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Copyright © Laura Gherlone. All rights reserved. Further reproduction or distribution is prohibited without prior permission
in writing from the publishers.
CHAPTER 21
EXPLOSION
Laura Gherlone
Introduction
The concept of explosion in Juri Lotman’s scientific thought originates from an existential
experience – the vivid awareness that ‘in life, unlike chess, we cannot predict even two
moves ahead’ (letter to Boris Uspenskij, end of January 1984; Lotman and Uspenskij
2016: 573). This conviction led him to investigate the ways in which humans culturally
shape the experiences of randomness, unpredictability and creativity inherent in life.
Without doubt, Lotman’s encounter in 1986 with Ilya Prigogine’s theory of complex
systems (Lotman [1989a] 2002: 135) was instrumental in his theorization of explosion,
as demonstrated by his last two monographs, Culture and Explosion (Lotman [1992]
2009) and The Unpredictable Workings of Culture (Lotman [1994/2010] 2013), as well
as a considerable and consistent body of essays. However, although it is a concept that
essentially identifies the Lotman of the later years, we can find the roots of this horizon
of reflection in his early writings. ‘Explosion’ is the tip of the iceberg of a community’s
intellectual path – the Tartu School’s noosphere (see Lotman [1982] 2016) – marked by
a strong internal evolution within the field of human communication studies: a change
of vision that saw the transformation of ‘static models of information theory [. . .] into a
fascinating picture of interrelations, conflicts and transcoding’, which, in turn, converted
‘semiotic research into a dynamic portrait of the spiritual life of society’ (Lotman [1983]
2005: 76).1
In this chapter I will address the concept of explosion in relation to two problem
areas: knowledge and evolution.2 I will make use of both theoretical writings and
documents such as Lotman’s letters, autobiographical interviews and television
lectures for the general public. This array of sources will contribute to showing how
his scientific thought, feeding on metaphorical images and ‘explosive’ insights, is
inseparable from his aesthetic sensibility and, in general, from real life understood as
ongoing creativity.
In the 1980s, Lotman postulated the idea that human semiotic activity is, in essence, an
enormous communicative effort capable of generating a translation-driven intertextual
sphere (or semiosphere) through which we can culturally and holistically know our
surroundings (see Chapter 22).3 In other words – as he pointed out in his unpublished
Explosion
article ‘V otkrytom mire’ (In an Open World) (Lotman 1992–93a) – in order to have
access to a culturalized form of the world (or extracultural reality), we need to interact
through an ‘unstable, porous, non-reducible semiotic layer [which] immerses us in a
world of different viewpoints. By crossing, colliding and contradicting each other,
[these viewpoints] give us such a variety of different projections of the world’ that they
come ‘to lend our knowledge a volumetric [ob’ëmnyi] character’. This would explain ‘the
wastefulness of culture in particular, and of human knowledge in general, which we
cannot otherwise justify. [. . .] Why so many sciences? Why more and more new art
forms? Why do we need cinema if there is theatre and novel if there is drama? Why this
monstrous squandering of the best intellectual forces of humanity?’.
If it is true that the mutual translation of different ways of seeing things can offer us
a multifaceted knowledge, will we ever come – Lotman wonders ([1990] 2005: 538) – to
achieve ‘a general encompassment [okhvat] of the reality’? Against the background of
this question stands the issue of the unexpected; and ‘the unexpected brings explosion’
([1992] 2009): 120).
Despite the ‘exuberance’ of reality, human beings have become accustomed to thinking
of knowledge as a space full of holes that must be progressively saturated. The holes
represent untamed information, which is perceived as disorder, randomness,
contradiction. They are under the illusion that achieving full knowledge is tantamount
to dominating information, that is, to identifying an ordering principle and, together
with it, ‘unbending repetitions’ (Lotman [1990] 2005: 521).
However, human beings’ real experience of knowledge contradicts this ideal because
– as mentioned earlier – life is not a chess game. While trying to model reality, giving
it a sense and in some way an order, their semiotic action appears as a ‘monstrous
wastefulness’ (chudovishchnaia rastochitel’nost’): an apparently entropic production of
information. If human beings aspire to order knowledge, why then do they dissipate so
much semiotic energy? And where does this redundancy of information go? Wouldn’t
it be less expensive and more ‘efficient’ (rentabel’nyi) to communicate through artificial
language (Lotman [1993] 1994: 443–4)?
