ML & PRA for Disaster Prep in Luzon
ML & PRA for Disaster Prep in Luzon
A R T I C L E I N F O A B S T R A C T
Keywords: In the field of social science, disaster risk preparedness (DRP) is considered immeasurable due to
Disaster risk preparedness (DRP) its multidimensional nature, making it infamously difficult to quantify. The current measure
Machine learning (ML) ments are costly, labor-intensive, and time-consuming. Consequently, policymakers struggle to
Participatory rural appraisal (PRA) target policies effectively when implementing disaster risk reduction management initiatives. By
Poorest region of Luzon in Philippines combining Participatory Rural Appraisal (PRA) and Machine Learning (ML) to train and test
Data science for disaster
community-based system datasets, this work proposes novel approaches to DRP in the poorest
region of Luzon, Philippines. We utilized sophisticated econometrics models along with ML
categorization methods. Through the analysis of 34 locales and 4 sectors within a disaggregation
system over 429 ensemble runs using cross-validation techniques, we then combined the results.
The Support Vector Machine (SVM) classifier achieved the highest accuracy of 91.55 % randomly
and 94.53 % within the pipeline, surpassing all other models. It also confirms the current rela
tionship between DRP and multidimensional attributes (a total of 21 factors) in terms of corre
lation and causation. Our work showcases the potential of ML for disaster risk prediction,
potentially reducing costs, saving labor, and optimizing time, especially in the most impoverished
areas of the Philippines. Ultimately, through extensive PRA, the outcomes have provided different
localities with tools for targeting policies in disaster risk management.
1. Introduction
Disasters have become a recurring phenomenon worldwide, affecting millions of people and causing unprecedented economic
losses [1,2]. The increasing frequency and severity of natural hazards, such as typhoons, floods, landslides, and earthquakes, have
highlighted the need for effective disaster risk preparedness and management [3,4]. According to the United Nations Office for Disaster
Risk Reduction (UNDRR), the world has experienced a significant increase in disaster-related losses over the past few decades, with an
estimated 1.23 million deaths and $3.7 trillion in economic losses between 1995 and 2015 (UNDRR, 2024). The impacts of disasters
are not limited to the immediate aftermath; they can have long-lasting effects on communities, economies, and ecosystems. The World
Bank estimates that disasters can push up to 26 million people into poverty each year, undermining efforts to achieve sustainable
development [5,6]. Furthermore, the rapidly changing climate is expected to increase the frequency and severity of extreme weather
events, exacerbating the risks faced by communities worldwide. In the face of these challenges, disaster risk preparedness has become a
* Corresponding author. Graduate School, University of the Philippines Los Baños, Laguna, Philippines.
E-mail address: [email protected] (E.A. Onsay).
https://doi.org/10.1016/j.ijdrr.2024.104809
Received 28 January 2024; Received in revised form 10 August 2024; Accepted 4 September 2024
Available online 8 September 2024
2212-4209/© 2024 Elsevier Ltd. All rights are reserved, including those for text and data mining, AI training, and similar technologies.
E.A. Onsay and J.F. Rabajante International Journal of Disaster Risk Reduction 112 (2024) 104809
critical imperative for governments, communities, and individuals. By understanding the risks and taking proactive measures to
mitigate and prepare for disasters, it is possible to reduce the loss of life, property, and livelihoods. Investing in Disaster Risk Pre
paredness is economically and socially beneficial. [7] It can provide a significant return on investment by reducing the impact of
disasters on livelihoods and well-being. This can be achieved through various means, including investing in resilient infrastructure,
rebuilding stronger and more inclusively after disasters, and providing universal access to early warning systems ([8], 2020; [9]).
Overall, DRR can help reduce the economic and social losses from disasters, ultimately contributing to a decline in disaster-related
mortality and improved well-being.
The Philippines, in particular the Bicol Region, where the Partido district is located, has endured numerous destructive typhoons,
floods, soil erosion, and other natural and man-made calamities since time immemorial because of its geographic location (Bankoff,
2003 [10]; Lapidez, J. P., 2015). The Bicol Region is the poorest region in Luzon (PSA, 2022), and has been considered as the super
typhoon capital of the Philippines, the land of the howling winds, or the welcoming committee of natural calamity due to the countless
number of typhoons that battered this region, especially in Catanduanes, including Partido district of Camarines Sur [11,12]. Our
location, the Bicol Region, has been devastated by centuries of storms, but it has remained resilient in the face of Mother Nature’s
wrath. It has endured an unending barrage of storms since the beginning of time, with a startling 217 storms recorded since 1947. Six
out of ten super typhoons that make landfall in the Philippines do so directly over its territory. Super Typhoons Sening (Joan) in 1970,
Rosing (Angela) in 1995, Loleng (Babs) in 1998, Reming (Durian) in 2006, and Rolly (Goni) in 2020 ravaged the Bicol region with
horrific ferocity, leaving a terrible trail of destruction that is a sobering testament to the overwhelming force of nature. They are
renowned for their unmatched fury and have made history as the strongest typhoons to ever hit the Philippines. They ruled for many
years until the terrifying Super typhoon Rolly (Goni) overtook them in 2020. Within the annals of the Bicol Region, Goni, together with
Reming, Sisang, Loleng, Rosing, Anding, and Yolanda, is a monument to the power of storms in the history. It was the height of
destruction, indelibly carved in the memories of Bicolanos, who have a deep experience of typhoons, and bolstered by records from the
weather agency that broke all prior records for the strongest landfalling storms on earth (JTWC, 2020; PAGASA 2020; [13] Santos, G.
D. C., 2021; [14]).
Both urban and rural areas are being destroyed by these terrifying howlers, which are also creating major flash floods from Mt.
Isarog and churning the Lagonoy Gulf into catastrophic storm surges. The occurrence of calamities had some detrimental effects,
including total or partial house destruction; damage to crops or agricultural products; shocks that affected livelihood and employment;
depletion of health and nutrition; potential breakdown of peace and order; potential increase in hunger; and disruption of psychosocial
well-being as a result of these calamities [15,16]. The municipality of Goa is one of the Partido district’s most vulnerable areas in the
face of threats and disasters (MDRRMO, 2021). In light of the aforementioned, it is essential to assess the disaster risk preparedness
(DRP) of the community, how disasters affect the prevalence of poverty, and how calamity influence DRP in this particular area in
order to develop efficient intervention strategies for dealing with calamities that will inevitably recur in the future. Because, in today’s
world, disaster risk reduction management is crucial [17,18].
Typhoons are among the most dangerous natural disasters for human life. This is due to their powerful destructive power and
increased probability of occurring, as well as additional risks brought on by their aftereffects, such as storm surge and flooding brought
on by heavy precipitation [19]. The German think tank German Watch covered 182 countries worldwide to develop the 2019 Global
Climate Risk Index Report. It produced the most affected countries by disasters covering the 20-year period from 1998 to 2017. It has
ranked the Philippines as the 5th most affected country in the list topped by Puerto Rico, Honduras, Myanmar and Haiti. The German
Watch reported that the Philippines had a total of 307 weather-related events which is the most among all countries in the top ten list
[20]. The latest Intergovernmental Panel on Climate Change Assessment Report concluded that climate change will create a new poor
between now and 2100 [21]. Poverty breeds vulnerability to disasters, and consequently, those who have the least in life risk life the
most. Based on a study by the Asian Development Bank on the economics of climate change, the country stands to lose 6 % of its Gross
Domestic Product (GDP) annually by 2100 if it disregards climate change risks [22–24].
Due to its prolonged existence, difficulty to reverse, multifaceted nature, difficulty in quantifying, laborious measurement process,
and other factors, poverty is sometimes referred to as being unmeasurable. Data gathering is an expensive and time-consuming process,
making poverty measuring a notoriously difficult assignment (World Bank, 2018). Natural disasters, particularly the typhoons,
influenced poverty in the community. (Skoufias, E., 2020; Preña, E. M. et al., 2022). The impact of natural disasters on poverty can be
measured using econometric modeling, statistical analysis, subjective and objective evaluations, and other classic methods that are still
in use today. However, the scope of these measurements is restricted to confirming established as well as potential causal links.
Additionally, they are limited to using regression analysis to analyze poverty; they are unable to evaluate multidimensional predictions
that may be useful in resolving poverty in society. Therefore, when assessing poverty and natural disasters, it is necessary to include
multiple frameworks [25–27]. Poverty impedes the growth of the economy and society at large, claim Haughton and Khandker [28].
[29] All developing countries have to deal with the persistent issue of poverty. (World Bank, 2022).
