating kinship: it
produces as it reproduces descent through action, and not just with living peo-
ple via descent constructs or with the past via the dead, but with the gods and
via ancestors who straddle both planes of existence.
Kings, too, mediate between human and divine worlds (Glassner 2003: 203;
Michalowski 2008: 34); this is a critical part of their function and they are
selected by the gods to do just that, according to many oracular and prophetic
texts (Heimpel 1992: 4–21; Steinkeller 1999b: 113, n. 34; Westenholz 2007: 308;
see also Charpin 2004a: 236). But their contractual obligations in this regard
are not established through legal means. They are established through the
same means as the obligations of the human world – by kinship – and in exactly
the same way as earthly political relationships – by marriage (Cooper 1993b;
Steinkeller 1999b).
Traditionally understood as ensuring fertility (Jacobsen 1975; Klein 1992, but
cf. Bahrani 2002), the attestation of sacred marriage (the union of king with god-
dess) in a number of literary texts indicates that royal–divine relationships, espe-
cially of the Ur III period, were often expressed in what is essentially a kinship
metaphor (Jones 2003), whether or not such a marriage was ever enacted (Sweet
1994). It is in the literature of this time period that Enmerkar, for example, is pre-
sented as a sexual partner of Ishtar (Cooper 1993b: 83). Royal inscriptions and
hymns name various Ur III and Isin kings as “husbands of Inana” (Steinkeller
1999b: 106, n. 4), and it is only for rulers of this period that there is any evidence
that the rite may have actually been performed (Steinkeller 1999b: 130). This is
Tax and Tribulation
p 273

not coincidence. Moreover, rampant sexual imagery in hymns such as Ur-Nammu


the Canal Digger (Tinney 1999b) and other royal literature also perpetuates this
connection between kinship (in its horizontal form and in which reproduction
is implicit), order and rule (Cooper 1993b: 86). Although Cooper (1993b: 89)
rejects Hallo’s suggestion (1987: 45–52), derived from Jacobsen, that the purpose
of sacred marriage is to produce an heir and establish that heir’s divine descent,
his own suggestion (1993b: 90; cf. Bahrani 2002: 19–20) – that sacred marriage is
about the regulation of proper relations between people and between people and
the gods – is not actually mutually exclusive to these other ideas but the result
of them, because there is an unquestionable interconnection between kinship
ties created through marriage and the kinship of descent. In the end it is not
that the heir is divine that is important, but that descent is. Just as sacrifice cre-
ates an idiom of blood enacted to create and cement newly formed kin relations
(Durand and Guichard 1997; Porter n.d.), so too is sacred marriage the enact-
ment of kinship. All these rituals have to be properly executed and appropriately
established for right order to exist: “the sacred marriage functions to re-establish
annually a whole set of mutual obligations between the people and the gods who
have become in-laws as a result of the marriage” (Cooper 1993b: 91).
In any case, Ur III descriptions of sacred marriage are surely also about har-
nessing the power of Inana, one more link to otherworldly status.41 If the king
fulfills his obligations, the gods not only allow him to rule but give him the
support without which he could not be successful in human terms. The onus
is on humans, not on the gods, to maintain their place in, and therefore the
right working of, the cosmos. The gods are under no obligation at all.42 Here
we enter the domain of the religious/philosophical (and at the same time we
are back firmly in the material), with politics at the forefront and without, I
hope, the cynicism that a focus on power at the expense of the philosophical
so often produces. Religion, when considered in terms of power, is too often
understood as the self-conscious manipulation of ideology in order to advance
individual material ends; I think this is not the case here. Successful earthly rule
and right cosmological order are inseparable simply because there is no sepa­
ration between domains in Mesopotamian ontology and practice (also Veldhuis
2004). And what breaks right cosmological order? Usurpation.

41 Jones (2003) suggests that the sacred marriage put the king into a feminized role that
showed him in a poor light because Ishtar (Inana) behaved in a masculine fashion. However,
this is to ascribe a set of culturally specific gender norms to ancient Mesopotamians that I
do not think is appropriate. The blurring, even shifting, nature of so-called feminine and
masculine attributes is sufficiently frequent and sufficiently irreducible to positive or nega-
tive context that we may understand indigenous conceptions of gender, especially in sacred
contexts, to be quite complex.
42 Although there are intimations in works such as Atrahasis that when the gods break con-
tractual relationships the results are just as dire.
274
P Mobile Pastoralism

Cosmological order was established with the very first texts, the lists that
comprise part of the archaic corpus produced at the beginnings of writing (see
Chapter 2). When stories are set in the far-distant past, it is because it was at the
beginning that right order was established, and that order is always reviewed
(whether briefly or at length) in the introduction to such stories. It might be
posited that the more egregious the transgression of order, the lengthier the
prologue that invokes it. Usurpation is an affront because someone essentially
severs and then steals the divine contract (Charpin 2004a: 235–7). The emphasis
in titulary formulae on appellations such as “true” and “faithful,” from the
Early Dynastic until the Old Babylonian periods implies as much (Westenholz
2007), and the link between usurpation, such titulary, and sacred marriage is
rendered quite explicit in at least one text. The reign of a nameless but “true”
king commences when he crosses the threshold to the Eana of Uruk – when
he goes into Inana’s temple. Candidates for this king are Sin-Kashid (King of
Uruk and king of the Amnanum), a usurper, and Hammurabi, a conqueror
(Westenholz 2007: 309).
Much, then, must be done to restore the contract with the gods and at the
same time negate the very act that broke it. From the genealogies of Samsi-
Addu and Ammi-Saduqa to the Sumerian King List in both its Ur III (Steinkeller
2003) and Isin-Larsa versions (Michalowski 1983; Seri 2005: 34), as well as to
(I propose) the literary compositions of the Ur III and Isin dynasties (Flückiger-
Hawker 1999; cf. Berlin 1983; Veldhuis 2002; Brisch 2007: 19–22), statements of
where people come from, who they are, and what the past was, are all designed43
(and I use that word advisedly) to establish legitimacy certainly but, more than
this, to make and maintain a deep embeddedness in socio-cosmological link-
ages formed through kinship. These linkages are understood to be the founda-
tions of the way the world works on every plane of existence. It may be observed
that almost every such episode of history-making, as these texts are, is closely
related to an episode of usurpation or conquest, which is itself a form of usur-
pation. Any moment when the natural, established, or anticipated order is
abruptly curtailed, or even visibly under threat, is a form of usurpation.
Many of these pieces are in fact competing sets of kin linkages and may be
promulgated by both usurper and usurped, and it is in this light that the debate
between the Sumerian and the Old Babylonian “epic” of Gilgamesh stories
assumes new dimensions. Certain elements appear over and over again when
the neo-Sumerian literary production of the period is considered as a whole,
and it becomes clear with every iteration of those elements that there is an
intended message. The key to understanding this message, to understanding

43 Prosopographic considerations therefore become problematic. Archaizing, and indeed


modernizing (Hallo 2006: 87), were, to the scribes who knew their craft, an essential part of
the task (Rubio 2006a).
Tax and Tribulation
p 275

why so many texts are concerned with these issues, lies in one particular story:
Lugalbanda in the Mountain Cave.
In this story, Lugalbanda, along with his seven older brothers, leaves Uruk
with the armies of Enmerkar to lay siege to Aratta. Shortly after they depart,
while traveling through the mountains, Lugalbanda falls violently ill. No one
can help him. So his comrades prepare him for death, leaving him in a cave in
the mountains with all the appropriate accoutrements, and go on their way.
Lugalbanda beseeches the gods to aid him, and they do. He emerges from the
mountain cave, creates water, and hunts for food. He takes the provisions left
for him, and with the animals he captures, he makes the feast for the gods that
they requested of him in a dream. They join him at the wondrously elaborate
banquet he has prepared. There follows a long and fragmented description of
some of the denizens of the supernatural world accompanied by various incan-
tations. Then, in Lugalbanda and the Anzud Bird, our hero encounters the bird
that gives its name to this part of the tale and resolves to make a banquet for
Anzud’s family so that the bird will help him find his brothers and rejoin the
troops. Again, Lugalbanda prepares a fabulous feast, and when Anzud returns
he finds his baby fêted and sated. Lugalbanda and Anzud establish a warm
relationship – partly because of Lugalbanda’s care of the baby bird, partly
because of his flattery of Anzud himself. Anzud offers Lugalbanda his choice
of rewards. Lugalbanda asks for and is awarded the power of running and he is
given some advice: not to reveal the fate that has been fixed for him. Lugalbanda
finds his friends, appearing among them as if by a miracle. They are astonished
and ashamed because they had left him for dead. Lugalbanda and the army of
Enmerkar then proceed to Aratta, where they establish the siege. But it does
not progress well and Enmerkar wants to send a message to his goddess, Inana,
whom he fears has abandoned him in favor of Aratta; this could be the only
explanation of his failure to prevail and his enemy’s ability to resist. Lugalbanda
volunteers, knowing that he can reach Uruk in a matter of moments. He crosses
seven mountains to reach Inana. He conveys Enmerkar’s message. Inana tells
Lugalbanda how to conquer Aratta.
Such are the bare bones of the story. But the tale is about more, much more.
It is about the past and its role in the present and the future. It is about life and
death. Indeed, from the moment Lugalbanda falls ill in the mountains to the
moment he rejoins his brothers in the camp of Enmerkar, the story operates as a
metaphor for death in the classic tripartite formula of a “rite de passage” as out-
lined by van Gennep (1960 [first published 1909]) and as noted by Vanstiphout
(2002: 264): “separation, transition and (re)integration, or if you prefer, the pre-
liminary, liminary and postliminary moments.” Each stage is marked by a feast,
either before or after completion. The sojourn in the mountain cave is clearly
the moment, the process, of separation. The transitional stage is represented
by the journey through the mountains, and the rather feverish description of
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Lugalbanda’s companions here, the spirits and demons, surely denotes denizens
of a dark and shadowy liminal place. The arrival at the tree of the Anzud bird –
which (as in the tale of Gilgamesh, Enkidu and the Netherworld44) itself is the axis
mundi of this story (Falkowitz 1983: 105), the structure that links and orders the
levels of the cosmos – marks the beginning of reintegration. It is the Anzud bird
that gives Lugalbanda the means to find his place in the cosmic scheme, and to
return to the world of human beings – but not exactly to life. Through this gift,
Lugalbanda has now become something more than human.
This metaphor of death is employed for a single, very specific purpose: to
accomplish the apotheosis of Lugalbanda. He is transformed from the insignif-
icant eighth brother to a powerful being. He is translated from a mere mortal
to a supernatural – or as I prefer, otherworldly – being. He becomes the apical
ancestor of a new order. This work, like all the others, has multiple levels of
meaning, but whatever the origins of the Lugalbanda stories, in this version it
is a wonderful piece of political propaganda. And it is but one of a number of
texts that constitute a concerted literary production that establishes a whole
backstory, including worldly and otherworldly kin relations, of a certain figure:
the first king of the third dynasty of Ur, Ur-Nammu.45
Each of the five Sumerian stories about Gilgamesh (including Huwawa B)
is concerned with, as well as power, order, and in intersecting ways. Gilgamesh
challenges divine order in Gilgamesh and Huwawa but is reconciled with it when
he chooses not to kill Huwawa, even though this is not a practical solution mili-
tarily and is necessarily resolved by having Enkidu commit the act. In Gilgamesh
and The Bull of Heaven it is in fact Inana who challenges order by preventing
Gilgamesh from undertaking his duties, but they too are presumably recon-
ciled, after some rather vicious behavior on the part of both, when Gilgamesh
returns to Inana’s service in her temple. In The Death of Gilgamesh death itself
is the natural order, and in Gilgamesh, Enkidu and the Netherworld it is clear that
Gilgamesh, in appropriating for himself some of the cosmic power inherent in
the halub tree, is changing a very particular order: the relationship between the
divine and the earthly worlds in the body of the king. There are intimations of
divine kingship in these stories and they are not entirely unambivalent.
Gilgamesh himself though, while portrayed as a great, and at times good,
king, lacks the sort of characterization we see in the Old Babylonian version.

44 Although it seems to be a different tree. I suspect that it is the signification to Mesopotamians


of the individual trees – the halub versus the mesh tree – that lies behind the distinction,
not that only one tree can represent the axis mundi. The halub, especially if it is a cherry
(Gadotti 2005), may say something to the reader about Inana; the mesh, about the moun-
tains or about Lugalbanda himself.
45 Two spellings of this name are commonly found in the literature: Ur-Nammu and
Ur-Namma (Frayne 1997). Both spellings are attested in various ancient documents, but
there is some evidence to suggest that Ur-Nammu is the older, and therefore probably ori-
ginal, version (Allred 2006: 9, n. 15).
Tax and Tribulation
p 277

He is in fact a cipher, a means of conveying messages about the nature of king-


ship and a model for its righteous execution. When he disagrees with the elders
in the story of Aga it is because he has placed his trust in Inana. He shows justice
to Aga because Aga has once done him a kindness; it is done now to him. While
he might be thought to bemoan his ultimate fate in The Death of Gilgamesh, the
message is obvious that it is Gilgamesh’s good actions – leading the right kind
of life, fulfilling the right social processes, undergoing the right rituals – that
transcend mortality. In the story of Huwawa he shows compassion, and seeks
and gains renown. With great deeds and a statue, Gilgamesh endures forever
through commemoration and invocation,46 because through commemoration
and invocation one becomes an ancestor, and it is as an ancestor that one lives
forever. Since Gilgamesh is apparently a bachelor here, as in the Old Babylonian
version, renown must perforce take the place of offspring.
Enkidu, a subservient companion to Gilgamesh at best, is also a cipher in the
neo-Sumerian stories. His role seems to be, in Gilgamesh and The Bull of Heaven
at least, sycophant-in-chief. And it is not Gilgamesh who kills Huwawa – in
fact Gilgamesh wishes to spare him – it is the hireling Enkidu who in this
regard at least appears to be something like a nursemaid, along to protect
Gilgamesh from his own better nature. Presumably the audience was as famil-
iar with Enkidu as they were with Gilgamesh, because he has no contextualiza-
tion and yet is named. But his origins have no role to play here as they do in
the Old Babylonian version, where they are invoked as the vehicle for a whole
other story.
We should be suspicious (at least) of the coincidence of five stories that pre-
sent a Gilgamesh who is strong, powerful, often pious, and also an agent of
change in the same general chronological framework as a king who claims
to be his brother, and of stories that focus so much on posterity. We should
be equally suspicious of a narrative that transforms Gilgamesh’s – and
­therefore that same king’s – father from minor figure into a magical, even
otherworldly one, thereby creating a very special apical ancestor for a new
dynasty. Whether constructed in the time of Ur-Nammu himself or one of his
descendants, the Enmerkar and Lugalbanda cycle, the Sumerian Gilgamesh
stories, the concerns with sacred marriage, and I would suggest perhaps also
The Death of Ur-Nammu, all constitute a powerful ideology designed to accom-
plish the same ends – the glorification, legitimation, and, particularly, divine
­associations of that king and his successors (Klein 1976; cf. Vanstiphout 2004:
11; Michalowski 2006a: 172). Similar concerns are found in the royal praise lit-
erature of Ur-Nammu and Shulgi (Flückiger-Hawker 1999; Klein 1981), where

46 This is in fact the message of any number of texts, from diverse periods, that make refer-
ence to the afterlife and must be understood as an inculcation of the desired order rather
than as a societal expression of religious belief (Veldhuis 2004).
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two themes predominate: the virtues of the king and the essential unity of
the urban triad of Uruk (whose rule was usurped by the new leaders of Ur),
Nippur, and Ur (Brisch 2007: 22).
Ur-Nammu is indeed commonly seen as a usurper, and a particularly egre-
gious one at that since he may have overthrown his brother,47 and as such
his position must be justified. While chronological attribution of individual
components of the Sumerian literary compendia is highly problematic, the
completeness of this story set, as well as its elaborateness and doggedness of
message, suggest that it is not random, nor the simple product of a whimsical
scribal manipulation (contra Tinney 1999b: 45), but was composed in response
to some very specific circumstances. At the very least, if it were the product of
scribal rather than royal will, the consistency of intent over time indicates that
scribes must have been dealing with real philosophical problems presented by
historical circumstances at the same time as they were consciously or uncon-
sciously reproducing the dogma of the age. In regard to the first, Gilgamesh is
not Ur-Nammu himself; he is his brother, a telling substitution for the brother
that Ur-Nammu overthrew. Gilgamesh is emblematic of the duality of king-
ship, the power to do right and the incipient ability to transgress, although he
ends up on the right side of the line – establishing a different order but order
nevertheless. However, the immortality of divinity is not his. Instead an earthly
substitute, one that is still otherworldly in its associations, is claimed: com-
memoration through renown.
And along with the presence of Ur-Nammu, inserted in a variety of ways in
these texts, is the presence of another body: the Mardu. The Sumerian name
for Amorrite, Mardu figures large in the discourse of the Third Dynasty of Ur.
When in Lugalbanda Enmerkar tells Inana of all the things he has done, he says:
“For fifty years I built, for fifty years I was successful. Then the Mardu peoples,
who know no agriculture, arose in all Sumer and Akkad. But the wall of Unug
extended out across the desert like a bird net” (Black et al. 1998–2006: t.1.8.2.2,
lines 290–321). This reference, actually one of the more neutral toward the
Mardu, is anachronistic in a number of ways – if Enmerkar is an Early Dynastic
ruler, there is no reference to a wall in any source until Shulgi, and there it is
a wall of Ur rather than Uruk. While Mardu are perhaps attested as early as
Early Dynastic I and certainly by Early Dynastic III, they are not associated with

47 Ur-Nammu is thought to have been a member of the royal family and a senior officer in the
army of Uruk, although this is problematic, as the only text providing any such evidence
is severely damaged and the relevant words entirely reconstructed (as Allred 2006: 9, n. 16
shows). Nevertheless, a familial relationship between Utu-Hegal and Ur-Nammu is widely
accepted, be they portrayed as brothers, father and son, or merely in-laws (Sigrist 1992;
Dahl 2003: 97, n. 235). Whether or not he proves to have been a member of the Uruk polity,
the change that takes place at this time is itself a radical usurpation of previous order in its
“return” to an older one.
Tax and Tribulation
p 279

trouble in any way until the Akkadian period at the earliest, and even then it is
not the Mardu who are the problem, but rebellious southern kings (see below).
There are similar references, some more and some less expansive, in a number of
different texts written in Sumerian.48 Some are highly derogatory, others adula-
tory, some merely neutral; and some seem highly incongruous in their context,
thus rendering the situation difficult of interpretation and explanation. One
thing can be said for certain: these references do not reflect an historical reality;
nor is it exactly a straightforward matter of the ordered creation of an histor-
ical fiction, because there is no easy pattern to be detected in the references to
Mardu scattered across the various neo-Sumerian texts.
Figuring out what the diverse references to the Mardu mean and what they
can tell us about these enigmatic people is complicated by the fact that very
different kinds of sources from very different time periods have been conflated
into a single problem – and even the texts that seem to belong together, such
as certain Sumerian documents, are actually quite different genres (cf. Cooper
1983: 30–33), perhaps even from different times. Royal inscriptions, for exam-
ple, are not to be considered the same as literary texts, but even the literary texts
are not commensurable (Michalowski 1976: 5–8). Although the fit is not always
comfortable and indeed sometimes counterproductive (Michalowski 2006b:
145), Sumerologists have divided this material into various categories (as Black
et al. 2004 and Cunningham 2007), which include laments, debates, dialogues,
praise poems or hymns, and, in particular, certain letters that seem to consti-
tute something other than an actual correspondence (contra Jacobsen 1953:
40, n. 45 and Michalowski 1993: 4; but cf. Michalowski 2005a: 200), unlike,
for example, the Mari letters. These are the so-called Royal Correspondence of
Ur. Understanding these letters, their chronology, and their relationships to
other kinds of texts is critical for sorting out what exactly is going on with the
Mardu, because it is in them that the bulk of the references to the Mardu occur
and, whatever the current views within confined Sumerological circles, these
references are widely taken as historical fact (at worst) or (at best) as evidence
of what all Sumerians believed.
The historical value of these letters has been the subject of some debate
(Huber 2001; Michalowski 2005a; Hallo 2006, among others), but now it seems
increasingly accepted that they in fact have none, at least not as far as their sub-
ject matter is concerned. Fabienne Huber (2001) has tabulated the many cor-
respondences between letters and made a convincing, although controversial
(e.g., Hallo 2006), argument that these letters were not only student exercises
composed on a set theme – with certain lexical and grammatical requirements
evident, while at the same time the composers were allowed freedom of expres-
sion – but also that they all originated in the Old Babylonian period. They are

48 See Buccellati 1966: 89–95 for a summary of literary texts mentioning Mardu.
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not therefore copies of earlier materials. On these grounds, she identifies three
fundamental groupings of texts, in which letters purportedly by Shulgi and let-
ters purportedly by his grandson, Shu-Sin, are considered coterminous.
While the duplication of grammatical particularities and phraseology tells
one story, the content of the letters themselves tells another; and this story
should not be underrated. It may not establish the precise date of the literary
letters, but it certainly establishes important relationships between them. I will
here reproduce the sense of the narrative these letters contain rather than ren-
der any sort of precise retelling of the translation. (The Electronic Text Corpus
of Sumerian Literature provides easy access to this material.49)
The story begins with the much put-upon official Aradmu, who seems to
receive a constant barrage of instructions from his ruler, Shulgi, the second king
of the Third Dynasty of Ur and Ur-Nammu’s son. Shulgi tells Aradmu to go to
Subir to see what is happening in that land in consultation with Apillasha, the
“Sage of the Assembly.” On the way Aradmu is to check on the provinces and
see that everything is in order there. Now we do not actually have this letter, but
we do have Aradmu’s reiteration of Shulgi’s instructions at the beginning of his
response to it (t.3.1.01/RCU 14). Aradmu complains bitterly about his treatment
at the hands of Apillasha, claiming that he, and therefore Shulgi, were not treated
with due respect; that Apillasha tried to intimidate him by a show of strength
and rough treatment; and that Apillasha was so covered with jewelry that he was
surely suggesting his status was equal to the supreme lord Shulgi himself!
Shulgi sends a sharp response (t.3.1.02/RCU 2) telling Aradmu that it sounds
like he is the one getting an inflated sense of his own importance, that Apillasha
is entitled to a certain display of status, both because of his own accomplish-
ments and because it is a strategically useful thing to allow. Apillasha needs the
outward appearance of authority in order to do his job (which is to keep his ter-
ritory secure) and, on a personal level, because if he does not feel important he
will start to make trouble. Shulgi then upbraids Aradmu for not following his
instructions to the letter, and reminds him that there are some actual elements
causing trouble that still need to be dealt with – the XX (name missing from the
text) and brigands. Aradmu is instructed to send the first to the desert and the
second to the fields, presumably to perform required labor for the crown.

