CHEM Peng Et Al Extraction of Li and Co 2019 Waste Management
CHEM Peng Et Al Extraction of Li and Co 2019 Waste Management
This reprint may differ from the original in pagination and typographic detail.
Peng, Chao; Liu, Fupeng; Aji, Arif T.; Wilson, Benjamin P.; Lundström, Mari
Extraction of Li and Co from industrially produced Li-ion battery waste – Using the reductive
power of waste itself
Published in:
Waste Management
DOI:
10.1016/j.wasman.2019.06.048
Published: 15/07/2019
Document Version
Publisher's PDF, also known as Version of record
This material is protected by copyright and other intellectual property rights, and duplication or sale of all or
part of any of the repository collections is not permitted, except that material may be duplicated by you for
your research use or educational purposes in electronic or print form. You must obtain permission for any
other use. Electronic or print copies may not be offered, whether for sale or otherwise to anyone who is not
an authorised user.
Waste Management
journal homepage: www.elsevier.com/locate/wasman
a r t i c l e i n f o a b s t r a c t
Article history: Industrially produced spent lithium-ion batteries (LIBs) waste contain not only strategic metals such as
Received 10 April 2019 cobalt and lithium but also impurity elements like copper, aluminum and iron. The current work inves-
Revised 24 June 2019 tigates the distribution of the metallic impurity elements in LIBs waste, and their influence on the acid
Accepted 29 June 2019
dissolution of target active materials. The results demonstrate that the presence of these, naturally reduc-
tive, impurity elements (e.g. Cu, Al, and Fe) can substantially promote the dissolution of active materials.
Through the addition of Cu and Al-rich larger size fractions, the extraction efficiencies of Co and Li
Keywords:
increased up to over 99%, to leave a leach residue that is rich in graphite. By this method, the use of high
Spent LIBs
Hydrometallurgy
cost reductants like hydrogen peroxide or ascorbic acid could be avoided. More importantly, additional
Recycling Co and Li associated with the Cu and Al electrode materials could be also recovered. This novel approach
Circular economy of metals contributes not only to improved reduction efficiency in LIBs waste leaching, but also to improved total
Sustainability recovery of Co and Li from LIBs waste, even from the larger particle size fractions, which are typically lost
from circulation.
Ó 2019 Elsevier Ltd. All rights reserved.
Li-ion batteries (LIBs) are widely used in consumer electronics, Generally, end-of-life LIBs are classified as either portable LIBs
electronic vehicles, energy-storage systems, etc., where high- or LIB modules that are utilized in electric vehicles and energy
energy density and lightweight are of prime importance. It is fore- storage systems. The large-size LIB modules can be easily collected
casted that the worldwide demand for LIBs will reach ca. 900 GWh and treated by recycling companies, whereas spent portable bat-
by 2026 (Drabik and Rizos, 2018). Consequently, this also means teries are more commonly disposed to municipal waste streams,
there will be large quantities of waste LIBs being produced in the landfill or incineration depending on local legislation requirements
near future as the average lifespan of LIBs is only 2–3 years for con- (Terazono et al., 2015; King and Boxall, 2019). Consequently, sig-
sumer electronics and 8–10 years for automotive or energy storage nificant traces of Co and Li can often be found in municipal waste
systems (Richa et al., 2017). Moreover, these end-of-life LIBs con- incinerator bottom ashes (Allegrini et al., 2014; Alam et al., 2019).
tain heavy metals with known toxic effects and flammable elec- According to the Europe Commission, in 2014 (European
trolyte, which can pose a serious environmental risk if they are Commission – DG Environment, 2014), the collection rates of por-
not disposed properly (Zhao and You, 2019). Furthermore, as this table LIBs was only 4.5%, whereas research in California has
waste is a valuable secondary source of raw materials - it contains revealed that the costs associated with the collection of 1 ton of
significant quantities of metals like cobalt (5–20%), nickel (5–10%), waste batteries from the municipal waste streams can be as high
lithium (5–7%) and copper (6–12%) (Zeng et al., 2014) - the recy- as 2700 US dollars (Turner and Nugent, 2016). In order to improve
cling of waste Li-ion batteries (LIBs) has recently garnered signifi- the management of spent batteries (not only LIBs), a policy of
cant interest. ‘extended producer responsibility (EPR)’ has been adopted in the
EU, Canada, USA and elsewhere, with the aim to raise consumer
awareness, expand waste collection infrastructure and shift the
costs of battery collection/recycling from municipalities to stew-
⇑ Corresponding author. ardship organizations (Terazono et al., 2015). In the EU, the 2006
E-mail addresses: [email protected] (C. Peng), [email protected] Battery Directive clearly established EPR requirements for all bat-
(M. Lundström). tery types (not only LIBs) and this also includes strict requirements
https://doi.org/10.1016/j.wasman.2019.06.048
0956-053X/Ó 2019 Elsevier Ltd. All rights reserved.