Governments in developing nations distribute limited resources to alleviate poverty, decrease risk, and mitigate disasters based on
estimates of poverty, measurements of the effects of natural disasters, and quantification of disaster risk reduction management.
Nevertheless, there are a number of problems with the current methods for reducing risk vulnerabilities and focusing on programs that
reduce poverty, including inaccurate assessments, a lack of data transparency, and other influences that affect the programs already in
place. Poverty is widespread in the Philippines, both in the rural and urban areas (PSA, 2022). We are located on the island of Luzon,
which is divided into six regions. The poorest region is Region V, or Bicol. With a poverty rate of 38.7 %, Camarines Sur is the poorest
province in the six provinces that make up the Bicol Region, where we are located (PSA, 2022). There are five districts in the Camarines
Sur, the poorest of which is the Partido district, where we currently live. Typhoons and other natural disasters, in particular, are a
common occurrence in the Partido district.
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The natural sciences have long attempted and succeeded in measuring the unmeasurable (Rabajante, 2016; Wu et al., 2022;
Gruijters et al., 2018; Eid, 2008). However, it can be difficult to measure, assess, and in certain cases, it is impracticable to quantify
economic difficulties and social events like poverty projections, impact of disasters, and risk reduction management, specifically for
small area configurations with varied characteristics (UN, 2012).
A vast amount of data is needed to help predict disaster risk and prepare for it. Disaggregated data that can be utilized for planning
is gathered, examined, and validated using a technology-based system known as a Community-Based Monitoring System. Communities
are permitted to be involved in the process at the local level while program implementation and impact monitoring are being carried
out (Reyes, 2014; PSA, 2022). The CBMS databases include enough data to quantify the intangible components of disaster risk
management. The study of comprehending and developing learning algorithms based on substantial datasets is known as machine
learning (ML). It is an area of artificial intelligence (AI) and data science that focuses on simulating human learning processes and
increasing accuracy over time through the use of data and algorithms [30–32]. This field will be used by the research to forecast DRP
and poverty, analyze its dimensions, clarify its complexities, and pinpoint solutions. Using the CBMS data sets, ML algorithms will
create a variety of models. The training data for the model, which will enable it to make choices or predictions for natural disasters, will
come from the CBMS datasets.
Six disaster management domains have made use of deep learning (DL), machine learning (ML), and big data. Early warning
damage, damage assessment, monitoring and detection, forecasting and predicting, post-disaster coordination and response, and long-
term risk assessment and reduction have utilized ML in this six-disaster management domain [33]. Potential uses of ML in Indonesian
forests and land fires, especially smoldering peat fires, have been investigated [34]. The [35], was passed by the Philippine Congress in
2010. Aiming to address many facets of catastrophe risk reduction and management, the law strives to develop plans and strategies as
well as implement prompt and suitable measures. The Local DRRMC is tasked with planning for disaster response and recovery as well
as any consequences for the local level. Given that they are on the front lines during emergencies, it is assumed to have the major duty
for disaster response. In order to effectively deal with the reduction and management of disaster risks, it would be quite beneficial to
look at the relationship between disaster risk reduction management and poverty incidents (Onsay et al., 2024). Despite the existence
of several studies that apply machine learning (ML) to disaster risk preparedness, none have attempted to predict disaster risk pre
paredness in a rural area by examining typhoon occurrences, conducting a complete enumeration of all households, and utilizing
disaggregated data across various socioeconomic factors. This study aims to address this gap by employing a community-centered
approach, leveraging 21 predictors from diverse socioeconomic areas to generate reliable predictions and enhance disaster risk pre
paredness at the community level.
A wide range of societal issues, including disaster management, can benefit from participatory rural evaluation [36]. It uses a
variety of approaches, including community risk assessments (CRAs). The adoption of climate change was facilitated by this technique.
It alludes to stakeholder-used participatory techniques for evaluating risks, vulnerabilities, and capacities in support of
community-based disaster risk reduction [37]. While utilizing PRA for disaster risk reduction has been applied by many researchers,
this work is unique because it employs PRA for 34 different barangays at disaggregated level and then combining their results. It is also
different from a typical PRA because it explores scientific and nonscientific knowledge of the community by representing all residents
at different sociodemographic clusters. There is a lack of study in the Bicol region on the use of data analytics models and data science
algorithms that integrate ML, econometric models, and participatory rural appraisal (PRA) to quantify and predict disaster risk
reduction, calamity occurrences, and poverty results. In the Philippines, very little research has been done to use ML to anticipate DRP.
In fact, no study has been conducted yet in integrating ML predictions with PRA to facilitate DRP. In our work, the outcomes of DRP
prediction using ML algorithms have been combined with participatory rural evaluation.
2. Review of literature
Disaster preparedness encompasses the expertise and readiness cultivated by governmental bodies, emergency services, commu
nities, and individuals to effectively anticipate, respond to, and recover from the impact of potential or ongoing disasters [38–40].
Disaster risk preparedness is vital for the progress of communities. Local organizations play a crucial role in providing immediate
rescue and assistance to communities to reduce the impacts and vulnerabilities to natural calamities. It is also essential for the gov
ernment to establish direct connections among all stakeholders actively involved in Disaster Risk Reduction, especially local in
stitutions [41]. However, preparedness levels for disasters are generally inadequate, with children and families being particularly at
risk [3]. The livelihoods and overall well-being of impoverished and vulnerable groups are threatened not only by climate change but
also by increasingly frequent extreme events such as flooding and tropical cyclones [42]. Poverty remains one of the oldest historical
issues that persist today, impacting countries worldwide. Many economists have sought to explain the root causes of poverty and the
necessary changes. Abhijit and Dulfo engaged with the impoverished, conducting surveys and gathering data with the goal of un
derstanding the underlying ideas and motivations behind the decisions and way of life of the impoverished. They argue that these
individuals are not irrational; in fact, they may be more rational than most of us, given their need to manage limited resources [43].
However, Tingzon et al. [44] argue that traditional methods of collecting socioeconomic data can be costly, time-consuming, and
labor-intensive. Therefore, addressing this issue that concerns policymakers could greatly benefit from the application of machine
learning techniques. Considering that the study’s focus is on the poorest region of Luzon, Philippines, it is crucial to explore the
relationship and causation between poverty and preparedness for disaster risk, along with the utilization of multidimensional pre
dictive indicators.
Big data analytics and machine learning (ML) have proven to be beneficial in the field of health by aiding in the prediction of
conditions such as diabetes [45,46]. The vast and rich datasets available from the healthcare industry are particularly valuable for ML
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applications [47]. However, establishing databases for disaster risk preparedness (DRP) can be costly, time-consuming, and require the
setting of various thresholds. The utilization of ML can help in measuring and predicting results and impacts in this context (Buhat, C.
A. H. et al., 2021[48]; [49]). Considering the effectiveness of ML in the natural sciences, its application in problem-solving and op
portunity assessment can also benefit the social sciences. Machine learning (ML) has been utilized in the response to the COVID-19
disaster [31]. It has also been applied in forecasting earthquakes, tsunamis, and pandemics [50]. Support vector machines have
been employed in assessing natural disaster risks. The study’s conclusions demonstrate how the evaluation model was constructed and
how simple and effective it is. It exhibits great generalization capacity when handling small samples [51]. To precisely predict po
tential outcomes, support vector machines have also been employed in flood risk assessment [52]. However, the utilization of machine
learning (ML) for typhoon disaster preparedness is rarely seen, and it has not yet been implemented in the Philippines. Therefore, this
study pioneers the prediction of disaster preparedness in the poorest region of Luzon, complementing ML and PRA. The majority of
research focuses on predicting the likelihood and severity of natural disasters. This process involves predicting the path and intensity of
natural disasters such as earthquakes, hurricanes, and floods using scientific and technical approaches. Researchers aim to create early
warning systems that can alert individuals and communities in affected areas, enabling them to take appropriate precautions and
mitigate the impact of the disaster. This analysis involves considering various environmental, geological, and meteorological factors
[53–55]. Predicting disaster risk preparedness (DRP) is a crucial aspect of humanity, and it is the focus of this study.
There are several applications of machine learning (ML) in disaster risk science. Amin, M. S., & Ahn, H [56]. employed an
awareness-based teaching approach for Risk and Vulnerability Assessment. KNN, LogitBoost (LB), Boosted Regression Tree (BRT),
Nearest Shrunken Centroids (NSC), and Rotation Forest were all utilized in conjunction with the adabag (AB) base classifier to map
flood vulnerabilities [57]. Nsengiyumva and Valentino [58] used ML algorithms to address the prediction of areas susceptible to
landslides, employing Random Forest (RF), Logistic Model Tree (LMT), and Naïve Bayes Tree (NBT). In the realm of disaster man
agement, both machine learning (ML) and deep learning (DL) have found applications in early warning and disaster detection systems.