49 In general, the literature on this material numbers the letters according to the system
established by Piotr Michalowski in his dissertation on the “Royal Correspondence of Ur”
(Michalowski 1976). However this work is not readily available to the general reader, while
the ETCSL is, and moreover the translations of the latter supersede the former in terms of
recent developments in the field. Michalowski’s final treatment of these letters is awaited
with eager anticipation but is unfortunately not available before this work goes to press.
There is, as in any translation of an ancient text, often divergence among scholars on the
meaning of key words and sentences. At some point the choice of translation becomes an
individual judgment call – and the judgments I make are not so much on the grounds of
linguistics as on the basis of larger theoretical and historical contextualizations that them-
selves often shape the linguistic outcome, in the past as well as the present.
Tax and Tribulation
p 281

These two letters at least are so precise in their content and in the problems
they are addressing that it is not unreasonable to propose that they are perhaps
modeled on an original set of documents, if they themselves do not comprise
an actual copy of the original correspondence. The same is not quite the case for
the associated documents, however, which are on the one hand rather generic
and, on the other, somewhat muddled. But they connect in terms of their con-
tent so thoroughly that they cannot be separated out from the first lot. At about
the same time, in narrative terms, as Shulgi sends the letter about Apillasha,
he also sends one instructing Aradmu to fix a breach in the irrigation system
(t.3.1.10) – although this letter about the waterways is not actually addressed to
Aradmu but to Puzur-Shulgi, who is the subject of another, associated group
of letters concerning the fortress Igi-Hursaga, of which he is commander. I will
return to him later. The fact is, Aradmu actually answers this letter in two sep-
arate missives of his own, stating that he has drained the flooded lands and
started work on the watercourses, which means we can be reasonably confident
either that he was the proper addressee and that the scribe made a mistake and
put in Puzur-Shulgi’s name for Aradmu, or that at one point more or less the
same letter addressed to Aradmu existed. Aradmu also has some involvement
with the fortress (t.3.1.08/RCU 10) as Shulgi’s general factotum, so it is not
surprising, perhaps, that this substitution was made. This kind of thing seems
to have happened a lot, due to the teaching methods of scribal schools. Scribes
apparently learned their craft through memorizing a text and then writing it
down (Delnero 2006) – one explanation (but I doubt the only one) for why there
are often many versions of a text, with only slight differences between them,
recovered from different cities.
In any case, Aradmu sends Shulgi a rather formal letter in answer to this
one (t.3.1.03), with a somewhat indignant attitude manifest in the comment
“my Lord, you have given me instructions about every matter from the salt
waters and the borders of the land of Mardu” (Black et al. 1998–2006: t.3.1.03,
lines 3–6). There are a number of variants50 of this geography in the dupli-
cates of the letter, one citing Dilmun in the place of Mardu, another Subir.
The sense is clearly the whole extent of Shulgi’s remit, and the message is that

50 One of the very difficult aspects of the Sumerian literary production, especially the letters,
is the existence of multiple versions of them – some more, some less faithful in their dupli-
cation. As already noted, there has long been a sense that an authentic original exists from
which all others derive, and that variation therefore is deviance. Delnero (2006) seeks to
find a systematic way of determining which was the original by studying the variations as
errors of memory. However, it seems to me that, given the origin of these variants in differ-
ent places, it is not quite so simple. The fact that different names and places are found in
letters from different scribal schools points to local traditions and versions of history, as
will become clearer below. Similarly with variants in texts of the Gilgamesh stories. What
is equally interesting, however, is the fact that there was clearly a centralized syllabus for
scribal education so that all cities followed the same training schedule, using the same
materials – even Susa (Steinkeller 1987: 21).
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Aradmu has everything under control. This letter is of note for this discussion
because it is the first mention (in this reconstruction of the narrative of the
letters) of the Mardu, who come to figure more prominently in subsequent
communications.
Meanwhile, Aradmu also sends a more detailed and more discursive letter
(t.3.1.11/RCU 3), specifying what he has done in regard to each of Shulgi’s
instructions. The incipit is missing, but he informs Shulgi (again) that work has
started on the waterways, that the “bandits and brigands” are working in the
desert. He then goes on to describe what might seem to be their waywardness
in keeping with their status as brigands, although he is actually specifying their
labor. The men work with animals and in the fields; the women, carrying spin-
dles, are weavers.51 This passage is not as anomalous as perhaps it first sounds: it
describes a common seasonal pastoralist practice of seeding a marginal area not
worth cultivating under normal sedentary cereal regimes, abandoning it while
traveling with flocks, to come back to it only when it is bearing grain and may be
used for pasturage. Indeed, it is a description I might have written myself after
observing the summer routines of pastoralists in the vicinity of Tell Banat. This
passage is worth quoting in full here:

(Version 1)

As for their men and their women, the man among them goes wherever he pleases,
the woman among them holding a spindle and hair clasp in her hand goes the
way of her choice. In the vastness of the desert they set up animal pens and after
setting up their tents and camps, their workers and agricultural labourers spend
the day together on the fields.

(Version 2)

As for their men and their women the man among them goes wherever he
pleases, the woman, holding spindle and hair clasp in her hand, going the way
of her choice. In the vastness of the desert they knock up animal pens and they
lie in green52 meadows in their tents and camps, their workers and agricultural
labourers spend the day together on the fields. (Black et al. 1998–2006: t.3.1.11,
lines 1–7, from Aradmu to Shulgi)53

Aradmu then goes on to grovel a bit about the matter of Apillasha, swearing
that he has done everything he has been told to do, is a loyal subject and great
friend of Apillasha, and is indeed securing the foundations of the province.54

51 The only suggestion I have to offer as to the hair clasp is that it constitutes a symbol of
portable wealth.
52 The word “green” is not actually in the original as far as I can see.
53 That is, RCU 3.
54 Another letter is associated with this group, but only at a distance. It is from the mer-
chant Ur-DUN to Shulgi (t.3.1.11.1/RCU 1) complaining of poor treatment by Apishalla.
Tax and Tribulation
p 283

This selection of letters, then, constitutes a connected, if not entirely coher-


ent, sequence of events and so may be labeled Group A (see Appendix). Notice
that a particular phrase is used in the above quote (Version 2) that associates
two other texts with this one, clarifying exactly who these “brigands” are in the
process. It is the phrase, “they lie in green meadows in their tents,” which is also
found in Version B from Susa of the letter from Shulgi to Puzur-Shulgi (and
addressed here to Puzur-Numushda) about the fortress: “and the people of the
widespread Land lay in green meadows. I made them rest in spacious habita-
tions, in peaceful dwelling places. As for their men and women: the man among
them goes wherever he pleases and the woman with spindle and hair clasp goes
wherever she pleases. After they had set up stock pens in the vastness of the
desert, and established their tents and camps, the workmen and the laborers
spend the days in the fields” (Black et al. 1998–2006: t.3.1.08, Version B from
Susa, lines 8–13).55
This text is the one that seems more than any other to undermine the histor-
icity of the literary letters, being seen at best as a very poorly executed exercise
(Huber 2001: 184). In fact, version B from Susa takes half of the letter from
Aradmu to Shulgi about bandits and Apillasha (t.3.1.11/RCU 3), and half of the
letter from Shulgi to Puzur-Shulgi, Version A, about the fortress Igi-hursaga
(t.3.1.08/RCU 10) and puts them together; this, while perhaps an error (although
I would not assume it), is not coincidental. It is because the subject matter of
these two texts is so closely related. The letter to Puzur-Shulgi to hurry up work
on the fortification is the result of the problems caused by pastoralists, and
although this is not stated explicitly, the writer clearly knows it.
Since the above quote is a description of pastoralists, it makes some sense
to insert it here. But the connections between these two letters may be even
more direct. That the subject in both t.3.1.11/RCU 3 and t.3.1.08/RCU 10 are
Mardu,56 and it is therefore the “bandits” of t.3.1.11 who cause the work on the
fortification, is evidenced by the third use of the phrase “to lie in the meadow,”
found in Enmerkar and the Lord of Aratta. The Sumerian “kur mar-tu u2-sal-la
nu2-a” (Black et al. 1998–2006: t.1.8.2.3, line 144) is not usually translated as
“the mountain Mardu, lying in the meadow” in the English rendering of this
story. Vanstiphout (2004: 65) gives this line as “and even the land Mardu, rest-
ing in green pastures”). In Black et al. (1998–2006) it is rendered as “the Mardu
land, resting in security.” I suspect this was the translator’s way of reconciling
what must have seemed quite contradictory concepts, given the traditional

It echoes the first letter from Aradmu in stating that when he arrived at the palace gate
no one inquired after his business and mentions Aradmu himself, who has gone from
Zimudar to Simurram. It is possible that this is the first in the series, prompting Aradmu’s
trip, but I doubt it because Shulgi’s instructions are so clear in Aradmu’s own letter.
55 That is, RCU 10.
56 In fact, not only are they Mardu, used here generically, they are none other than the Tidnu,
who I will argue shortly were the focus of Ur concerns with mobile pastoralists.
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frameworks by which the Mardu in general and this particular historical con-
junction are understood – that Mardu should be found within the kingdom
of Ur. Moreover, as the third in a sequence in Enmerkar and the Lord of Aratta,
this phrase is descriptive of the Mardu’s particular nature, just as Akkad is the
“land possessing all that is befitting” and Sumer is the “great mountain of the
­magnificent me.”57
Such an image might seem to some as of an unimaginable day when the
Mardu would be at peace, bucolic rather than brutish. However, several things
emerge in these letters (and the parallel reference in Enmerkar and the Lord of
Aratta) that suggest this is not a utopian, and impossible, vision but something
that, if not already in existence, soon will be. This is the earliest example in
existence of governmentally enforced sedentarization of mobile groups. To see
this, we need to tell the full story of this group of letters too.58 And, contrary to
general opinion, the starting point is t.3.1.08/RCU 10, Version B, cited above.
This is not just a variant of Version A, but one of two separate letters about
the same topic, between which Puzur-Shulgi’s (or Puzur-Marduk’s or Puzur-
Numushda’s) reply intervenes.
In Version B, Shulgi begins by describing the peace that he had brought to
the country, a peace he seeks to maintain by repairing and/or expanding the
fortification under direction of Puzur-Shulgi. It seems that omens warned
Shulgi that trouble was coming, and he sends Aradmu to Puzur-Shulgi to help
with this work and directs the governor of the province of Zimudar, Lu-Nanna,
to join his troops in readiness. The project is urgent and they are to work at it
day and night, a phrase also found in Aradmu’s letter to Shulgi (t.3.1.11/RCU
3). But it seems it is too late. Puzur-Shulgi answers his king, telling him that he
knows the omens and, what is more, a recaptured prisoner has told him that the
enemy is nearby, but he cannot finish the fortress or guard the cities from attack
with the resources at hand. Puzur-Shulgi then goes on to describe in detail the
various problems with the fortifications and informs the king that the enemy is
camped in the hills. He requests 7,200 soldiers to work as basket men bringing
in the necessary materials for construction.

57 Vanstiphout 2004: 65, lines 142–3 has “twin-tongued Sumer – great mound of the power
of lordship – together with Akkad – the mound that has all that is befitting.”
58 There is a third group of letters that do not really concern the discussion of the Mardu, being
a self-contained treatment of relations between Shulgi and a captain in his army, Aba-indasa,
as mediated by Aradmu. The letters are, in this order: t.3.1.05, where Aradmu reports that
Aba-indasa is missing a significant number of troops; presumably Shulgi’s answer, t.3.1.13.1,
but it is so fragmentary that it is impossible to know; Shulgi to Aradmu (t.3.1.06.1) about a
letter from Aba-Indasa, where it is clear that Aba-Indasa’s explanation is not sufficient and
he is in considerable trouble; and Aba-Indasa’s poetic plea to Shulgi to be restored to his
love (and to his mother) in t.3.1.21. Although I think these letters do fit into the sequence I
am outlining here, referring to an action within the conflict within the Mardu, there is little
enough specific detail to form a precise connection. I therefore label them Group A.1.
Tax and Tribulation
p 285

Then comes an extremely important statement, one that unfortunately has


several variants: the enemy has devised their plans concerning this: “I will reset-
tle them.” This is a comment that harkens back to the beginning of Shulgi to
Puzur-Shulgi Version B: “over all the foreign lands and the widespread people,
each of their towns and all their provinces, and the people of the widespread
Land lay in green meadows. I made them rest (?) in spacious habitations, in
peaceful dwelling places” (Black et al. 1998–2006: t.3.1.08, Version B from Susa,
lines 3–7). This strongly suggests that Shulgi was trying to trammel the move-
ment and activities of the Mardu, and that they were resisting. The alternates
variously have the enemy deciding to resettle their own people or Puzur-Shulgi
resettling them.
That the Mardu in this instance are specifically the Tidnu is made clear in
the next letter, Shulgi to Puzur-Shulgi, t.3.1.08/RCU 10, Version A. Here the
framework of Version B is used, and the beginning and end are cited directly
because it is after all about the same topic, with a clarification inserted. The
matter is urgent because the Tidnu have come down from the mountains – per-
haps this is the enemy who was in the mountains previously – and, the main
import of the letter, Lu-Nanna and his troops are redirected to join Puzur-
Shulgi and Aradmu (who is clearly already there). There is some thought that
maybe Lu-Nanna won’t show up; Zimudar, after all, probably has stronger alle-
giances to the east than to Sumer, given that it lay in the tax-paying provinces
between Mesopotamia and the Zagros and was therefore appropriated territory
(Steinkeller 1987b: 36–37, esp. n. 56). Meanwhile, Aradmu also replies to Shulgi
(t.3.1.06/RCU 6), one of those shorter, more formal, and formulaic missives in
which the king is assured of his greatness and informed that the “rebellious
Mardu” have turned back. This seems to bring the matter to a close, thereby
constituting a second, connected collection of letters, Group B.59
Except . . . there are three other letters seemingly associated with these two
­letter groups. The first, from Shulgi to Ishbi Erra about buying grain (t.3.1.13.2),
reproduces an extensive quote from Shulgi’s letter about Apillasha (t.3.1.02);
the second, from Sharrumbani, another “Sage of the Assembly” to Shu-Sin
(t.3.1.15), reprises the issue of the fortification and the Tidnu and is partnered
with the third, a letter from Shu-Sin to Sharrumbani (t.3.1.16) that shares some
features with both groups of letters.
The letter from Sharrumbani (t.3.1.15) parallels in many respects that of
Puzur-Shulgi (t.3.1.07). Both are responding to their king’s orders to work on
the fortifications, because both are faced with impending doom – for Puzur-
Shulgi it is a nameless enemy, for Sharrumbani it is the Mardu, and in this

59 Although one more letter from Aradmu to Shulgi (t.3.1.04) employing the phrase “the
widespread people,” which seems to be characteristic of this group, may also fit here. This
letter assures Shulgi that all the people adore him.
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last letter the wall itself is named for the enemy. Sharrumbani has a “can-do”
attitude, however, and is far more positive than Puzur-Shulgi, whose letter is
really one of complaint. Perhaps this is because of their respective positions.
Sharrumbani after all is “Sage of the Assembly” and so presumably has more
ability to marshal the necessary resources, along with more military respon-
sibility under normal circumstances, and thus has more experience in dealing
with a crisis. Both men mention 7,200 workers – Puzur-Shulgi needs them to
assist in carrying baskets, Sharrumbani has them but wants soldiers. Both men-
tion, although in quite different contexts, their inability to guard all the cities,
and in both letters the enemy is camping in the mountains. However, Shu-Sin’s
response (t.3.1.16/RCU 18) – connected to Sharrumbani’s letter by the former’s
denial (lines 39–42) of the latter’s request to free the workers from their labors
on the wall so they could join military action – bears little connection to any of
Shulgi’s letters, although it does reference that king and his fortress.
These two letters constitute an isolated pair that clearly relate to the Puzur-
Shulgi letter as, perhaps, a prototype, or as a paired exercise where the scribe
was first to write a letter in the name of Shulgi, then one in the name of Shu-
Sin. The letter from Shulgi to Ishbi-Erra (t.3.1.13.2) can be safely removed from
any of these groups. Its quotation of t.3.1.02 in the delineation of the subject’s
ability to choose personnel and to execute his own punishments, as the rights
and responsibilities of high position, is simply a matter of formula rather than
copying. Using prescribed wording for certain situations accounts, I think, for
a number of parallels between texts.60
Shulgi to Ishbi-Erra (t.3.1.13.2) does, however, connect to the last group of
letters under consideration here. These all concern the story of Ishbi-Erra, the
successor to Ibbi-Sin and the founder of the Isin dynasty. This group of texts
is conceived as following immediately on from the previous two groups; it con-
tinues the same narrative history, following directly from the Mardu’s initial
uprising. One pair of letters is between Puzur-Shulgi (here governor of Kazallu)
and Ibbi-Sin about Ishbi-Erra; the other is between Ibbi-Sin and Ishbi-Erra him-
self, with Puzur-Numushda (a.k.a. Puzur-Shulgi) mentioned in one of this last
pair of letters as commander of the fortress Igi-hursaga.
In this story Ishbi-Erra goes from hero to villain, from inside man to out. He
starts as the favored “son” (undoubtedly an anachronism) of Shulgi (t.3.1.13.2),
who gives him “the cities of the province, the land of Mardu and Elam” and
proclaims him his equal. He instructs him to buy grain. This letter is in essential
ways apocryphal, and not just because Shulgi’s name is imposed where Ibbi-
Sin’s should be. It is to explain how Ishbi-Erra could be in such a position of
power as to be entrusted with so much, and his mention as a house-born slave
perhaps echoes Sargon’s myth of origins. It seems, indeed, more of a literary

60 See Huber (2001) for a comprehensive collection of parallels, with variant interpretations.
Tax and Tribulation
p 287

device than an epistolary project. It is so excessive in its praise that it could


well have been concocted at Ishbi-Erra’s own behest or at the behest of his sup-
porters (although excess and praise are integrally related in the production
of the “hymn” genre). Equally, it could be seen as a necessary backdrop to his
subsequent fall from grace/rise to power, because it seems he takes the silver
given to him to buy grain and in some way engineers Ibbi-Sin’s political demise
(t.3.1.18). Ishbi-Erra engages in price gouging over the grain, which cripples
Ibbi-Sin in one way, and is accused of allowing the Mardu to come into the land
by not helping Puzur-Numushda battle against them, thereby crippling him in
another way. The gods have turned against Ibbi-Sin and he is in dire straits.
Ishbi-Erra responds (t.3.1.17). He tells Ibbi-Sin that it is all part of a master
plan – he has heard that the Mardu have invaded and so he has bought up all
the grain – 72,000 gur (the price had gone up because of the war) – and brought
it inside Isin for protection. But his exact relationship to the Mardu is a unclear
in this letter. In one sentence it sounds as if he is using the Mardu to seize con-
trol; in the next he is complaining that they are too strong for him, and it is
because of them that he is unable to take the grain for threshing. I suspect that
the contradiction is intended to show Ishbi-Erra as playing a double game. In
any case, he tells Ibbi-Sin that if he can come and get the grain, it is all his, and
it is enough to keep him going for years, so he should not fear the Elamites, who
apparently have been causing Ibbi-Sin as much distress as the Mardu. Indeed,
the first (in terms of narrative sequence and the development of the story) really
pejorative language in all these letters so far is used of Elam – it is “the raging
dog,” “the destroyer.” Mardu is simply “the enemy” and “hostile.”
This final episode in the sequence, labeled Group C, explains just how Ur
fell and Isin rose. In the next set of letters, Ishbi-Erra’s double-dealing becomes
clear. Puzur-Shulgi writes to Ibbi-Sin because Ishbi-Erra is now threatening
him, having taken several cities, and claiming divine approbation for Isin’s ele-
vation over all the land. He wants to take refuge with Ibbi-Sin in Ur if Ishbi-Erra
should get any closer. Ibbi-Sin is not impressed (t.3.1.20). He turns on Puzur-
Shulgi/Numushda, accusing him of not taking action that might have fore-
stalled Sumer’s abandonment by the gods. And then he lets fly with a searing
attack on the traitor Ishbi-Erra. He is an ape, a dog, dishonest, he stinks like a
garlic salesman, is a criminal, and worst of all, not of Sumerian origin!! Twice
he is called a man from Mari. It should be remembered that Mari at this time
is not known to have been an Amorrite polity, although Ishbi-Erra’s name is
Amorrite in construction (Michalowski 1995: 185; cf. Michalowski 1983: 33),
but was under the dominion of the shakkanaku and firmly intertwined with the
Third Dynasty of Ur itself through marriage – to the extent that the Mari king,
Apil Kin, became part of Ur III royal ancestor traditions (Boese and Sallaberger
1996; Michalowski 2005a: 204–5, cf. 2005b). Yet Ishbi-Erra’s outside status is
what is brought to the fore, and his externality is highlighted not only in the
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P Mobile Pastoralism

discourse apparently of the vanquished (who might then set out to vilify their
conqueror), but in what is purported to be his own acknowledgment of his tri-
umph (Michalowski 2005a). Just as in the days before “political correctness,”
every society had its characterizations of certain populations or places as less
than desirable, expressed very often as jokes; here, Mesopotamians may have
cast Mari and Mariotes as the epitome of bumpkinness.
So what, exactly, are these letters and when were they written? In a way neither
of these questions really quite matters to what is of interest in this discussion.
Whenever they were composed and/or executed61 – and I really do think they are
a product of the Old Babylonian scribal schools, dating no earlier than the end
of the twentieth or beginning of the nineteenth centuries (Huber 2001; cf. Hallo
2006), and not copies of earlier materials – they were written around histories of
a relationship between the Third Dynasty of Ur and Mardu. They appear upon
first examination to be presented from Ur’s perspective; if they are, they would
seem to have been written from a very different position than that of the other
Ur contrivance, the Gilgamesh and Lugalbanda stories. But I do not, in fact,
think they are. And here is the crux of the matter. In none of these groups of let-
ters are negative sentiments about the Mardu, Tidnu, or pastoralists expressed.
The letters are merely descriptive. Indeed, at the end of the very last letter it is
made clear that the Mardu rising up from their mountain lands is not entirely
a bad thing. The Mardu will defeat Elam and capture Ishbi-Erra and all will be
well. The pejorative remarks so ubiquitously associated with Sumerian views of
the Mardu are all confined to other genres.
The history of Ur and Mardu is ultimately peripheral to the outcome of the
story, which is the advent of Isin and the fall of Ur. Even so, it is difficult to
see the letters purely as Isin’s self-laudatory propaganda, given the descrip-
tions of Ishbi-Erra’s actions and character, nor does an attribution to Ur fit
very well. They may perhaps constitute a kind of “fall” story, akin in intent
to The Curse of Agade (Cooper 1983; Glassner 1986) and The Lament over Sumer
and Ur (Michalowski 1989), but there seems too little of the hyperbole usually
associated with that sort of situation. Rather, I suggest, the letters reflect an
­“impartial” understanding of events based on whatever sources were available
to the scribes of the Old Babylonian period, whether they were documents, tra-
ditions, or experiences and observations, or a combination of these. This is not
history as we understand the word. These letters are not factual accounts of what
went on in the time of Ur. They were not intended as such. Whatever underlay
them, the letters as we now have them were intended first and foremost as peda-
gogical exercises (Huber 2001) and may have been generated in a variety of ways:
as translations (from Akkadian to Sumerian), dictations, copies, and/or memo-
rizations. Or they may be the result of exercises in original composition. Woods

61 The word “copy” in the context of these scribal exercises is problematic, as it assumes pre-
existing, and implies authentic, documents that are simply reproduced.
Tax and Tribulation
p 289

(2006: 97) notes that letters require a “higher degree of productive proficiency
with a ­language” than do other kinds of administrative texts. Variations within
versions of the same letter may also represent essentially the same exercise given
to successive scribal classes and classes in different places.
It is a mistake, I think, to assume a global explanation for any problematic
aspect of the entire corpus because it is clear that there were multiple skills
required and multiple techniques employed in conveying those skills. There
seems little doubt, for example, that scribal students were expected to study, as
well as epistolary form, the poetic techniques that appear in the letters and that
for some scholars give them the aspect of literature (Steinkeller 1996: 148–9). In
both groups A and B there are two types of letter connected by topic – detailed,
directed missives (t.3.1.01/RCU 14; t.3.1.07/RCU 11) and formulaic general
ones (t.3.1.03; t.3.1.06/RCU 6) in which the glory of Shulgi is the real subject
of discussion. Letters of this last type seem primarily to be exercises in the art
of “buttering-up the boss” (cf. Hallo 2006: 88). Scribes as well need to be versed
in styles of argumentation, presenting both positions in a debate (positive and
negative cases), because opposition is a fundamental precept of Sumerian lit-
erature, as can be seen in the prevalence of debates and dialogues (Alster 1990).
Hence most of these documents are paired. Whatever form they take, they are
all about the business of the state.
If documents produced in the time of Shulgi or Shu-Sin were used by suc-
cessive classes of trainee scribes to write these letters, all well and good. But
they need not have been. It is not as actual history that we should see the let-
ters, but history as understood by the writers of the letters – vague and con-
fused perhaps, embellished if not often fabricated, and futile as sources of fact
or social attitude. And as such, they are not entirely fictive. They give us a view
of how the Mardu came to be (and where they came from) that is not inflected
with the kind of vitriol, even simple negativity, that modern scholarship has all
too long attributed to the entire sedentary population of Mesopotamia. Those
kinds of descriptions come from a specific kind of text; and those texts are not
as straightforward as we like to think.
The picture of Mardu that emerges from the literary letters is this: while the
Mardu have different sets of social norms, allowing a greater independence of
action than Mesopotamians might be used to, they are otherwise rather famil-
iar. They are threatening as any contender for regional hegemony is threaten-
ing, whether rival Sumerian king, Elamite, or Eshnunnan. Mardu are located in
the mountains nearby to Sumer, but also make use of the immediately adjacent
steppe. What has long seemed strange to us – yet seems unremarkable here within
the context of the letters – is that they are both perfectly accustomed to agri-
cultural work and at home with cities. It is possible to see this as reflecting the
current situation of Mardu at the time of the Old Babylonian scribal schools, a
conflation of who they are now with who they once were, but in the next set of
texts to be considered, the Mardu very explicitly do not know any of these things.
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References to Mardu also occur in literary genres other than letters. This
group of texts comprises one praise poem, Ishme-Dagan A-V,62 the Lugalbanda
cycle, the Enmerkar cycle, Gilgamesh, Enkidu and the Netherworld, Enki and the World
Order, and the Curse of Agade. I will return later to a discussion of the relationship
between the praise literature and the year names and royal inscriptions of Shulgi
and Shu-Sin, which are traditionally adduced as mutually supportive materials,
although there are serious chronological issues that raise doubts about such
connections. In this discussion I wish to track the deployment of very specific
phrases that qualify the term “Mardu” as pastoralists versus those that qualify
the term as anathema, and the various contexts in which they occur.
The phrases are:

