Disorders of Consciousness (2017)
Disorders of Consciousness (2017)
KEYWORDS
Disorder of consciousness Rehabilitation Coma Vegetative state
Minimally conscious state Traumatic brain injury
KEY POINTS
Disorders of consciousness (DOC) are altered states of pathologic consciousness, which
can be subdivided into coma, vegetative state, and minimally conscious state (MCS)
based on neurobehavioral function.
The Coma Recovery Scale-Revised assessment scale is recommended in DOC for clinical
practice and research.
Emergence from MCS is defined as reliable and consistent functional object use and func-
tional communication.
In a randomized, double-blinded, placebo controlled study, Amantadine improved func-
tional recovery in patients with DOC.
INTRODUCTION
Annually, approximately 2.5 million people sustain a traumatic brain injury (TBI) in the
United States, and more than 5.3 million people live with a TBI-related disability. TBI
not only impacts the life of an individual and their family but also has a large societal
and economic toll. The estimated economic cost of TBI in 2010, including direct and
indirect medical costs, was approximately $76.5 billion. In addition, the cost of fatal
TBIs and TBIs requiring hospitalization accounts for approximately 90% of the total
TBI medical costs.1 Approximately 0.3% severe TBIs can result in Disorders of Con-
sciousness (DOC).2 DOC is a state of prolonged altered consciousness, which can be
Disclosure Statement: The views, opinions, and/or findings expressed herein are those of the
authors and do not necessarily reflect the views or the official policy of the Department of Vet-
erans Affairs or US Government.
a
Polytrauma Rehabilitation Center, South Texas Veterans Healthcare System, 7400 Merton
Minter, San Antonio, TX 78229, USA; b Kessler Institute for Rehabilitation, 201 Pleasant Hill
Road, Chester, NJ 07830, USA; c Traumatic Brain Injury Rehabilitation Program, Department
of Physical Medicine and Rehabilitation, Ohio State University Wexner Medical Center, 480
Medical Center Drive, Columbus, OH 43210, USA; d Department of PM&R, Virginia Common-
wealth University, US Department of Veterans Affairs, VA/DoD Chronic Effects of NeuroTrauma
Consortium, 1223 E. Marshall Street, P.O. Box 980677, Richmond, Virginia 23284-0667, USA
* Corresponding author.
E-mail address: [email protected]
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246 Eapen et al
categorized into coma, vegetative state (VS), and minimally conscious state (MCS).
DOC can prove difficult to diagnose and treat and can result in increased burden of
care for families and facilities. In this article, the authors review the definition, diag-
nosis, imaging, and treatment interventions for this difficult patient population.
CONSCIOUSNESS
CLINICAL ENTITIES
Brain Death
In 1995, the American Academy of Neurology (AAN) provided practice guidelines for
the determination of brain death. They emphasized 3 clinical findings that indicate
cessation of brain function: (1) coma (of known cause), (2) absence of brainstem re-
flexes, and (3) apnea. Before this determination, other causes for brainstem dysfunc-
tion should be excluded, including shock/hypotension, hypothermia, central nervous
system depressants, spinal cord injury, and electrolyte and/or endocrine abnormal-
ities. There is no consensus regarding the timing of follow-up testing, but clinicians
must use judgment and perform serial evaluations to exclude the possibility for recov-
ery. A diagnosis of brain death is ominous, and there have been no reports of neuro-
logic recovery once determined by the 1995 AAN practice parameters.10,11
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Disorders of Consciousness 247
Coma
A coma is a state of unconsciousness characterized by a lack of arousal and aware-
ness. The defining clinical feature is the complete loss of spontaneous or stimulus-
induced arousal.5 There is no eye opening, and EEG testing reveals the absence of
sleep-wake cycles. Structural lesions usually involve diffuse cortical or white matter
damage, or a brainstem lesion.6 Those who survive this stage will begin to awaken
and transition to a VS/unresponsive wakefulness state (UWS) or MCS within 2 to
4 weeks.5,12
Locked in Syndrome
Locked in syndrome is a rare condition characterized by intact consciousness and
cognition, but with anarthria and quadriplegia.15 It is likely caused by damage to the
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248 Eapen et al
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Table 1
Comparing features of coma, vegetative state, and minimally conscious state
Adapted from Giacino JT, Ashwal S, Childs N, et al. The minimally conscious state: definition and diagnostic criteria. Neurology 2002;58(3):349–53.
Disorders of Consciousness
249
250 Eapen et al
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Disorders of Consciousness 251
interrater reliability with self-training by reviewing instructions on the back of the form.
It is good for evaluation but not guiding treatment.22,25
Misdiagnosis in DOC is as high as 40%, which creates an obvious need for objective
measures through neuroimaging.26 Although debate persists as to the utility of struc-
tural neuroimaging by means of computed tomography and MRI apart from initial eval-
uation or in the event of an acute neurologic deterioration, serial neuroimaging may be
helpful in monitoring the evolution of cerebral hematomas or monitoring for brain atro-
phy.27 Advanced neuroimaging, on the other hand, has shown promise through
several studies that elucidated differences in comparing patients in a VS to those in
a MCS.