Muhammad et al. [59] introduced a methodology for early fire detection using fine-tuned Convolutional Neural Networks (CNN) on
closed-circuit television (CCTV) security cameras. Addressing the issue of false alarms in early warning systems, Chin et al. [60]
focused on enhancing the accuracy of earthquake detection. Linardos, V. et al. [31] delved into the latest advancements in disaster
management techniques involving machine learning and deep learning, specifically for damage assessment, monitoring, and
post-disaster response. Their findings suggest that DL and ML are effective tools in disaster management, indicating a rising trend in
this field. Machine learning (ML) can be categorized into three main types: Supervised Learning/Predictive Models, which are utilized
to construct predictive models. This method forecasts missing values by leveraging other values within the dataset. Through regression
and classification, it processes a set of input data and output data to create a model that can accurately predict responses for new
datasets. Unsupervised learning is another approach used to develop descriptive models. While the outcomes of this model are un
certain, the input dataset is known. Transactional data is commonly used in this method. By incorporating both labeled and unlabeled
data in the training dataset, semi-supervised learning and clustering techniques can be employed to achieve this (Mujumdar, A. et al.,
2019). This study applies supervised ML to predict disaster preparedness in the typhoon-prone areas along the belt and in the poorest
region of Luzon, Philippines.
Moreover, an important approach known as Participatory Rural Appraisal (PRA) comprises a set of evolving techniques and
strategies that empower local populations to plan, act, and share their knowledge about life and conditions [36]. It can be employed in
social science fields to address current challenges and explore opportunities. By engaging with villagers and supporting their capacity
to plan, organize, analyze, decide, act, solve problems, monitor, and evaluate according to their needs, we utilized PRA [61]. Recent
research has witnessed a paradigm shift, transitioning from top-down directives to bottom-up planning. Consequently, local re
searchers now adopt a participative approach rather than imposing predetermined solutions. For instance, a participatory approach
was implemented to address flood disaster management in Thohoyandou and its surrounding areas. The primary objectives of PRA
include assessing the level of crisis awareness within local communities and examining their responses to these issues [62]. In the
southwest coastal region of Bangladesh, a Participatory Rural Appraisal (PRA) was conducted to enhance disaster resilience. Re
searchers have delved into how various calamities have impacted rural communities, the lessons derived from these experiences, the
current challenges they face concerning disasters, and the stakeholder networks they rely on to bolster their resilience [63]. Another
study used PRA to assess the status of post-cyclone livelihood capitals and to investigate the root causes of conditions in the
south-central coastal unit of Bangladesh [64]. Eleven villages in the Municipality of Guinayangan, Quezon, Philippines, took part in
the Gender Participation in Climate Vulnerability Assessment (PVA) studies. These studies examined livelihood analysis, seasonal
charting, and other climate vulnerability aspects [65]. Thus, Participatory Rural Appraisal (PRA) plays a crucial role in assessing the
knowledge and comprehension of these communities regarding disasters, along with their responses to vulnerability and preparedness
for disasters.
The Philippine Disaster Risk Reduction and Management Act, also known as Republic Act 10121, was enacted by the Philippine
Congress in 2010. The law aims to address the four recognized components of catastrophe risk reduction and management by
establishing plans and policies, as well as implementing prompt and suitable actions. The National Disaster Risk Reduction and
Management Plan comprises the following four thematic areas: 1. Preventing and mitigating disasters; 2. Being Ready for Disasters; 3.
Emergency Management; and 4. Reconstruction and Rehabilitation after a Disaster. In the event of a disaster, anticipated results,
outputs, indicators, implementing partners, and lead agencies are identified. Disasters frequently impact the socioeconomic circum
stances of individuals in the Philippines, emphasizing the essential role of disaster risk reduction in development. To enhance disaster
risk management in the region, predicting Disaster Risk Potential (DRP) and fostering community participation are crucial. Consid
ering the foregoing, this study investigates a broad array of (a priori) factors influencing DRP across various sectors and locations. The
authors conducted advanced econometric modeling to establish causal links between different variables and ensure that the model
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inputs align with econometric principles before making ML predictions. Following the ML prediction, a PRA was established to
facilitate community involvement in problem-solving and enhancing preparedness for potential disasters.
2.1. Framework
Contextualizing risk is a useful approach for quantifying it. To determine its drivers, disaster risk preparedness (DRP) needs to be
conceived. There are 3 drivers or factors that link to risk, namely: Vulnerability, Hazards, and Adaptability [66]. The concept of
vulnerability encompasses the socioeconomic conditions of a household that are inherent and difficult to alter, encompassing social
factors like health and nutrition, as well as economic factors such as poverty status. Within health and nutrition, components include
malnutrition, mortality rates, age of the household head, and household size, while poverty status involves metrics like income
poverty, food expenses, dependency ratio, and unemployment. These variables play a crucial role in determining vulnerability status
as social and economic factors significantly influence disaster preparedness. Hazards, on the other hand, represent both natural and
human-induced disasters that have the potential to occur or have impacted the community in recent years. Natural disasters comprise
events like typhoons, landslides, mudslides, floods, droughts, and volcanic eruptions, while human disasters include occurrences like
crime and hunger. These hazards are classified as threats to household safety and societal well-being. Adaptability pertains to a
household’s capacity to adapt to changing circumstances and cope with challenges, often influenced by institutional interventions and
the presence of infrastructure. Institutional interventions encompass aspects like waste management and political participation, while
infrastructure presence includes factors such as access to safe drinking water, sanitary toilet facilities, informal dwelling conditions,
and housing in makeshift structures. These variables collectively capture various risks and are considered as a priori predictors in the
Machine Learning model. These variables have undergone empirical testing, particularly through econometric modeling like logistic
regression, which considers multiple factors and intervening variables. By incorporating these components into the ML model, a
comprehensive understanding of vulnerability, hazards, and adaptability can be attained, enabling informed decision-making and
policy development to enhance disaster preparedness and resilience within communities.
The framework of our paper was also based on Resilience of the Poor in Natural Disasters ([5]; World Bank 2016). It asserts that
disaster causes huge losses to society. Thus, disaster management and risk preparedness are necessary. We have also benchmarked with
the INFORM Risk Management (2024), IASC Datasets for Disaster Preparedness and Response (2010) and UNDAC Disaster Response
Preparedness (2017). The INFORM index is a comprehensive measure designed to pinpoint nations facing potential humanitarian
crises and disasters that could surpass their domestic response capabilities. This tool facilitates a preemptive approach to crisis and
disaster management strategies. In 2024, the Philippines is rank 29 with a high INFORM risk index of 5.3 and 1.9 index as to lack of
reliability. This rank is alarming and necessitates various interventions to mitigate risk and minimize these indices. Thus, this work is
very useful to contribute for disaster risk preparedness. The IASC Datasets for Disaster Preparedness and Response (2010) were
developed to enhance the efficacy of humanitarian responses by facilitating data exchange among national authorities and humani
tarian organizations. To ensure the efficient management of the standardized datasets endorsed by the Humanitarian Country Team, a
universal governance model should be implemented to bolster the predictability of preparedness measures. This model involves three
pivotal roles: the guardian, sponsor, and source. In this context, the data guardian is represented by the national and local statistical
agencies, the sponsor comprises academia and researchers responsible for analysis, and the source pertains to the community and local
governmental bodies. Meanwhile, The United Nations Disaster Assessment and Coordination (UNDAC) plays a crucial role in sup
porting countries and international organizations in responding to major disasters and emergencies. It assesses disaster-affected areas
to lessen aftermath and improve recovery. It coordinates responses and efforts to improve recovery. It manages correct information and
build capacity linkages to support authorities. It is the underlying basis of our PRAs to perform assessment, coordination,
capacity-building, and information management in local context.