1) A: mar-tu lu2 še nu-zu 63


the Mardu, people who know no barley (Lugalbanda and the Anzud Bird)
B: mar-tu kur-ra lu2 ce nu-zu64
the mountain Mardu, people who know no barley (The Curse of Akkad)
2) A: iri nu-tuku-ra e2 nu-tuku-ra [mar]-/tu\65
to those who have no towns, to those who have no houses, Mardu (Enki and
the World Order)
B: mar-tu e2 nu-zu iriki nu-zu lu2 lil2-la2 hur-saj-ja2 tuc-a66
The Mardu know no houses, know no towns, ghosts who sit in the hills
(I-D/A-V).67

The last phase, which I have rendered as “ghosts who sit in the hills,” is trans-
lated by Black et al. (1998–2006: c.2.5.4.01: lines 266–7) as “primitives who live
in the hills.” Again, this is a matter of interpretation filtered through precon-
ception: since the Mardu are despised, the phrase must refer to their subhuman
and therefore uncivilized status (Cooper 1983: 30) – of the possible meanings
wind/ghost/spirit/fool given to lil2,68 it is the last that is chosen. However, the
context in which the Mardu appear in Gilgamesh, Enkidu and the Netherworld
(Ur version) should not be forgotten:

“Did you see the citizen of Girsu who refused (?) water to his father and his
mother?” “I saw him.” “How does he fare?” “In front of each of them are a

62 Two praise poems of Shulgi (B and C) also contain the word “Mardu,” but these citations
are unqualified by any descriptors and refer to Shulgi’s mastery of multiple languages.
63 Black et al. 1998–2006: c.1.8.2.2., line 304. This phrase is also found in an inscription of
Shu-Sin.
64 Ibid.: c.2.1.5, line 36.
65 Ibid.: c.1.1.3. lines 131–2.
66 Ibid.: c.2.5.4.01: lines 266–7.
67 Lieberman (1969: 58) has “may the mar-du, who does not know a house, who does not
know a city, the man of the wind.” Buccellati (1966: 93) translates the phrase as “the awk-
ward man living in the mountains.”
68 Allred pers. comm.; see http://psd.museum.upenn.edu/epsd/nepsd-frame.html.
Tax and Tribulation
p 291

thousand Mardu, and his spirit can neither . . . nor . . . The Mardu at the libation
place at the entrance (?) to the nether world. . . .” (Black et al. 1998–2006: c.1.8.1.4,
lines 20–28)

As the Mardu are located in the mountains and as the mountain is the neth-
erworld, it makes a good deal of sense that they would guard the way to the
afterlife for this man who has committed a terrible sin. The reference, there-
fore, in the Ishme-Dagan Hymn (A-V) is to the synonymous function of kur with
the netherworld (Wiggermann 1996), and so the use of the term “ghosts” is
obviously a pun, but perhaps also expressive of some much more profound
conceptualization about human relationships with the other world. The lim-
inal cosmological status of the Mardu as guardians of the netherworld may be
implicit in their liminal geographic status as, at this time, ranged on the plains
and foothills between Mesopotamia and the Highlands.
There is another, and very important, dimension to this discussion. One of the
traditional views of Sumerian culture and society holds that Sumerians viewed
the landscape beyond the city as uncivilized and dangerous and the inhabitants
of that landscape as less than human (Cooper 1983; Black 2002). A particu-
lar association is drawn with mountains (such as Wiggermann 1996: 215) that
derives both from the word kúr (Akkadian nakru), meaning “strange, foreign,”
and the Sumerian habit of using two different words for land, kalam and kur –
“our land” and “their land” (Fleming 2004). Kur also designates a single moun-
tain (Steinkeller 2007b: 223), and as there are no mountains in Sumer itself,
kur must, it would seem, of necessity indicate foreignness, which by further
extension means hostile. Hence the identification with the netherworld, which
is, ipso facto, strange and hostile (Steinkeller 2007b: 231).69 Mardu are only des-
ignated in Sumerian texts with kur, taken by most scholars as indicating not
only that they come from a foreign land but that they are strange, alien in more
senses than one. What further complicates this imagery, however, is the por-
trayal of Sumer as a mountain; Enlil, a prominent god in literary texts, is des-
ignated as kur-gal, “great mountain,” and rules from the Ekur, or “mountain
house” (Wiggermann 1996: 209), as does Shulgi (Frayne 1997: 98–9). Moreover,
Steinkeller (2007b: 227) argues that if hursag, “mountain range,” was a simile
for a temple in poetry, as it often was, then strength and beauty must be implied
in the image of mountains. This suggests that “fear” and “hostility” are not
embedded in either kur or hursag, but rather, perhaps, “power” and “awe.” It
also suggests that “foreignness” is not quite the key association of the word, but
instead, “otherworldliness” (see the examples of Steinkeller 2007b: 230).
On the earthly plane, the larger context of all but one of the above-listed
phrases regarding Mardu may be understood as a general overview of the

69 Rendering the use of kur as alienation at the demise of various kingships in the Sumerian
King List (Cooper 1983: 29) perhaps a double entendre.
292
P Mobile Pastoralism

geopolitical situation where Mardu is but one of a number of other entities


with which Sumer interacts, while the immediate context is always related to
animals. In Enki and the World Order, the Mardu’s role as pastoralists is estab-
lished in the cosmic scheme of things, and they come up in an interesting posi-
tion: listed after Meluha, Magan, and Dilmun, all of whom bring Enki things
as is only befitting. In contrast, Mardu actually receive something from the god,
the animals that constitute their livelihood. This line then refers back to the
earlier sections of the piece where Enki is establishing all that is good about
Sumer, and so the Mardu would seem to be understood as an intrinsic part of
that world. And yet it also places them within the orbit of the Arabian penin-
sula, reflecting, I would suggest, the traversing of conceptual space as well as the
physical distance that mobile pastoralists might be expected to cover. As noted
in Chapter 3, the northern focus of southern-based pastoralists collapsed at the
end of the fourth millennium, when much increased contact with the Arabian
peninsula is attested (Peyronel 2006). That this conceptual/physical space was
not confined to the mountains is evident in this and many other texts, espe-
cially The Curse of Akkad. Here Mardu bring animals for Inana and are juxta-
posed between Sumer and Meluha, Elam and Subir. Unlike the case with the
letters, there is actually an Ur III version of this story, but it is not sufficiently
preserved for us to know whether the Mardu were originally included in this
list. Mardu, then, occupy a unique place in Sumerian geography – they are an
intrinsic part of the Sumerian world, utterly embedded within it rather than
just known to it, and yet are associated with other places.
The text in which Mardu seem most extraneous is the story of Lugalbanda
and the Anzud Bird. Enmerkar complains to Inana about her diminished regard
for him after he has done so much for Uruk, the only fly in the ointment being
the Mardu who rose up over Sumer and Akkad – but even then he protected his
country by building the wall that (presumably, for it is not actually specified)
kept them out. As already mentioned, this is entirely anachronistic but at the
same time not pointless. It is the prevailing view of the conflict between Ur and
its enemies at the time the document was written. The very different inclusions
of Mardu in the Enmerkar and Lugalbanda texts (in the first, Mardu are part
of the view of the world; in the second, they are accorded the rote ­description)
tend to confirm my suspicion about the relationship of these four texts – that
the Lugalbanda cycle was hooked onto the Enmerkar cycle sometime after
the initial composition of the latter, but not too much later, for they are both
part of the Ur III canonization of its kings. It is possible that the Lugalbanda
Mardu were simply inserted into later copies of this text. But these two story
cycles reflect, at least, the beginnings of a change in attitude toward the Mardu
that takes place within that dynasty, and it starts with Shulgi and culminates
with Shu-Sin.
Tax and Tribulation
p 293

Before we can deal with the “historical” documents (and I use quotation
marks to indicate my skepticism that the factuality traditionally extracted from
them is especially sound) of these two kings, their inscriptions, two more sto-
ries have to be explained. This is because the invocations of the name Mardu in
the stories just discussed are not in and of themselves particularly derogatory,
unless one believes that not knowing grain, houses, or cities is in itself truly bar-
baric – as scholars of this material have been convinced that Mesopotamians
themselves thought. But to “know no barley” is simply to say “is not a farmer.”
All these references have taken on the connotations they carry because of only
two texts, one of which is The Marriage of Mardu (e.g., Cooper 1983: 30–33), a
story that seems to express absolute contempt for these people. It is a text that
has become, like the Nuer for anthropology, axiomatic of nomads and, in this
case, of how the ancient world felt about them.

Now listen, their hands are destructive and their features are those of monkeys;
he is one who eats what Nanna forbids and does not show reverence. They never
stop roaming about . . ., they are an abomination to the gods’ dwellings. Their
ideas are confused; they cause only disturbance. He is clothed in sack-leather . . .,
lives in a tent, exposed to wind and rain, and cannot properly recite prayers. He
lives in the mountains and ignores the places of gods, digs up truffles in the
foothills, does not know how to bend the knee, and eats raw flesh. He has no
house during his life, and when he dies he will not be carried to a burial-place.
(The Marriage of Mardu. Black et al. 1998–2006: t.1.7.1, lines 126–41)70

This passage, especially the last section, has long been accepted as an accu­
rate reflection of Sumerian/urban views of the Amorrites, as containing some
essential historicity (Cooper 1983; Postgate 1992: 83–4; Van de Mieroop 2004:
78), and as tantamount “to an ethnography” (Whiting 1995). But this cita-
tion reveals more about contemporary Western scholarship than it does about
ancient identities. It goes unchallenged because it confirms our own prejudices
about nomads. This passage is taken out of context, egregiously so, for when we
see it quoted time and time again the rest of the story is missing. It is presented
alone, as an example of how people in the urban world felt about Amorrites. Yet
it is part of a much larger story – a story where Mardu is presented as affluent

70 Buccellati (1966: 331) translates the last line cited here as “on the day of their death they
are not buried.” He notes (Buccellati 2008:155) that this Sumerian view is at odds with my
suggestion (Porter 2000, 2002a) that pastoralists bury their dead, which would certainly be
the outcome of the Black et al. translation and if this passage were a legitimate reflection
of actual Mardu social practice. However, the idea that Mardu are not buried on the day of
their death merely implies that they are buried some time after, a practice often observed
among mobile groups who keep their dead to inter in the traditional burial grounds to
which they will return in the course of their migrations. An alternative translation has it
(Van de Mieroop 2004: 78) that “he is not buried according to proper rituals.”
294
P Mobile Pastoralism

and certainly associated with the urban world. The basic representation of the
character of Mardu and his situation in life is neither hostile nor negative.
Mardu, the subject of this story, is prosperous and strong. He and his people
live in houses around a city – in a suburban rather than rural (let alone wild)
milieu. He lacks only a wife. When a festival is announced in the city, he and
his friends decide to go and have a few drinks and compete in a tournament of
strength. Mardu is so successful that he draws the eye of the god Numushda, in
whose honor the festival is being held. Numushda offers his champion various
prizes, but Mardu claims his daughter, Adgar-kidug, instead. The god agrees,
but his daughter seems less alacritous in accepting Mardu’s proposal. Her friend
advises against it in no uncertain terms – indeed, the friend’s words on the sub-
ject constitute this famous quotation. But her advice goes unheeded, and on
the contrary seems to be just the prod that Adgar-kidug needs to announce her
intent to marry Mardu.
If this story constitutes the elevation of Mardu to the realm of the gods (Klein
1997), it has a political context as much as any other of these texts. The ques-
tion, however, is this: does the text constitute a rejection of such an event or the
explanation and promotion of it? I incline to the latter interpretation, on the
grounds that the girl accepts Mardu, and, because the context of this negative
statement about Mardu is the prospect of loss of a member of the group – a
daughter, a friend – to another group that will take her away; it is the thought
of going outside the group that is repugnant, not the nature of the group itself.
The friend’s sentiments would seem, indeed, to be a commentary on exogenous
marriage practices. It would not matter who Mardu was – the king of Eshnunna
for example – the description would also be virulent, not in these specifics per-
haps, but virulent nevertheless.
In either case, the story expresses dual and contradictory sentiments that
are equally integral to the dramatic action, so the one cannot be dismissed in
favour of the other. If we were to think that a disaffected scribal class inserted,
as a deliberate and subversive act (such as Hallo 2006: 88), the negative ste-
reotype of their overlords into stories perpetuated as a connection between
dynasties, then we would have to imagine one of two scenarios – either all these
texts in Sumerian were only for use in the schoolhouse, never to be read to the
ruling elite, or a conspiracy of silence reigned. Even if, as is often remarked,
most kings could not read (Shulgi, however, is credited with this and many
other skills), those who read these texts aloud in any context would have had to
skip over such references in the hearing of their Amorrite masters. The mate-
rial as we have it is late, but not, I can only conclude, so late that it is the fic-
tion of Old Babylonian scribes; Ur III remnants of some of these stories attest
to their existence at that time. We cannot know how much any of the stories
were altered over time, however, resulting in the copies retrieved from Old
Babylonian contexts.
Tax and Tribulation
p 295

A positive view of Mardu is not in itself an anomaly. There exists a ­“shir-gida”71


and a hymn to the god Mardu, for whose temple materials are drawn from the
Drehem storehouses in Ur III times (Buccellatti 1966; Sharlach 2004: 110). As
other nonliterary references (to be discussed below) indicate, various people
labeled Mardu are deeply embedded in the state system; there is, therefore, no
need to reason this material away as a product of the new age when Amorrites
ruled, their attempt to explain the elevation of their god to the pantheon, or,
if from an earlier period, as a reflection/representation of the gradual assimila-
tion of a foreign element into the Sumerian community. There is nonetheless
the possibility that The Marriage of Mardu was not authored or conveyed by an
Amorrite source, but is of a piece with the other Sumerian stories (and distinct
from the letters) under discussion here, because all of them do attribute an iden-
tity, a function, and a location to Mardu – that of an outsider. The text might
be read as establishing a history of Mardu in which his transition from insider
to outsider is plotted, just as was the case with Ishbi-Erra. Mardu is derogated
similarly to Ishbi-Erra, too, when as a man from Mari he is likened to a “monkey
from the mountains” with the “mind of a dog” (Cooper 1983: 33; Michalowski
2005a: 203). The creation of the “outsider” in this way is a standard rhetorical
technique, a way of dialectic, the relationship of which to actual social practice
of the period can only be established by other sources.
There are two strands, then, to the neo-Sumerian literary production (exclud-
ing the letters) with which this chapter began. On the one hand are the rela-
tionships with Gilgamesh, Lugalbanda, and Ninsun; the reclamation of great
historical authority in their Sumerian-ness; and the portrayal of kingship, not
just as good, but as part of the right and proper cosmic order. On the other
is the reiteration of Mardu identity, not as subhuman barbarians (contra
Cooper 1983), but simply as belonging outside the bounds of the empire. Both
strands end in the same knot, a knot fashioned by usurpation. In this case, it is
Shulgi’s usurpation. While the Sumerian stories of Gilgamesh, Enmerkar, and
Lugalbanda establish Ur-Nammu as a legitimate king, divinely sanctioned and as
entitled to rule as his predecessor, Utu-Hegal (Hallo 1966: 137; Brisch 2007: 20),
a broader view of Sumerian literature reveals a far more comprehensive pro-
gram of indoctrination than just a new history of one king.
I do not mean to suggest that Shulgi overthrew his predecessor and is laying
claim to a place in Ur-Nammu’s dynasty, to which he is not entitled. Shulgi’s is a
legitimate succession in the Ur III dynasty. Yet he usurped the known, predicted,
“natural” order – and violently so – when, in consolidating the Ur III empire,
he rearranged the fundamental economic, political, and religious structures
of Sumer, primarily via the institution of a new taxation and redistribution

71 That this word is not translated is because it is not known what it means. It denotes a liter-
ary form, however, in the same way as does the word “hymn.”
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P Mobile Pastoralism

system. This served to rupture both the political autonomy and the economic
self-sufficiency of the cities of the south, in a way that was never before accom-
plished. Other far-reaching consequences included severing the networks of
social relationships maintained through the extension of families across differ-
ent livelihoods and geographies – especially, but not only, between farmers and
pastoralists located in southern Mesopotamia and the east, respectively.
That Shulgi’s militaristic intentions were to bring under his domain the ter-
ritories between the Tigris and the Zagros, in order to extract taxes from them,
has long been well established (Steinkeller 1987b). His year names record a pro-
gressive incorporation of the area east of the Tigris and Persian Gulf (Fig. 32)
into his realm (Frayne 1997; Sallaberger and Westenholz 1999: 141–3; Van de
Mieroop 2004: 70, 73), especially the foothills and mountains; while it has been
argued that this was in response to the troublesome nature of the area (per-
haps because it was home to a significant nomadic population? [e.g., Steinkeller
2007a: 225]), and that everywhere else in the kingdom was peaceful (Sallaberger
2007: 433),72 we should not take Ur’s word for it – especially not the word as it
is presented in literary sources. There is another way to look at the year-name
data: Ur was the aggressor, targeting the eastern lands and mountains because
they contained something it wanted – something that heretofore had not been
under the control of the state on such a massive scale: pastoralism.
The eastern lands were, and still are, prime pastoralist territory. They were
used for grazing the animals, not only of private households and state and tem-
ple estates within the Third Dynasty of Ur (and before), but also of the other
polities in the area, such as Elam and Anshan, Eshnunna and Susa. Control of
these lands would have meant that private households could no longer operate
independently in regions beyond the state and would also expand the herds the
state could command – or at the least on which it could levy taxes, as it appro-
priated those previously belonging to other states, bringing them under the
control of the regional administrators who were responsible for sending them
into the coffers of the realm (Steinkeller 1987b; Sigrist 1992; Dahl 2003; Allred
2006). Two concentrated periods of conquest73 are centered around two major
undertakings that, rather than mere constructions, constitute major events –
the building of “the wall of the land” in Shulgi Year 37 and the building of the
stockyards at Puzrish-Dagan in Shulgi Year 39 (Frayne 1997: 106–7; similarly
Sallaberger and Westenholz 1999: 143).74 It is no coincidence that these events
were very close in time. The one required the other. Both were essential steps in

72 Although according to Group A of the literary letters, Subir was unstable (Michalowski
1989: 53).
73 At least conquest as represented by Ur, for we only have the official rendition that they were
successful.
74 Although Puzrish-Dagan, also known as Esagdana, was in existence long before this
(Sharlach 2004: 13).
Tax and Tribulation
p 297

32. Map of the Ur III expansion.

further subordinating Sumer as much as the east. I would attribute to Shulgi


an ultimate goal in all this maneuvering: to so negate the centrifugal impulse
of the city-states as to prevent even the possibility of a revolt similar to the one
suffered by Naram-Sin. Conflict between the kings of Ur and “local aristocratic
families” (Maekawa 1996: 154; also Steinkeller 1987b) was frequent, exacer-
bated by the increasing abrogation of the power of those families.
Shulgi sought to accomplish Sumer’s subjugation through, among other
means, the continued elaboration of something called the bala, just one of sev-
eral forms of taxation and extraction extended across the empire (Steinkeller
1987b). One element of the two basic components of the bala seems to have
been a rotating responsibility for the upkeep of the state’s main cultic centers
by the core and is argued to have been the continuation of an earlier form of
religious amphictyony (Hallo 1960; Maeda 1994; Sharlach 2004). Shulgi’s rad-
ical innovation, however, was the engineering of a system of redistribution
under the purview of the crown that was so complicated and multidirectional
(Sharlach 2004) it created a structural interdependence between contributors,
not unlike that in evidence in the global economy at the time of writing this
chapter (2009) – and probably with similar catastrophic outcomes. Umma, for
example, sent considerable quantities of grain, animal fodder, reeds, wood, and
workers to Ur; reeds and wood to Uruk; grain, wood, and reeds (as many as
65,000 bundles in one year) to Nippur; and to Puzrish-Dagan, barley, reeds, and
timber. Other commodities, in smaller quantities, such as beer, bitumen, and
298
P Mobile Pastoralism

leather, are also recorded (Sharlach 2004: 35–40). Umma received various goods
that it then passed up to the central authority, the crown, while certain officials
there received supplies for the administrative tasks under their ­authority –
such as local funerary cults or hosting diplomatic visitors – not all of which
was locally consumed, since they were often sent on to other places. Lagash
contributed nearly fifty percent of its barley production, flour, reeds, wood, and
fodder, as well as men and women to work the mill in Puzrish-Dagan (Sharlach
2004: 95); Umma sent laborers to other cities as part of its bala obligations
(Sharlach 2004: 160). Materials taken out of the storehouses were used for a
variety of purposes, not just for the support of the provinces and Nippur, and
included crown festivals such as “the mortuary cults of deceased members of
the house of Ur,” for the ki-a-nag “drinking place” or nag lugal “royal drink-
ing” (Sharlach 2004: 52; Lynch 2010).
One of the key elements of the bala, however, and one of the most difficult
to track, was livestock, to which the Sumerian provinces contributed little over
all (although Umma and Lagash gave to the crown some livestock that was
physically transferred to the key cities in Shulgi’s realm – Ur, Uruk, and Nippur
[Sharlach 2004: 111–12]). Animals were also used within the provinces for royal
expenses, especially if the king came to visit, and governors “paid for” livestock
to be sacrificed in the central shrines of Nippur. At the same time, animals were
sent from crown herds to the provinces on a regular basis – often involving large
numbers (Sharlach 2004: 123) – so that the net appearance of livestock transac-
tions by the core provinces seems to have been withdrawal rather than contribu-
tion. The focal point of these various movements of livestock (primarily cattle,
sheep, and goats; also some equids) were the stockyards of Puzrish-Dagan,
built for the purpose near Drehem. Puzrish-Dagan was the eastern depot for
redistribution in the province of Nippur and processed other commodities as
well as livestock. It also housed a treasury (Sharlach 2004: 14). Puzrish-Dagan
supplied the animal needs of state cults, especially those at Nippur and at Ur,
but also at Uruk (Sharlach 2004: 110). While numbers fluctuate from place to
place and according to month, the figures can be vast. In one instance about
375 sheep were apportioned for one month’s sacrifices in the central shrines, as
were 40–120 oxen (Sharlach 2004: 107). Annual totals on occasion amounted to
350,000 sheep and goats alone (Robertson 1995: 446). However, sacrifices in the
Nippur temples, which were called the bala of a given province, came not from
that province but from the royal herds – although the animals that constituted
the bala of a province were fed and maintained by that province, and it is not
entirely clear from the records where exactly the animals actually were: they may
have been herded outside the province (Sharlach 2004: 109), and vast quantities
of fodder were shipped to them, along with the personnel to care for them.
This is where the Mardu come in. Mardu feature regularly in the Drehem
archive and in administrative texts from other cities (Buccellati 1966). This
Tax and Tribulation
p 299

kind of attestation indeed constitutes the bulk of references to them. Mardu are
contributing to, and withdrawing from, the bala system from Puzrish-Dagan
(e.g., Goetze 1953: 103; Buccellati 1966), bringing in fat-tail sheep, and taking
out other kinds of animals. One name in particular stands out as the recipi-
ent of frequent withdrawals from the bala – Naplanum. Head of the Emutbal,
founder of the first Amorrite dynasty of Larsa (although at this time he was
associated with the city of Kisig [Steinkeller 2004: 39; Michalowski 2006c: 59,
but cf. Buccellati 1966: 319]), Naplanum occurs in the Drehem texts at least
seventy-five times.75 Whereas most of the livestock transactions at Drehem do
not record the actual movement of animals so much as which province bore the
cost of supporting them and in which province’s name they were sacrificed, ani-
mals were physically moved to Naplanum (or at least to Naplanum’s holdings)
and on one occasion are recorded as having been shipped upstream. Yet because
it has always been assumed that Mardu equates with nomads – which equates
with outsiders, which essentially means enemies – the transactions involving
Naplanum have been interpreted as gifts, and the significance of the fact that he
also contributed to the system is largely overlooked. Although his name occurs
from time to time in the same lists as men labeled foreigners, Naplanum was
not placated or bought off because he was an enemy (“booty” is registered only
three times in the texts, unusual for a group of people supposedly constantly at
war with Ur) or paid because he was a mercenary, but because he was a regular
participant in the system.
The animals sent to Naplanum are very often designated by a specific term:
kin a-al-la-nu-um mar-tu-še3, or, “to the place of Naplanum Mardu” (pers.
comm. L. Allred). Ki, meaning “place,” is never used with Mardu in Sumerian
texts, only kur, and the association of ki with Naplanum’s personal name indi-
cates not a land, a fixed place in either geographic or political terms, but the
place where Naplanum happens to be. This, it is clear in the texts, may change,
for goods are directed to Napalanum in/at kur Mardu, Kisig, and then kur
Mardu again (Steinkeller 2004: 39). Not only does Naplanum seem to move, he
moves between different kinds of places – town and country. This juxtaposition
of what is understood as mountain/steppe and city has long confounded inter-
pretation – was Naplanum a nomad or not?
The question need not puzzle us. Moving between town and country is pre-
cisely the way some mobile pastoralists live. Naplanum himself did not have to
be present in either place in order to receive the deliveries, but as a pastoralist
he certainly may have moved back and forth between them with ease.76 That

