Thermal Management of Light Sources Based On SMD LEDs
Thermal Management of Light Sources Based On SMD LEDs
light sources
Application Note
Published by ams-OSRAM AG
Tobelbader Strasse 30,
8141 Premstaetten Austria
Phone +43 3136 500-0
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Thermal management of LED light sources https://ams-osram.com/https://
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Abstract
This application note provides an introduction to the basic principles of heat transfer and their influence on
LED applications. It deals with the respective thermal management of the individual system components.
Relevant properties are described and discussed.
Further information:
Please also refer to the application notes “The thermal measurement point of LEDs” and “Temperature
measurement with thermocouples”
Table of contents
1 Introduction............................................................................................................ 3
2 Basic principles of heat transfer .......................................................................... 4
2.1 Thermal conduction ........................................................................................... 5
2.2 Heat convection................................................................................................. 8
2.3 Thermal radiation............................................................................................... 8
3 Thermal management of LED light sources...................................................... 10
3.1 Heat generation of LEDs / thermal resistance................................................. 12
3.2 Electrical thermal resistance............................................................................ 14
3.3 Real thermal resistance................................................................................... 14
3.4 Thermal management at LED level ................................................................. 15
3.5 Heat path of lead-frame-based LEDs .............................................................. 15
3.6 Heat path of ceramic-based LEDs................................................................... 16
3.7 Summarized .................................................................................................... 16
4 Thermal management of light sources at system level ................................... 17
4.1 Thermal management on PCB level................................................................ 17
4.2 Insulated metal substrate (IMS)....................................................................... 20
4.3 Thermal management at module level ............................................................ 20
5 Summary .............................................................................................................. 21
1 Introduction
Light-emitting diodes (LEDs) are widely used in lighting technology today. They are the light
sources of the future, and already represent the latest state of technology for many applications.
Thanks to the direct conversion of electrical current to light (optical radiation) in the
semiconductor, LEDs are highly efficient — more efficient than most traditional light sources.
However, even in the case of LEDs, nearly most of the electrical power is converted to heat
rather than light. To put it simply, the higher the current, the more heat is created in the
component.
This heat loss must be conducted away from the LEDs, since the used semiconductor material
is subject to a maximum temperature limit and because its characteristic properties such as light
output, forward voltage, wavelength, and service life are temperature dependent.
Only adequate thermal management across all system levels can allow for the full exploitation
of the LED performance and efficiency during operation.
This application note provides a general introduction on the basic principles of heat transfer and
its influence on LED applications using thermal management at different system levels. Relevant
characteristics are described and discussed in this context.
The system heat transfer path is the same in practically all cases, starting from the heat source
(semiconductor junction layer) via the PCB, heat sink, and package, and into the ambient air.
Here, the term "heat" designates a form of energy which can be transmitted through various
mechanisms from one medium to another in the form of a heat flow.
Table 1: Heat and the flow of heat
Q
Heat [J]
Total amount of energy transferred through heat transfer
Heat flow always takes place at points where there are temperature differences within one
medium or between media with different temperatures. The energy is always transmitted from
the medium with the higher temperature to the medium with the lower temperature (direction of
heat flow — 2nd law of thermodynamics).
The following three basic heat transfer mechanisms are described in more detail below:
• Conduction
• Convection
• Radiation
e-
v
-1 -2 -1 -2
-2
•
m
e- -1
Energy transfer through direct Heat transfer by fluid motion. The Heat transfer through electroman-
molecular collision (phonon fluid motion may be caused by getic radiation (photon transfer)
transfer) and by conduction band density differences (free convecti-
electrons on) or external mechanical forces
(forced convection)
1. Within solids, heat transfer is done by means of heat conduction-
2. In gases (air), heat transfer is dominated by convection and radiation
of metals the heat is transmitted between the atomic kernels via vibration energy; energy is also
transported through the movement of the free electrons.
The heat transmitted through one-dimensional thermal conduction is described by Fourier's Law.
Fourier´s law
T1 dT/dx T2
· T 1 – T 2
Q = A --------------------------
L
. .
Q Q
dx
L
.
