Electronic Structure and Band Theory of Solids 2016
Electronic Structure and Band Theory of Solids 2016
Figure 2 (a) The conventional representation of the electron energy band structure for
a solid material at the equilibrium interatomic separation. (b) Electron energy versus
interatomic separation for an aggregate of atoms, illustrating how the energy band
structure at the equilibrium separation in (a) is generated. 2
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Four different types of band structures are possible at 0 K. In the first (Figure
3a), one outermost band is only partially filled with electrons. The energy
corresponding to the highest filled state at 0 K is called the Fermi energy Ef, as
indicated. This energy band structure is typified by some metals, in particular
those that have a single s valence electron (e.g., copper). Each copper atom has
one 4s electron; however, for a solid composed of N atoms, the 4s band is
capable of accommodating 2N electrons. Thus only half the available electron
positions within this 4s band are filled.
For the second band structure, also found in metals (Figure 3b), there is an
overlap of an empty band and a filled band. Magnesium has this band structure.
Each isolated Mg atom has two 3s electrons. However, when a solid is formed,
the 3s and 3p bands overlap. In this instance and at 0 K, the Fermi energy is
taken as that energy below which, for N atoms, N states are filled, two electrons
per state.
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Figure 3 The various possible electron band structures in solids at 0 K. (a) The electron band structure found in
metals such as copper, in which there are available electron states above and adjacent to filled states, in the same
band. (b) The electron band structure of metals such as magnesium, wherein there is an overlap of filled and empty
outer bands. (c) The electron band structure characteristic of insulators; the filled valence band is separated from
the empty conduction band by a relatively large band gap (>2 eV). (d) The electron band structure found in the
semiconductors, which is the same as for insulators except that the band gap is relatively narrow (<2 eV).
The final two band structures are similar; one band (the valence band) that is
completely filled with electrons is separated from an empty conduction band, and
an energy band gap lies between them. For very pure materials, electrons may not
have energies within this gap. The difference between the two band structures lies
in the magnitude of the energy gap; for materials that are insulators, the band gap is
relatively wide (Figure 3c), whereas for semiconductors it is narrow (Figure 3d).
The Fermi energy for these two band structures lies within the band gap—near its
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center.
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The classical free electron theory was introduced by P. Drude in 1900 and
developed by Lorentz in 1909 to explain electrical conduction in metals. This
theory has some assumptions; these are:
(i) The valence electrons of metallic atoms are free to move in the spaces
between ions from one place to another place within the metallic specimen
similar to gaseous molecules so that these electrons are called free electron
gas. These electrons also participate in electrical conduction; hence they
are called conduction electrons.
(ii) There is no interaction between these conduction electrons.
(iii) The interaction of free electrons with ion cores is negligible.
(iv) The free electrons find uniform electric field of positive ions and that of
electrons in the metal.
These free electrons participate in electrical conduction; hence they are called
as conduction electrons. The metals possess some physical properties. They
are:
(i) Due to the existence of large number of free electrons, metals possess high
electrical and thermal conductivities.
(ii) They obey Ohm’s law i.e., the current through a metal is proportional to
the applied electric field.
(iii) The resistivity (ρ) is proportional to the fifth power of absolute
temperature [i.e., ρ ∝ T5] at low temperatures, whereas resistivity is
proportional to absolute temperature (ρ ∝ T ) at high temperatures.
(iv) In metals, the ratio of thermal conductivity to electrical conductivity is
proportional to absolute temperature. This is known as Wiedmann-Franz law.
(v) Near absolute zero of temperature, the resistivity of some metals drops to
zero; hence they show superconductivity.
(vi) The resistance of a metal increases with temperature as given below:
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Quantum Free electron theory (FET) and its success and failure
V (x) = V (x + a) (Eq. 1)
where ‘a’ is the periodicity of the
lattice. The energies of electrons can
be known by solving Schrödinger’s
wave equation in such a lattice.
The Schrödinger time-independent
wave equation for the motion of an
electron along X-direction is
given by:
(Eq. 2)
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(Eq. 3)
where uK(x) represents periodic function given by:
(Eq. 4)
Eq.3 is a solution to Schrödinger’s wave Eq. 2 in sinusoidal potential as shown in Fig. 4(b).
It is not easy to solve Schrödinger’s equation with these potentials. So, Kronig and Penney
approximated these potentials inside the crystal to the shape of rectangular steps as shown
in Fig. 4(c). This model is called Kronig-Penney model of potentials.
The rectangular potential wells and barriers, as assumed by Kronig and Penney
for one-dimensional lattice in 1931, are best suited to solve Schrödinger’s wave
equation. These potentials are shown in Fig. 5, in which the width of the
potential well and potential barrier are ‘a’ and ‘b’, respectively. The potential
energy of an electron in the well is zero; this corresponds to the potential in the
vicinity of the nucleus and in barrier it possesses a constant value represented as
V0. The periodicity of the potential is (a + b). This is an approximate model but
close to reality. The energies and wave functions of electrons associated with
this model can be calculated by solving time-independent one-dimensional
Schrödinger’s wave equations for the two regions I and II as shown in Fig. 5.