75 And three times at Girsu; my thanks to Lance Allred for collating the mentions of
Naplanum.
76 It should be noted here that leaders were usually not performing the daily work of caring
for sheep, so their movements, presence or absence, among those who were, and their resi-
dence in the city, were conditioned by other factors.
300
P Mobile Pastoralism

he maintained a residence in town does not mean that Naplanum has seden-
tarized, or is trying to become civilized, giving up his Amorrite/mobile roots.77
Leaders and elites of mobile groups are well known in contemporary situations
to maintain urban residences for a variety of reasons (Porter 2004; Shryock
1997) – to enjoy the fleshpots no doubt, but equally to have a place where they
can conduct economic and political interactions with their sedentary contacts.
More to the point is the fact that this is also attested in antiquity, in the Old
Babylonian period no less, where the giving of houses – sometimes even entire
towns – located in one polity to members of another polity was standard dip-
lomatic practice among urban leaders (Eidem 2000: 258–9). It was a sign of
political recognition, if not honor, to be awarded such a property, for this does
not seem to have been a situation where one simply bought a house somewhere
as a second residence, but one where a house was given, or petitioned for, as a
mechanism of political alliance. As Eidem (2000: 258) notes, these houses had a
symbolic, as well as economic and diplomatic, function.
On the other hand, dual urban/rural residence is hardly uncommon (see
Schloen 2001: 270 for an example from Ebla and Wiggermann 2000: 173 for
the Middle Assyrian period). There is no reason to assume that Naplanum is
not from the heartland of the Ur III kingdom78 and, like many of the names
regularly attested in the Drehem archive (Sharlach 2004: 109), is appearing
here in an official function, perhaps as owner of extensive herds. The text TRU
320 where Naplanum has contributed animals in excess of the requirement
(Buccellati 1966: 80; Lambert 1962, for original), and other instances where his
accounts are balanced, suggest this. This is not to say that an either/or choice
must be made here, that Naplanum is either a Mesopotamian or a pastoralist –
it is perfectly possible to be both.
Only forty percent of all the personal names qualified by Mardu are lin-
guistically “Amorrite” in construction (Buccellati 1966: 100); twenty percent
are Sumerian; and the rest are Akkadian or unknown. This has major impli-
cations, for it is the understanding that Amorrite is a foreign language, and
that the Sumerian word mar-dú/mar-tu is synonymous with it – in conjunc-
tion with the literary letters – that has provided the substructure of our recon-
structions of their origins and history. Buccellati (1966: 255) interprets this
phenomenon as a product of progressive sedentarization, where the origins of
the person are maintained, at least by the bureaucracy, despite his changed cir-
cumstances and attempts at assimilation in adopting a local name, especially

77 Anthropological approaches to mobile pastoralists in the 1970s and early 1980s were
preoccupied with this issue (e.g., Salzman 1980), and this work was highly influential on
understandings of pastoralism in the ancient world.
78 Shumi-hinni, “father of the Yamuti,” also received animals from Drehem and is listed with
ensis of Ur. On these grounds Buccellati (1966: 337) suggests he was a nomad whose terri-
tory was entirely within the confines of Sumer.
Tax and Tribulation
p 301

since this linguistic division in Mardu names is associated with the archives of
specific places – approximately sixty percent of Mardu names at Drehem, Isin,
and Ur are Amorrite, while a similar proportion of Mardu names at Lagash are
Sumerian, while Umma shows a somewhat more balanced mixture.
But the patterns do not quite support this view. For one thing, whatever the
linguistic origin of the name, the materials or situations connected with Mardu
all involve animals or their by-products. In the case of Drehem, it is livestock;
in the Isin archive, leather; in Lagash, weaving. For another, the situation of
Mardu in relation to these commodities is such that they are intrinsic to the
system and not external to it.
At Isin, the leather to be expended is for the making of commodities, primarily
containers and sometimes also shoes given to various people designated Mardu.
It is not the commodity that is at stake (although the commodity is what is dis-
tributed), but the material – the leather itself. If these Mardu were foreign mobile
pastoralists, with their own means of producing leather goods, they would surely
have no need of expenditures from the Isin storehouses. If the commodities were
merely gifts or rewards, then (like coals to Newcastle), containers and shoes
were not particularly thoughtful. Contra Buccellati (1966), whether or not these
Mardu are mentioned with Mari or Dilmun (and association with people from
these places is not surprising, as both may be thought of as anchors of pasto­
ralist landscapes and might be utilized by anyone at a given point in time), they
are at the least imbricated in the system, taking part in an exchange where their
traditional material is transformed, on their account, into something else.
The Mardu attested at Lagash (and Umma) are more than engaged in exchange
with the Ur III system, they are deeply embedded in it. All the records in which
the word mar-du occurs are exactly the same kinds of receipts in which any
Sumerian living in Lagash might be found – legal texts, ration allowances (the
bulk of references), expenditure of foods for offerings, records of fields, and
work assignments (Buccellati 1966: 310–11). The majority of those receiving
rations are women (see also Sigrist 1992), four of whom are mentioned together
six times. Some of the women in these texts are labeled arua. This is a specific
category of gift to the temple, for its support, and it could consist of animals
and/or people – primarily women and children, and far less often men (Gelb
1972). Arua personnel were sometimes slaves, sometimes free, always depen­dent
on the institution to which they were given, and were often those who could
no longer be supported by their family due to economic distress. Sometimes,
however, they were prisoners of war donated by the king (Gelb 1972), and it is
possible that it is in this capacity that the Mardu arua are found here. But in at
least one instance a Mardu, rather than an offering, was the offerer, donating a
donkey to the temple (Gelb 1972). This would indicate both that this fellow was
potentially a member of the society served by the temple and that Mardu arua
women were not necessarily only booty.
302
P Mobile Pastoralism

We do not know what these women did at Lagash. The 5 sila barley allot-
ments given to each of them is far below the monthly rations for even the most
poorly paid dependent women (millers and weavers) in the Ur III period, who
receive a minimum of 30 sila monthly. Even immature children are given at
least 10 sila each (Maekawa 1980: 96). While this might suggest that these
women were not reliant on an institution for their total subsistence, and that
the 5 sila in these texts was a supplement to some other form of income, arua
women are by definition temple dependents without other support. Their inclu-
sion in this category demands that this ration should be seen as something
above their usual upkeep.
Because as many as six thousand weavers were employed in Girsu79/Lagash,
a city also notable for the vast quantities of animals it supported (Maekawa
1987: 53), it seems not unlikely that the Mardu women were weavers. Although
not all women were weavers, weavers were almost always women and their
­children, with arua women in particular fulfilling this task. Athough wool was
also disbursed to workers independently of the workshops and privately pro-
duced cloth was brought to temple and palace (Wright 1996: 99), most weav-
ers attested in the texts belonged to temple households and it is argued they
were largely indentured servants or essentially slaves. Such women are gener-
ally considered to have been outsiders, prisoners of war, or foreigners (Wright
1998: 65–6) – particularly since, unlike other (male) workers who operated in
kin-groups (Steinkeller 1987a), they seem detached from any larger social or
familial context in the documentation (and hence McCorriston 1997). It is also
possible that this attests only to the alienability of women – that the critical def-
inition of a kin system was a male not a female domain – or that this particular
job (and thereby the women who performed it) was socially debased.
Whatever the case of the Mardu women receiving rations at Lagash proves
to be, textile production does not seem to be related to the animals in the bala
texts, despite both the number of sheep (and goats and cattle) cycling through
the system and the cultic value of cloth (Wright 1996). Texts from Ur and Umma
do, however, document the extent of this industry as based on locally obtained
wool (Waetzoldt 1972; Van de Mieroop 1993a: 161; Algaze 2008: 77–92). We can
only assume, I think, that textile production, too, was absorbed by the crown,
for Shulgi’s “reforms” (see Yoffee 1995: 295; Allred 2006: 6–8 for a summary)
spared no one, from the most menial to the most sublime. In this view, the Ur
economy can perhaps be likened to a draconian program of nationalization,
where every opportunity was taken to appropriate resources to the state (Wright
1998).80 Appropriation also included the vast holdings of the temple estates

79 Girsu is a town within the city-state of Lagash, at one point becoming its capital.
80 Nevertheless, the state’s control of labor was not total – it took from family organizations
but did not control all their labor/production. For part of the year at least, the workers’
Tax and Tribulation
p 303

(Dahl 2003: 100), which now became crown estates in practice if not in appear-
ance (Steinkeller 1987b). Since these temples had huge resources devoted to
textile production, this too became the king’s. It is not clear to me if such action
was for the personal aggrandizement of the king, the power of the state (Adams
2006a), or the better redistribution of resources to the members of the polity –
or, perhaps more likely, that all three were considered one and the same thing.
But none of Shulgi’s reforms could have been possible without the wars
against the highlands, which would have served to shut down independent
herds of the provinces pastured to the east and also prohibited alternative sup-
ply systems that would allow the provinces to bypass the crown. It started, sig-
nificantly, with Der in Year 21 (Frayne 1997: 103) – significantly, because (as I
argue elsewhere [Porter 2009a]) the place-name Der is to become in the Old
Babylonian period the basis of sociopolitical identity for Simalite groups, to
whom Zimri-Lim, one of the most famous of Amorrites and the king of Mari,
belongs, and it derives from this Transtigridian Der. It is this first move – in
what turns out to be an elaborate game of subjugation, competition, and resis­
tance – that puts it all in play, culminating in the “Amorrite” dominance of the
land of the four riverbanks some hundreds of years later.
Moreover, it is around this time that the transformation in the operation
and recording of the state-controlled economy comes into existence, as seen in
the “flood of documents” beginning after Shulgi Year 20 (Englund 1991: 258).
Campaigns thereafter are very focused on the eastern and northeastern lands.
Years 24–2781 record the destruction of Karahar, Simurrum, and Harsi, repeated
in years 31–32, when Karahar and Simurrum are again destroyed, along with
Anshan in years 33 (according to a Puzrish-Dagan tablet) and/or 34 (Steinkeller
2007a: 226). Perhaps these campaigns proved costly – or perhaps simply unsat-
isfactory, for shortly thereafter construction of the wall commences: (Year 37),
“the year the wall of the land was built” (Frayne 1997: 106).
This is the bàd-ma-da, “the wall of the land.” Because of the extensive dis-
cussion of the work on a “wall” in the literary letters, the two are thought
connected, so that the “wall of the land” is the wall “facing the highland”
(the wall of Black et al. 1998–2006: t.3.1.08; Michalowski 1989: 53; 1976: 84),
that is, the Zagros; and the wall facing the highland is against the inimi­table
enemy, the Tidnu (cf. Allred 2006: 12–13). Whatever one’s position on the
basis of the letters – whether or not they are derived from original and authen-
tic Ur III documents – such connections are methodologically problematic
because of the insecurities of their chronological attribution. We simply
cannot be sure that the letters, or any documents from which they might be

time seems to have been their own and they could dispose of it as they wished (Wright
1996: 90).
81 Hereafter all year names are according to Frayne 1997, with which Sallaberger and
Westernholz 1999 is largely in concordance.
304
P Mobile Pastoralism

derived, are historically accurate or actually date to the time of the rulers who
purportedly sent them.
I will assume, for the time being, that the story told in the literary letters
constitutes a fair representation of how things usually were or could often be.
Delays in the construction of the wall in letter t.3.1.08 are mentioned in associa-
tion with the Tidnu having “come down82 from the mountains” (Michalowski
1976: 199). Frayne (1997: 106) understands the Tidnu coming down from the
mountains as a hostile act on their part, but it is entirely possible that it was
simply a regular, annual movement out of the highland pastures to the low-
lands; it might have been referenced as an indicator of season, and hence of rap-
idly passing time. This is in keeping with the beginning of the passage, where
the builders are given one month to finish the wall. The recent translation of
this letter by Black et al. (1998–2006) certainly does not connect the urgent
need to complete the wall with any sense of ferocity or threat from the Tidnu;
if it were to be taken literally, one might wonder if there was an agricultural cri-
sis of some kind, where the regular pastoralist movement to riverine pastures
would render catastrophic an already tenuous situation – a late crop not yet
harvested, for example.83
However, as I have argued above, the literary letters do not bear much relation
to the historical inscriptions and year names of Ur III kings (where the focus
of Shulgi’s eastern interests are well-known entities such as Der and Anshan),
and if this is so, then to my knowledge the only mention of Tidnu that could
perhaps be attributable to Shulgi comes in Shulgi U. A prayer poem to Nergal,
Shulgi U states: “Wherever you stride, all their troops suffer. . . . Anshan and
Tidnu, Nergal, wherever you stride, all their troops suffer” (Black et al. 1998–
2006: t.2.4.2.21, lines 24–26). Unfortunately, the argumentation connecting the
hymns with year names and inscriptions is always so circular that little faith can
be placed in it. Otherwise, a careful sorting of the references shows that it is only
the Mardu who are mentioned, in a neutral manner, in sources authoritatively
dated to Shulgi. It is not until the reign of Shu-Sin that real hostility toward the
Mardu erupts, when a specific group of Mardu, the Tidnu, become the subject
of a very targeted campaign – a campaign waged by both militarily and propa-
gandistic means.
Although all Tidnu are Mardu, not all Mardu are Tidnu, and it is impor­
tant to keep them separate. The name Tidnu occurs in apposition to Mardu so
frequently, including in the genealogy of Ammi-Saduqa84 (GDH, Finkelstein

82 Cf. Black et al. 1998–2006 below: “returned.”


83 In which case, Sallaberger’s (2007: 445) suggestion that this might simply be a structure to
keep sheep out is tenable. However, unless the structure was rather substantial, the sheep’s
caretakers, rather than the sheep themselves, could readily knock down any impediment to
their movement. Indeed, this might be seen in Shulgi’s letter cited above.
84 Where it is spelled Di-ta-nu.
Tax and Tribulation
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1966) and the genealogy of Samsi-Addu85 (AKL, Gelb 1954), that some schol-
ars have assumed it is simply another word for the Amorrites (Whiting 1995:
1232), contributing to the general idea that Mesopotamians felt great hostility
toward these people who were fundamentally outsiders. But detailed consider-
ation of the two names (as Marchesi 2006) shows that mar-dú constitutes the
name of a general category, while Tidnu is a specific group within that category
(Marchesi 2006: 12). What is more, it should be clear by now that I do not con-
sider the designation Mardu to be an ethnicon (contra Kamp and Yoffee 1980,
cf. Marchesi 2006), nor kur Mardu a “kingdom” or any other form of geopo­
litical reality rooted in place. The term has a far more generic, and at the same
time far more layered, meaning, as proposed above. Tidnu, however, while also
not an ethnicon, is more specific. Attributes associated with Mardu are there-
fore not necessarily to be associated with Tidnu. Such is particularly the case
with the question of location and origins (contra Marchesi 2006: 17); whereas
Mardu are attested within many Mesopotamian cities, Tidnu (with the possi-
ble exception of Steinkeller’s [1992: 260–65] problematic reading of éren + x as
Tidnu [but cf. Marchesi 2006: 22–3]) are not.
The first such mention of the Tidnu is in a Sammeltafel (a collection of inscrip-
tions copied onto a single tablet) recording events of Shu-Sin, Year Three.
Adduced by Gelb (1980) and Frayne (1997: 290) as evidence for a western loca-
tion of the Amorrites because it lists Shu-Sin’s wars against Tidnu and what is
spelled Yahmad, but taken to be Yamhad (Owen 1993), this is the only time the
name Tidnu – as opposed to the term Mardu – is not directly associated with
the east, nor with the polities of Anshan and Elam. At the same time, given
that this passage follows an inscription referring to Year Three’s destruction of
Shimamum (the location of which is most likely in the region of Diyarbakir,
certainly Transtigridian [Sallaberger 2007: 442, cf. Marchesi 2006: 13–14]),
there is still a mountainous connection, one within a likely pastoralist range, if
based in the Diyala or Jebel Hamrin (Michalowski 1976: 104–11).
The first unequivocally attributable mention of Tidnu is found in Shu-Sin
Year Four, the year in which Shu-Sin “built the Amorrite wall called ‘it keeps
Tidnum at a distance’” (Frayne 1997: 290). While most writers seem to accept
that this was indeed a second wall (Sallaberger 2007), Michalowski (2005a: 200;
1983) suggests that Shu-Sin simply renamed the original wall built by Shulgi,
although he understands that the original wall was not a wall per se, but a line
of fortifications much like the Roman limes. If indeed a wall ever existed, it is
possible that Shu-Sin copied an accomplishment of his predecessor (a ­common
habit of Mesopotamian rulers). However, the fact that a specific people are
cited – in contrast to the more generic statement of Shulgi – renders it, I think,
most likely that Shu-Sin rebuilt and extended an earlier construction in the

85 Where it is spelled Di-da-nu.


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face of a real conflict. That the conflict was with the Tidnu, the central issue of
importance, is made explicit in two additional inscriptions: one (purportedly
on a major cult statue [Frayne 1997: 293]), echoes events in years Three and
Four, describing the rebellion of Simanum and Habura followed by a mention
of Mardu and Tidnu. Here, several lines later, is the second of only two calum-
nious descriptions of the Amorrites (the first, of course, being that contained
in The Marriage of Mardu): “Since that time, Mardu, a ravaging people, with the
instincts of a beast, like wolves . . . the stalls” (Frayne 1997: 299; also Buccellati
1966: 94). The final inscription, E3/2.1.4.17, is a little more restrained, referring
to the time (Year Four) Shu-Sin built the wall and returned the Mardu to their
land: “The year Shu-Sin, King of Ur, built the Amorite wall (called) ‘It keeps
Tidnum at a distance’ and returned the ‘foot’ of the Amorites to their land”
(Frayne 1997: 290).
The picture, then, of Mardu in the inscriptions and archival texts is differ-
ent than the history reconstructed from the letters. It is a picture of a group of
people who are just like anyone else, except for the fact that they are not farm-
ers; just like anyone else, they are woven through the Mesopotamian world in
most of the aspects evident to us in the texts – starting with (as the table below
shows) the Early Dynastic period, when people labeled Mardu receive rations
at Shurrupak. They have various jobs (e.g., Buccellati 1966: 17, 43, 340–44),
rang­ing from the menial to the official, from the military to the cultic (e.g., the
position of lamenter, for which more than one Mardu received rations). They
receive food allotments and work assignments (e.g., Buccellati 1966: 35). They
even own fields (e.g., Buccellati 1966: 45).
Is this a case of progressive sedentarizaton, as is often suggested? Of nomads
gradually infiltrating the civilized lands? I do not think so. Buccellati’s (1966)
categories of resident and nonresident Mardu do not necessarily represent two
separate entities, people leaving their origins behind and changing the very
nature of their being, but simply parts of the same entity, occupied in different
aspects of subsistence. Indeed, they may up until this point be parts of the same
family (certainly the same ancestral group), with regular interchange between
them, as discussed in previous chapters. Although we have little direct evidence
of this in the Ur III materials, Naplanum – whose story to date has been told in
light of standard preconceptions, already thoroughly delineated, about nomads
in general and Amorrites in particular – proves an apt illustration. Naplanum’s
purview encompasses the city and the steppe (he has people in both) – the core
components of the economy, even the state – and this is not extraordinary.
Rather, it is quite ordinary.
Then things changed. While Mardu continue to be attested as embedded
within Mesopotamia throughout the Ur III period, the Tidnu emerge as an
enemy early in the reign of Shu-Sin. The proximate cause of this conflict was
Tax and Tribulation
p 307

Shulgi’s construction of the wall and of Puzrish-Dagan, steps in the progressive


appropriation of all aspects of the economy that began halfway through his
reign and changed the situation of mobile pastoralists in the eastern lands in
general – and, in particular, of the Tidnu whose primary range, at this time at
least (despite earlier references at Ebla, discussed below), is between the Tigris
and the foothills of the Zagros.
The response to Shulgi’s construction was not immediate, however, because it
would have been some time before its punitive costs, both economic and social,
would be felt. Not only would mobile pastoralists lose much of their autonomy,
grazing lands, and market under this new economic regime, when the expansion
of the bala system brought their traditional pasturage under military ­control
(Steinkeller 1987b), but they would also lose their inherent connection to the
Mesopotamian world as key components of extended households/ancestral
groups spread across diverse subsistence practices. The wall, in whatever form it
took, actual or symbolic, was meant to keep them out. The usual practices that
sustained the integrity of the family when stretched over time and space were, at
minimum, impeded. That the consequences were not quite those anticipated by
the state is evident in the state’s reaction to them: vilification through a variety
of textual means. It hardly needs documentary evidence to demonstrate that
the wall was ultimately ineffectual for a number of practical reasons, and that
those it was meant to control sought to escape that control.
I would suggest that resistance came not only from those left on the outside
of the wall; it also would have come from those within it, because the Tidnu
were no more alien to Mesopotamia than other Mardu, despite common accep-
tance (based on the Ebla texts) of a western origin for Tidnu and Mardu alike
(Buccellati 1966; Sallaberger 2007). I will explain this in detail shortly, but for
now I wish to return once more, briefly, to the stories with which this chap-
ter started. The conflict between crown and country constitutes the subtext of
the entire cycle of the Enmerkar and Lugalbanda stories, which are ultimately
about Inana’s divine – and antecedent – approval of Uruk’s (that is, Ur’s) subju-
gation of the east. I mentioned above that the role of Aratta as the antagonist in
this cycle was no coincidence. Scholars have long thought that Aratta, whether
mythical or real, was located in the east because the passage where the teeming
hordes of the eastern mountains are to grovel in the dust for the goddess men-
tions Susa and Anshan. The riches of the mountain are for the wealth of the
gipar – the goddess’s holy house. For Inana, read the rulers of Ur; for the gipar,
read their royal palace.
This discourse is constructed in the face of a far more complex reality than
the dualistic interpretations to which Mesopotamian studies are too often
given, where Sumer is good/safe/deservedly triumphant and anywhere else is
bad/dangerous/deservedly subjugated. Whereas Vanstiphout (2004: 9) claims
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the subject matter is the supremacy of Uruk over Aratta as representative of