We have learned that data compilation and analysis is relevant to DRP. Utilizing datasets, services and tooling, literacy, gover
nance, and networks for disaster management is vital in mitigating hazards and enhancing preparedness of the community. Van Den
Homberg, M. et. al [66]. has devised the data Preparedness and risk Framework. Risk reduction is enhanced if it is properly managed
by the community along with the participation of various stakeholders (Van De Homberg et al., 2016). Moreover, the RA10121
Philippine Disaster Risk Reduction and Management Act (2010) served as the overall guidance in developing the framework. It em
phasizes disaster prevention and mitigation, disaster preparedness, and disaster response in the Philippines. The Act mandates the
creation of a National Disaster Risk Reduction and Management Plan, ensuring strategic disaster response strategies at all adminis
trative levels. Central to this structure is the National Disaster Risk Reduction and Management Council, the apex body responsible for
policy formulation and plan implementation. At the grassroots level, Local Disaster Risk Reduction and Management Offices are to be
established nationwide, fostering localized disaster preparedness and response mechanisms. Emphasizing proactive measures, the Act
underscores the significance of early warning systems, capacity building, and the seamless integration of risk reduction into devel
opmental processes. Community engagement is paramount under this legislation, with a focus on Community-Based Disaster Risk
Reduction and Management. By empowering communities to identify risks, devise plans, and implement resilience-building measures,
the Act fosters a culture of preparedness and self-reliance. For disaster preparedness as the overarching concern of this paper, we intend
to increase the level of awareness of the community to the threats and impacts of all hazards, risks and vulnerabilities, equip the
community with the necessary skills to cope with the negative impacts of a disaster, increase the capacity of institutions, and develop
and implement comprehensive local disaster preparedness policies through ML and PRA.
In addition, poverty is a multifaceted problem [67,68], which means that a number of frameworks need to be considered when
assessing poverty [25]. The relationship between economic growth and poverty is controversial. Poverty is being affected by natural
disasters and its outcomes affect the economic conditions of the society. Therefore, the framework must take into account the various
characteristics and circumstances that people have [28]. Hazards, vulnerability, and adaptation indicators are all parts of
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multidimensional poverty that impact one’s preparedness for disaster risk. As a result, Haughton and Khandker’s [28] notion of the
multidimensionality of poverty will also be applied. Additionally, Rowntree’s [69] minority group theory was taken into account.
Investigations among the disadvantaged subgroups were described by this early empirical theory. According to Rowntree, while it
might not deal with the underlying causes of poverty itself, it can pinpoint the causes of basic poverty. The fact that the dataset
Fig. 1. The figure depicts the taxonomy of machine learning (ML) algorithms and participatory rural appraisal (PRA) for disaster risk preparedness (DRP) prediction
and the governing frameworks.
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comprises a variety of sectors and subgroups makes this theory crucial to comprehending multifaceted causes. The Amartya Sen
Capability Approach was used in light of the aforementioned. The impoverished usually have limited access to opportunities, jobs,
healthcare, and education, as well as financial resources [70]. This theory has emerged as the leading substitute for traditional eco
nomic frameworks in understanding poverty, which is relevant to this research and has an impact on an individual’s well-being.
Regardless of their socioeconomic status, the locals are capable of participating in and handling disaster management challenges.
This innovative work integrates Participatory Rural Appraisal (PRA) and Machine Learning (ML) techniques to collect and analyze
data concurrently. By separately analyzing this data, the study generates disaster risk predictions to enhance disaster risk preparedness
within communities. This framework effectively merges community insights with data-driven forecasts, guiding research towards
practical outcomes that drive positive transformations in disaster risk management. The resulting community-centric policies aim to
strengthen resilience and mitigate vulnerabilities. Moreover, these methodologies can engage diverse stakeholders to develop tailored
approaches for disaster preparedness, fostering a comprehensive and inclusive strategy to tackle disaster risks. [7,71–79] Thus, we
propose the following taxonomy of ML algorithms that might be utilized for predicting poverty, based on the previously discussed
frameworks (Fig. 1)
3. Methods
3.1. Research design
The study used both quantitative and qualitative methods (mixed method). The quantitative part utilized a secondary data through
the community-based monitoring system (CBMS). Machine learning (ML) and econometric modeling were developed and imple
mented. A causal-explanatory research design was employed. For qualitative part, the study utilized rural participatory appraisal
(PRA) from 253 participants of the different barangays and stakeholders. They were systematically and randomly selected. The
sampling was done to ensure elimination of bias in obtaining data as well as enable the researchers to make general inferences about
the entire barangay. Qualitative methods included participatory rapid appraisal and participatory planning to generate key inputs
from local residents and promote a sense of ownership among them. The participatory approaches were conducted in 2023 at the 34
barangays of the municipality. Both Convergent Parallel Design and Transformative Design were used to harmonize Participatory
Rural Appraisal (PRA) with Machine Learning (ML). In Convergent Parallel Design, qualitative and quantitative data are collected
simultaneously but analyzed separately, then compared and integrated to identify areas of convergence and divergence [80]. This
approach provides a comprehensive view of disaster risk preparedness (DRP), combining community insights with data-driven pre
dictions. It reveals how local perceptions align with or contradict ML findings, enriching our understanding of disaster risks and
informing proposals to improve preparedness in the region. Transformative Design integrates qualitative and quantitative methods
within a framework focused on social justice or advocacy [81]. This approach addresses disaster risk management issues, especially in
vulnerable communities. PRA empowers local voices, while ML supplies empirical data to support advocacy for disaster preparedness
resources. Together, these methods guide research toward actionable outcomes, promoting positive change in disaster risk manage
ment through community-centered policies.
Table 1
Variables with descriptions utilized for machine learning (ML) predictions.
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E.A. Onsay and J.F. Rabajante International Journal of Disaster Risk Reduction 112 (2024) 104809
This approach was designed to provide policymakers with the necessary data to track the local economy [82]; [null]. It is a useful tool
for determining the underlying causes of poverty and disaster preparedness as well as a guide for developing successful programs and
policies that promote community development and lower poverty [83].
Y = α + Xβ + i + μ
where: Y = logit (p) = log [p/(1- p)], p = probability of disaster risk preparedness (DRP); α = the intercept or individual effects; X =
vector of independent variables; β = vector of coefficients, intercepts, or effects; and μ = error term. We have also utilized various
probit models ([12]; Campbell, H. F., 1991; Wooldridge, J. M., 2015).
where: P = probability of being prepared to disasters or not, Φ = Cumulative Distribution Function (CDF) of the standard normal
distribution, and β = parameters under maximum likelihood estimation. The overall model can be expressed as: M (Y|X) = P(Y = 1|X)
= Φ (β0 + β1X). The three-feature selection algorithm—information gain evaluation, correlation attribute evaluation, and learning
subset evaluation—has been implemented since we used classification algorithms. The findings show a substantial correlation and
causation between variables and a considerable impact on DRP in various aspects. With binary outcomes, classification predictions
were applied to being prepared or unprepared. Lastly, as the output shows, five folds cross validation was used in this work. The model
in this study was estimated as follows:
DRP = β0 + β1DWI + β2HIM + β3SDW + β4STF + β5MTN + β6MTY + β7HGR + β8UET + β9DRO + β10CRI + β11POL + β12WTM +
β13TYP + β14FLD + β15DRT + β16VET + β17LME + β18INP + β19FOP + β20HOS + β21HHA + βni + μ
where: DRP = Disaster Risk Preparedness; DWI = Informal Dwelling; HIM = Housing in Makeshift; SDW = Access to safe drinking
water; STF = Access to safe sanitary toilet facility; MTN = Malnutrition; MTY = Mortality; HGR = Hunger; UET = Unemployment;
DRO = Dependency Ratio; CRI = Crime; POL = Political Participation; WTM = Waste Management; TYP = Typhoon; FLD = Flood;
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E.A. Onsay and J.F. Rabajante International Journal of Disaster Risk Reduction 112 (2024) 104809
DRT = Drought; VET = Volcanic Eruption; LME = Landslide/Mudslide; INP = Income Poverty; FOP = Food Poverty; HOS = Household
Size; HHA = Household Head Age; β0 = the intercept; β1 = the coefficient for independent variable; i = intervening variables; and μ =
the error term.
All the variables listed have a statistically significant relationship with the dependent variable of DRP, as indicated by p-values less
than 0.05. The results of the logistic and probit regression analyses are identical. The variables can be categorized into several
causation themes: household characteristics, which include household size and age of the household head; housing conditions, such as
informal dwellings and makeshift housing; access to basic services, specifically access to safe drinking water and safe sanitary toilet
facilities; household well-being, encompassing malnutrition, mortality, hunger, and unemployment; socioeconomic factors, including
the dependency ratio, crime, political participation, and waste management; disaster experience, which covers typhoons, floods,
droughts, volcanic eruptions, and landslides/mudslides; and poverty indicators, such as income poverty and food poverty. This
classification aligns with the theoretical framework (Fig. 1) and serves as a priori predictors for ML classification (Fig. 3). These
variables were selected as predictors or classifiers for ML because their correlation and causation have been empirically proven to
affect DRP. To properly predict DRP outcomes, the set of predictors must have a causal relationship with the dependent variable. The
analysis of trends and causation can be found in the discussion under Fig. 3.
convert the ensemble prediction into class probabilities. 1 + exp − L(v) represent the ensemble forecast by adding the weighted
prediction, v the total number of models in the ensemble, and the initial to final prediction at log-odds of the target variable.