C. Peng et al. / Waste Management 95 (2019) 604–611 605
that each member state set target collection rates (e.g. 45% in Consequently, this research investigates the distribution of
2016) and the minimum recycling efficiencies of >50% (Council impurity metals and active materials in industrially processed LIBs
Directive, 2006). Similarly, the Corporation for Battery Recycling waste fractions with different particle size, as well as the influence
(CBR) in the USA proposed an act that requires battery producers of the existing impurity metals on the acid dissolution of active
to participate in a battery stewardship plan, which details the col- materials. Based upon this, we propose for the first time a method
lection points, educational efforts and recycling process of each to utilize the existing Cu/Al rich overflow fractions of battery waste
operator. In contrast, the latest battery recycling edict within China as reducing additives in order to promote the recovery of the
dictates that all the power batteries need to be encoded and a desired valuable metals. The advantages of the current approach
related tracking system is required that traces battery movement is that (i) very efficient reduction i.e. Co dissolution can be achieved
between designer, producers, downstream enterprises and recy- during LIBs waste leaching, (ii) a high cost reducing agent (e.g.
clers (Xu et al., 2017). In terms of other batteries like portable LIBs H2O2, ascorbic acid) is not needed, which contributes to the feasi-
however, the Chinese government has chosen to give a direct bility of the process and that (iii) the total Co and Li recovery can be
financial subsidy to recyclers based on their production capacities. increased as Co and Li present in the overflow fraction (i.e. Cu, Fe,
Although numerous incentives and compulsory policies have been Al rich fraction) that is normally lost, can also be recovered.
adopted in many countries, these strategies often lack any details
about how waste batteries should be managed in an economic
2. Experimental
and environmentally sustainable way.
Fig. 1. Images and the metals predominating in crushed LIB waste fractions (a) underflow (<2 mm), (b) overflow (>2 mm) as well as (c) handpicked copper scraps and (d)
aluminum scraps from overflow fraction (>2 mm).
Table 1
Weight percentages and chemical analysis of main metals in each particle size fraction of LIBs waste (raw material: underflow fraction <2.0 mm). *Rest denotes the residual
material that is primarily a mixture of graphite and plastics.
DC10). The fractions investigated were <0.125 mm, 0.125– ducted with 2.0 mol/L H2SO4, S/L = 100 g/L at 75 °C and the results
0.25 mm, 0.25–0.5 mm, 0.5–1.0 mm and 1.0–2.0 mm. In order to are outlined in the supplementary materials (Fig. S3).
study the behavior of elements as a function of time, intermittent
solution samples were taken at pre-determined time intervals and 2.2.3. Leaching with pure substances
the yields of the elements were calculated following Eq. (2). In In order to define the effect of metallic components on the dis-
order to ensure the accuracy of the results, the leaching residue solution of active materials, initial acid leaching experiments with
were also analyzed to verify the results. pure LiCoO2 powders in the presence and absence of Cu, Al and Fe
were conducted (Table 2). Similar amounts of metal (LiCoO2:
ci ¼ ðC i V i Þ=ðmi wi Þ 100% ð2Þ 19.6 g, Cu: 3.2 g, Al: 1.35 g, Fe: 0.33 g) to that of the investigated
underflow battery waste material chemical composition (21.3 wt
where mi ðg Þand wi (%) are the mass of the input materials and the % Co, 4.6 wt% Cu, 3.7 wt% Al, 0.6 wt% Fe) were used. Experiments
compositions of element (i), respectively; C i (g/L) and V i (L) are were conducted with T = 80 °C, [H2SO4] = 2 mol/L, S/L 40 g/L)
the concentration of elements (i) and the volume of leach solution. and the solution samples were taken at pre-defined times and ana-
lyzed by ICP-OES. Yields were calculated based on the analysis of
2.2.2. Leaching of underflow battery wastes in the presence of the solution samples via Eq. (2) in order to allow ease of
additives comparison.
The possibility to use the Cu and Al rich overflow fraction
(>2.0 mm, Fig. 1b) as an additive for the recovery of Li and Co from 3. Results and discussion
underflow fractions was investigated with the following parame-
ters: T = 80 °C, [H2SO4] = 1.5, 2.0, 2.5 mol/L, S/L = 100 g/L, over- 3.1. Investigation of acid leaching of underflow fractions (<2 mm) in
flow/underflow (OF/UF) = 1/10, 1/20 (mass/mass). Overflow was the absence of external reducing agents
added at t = 1 h and the leaching was allowed to proceed for a fur-
ther 1 h. Leaching efficiencies of Co and Li were calculated via In order to study the influence of metallic impurities on the acid
Eq. (2). As a comparison, acid leaching of the underflow wastes dissolution of active materials, experiments with LIBs fractions
in the presence of H2O2 (5%, v/v) reducing agent was also con- that contained different amount of impurities were conducted
Table 2
Acid leaching experiments with pure substances (LiCoO2: 19.6 g, Cu: 3.2 g, Al: 1.35 g, Fe: 0.33 g).