“uncivilized” regions – synonymous with all foreign countries – the tale instead
is situated in a contest between fairly equal claimants who are but reflections of
each other, especially in that both the king of Uruk and the lord of Aratta are
loved by Inana. Indeed, Enmerkar and the Lord of Aratta is presented from the per-
spective of Enmerkar, while Enmerkar and En-Suhgir-ana (which would perhaps
be better named En-Suhgir-ana and the Lord of Uruk) presents the perspective
of the Lord of Aratta – even though it is in this story that he eventually gives way.
Aratta may be at a distance from Uruk, but it is far from alien to it, nor is Aratta
the antithesis of Uruk. Aratta is not (contra Vanstiphout 2004: 6) “non-Sumer”;
it is Sumer’s matching counterpart. This is evident in a number of ways, not
least of which is the contrast between the metaphoric/symbolic mountain – the
mountain of Sumer – and an actual one – the mountain of Aratta (Steinkeller
2007b), because, as discussed above, the mountain is deeply significant on many
levels. Both kings claim to be nurtured by the soil of the other; it is also clear
that both places are dependent on the riches of the other, and that barring the
way between them has dire consequences. Aratta is at risk when its crops fail,
crops that Enmerkar has in abundance, and Uruk is at risk when the magician
renders its livestock unproductive. That Uruk prevails is not to destroy Aratta,
but, in subsuming it, to render such ties even more inviolable.
At least that is the plan. This text, like the others of neo-Sumerian produc-
tion, is metaphor and propaganda at the same time. It is not a literal descrip-
tion of the people who live in the mountains because, for its didactic purpose
to be successful (the acceptance of the new order, the order designed by Shulgi
where the mountains are subject to his rule), the objects of the propaganda
(those who must be persuaded of the appropriateness of a new situation) must
not see themselves as subjugated but feel only a gentle familiarity, a sense of
proper outcome that shifts them to a different way of viewing the world and
their place in it. Whether the riches of the mountains lie in its metals rather
than its fleece, whether the subject is the kingdom of Anshan or the mobile
Tidnu, does not really matter. The message is really for those within the realm
of Ur, those whose livelihood and family relationships are split apart by the cre-
ation, now, of a bifurcated world.
The message would appear, however, to have failed. Before it is possible to
discuss further an ancient insurgence, though, it is necessary to preempt a little
academic resistance. The proposal that the Amorrites are not the antithesis of
the Mesopotamians in all things, and are not even foreigners, is radical, espe-
cially in light of the long scholarly tradition that has accepted the Mesopotamian
sources at face value and sought to identify a homeland for the Amorrites in
them. Opening the way for an uncritical acceptance of the Mesopotamian view
on this topic is the modern understanding that pastoralists are fundamentally
separate from the sedentary world, a view bolstered by literary descriptions that
Tax and Tribulation
p 309

confirm our stereotypes. Extract that understanding from the equation and it
is evident, from the earliest attestations of the word “Mardu” until the Ur III
period, that there is no imperative to externality – nor is there any necessary
­direction from which the Mardu came.
And this is where things grow really quite complicated. Not only are kinds
of sources conflated, and from different periods and places, but issues are also
collapsed into a single problem. The story of the Mardu as extracted from an
indiscriminate mingling of historical and literary text is bound up with a search
for their original location and the meaning of their name (as, for example,
Lönnqvist 2008) – a very modern – and Western – need to locate, fix in place,
and thereby control, everything in our purview. Three geographies seem to be in
evidence in these sources, and the endeavor for the most part is to determine
which provides the real origin of the Amorrites. Consensus seems to have it that
they were originally from the west, even more precisely, that they came from the
area between the Middle Euphrates and Jebel Bishri (Buccellati 1966; Whiting
1995; Streck 2000: 26; but cf. Durand 2010: 261–2). Jebel abd al-Aziz and Tur
Abdin have also been proposed, and the recent discovery of the site of al-Rawda
(Castel and Peltenburg 2007), a large circular settlement in a steppic zone in
the region of Homs, has prompted the proposal that they came from farther
west still (Sallaberger 2007; Lyonnet 2009; cf. Porter 2007a; 2009a). Attestations
of an eastern location, such as found in the literary letters, have been resolved
as evidence of their progressive movement eastwards and then south, finally
arriving in Mesopotamia proper (Weiss and Courty 1993; Charpin 2003;
cf. Porter 2009a).
Yet, although statements such as “the Amorite land was always situated near
Jebel Bishri” (Sallaberger 2007: 445) are common, this is not quite the case.
This orientation comes from two sources, the Ebla texts and two Akkadian
inscriptions, one each from Naram-Sin and Sharkalisharri. Taking them in
chronological order – and chronological precision is very necessary in this dis-
cussion – the situation becomes a little clearer.
There are over thirty references to Mardu in the Ebla texts, quite extraordi­
nary in comparison to the numbers found in Akkadian or even Ur III admin-
istrative sources, and they present in a very different way. One of the most
notable distinctions is that Mardu is written at Ebla with ki, in contrast to the
Sumerian sources. Ki, meaning land, may have multiple uses at Ebla. Usually
written following a toponym, although there are rare occurrences where it
stands alone, ki may refer to a city (most often the case) but also to the polity
of which that city is a part, as well as the territory – the general land – encom-
passed by that polity (Bonechi 1991). Mariki may mean the city of Mari (located
at Tell Hariri); the kingdom of Mari (its political identity) or the land of Mari
(the territory that comes under that polity’s purview). These distinctions may
be subtle, but they are important; they allow for the use of ki as denoting a
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broad concept of the entity referenced – one, what is more, that is not neces-
sarily fixed in place.
Attestations of the word “Mardu” in the Ebla texts are spelled variously
Mardumki or Marduki / Martuki (Archi 1985) – that is, Amurrum as opposed to
Amurru – and Pettinato (1995) has determined that these terms in fact refer to
two separate entities, arguing that the first, Mardumki, was a small, unimport-
ant settlement not far from Ebla. Marduki is mentioned in conjunction with
its en and its elders (ab x áš-sù)86 in four out of twenty references, while only
three texts mention the en of Mardu without elders, suggesting that they were
perceived of as critical components of political identity. Mardumki has a lugal
rather than an en. Both Mardum and Mardu87 had overseers (Archi 1985: 12,
attestation 10 and 12). The overseers of Mardu swore an oath, assumed to be
part of a treaty, to Kura, the city god of Ebla, while Mardum participated in
the cult of ’Adabal (see Chapter 3), another very important deity at Ebla (Archi
1985: 9, attestation 16), but a deity integral to the larger region as well (Archi
2002b). Archi (2005: 84) notes that it is at the temple of Kura that allied cit-
ies came to swear their oaths, so one wonders if the respective associations of
these names with Kura or ’Adabal is telling of the nature of the relationship
of each group. The references seem, on the face of it, to indicate that Marduki
designates a polity rather than an ethnicity, and one fixed in place. This in
itself might be enough to support the widely held belief not only that Mardu
was the word that meant west88 but that the Amorrites were western in origin,
refugees perhaps from a collapsed state, as Weiss and Courty (1993) have pro-
posed in reference to the Habur. Just where that place might have been, how-
ever, is not so clear. Geographic indicators for Marduki in the Ebla texts seem
to reference anywhere from the Mediterranean to Jebel Bishri (Bonechi 1993,
1998) and beyond.
None of the evidence, however, demands a territorially fixed or distinct polit-
ical entity for this name. Listed in conjunction with Ditanu and Ibal, all these
groups with their en and elders, not only Mardu, are associated with pasto­
ralism and mobility. Da-da-nuki is thought an archaic spelling of Ditanu
and therefore equivalent to Tidnu (Marchesi 2006: 11–14, n. 33), while Ibal is
described by a gloss as “of the steppe.”89 Discussions of these names proceed on

86 Translated alternatively by Marchesi (2006: 14) as a class of officials. See Chapter 3.


87 Only one of these references, no. 7 in Archi’s (1985) list, spells Mardu with a d.
88 Whether secondary to the existence of a place-name or not: cf. Liverani (1973: 103), who
argues that there was a place called Mardu west of Mesopotamia and hence the cardinal
point gained its name, with Archi (1985: 8), “its original meaning indicated a cardinal
point (‘west’) and secondarily a people living to the northwest.”
89 In contradistinction to “of the canal” (Astour 1992: 34; Bonechi 2001: 60–62). This dis-
tinction in associations of Ibal may well parallel the bifurcated geography typical of mobile
pastoralists in the second millennium (Porter 2009a), and for similar reasons.
Tax and Tribulation
p 311

the understanding that all three groups are external to Ebla on the grounds that
they receive textiles. Those places that receive textiles are independent of Ebla;
those places that do not receive textiles and other gifts are part of Ebla. It is
also assumed that places listed together are located near each other, so that the
Mardu en, the Tidnu en, and the Ibal en follow each other as recipients of fabric
from Ebla because they are not only in close proximity to each other, but also to
Ebla. Therefore the argument that the Amorrites originated in Syria in general
and in the region of Jebel Bishri in particular would seem to be supported.90
This is an unnecessarily restrictive understanding of the practice of presta-
tion on the one hand and, on the other, hardly does justice to the complexi-
ties of interactions between Ebla and those with which the polity had dealings,
complexities which were far-reaching indeed (Archi and Biga 2003). No geo-
graphical constraint is implicit in this practice, nor does the duality between
internality and externality replicate the multiple kinds of relationships that
existed between Ebla, its neighbors, allies, and even constituents – few of whom
were actually present in the city. The role of overseers, for example, was often
to mediate between the administration and its dispersed components – who as
primary producers were critical to its well-being, such as is evident at Umma in
the Ur III period (Dahl 2003; Adams 2006a). The oath to Kura may in fact indi-
cate, rather than a treaty between unrelated entities, a reinforcement of ordi-
nary obligations to the polity. And, as argued in the previous chapter, I propose
that the recognition of en and elders of Mardu, Ditanu, and Ibal is evidence
of a certain kind of political organization utterly unrelated to whether these
groups are mobile or sedentary – a political organization parallel to that of
Ebla itself. That Ebla and Mardu here both have their own ens does not necessi-
tate political distinctions between these two groups. The urban en may simply
have a mobile counterpart, yet another arm in the complex structure of rule for
that polity.
As also argued in the previous chapter, Ebla has its own mobile pastoral-
ist component. Again, Mari in the Old Babylonian period offers a model for

90 At least two research projects, one Finnish (Lönnqvist 2008, 2010), one Japanese (Ohnuma
and al-Khabour 2010), are currently investigating this question. However, findings of these
projects do not quite support the contention that Amorrites came from Jebel Bishri. While it
has been demonstrated that there was significantly increased activity in the Middle Bronze
Age in the Bishri area (Nishiaki 2010: 45; Fuji and Adachi 2010: 73), this does not of course
mean that there was increased Amorrite activity. Unfortunately, these projects seem to take
it as already proven that Amorrites had their home at Jebel Bishri and therefore accept that
the archaeological remains found there are Amorrite (such as Lönnqvist 2010: 170). This
situation is of course hotly debated within Asyriological circles still. If the ­builders of the
cairn fields around Jebel Bishri were Amorrites, however, it seems their exploitation of the
area would have occurred after Amorrites were present elsewhere. Nevertheless, these proj-
ects offer major archaeological investigations of mobile pastoralist groups in one key area
of pastoralist activity.
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understanding these names and their relationship to the Ebla polity. Mardu,
Ditanu, and Ibal are similar to the terms Hana, Numha, and Yaminite,91 with
similar differences in degrees of closeness and kinds of interaction with the pol-
ity from whose perspective we see these groups. Indeed, the two Ibals – that
“of the steppe” and that “of the canal” may well parallel the bifurcated geogra-
phy typical of mobile pastoralists in the second millennium (Porter 2009a), an
example of which is the group who came to dominate Larsa toward the very end
of the Third Dynasty of Ur, the same group led by our old friend Naplanum.
Naplanum the Amorrite, who interacted with Ur III authorities on a regular
basis, is now to be identified with Naplanum the (apocryphal?) founder of the
Larsa dynasty (Steinkeller 2004: 36–40)92 that emerged, along with Isin, as a
leading power after the collapse of Ur.
It is not at all coincidental that the evidence as to Naplanum’s relation to place
in the Ur documentation, prior to his takeover of Larsa, alternates between the
heartland of Mesopotamia and upstream Euphrates, because this is later evi-
denced as the territorial range of the Yamutbal. A particular phenomenon gives
tantalizing evidence of the relationships at stake in this book: between town
and country, mobility and sedentism, north and south. As discussed previously,
two areas are associated in this post-Ur period with Yamutbal: the region of the
Jebel Sinjar and the heartland of southern Mesopotamia around Larsa – and
not just around Larsa, but also around Mashkan-shapir, much farther to the
north. Moreover, there are six town names that are duplicated within these two
regions of Yamutbal, the northern and the southern: Harusanum, Kaspanum,
Lakusir, Rasum, Razama, and Tilla (Charpin 2003: 14). A multitude of implica-
tions stem from this duplication, a duplication that is clearly not an accident.
One of those implications is that towns may be associated with – no, more than
that, actually belong – to pastoralists (cf. Fleming 2004), because that is who the
Yamutbal (a Simalite group) are, according to the several sources at our dis-
posal: pastoralists. Another implication concerns the nature and meaning of
the word “Mardu.”

91 Another intriguing possibility is found in the name of the king of Marduki, whose name
is Yamuti/um (Archi 1985: 10). This name is found in the Genealogy of the Dynasty of
Hammurabi and the Assyrian King List as one of the common ancestors of Samsi-Addu,
and is taken as the name of a tribe (although it is better termed “ancestral group” for the
reasons outlined in the previous chapters). It has also been associated with Naplanum him-
self (Buccellati 1966: 320; cf. Steinkeller 2004: 40) as well as the Yamutbal.
92 Although cf. Charpin (2004a: 69), who supports Edzard’s proposal that this is something
of a fabricated king list by Larsa compiled in order to demonstrate a prior claim to hege­
mony when in conflict with Isin. Steinkeller’s (2004: 40) argumentation here may some-
times seem a stretch, but the association is nevertheless tenable given (1) the continued
connection between the Yamutbal and the leaders of Larsa and evidence that the latter
derived from the former, as well as the relationship between the Yamutbal, Larsa, and
Mashkan-shapir, and (2) the arguments to be outlined below.
Tax and Tribulation
p 313

It is now necessary for another, hopefully short, excursus. It has been argued
that the phenomenon of “mirrored toponyms” (Durand 1992; Joannès 1996;
Charpin 2003),93 especially of Yamutbal names, is evidence of the migration of
Amorrites from the west and their eventual sedentarization in the south. On
the contrary, these towns are not simply settlements belonging to another sys-
tem that pastoralists become involved with, or adopt, as they move about the
country. Neither is the practice of duplicate naming a case of a simple nostalgia
for a homeland nor is it indicative of broad-scale diffusion of a group.
First, there is no clear evidence of directionality or temporal distinction in
these duplications (Charpin 2003: 19). Southern names, for all we know, may
precede northern ones; the doubling of place-names is not attested before the
beginning of the second millennium or indeed before the Old Babylonian
period, after the Amorrites are present throughout the southern region. Some
of the names are not known at all until this period.94 Nevertheless, Charpin
(2003: 18) argues that mirrored toponymy may be linked with collapse of
settlement in the Habur at the end of the third millennium that surveys “have
clearly established” (see also Weiss and Courty 1993), stating that, with the
exception of Nagar, none of the thirty names referring to sites in the Habur
found in the pre-Sargonic Beydar texts are attested in the Old Babylonian
tablets. Conversely, none of the settlement names of this same region known
in the Old Babylonian sources are present earlier, with the exception again
of Nagar.
This linkage is problematic. The Beydar texts (Ismail et al. 1996; Milano et al.
2004) are referring to the world that is important to Tell Beydar, ancient Nabada –
a confined perspective, because Nabada’s role is not political so much as it is
administrative, supervising components of the agricultural regime95 of ancient
Nagar/Tell Brak (Sallaberger and Ur 2004; Archi 1998). There is no reason for
the toponymics there to represent a comprehensive geography of the Habur
region, and, as I have argued (Porter 2007a), evidence for collapse in the Habur
and elsewhere is much less secure than previously assumed. While there are
certainly connections to be made between mirrored toponyms and the third-
millennium north, these are not such that a point of origin for the Amorrites
can be argued (contra Porter 2007a), nor an explanation for population move-
ments proposed; rather, they serve to show the cultural context in which this

93 Also Durand 1998: 111, where the meanings of some names refer to features of places the
Amorrites encountered on their way, such as “bridge,” “place of the tombs,” and so on (but
see Porter 2009a).
94 I thank Brendon Benz for compiling and analyzing the published references to the top-
onyms that manifest two locations. There may, of course, be unpublished attestations of
some names of which I am unaware.
95 Meant in the broadest possible sense, so including animal husbandry of which broad sheep/
goat pastoralism and more locally adjacent donkey breeding would both be components.
314
P Mobile Pastoralism

Table 5. Attestations of the label “Mardu” outside literary sources.

Time Text Place Publication


EDI Ugula Tidnu (if éren + x = Tidnu)a Ur Steinkeller 1992
c. 2800 “chief ” or “overseer” of the Tidnu
ED IIIA 1. 900 liters of barley for PN / Mar-dú Sh’pak 1. Pomponio and
c. 2600/2500 2. 45 men receiving 1 loaf of bread; 28 Sh’pak Visicato 1994d
women receiving 1 loaf of bread/Mar-dú Sh’pak 2. Jestin 1937
3. Utub returned to kur (land) Mar-dú. . . 3. Diemel 1923
from the kur Mar-dú he took a bullc
Ur-Nanshe “erected the embankments of the Dasal Lagash Marchesi 2006:
(canal) Mar-dú Lagash 23–24
Bridge of the Amorites? Durux (Ù)-Mar-
dú(-ne)
“Pre- the Amorite shepherd (sipa mar.dú) Mari (deriving Bonechi and
Sargonic”e from Lagash?) Durand 1992f
EBIVA 1. king of Amurrum (en mar.dúki) with Ebla (list Archi 1985
c.2350 his śaybum officials,g king of Tidnu (en of f­ abric Marchesi
(c. 30 refs. to da-da-nuki) with his śaybum officials and recipients) 2006: 14, n.
Mardu in all) Ibal of the Steppe Streck 2000: 31
2. TM75.G.1317; TM.76.G.533 (See Archi
1985)
Akkadian Jebel Bishri Frayne 1993:
Naram-Sin Defeats Sumerian coalition at Basar, the E2.1.4.2h
mountain range of the Mardu. E2.1.4.6
Defeats great revolt Thureau-Dangin
Sharkalisharri Defeats mar-dú at Basar 1903
Ur III Jebel Bishri Statue B Edzard
Gudea. . . . . . . hur-sag (mountain) Mar-dú-ta 1997: 34
Shulgi. . . . . Year 37, builds wall of the land (bàd-ma-da Frayne 1997: 106.j
ba-dù), called elsewhere “the wall facing E3/2.1.2
the highland” and perhaps related to the Frayne 1997:
Tidnu; 297–299.
Year 40, record of “Amorrite booty.” E3/2.1.4.1
Shu-Sin . . . . mar.tu [. . .] the Tidnu, the Yamadium came
forth together with [them] (ie Shimanum
and Khabura) and the[ir] rulers . . . him”i
and a few lines further on. . . .
“since that day mar.tu, destructive people
of dog-like mind, like wolves, the stalls. . .”

a
Steinkeller 1992: 260–65. Cf. Marchesi 2006: 22–3.
b
Utu is the sun-god.
c
Translation by Marchesi (2006: 23).
d
Discussed in Whiting 1995: 1234; Marchesi 2006: 23.
e
Bonechi and Durand (1992: 158) suggest this text is earlier than the Eblaitic literary texts.
f
Cf. Marchesi 2006: 24, n. 99.
g
This term is usually translated as “elder,” although Marchesi 2006 disputes this reading. See Chapter 3.
h
Frayne 1993: 91 has “Basar, the Amorite Mountain”; Marchesi 2006: 16, n. 56 has “Basar, the mountain range of
Amurrum.”
i
This inscription is known to us in an Old Babylonian copy.
j
See also Sallaberger 2007: 443.
Tax and Tribulation
p 315

feature is embedded – and its very long history (cf. Porter 2009a). Once a con-
nection with the putative northern collapse is removed, the directionality of
the toponyms is open, and the priority of southern attestations of Amorrite
presence (as seen in Table 5 above) takes on new significance. The first we know
of anyone called Mardu is in the south, present in ways that are internal to the
life of Mesopotamian cities. It follows that, notwithstanding whether it was the
cardinal point or a way of designating people that came first, if the association
between them is made at this time, then a large part of the land of the four
riverbanks falls west of Shurrapak and Lagash. And it may be proposed that
in the early third millennium this was a prime grazing area for Mesopotamian
pastoralists, especially after the retraction from the north that occurred at the
end of the fourth millennium.
Some of Naplanum’s successors at Larsa (see Table 2) bear titles employ-
ing the word “Amorrite”96 (Steinkeller 2004), indicating a continued relation-
ship between pastoralist and polity. It is accepted that this is a relict of earlier
times, maintaining a now irrelevant identity – or the last vestiges of a pastoral-
ist lifestyle – as it is progressively abandoned. Zabaya and Abi-sare are called
rabian Amurrum (rendered by Seri [2005: 95] as a royal title, Amorrite king);
Kudur-mabuk is called abu Amurrim (father of the Amorrites [Frayne 1990:
206; Seri 2005: 67]) by his son, Warad-Sin, in years 1–6 of his reign, and later
abu Emutbala (years 1–12 [Frayne 1990: 202]).97 The fact that not all kings of
Larsa (especially Warad-Sin, Kudur-mabuk’s son) attest Amorrite connections,
however, has contributed to the idea that in this dynasty we see the transi-
tion from tribal nomad to urban king in process (Fleming 2004: 124, 160),
a transition that involves a wholesale adoption of Akkadian culture (Van de
Mieroop 2004: 85; Jahn 2007), with the goal of becoming true members of
the urban/civilized world ([Oates 1986: 55–6] synonymous in such discourse).
Not too much can be made of this, it seems to me. For the particular case of
Kudur-mabuk and his sons, the shifting history of relations between Emutbal
Amorrites, Mashkan-shapir, and Larsa (Fig. 33) suggests a division of rule simi-
lar to Samsi-Addu and his sons (contra Steinkeller 2004: 36; cf. Van de Mieroop
1993b: 50–51). After Kudur-mabuk took over first Mashkan-shapir, and then
Larsa, he remained the paramount of the Yamutbal and their holdings, includ-
ing these two key cities, for as long as he was in evidence. His was the larger
and, contrary to modern opinion, the far more prestigious entity, while his
sons were allowed to control only the smaller entities. Warad-Sin ruled Larsa,

96 Or demonstrate other ties to Yamutbal.


97 The meaning of titles here – the differences between rabian Amurru and abu amurru –
is important, however those differences cannot be understood until the meaning of
Amurru is really established, and that cannot happen until the place of pastoralism in
social and political organization as well as economic operation is resolved.
316
P Mobile Pastoralism