5. Extremely Randomized Trees (Extra Trees) belongs to a decision tree family ensemble learning approach. It uses random feature
subsets and random thresholds to split nodes into numerous decision trees. By adding more randomness to the tree-building
process, Extra Trees reduce the likelihood of overfitting in comparison to regular decision trees. Extra Trees provide strong and
accurate predictions for both regression and classification tasks by combining the predictions from several trees.
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E.A. Onsay and J.F. Rabajante International Journal of Disaster Risk Reduction 112 (2024) 104809
(
drp ∑T drp
y
̂ y = (1|x ) = T1 t=1 δt (x) where ̂
y (y = (1|x ) Calculates the average probability, T is the total number of trees, δt (x) is the
10. Random Forest performs well and finds explanatory variables. As one of the most appropriate ML methods for variable
importance assessment, the Random Forest algorithm finds nonlinear relationships between explanatory and dependent variables
drp ∑ drp
[101]. ̂y = 12 tv=1 γv (c) where ̂ y is the predicted value of the target variable; t is the total number of decision trees in the Random
Forest; γ v (c) represents the prediction of the v-th decision tree for the input features. It is one well-liked ensemble learning approach
for classification tasks. It aggregates the separate results of several decision trees to provide predictions. Random Forest is renowned
for its capacity to manage noisy input, high-dimensional data, and feature interactions. It lowers the chance of overfitting while
producing strong and precise predictions. It also has the ability to estimate feature importance, which provides insights into the
features that have the greatest influence on the classification process.
drp
11. Support Vector Machine(SVR) is an ideal separation hyperplane between two classes is built by it. ̂ y = ( g, j) + q subject to yk
( ) ( ) drp
= g,jk − q ≤ ϑ; g, jk + q − yk ≤ ϑ where ̂ y is the predicted value; j represents the input variables; g is the weight vector; q is the
( )
bias term; yk is the actual value of the target variable for the k-th sample; ϑ is the maximum allowable deviation or error; yk = g, jk −
q ≤ ϑ is the first constraint ensures that the predicted value does not deviate more than ϑ from the actual value on the positive side; and
( )
g, jk + q − yk ≤ ϑ is the second constraint ensures that the predicted value does not deviate more than ϑ from the actual value on the
negative side. It is a strong algorithm that determines the best hyperplane to divide the data into distinct classes. In the training stage,
support vector classification (SVC) finds the examples that are closest to the decision boundary or hyperplane. By maximizing the
margin—the space between the hyperplane and the support vectors—it finds the ideal hyperplane. To address some misclassifications,
SVC takes into account both correctly categorized cases and those that fall within a specific margin known as the soft margin. SVC uses
the decision boundary’s edge to categorize new instances when generating forecasts. The classes are divided by the decision border,
and an instance’s confidence level is based on how far away it is from the decision boundary. By mapping the data into a higher-
dimensional feature space using kernel functions, SVC is useful for managing non-linearly separable data. It is renowned for its
robustness against noisy data and capacity to handle high-dimensional data, and it can handle binary and multi-class classification
problems (Cortes, C. et al., 1995; Gunn, S. R., 1998)
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E.A. Onsay and J.F. Rabajante International Journal of Disaster Risk Reduction 112 (2024) 104809
4 ML Modeling and Analysis – Eleven classification regressors, or algorithms, have been put into practice to forecast the results of
DRP. (3.5). Two dimensions were used to carry out these procedures [46]:
i. DRP prediction using a variety of ML techniques, we randomly selected training and test sets from the enormous datasets. Next, we
described the prediction methods (generic R and Python techniques).:
ii. DRP prediction using pipeline (established criteria), we can apply the algorithms that will produce the best accuracy outcomes
because we have built pipelines or different pre-established criteria. After fitting the pipelines to the training dataset, we compare
the accuracy outcomes. The test dataset made it easier to identify and forecast which model was the most accurate (Fig. 2).
5 Performance evaluation – we have analyzed the performance of each classification algorithms. Various evaluation metrics for
classification were applied: we utilized accuracy of classification, it is the ratio of the correctly predicted outputs to the total
number of input variables, = σδ , where α is the classification accuracy, σ is total number of correct predictions, and σ = is the total
number of predictions made; the confusion matrix, it is the matrix of output and shows the complete performance of the model
(Table 2).
The matrix accuracy is α = τ+n ∂ where α is the matrix accuracy, τ is the TP (Positive, positive prediction), ∂ is the FN (Positive,
τ where ρ is the precision, τ is the TP (Positive, positive
Negative predictions), and n is the total number of households; Precision ρ = τ+φ
prediction), φ is the FP (Negative Positive predictions). It shows the correct positive results divided by the number of positive results
divided by the classifier; Recall ∁ = τ+τ ∂ where ∁ is the recall, τ is the TP (Positive, positive prediction), and ∂ is the FN (Positive, Negative
⎡ ⎤
⎢ ⎥
⎢ ⎥
⎢( ) 1 ( )⎥
predictions). It is the ratio of total correct positive results to all the relevant households; finally, the F1 = 2 ⎢ ⎥. It reveals
⎢ ⎥
⎣ 1τ + 1τ ⎦
τ+φ τ+∂
the test accuracy, simply the harmonic means between ρ and ∁. It tells how robust and precise the classifier is.
Fig. 2. Disaster risk preparedness (DRP) prediction model showing the training and test data and the development of ML model with pipelines.
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E.A. Onsay and J.F. Rabajante International Journal of Disaster Risk Reduction 112 (2024) 104809
Fig. 3. Classification accuracies of ML algorithms for disaster risk preparedness (DRP) prediction for locals and sectors at random (α).
Table 2
Disaster risk preparedness (DRP) prediction confusion matrix.
Actual Values
Actual Values
action plans that solve shortage. Collaboration between community and development organizations is strengthened as a result (Calub,
B. M., 2004). We have used the village walk, base and social mapping, village transect, and timelining to obtain a picture of the overall
geographical and social conditions of the community. We have used the seasonal calendar, resource flow diagram, Venn diagram,
trend analysis, problem cause diagram, and rating of problems to obtain more detailed information on people’s livelihood systems and
a greater knowledge of community actions. To determine the villagers’ development priorities, we employed a feasible solution rating.
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E.A. Onsay and J.F. Rabajante International Journal of Disaster Risk Reduction 112 (2024) 104809
We used the action plan matrix to collaboratively assess and create action plans (Narayanasamy, N. 2009; Calub, B. M., 2004).
4. Disaster risk preparedness (DRP) prediction through machine learning (ML) algorithms
Communities in Camarines Sur, Philippines, particularly the fourth district, known locally as Partido Area —face a variety of issues
with regard to community development, calamity occurrences, risk reduction, and other relevant issues. However, there are also other
ways in which these issues can be resolved. Machine learning (ML) and the Partido communities’ residents’ active engagement may be
used to help come up with practical, long-lasting solutions for fair and climate-proof community development. Due to its landscape,
which includes rivers, mountains, and riverine, the area is susceptible to natural calamities. Certain mountainous settlements face not
only a lack of resources and amenities but also a heightened vulnerability to natural disasters. Goa is considered a high-risk munic
ipality due to its proximity to Mt. Isarog, the tallest forested peak in Southern Luzon, and its exposure to the Lagonoy Gulf and the
Philippine Sea, the epicenters of tropical storms. Additionally, it has villages that are vulnerable to harsh weather conditions like
drought, landslides, and flash floods.
We have put the processes into practice and used cross-validation and prudence when applying all ML algorithms. The catastrophe
risk preparedness outcomes that are backed by econometric models serve as the target value for categorization analysis. AdaBoost,
Decision Tree, Gaussian Naïve Bayes, Gradient Boost, Extra Trees, LDA, Log istic, K-Nearest Neighbor, Kernel SVM, Random Forest,
and Support Vector Machine are the eleven classifiers used in this work. The datasets were condensed into four sectors (Isarog,
Ranggas, Salog, and Poblacion) then clustered into 34 locales (Barangays). Optimizing and guaranteeing the correctness of the ML
model classifiers is achieved by disaggregating the data at different configurations. Different ensembles are helpful in this kind of study
since different localities have different properties. The entire municipality of Goa, Camarines Sur, has 11 runs of DRP predictions, 44
runs for 4 sectors, and 374 runs for 34 locals.