• The heat transfer rate Q in the rod is directly proportional to the area A and to the temperature
difference along the path of the heat flow
Thermal conductivity describes the ability of a solid to transport thermal energy. The typical
thermal conductivity values of materials used in an LED system are shown in Figure 4.
PC Aluminium alloy
Housing 0.2 120 -180
AlN
170
The thermal conductivity of metals is typically between 10 and 400 Wm-1 K-1. Metal alloys
conduct heat less well than their components. As a rule, semiconductors also have a high
thermal conductivity. In contrast, organic solids such as plastics and PCB materials have a
conductivity value of around 0.2 Wm-1K-1. The thermal conductivity of gases is around one
tenth of this (e.g. air: 0.026 Wm-1K-1).
A noteworthy analogy can be drawn between the transport of heat and the transport of electrical
current. If you apply a voltage to different surfaces of a wire, you create a flow of electrical
current. Similarly, if you apply different temperatures to the same surfaces, you create a flow of
heat.
Like electrical resistance, a thermal resistance of Rth can be defined for one-dimensional thermal
conductivity.
Table 2: Analogy between heat flow and electrical current; thermal resistance
This thermal resistance is subject to the premise of one-dimensional heat transfer. With this
restriction, thermal conductivity and temperature calculations are possible using electrical
engineering methods. The laws on parallel and serial circuitry derived for electrical scenarios
(Figure 5) also apply.
Rth3
Rt h
ser
= i R t hi
More complex structures with three-dimensional heat flows where all heat transfer mechanisms
are taken into account can usually be calculated using numerical simulations.
In the case of convection, heat transfer takes place via the surfaces of a surrounding flow
medium. The amount of heat that is transported/dissipated depends on further parameters in
addition to the temperature difference and area of the boundary layer. The heat transfer
coefficient is a quantitative characteristic of convective heat transfer between a fluid medium and
the surface. The parameter includes the position of the boundary layer (horizontal vs. vertical),
the type of convection flow (free vs. forced), the nature and speed of the fluid, and the geometry
of the boundary layers.
· Fluid flow
Q = AT W – T F TW
•
Q
TF
• Proportionality ratio: heat transfer coefficient
• SI unit: Wm-2K-1
Bounding surface A
• strongly depends on the local conditions
In practice, the heat transfer coefficient is determined experimentally with the help of model tests.
The test results can then be applied to other convective heat transfer conditions.
The thermal energy transmitted through radiation depends on the physical properties of the
surface material and the geometrical arrangement of the transmitting and receiving surface (view
factor). The emissivity is the characteristic parameter for the absorption and emission of
thermal radiation of a surface.
A black body (ideal heat emitter) would fully emit and absorb all electromagnetic radiation
incident upon it with every wavelength ( = 1). In contrast, the surface of a real body only emits
part of this radiation. Thus, real objects are called "gray" bodies ( < 1).
The emissivity of a body thus describes the amount of radiation that it emits in comparison with
a black body.
Table 3: Important emissivities for LED applications
Emissivity ε
Surface T in °C e
Aluminum
20 0.04
• polished
20 0.25
• heavily oxidized
Lacquers 100 0.9 — 0.97
Plastics 20 0.9
The material of a body and its surface character have a significant influence on emissivity. As a
rule, non-metallic and non-transparent objects are good heat emitters, with an emissivity of
> 80 %. The emissivity of metals can vary between 5 % and 90 %. The shinier a metal, the lower
its emissivity. For examples of the emissivity of typical materials used in an electronic system,
see Table 3.
There is a standard thermal radiation equation for the special case of the emission of radiation
into half-space (Stefan-Boltzmann Law). It summarizes physical and geometric influencing
factors to describe the heat flow exchanged through thermal radiation.
· 4 4
Q = A T w – T F
TF = T∞
Q
In electronics cooling, cooling via thermal radiation has a significant importance for passively
cooled systems (free convection). The contribution made by thermal radiation to cooling can be
up to 50 %. In the case of active cooling, the dissipation of heat through thermal radiation has a
lesser role in comparison to heat dissipation through convection.