33. Map of Yamutbal/Emutbal regions.

succeeded by Rim-Sin, while Sin-muballit98 was leader of Mashkan-shapir in


the last years of Rim-Sin’s reign (Charpin et al. 1988: 146–8; Steinkeller 2004:
29); and even though Warad-Sin is said to have recaptured Mashkan-shapir
after Kudur-mabuk temporarily lost it, he remained subordinate to his father.
This make sense of the use of attributes in Kudur-mabuk’s titulary that are the
prerogative of royalty only, while at the same time Kudur-mabuk never ruled
Larsa directly (cf. Brisch 2007: 52–3). Therefore none of Kudur-mabuk’s three
sons could in fact be operative leaders of the Emutbal until his death, which
according to Steinkeller (2004) is most likely to have taken place in Warad-
Sin’s reign – although he is still mentioned in the early years of Rim-Sin, lead-
ing Frayne (1990: 270) to assume that it was not until Year Eight of Rim-Sin’s
reign that Kudur-mabuk’s death occurred. Thereafter, neither Kudur-mabuk
nor the Emutbal nor the Amorrites are mentioned, indicating perhaps that the
association no longer existed for Rim-Sin. Why then did Rim-Sin not become
leader of the Emutbal? First, we cannot be sure that he did not; titles too often
reflect only the situation in which they are invoked to be certain that their

98 Steinkeller (2004: 41, n. 77) wonders if Kudur-mabuk married a daughter of Sin-iddinam.


The breaking of pattern in naming the third son Sin-muballit in the manner of Sin-iddinam
and his successors, and not XXX-Sin like Kudur-mabuk’s other two sons, suggests that per-
haps he did.
Tax and Tribulation
p 317

absence is meaningful,99 and much of Rim-Sin’s titulary is concerned with his


conquests and the expansion of the kingdom (Charpin 2004a). In fact, after the
conquest of Isin there were no new year names, with Isin the subject of the next
thirty (Van de Mieroop 1993b: 47, 55). Second, it is possible that succession
among the Emutbal was not direct from father to son. It is also possible that
the Emutbal were no longer so closely associated with the southern region. As
Rim-Sin’s geopolitical reality changed, perhaps so too did his titulary.
There is another explanation, however: that the role of leader was simply
taken by someone else. Kudur-mabuk himself may have usurped power over
the Emutbal in the first place, thereby rendering both Warad-Sin’s and Rim-
Sin’s potential to rule – once he was gone – tenuous at best, especially if they
lacked the personal attributes and connections that had enabled their father
to maintain control. There are only three extant inscriptions that do not men-
tion Warad-Sin and are most probably Kudur-mabuk’s rather than his son’s –
although because one of these three invokes the title abu Emutbala it is thought
in fact to date to after Year Eight of Warad-Sin’s reign. Larsa and the Emutbal
are also mentioned in this inscription, in a somewhat apologetic, or self-
­justificatory, tone, where Kudur-mabuk “did no wrong to Larsa and Yamutbal,
did not do anything that was not pleasing to the god Šamaš” (Frayne 1990:
267),100 surely suggestive of an accusation from someone that he did! But in an
inscription on a pendant dedicated to a goddess and found at Terqa (Frayne
1990), Kudur-mabuk identifies himself only as the son of Simti-shilhak, invok-
ing his Elamite provenance and no other.101 The fact that Kudur-mabuk’s
personal name is Elamite, indicating that ethnically he may not have been an
Amorrite, has long been one of the very confusing issues here (Steinkeller 2004:
30; cf. Brisch 2007: 51),102 and I would hesitate to interpret this too literally.
Nevertheless, the history of titulary suggests that Warad-Sin was justifying both
his own position and Kudur-mabuk’s in his constant reference to his father’s
association with the role of abu Amurrim, which might be understood not as
a generic title (Steinkeller 2004: 35) but as claiming true Amorriteness for the
Elamite usurper, masking his otherness at the same time. In the same vein, abu
Emutbala might then be an attempt to keep the identification of both father and
son with that specific group uppermost, suggesting that the identification was

99 See also Seri 2005: 55.


100 And here Larsa and Yamutbal are identified as virtually synonymous because the same
offense would harm both.
101 In general, the title abu Amurrim or abu Emutbala comes before Simti-shilhak’s name in the
inscriptions of all three.
102 This, and the fact that there is an attestation of the reverse situation – that is, someone who
bears an Amorrite name is nevertheless designated as an Elamite – is very important for
understanding what the term “Amorrite” means. In brief, however, the role of the Elamites
in the downfall of Ur suggests that there is more than a close association between what is
meant by “Amorrite” and the region of Elam at this time.
318
P Mobile Pastoralism

contested. The cessation of such titulary in Year Seven of Rim-Sin would indi-
cate, therefore, not that he did not wish to be identified with the Emutbal, but
that the Emutbal no longer allowed him to be.
But while Fleming (2004: 124) reads Rim-Sin’s titulary as indicative of his
dropping the family’s tribal connections and Steinkeller (2004: 41) reads it as
insisting on them (indicating the essential ambiguity of such materials), the
fact remains that Larsa and the Emutbal were, for a very long time, intimately
connected. What then of Yamutbal in the north? Along with the Numha, its
neighbor in the Sinjar and oft-time enemy (Durand 2004: 135), as territory
between them was contested (Durand 2004: 136), the Yamutbal of the north
had embedded towns – of which Andarig and Razama were key (it was Kurda
for the Numha) – and also resident Babylonian diplomatic missions (Durand
2004: 138). Yamutbal of the north participated in interregional affairs, such as
the war against Eshnunna (Durand 2004: 140).
Since northern Yamutbal and southern Emutbal were concurrent, active
polit­ical entities, it would seem that the Yamutbal originated in one of these
two places and then went to the other, leaving some members behind. Or per-
haps they were two parts of the same entity, two ends of a territorial range.
Emutbal is located in the heartland of the southern Mesopotamian zone of irri-
gated agriculture, where pastoralism would be limited. While the assumption,
then, might be that Emutbal were no longer pastoralists, there is no a priori rea-
son why this should be the case; certainly the invocation of kinship would give
access to pasturage in the north if there were no adverse conditions that would
tend to exclusionary kinship practices. The absence of any documentation of a
continued polity is not really surprising, in that by the time of our sources for
the northern Yamutbal, the Mari texts, a political connection is unlikely to exist
any longer; Kudur-mabuk’s usurpation of Emutbal rule might have brought
such a connection to an end, and this seems to have taken place before the
time of Samsi-Addu. Such postulated political continuity may be imagined in
several ways – as a split rule as we see for Kudur-mabuk himself and also for
Samsi-Addu, or as two independent leaderships nevertheless linked by idioms
of kinship. Here is where the mirrored toponyms assume another dimension;
as I have argued in detail (Porter 2009a), they themselves may be thought of as
geographic representations of kinship, intended to maintain bonds stretched
by time and space.
In the early second millennium, the Yamutbal are well attested as located
between the Habur and the Tigris (Fig. 33). If Yamuti, the Mardu king of
the Ebla texts (Archi 1985), may perhaps be Yamutbal, and since Steinkeller
(2004: 40) has suggested that the former name is a shortened version of the
latter (in which case, one may ask why the specific ancestral group of which
he was king is not mentioned, even though he himself may be the Yamutbal’s
Tax and Tribulation
p 319

eponymous ancestor), does this suggest that the Yamutbal are located elsewhere
in the mid-third millennium?
This does not need to be the case on several grounds. That Mardu, or even
Tidnu, are known to Ebla and associated on occasion with Tuttul or Emar does
not establish their origin or even their current location, only their occasional
political affiliations – and political affiliation is always fluid, if not volatile, as
the Mari texts show so clearly. Pastoralists move. They move over the short term,
obviously, in order to find pasture, but also over the long term, through a variety
of processes. Traditional grazing lands can give way to new ones that themselves
become traditional as political and environmental conditions change; the group
can become distributed over landscapes differently than was the case before. But
the fundamental relationships to the sedentary members of the social group, to
the urban centers and other settlements that constitute part of the political and
social identities of the mobile group, may easily remain unchanged. Wholesale
migration is not a necessary outcome therefore of changes in grazing territo­
ries, and textual geographies can only be understood as a function of the situ-
ation at the moment in time when the text was written, and this would include
any consciousness of historical location.
There is another explanation altogether for the divergent geographies invoked
in various sources, an explanation evident in the listing at Ebla. That Mardu,
Dadanu, and Ibal of the steppe are mentioned in conjunction with each other
indicates that there is an association between them in the minds of the record-
keepers that may not be spatial but conceptual – namely that all three groups
were associated with pastoralism.
This seems rather self-evident, given the deep historical connection between
Amorrites and pastoralism, in contemporary academic terms if not ancient
ones, but, in fact, if the strict control of sources over time and space is main-
tained, it is not. It cannot be assumed but must be argued. This is because,
with the single exception of the Mari reference, there is no indication until the
Ur III period of who the Mardu are, or what they might be – it was unusual to
identify people by their homeland or language (Sallaberger 2007: 445) – and
Mardu, taken this way, would prove a significant exception. But people are also
designated in antiquity by professions, and it is in this light that we should start
to think of the meaning of Mardu/Amurru. It is not who the Mardu are that is
significant, so much as what they do – and what they do is practice a different
way of life: mobile pastoralism. Under this scenario, many of the supposed con-
tradictions that have dogged this discussion disappear.
I do not mean that Mardu is a term meaning a profession like “priest” or
“overseer.” It does not stand for “shepherd” or “animal herder” (although
Mardu often are these), but instead that the Mardu are people who define them-
selves as mobile pastoralists – whatever they actually do and wherever they are
320
P Mobile Pastoralism

actually located. The term says nothing about their ethnicity, political affili-
ation, occupation, or even point of origin, but its deployment in distinction
to other mobile groups suggests that it may carry, in much the same way as
Fleming (2004: 47) proposes for the name “Hana” in the Mari texts,103 a sense
of “our mobile groups.” The only reason this was not an acceptable resolution
to the problem in the past (as Kamp and Yoffee 1980) was because of the evi-
dence that pastoralists were both intrinsic to the Mesopotamian system and
living in cities, which in traditional views of pastoralism is simply impossible. In
those views, nomads are mutually exclusive, indeed outright hostile, to all that
Mesopotamia stands for in the modern world – civilization. Situations where
the son is designated as Mardu but not the father, for example, are therefore not
a mistake, as commonly assumed (Buccellati 1966: 55), but moments where one
member of the family has simply shifted to a different part of the familial enter-
prise or way of life. If Mardu/Amurru should in fact be read as “mobile pasto­
ralist,” then the “Amorrites” are hardly a monolithic group, but are constituted
only by the point of reference of any of the texts that mention them.
The same is surely true, in two ways, of geographic indications: one, they
mean simply those pastoralists who are in the area of Emar, Tuttul, Lagash,
or Elam at that time or with whom that polity has a relationship, no matter
the distance between them;104 two, the Ebla geography of the Mardu is not
the geography of Ur III and neither has anything to do with a largely imag-
ined geography supposedly apparent in Akkadian references. As for the lin-
guistic argument, that personal names contain traces of a different language
that correlates with the designation Mardu and, ergo, renders those so-labeled
a separate ethnic group, the writing of names is a secondary derivation of the
function of the label. Those practicing pastoralism in the steppe or mountains,
who are indicated as such by the designation Mardu, share a ruralized version
of Akkadian (which is what, in my view, this “language” called Amorrite is). The
name is recognized as a marker of that position or location. This may be simple
acculturation or a conscious claim of identity.
This brings us back to the question of the frequent association of Mardu with
kur – both as a generic designation and in reference to a specific mountain, Jebel
Bishri in particular. The focus on Bishri comes, first, from the assumed need
for an Amorrite locale in proximity to Ebla, and second, from Akkadian refer-
ences to repeated problems with the Amorrites there – at least, as presented by
contemporary discussion of these sources. In reality, Naram-Sin’s inscription
records a battle at Jebel Bishri midway through his reign, but that battle was
not against the Amorrites – it was part of the great rebellion against him by a
coalition of southern kings, including Ur, Uruk, Umma, and Lagash, who flee or

103 Cf. Anbar 2005.


104 Similarly when “an inhabitant of Tuttul is called a ‘resident’ of Mardu” (Archi 1985: 8).
Tax and Tribulation
p 321

are chased to Jebel Bishri, where Naram-Sin defeats them (Frayne 1993: 90–94,
103–8). In the long list of senior officials captured there, the two Amorrite cap-
tains are the very last and most minor.
The second attestation of a battle between Akkadians and Amorrites at Bishri
(Frayne 1993) is simply a claim by Sharkalisharri of his famous ancestor’s accom-
plishments. That Jebel Bishri is referred to as the Mardu mountain reflects only
the understanding that this is a traditional grazing land for pastoralists, not
that it belongs to a particular pastoralist entity. Jebel Hamrin, Jebel Bishri, and
the mountains of the Gudea inscription (Marchesi 2006: 16) may all therefore
qualify as kur Mardu, whether grazed by Mardu of Ebla or Mardu of Lagash
or Mardu of Anshan. This is not a competition between possible contenders
for the homeland of the Amorrites; the evidence shows the three generalized
geographies are different locations for pastoral territories, at different points
in time, and for different groups. The fluidity in these sources is the product of
the mobility of their subjects.
A precise, bounded meaning to the term “Mardu” is not to be expected, there-
fore, because our need for categories is not the same as that of the ancients. The
concept embodied by Mardu means more and less than “nomad” (Sallaberger
2007: 445) – if nomad means that one is either mobile or has stopped being
mobile and is now sedentarized, because this renders an either/or situation
which is not how pastoralist peoples in antiquity (or today) think of the situ-
ation or themselves. If a man lives in a city but his parents live in the steppe,
in tents that are dismantled and reassembled perhaps regularly, perhaps every
now and then, or if he lives in the mountains moving steadily in search of for-
age, but his brother lives in a small hamlet next to his barley field, a field given
to him by the king, is he a nomad or not? If he and his family live in the steppe
and the highlands and the urban center at various points of the year, while part
of his extended kin-group lives only in the city and has always done so, is he a
nomad or not? And what if it is the other way around? One may devise a range
of terms on a continuum that attempt to classify a way of life or a subsistence
practice, slotting each of these scenarios into one or the other, but in the end
such an exercise completely misses the point and thus lacks analytical utility;
people do not think of themselves in terms of classification, and thus they do
not make choices and decisions and take action according to those categories,
be they scribes of Ur trying to keep tabs on who owes what, and who is due
what, from the storehouses, or be they mobile groups seeking adequate pas-
ture. In a way, it is no more complicated than saying, “my brother’s family are
cattle ranchers, they live in the country” – except that “my brother’s family are
sheep farmers and they move through the country” means that a number of
many different elements come into play in a world where those social ties (and
economic ones too) are critical to the perpetuation of society in both actuality
and ideology.
322
P Mobile Pastoralism

Mardu, then, are mobile components of various polities attested first in the
heartlands of Mesopotamia, in places such as Shurrupak and Lagash, and they
are no different from their sedentary relations, in terms of their belonging to
the polity. The same is true in the northwest, at Ebla. Specific ancestral groups
become evident at different times and places, usually, I would suggest, because
issues of identity are in question (cf. Wossink 2009). This is the case with the
Tidnu, since we are not dealing with a generic name but a particular ancestral
group. One possibility, as Marchesi (2006: 16–17) suggests, is simply that Tidnu
moved from the Syrian steppe where they were located in the mid-third millen-
nium, to the Transtigridian steppe toward the end of the millennium; this is
perfectly possible. But it is not necessary, as already argued. They may well have
originated in the Hamrin and for a period of time grazed in the steppe west of
the Euphrates or west of Ebla. Tidnu may not in fact be the same entity in any
way as Didanu. In the Ebla texts, the Tidnu are distinguished from Mardu who
are part of Ebla itself (the fact that there is an en of Martu not withstanding),
but they are not considered particularly special. Their prominence later is some-
thing else again, however – it is under the Third Dynasty of Ur that they are
attributed an identity that renders them, quite literally, beyond the pale. This
is seen in the inscription of Shu-Sin, an “historical text” that gives particular
weight to the status of the Tidnu – and Mardu – as enemies.
But we cannot take historical texts at face value, as forthright descriptions
of a real situation, any more than we can take other kinds of text that are reg-
ularly viewed with a skeptical eye; many factors shape the perception of what
that reality could be, just as – at the same time – perceptions of reality are delib-
erately manipulated by the production of text. Such is certainly the case in the
Ur III documentation, where literary works and historical documents invoke
each other in creating a past – a process that, I would argue, is an intrinsic part
of Mesopotamian political culture, at least in the post-Akkadian world. But it is
more than only legitimation, it is also the creation of political identity, a politi-
cal identity defined by who is embraced by this new rule and who is not and by
what the nature of that rule will be. In some instances, a conscious inclusion
is created, a statement of the multiple political networks and perhaps social
contexts to which this or that leader belongs. Sometimes it is exclusionary.
And while it may be mobility that warrants genealogy (as a device carried in the
social knowledge of the person and as the structure of bonds that may stretch),
it is history, materialized and codified in tablets, that is rooted in place. A cor-
relation between approach or form and desired outcome is also possible: it is
genealogy that renders inclusion, and it is history – in one guise or another –
that is used to render exclusion. This does not mean that there is no histori-
cal information to be gleaned from sources such as year names and building
inscriptions – on the contrary – but that these records can be constructed and
manipulated, just as fiction can be embedded in history.
Tax and Tribulation
p 323

It is, I suggest, the fall of Akkad that ultimately stimulates this past-making
in so fervid a way. A number of successors must surely have staked their claims,
and competition for control was intense. Indeed, as scholars often note, the
Sumerian King List declaims: “Who was king? Who was not king?” ( Jacobsen
1939: vii.a). The eventual winners, however, were unquestionably the dynasty
founded by Ur-Nammu, and yet it is clear that challenges to Ur III authority
were ongoing because Shulgi and Shu-Sin are equally the subjects of parts of
this discourse. Thus a propaganda campaign was instigated, resulting in the
great floruit of “literary” and pseudo-historical texts that, on the one hand,
established the legitimacy of the victors and, on the other, the illegitimacy of
the losers. If this constitutes an “invention of tradition” (Brisch 2007: 28, quot-
ing Hobsbawm and Ranger 1983), it is not so much the fiction of a unified
Sumer in a contentious reality that is at stake (as Michalowski 1983) as it is the
establishment of the idea of a single, all-encompassing power in the face of a
complex network of political players, opportunists, and dissenters that criss-
crossed Mesopotamia.
Among the contenders were the eventual inheritors of Ur, the Isin dynasty.
The heated dispute contained in certain Ur III and Isin materials demonstrates
how intense was the need, not just for political dominance, but also for socie-
tal – and divine – acceptance, and a recorded one at that. Political power was
certainly vested in divine approval, as any number of texts, including the Curse
of Agade (Cooper 1983) and the Lamentation over the Destruction of Sumer and Ur
(Michalowski 1989), show – indeed, it is to be seen in the transfor­mation of
the Ur III version of the Sumerian King List (Steinkeller 2003) under Isin rule
(Michalowski 1983, 2005a: 205). The act of writing itself has an implicit ele-
ment of sanctification. The battle for “hearts and minds,” whether of gods and/
or people, was as important as any military encounter. Isin sources also show
an equal concern for succession and legitimacy, emphasizing the weakness of
former rulers (Michalowski 2005a).
In any case, a multitude of groups converge at this point in time – and
diverge – to meet up with other groups in different places, so that there is not
a constant and consistent body of people pressing on the edges of civilization,
but a fairly fluid opposition to this particular polity. Mardu are the enemy of
choice in these texts not, I suggest, because they are outsiders, marauders from
the fringe, but because they are the very opposite: direct, internal competition
for control of the four riverbanks, competition because the actions of Shulgi
in wresting control of the pastoralist lands and pastoralist products wrought
their own response. It is the status of the Mardu as part of the Mesopotamian
heartlands that gave rise to this particular juxtaposition of the production of a
past with the creation of a literary “other.”
If “Mardu” came to represent outsiders when used by Ur to describe a group
rather than an individual, it symbolized “resistance” when appropriated by
324
P Mobile Pastoralism

those connected not necessarily by blood or type of organization (Wossink


2009) but by their common position. This resistance is not any innate nature of
pastoralists in relationship to sedentary authorities, no rejection of order and
culture, but instead it is historically contingent on the conflict arising from the
redesign of economy in the Ur III and, specifically, of the place and organiza-
tion of pastoralism within it. The Tidnu, in particular, would have been disen-
franchised by the rearrangement of the management of animal husbandry, but
they were by no means the only such group. The autonomy of family and/or
household pastoral production was reduced in this great process of centraliza-
tion under Shulgi of Ur, routes and movements controlled and, I suspect, taxes
on pastoralist producers sharply increased. The distribution of and exercise of
power are also likely to have changed. It is not hard to predict resistance in such
circumstances, especially when the state’s monopoly of force and its control of
its own territory are questionable. But we know that the Third Dynasty of Ur
in fact tried something very specific to this problem – the great “wall.” Whether
erected against mobile populations who moved voluntarily from under the con-
trol of Ur, in which their position was vastly diminished, or against those for-
cibly expelled, the wall was intended to define the limits of political control.
This, then, is the debate between the Old Babylonian and neo-Sumerian sto­
ries of Gilgamesh. The more contested one’s claim, the more elaborate one’s
construction of a past. The location of the contest, too, must surely play a part
in the venue through which that created past is disseminated. If Sumerian was
the language of the literary propaganda wars between Ur III and Isin, Akkadian
now becomes the locus of the Amorrite reaction for several reasons: it was their
base language in any case; its use in formal discourse was a rejection of the pre-
vious regimes; and, more than this, it was also the language of the populace. The
fact that so much of this discussion appears in stories of the broadest appeal,
attached to well-known characters, raises the specter of popular discontent. If
these texts are situated in a larger debate, it is one not only within/between the
texts themselves, or as representative of a ruling elite, but within society as a
whole. If, as I suggest, it is a moment in time when the Third Dynasty of Ur
pushed out those who would not submit to their control, we can imagine great
social fragmentation occurring, as families and households engaged in multi-
ple resource extraction become sundered.
Until we have family archives for this period, we shall never see this directly
in the texts, because the administrative archives from Ur III and even the Mari
letters derive from the public sector and are about an entirely other set of con-
cerns. But we can see the outcome of it in the organization and geographic dis-
tribution of Amorrite political entities across the land of the four riverbanks,
which is discernible from texts. With an anthropological sensibility brought
to this evidence, it becomes clear that fragmentation is again both a concern
and a dynamic – not, however, in the standard way, resulting in a split between
Tax and Tribulation
p 325

pastoralist and farmer, but in its very opposite – as giving rise to mechanisms
that defeat it. In this case, it is the consolidation of group identities – identities
expressed especially as ancestral groups, in opposition to the hegemony of the
center – that results in new political entities, but not new populations, emer-
ging in the land of the four riverbanks, from Ur to Mari and beyond.
Conclusion: Beyond “Tribe”
and “State”

