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Introduction to Optical
Components
Introduction to Optical
Components
Roshan L. Aggarwal
Kambiz Alavi
CRC Press
Taylor & Francis Group
6000 Broken Sound Parkway NW, Suite 300
Boca Raton, FL 33487-2742
This book contains information obtained from authentic and highly regarded sources. Reasonable efforts
have been made to publish reliable data and information, but the author and publisher cannot assume
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vii
viii Contents
xi
Acknowledgments
We thank Dr. Marc Bernstein for giving his approval to write this book. We thank
Dr. William Herzog and Dr. Mordechai Rothschild for discussions regarding this
work. We thank Dr. Antonio Sanchez-Rubio and Dr. Marion Reine for their com-
ments on this work. We thank Peter O’Brien for providing data on high-reflection
(HR) coatings, and cold and hot mirrors. We thank Dr. Alan DeCew for provid-
ing information regarding the Hubble Space Telescope. We thank Applied Physics
Letters, Hamamatsu, Nature, RP Photonics, and Wiley-VCH for permission to repro-
duce Figures 8.2, 8.3, 8.5, 8.6, 9.4, and 9.5. We thank Edmund Optics, First Sensor,
ISP Optics, Melles Griot, Newport Corporation, Nikon, Perkin-Elmer Corporation,
Schott Advanced Optics, Semrock, Sustainable Supply, Thorlabs, Vision Tech
Systems, and Wikipedia for the use of their online data. We thank Casey Reed and
Tara Alavi for drafting many of the figures.
xiii
Authors
Roshan L. Aggarwal retired from Massachusetts Institute of Technology (MIT),
Cambridge, Massachusetts, effective April 1, 2016 after 51 years of service. He is
currently working as Part-Time Flexible Technical Staff in Chemical, Microsystem,
and Nanoscale Technologies (Group 81) at MIT Lincoln Laboratory. Previously, he
was Technical Staff at MIT Lincoln Laboratory for 30 years (1986–2016); Senior
Research Scientist, MIT Physics Department for 12 years (1975–1987); Associate
Director, MIT Francis Bitter National Magnet Laboratory for 7 years (1977–1984);
and Technical Staff, MIT Francis Bitter National Magnet Laboratory for 12 years
(1965–1977).
xv
1 Lenses
1.1 INTRODUCTION
The earliest known lenses date back to 750 BC, and were made from polished
crystal, often quartz. One such example of an ancient lens in the collection of the
British Museum (#90959) was ground and polished with one plane surface and one
slightly convex surface. Lenses are commonly used as magnifiers for viewing small
objects. Lenses are also used in optical systems such as binoculars, cameras, eye-
glasses, microscopes, telescopes, and other optical systems. For additional informa-
tion on lenses, the following books are recommended: Fowles (1975); Hecht and
Zajac (1974); Jenkins and White (1976).
There are six types of lenses: biconvex, plano-convex, positive meniscus, negative
meniscus, plano-concave, and biconcave, as shown in Figure 1.1.
We now consider a biconvex lens of refractive index n, diameter D, focal length f,
front focal length f F, and back focal length f B located in a medium of refractive index
of 1.0 (vacuum or air). Figure 1.2 shows a thick lens with radii of curvature R1 and R2
for the two lens surfaces, and center thickness tC.
The optical axis of the lens (C2C1) intersects the two surfaces of the lens at points
V1 and V2. V1V2 is equal to tC. C1 and C2 denote the centers of curvature of the two
lens surfaces. V1C1 is equal to R1. V2C2 is equal to R2. F1 and F2 denote the front and
back focal points of the lens. H1 and H2 denote the primary and secondary principal
planes, respectively. An object ray, propagating parallel to the optical axis to the
right, is considered to continue through the lens up to the principal plane H2 and
then passes through the back focal point F2. The distance F1H1 or H2F2 is equal to
the focal length f. The distance F1V1 is equal to the front focal length f F. The distance
V2F2 is equal to the back focal length f B. The distances V1H1 and V2H2 are given by
(Fowles 1975).
