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International Conference on
"Cyclic Behaviour of Soils and Liquefaction Phenomena"
Bochum, Germany, 31 March – 02 April 2004
organized by
ABSTRACT: Collapse of structures resting on piled foundations is still observed after strong earthquakes de-
spite the fact that a large factor of safety is employed in their design. It has been identified that the assumed
failure mechanism underlying the current design methods cannot explain some of the observed seismic pile
failures. In this paper a new theory of pile failure in liquefiable soils is described and is compared with the
current design methods. First, the theory of pile failure based on buckling instability is described introducing
the concept of effective length of pile in liquefiable zone. The main postulate of this theory is that if piles are
too slender, they require lateral support from the surrounding soil if they are to avoid buckling instability.
This lateral support can fall to near zero due to seismic liquefaction and a slender pile may buckle. Detailed
centrifuge testing, in-depth study of field case records and analytical studies form the basis of this theory.
Next, the design methods of Eurocode 8, JRA (1996) and NEHRP (2000) are examined with respect to this
theory of pile failure. It has been shown that the current codes of practice for pile design omit considerations
necessary to avoid buckling of fully embedded piles in liquefiable soils. These codes should be modified to
address buckling. It is proposed that the slenderness ratio of pile (i.e. the effective length of pile/ minimum
radius of gyration) in the liquefiable soils be kept below 50 i.e. piles should have length to diameter ratio of
about 12 in the likely liquefiable zone to avoid instability failure.
A
Leff= 2L0
Buckling zone/
where I is the moment of inertia; A is the area of the Liquefiable layer= L0
pile section.
Leff= 2L0
Load (kN)
factor (BAF)” given by equation 3
1000
1
B. A.F = (3) (2)
⎛ P ⎞
⎜⎜1 − ⎟⎟ 500
⎝ Pcr ⎠
0
This form of expression, sketched in Figure 8, can 0 5 10 15 20
be used with good accuracy (less than 2% error) for Pile length (m)
all beam-columns having (P/Pcr) less than 0.6, Ti-
moshenko and Gere (1961). Beyond the ratio of 0.6 Figure 9: Allowable load and buckling load of a typical pile (in
unsupported).
the induced plastic strains cause a deterioration of
elastic bending stiffness leading to a reduction in the
Structural engineers generally demand a factor of
critical buckling load Pcr, and to premature collapse.
safety of at least 3 against linear elastic buckling to
allow for eccentricities, imperfections and reduction
21 of stiffness due to yielding. Thus from Figure 9, if
Buckling Amplification Factor
19
17
unsupported over a length of 10 metres or more,
15 these columns will fail due to buckling instability
13 and not due to crushing of the material. During
11 earthquake-induced liquefaction, the soil surround-
9
ing the pile loses its effective confining stress and
7
5
can no longer offer sufficient lateral support. The
3 pile may now act as an unsupported column prone to
1 axial instability. This instability may cause it to
0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9 1 buckle sideways in the direction of least elastic
(P/Pcr) bending stiffness under the action of axial load. In
this case the pile may push the soil and it may not be
Figure 8: Buckling amplification factor and normalised axial necessary to invoke lateral spreading of the soil to
load. cause a pile to collapse. Dynamic centrifuge model-
ling has been carried out to investigate this failure
The theory of pile failure is based on an idealisation mechanism and is described in the next section.
that a pile-supported structure such as a bridge or a
building is a frame supported on slender columns 2.3 Centrifuge tests to verify the buckling instability
such as Figure 5 and 6 with support from liquefiable of piles
soil. The part of the pile in liquefiable soil is the un- Dynamic centrifuge tests were carried out by Bhat-
supported zone during seismic liquefaction. Each of tacharya (2003), Bhattacharya et al (2002, 2003) to
these structures has a critical load i.e. the minimum verify if fully embedded end-bearing piles passing
axial load at which the frame becomes unstable. through saturated, loose to medium dense sands and
resting on hard layers buckle under the action of ax-
ial load alone if the surrounding soil liquefies in an
2.2 Allowable load and buckling load of a pile
earthquake. This would verify the hypothesis of pile
Generally, as the length of the pile increases, the al- failure by buckling instability. During earthquakes,
lowable load on the pile increases primarily due to the predominant loads acting on a pile are axial, in-
the additional shaft friction, but the buckling load (if ertial and those due to slope movement. The tests
the pile were laterally unsupported by soil) de- were designed in level ground to avoid the effects of
lateral spreading. Twelve piles were tested in a se-
ries of four centrifuge tests including some which
decoupled the effects of inertia and axial load. Fig-
ure 10 summarises the performance of the piles in
the test showing the normalised axial load (P/Pcr). In
the figure, P denotes the applied axial load on the
pile and Pcr represents the elastic critical load of the
pile treated as a column neglecting any support from
the soil. It can be observed that piles having a P/Pcr
ratio less than 0.5 did not fail and in each case a se-
ries of earthquakes had been fired.