At PCB level, solder resist (ε ~ 0.9) is responsible for the dissipation of heat through thermal
radiation. In the case of the metal surfaces of e.g. heat sinks or package panels, paint or
anodization can be used to increase emissivity and thus promote cooling via radiation.
Despite its high efficiency, even in the case of LED technology electrical power is converted into
heat. In addition, the continuing miniaturization of package technology results in an increase in
power and packing density, which means that the heat is incident upon and must be dissipated
from an ever decreasing amount of space.
The aim of thermal management – the transfer of heat from the chip to the ambient environment
– is always the same. The challenge lies in the adequate design/implementation for the specific
power class and constraints of the relevant application area.
As a rule, the thermal management of an LED system can be broken down into three system
levels:
• LED(s)
• PCB
• Cooling unit
The heat path for system heat transfer can be described in the same terms.
Figure 8: Heat transfer in an LED system from the die to the surrounding environment
• The heat generated in the LED epitaxial layer is transmitted by heat conduction through the
LED package via the soldered joint and on to the carrier (PCB).
• At PCB level, the heat can be transported to the heat sink by various design measures
(horizontal and vertical thermal conductivity.
• From the cooling unit (e.g. heat sink, system housing), the heat is finally transferred to the
ambient environment through heat convection and thermal radiation.
Thermal resistances (Figure 9) are often used for visualization purposes, particularly in the case
of complex systems.
Tjunction
RthJS Component
TSolder point
TBoard
RthBA Cooling System
TAmbient
The thermal partial resistances correspond to the various functional groups in the system or heat
path and characterize their individual thermal behavior.
• RthJS is the thermal resistance of the LED and describes the transfer of heat within the LED
package (junction-to-solder-point);
• RthBA is the thermal resistance of the transfer of heat into the ambient environment (board-to-
ambient).
In the case of light-emitting diodes (LEDs), however, only a part of the supplied electrical energy
is converted into heat. Some of the electrical energy is emitted as light/radiation (optical energy)
in accordance with optical efficiency. The heat generation of the LEDs is not equal to the
electrical energy. A part of the electrical energy is converted into radiant energy (light).
·
Q LED = P heat = P el – P opt = V F I F – e
Radiant power
Popt = Фe = η ∙ Pel
Electrical power
Pel = VF ∙ IF
Heat dissipation
®
OSLON Black Flat Pheat = Pel - Фe
LUW H9QP
As an example the previously mentioned values are estimated for the OSLON® Black Flat LUW
H9QP — BIN 5M for different temperatures (see Figure 11). The respective values for the
calculation can be found in the data sheet. Table 4 shows further typical luminous efficacys of
radiation for various colors.
Figure 11: Estimation of heat dissipation for the OSLON® Black Flat LUW H9QP
@ T = 25 °C:
IF = 0.7 A, min.)V ~ 180 lm
typ. VF = 3.15 V )V / )e = 325 lm/W
Pheat = 2.2 W - 0.55 W
Pel = 0.7 A * 3 V = 2.2 W )e (180 lm) = 0.55 W = 1.65 W
@ T = 100 °C:
IF = 0.7 A, min.)V ~ 162 lm
typ. VF = 3.0 V )V / )e = 325 lm/W
Pheat = 2.1 W - 0.50 W
Pel = 0.7 A * 3 V = 2.1 W )e (180 lm) = 0.50 W = 1.65 W
Device Color Φ V / Φe
LA Amber ~ 240 lm
LY Yellow ~ 480 lm
.
Rth = (T1 - T2 ) / Q
Pel = VF Â IF Pheat = VF Â IF - Ɏe
The decoupled energy (light/radiation) is not taken into consideration (see JEDEC 51-1).
P heat = P el
P el = U F I F
T
Rt h = ---------
elec P el
The decoupled optical power of the LED is thus taken into account (see JEDEC 51-50).
P opt = e
P heat = P el – P opt
T
R th real 1 = --------------------------
P el – P opt
T
R th real 1 = -----------------------------------------
P el 1 – LED
, whereby ηLED is the optical efficiency of the LED.