PET Scan
Laureys and colleagues12 demonstrated that an auditory stimulus activated second-
ary brain regions thought to be associated with awareness in minimally conscious pa-
tients, but which remained inactive in patients considered to be in a VS using PET
scans. Similarly, in 2008, Boly and colleagues28 used PET scanning to observe activa-
tion of the pain centers in the cortex and thalamus in minimally conscious, VS, and
control groups. The study concluded that levels of neuronal activity were significantly
lower in the VS group as compared with the MCS and control groups, which were
essentially equivalent. Still, in 2010, Fisher and Appelbaum29 argued that brain activity
without visible corresponding behavior cannot be assumed to mean that a specific
cognitive task is indeed being, or attempting to be, performed.
Functional MRI
fMRI is another modality that can play a complementary diagnostic role for patients
with DOC that do not have metallic implants. This modality has the additional benefit
of not exposing patients to radiation. In 2010, Monti and colleagues26 used fMRI to
study the volitional ability to create mental imagery in patients with DOC. Of 23 pa-
tients diagnosed to be in a VS, 4 were able to perform volitional imagery tasks, putting
their clinical diagnoses into question. Other similar studies using fMRI with differing
paradigms for testing demonstrated promising results, although most contained a
small research subject pool. More research into this area is certainly warranted for
diagnostic and, perhaps, communicative purposes.
Electroencephalograms
EEGs are a cheaper alternative to the fMRI, and they still retain diagnostic utility.30 One
proposed mechanism to identify changes in consciousness may be through recogni-
tion of normal sleep-wake cycles. A 2011 study by Landsness and colleagues31
demonstrated the presence of sleep-wake cycles similar to a healthy population in
MCS patients. This was in contrast to patients in a VS, that, although had observable
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252 Eapen et al
behavioral periods of eye-opening and eye-closing, their EEGs failed to show any
resemblance to normal sleep patterns.
Event-Related Potentials
Event-related potentials (ERP) can help to understand subtle responses linked to con-
sciousness. As the name suggests, these potentials are specifically related to a stim-
ulus, whether it be motor, sensory, or cognitive. An EEG, once averaged, will cancel
out whole brain waveforms, revealing only the ERPs. ERPs can be subdivided into
short-latency, where the potentials are occurring before 100 ms, and long-latency
cognitive ERPs, which occur after 100 ms. In this way, one can understand where
the potentials are being derived from, because potentials occurring before 100 ms
most likely are from the ascending pathways and primary cortex, and those occurring
after from the cortical and subcortical structures. Thus, cognitive ERPs are considered
more directly related to cognitive processing, arousal, and awareness. They have
been found to be useful in eliciting remaining cognitive functions, especially when us-
ing emotionally linked stimuli. Short-latency ERPs, on the other hand, show promise
as a predictor of negative outcomes in patients with DOC and tout a low false-
negative rate.32
TREATMENT INTERVENTIONS
The primary goal of DOC rehabilitation programs is to promote arousal while prevent-
ing secondary medical complications. Although there are no consensus treatment
guidelines for DOC patients, there are several pharmacologic and nonpharmacologic
treatments available.
Pharmacologic Treatment
Amantadine
Dopamine agonist and N-methyl-D-aspartate antagonist have been used in DOC for
hypoarousal. In a large, multicenter, double-blind, placebo-controlled trial, the ability
of Amantadine versus placebo to accelerate functional recovery among patients with
nonpenetrating TBI in a vegetative or MCS was studied. A total of 184 patients were
treated for 1 month, in the period between 4 and 16 weeks after severe TBI while
they also received inpatient rehabilitation (IPR). The rate of functional recovery was
measured by the Disability Rating Score (DRS), and there was a statistically significant
rate of weekly improvement of 0.24 (P 5 .007) compared with the placebo group.
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Disorders of Consciousness 253
Patients started with Amantadine 100 mg twice daily and underwent serial escalations
in daily dosage up to 400 mg depending on evidence of a positive response on DRS
score. Interestingly, regardless of the interval since injury, the benefit of Amantadine
appeared consistent.35 Furthermore, although the rate of recovery diminished after
a washout period, gains were sustained after cessation of the drug.
Bromocriptine
Direct agonist at the D2 receptor has limited information regarding its use in patients
with DOC. A 5-patient case review series involving patients in a VS who were admin-
istered Bromocriptine 1 month after TBI exhibited encouraging results. When
compared with a literature-based control group at 3, 6, and 12 months, there was
an improvement in the DRS and CRS scores.36 Unfortunately, this study had a low
sample size and a lack of experimental control, which limited the significance of the
findings.
Modafinil
The exact mechanism of action of Modafinil is unknown, but it is thought to stimulate
adrenergic, histaminergic, glutaminergic activity and cause decreased gamma amino-
buytric acid (GABA) activity in the brain. In a single-center, double-blind, placebo-
controlled trial by Jha and colleagues37 to evaluate Modafinil in the treatment of
excessive daytime sleepiness in patients with chronic TBI, there was no clear evi-
dence between treatment with Modafinil versus placebo. No clear evidence for its
use in DOC currently exists, and more research is warranted.