Lotman identified translation as the source of our knowledge of reality but included
the unexpected as a constituent element of human communication and not as ‘noise’ to
be ousted. He stressed that, paradoxically, translation is all the more effective the more
it leaves a margin for untranslatability. This, in fact, is a symptom of the fact that the
reality we mean to grasp is so semantically rich and/or culturally distant that it can
only be expressed through approximation. The surplus of meaning that flows from the
untranslatable is not actually a waste since it is never lost but rather ‘hovers’ in culture,
entering a state of potential (meaning repository). We can picture the untranslatable
like air filled with pollen: impalpable, ungraspable but potentially able to bear fruit
in unpredictable times and places. When this happens, it can suddenly reveal new,
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indispensable component for humanity and, with its unpredictability, it is the closest
there is to real life.
Three considerations may be drawn from what has been discussed so far. Firstly, the
concept of explosion in its deepest meaning is a thinking of otherness. In fact, explosion
implies that difference is a constitutive element of human life and knowledge, otherwise
there would be no need for translation (i.e. the precondition of the explosive moment).
If that were the case, we would be a mass of ‘billiard balls’, which can ‘replace each other’
without any margin for misunderstanding (Lotman [1988] 2005: 464). However, human
beings’ real experience of reality passes through the communicative exchange, where the
need for incomprehension is paradoxically as relevant as the need for comprehension
([1990] 2005: 527). It is precisely because of the recognition of the other’s diversity that
human communication is so semiotically rich, redundant and contradictory – so much
so that it generates thresholds of untranslatability but also, through the artistic cognition,
moments ‘of tension’ which make ‘the untranslatable translatable’ (Lotman [1992] 2009:
23). The otherness is ultimately what makes reality knowable in its many facets.
Secondly, explosion maintains an indissoluble relation with freedom. Lotman writes
([1990] 2005: 532): ‘as soon as we move on to real life, we enter a world where it is
necessary not to get rid of contradictions or consider that contradictions are a mistake,
but to understand that contradictions are our treasure.’ Seeing contradictions as a treasure
means thinking in an antinomic way, that is, accepting the co-presence of a thing and its
opposite in the space of the semiosphere: for example, to recognize that past, present and
future can simultaneously coexist. This refusal to compartmentalize is linked to Lotman’s
belief that freedom is, first and foremost, the possibility of tapping into information.
Mutilating reality by dividing it into self-excluding oppositions actually results in giving
up the wealth of information that a multi-perspective view can grasp: that is, depriving
oneself of what can greatly influence the ‘possibility of choice’ ([1990] 2001: 226).
Thirdly, accepting the contradictions inherent in life means assuming that human
semiotics is fundamentally imperfect and incomplete – Lotman speaks of nepravil’nost’
(incorrectness, irregularity). But it is precisely this imperfection that enables the explosive
moment to constitutively include a crisis of meaning, that is, what allows human beings
to evolve. During an interview between Kalevi Kull and Lotman, the latter stated the
following:
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ensures its survival, its possibility for evolution and, in general, makes it live. You
see, life is incorrect by nature, but it is incorrect because it is profoundly correct.
If it was only incorrect, it would be death. (Kull and Lotman [1992] 2015: 176–7)
Here we find the basis of Lotman’s question: Can humans ever come to achieve a general
comprehension of reality? The answer is no if the model of knowledge is the too correct
one of a ‘great teacher’ (Lotman [1992] 2009: 158) who knows everything in advance, but
it is yes if the model is that of a scientist open to unpredictability.
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oriented towards regularities (see also Chapter 25). Following Prigogine, he came
to think – as he observed in his unpublished article ‘Evoliutsiia: uslozhnenie ili
uproshchenie?’ (Evolution: Complexification or Simplification?, Lotman 1991–92) –
that evolution is a cosmic extensive laboratory: something extremely dynamic, the
result of the liminal position in which the human being finds himself ‘situated in the
boundary of the “dual abyss” (Tiutchev’s expression) of the world that creates him
and the world that he creates’ (where the first one, Lotman writes in Culture and
Explosion, ‘is transformed into an inexhaustible source of information, like the Psyche,
in which dwells the inherent self-growing Logos about which Heraclitus spoke’,
[1992] 2009: 159). This ‘dual abyss’ – the threshold between extracultural and cultural
reality – is what coalesces the history of cosmos and the history of humanity in a single
evolutionary-information process.