The use of real thermal resistance when considering thermal layout can ensure that the
maximum permissible junction temperature is not exceeded in all possible modes of operation.
The thermal resistance of an LED tells us about its thermal properties. This thermal resistance
is usually stated on the LED data sheet as a characteristic parameter. As a general rule, the
smaller the thermal resistance of an LED, the better the heat can be dissipated from the package.
Significant influencing factors on thermal resistance include the technology used for the package
and the light-emitting semiconductor chip.
In general, the SMT LEDs available at ams-OSRAM AG can be divided into two groups:
Although the thermal properties of an LED are fixed, knowledge of the heat path of the LED is
decisive for the thermal design of the PCB and system.
Starting from the barrier layer, heat is dissipated from the package primarily via the chip and the
leadframe on which the chip is placed (Figure 13). The amount of heat transfer that takes place
via the bond wire is insignificant.
Figure 13: Heat conduction via lead(s) shown exemplary for a TOPLED®
In another variant of this group, an additional internal heat spreader is embedded in the package.
The LED chip is mounted directly onto this. This means that even internally the heat is already
distributed over a larger area and can be better dissipated due to the larger cross section.
This type of design is used in OSLON® Black Flat LEDs from ams-OSRAM AG, for example
(Figure 14).
The good thermal conductivity (Al2O3: ~ 20 Wm-1K-1, AlN: 170 Wm-1K-1) of the ceramics
enables efficient heat spreading. The heat which arises in the semiconductor is distributed via
the metallization layer and ceramic base material and transmitted to the PCB via the solder pad.
Certain LED designs have an additional "thermal pad" in addition to the two electrical contacts.
This has purely thermal function for primary heat dissipation and is electrically neutral. This helps
to additionally dissipate the heat, but it should be noted that all pads transfer heat. Figure 15
shows an example for a ceramic-based package including a thermal pad, positioned below the
semiconductor chip.
Figure 15: Heat conduction via ceramic substrate shown for a OSLON® Compact PL
The further distribution of the heat flow can be influenced by the PCB layout (see chapter "4
Thermal management of light sources at system level").
3.7 Summarized
The thermal behavior of the LED component is determined by the manufacturer via the internal
design. The static thermal properties are described by the thermal resistance RthJS real.
For thermal management, the flow of heat through the package is of significant importance.
These heat paths must be taken into account for the thermal design of the PCB.
PCBs consist of a series of electrically conductive (metallic) — and thus also thermally
conductive — layers and electrically insulating layers (e.g. plastics and dielectrics). In advance
basic considerations are required in order to enable the selection of suitable constructive
measures for the PCB design:
• Where are the LEDs positioned on the PCB ( = position of heat sources)?
• What mechanisms are used to cool the system (e.g. heat sinks)?
1. Design elements for two-dimensional heat distribution on the PCB (horizontal heat
conduction)
2. Design elements for improved heat distribution through the PCB (vertical heat conduction)
Design elements:
• enlarged solder pads
• thicker copper layer Design elements:
• thermal enhanced PCB material • thermal vias
• additional heat spreader • thermal enhanced PCB material
Horizontal heat distribution achieved by variations in the design of the copper surface. In the
following, some common possibilities are presented.
Larger copper surfaces
The easiest way to realize two-dimensional heat distribution is to increase the size of the copper
surfaces. Figure 17 shows a TOPLED® with larger solder pads.
A large surface area is key to transfer of heat between the PCB and the ambient environment
and the subsequent vertical heat transfer through materials with a relatively low thermal
conductivity value. The copper surfaces may need to be supplemented with leads that contribute
to the cooling of the component in accordance with the LED package.
Figure 18 shows a model calculation based on a TOPLED®. The analysis results show that the
larger the heat dissipation pad, the smaller the thermal resistance. This lead to a lower
temperature rise of the system.