(a) (b)
100 100
Leaching efficiency (%)
80 80
60 60
40 40
Li (< 0.125 mm)
Co (< 0.125 mm) Fe
20 20
Li (0.5 - 1 mm) Al
Co (0.5 - 1 mm) Cu
0 0
Fig. 2. (a) Leaching efficiency of Li and Co as a function of time using battery waste fractions <0.125 mm and 0.5–1.0 mm; (b) Leaching efficiency of impurity elements as a
function of time with the 0.5–1.0 mm battery waste fraction (T = 80 °C, t = 2.5 h, S/L = 100 g/L, [H2SO4] = 2 mol/L).
608 C. Peng et al. / Waste Management 95 (2019) 604–611
(a) (b)
26 Co 3.8 Li Yields = 99.9%
Addition of Yields = 99.6% Addition of
(c)
Leaching Residue 1# in the absence of overflow fraction (d) Leaching Residue 2# in the presence of overflow fraction
35000 Lithium Cobalt Oxide (0.5/1/2) 8.4%
Graphite 91.6% 35000 Lithium Cobalt Oxide (0.5/1/2) 0.7%
30000 Graphite 99.3%
30000
Intensity (CPS)
25000
25000
Intensity (PCS)
99.3%
20000 91.6% 20000
15000 8.4% 15000
0.7%
10000 10000
5000 5000
0 0
10 20 30 40 50 60 70 80 90 10 20 30 40 50 60 70 80 90
Scattering angle, 2 (Co K radiation) Scattering angle, 2 (Co K radiation)
Fig. 3. Comparison of LIBs leaching in the absence and presence of overflow fractions (T = 80 °C, S/L = 100 g/L, [H2SO4] = 2 mol/L). (a) Co extraction as a function of time; (b) Li
extraction as a function of time; XRD patterns of leach residue in the (c) absence (Residue 1#) and (d) presence (Residue #2) of the overflow fraction (OF:UF = 1/10).
(a) (b)
Yields = 99.6% Yields = 99.9%
24 Co 3.8 Li
Addition of Addition of
Concentration of Lithium (g/L)
Concentration of Cobalt (g/L)
Fig. 4. Behaviors of (a) Co and (b) Li as a function of H2SO4 concentration and time (T = 80 °C, S/L = 100 g/L, [H2SO4] = 1.5, 2.0, 2.5 mol/L, mass ratio of OF:UF = 1/10).
rial, this will only consume a limited amount of acid (0.1 mol Li (as shown in Fig. S3). For comparison, the extraction of Co and
H2SO4 per 10 g of overflow fraction added). Li in the presence of one of the most commonly reported reduc-
From the results it is clear that addition of overflow fractions tants - hydrogen peroxide - was also studied, based on our previ-
can enhance the extraction of both Co and Li to >99%, resulting ous research (Aaltonen et al., 2017). With the addition of an
in leaching residue that contains only 0.07 wt% Co and 0.03 wt% optimum 5% (v/v) H2O2, Co recovery was only 95% and the Co
C. Peng et al. / Waste Management 95 (2019) 604–611 609
present within the leach residue was over 2% (Fig. S3). This is prob- small quantity Fe (0.006 mol) increased Co dissolution (E3-Co,
ably resulted from the fact that H2O2 can readily decompose in the Fig. 5a) up to 77% and an equilibrium was reached within
presence of metal ions like Fe2+, Mn2+, Cu2+ and Cr3+ (Magalhães 120 min. A similar trend can also be observed for the Cu dissolu-
et al., 2007). Furthermore, the Li (1.4 wt%) and Co (8.4 wt%) present tion in Fig. 5b, which also accelerated after the addition of Fe
in the overflow fractions, due to association with the electrode (E3-Cu), which demonstrates that Fe addition promotes both the
materials, can also be recovered when using overflow fractions as oxidation (of Cu) and reduction (of LiCoO2) processes. The results
additives. suggest that the presence of dissolved Fe ions (Fe2+ or Fe3+) play
In addition, neutralization tests with leaching solutions the key role in enhancing the leaching kinetics. Nevertheless, elec-
(Table S1) in the absence and presence of overflow fractions trons produced by the dissolved Fe ions (Fe2+ M Fe3+, 0.006 mol e)
(OF/UF = 1/10) were investigated and the results, detailed in are not sufficient to provide all the reductive power for the disso-
Fig. S4, reveal that the introduction of impurities from overflow lution of LiCoO2 from 58% to 78% (LiCoO2 ? Co2+, 0.04 mol e) or
fractions do not cause any discernible increase in the chemical the dissolution of Cu from 25% to 100% after 120 min (Cu ? Cu2+/