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(Eq. 5)
(Eq. 6)
(Eq. 7)
(Eq. 8)
(Eq. 9)
The solution that will be appropriate for both the regions will be of the form of
a plane wave eiKx modulated with a periodic function uK(x): 11
(Eq. 10)
(Eq. 11)
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Similarly,
(Eq. 12)
Now to slove these differential equations, assume the solution of the form:
(Eq. 13) 13
(Eq. 14)
Here, A, B, C and D are constants. These constants may be obtained by applying the
following boundary conditions.
(Eq. 15)
(Eq. 16)
The boundary conditions represented in Eq. 15 show that the wave functions and their
first derivatives are equal at x = 0 because of the continuity of wave functions at that
point. The boundary conditions represented in Eq. 16 show that the wave function and its
first derivative at x = a is equal to that at x = -b, because of the periodicity of wave
functions.
Applying boundary conditions Eq. 15 and 16 on Eq. 14 gives four equations involving the
constants A, B, C and D.
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(Eq. 17)
(Eq. 18)
(Eq. 19)
(Eq. 20)
(Eq. 21)
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This equation is quite complicated. To express it in a more simplified form, Kronig and
Penney suggested delta function such as V0 → ∞ and b → 0 but the product V0b remains
finite. Under these circumstances, sin hβb → βb and cos hβb → 1 as b → 0. Hence, Eq. 21
becomes:
22 becomes,
(Eq. 23)
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The parts of the curve, which lies between the 1 horizontal line, are acceptable
to the left-hand side of Equation 23. From the graph, the following conclusions
may be drawn.
(i) The allowed values of αa and hence energy, for which wave mechanical
solutions exist are shown by the shadow portions. From the graph, we know
that the conduction electrons in periodic potentials of lattice ions possess the
bands of allowed energy (shaded region) separated by forbidden regions
[unshaded region].
(ii) As the value of αa increases, the width of allowed energy bands increases and the width
of forbidden bands decreases.
(iii) Now, we will see the effect of varying ‘P ’. If P is large, then curve crosses 1 line
steeply so that the allowed bands are narrower and forbidden bands are wider as shown in
Fig. 7. In the limit P → ∞, the allowed energy bands reduce to single energy levels as
shown in Fig. 8. The energy levels in this case are discrete and similar to the energy levels
of a particle in a constant potential box of atomic dimensions. When P → 0, then the left-
hand side of Equation 23 will not cross 1 line as shown in Fig. 8. Hence, all the energies
are allowed to the electrons. Thus, by varying P from zero to infinity, the energies of
electrons will vary from continuous to bound, i.e., free electrons to bound electrons.
Figure 7. Shows the decrease of allowed energy bands width for large value of P.
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(iv) E–K diagram: The free electrons moving in periodic potentials of lattice can
have energy values only in the allowed regions or zones. It is possible to plot the
total energies of free electrons versus their wave number or propagation vector
K as shown in Fig. 9.
Brillouin Zone
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Figure 9 E–K diagram
This is called the first Brillouin zone. After a break in the energy values, called
the forbidden region or band, the electrons have another allowed zone of energy
This zone is called the second Brillouin zone. Similarly, the higher order Brillouin
zones can be defined.
The discontinuities occur at the boundaries of the Brillouin zones. Each portion
of the curve gives a number of allowed energies called allowed band of energies.
The curves are horizontal at the top and bottom and they are parabolic near the
top and bottom with curvatures in opposite directions. As ‘P’ decreases, the
discontinuous E-K graph will reduce to a continuous parabolic graph as shown by
the dotted lines and the forbidden bands disappear. Then, the energy values are
practically continuous.
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Freely moving electrons are associated with de Broglie [or matter] waves. In a
perfect crystal, an electron moves similar to an electromagnetic wave without
attenuation so that the mean free paths of electrons will be of several hundred
Angstroms. This is in agreement with the observed values of mean free paths.
According to classical free electron theory, the electrical resistance is due to
collisions of free electrons with the positive ion cores of the crystal. From this
concept, the mean free path will be a few Angstroms only. This is contradictory
to the observed mean free paths of electrons, so the scattering of electrons by
positive ions is ignored. Now, we will see in detail the causes of non-periodic
potentials of lattice.
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(ii) Crystal defects: The presence of imperfections such as vacancies and grain boundaries
changes the periodic potentials. So, larger the number of defects, larger will be the non-
periodic potentials and hence larger the electron scattering and resistivity. 22
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Figure 11 The electrical resistivity versus temperature for copper and three copper–nickel alloys, one
of which has been deformed. Thermal, impurity, and deformation contributions to the resistivity are
indicated at -100C. [Adapted from J. O. Linde, Ann. Physik, 5, 219 (1932); and C. A. Wert and R. M.