The performance comparison of ML classifiers for locals and sectors is shown in Table 3. The initial model that we developed
produced the outcomes. This is predicated on randomly selected training and test sets from the vast data sets (3.6). The support vector
machine classifier, based on the analysis at random state results, has the highest accuracy for the entire municipality, at 0.91554693. It
is followed by the following algorithms: Kernel SVM, at 0.90765793; Random Forest, at 0.90715793; Logistic, at 0.90022793; Gradient
Boost, at 0.89115793; K-Nearest Neighbor, at 0.88619793; and Decision Tree, at 0.8818079. The performances of LDA and Extra Trees
are nearly identical, at 0.87858793 and 0.87916793, respectively.
The algorithms with the lowest accuracy are AdaBoost (0.84645793) and Gaussian NB (0.85665793). (Fig. 3). The outcomes at
pipeline algorithms were comparable. Nonetheless, there is a rise in classifier accuracy rates. With an accuracy rating of 94.53 %, the
SVM classification has the highest rate. Random Forest comes in second with 92.82 %, followed by Kernel SVM at 91.97 % and gradient
boost classification at 91.12 % (Table 3). The performance evaluation of all ML classifiers’ accuracies for locals and sectors at random
states and pipelines is compared in Figs. 4–5.
It is suggested that among all the classifiers, SVM produces the best classification results. These findings lend credence to the limited
body of research on DRP prediction. This aligns with the views of Gunn, S. R. (1998), Ghosh, S. et al. (2019), and Bhavsar, H. et al.
(2012), who assert that SVR is a valuable tool for classification and prediction in natural and social sciences. The findings of our work
are similar to the results obtained by other studies that have used SVR in conjunction with other algorithms. To mitigate the impacts of
flood hazards, it is crucial to first identify areas prone to such vulnerabilities. Therefore, the utilization of Support Vector Machine in
conjunction with Convolutional Neural Network has been found to enhance the efficacy of flood risk assessment by leveraging superior
image analysis capabilities (Opella, J. M. A. et al., March 2019). SVM also served as the primary model for landslide hazard assessment
in Nanping City, China, with the Bayesian Optimization (BO) algorithm employed for parameter tuning. Comparative accuracy tests
indicated that the BO-SVM model outperformed the SVM model. Notably, the hazard maps generated by the BO-SVM model
demonstrated superior overall outcomes. Thus, the combination of Support Vector Machine with an additional algorithm has shown
promise in delivering enhanced results [102]. However, most research on utilizing SVM is focused on disaster management. [103] In
2020, Sun W. et al. asserted that artificial intelligence (AI) techniques are useful for processing disaster-related data to support
informed disaster management. There is limited research on utilizing the Support Vector Machine algorithm for disaster risk pre
paredness, particularly in the Philippines. Therefore, this work is beneficial for governments, private institutions, and individuals
working in disaster management, including those in developing countries similar to the Philippines, as it can serve as a benchmark for
making further predictions. Support Vector Machines (SVMs) are regarded as effective classifiers for binary outcomes: SVMs are
effective in high-dimensional spaces because they can manage situations in which there are more dimensions than samples, guar
anteeing precise classification. To improve generalization and decrease overfitting, Support Vector Machines (SVMs) identify a de
cision boundary that maximizes the margin across classes. Because support vector machines (SVMs) prioritize the data points that are
closer to the decision border, they are less susceptible to the effects of outliers [104–106]. By utilizing a kernel function to implicitly
transfer data into a higher-dimensional feature space, SVMs are able to capture intricate correlations in data. It finds the global
minimum and the best decision boundary by solving a convex optimization problem. It is also faster and use less memory because they
only use a subset of support vectors. SVMs are implemented using a wide variety of libraries and algorithms to their robust theoretical
base. They have been widely studied and applied in many different contexts. Finally, SVMs provide a strong and adaptable method for
binary classification applications.
Findings show that disaster risk readiness is greatly impacted by the likelihood of a typhoon, flood, drought, volcanic eruption, and
landslide or mudslide. The likelihood of being prepared for disaster risk rises in tandem with the frequency of natural disasters. They
do, however, significantly predict disaster readiness with regard to hunger and criminality. The degree of preparedness for disaster risk
rises in conjunction with the rates of hunger and crime. Furthermore, a household’s preparedness for disaster risk is strongly predicted
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E.A. Onsay and J.F. Rabajante
Table 3
Performance evaluation and comparison of machine learning (ML) algorithms for classification analysis of locals and sectors at pipelines (Ω).
Barangays and Sectors AdaBoost Decision Tree Gaussian NB Gradient Boost Extra Trees LDA Logistic K-Nearest Neighbor Kernel SVM Random Forest SVM
Abucayan 0.8869 0.9222 0.8971 0.9316 0.9196 0.9190 0.9406 0.9266 0.9481 0.9476 0.9559
Balaynan 0.9118 0.9471 0.9220 0.9565 0.9445 0.9439 0.9656 0.9515 0.9730 0.9725 0.9809
Digdigon 0.8592 0.8946 0.8694 0.9039 0.8919 0.8913 0.9130 0.8990 0.9204 0.9199 0.9283
Hiwacloy 0.9078 0.9432 0.9180 0.9525 0.9405 0.9400 0.9616 0.9476 0.9690 0.9685 0.9769
Lamon 0.8842 0.9196 0.8944 0.9289 0.9169 0.9164 0.9380 0.9240 0.9454 0.9449 0.9533
Maysalay 0.8400 0.8753 0.8502 0.8847 0.8727 0.8721 0.8938 0.8797 0.9012 0.9007 0.9091
Payatan 0.8435 0.8788 0.8537 0.8882 0.8762 0.8756 0.8972 0.8832 0.9047 0.9042 0.9125
Pinaglabanan 0.8362 0.8716 0.8464 0.8809 0.8689 0.8684 0.8900 0.8760 0.8974 0.8969 0.9053
San Isidro West 0.9125 0.9479 0.9227 0.9572 0.9453 0.9447 0.9663 0.9523 0.9737 0.9732 0.9816
Scout Fuentebella 0.8976 0.9330 0.9078 0.9423 0.9303 0.9297 0.9514 0.9373 0.9588 0.9583 0.9667
Tabgon 0.9129 0.9483 0.9231 0.9576 0.9457 0.9451 0.9667 0.9527 0.9741 0.9736 0.9820
Tamban 0.8411 0.8764 0.8513 0.8858 0.8738 0.8732 0.8948 0.8808 0.9023 0.9018 0.9102
ISAROG 0.8778 0.9132 0.8880 0.9225 0.9105 0.9099 0.9316 0.9176 0.9390 0.9385 0.9469
Bagumbayan Grande 0.6848 0.7201 0.6950 0.7295 0.7175 0.7169 0.7386 0.7245 0.7460 0.7455 0.7539
Bagumbayan Pequeño 0.7801 0.8154 0.7903 0.8248 0.8128 0.8122 0.8339 0.8198 0.8413 0.8408 0.8492
Belen 0.7533 0.7887 0.7635 0.7980 0.7861 0.7855 0.8071 0.7931 0.8145 0.8140 0.8224
La Purisima 0.6971 0.7324 0.7073 0.7418 0.7298 0.7292 0.7508 0.7368 0.7583 0.7578 0.7662
Panday 0.8484 0.8838 0.8586 0.8931 0.8811 0.8805 0.9022 0.8882 0.9096 0.9091 0.9175
14
San Benito 0.8297 0.8651 0.8399 0.8744 0.8624 0.8619 0.8835 0.8695 0.8909 0.8904 0.8988
San Isidro 0.7736 0.8090 0.7838 0.8183 0.8063 0.8057 0.8274 0.8133 0.8348 0.8343 0.8427
San Jose 0.8397 0.8750 0.8499 0.8844 0.8724 0.8718 0.8934 0.8794 0.9009 0.9004 0.9087
San Juan Evangelista 0.6832 0.7185 0.6934 0.7279 0.7159 0.7153 0.7369 0.7229 0.7444 0.7439 0.7523
San Juan Bautista 0.8777 0.9130 0.8879 0.9224 0.9104 0.9098 0.9314 0.9174 0.9389 0.9384 0.9467
POBLACION 0.7859 0.8213 0.7961 0.8306 0.8187 0.8181 0.8397 0.8257 0.8471 0.8466 0.8550
Fig. 4. Overall accuracies of machine learning (ML) classifiers for locals and sectors at random state (α) and pipelines (Ω).
by household size, age of the household head, mortality, and malnutrition. There is a negative correlation between disaster pre
paredness and household size. The likelihood of being prepared for disaster risk rises with the age of the family leader. Moreover, death
and malnutrition lower preparation for disaster risk. The degree of poverty, food costs, dependency ratio, and unemployment all have a
major impact on how prepared a household is for disaster risk. There is a negative relationship between preparedness for disasters and
the income levels and food expenses associated with poverty. It is clear that preparedness for disaster risk is adversely affected by
poverty. Furthermore, disaster preparedness rises in tandem with the amount of dependency ratio, but in reverse proportion to un
employment. Taking Political Involvement Into account and waste Management, they are important indicators of preparedness for
potential disasters. The degree of preparedness for catastrophe risk rises in tandem with improvements in political participation and
improved waste management. The last group of factors that significantly influence DRP are the type of settlement, the kind of housing,
the availability of clean drinking water, and the availability of sanitary restrooms. A household’s level of preparedness for disaster risk
falls when they are informal settlers. A household is more likely to be ready for disaster risks when they reside in temporary housing.