Methylphenidate
Methylphenidate is a neurostimulant that acts synaptically by blocking the reuptake of
Dopamine and Norepinephrine. In a retrospective cohort study, 8 patients who were in
a post–cardiac arrest comatose state and received Methylphenidate exhibited an
improvement in following commands and a higher survival rate to hospital discharge
(62.5% vs 27.7%; P 5 .005) than those who did not.38 The findings from a recent PET
study suggest that Methylphenidate may help to normalize cerebral glucose meta-
bolism and neural circuits after brain injury.39
Zolpidem
Zolpidem is a sedative-hypnotic and a GABA agonist. There have been several case
studies in the literature describing a transient, paradoxic, awakening effect after
administration of zolpidem.40 A large, prospective, placebo-controlled, double-blind,
single-dose, crossover study was designed to study the effects of Zolpidem on recov-
ery of consciousness in vegetative and minimally conscious patients. Of the 84 total
participants, only 4 definite “responders” (5% of total) were identified, which had no
demographic or clinic predictors of response. Further studies are warranted to identify
why and how Zolpidem is active in such a selective manner.41
Levodopa
Levodopa is a precursor of the neurotransmitters dopamine, norepinephrine, and
adrenaline. An 8-patient, prospective study of patients in a VS, who were administered
Levodopa approximately 104 days after their TBI, was performed. All of the patients
made improvement in their consciousness, and 7 of 8 patients had full recovery of
consciousness. Interestingly, gradual increases of Levodopa doses were associated
with increasing complexity of motor responses.42 In a study by Matsuda and col-
leagues,43 patients in a VS or MCS, with symptoms of Parkinsonism and neuroradio-
logic evidence of damaged dopaminergic pathways, were responsive to Levodopa.
Although promising, both studies are limited by their small sample size.
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254 Eapen et al
Nonpharmacologic Treatments
Nonpharmacologic treatments for DOC can vary from rehabilitation with specially
trained therapists to noninvasive and invasive brain stimulation. More data are
emerging on the benefit of early rehabilitation and interventions for this group of pa-
tients. Specialized neurorehabilitation programs in an IPR facility setting have shown
improved emergence to consciousness. Noninvasive brain stimulation and neuroreha-
bilitation when used in conjunction are synergistic and can enhance neuroplasticity
more than either alone.44,45
Neurorehabilitation
Specialized rehabilitation protocols for DOC population are essential for improving re-
covery and long-term care. In 2013, National Institute on Disability and Rehabilitation
Research and Traumatic Brain Injury Model Systems evaluated the functional out-
comes at 5 years from patients admitted to IPR and unable to follow commands. Their
study showed substantial proportions of the patients not following commands on
admission to IPR recovered independent functioning over 5 years (56%–85% of pa-
tients in the early recovery group and 19%–36% of patients in the late recovery group),
particularly if they followed commands before discharge (early recovery group).46
Specialized multidisciplinary rehabilitation with acute medical management and
90 minutes or more of therapy are likely to show improved consciousness and body
function. Medical management can focus on prevention and/or treatment of medical
complications of TBI, including paroxysmal sympathetic hyperactivity, spasticity,
respiratory insufficiency, prevention and treatment of infections, deep venous throm-
bosis, and wounds (pressure ulcers). Neurorehabilitation should use standardized
assessments for measurement of DOC level performed by trained clinicians and the
interdisciplinary team to focus on recovery of consciousness, functional communica-
tion, and positioning and mobility.47,48 The team consists of physicians, rehabilitation
nursing, physical therapy, occupational therapy, speech language pathology, rehabil-
itation psychology, neuropsychology, case management, and social work. It has been
seen that with specialized early treatment, including acute medical care and rehabil-
itation, that patients may be able to transition to mainstream rehabilitation and emerge
to consciousness.47 Each member of the team is essential in the success of a DOC
rehabilitation program. Families who receive comprehensive education and hands-
on training with ongoing follow-up and support may be able to take care of patients
with DOC at home versus facility placement.47
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Disorders of Consciousness 255
processes depending on stimulation parameters. Effect of TMS has been seen to have
modulatory effects longer than the duration of the stimulation, thereby modulating
neural plasticity. Case reports have been published that improved neural conduction
mediates neurobehavioral gains in coma recovery.52
Deep brain stimulation
Deep brain stimulation is an invasive brain stimulation that requires surgical implanta-
tion of a deep brain stimulator. Thalamic and brainstem control of forebrain arousal is
not a novel concept. This neurophysiologic concept has led to the consideration of
thalamic electrical stimulation to promote consciousness in DOC patients.53
SUMMARY
DOC presents both a scientific and a clinical challenge for clinicians caring for indi-
viduals with DOC. Currently, behavioral assessment remains the gold standard for
diagnosis of these individuals, but advanced neuroimaging and electrophysiological
techniques present possibilities for improvement of the current diagnostic classifica-
tion systems. Future studies need to focus on diagnostic as well as therapeutic inter-
ventions to aid in the recovery from DOC.
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Disorders of Consciousness 257
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