History, in Lotman’s vision, is in fact the path of ‘appropriation’ (through the semiotic
sphere) of the potentially infinite information contained in extraculture. This path
advances with the development of thought (the precondition of the semiosphere; see
Lotman [1990] 2001: 150), which ‘is by no means direct and fatal and is not unambiguously
predictable’ as it includes ‘a great deal of chance and disorder’ (Lotman 1991–92). The
randomness inherent in the evolutionary process continuously opens up the possibility
of choice to human beings. And choice – as has already been partly highlighted – is what,
on the one hand, extends the ‘space of information’ ([1992] 2009: 122) and, on the other,
amplifies (i.e. enriches, refines and educates) thinking consciousness, without which this
process would be a mechanical and uncreative movement.
Lotman’s postulate is the ‘translation’ in historical-culturological terms of the
Prigoginian idea of ‘bifurcation’, whereby periods of predictability are interrupted by
explosions whose outcome is unpredictable – a translation that led him, like Pushkin,
to see in ‘Chance, the god of invention’ (Lotman 1991a; [1992/1995] 2019: 123) but also
to ask himself: Why is history often perceived and described as a ‘train travelling at an
unusually high velocity’ ([1990] 2005: 519) when in fact it is ‘an irreversible (unstable)
process’ (Lotman 1991b: 173), open to creativity?
From the second half of the 1980s, the discovery of Prigogine’s thought stimulated
Lotman to rethink his cultural theory from a historical perspective. Although this
idea had been present since his linguistic-typological writings of the 1960s and 1970s,
in the Lotman of the later years this perspective is amplified and bears an ethical-
anthropological reflection on the triad knowledge–memory–self-consciousness caught
in the individual-collective antinomy. This is a necessary and urgent reflection as it is
only through the awareness of their action and ‘performativity’ in history that humans
can learn to protect themselves from the blind alleys that have often characterized their
historical-cultural journey. How? By learning to interpret uncertainty through different
eyes. This alternative look is explosion.
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Those moments when historical memory proves to be a poor guide are the junctures in
which the individual-collective self-consciousness thinks of binariness (cf. note 3) not
in terms of coexistence of ‘one’s own’ and ‘the other’ but in terms of exclusion of one of
the two poles. Binariness turns into a way of interpreting historical development that
absolutizes the (apparent) newness by declaring ‘the alien’ – namely what preceded it –
non-existent.
In such sociocultural situations – called ‘binary systems’ – utopia prevails, that is, the
conviction that the unrealizable ideal can be concretely actualized and that, in the name
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At transitory historical junctures – both in binary and ternary systems – society feels that
the complex of discursive and material relations that sustains it has entered into crisis
(in the etymological sense of the term, as an ‘act of separating’). Objects (like a flag) or
words (like ‘roots’), which until recently had been constitutive elements of its unifying
‘great narrative’, are now perceived as something strange. Several reasons can trigger
crisis: the emergence of a new and unpredictable threat, the conflictual nature of border
areas (such as subcultures) that push towards a radical break, the unleashing of ancient
pernicious experiences that act as a script, the change of image and function of the ‘alien
culture’ (see the unpublished writing ‘Chuzhoi mir, chuzhoe povedenie’ [Alien World,
Strange Behaviour], Lotman 1992–93b).
The void created in the interim (Lotman 1994: 220–3), that is, the shadow of
insignificance over the meaning built up until that moment, releases cognitive, emotional
and semiotic-pragmatic energies aimed at the reunification and reconstruction of
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meaning. These periods generally present themselves with a high degree of vagueness;
it is difficult to decipher them, and the nebulosity they carry brings innovative forces,
but also diffused affective waves (insecurity, fear, suspicion, etc.). These are periods
when, according to Lotman (1989: 480–1), a ‘psychology of the “fortress besieged”’ may
be more easily developed, a kind of spatial-temporal and sensorial configuration that
pushes people to let themselves be carried away by an impalpable but real air of fear
(Lotman speaks of an atmosphere of collective hysteria); to unearth ‘atavistic myths’, that
is, to feed discursive plots soaked in fictional elements (which speak of ancient but living
traumas); to search for ‘dangerous but invisible enemies’, by identifying a category or
a sector of society often already persecuted in the past; to transfer to this dangerous
figure the image-symbol of the ‘culprit of all the troubles, the participant in an invisible
conspiracy’; to extend this guilt to all those who, in some way, defend or are involved with
the stigmatized subject; in the most extreme cases – as in the case of binary systems –
to accept that legal guarantees be cancelled, legitimizing repressive actions (for further
exploration, see Gherlone 2019). Lotman observes: ‘it is not surprising then that a rigidly
binary model is so conducive to displays of intolerance and destructive social emotions.