Figure 18: Example of TOPLED on FR4 PCB – influence of solder pad area on RthPCB
300
250
200
150
FR4 PCB
50mm * 50mm 100
t = 1.5mm 0 5 10 15 20 25 30 35 40
Cooling pad area per lead [mm²]
Emissivity of surface with solder mask: H = 0.9
Thermal resistance RthSA Thermal resistance RthJA
• PHeat = 0.1W
• Tamb = 25°C
• Still air
However, for all leads in a component the use of identically sized surfaces is recommended in
general. This helps to prevent unfavorable situations, conditions, and effects in the normal reflow
soldering process (e.g. floating, twisting, turning, tombstone effect, etc.).
Increase in thickness of copper layers
Typically PCB copper layers have a thickness of around 35 μm. This standard thickness allows
heat to be distributed over an area of a few centimeters.
Heat can be distributed over larger surface areas by means of thicker copper layers (e.g. 70 μm
or 105 μm).
Substrate materials with increased thermal conductivity
Over the last few years, an increasing number of base materials with a higher thermal
conductivity have been offered. In contrast to FR4 (~ 0.3 Wm-1K-1), these materials have a
thermal conductivity of around 1 Wm-1K-1. This increased thermal conductivity enables improved
heat distribution.
Two ways of improving vertical heat dissipation for standard FR4 PCBs are described below.
Generally, both methods are used together, reduced PCB thickness in combination with thermal
vias.
Thermal vias
Thermal vias (usually ø of 0.5 mm) are simple open plated through-holes or vias which are filled
with epoxy and then capped with copper plate (see Figure 19)
In this case, the vias take on the heat dissipation function, thus notably improving the vertical
thermal resistance of the FR4 material in a targeted and localized manner.
Thermal vias
+ Simple way to increase the heat
transfer in vertical direction
+ Low-cost
- Effect of solder wicking
The thermal transfer capability of the vias themselves is determined by the thickness of the
copper in the through-holes. A standard copper plating thicknesses of the holes of 20-25 μm
have become established in the industry, but greater wall plating thicknesses are also used. As
a general rule, the thicker the copper layer, the better performance — but costs increase along
with thickness, too.
Reduction in PCB thickness
The second way to increase thermal conduction is to reduce the thickness of the PCB. Double-
sided FR4 materials with a thickness of 0.4 mm ≤ d < 2.0 mm are available on the market.
The heat is transmitted through the thin insulation layer (vertical heat conduction) to the metal
carrier (usually aluminum). The metal carrier is then responsible for lateral heat distribution.
Figure 20: Typical layer construction of insulated metal substrate PCB (IMS)
Circuit layer
In the most simple scenario, the dielectric is an FR4 prepreg (fiberglass impregnated with resin).
In the case of IMS PCBs, thermal performance can be further improved by means of thermally
optimized insulation material. From the point of view of thermal management, variants on this
technology include flexible circuit carriers and multilayer substrates laminated onto an aluminum
base plate.
In addition, there are further special technologies for use in thermal management at PCB level,
e.g.:
• Inlay technology
• and more...
Mostly, heat sinks (passive method) or a combination of heat sinks and fans (active method) are
used as traditional heat dissipation components here.
In general, the term "heat sink" is fairly broadly defined. For example, a metallic package can
contribute to the cooling function and thus act as a heat sink.
In addition to simple, traditional cooling methods, other technologies such as Peltier elements,
heat pipes and water cooling can be used, where appropriate.
5 Summary
LED-based light sources require adequate thermal management. This is the only way to enable
optimum performance and reliable operations.
The objective of thermal management is thus to safeguard the heat path over the system levels
in order to achieve good heat transfer from the chip to the ambient environment.
The scope and complexity of thermal management depend on the amount of lost heat, the size
of the source, and the anticipated ambient conditions. The function itself is based on three heat
transfer mechanisms: Thermal conduction in the solid and both convection and radiation at the
point of transition to the ambient environment.
Normally, thermal resistance is used to describe and enable an initial estimation of thermal
properties.
However, in practice it has proven useful to carry out a thermal simulation to assess different
cooling concepts with known marginal conditions and loads. Knowledge on the heat path of the
LED package is important in order to enable the correct choice of subsequent system
components (PCB, solder pads, and so on).
ams-OSRAM AG supports its customers during their development and design processes in
order to help them to find the best possible solution for a specific application.
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