3.2 Eurocode 8
The Eurocode advises designers to design piles
against bending due to inertia and kinematic forces
arising from the deformation of the surrounding soil.
It goes on saying:
“Piles shall be designed to remain elastic. When
this is not feasible, the sections of the potential plas-
tic hinging must be designed according to the rules
of Part 1-3 of Eurocode 8”.
Eurocode 8 (Part 5) says
“Potential plastic hingeing shall be assumed for:
• a region of 2d from the pile cap
• a region of ± 2d from any interface between
two layers with markedly different shear
Figure 15: Plot of effective length (Leff) and minimum radius of stiffness (ratio of shear moduli > 6)
gyration (rmin). where d denotes the pile diameter. Such region shall
be ductile, using proper confining reinforcements ”.
Figure 15 presents the effective length and the mini-
mum radius of gyration for the case histories stud-
ied. A line representing Leff/rmin = 50 is shown in the 4 CONCLUSIONS
plot which distinguishes the piles of poor perform-
ance from the piles of good performance. This line is Buckling is a possible failure mode of piled founda-
of some significance in structural engineering, as it tions in areas of seismic liquefaction. Influences
is often used to distinguish between “long” and such as lateral loading due to slope movement, iner-
tia effects due to early shaking or out-of-line Bhattacharya,S. Madabhushi, S.P.G and Bolton,M.D 2003a
straightness, cause lateral deflections, which are se- “Pile instability during earthquake liquefaction”, Proc of
the 16th ASCE Engineering Mechanics Conference (EM
verely amplified if the axial load is permitted to ap- 2003), Paper no–404, University of Washington, Seattle
proach the buckling load. These lateral loads are, 16-18th July 2003.
however, secondary to the basic requirements that Bhattacharya, S., Madabhushi, S.P.G, Bolton,M.D, S.K.Haigh
piles in liquefiable soils must be checked against and Soga, K (2003b) “A reconsideration of the safety of
Euler’s buckling. the piled bridge foundations in liquefiable soils”. Technical
report (TR 328) of Cambridge University.
(http://www-civ.eng.cam.ac.uk/geotech_new/publications/TR/TR328.pdf)
4.1 Comparison between theory and practice Bhattacharya, S. 2003. Pile instability during earthquake lique-
faction. PhD thesis: University of Cambridge, U.K.
All current design methods, such as JRA(1996), Bhattacharya, S. and Bolton, M.D. 2004a. A fundamental
NEHRP (2000) or Eurocode 8 (1998) focus on the omission in seismic pile design leading to collapse, Proc.
bending strength of the pile and overlook considera- 11th Int. Conf. on Soil dynamics and Earthquake Engineer-
ing. Berkeley, California, January 7-9, 2004.
tions necessary to avoid buckling in the event of soil Bhattacharya, S. and Bolton, M.D. 2004b. Errors in design
liquefaction. leading to pile failure during seismic liquefaction, Proc. 5th
In design, beam bending and column buckling are Int. Conf. on Case Histories in Geotechnical Engineering.
approached in two different ways. Piles have erro- Eds (Shamsher Prakash) New York, April 13-17, 2004.
neously been designed as cantilever beams. Bond, A.J. 1989 “Behaviour of displacement piles in over-
consolidated clay” PhD thesis, Imperial College (U.K).
Bending is a stable mechanism as long as the pile is Eurocode 8 (Part 5): Design provisions for earthquake resis-
elastic, i.e. if the lateral load is withdrawn, the pile tance of structures, foundations, retaining structures and
comes back to its initial configuration. This failure geotechnical aspects”, European Committee for Standardi-
mode depends on the bending strength (moment for zation, Brussels.
first yield, MY; or plastic moment capacity, MP) of Finn W.D.L and Thavaraj, T (2001)/. “Deep foundations in li-
the member under consideration. quefiable soils: Centrifuge tests and method of analysis”.
Proc. of the 4th Int. Conf. on recent advances in geotechni-
On the other hand, buckling is an unstable mecha- cal earthquake engineering and soil dynamics. San Diego,
nism. It is sudden and occurs when the elastic criti- California, March 26-31, 2001.
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McGraw Hill book company, New York, 1961.
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