Although organized in not just different but diametrically opposed ways,


the geographies of expansion in both the Uruk period and Ur III period are
remarkably similar, proceeding in successive bands, sweeping the line of the
Euphrates and Tigris rivers, and extending progressively northeastward. Key
reasons behind the expansion are also remarkably similar: the integration and
control of mobile pastoralists in support of the dominant industry of greater
Mesopotamia, woolen textile production. If the family-based, decentralized
approach practiced in the fourth millennium did not work (or rather, worked
too well), the highly centralized, militaristic extension of control exercised at
the end of the third millennium, in this instance clearly calculated to achieve its
ends, also failed to accomplish its goals. Yet for two and a half thousand years,
two fundamental relationships, with dynamics of their own, remained in play:
one, the relationship between mobile and sedentary members of the ancestral
group; two, the relationship between ancestral groups and the polity.
These relationships did not, however, remain unchanged. The organization
of and means taken to accomplish these relationships shifted considerably over
time and space. Sometimes, social and political boundaries stretched; some-
times, they retracted. Sometimes, social interactions were inclusive, transcend-
ing multiple kinds of difference, while at other times they were exclusive or
reified and there is no necessary correlation between any of these situations.
In any combination of conditions, though, an interlocking complex of struc-
ture, discourse, and practice vested, in part, in kinship, religion, and the dead,
allowed communities comprised of pastoralists and sedentarists dispersed over
time and space to maintain cohesion and identity, both within themselves and
as parts of larger communities.
To delineate this historically (and at the largest of scales): in the second half
of the fourth millennium, during the Uruk expansion, there was a progressive
extension of social relationships over considerable space, social relationships
326
Conclusion
p 327

that were construed through time – that is, through descent. Those social rela-
tionships, however, were simultaneously becoming increasingly reified, resulting
at the beginning of the third millennium in their severe contraction in spatial
as well as social dimensions. As ancestral groups in the north grew increasingly
segregated from ties to the larger community, they became increasingly bound
to a single and delineated space in ways that shaped the nature of the polity that
was to come there. Meanwhile, in the south, the reorientation of pastoralist
movement from far north and east to the near west, east, and southwest led to,
on the one hand, a new set of ties with the arid lands of the Arabian Peninsula
and, on the other, a more restricted and contested territorial base, bound by the
powerful new polities, each with their own mobile constituents, that claimed
Mesopotamia’s margins for themselves.
That individual ancestral groups, within or external to larger political
entities, are not as obvious in the mid- to late third millennium is a testa-
ment, not to their irrelevance, but to the stability of their integration within
the polity – both vertically, in terms of their connection to institutions that
transcended individual groups and that took their defining shape at this time,
and horizontally, between the multiple ancestral groups that comprised the
political entities that now covered the landscape, north and south. Nor does
this lack of visibility speak to the irrelevance/separation of mobile pastoralists,
but rather to the stability of their interaction with the urban component of
the community, and, perhaps, to durable relationships with grazing territories.
That stability was severely and deliberately disrupted at the end of the third
millennium, though, when a new way of organizing the economy was insti-
tuted, with dramatic and unintended consequences. The depredations enacted
by neo-Sumerian policies to connections between mobile and sedentary mem-
bers of the ancestral group led to complementary, and sometimes contradict-
ory, reactions as those connections were reasserted. Just as at the beginning
of the third millennium, individual ancestral identities came into focus,1 with
ancestral names invoked to create distinctions between, and allegiances to, dif-
ferent groups. Many of these names do not appear in the extant records until
the second to fourth centuries of the second millennium, because this is when
people with those names start writing the texts. And, too, identity formation
is an ongoing process – in response, in this instance, to increasing social and
spatial dislocations and competition.
At the same time, a larger political identity is simultaneously created by,
and in reaction to, the exclusionary practices of neo-Sumerian rulers, an iden-
tity ultimately appropriated by those excluded, who came to call themselves
“Amorrites.” The notion of “Amorrite” is increasingly reified, yet is not necessar-
ily exclusionary, as can be seen in the confusion – or, better, conflation – between

1 And cf. Buccellati 2008: 148.


328
P Mobile Pastoralism

Amorrites and Elamites (among others) that is occasionally attested, where key
Amorrite players have Elamite names or vice versa.
Another feature that has proved puzzling in Mesopotamian history of this
time is the fact that, despite the rise to power of a newly apparent group, there
is, after all, little disruption of settlement in the south – and probably, despite
current consensus, in the north too (Porter 2007a). This is because, in the final
analysis, no new people appeared. Foreign ethnicities did not take over; nomads
did not sweep in from the desert. Rather, those members of ancestral groups
within the urban centers who rejected Sumerian policies and who maintained,
despite those policies, their integration with mobile kin, rose, through pro-
cesses that remain obscure to us, to power. Again, however, and just as happened
toward the end of the fourth millennium, horizontal connections between mul-
tiple ancestral groups were disrupted when individual social identities, at least
in some contexts, trumped civic ties, leading to considerable instability in the
second millennium as these groups jostled for territory and power.
It is this duality between social and political function and identity – a duality
that emerges, splits, and merges again – that is often mistaken for two political
forms, tribe and state. The conflation between social interactions, and social
identities, and political organization under the rubric “tribe” has too long
muddied the waters. Extract the political from the construct, finally, and many
of the anomalies that have persistently dogged archaeological and historical
reconstructions readily disappear. Yet political organization and operation
are not entirely divorced from the social; in the ancient world, the polity was,
to varying degrees, configured through actual and philosophical/ideological
concepts of kinship. Kinship remains in evidence as a dominant ideology of
interaction in early Near Eastern polities; it is not lost to class as the basis of
social organization. Even if clear differentials are manifest in social position
and wealth holdings, kinship cuts across such divisions; social allegiances on
the basis of wealth may coexist with allegiances based on ideas of family. That
this is increasingly recognized has led to attempts to develop intermediary ter-
minologies, such as “complex chiefdom” or “segmentary states.” These terms,
however, are simply typological variations within the same framework and do
not come to grips with the fundamental issues at stake. In the time and place
under consideration here, both in societies called tribes and in societies called
states, social structure is constructed similarly and operates similarly, in order
to achieve similar ends. Significant variation is nevertheless found in the way
social structure is perpetuated across society. That variation should be a major
object of study.
At the same time, other sets of dualities – in the actual histories and academic
interpretations of the political organization of northern and southern regions –
become much more interestingly inflected. Traditionally seen as following
varying – indeed, opposite – trajectories, with secular institutions of authority
Conclusion
p 329

originating in the north and religious ones in the south, institutions in both
north and south are born out of the same processes, processes initiated in the
Uruk period. This is not to say that subsequent outcomes were the same in both
areas, but it does mean that the kinds of contrasts currently reemerging in the
literature, where the north is seen as tribal in organization – at its most devel-
oped, a complex chiefdom or segmentary state – while the south is seen as a true
state, are not vested in understandings of the complicated set of relationships
that really comprise the terms as they are currently treated in anthropological
discourse. The terms, then, should be set aside in favor of the relationships.
One of the processes that proved so dynamic in what took place next was the
deployment of religion in the integration of the group. I did not set out to write
a book about the impact of religion on the dynamics of urbanization or state
formation, but to my surprise it emerged from this study that religious prac-
tices are a significant factor in shaping ancient society and polity in the land
of the four riverbanks, both north and south, in large part because daily life,
social interactions, and political organization are imbued with, and predicated
upon, indigenous understandings of how the world works. We would classify
those understandings as religious, but I think that ancient peoples would not.
“Religion” should be understood as an umbrella term covering public and
familial practices and beliefs. I would not argue, however, that political author-
ity originated in either a theocracy or a temple economy. Although I have not
much discussed the nature of secular authority, whether authoritarian, commu-
nitarian, or heterarchical, I understand it – again, in both north and south – to
be a product of kinship systems and the ways in which they are both structured
and practiced, as well as the way individual kin-groups are interdigitated – or
not – with each other. Variation in social interactions and political practices are
not regionally determined, but a compound product of contingent situations.
In the end, perhaps the most salient point to emerge from this delineation of
how mobility changed the world is that the archaeological evidence is as much
the product of practices that people perform in order to perpetuate their exis-
tences and the sociopolitical environments of those existences as it is the reflec-
tion of social hierarchy, economic function, and political organization. Those
practices are often ritualized and, equally, often sanctioned within a religious
context. They shape the nature of existence, with intended and unintended con-
sequences. They are embodied. They are the outcome of ideologies and struc-
tures. This is certainly not a new idea in much of archaeology, although it has
yet to make sufficient impact on that of the Near East. It was not a point I
intended to demonstrate, nor was it a foundational theoretical premise. But
that is the story the evidence tells.
Appendix

ETCSL Title ETCSL GROUPS

Letter from Shulgi to Puzur-Shulgi about waterways t.3.1.10 A


Letter from Aradmu to Shulgi about irrigation work t.3.1.03 A
Letter from Shulgi to Aradmu about Apillasha t.3.1.02 A
Letter from Aradmu (?) to Shulgi about bandits and Apillasha t.3.1.11 A
Letter from Ur-DUN to Shulgi about Apillasha t.3.1.11.1 A
Letter from Shulgi to Puzur-Shulgi about the fortress t.3.1.08 A
Igi-hursaga
Letter from Aradmu to Shulgi about Apillasha c.3.1.01 A
Letter from Shulgi to Aradmu about Aba-indasa’s letter t.3.1.06.1 A1
Letter from Shulgi (?) to Aradmu about troops t.3.1.13.1 A1
Letter from Aba-indasa to Shulgi about his neglect t.3.1.21 A1
Letter from Aradmu to Shulgi about Aba-indasa’s missing t.3.1.05 A1
troops
Letter from Sharrum-bani to Shu-Sin about keeping c.3.1.15 B
the Mardu at bay
Letter from Puzur-Shulgi to Shulgi about the advance t.3.1.07 B
of the enemy
Letter from Aradmu to Shulgi about the country t.3.1.04 B
Letter from Sin-illat to Iddin-Dagan about confronting c.3.2.01 B
the Mardu
Letter from Aradmu to Shulgi about the fortress Igi-hursaga c.3.1.06 B
Letter from Shulgi to Ishbi-Erra about the purchase of grain c.3.1.13.2 C
Letter from Ishbi-Erra to Ibbi-Sin about the purchase of grain c.3.1.17 C
Letter from Ibbi-Sin to Ishbi-Erra about his bad conduct c.3.1.18 C
Letter from Ibbi-Sin to Puzur-Shulgi hoping for Ishbi-Erra’s c.3.1.20 C
downfall

331
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Index

ab x áš, 232, 233, 310 an, 151 See also dingiv


Abarsal, 248 Anatolia, 14, 19, 77, 81, 157
Abi-Sare, 315 ancestor, 189
aboveground monuments, 166, 175, 176, 177, ancestor (ancestral), 34, 42, 49, 56, 57, 60, 79,
180, 197, 228 118, 133–34, 142, 146, 150, 152–61, 174,
abu Amurrim, 317 180, 189–97, 209, 213, 217, 218, 219, 226,
abu Emutbala, 317 228–31, 233, 236–38, 257, 267–72, 276,
Abu Salabikh, 83, 88, 125, 134, 140, 158 277, 287, 319, 321
Abur-Li’m, 214 apical, 61, 277
accession ritual, 213, 229, 230, 231. See also group, 60–63, 134, 157, 173, 175, 177, 195,
wedding ritual 196, 197, 198, 306, 307, 318, 322, 325,
Ada, 238 326–28
’Adabal, 217, 220, 221, 222, 310 house, 133, 156, 174–98, 229
Adams, Robert McC., 5, 245, 246 temple, 190
Addu-Duri, 32 traditions, 133, 138, 174, 190, 195, 228, 229,
Adgar-kidug, 294 230, 234
Aga, 258, 277 Andarig, 318
agency, 2, 40, 46, 62, 77, 189, 246 Anderson, Benedict, 46, 57
Agu, 216 animal husbandry, 1, 3, 9, 11, 12, 13, 17, 18, 20,
Ah Purattim, 34 23, 114, 138, 140, 144, 153, 174, 240–47, 324
Akkad (Agade), 34, 79, 268, 269, 278, 284, Aniru, 214
292, 323 Anshan, 296, 303–05, 307, 308, 321
Curse of, 288, 290, 292, 323 anthropological archaeology, 37–41, 42, 71, 100,
Akkadian(s), 4, 37, 62, 81, 162, 194, 252, 259–60, 105, 129, 198, 202, 240
263, 266–71, 279, 288, 291, 300, 309, 314, Anu terrace, 123, 127. See also Uruk, site of
315, 320, 321, 322, 324 Anzud bird, 256, 265, 275, 276
Aleppo, 32, 219, 220, 221. See also Yamhad Apil Kin, 287
Algaze, Guillermo, 15, 72–76, 91, 241, 245 Apillasha, 280, 281, 282, 283, 285
al-Rawda, 309 Arabian Peninsula, 250, 292, 327
’Àmana, 214, 229 Aradmu, 280, 281, 282, 283, 284, 285
Amanus, 238 Aratta, 265, 275, 307, 308
Ammi-Saduqa, 269, 272, 274 Archi, Alfonso, 19, 202, 215, 219, 220, 221, 230,
Amnanum, 33, 60, 61, 274 232, 236, 237, 238, 310, 314
Amorrites, 4, 25, 26, 36, 37, 43, 60, 61, 62, 220, Armanum. See Armi
251, 252, 261, 263, 267–70, 278, 287, 293, Armi, 217, 234, 236, 237, 238, 239
294, 295, 298–301, 303, 304–06, 308, Arslantepe, vi, viii, 66, 67, 68, 75, 84, 90, 92, 102,
309–15, 317, 319–21, 324, 327, 328 108, 111, 116, 130–34, 141, 142, 153–58,
Amuq, 124 160, 161, 166, 169, 171, 174, 175, 176, 177,
Amurru, 60, 310, 319, 320 186, 187, 195, 196, 225
381
382
P Index

Arslantepe (cont.) Caucasus, 118, 175


Building III, 71, 119, 170, 172 cedar mountains, 253
Building XXIX, vi, 108, 110, 112, 119 cenotaph, 229
Royal Tomb T1, 65–72, 111, 164–73, 175, 176, chaff, 107
177, 191 Chagar Bazaar, 178, 179, 185, 187
Temple A, 109, 110, 117–19, 170, 172, 187 Charpin, Dominique, 26, 27, 30–34, 60, 270
Temple B, 109, 110, 111, 116, 172 chief, 26, 36, 70, 105, 314
VIA, vi, 65, 66, 71, 107, 108, 110–13, 115, chiefdom, 38, 55, 328, 329
116, 119, 130, 133, 154, 155, 157, 161, 164, Childe, V. Gordon, 15
170–73, 176, 195 Chogha Mish, 96
VIB1, 65, 66, 173, 195, 196 city, 3, 15, 25, 32, 40, 43, 73, 74, 100, 123, 127,
VIB2, 65, 67, 172, 173, 195 133, 137, 139, 145, 152, 153, 161, 162, 194,
VIB2a, 65, 66, 195, 196 197, 198, 199, 210, 212, 214, 217, 221, 222,
VIB2b, 65, 66 228, 232, 233, 234, 236, 239–44, 246, 249,
VII, vi, 65, 66, 70, 108, 110, 111, 112, 115, 119, 252, 254, 255, 258, 260, 262, 263, 269, 270,
132, 133–34, 154–55, 172 291, 294, 299, 302, 306, 309, 310, 311, 321
arua, 301, 302 citystate, 38, 206, 221, 243, 297
Assur, 31 colonialism (colonialist), 3, 14, 15, 44, 45, 46, 55,
Assyrian, 81, 300 75–80, 82, 87, 95, 97, 101, 102, 161
Assyrian King List (AKL), 269, 305 colony (colonist), 74, 75, 80–82, 86, 88, 91, 95,
assyriologist(s) (assyriology, assyriological), 19, 102, 115, 120, 124, 125, 127, 134, 138, 145,
21, 105, 240, 261 155, 160, 161, 173
Atarib. See Darib commemoration (commemorative), 104, 133,
Atrahasis, 227 156, 157, 176, 190–93, 217, 228, 247, 257,
277, 278
Babylon (Babylonian), 25, 34, 252, 260, 263, 264, complex society, 38. See also state
266, 269, 277, 294, 313, 318 complexity, 6, 9, 13, 15, 40–45, 60, 65, 69, 72, 73,
bàd-ma-da, 303, 314 75, 77, 112, 120, 121, 122, 157, 160, 173,
bala, 297–99, 302, 307 176, 177, 196, 198, 207, 223, 240
Balikh, 31, 185, 197, 271 container, 94–97, 128, 157, 172, 186
Baluchistan, 249 Cooper, Lisa, 40, 194
Bannum, 32 cosmos (cosmological), 71, 127, 150, 154, 169,
Barama, 214–20 175, 183, 194, 199, 209, 218, 219, 233, 256,
Barth, Fredrik, 156 272, 273, 274, 276, 291
Bates and Lees, 21. See also Lees and Bates costume, 69, 167, 168
Bau, 221 Courty, Marie-Agnes, 310
beveled-rim bowl. See pottery cretulae, 187. See also seals and sealings
Bhabha, Homi, 78, 79 Curvers, Hans, 224
big men, 105 Cyrenacia, 53, 54
Binash, 215
Bir, 215 Dadanu, 319. See also Didanu, Ditanu
bitum, 194 dais, 110, 203, 204, 205, 209, 212, 219, 220
Black Desert, 8 dam-en, 202
Black, Jeremy, 304 da-mu, 219
Bloch, Maurice, 55 damu-damu, 239
Bonechi, Marco, 215, 219, 314 Darib, 220, 228
boundaries, 2, 14, 22, 39, 48, 56–59, 62, 82, 196, death pit, 143
229, 242, 272, 326 Delnero, Paul, 266
Bourdieu, Pierre, 100 Der, 303, 304
Braidwood, Robert and Linda, 124 descent, 38, 45–64, 129, 154, 156, 158, 161, 173,
bread, 96–103, 112, 132, 135, 140, 141, 184, 226, 176, 190, 193, 194, 195, 234, 237, 245, 250,
235, 314 271, 272, 273, 327
mold, 96–104 Didanu, 322
Buccellati, Giorgio, 300, 301, 306 differentiation, 2, 51, 78, 79, 82, 99, 103, 118,
Butterlin, Pascal, 95, 98 121, 130, 144, 152, 157, 160, 164, 171,
173–75, 195, 196, 198, 199, 223. See also
C14, 84, 90, 125 post-colonialism
caprid, 115 Dilmun, 281, 292, 301
Carchemish, 86, 174 dimorphism, 24, 37
Index
p 383

dingir, 78, 150, 151, 228, 229 Electronic Text Corpus of Sumerian Literature
Ditanu, 310, 312 (ETCSL), 280
Diyala, 158, 305 el-Kowm, 85, 90
Diyarbakir, 305 Emar, 235, 319, 320
Dolce, Rita, 207 Emirates, 244
Domuztepe, 143 emulation, 101, 119, 120
Drehem, 295, 298, 300, 301 Emutbal, vi, 33, 299, 315–18
Durand, Jean-Marie, 26, 28–38, 60, 270, 271, 314 en (en.en), 201, 204–06, 211–22, 226, 228–32,
234, 236–37, 248, 310, 322
é, 194 Enki, 257, 292
é mah, 215, 229. See also mausoleum Enki and the World Order, 290, 292
é ma-tim (é ma-dím), 215, 216, 218, 229, 230. Enkidu, 264, 267, 276, 277
See also mausoleum Enlil, 32, 35, 291
é x pap, 215, 229, 230 Enmerkar, 265, 272, 275, 277, 278, 290, 292,
Eana precinct, 123, 143, 170, See Uruk, site of 295, 307
level XII, 97 Enmerkar and En-Suhgir-ana, 308
Early Dynastic period, 217, 265, 266, 274, 278, 306 Enmerkar and the Lord of Aratta, 265, 283,
Early Dynastic I, 278 284, 308
Early Dynastic III, 278 ens, 216, 217, 220, 221, 228, 231, 311
Ebla, vi, 19, 20, 28, 62, 196, 197, 199–222, 226, eponymous, 154, 269, 271, 276, 319
228–40, 247, 300, 307, 309, 310, 311, 314, equid, 216, 246, 298
318, 319, 320, 322 Eridu, 104
administrative sector, 203, 206, 208, 210, 211 Eshnunna, 31, 32, 34, 271, 289, 294, 296, 318
alimentary sector, 205, 206, 210, 231 ethnography (ethnographic), 10, 21, 25, 27, 30,
ceremonial stairway, 204 44, 45, 49, 55, 58, 63, 64, 101
decorated threshold, 211 Euphrates
external stairway, 203. See also Ebla, Middle Euphrates, 74, 75, 84, 85, 86, 115, 118,
monumental gateway 124, 161, 173, 177, 178, 309
G5, 207 Upper Euphrates, 72, 86, 122, 137, 174, 177,
internal staircase, 203, 204, 205, 211. See also 178, 179
Ebla, ceremonial stairway Evans-Pritchard, Sir Edward, 14, 23, 45, 46,
kinglist, 199 47–55
kitchen, 205 evolutionary archaeology. See anthroplogical
limestone eyes, 210 archaeology
monumental gateway, 203, 204 exclusionary, 22, 58, 142, 152, 188, 190, 318,
Palace G, vi, 199–213, 217, 219, 222, 230, 322, 327
231, 248 eye idol(s) (spectacle idol), vi, 106, 113, 114, 160,
plaza, 201, 204, 205, 206, 208, 209, 210, 211, 183, 187
212, 219, 220
Room 2586, 210 faunal, 92, 104, 114, 115, 226
Room 2601, 210 feast (feasting), vi, 104, 105, 106, 107, 110, 112,
Room 2712, 203 114, 133, 134, 135, 140–43, 157, 160, 190,
Room 2764, 211 195, 206, 226, 269, 275
Room 2769, 209 feasting hall, 104, 112. See also Tell Brak,
Room 2862, 211, 212 tripartite building
Room 2866, 211 festivals, 226, 298
Room 2875, 209, 211 fixed identities. See post-colonialism
Room 4436, 207, 208 flax, 113. See also textiles 17, 18, 19, 107
Room 4448, 207 Fleming, Daniel, 26, 36, 37, 60, 259, 260, 264,
Standard, 207 318, 320
Temple D, 206 food and identity, 99–102
TM 82.G. 266, 248 Fortes, Meyer, 45, 47, 48, 51, 52
TM.75.G.118+152, 219 Frachetti, Michael, 249
egalitarian (egalitarianism), 9, 10, 45, 188 Frangipane, Marcella, 65–70, 105–15, 116,
Egypt (Egyptian), 41, 73, 79, 96, 99 119, 122, 131, 141, 142, 164, 166, 170,
Ekallatum, 31, 32, 33, 35, 271 171, 179, 196
Ekur, 291 Frayne, Douglas, 304, 305, 316
Elam (Elamite), 286, 287, 288, 289, 292, 296, Fronzaroli, Pelio, 214, 215, 216, 239
305, 317, 320, 328 funerary ritual, 213. See also wedding ritual
384
P Index

genealogy (genealogies), 26, 34, 52, 57, 63, 160, Harugu, 221
199, 268, 269, 270, 271, 272, 274, 322 Harusanum, 312
genealogical tradition, 230 Hassek Höyük, 84, 90, 111, 119, 120, 129, 134,
of Ammi-Saduqa, 269, 304 136, 145, 192
of Samsi-Addu, 305 Hazor, 244
of the Hammurabi Dynasty (GHD), 269, Heimpel, Wolfgang, 34, 244
272, 304 Helms, Svend, 8, 9
George, Andrew, 259 Helwing, Barbara, 119
Gilgamesh, 150, 252–67, 276–78, 288, 295, 324 Hempelmann, Ralph, 185, 192
Death of Gilgamesh, The, 257, 258, 276, 277 hierarchy, 28, 40, 42, 54, 70, 71, 91, 129, 149,
epic of, 274 221, 223, 235, 329
Gilgamesh and Aga, 258 highlands, 244, 260, 303, 321
Gilgamesh and Huwawa, 257, 266, 276 Hindu, 205
Gilgamesh and Huwawa A, 253 Hittites, 241
Gilgamesh and Huwawa B, 276 Holy, Ladislav, 48
Gilgamesh and the Bull of Heaven, 254, 276, 277 Homs, 309
Gilgamesh, Enkidu and the Netherworld, 255, 257, house society, 52, 190
258, 276, 290 household(s), 17–19, 21, 41, 61, 99, 101, 133,
Huwawa, 253, 254, 258–61, 277 134, 138–40, 142, 146, 152, 153, 158–62,
gipar, 307 177, 198, 221, 232, 234, 235–37, 242, 247,
Girsu, 290, 302 248, 296, 307, 324
Glassner, Jean-Jacques, 149, 151 patrimonial, 41, 61, 202
globalization, 81 Huber, Fabienne, 279
Godin Tepe, 76, 84, 86, 87, 90, 119, 134, 145 Huehnergard, John, 268
Gosden, Chris, 79, 82 Hurrian, 241
Gre Virike, 176, 197 hursag, 291
grill, 104, 134 husbandry, 138, 241, 243
grill building, 224 hut symbol, 114. See also eye idol
Gudea, 314, 321 hybrid (hybridity), 77–80, 82, 92, 101, 103,
Guichard, Michaël, 270, 271 119, 120, 142, 143, 144, 154. See also
post-colonialsim
habitus, 100, 156 hypogeum, 215, 228
Habuba Kabira South, 74, 75, 84, 90, 91, 111,
119, 123–26, 129, 130, 131, 133, 134, 145, Ibal, 32, 220, 310, 312, 314, 319
161, 171 Ibal-pi-Il, 32
Habur, vi, 31, 33, 88, 90, 92, 115, 178, 185, 186, Ibbini-Lim, 214, 216, 229
187, 197, 222, 223, 225, 227, 238, 247, 310, Ibbi-Sin, 286, 287
313, 318 Ibrium, 238
Habura, 306 identity, 10, 12, 30, 33, 37, 56, 57, 58, 60, 61, 62,
Hacinebi, vi, 74, 75, 76, 81, 84, 90, 92–96, 102, 71, 77–82, 97, 99, 100, 101, 118, 120, 142,
103, 113, 114, 134, 140, 141 145, 146, 152–61, 164, 173, 191, 193, 196,
Hadda of Aleppo, 219, 221 206, 220, 267, 268, 269, 271, 295, 303, 309,
Hadni-Addu, 32 310, 315, 320, 322, 326, 327, 328. See also
Halaf, 155 post-colonialism
Halawa, vi, 117, 179, 181–88, 192, 193–95, Igi-hursaga, 283, 286
197, 225 Igrish-Halab, 216, 229
H-600, 194 Ila-kabkabu, 31
Tell A, 194, 197 Inana, 127, 255, 265, 272–78, 292, 307, 308
Tell B, vi, 181, 188, 194 in-antis, vi, 192, 193. See also temple
wall painting, 187 inclusionary, 58, 190, 192, 195
Hallo, William, 267, 273 Ingar, 236
halub, 255, 256, 276 integration, 2, 9, 16, 20, 21, 26, 41, 48, 51, 52, 58,
Hammurabi, 4, 25, 251, 269, 274 144, 145, 151, 152, 153, 156, 162, 164, 173,
Hamoukar, 90, 160 195, 197, 198, 220, 222, 228, 275, 326, 327,
Hamrin, 125, 322 328, 329
hana, 26, 33, 35, 36, 61, 239 Irad, 214
Hana, 26, 33, 270, 271, 312, 320 Irkab-Damu, 213, 230
Hana Yaradum, 270 Ishara, 214
Harsi, 303 Ishar-Damu, 213, 230
Index
p 385