Furthermore, the likelihood of a household being prepared for a disaster rises when they have access to clean, safe drinking water and
sanitary restrooms. These results are consistent with the claims made by various organizations and scholars that have investigated DRP
and factors that contribute to it (Najafi, M. et al., 2015; Akter, S. et al., 2023; Nukpezah, J. A. et al., 2018; Bankoff, G. 1999 [107];
Israel, D. C. et al., 2014). Numerous markers of DRP have been recognized. Due to the accuracy of DRP prediction models, communities
and sectors with varying socio-economic characteristics and indicators based on the classification models may receive well-targeted
policies and programs for disaster management. In light of the aforementioned, participatory rural evaluation was used to comple
ment these findings in order to improve disaster risk reduction strategies.
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Fig. 5. Comparison of machine learning (ML) classifiers for locals and sectors at random state (α) and pipelines (Ω).
power for a long time until 2020, when the powerful Super typhoon Rolly (Goni) surpassed them. Goni, Reming, Sisang, Loleng,
Rosing, Anding, and Yolanda are among the historical monuments to the strength of storms in the Bicol Region. The devastation was
unparalleled, deeply ingrained in the recollections of Bicolanos, who had extensive experience with typhoons, and reinforced by
official meteorological agency data that shattered all previous records for the greatest landfalling storms on record. This result is in
consonance with JTWC (2020), PAGASA (2020), Santos, G. D. C., (2021) [13], and Masters, J [14]. In the Bicol Region, typhoons cause
landslides, floods, mudslides, and famine, among other disasters. They also cause double disasters from other hazards in the society
such as pandemic (Preña, E. M. et al., 2022; [11]). The rain seemed like arrows penetrating the very skin of animals, and they had the
terrible potential to lift coconut shells from the land. The Partido district in Camarines Sur was completely struck by the fury of nature,
with a dreadful eye scouring the area. The quiet that came after it was only a false reprieve, quickly broken by the storm’s catastrophic
winds. Fittingly, Bicolanos called this occurrence “Ballos,” a word that conjures up feelings of both wonder and terror. The approach of
the storm’s center, or the typhoon’s eye, is much anticipated by the people of Bicol. This indicates that the storm’s initial onslaught is
slowing down, allowing for a brief period of calm before the storm picks up its furious speed and wreaks havoc with howling winds,
relentless rain, and massive waves. In order to prevent internal pressure from building up in case the wicked tempest raises their roofs
and carries them away, Bicolanos carefully open the windows on the side of their homes that is shielded from the wind. Usually, during
“ballos,” the second stage of the typhoon, the longest and strongest wind gusts hit the ground. The hazard season chart was prepared by
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E.A. Onsay and J.F. Rabajante International Journal of Disaster Risk Reduction 112 (2024) 104809
the community.
Indigenous wisdom is valuable. The ability of coastal Bicolanos to predict storms much in advance of PAGASA or any other official
meteorological service makes them exceptional. The residents of Catanduanes and the eastern Partido district also employ folk weather
analysis. Based on observations of stars, constellations, cloud formations, and Calachuci fruit behavior, this forecasting system was
developed. This traditional method of predicting also considers the behavior of hens and ducks. Other factors considered are the
direction of the wind, the size of the waves, the scent of the sea, and the presence of bubbles in the water. Additional confirmation of
the forecasts comes from birds observed during other times of the day, such as dawn, noon, and night [11,109]. There, data analytics is
used. Natural disasters happen frequently and have an impact on the homes in the communities. It is necessary to use a thorough
examination of the intervening variables between natural calamities and families in order to control risk and disaster. The majority of
locals emphasize that typhoons pose the biggest threat to the area. In addition, the area is vulnerable to drought, landslides, intense
rainfall, and flash floods. The locals claim that earthquakes can also occur in this location. Typhoons are the most common natural
disaster in the region in terms of frequency of occurrence.
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E.A. Onsay and J.F. Rabajante International Journal of Disaster Risk Reduction 112 (2024) 104809
make use of this storage space. Getting an insurance coverage is another way to be ready for risks and calamities. Disaster insurance
guards against man-made disasters as well as natural hazards and disasters like typhoons, earthquakes, floods, and tsunamis that affect
homes, companies, and livelihoods. Of all those who responded, ninety percent (90 %) do not have disaster insurance. It suggests that
the majority of the people are either unaware of this policy to the fullest extent possible, are not interested in obtaining one, or lack the
funds to do so. These findings are consistent with the outcomes of Soriano, G. [111], who conducted an evaluation of Disaster Risk
Reduction Knowledge among local residents in a chosen community, demonstrating that the community members possess a strong
understanding of disaster preparedness, readiness, adaptation, and awareness, along with a moderate grasp of disaster-related in
formation and perceptions of disaster risk. However, our Participatory Rural Appraisal (PRA) results challenge their assertion
regarding the adequacy of disaster education initiatives in the Philippines. Our PRA indicates that the disaster education efforts in the
Bicol region are insufficient. Nonetheless, indigenous knowledge plays a crucial role in disaster resilience and mitigation. The rela
tively low incidence of fatalities and significant lower calamity impacts among Bicolanos is not solely due to formal disaster education
but also stems from their possession of indigenous knowledge, inherent disaster resilience, and adept disaster management practices
passed down through generations.
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E.A. Onsay and J.F. Rabajante International Journal of Disaster Risk Reduction 112 (2024) 104809
it becomes necessary, and they consult with relevant authorities to avoid any potential harm that a particular disaster may do. Planting
trees and managing waste properly are two more noteworthy practices that the locals have noticed as part of their disaster pre
paredness. As trees absorb greenhouse gases from the atmosphere, planting trees can help stop global warming and climate change.
Appropriate waste disposal can also stop pollution of the land and water, flash floods, and the demise of marine life. The inhabitants
ought to be equipped with pertinent DRRM knowledge. The majority of them lack experience, have not received training, or possess
insufficient professional knowledge about hazards and disasters and how to mitigate them. Twenty percent of the three hundred
participants had received DRRM training. The majority of them took part in an LGU training that was funded by the PNP, NDRRMC,
BFP, and other relevant government agencies. A portion of the residents learned about DRRM through school exercises, 4Ps lectures,
and programs run by non-profit organizations. The majority of the locals who participated in trainings learned about taking pre
ventative steps prior to, during, and following the devastating effects of natural disasters. To lower the danger of a disaster, they are
also schooled in readiness and backup procedures. They are aware of how disasters affect society as a whole and how they specifically
harm Goa. Encounters with early warning systems, first aid training, and rescue or retrieval operations have also imparted knowledge
to the residents. Participants’ opinions about the applicability of disaster risk reduction management training are evaluated. The
majority of respondents state that their preparation for a natural disaster is significantly impacted by the training. Their decision-
making to lower the risk of a disaster and heal from medical or physiological ailments is also influenced by the instruction. The
community should place a high priority on disaster risk reduction and management training, along with any plans that may be
established to serve as a roadmap for achieving sustainable development through inclusive growth and enhancing the adaptive ca
pacities of the local populace. In order to advance people’s welfare and security in the direction of gender-responsive and rights-based
sustainable development, the barangay is determined to carry out its obligations and responsibilities more effectively while boosting
the resilience of sectors that are particularly vulnerable and maximizing chances for disaster mitigation. Based on the aforementioned,
the participants concluded that building more evacuation facilities is necessary. Next, an early warning system is being added or
improved. Acquiring a rescue vehicle or boat is imperative, as is assembling a supply of food, water, or medical supplies. Next, an early
warning system is being added or improved. Acquiring a rescue vehicle or boat is imperative, as is assembling a supply of food, water,
or medical supplies. The locals also propose that the LGU’s assistance and the creation of possibilities for livelihood could aid the
residents in their efforts to practice DRRM. Local residents have proposed various measures such as capacity building, infrastructure
repair, tree planting, and fostering community engagement with local government officials. Given the region’s vulnerability to haz
ards, the majority of residents demonstrate strong preparedness, resilience, and a positive outlook. Bollettino, V. et al. [114], affirms
that the Bicol region stands out as a location characterized by high levels of preparedness, adaptability, coping strategies in disasters,
and the ability to recover effectively.