Thomson, Physics of Solids, 2nd edition, McGraw-Hill Book Company, New York, 1970.]
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Influence of Temperature
For the pure metal and all the copper–nickel alloys shown in Figure 11, the
resistivity rises linearly with temperature above about -200C. Thus,
ρ(T) = ρ0 + aT
where ρ0 and a are constants for each particular metal. This dependence of the
thermal resistivity component on temperature is due to the increase with
temperature in thermal vibrations and other lattice irregularities (e.g., vacancies),
which serve as electron-scattering centers.
Semiconductivity
The electrical conductivity of the semiconducting materials is not as high as that
of the metals; nevertheless, they have some unique electrical characteristics that
render them especially useful. The electrical properties of these materials are
extremely sensitive to the presence of even minute concentrations of impurities.
INTRINSIC SEMICONDUCTION
Intrinsic semiconductors are characterized by the electron band structure shown in
Figure 12: at 0 K, a completely filled valence band, separated from an empty conduction
band by a relatively narrow forbidden band gap, generally less than 2 eV.
The two elemental semiconductors are silicon (Si) and germanium (Ge), having
band gap energies of approximately 1.1 and 0.7 eV, respectively. Both are found in
Group IVA of the periodic table and are covalently bonded. In addition, a host of compound
semiconducting materials also display intrinsic behavior. One such group is formed
between elements of Groups IIIA and VA, for example, gallium arsenide (GaAs) and
indium antimonide (InSb); these are frequently called III–V compounds. The compounds
composed of elements of Groups IIB and VIA also display semiconducting behavior; these
include cadmium sulfide (CdS) and zinc telluride (ZnTe).
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In semiconductors and insulators, the valence band is filled, and no more electrons
can be added (Pauli‘s principle).
Electrical conduction requires that electrons be able to gain energy in an electric field.
This is not possible in these materials because that would imply that the electrons are
promoted into the forbidden band gap.
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• Insulators: • Semiconductors:
-- Higher energy states not -- Higher energy states separated
accessible due to gap (> 2 eV). by smaller gap (< 2 eV).
Energy Energy
empty
band empty
? band
GAP GAP
filled filled
filled states
filled states
valence valence
band band
filled filled
band band
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Charge Carriers
• Two charge carrying mechanisms
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Semiconductors
• Intrinsic semiconductors – A Semiconductor in its pure form; electrical conductivity
is defined by the electronic structure of pure material.
• Extrinsic semiconductors – A semiconductor with added impurities; electrical
conductivity is defined by impurity atoms.
Intrinsic semiconductors
Since both electrons and holes conduct the conductivity of an intrinsic
semiconductor is
σ = n|e|μe + p|e|μh
where p is the hole concentration and μh the hole mobility.
Electrons are more mobile than holes, μe > μh
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- + - +
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Extrinsic semiconductors
Si is considered to be extrinsic at room T if impurity concentration is one atom per 1012
(remember our estimation of the number of electrons promoted to the conduction band by
thermal fluctuations at 300 K)
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n-type semiconductor
The hole created in donor state is far from the valence band and is
immobile. Conduction occurs mainly by the donated electrons (thus n-
type).
σ ~ n|e|μe ~ ND |e|μe
(for extrinsic n-type semiconductors)
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Conductivity: Comparison
• Room T values (Ohm-m)-1 = ( - m)-1
METALS conductors CERAMICS
7 -10
Silver 6.8 x 10 Soda-lime glass 10 -10-11
Copper 6.0 x 10 7 Concrete 10 -9
Iron 1.0 x 10 7 Aluminum oxide <10-13
SEMICONDUCTORS POLYMERS
Silicon 4 x 10 -4 Polystyrene <10 -14
Germanium 2 x 10 0 Polyethylene 10 -15-10-17
-6
GaAs 10
semiconductors insulators
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Pure Semiconductors:
Conductivity vs T
• Data for Pure Silicon: E gap / kT
-- s increases with T
sundoped e
-- opposite to metals Energy
electrical conductivity, s empty
? band
(Ohm-m) -1 GAP
10 4 electrons
10 3 filled can cross
filled states
valence gap at
10 2 band
higher T
10 1
filled
10 0 pure band
(undoped)
10 -1
material band gap (eV)
10 -2 Si 1.11
50 10 0 1000 Ge 0.67
T(K)
GaP 2.25
CdS 2.40
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10 2 doped
0.0013at%B
10 1 doped
concentration (1021/m3)
undoped
10 0
conduction electron
pure 3
freeze-out
extrinsic
intrinsic
(undoped)
10 -1 2
10 -2 1
50 100 1000
T(K) 0
0 200 400 600 T(K)
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Transistor MOSFET
• MOSFET (metal oxide semiconductor field effect
transistor)
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