Ishar-Malik, 229 Kisig, 299


Ishbi-Erra, 267, 285–88, 295 kispu, 190, 193, 269, 271, 272
Ishchali, 261 of Samsi-Addu, 270
Ishme-Dagan, 32, 290 Kleiner Antentempel. See Tell Chuera
Ishme-Dagan Hymn, 291 Kranzhügeln, 178
Ishru, 214 Kudur-mabuk, 315, 317, 318
Ishrut-Damu, 216 Kulab, 217
Ishtar, 185, 189, 191, 256, 272 Kultepe, 81
Isin, viii, 29, 251, 267, 272, 286, 287, 288, 301, kur, 127, 258, 290, 291, 299, 314, 320, 321
312, 317, 323, 324 kur Mardu, 305
Isin-Larsa, 274 Kura, 69, 70, 172, 173, 176, 204, 206, 214–20,
Isme-Dagan, 270 237, 238, 310, 311
Kura-Araxes (Kura-Araxan), 69, 70, 172, 173,
Jawa, 8 175, 176
Jebel abd al-Aziz, 309 Kurda, 318
Jebel Aruda, vi, 74, 84, 90, 91, 117, 123, 125–29, kur-gal, 291
130–35, 161, 180, 185, 186 kurgans, 177
Jebel Bishri, 309–10, 320
Jebel Hamrin, 305, 321 Lagash, 298, 301–03, 314, 315, 320, 322
Jebel Sinjar, 37, 312, 318 Lake Van, 124
Jerablus Tahtani, 90, 197 Lakusir, 312
Lambert, Wilfred, 272
kalam, 291 Lamentation over the Destruction of Sumer
kam4, 219, 236 and Ur, 288, 323
kam4-mu, 234, 239 Lancaster, William and Felicity, 249
Karahar, 303 Larsa, viii, 29, 33, 251, 299, 311–17, 318
karum, 91 Late Bronze period, 191
Kaspanum, 312 Late Chalcolithic period, vi, 62, 80, 85, 88–99,
Kazallu, 286 102, 103, 105, 107, 111, 118, 121, 122, 125,
Keesing, Roger, 52, 53 130, 141, 145, 160, 173
Khafajah, 158, 162, 187–89, 194, 226 Late Reserved Slip Ware. See pottery
House layer 12, 160 Lees, Susan and Daniel Bates, 20–22, 137, 145
level IV, 160 Levant (Levantine), 118, 244
Sin Temple, vi, 60, 61, 79, 158, 159, 160, 162, Lévi-Strauss, Claude, 52
187, 189, 314 libation, 172, 291
Small Temple, 187 li-im, 219
Square Temple, 187 limes, 305
Temple Oval, 189 literary letters, 266, 267, 280, 283, 289, 300, 303,
Kharab Sayyar, 185, 186 304, 309
ki, 219, 298, 299, 309 literary theory, 261
Kikuli texts, 241 Liverani, Mario, 244
king(s), 28–32, 34–39, 60, 62, 69, 70, 79, Lub, 214
162, 168, 199, 201, 202, 209, 210, 212, Luban, 220, 221, 222
217, 221, 229–35, 239, 247, 252, 265, lugal, 298, 310
269, 270, 272, 273, 274, 276–78, 280, Lugalbanda, 274–79, 288, 290, 295, 307
284, 285, 287, 289, 294, 295, 298, 301, Lugalbanda and the Anzud Bird, 265, 275,
303, 314, 315, 318, 321 290, 292
kingdom(s), 25–26, 28, 30, 32, 34, 35, 36, 40, 55, Lugalbanda in the Mountain Cave,
212, 229, 231, 235, 248, 271, 296, 300, 305, 265, 275
308, 309, 317. See also state Lu-Nanna, 284, 285
kinship, 2, 4, 6, 9, 10, 21, 22, 28, 30, 33, 36–40,
42, 44, 45–60, 62, 63, 69, 70, 141, 143, 144, Magan, 292
154, 156, 158, 161, 162, 173, 174, 176, 190, Maisells, Charles, 15
192–94, 199, 213, 219, 222, 231–40, 244, maliktum, 202, 211–18, 221, 229, 230, 231, 235,
245, 246, 254, 271–76, 302, 318, 321, 326, 236, 237
328, 329 malikum, 202
blood, 9, 22, 33, 42, 46, 48, 49, 50, 51, 56, 61, Malinowski, Bronislaw, 47
64, 69, 97, 138, 231, 239, 271, 273, 324 Mar’yashev, Alexei, 249
Kish, 62, 237, 239, 258 Marchesi, Gianni, 232
386
P Index

Mardu/Martu (mar.dú/mar-tu), viii, 220, 265, Niap, 214, 215


268, 278–95, 298–315, 318–24 Ninsun, 150, 260, 295
Marriage of, 293–95, 306 Ninut temple, 187
Mardum, 310 Nippur, 193, 278, 297, 298
Mari, 25–38, 60, 61, 62, 86, 178, 179, 188, 194, nomad(s) (nomadic, nomadism), 4, 10, 11, 16,
197, 219, 223, 231, 238–41, 244, 251, 267, 19, 20–22, 24–26, 33, 36, 44, 69, 70, 111,
269, 270, 271, 279, 287, 295, 301, 303, 309, 158, 177, 238–40, 248–50, 251, 252, 267,
311, 314, 318–20, 324 269, 293, 296, 299, 306, 315, 320–21, 328
Ishtar Temple, 185, 189, 191 Nuer, 15, 23, 45, 48–51, 55, 56, 293
Ville I, 191 Numha, 33, 36, 62, 270, 271, 312, 318
Ville II, 191, 194 Numushda, 294
Marx, Emmanuel, 249, 250
Marxist, 15 Oates, David and Joan, 88
Mashkan-shapir, 312, 315 Oates, Joan, 106
mass burials, 143 oikos, 138, 188
massebah, 179 Old Babylonian period, viii, 29, 36, 37, 43,
mass-produced, 96, 98, 103, 110, 112, 133, 139, 60, 62, 190, 193, 238, 240, 241, 252, 253,
140–42, 143, 157, 172, 195 259–66, 267, 274, 276, 277, 279, 288, 289,
material culture, 3, 9, 10, 16, 71–74, 77, 79–81, 294, 300, 303, 311, 313, 324
90, 95, 102, 123, 130, 140, 145, 154, 156, Omani, 244
158, 161, 162, 185, 235, 249, 252
materiality, 8, 70, 71, 77, 81, 129, 149, 171, 220, palace, 28, 33, 66, 69, 107, 110, 191, 199–213,
249. See also post-colonialism 217, 221, 230–39, 247, 270, 302, 307
Matthiae, Paolo, 19, 203, 205, 207, 208, 210, Palace G. See Ebla
229, 230 Palatial Period. See Arslantepe level VIA
mausoleum, 215 Palumbi, Giulio, 70, 72, 196
Mazzoni, Stefania, 206, 209, 212 Parkinson, William, 49
McCorriston, Joy, 17–19, 20, 139, 145 pastoralist(s) (pastoralism), 1–39, 45, 49, 53,
McGuire, Randall, 15 60–63, 65, 70, 75, 86–88, 136–40, 144–47,
mekkû, 256 153, 154, 155, 158, 161, 174, 175, 196–97,
Meluha, 292 223, 237, 238, 239, 240, 242, 243, 244,
mesh, 265 245, 246, 248, 249, 250, 260–63, 269, 271,
Mesoamerican, 81 282–83, 288, 290, 292, 296–327
Middle Bronze period, 62, 238 Bedouin, 8, 9, 15
Milstein, Sara, 259, 260, 264 broad range, 174, 197, 245, 248
mirrored (mirroring), 168, 222, 225 groups, 226, 233
mirrored toponyms, 313, 318 long distance, 115
mobility, 3–4, 9, 12, 21, 63, 238 mobile, 1, 3, 5, 8, 11–14, 20, 22, 32, 33, 46, 53,
Moortgat, Anton, 225 65, 75–82, 86–88, 118, 136–40, 144, 153,
Morgan, Lewis Henry, 45, 47, 48, 49 156, 158, 173–76, 220, 227, 249, 252, 269,
mortuary ritual(s), 269, 272 284, 292, 299, 300, 301, 307, 312, 319, 320,
mold, 112. See also mead 321, 326, 327
myth (mythical, mythological), 118, 168, 207, raiding, 22–24, 63, 196
208, 265, 286, 307 specialized, 21
transhumant, 260
Nabada, 246, 313. See also Tell Beydar peer-polity, 101
Nagar, 31, 62, 103, 237, 246, 313. See also Tell Brak Peltenburg, Edgar, 102
nakru, 291 Penn(sylvania) tablet, 259, 260
Nanna, 293 Persian Gulf, 5, 197, 244, 296
Naplanum, 298–300, 306, 312, 315 Peters, Emery, 53, 54
Naram-Sin, 33, 78, 238, 268, 269, 270, 297, 309, Pettinato, Giovanni, 215
314, 320 pig, 115
Rebellion against, 270 pilgrimage, 34, 199, 216, 220, 226, 229
Nenash, 214–16, 218, 221, 229 ritual, 213. See also wedding ritual
neo-Sumerian, 263, 264, 266, 274, 279, 295, Plain Simple Ware. See pottery
308, 327 polity, 4, 22, 24, 28, 32, 35, 36, 38–42, 47,
Nergal, 304 58–62, 69, 75, 86, 92, 108, 125, 146,
netherworld, 104, 127, 256, 257, 291 177, 190, 196–203, 206–13, 218–23, 228,
Index
p 387

232–38, 246–50, 263, 287, 300, Rim-Sin, 316, 317


303, 309–15, 318, 320, 322, 323, Ristvet, Lauren, 247
326–29 rite de passage, 275
bifurcated, 228 ritual(s), 16, 33, 55, 58, 71, 101–12, 117–20, 129,
dispersed, 228 132, 133, 136, 140–43, 146, 150, 154–57,
Pollock, Susan, 137, 162 164–72, 178, 180, 186–207, 209, 210,
Pomponio, Francesco, 218, 314 212–31, 236, 237, 247, 252, 270, 277
postcolonialism, 75–82, 92, 99, 101, 142, 160 Rothman, Mitchell, 156
pottery Rowton, Michael, 20–26, 37, 240
beveled-rim bowl, vi, 73, 88, 90, 93, 95–104, Rupley, E., 88
112, 122, 129–43 Rwala, 8
Chaff-Faced, 128–30
Chaff-Faced Ware, 124 sa.zaxki, 216, 217, 236
chaff-tempered, 97, 119, 122, 124 sacred marriage, 231, 272–78
cyma recta, 185 sacrifice (sacrificed, sacrificial), 42, 66–71, 143,
daily wares, 130 164–69, 177, 191, 214, 216, 226, 243, 247,
Euphrates Banded Ware, 120, 124 253, 273, 298, 299
flower pot, 132 Sallaberger, Walther, 247
Late Reserved Slip Ware, 69 salt, 91, 96, 103
Metallic Ware, 124 Salzman, Phillip, 53, 54, 249
Plain Simple Ware, 69, 120, 124, 170, 171 Sammeltafel, 305
Red-Black Burnished Ware, 68–71, 111, 119, Samsi-Addu, 25–36, 268–74, 315, 318
119, 122, 129, 133, 155–57, 170–72 Sargon, 33, 268, 269, 270, 286
Red-Slipped Ware, 124, 129, 130, 172 Scheffler, Harold, 52, 53
Reserved Slip Ware, 69–72, 111, 122, 124, 185 Schloen, David, 41–42, 61, 234
Scarlet Ware, 124 Schneider, David, 56
specialized wares, 130 Schwartz, Glenn, 224, 225
Uruk bottle, 133 Scoyen tablet 2, 261
Potts, Daniel, 98, 136 seals and sealings, vi, 39, 106–17, 129–43, 148,
power, 2, 4, 25–45, 54–87, 102, 105, 126, 127, 154, 186, 187, 224
146–70, 188, 189, 199–209, 222–59, cretulae, 110
270–87, 291, 297, 303, 312, 317–28 cylinder, 39, 92, 139, 143, 162
practice theory, 77, 100 stamp, 109
prasad, 205 sedentarization, 284
pre-Sargonic period, 313 sedentary farmers, 3, 21, 24, 27, 173, 176, 249
prestation, 212, 234, 311 segmentary, 22, 39, 45–55, 328, 329
professions list, 162 Service, Elman, 58
pukku, 256 ses-II-ib, 219–26
Puzrish-Dagan, 296–99, 303, 307 “seven shrines of Subartu,” 178
Puzur-Marduk, 284 Shagishu, 216
Puzur-Numushda, 283–87 shakkanaku, 31, 33, 271, 287
Puzur-Shulgi, 281–87 Shamhat, 259, 260
pyrotechnic installations, vi, 55, 56, 91, 101–12, Sharkalisharri, 309, 321
117, 120, 128–42, 160, 184–86, 205, 222 Sharrumbani, 285
and feasting, 133–35 sheep, 17–20, 85, 114, 115, 140–52, 216, 226,
238–48, 254, 298–303, 321
Qara Quzak, 178–95 Shehna, 31. See also Shubat-Enlil/Tell Leilan
Tomb 12, 190 Sheikh Hassan, 75–92, 127, 134, 145, 186
Qasr Burqu, 8 Shimamum, 305
Qatna, 191 Shioukh Fawqani, 184–85, 193
Qraya, 82–91, 140 shir-gida, 295
shrine, 66, 130, 132, 157, 161, 187, 219
Rabeeans, 35 Shubat-Enlil, 31. See also Tell Leilan
Radcliffe-Brown, Alfred, 47, 48, 49 Shulgi, 266, 277–309, 323, 331
Rasum, 312 Shulgi U, 304
ration bowl(s), 95–97, 122. See also mass produced Shurrupak, 306, 315, 322
Razama, 312, 318 Shu-Sin, 279–92, 304–23
Red Temple, 128. See also Jebel Aruda Simalites, 26–36, 62, 271, 303, 312
388
P Index

Simanum, 306 Tell Bi’a, 35, 176, 197. See also Tuttul
Simti-shilhak, 317 Tell Brak, vi, 31, 78–92, 102–15, 132–42, 178–97,
Simurrum, 303 223, 246–48, 313. See also Nagar
Sin Temple, 158, 162. See also Khafajah feasting hall, vi, 104–07, 114
Sinai, 250 level 11, 107
single-halled structures (single longitudinally level 16, vi, 88, 103–14
flanked hall building without transverse level 18, vi, 104–14
extension), 130, 133, 153, 159, 195 level 18b, 107
Sin-Kashid, 60, 61, 274 level 19, vi, 107–28, 158, 159, 226
Sin-muballit, 316 level 20, 107, 113, 114
skeleton(s), 66, 164–69 levels 17–15, 104
Smith, Adam, 40, 43 Tell Chuera, 178–97, 228, 237
Southall, Aiden, 49 Tell Gudeda, 223, 226
specialized wares, 121, 236 Tell Hariri, 309. See also Mari
spindle whorls, 113, 114, 128 Tell Kashkashouk, 178–92
state, ix–1, 3–63, 72–82, 104, 119–67, 177, Tell Kerma, 223, 226
228–49, 270, 289–329 Tell Leilan, 35. See also Shubat-Enlil/Shehna
complex society, 39, 44, 62, 101 Tell Majnuna, 142. See also Tell Brak
formation, 9, 16, 27–39, 62, 75, 77, 105, 137, Tell Mardikh, 199, 215, 228, 236. See also Ebla
147, 173, 197, 329 Tell Melebiya, 226
post-Westphalian, 14, 28 Tell Qannas, 125, 132
secondary formation, 197 Tell Raqa’i, vi, 178–94, 222–35
Syrian model, 38 level 3, 227
Weberian state, 39, 45 Room 10, 225
Stein, Gil, 17–22, 75–81, 92–102, 156, 248 Room 9, 224, 225
Steinkeller, Piotr, 202, 291, 305–19 temple(s), ix–1, 18, 241–55, 271, 274, 276,
Stephen, Fiona, 102 291–303, 329
steppe, 2, 86, 87, 127, 178, 180, 241–67, 289–322 economy, 221
subaltern, 76, 77, 78. See also post-colonialism estate(s), 222
Subartu, 185 households, 302
Subir, 280, 281, 292 in-antis, 192, 197, 225
Sumer (Sumerian), 16, 98, 127, 152, 194, 201, of ’Adabal, 222
217, 220, 251–66, 274–309, 322–28 of Kura, 214, 217, 310
Sumerian King List, 265, 274, 323 of Nanna, 242, 243, 244
Sumerologists (Sumerological), 279 Oval, 159
Sumu-epuh, 33 ten temples of the Transeuphrates,
Sumu-Yamam, 32, 271 189, 195
Susa, 74, 82–107, 123, 125, 141, 283, 285, Terqa, 317
296, 307 textiles, 17–21, 113, 114, 137–54, 196–98, 214,
level 22, 97 226, 235–47, 302, 303, 311, 326
Susiana, 85, 137, 139 theocracy, 104, 329
Syria (Syrian), 5, 17–20, 38–44, 68–78, 90, 99, third space, 79, 160. See also post-colonialism
157, 178, 199, 215, 223, 311, 322 Tidnu, 285, 288, 303–24
Tigris, 5, 14, 17, 31, 36, 87, 90, 158, 243, 296,
tableau, 167, 169 307, 318, 326
Tallensi, 48, 51 Tilla, 312
taste, 98, 99, 120 Titris Höyük, 176
Taurus, 86 titulary, 60, 269, 316, 317, 318
Tell ’Abr, 88, 90 abu Amurrim, 315
Tell ’Atij, 178, 179, 185, 223, 226 abu Emutbala, 315
Tell Abraq, 244 and usurpation, 274
Tell Ahmar, 197 at Ebla, 201, 202
Tell Banat, vi, 118, 120, 176, 180, 197, 228, 237, dual, 59–62, 315–18
282 rabian Amurrum, 315
Building 7, 215 Samsi-Addu, 34, 36
Tomb 7, 215 Zimri-Lim, 34
White Monument, vi, 180, 211, 215 tokens, vi, 147–52
Tell Bderi, 225 tomb(s), vi, 65–73, 118, 118, 153–77, 190–99,
Tell Beydar, 238–48, 313. See also Nabada 213, 215, 228
Index
p 389

Transcaucasian, 65, 69, 70, 71, 72, 111, 118, 119, van Gennep, Arnold, 275
155, 158, 164, 171, 173, 176, 177 Vanstiphout, Herman, 275, 307
Transtigridian, 243, 303, 305, 322 Veldhuis, Niek, 149, 266
tribe(s) (tribal, tribalism), 3–63, 156, 177–99,
232–50, 315–29 wall cones, 73, 92, 130
and state, 6, 9, 10, 37, 38, 44. See also state wall of the land, 296, 303, 314
as a stage, 10 wall paintings, vi, 116, 154, 182
autocratic, 38 Arslantepe, 109, 115–18, 133, 134
egalitarian, 9 Halawa, 117, 181, 183
warlike, 10 Qara Quzaq, 179
tripartite building, 103–12, 123–43 Tell Raqa’i, 225
Tubuh-Hadda, 237 Wallerstein, Immanuel, 75
Tur Abdin, 309 Warad-Sin, 315
Turkey, 5, 65, 69, 73, 75, 100, 178 Waters of Mashad, 214
Tuttul, 35, 271, 319, 320. See also Tell Bi’a weavers, 19, 20, 203, 235, 282, 302
Weber, Jill, 143
Ubaid, 79, 91, 105, 124, 143, 155 Weber, Max, 39, 40, 41
Uduhudu, 214, 217, 229 wedding ritual. See Ebla
Umm al Marra, 176 Text A, 213, 216
Umm Qseir, 115 Text B, 213, 216, 217
Umma, 242, 245, 297–321 Text C, 213
Unug, 217, 278 Weiss, Harvey, 247, 310
Ur (Ur III period, Third Dynasty of), 43, 193, White temple. See Uruk
231–326 Woods, Christopher, 288
Group A letters, 283 wool, 17–19, 113, 114, 137–46, 174, 226,
Group B letters, 285 240–47, 302, 326. See also textiles
Group C letters, 287 Wright, Henry, 88, 138
Royal Cemetery, 191 writing, 1, 2, 73, 77, 88, 146–53
Royal correspondence of, 279
urbanism, 2, 10, 11, 17, 19, 39, 88, 98, 197, 198 Xella, Paolo, 218
Ur-Nammu, 276, 277, 278, 280, 295, 323
Death of, 277 Yaggid-Lim, 31, 33, 271
Ur-Nammu the Canal Digger, 273 Yahdun-Lim, 31, 33, 271
uru.bar, 236 Yahruru, 33
Uruk, 3–18, 28, 33, 60–198, 217, 251–79, Yale tablet, 259, 260, 261
292–307, 320–29 Yamhad, 32, 33, 305
chronology, 82–92 Yaminites, 26–36, 60, 62, 271, 312
geography, 82–92 Yamutbal, vi, 36, 62, 312–19
Late Uruk period, 82–104, 134 Yamuti, 318
Middle Uruk period, 85, 93 Yarim-Lim, 32
White temple, 127 Yasmah-Addu, 25–36, 270
Uruk expansion, explanations of Yenhar-armi, 238
distance parity model, 76, 80–81 Yoffee, Norman, 41, 43, 62
postcolonialism and, 75–82
world systems model, 72–75 Zabaya, 315
usurper(s) (usurpation), 61, 278, 295, Zagros, 86, 244, 285, 296, 303, 307
317, 318 Zeytinli Bahçe, 84, 90, 179, 185
Utu, 253–56, 314 Zimri-Lim, 25–37, 61, 239, 270, 271, 303
Utu-Hegal, 295 Zimudar, 284, 285

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