Expressed with classic completeness in the formula “If you’re not with us, you’re against
us”, this model historically comes to the surface whenever creativity is pushed aside by
destruction’ (Lotman [1994/2010] 2013: 79–80)
This destructive emotional wave goes hand in hand with, and contributes to feeding,
the construction of a monolithic truth (Lotman 1989: 479), which basically means loss
of information as it severs a multi-perspective, creative look. Only the rehabilitation of
such generative creativity can overturn the course of events.
Conclusions: On astonishment
All these reflections led Lotman (1991b: 175) to assert the need for a ‘semiotics of history’,
that is, a science capable of providing ‘an analysis of how [. . .] the human individual, in
the process of making choices, imagines the world’. Interestingly, he does not talk about
description but imagination of the world. This means that the process of making choices
involves not only the realized occurrences but also the imaginable ones, namely the intuitive
‘anticipation of potential “future states”’ ([1992] 2009: 172). How? Lotman sees in art a
form of thinking and modelling reality capable of (re)presenting to humans pictures of the
world of unrealized paths. Art becomes a space of freedom because it is capable of opening
up a range of possible choices (e.g. through the cognitive-emotional dialogical relationship
with literary characters’ voice) that real life inevitably limits.7 Moreover, it shows that the
‘history of what-might-have-been [nesluchivshegosia] is a great and fundamental history’,
offering us the chance to experiment ‘an immense second life’ (Lotman [1990] 2005: 522),
an overcoming of the inevitability of death (see also Lotman 1992b).8
Finally, embracing artistic thought means educating ourselves to conceive reality as
ongoing possibility, escaping from the temptation to evaluate the future through the lens
of the past. When explosion occurs, art-educated thinking is able to see in uncertainty
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and even in crisis not closing routes but horizons that open up. After explosion, one
‘discovers with astonishment that the most likely paths have been bypassed, and what
was realized is the least probable or even considered impossible’ (Lotman 1993). In other
words, one discovers that a leap has been made in knowledge and evolution.
Notes
1. I quote Lotman describing Jakobson’s intellectual path, which he deemed similar to his own.
2. For further reading, see Deotto et al. 1996; Avtonomova 2009, 2015; Torop 2009; Grishakova
2009; Lotman M. 2013; Pilshchikov 2013; Kim 2014; Kull 2015; Lorusso 2015; Semenenko
2016; Gramigna and Salupere 2017; Kull and Velmezova 2018; Restaneo 2018; Tamm 2019;
the essays in Machado and Barei 2019; Demuru 2020; Monticelli 2020; Salerno and Lozano
2020; Zolyan 2020.
3. This idea is based on Lotman’s belief that human thought is grounded on the fundamental
opposition between ‘one’s own’ [svoi] and ‘the other’ or ‘the alien’ [chuzhoi], specifically the
co-existence of two poles ‘simultaneously similar and functionally separate’ (Lotman 1991a) or
principle of binariness and asymmetry. This generates an infinite range of binary oppositions
from a micro one between two languages modelling a text to a macro one between culture
and extraculture (Lotman 1992–93b), whose mutual dynamism (or tension to translation) is
at the basis of our knowledge of reality.
4. For an overview of this topic, see the essays included in Lotman 2019 as well as Lotman 1989;
1998; [1989b] 2002; [1992a] 2002; [1992b] 2002).
5. In Culture and Explosion, the process of gradual development is seen as an ‘objective narrative
of the third person’ (Lotman [1992] 2009: 35), that is to say, something codified, consolidated
and common to the observers, and therefore predictable – Lotman talks about ‘space of
common nouns’ (Lotman [1992] 2009: 117). The explosion, on the contrary, is the realm of
the ‘first person’ (or the ‘space of proper names’), namely of uniqueness and particularity, a
reason why it calls into play a tremendous collective effort of decoding and interpretation.
Furthermore, ‘it is no accident that historically explosive epochs push “great people” to
the surface’ (Lotman [1992] 2009: 136), by symbolizing the irreplaceability of ‘individual
creativity’ (especially in art).
6. It is noteworthy that Lotman’s theory offers a set of interesting ideas for nourishing a cultural
affect theory and decoloniality (Gherlone, forthcoming).
7. In the realm of art, reality is transformed into the ‘world of proper names’, that is, a world
‘experienced in an emotional and intimate way’, where ‘the “alien” is always our “own” but
at the same time our “own” is also always “alien”’ (Lotman ([1992] 2009: 118). In this way
humans can live subjectively and personally even those experiences with which they might
not in principle be familiar, such as the death of a son, a psychiatric illness, a situation of
captivity or exile, and so on.
8. A detailed study of this topic can be found in Kuzovkina 1999.
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