5.6. Disaster risk reduction and management plan via participatory approach
The DRRM plans that the locals and stakeholders produced and discussed during the PRA are listed in the tables below. Every
interested resident, regardless of age, gender, industry, or socioeconomic status, took part in the participatory planning process. The
outputs are summarized.
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E.A. Onsay and J.F. Rabajante International Journal of Disaster Risk Reduction 112 (2024) 104809
management. Additionally, it ensures the efficient gathering of data that will protect the researchers and enumerators in isolated
locations, risky regions, and perilous terrain where social, political, and geographic constraints are common.
We may share our ML algorithms with other organizations and use them to support policy targeting systems that are intended to
address disaster recovery (DR) management on a local level. Our algorithms have been specifically created and applied for the
community and sectors. Our efforts are in line with the sustainable development objectives, which, particularly in our area—the
poorest region of Luzon, Philippines—aim to make cities and human settlement inclusive by 2030 through the reduction of disaster risk
and the improvement of DRP.
To improve accuracy and decrease errors, deep learning (DL) techniques might be incorporated into the ML models developed in
this study for further research projects. The result should then be used as input for a policy targeting system in the municipality’s
localities and sectors to minimize expenses, labor, and time while optimizing outputs to lower risk and effectively handle disasters. DR
preparation efforts for locals with different qualities will undoubtedly be focused while reducing time, cost, and labor by using the
PRA’s output. We so conclude that PRA and ML regression are potential tools for disaster management in the Philippines, and we
strongly encourage the public to employ our models.
The results of the PRA and survey clearly show that, despite having a low income, little understanding of DRRM rules, and a dearth
of disaster supplies and equipment, Goans are highly aware of and prepared for hazards and catastrophes. Even while some households
take precautions and mitigate some of the effects of the disaster, these are determined to be insufficient and may call for more
aggressive government action to either improve household-level readiness or the government’s reaction to the needs of the inhabitants,
or both.
The most common and noticeable hazard in the area is typhoons. Precautions must be taken prior to, during, and following the
disaster. The community’s preventive or preemptive measures should be consistently practiced, which is based on the recorded replies
and actions of the community. If disaster is imminent, homeowners should prepare a pack with clothing, batteries, a flashlight, water,
canned goods, and other essentials. The locals give priority to moving their family to a safer region in the event that PAGASA issues a
public storm warning signal that requires more careful thought. Locals keep an eye on typhoon-related news on radio, television, and
social media. A radio with a rechargeable battery is utilized in the event of a power outage.
Cellphones and other devices can also be charged using power banks. Families are also urged to keep a sufficient quantity of food on
hand, including rice, noodles, canned products, and food that keeps well even without refrigeration. Additionally, homes are inspected
and repaired for damage to ensure that powerful winds and torrential rains won’t get through. Candles and kerosene lamps, radios,
flashlights, and other lighting sources are also ready. A first aid kit needs to be locked up. The authorities’ orders are complied with. To
the closest evacuation center, some locals flee. In order to minimize flooding, people also assist in maintaining the community’s canals
and drainage system.
In order to avoid mishaps, electric poles are also inspected. Residents notify the electric cooperative so that it can promptly
reinforce any weak electric post hazards they become aware of. Tree branches near homes that might fall on them should be pruned. In
addition, younger family members could receive instructions on what to do in the event of a typhoon. Residents are prepared to flee if
needed during the typhoon’s passage. As soon as they know the family members are no longer safe, they depart the residence.
Additionally, they prepare some bottled water or boil drinking water.
Staying inside a car or other vehicle during a typhoon is normally safe for the occupants, but not during flooding. Finally, it is a
routine to keep an eye on reports and weather forecasts. Regarding actions taken following the storm, homeowners inspect their home
for damage to the roof, doors, windows, and water lines, and they promptly perform any necessary repairs. To keep from becoming
sick, they boil the water before consuming it. People protect themselves against potentially sharp or pointy items by wearing shoes,
slippers, or other types of footwear. They stay away from cut electrical wires. The locals also avoid floodwaters by staying away from
them. Lastly, while always remaining in a safe location, residents clean up and remove anything that was harmed by the typhoon.
The DRRM plan that Goa officials and citizens actively participated in creating is an excellent spot to start. The plan outlines the
steps that need to be done before to, during, and following a significant disaster in the region. When the necessity arises, responsible
authorities and the necessary funding are also identified to further facilitate the plan’s implementation. Because the plan was created
by the locals, the people of Goa feel more invested in it and are therefore more likely to implement it.
The goals of the national DRRM are in line with the Goa DRRM strategy, which are as follows: Disaster Prevention and Mitigation:
lessen community susceptibility and exposure to all hazards and increase community capacities to lower risks and deal with the effects
of all hazards; Disaster preparedness is the process of raising community awareness of hazards, risks, and vulnerabilities and their
effects; giving people the tools they need to deal with the aftermath of a disaster; building institutional capacity; and creating and
implementing comprehensive national and local plans, policies, and systems for disaster preparedness; Disaster Response: reduce the
number of avoidable fatalities and injuries, meet the basic needs of the impacted population, and promptly restore basic social services;
and Disaster Rehabilitation and Recovery: restore people’s means of subsistence and the continuity of economic activity and business;
rebuild infrastructure and other public utilities; restore shelter and other buildings/installations; and help those who were harmed
physically and psychologically. By merging PRA and ML, realistic plans to handle disaster concerns might be enabled for the socio
economic progress of our region.
7. Conclusion
This study successfully demonstrates the application of machine learning (ML) and participatory rural appraisal (PRA) to enhance
disaster risk preparedness (DRP) in Goa, Camarines Sur, Philippines. By utilizing data from community-based monitoring programs
and employing eleven ML classifiers, particularly the Support Vector Machine, we achieved significant accuracy in predicting DRP
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E.A. Onsay and J.F. Rabajante International Journal of Disaster Risk Reduction 112 (2024) 104809
status among households. The findings reveal a strong correlation between community characteristics and DRP outcomes, indicating
that while local awareness of disaster risks is high, actual preparedness measures remain inadequate. The existing reliance on
traditional, descriptive methodologies for disaster management is insufficient, necessitating the adoption of more dynamic, predictive
approaches through ML and community-centered methods through PRA.
Ethics statement
The Partido State University and the University of the Philippines Los Baños approved the conduct of this study under NTP2023-
RP1-S1“Measuring the Unmeasurable” research project. The distribution, use, manipulation, examination, and application of the data
outputs that underwent processing were approved by the Local Government Unit of Goa, Camarines Sur, Philippines. The data analysis
and methods are carried out willingly by researchers; they are not a part of any experiment. Our human data is secondary and indirect.
The local government approved the PRA data collection, and participants gave their informed consent. Additionally, no direct human
volunteers, animal experimentation, or data gathered from social media platforms are used in this study.
Data availability
Acknowledgements
The authors wish to express their profound gratitude to Elsevier’s International Journal for Disaster Risk Reduction (IJDRR) for
offering a platform to share their work on disaster risk preparedness in developing nations. They extend their appreciation to the
University of the Philippines Los Baños for their assistance in conceptualization and analytical support, the Partido State University for
their funding assistance, the De La Salle University’s School of Economics for their methods and reviews, and the Local Government of
Goa, Camarines Sur, for their valuable data provision. The authors deeply acknowledge Hon. Marcel S. Pan, Engr. Moriel Prado, Ms.
Lea Nonah M. Perit, Ms. Keschei Joana Villar Cañaveras, Mr. Herman B. Jungco II, Mr. Jude Zair C. Paladan, Mr. Chris Ocampo, and
Mr. Joebert Ronabio for their contributions in data provision, enumeration, authorization, and logistics. The authors are grateful to Dr.
Jason Alinsunurin, Dr. Neil Jerome Egarquin, and Dr. Jefferson Arapoc for their assistance in econometrics and mathematical analysis.
The authors express their profound appreciation to Prof. Eva Marie Aragones and Dr. Alellie Sobreviñas for their assistance on
developmental models. A special thanks is extended to Prof. Rolan Jon G. Bulao, Sir Kevin C. Baltar, Mark Rey Pardiñas, Sakura Kokok,
Spotty Kankan, Korukoy Ogik, Kinkon Ukay, Biboy Zakat, Binangon Karankan, Jakjak Nonoy, Yanyan Ilay, Kokey Kokoy, Bonbon
Buday, and Bokbok Gigantoy for their efforts in editing, curation, and logistics. Above all, to the All-Powerful God for His wisdom,
might, and knowledge. Let God be praised!
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