burden for the subsequent purification stage. Details about the Cu+, 0.0375–0.075 mol e). Therefore, it is postulated that the dis-
neutralization process can be found in supporting materials. solved Fe ions have a catalytic action (Hiroyoshi et al., 1997),
(Hidalgo et al., 2018), that facilitates electron transfer between
3.3. Influence of metallic components on the dissolution of LiCoO2 LiCoO2 and Cu via the following reactions (Eqs. (3) and (4)):
þ
In order to determine the effect of the individual elements pre- LiCoO2 ðsÞ þ Fe2þ þ 4Hþ ! Feþ3 þ Co2þ þ Li þ 2H2 Oc
sent in the overflow material on the reduction and yield of Co and Dr Ghm ¼ 138:21 kJ=mol ð3Þ
Li, experiments that utilized pure substances were undertaken as
outlined in Table 2. It is clear from Fig. 5a that acid dissolution of
2Fe3þ þ Cu ! Cu2þ þ 2Fe2þ Dr Ghm ¼ 66:71 kJ=mol ð4Þ
pure LiCoO2 (0.2 mol) has slow kinetics in the absence of reduction
agents (E1-Co), with Co dissolution only seen to increase from 38% Similar effects between Fe and Al were also found (Fig. 5c and d)
to 55% over 180 min. With the addition of metallic Cu (0.05 mol), as the addition of Al only lead to a minor increase in Co dissolution,
Co dissolution displays a marginal increase from 55% to 60% whereas after the addition of Fe (0.006 mol) Co dissolution
(E2-Co), which suggests that metallic copper has only a minor increased by 20% from 55% to 75% (LiCoO2 ? Co2+, 0.04 mol e).
reductive effect on the dissolution of LiCoO2. The addition of a Moreover, the Al dissolution kinetics were seen to improve in the
(a) (b)
80 100
90
Leaching efficiency (%)
70 80
70
60 60
50
50 40
30
40 E1-Co
E2-Co 20 E2-Cu
E3-Co 10 E3-Cu
30
0 E3-Fe
0 20 40 60 80 100 120 140 160 180 0 20 40 60 80 100 120 140 160 180
Time (min) Time (min)
(C) (d)
80 100
90
Leaching efficiency (%)
70 80
70
60 60
50
50 40
30
40 E4-Al
E1-Co 20
E4-Co E5-Al
30 E5-Co
10 E5-Fe
0
0 20 40 60 80 100 120 140 160 0 20 40 60 80 100 120 140 160
Time (min) Time (min)
Fig. 5. Leaching of (a) Co in experiments E1, E2, E3; (b) Cu and Fe in experiments E2, E3; (c) Co in experiments E1, E4, E5; and (d) Al and Fe in experiments E4, E5. Input
materials are as follows: E1: LiCoO2, E2: Cu + LiCoO2, E3: Cu + Fe + LiCoO2, E4: Al + LiCoO2, E5: Al + Fe + LiCoO2.
610 C. Peng et al. / Waste Management 95 (2019) 604–611
initial stage of leaching after Fe was added. This behavior might Appendix A. Supplementary material
result from the reactions between Al and Fe3+ (Eq. (5)), however,
due to the passivation of Al, the equilibrium dissolution of Al only Supplementary data to this article can be found online at
increases ca. 5%. https://doi.org/10.1016/j.wasman.2019.06.048.
Vieceli, N., Nogueira, C.A., Guimarães, C., Pereira, M.F., Durão, F.O., Margarido, F., Zeng, X., Li, J., Singh, N., 2014. Recycling of spent lithium-ion battery: a critical
2018. Hydrometallurgical recycling of lithium-ion batteries by reductive review. Crit. Rev. Environ. Sci. Technol. 44, 1129–1165.
leaching with sodium metabisulphite. Waste Manage. 71, 350–361. Zhao, S., You, F., 2019. Comparative life-cycle assessment of Li-ion batteries through
Wang, X., Gaustad, G., Babbitt, C.W., 2016. Targeting high value metals in lithium- process-based and integrated hybrid approaches. ACS Sustain. Chem. Eng. 7,
ion battery recycling via shredding and size-based separation. Waste Manage. 5082–5094.
51, 204–213. Zhuang, L., Sun, C., Zhou, T., Li, H., Dai, A., 2019. Recovery of valuable metals from
Xu, C., Zhang, W., He, W., Li, G., Huang, J., Zhu, H., 2017. Generation and LiNi0.5Co0.2Mn0.3O2 cathode materials of spent Li-ion batteries using mild mixed
management of waste electric vehicle batteries in China. Environ. Sci. Pollut. acid as leachant. Waste Manage. 85, 175–185.
Res. 24, 20825–20830.