n −1
V1 H1 = δ1 = − ftC (1.1)
nR2
n −1
V2 H2 = δ2 = − ftC (1.2)
nR1
Distances V1C1, V2C2, V1H1, V2H2, F1H1, and H2F2 are positive if they point to the
right, and negative if they point to the left. As shown in Figure 1.2, R1 is positive, R2 is
negative, δ1 is positive, and δ2 is negative. The edge thickness of the lens is given by
D2 1 1
t E ≈ tC − − (1.3)
8 R1 R2
1
2 Introduction to Optical Components
R1 R2
Optical axis
C2 F1 V1 H1 H2 V2 F2 C1
tC
1 1 1 ( n − 1) tC
= ( n − 1) − + (1.4)
f R1 R2 nR1R2
fF = f − δ1 (1.5)
f B = f + δ2 (1.6)
Effective focal length of a combination of two thin lenses of focal lengths f1 and f2
separated by a distance d is given by
1 1 1 d
= + − (1.7)
f f1 f 2 f1 f 2
Lenses 3
Back focal length for this combination of the two lenses is given by
d
f B = f 1 − (1.8)
f1
d
L ff2 = f (1.9)
f1
Figure 1.3 shows a plane parallel beam of light incident upon a biconvex lens.
All the light rays pass through the focal spot and then diverge. The diameter of the
focal spot is determined by the diffraction of light and the quality of the lens. For a
perfect lens, the back focal spot F2 consists of a bright spot known as the Airy disc,
which is surrounded by rings. Eight-four percent of the light goes into the Airy disc
and 16% into the rings. The diameter of the Airy disc is equal to 1.22f λ/D, where
λ is the wavelength of light and D is the diameter of the lens. For an f/1.0 perfect
lens (f# = f/D), the diameter of Airy disc is equal to 0.61 μm for λ equal to 0.5 μm.
Because of the aberrations of the lens, the size of the focal spot for a real lens is
larger than that for the perfect lens.
Figure 1.4 shows a plane parallel beam of light incident upon a biconcave lens. In
this case, the light rays diverge upon exiting the lens and appear to be coming from
a virtual focal spot, which is located on the left-hand side of the lens.
H1 H2
Optical
axis F1 F2
H1 H2
Optical axis
F1
1.2 MATERIALS
The optical properties of a material are determined by the values of its optical con-
stants n and κ, where n is the refractive index and κ is the extinction coefficient.
The absorption coefficient α is given by
4πκ
α= (1.10)
λ
A lens material should have negligible value of α (<1 × 10−6/μm). Table 1.1 lists
wavelengths for negligible values of α for some materials.
Dispersion of n is given by the Sellmeier equation
TABLE 1.1
Wavelengths for Negligible Values of α
Material FS BK7 CaF2 BaF2 Ge
Wavelengths 0.2–2.5 μm 0.4–2.5 μm 0.2–7 μm 0.2–9 μm 3–10 μm
Spectral region UV, VIS, NIR VIS, NIR UV, VIS, NIR, IR UV, VIS, NIR, IR IR
Note: UV, VIS, NIR, and IR denote ultraviolet, visible, near-infrared, and infrared, respectively.
TABLE 1.2
Sellmeier Coefficients for FS, BK7, CaF2, BaF2, and Ge
Material B1 B2 B3 λ12 (μm2) λ22 (μm2) λ32 (μm2)
FS 0.696166 0.407943 0.897479 0.004679 0.013512 97.93400
BK7 1.039612 0.231792 1.010470 0.006001 0.020018 103.5607
CaF2 0.337601 0.701105 3.847815 0.000000 0.008775 1200.2
BaF2 1.006307 0.143786 3.788478 0.000057 0.017520 2131.8
Ge 14.75875 0.235256 −24.8823 0.188619 1.593803 1695204
Lenses 5
The values of R for FS, BK7, CaF2, and BaF2 at 0.55 μm are 3.5%, 4.3%, 4.3%, and
5.3%, respectively. The value of R for Ge at 3.0 μm is 36%. Lenses are antireflection
(AR) coated to reduce the reflection loss. The AR coatings are usually broadband
coatings. The AR coatings for specific wavelengths have a lower value of R than
those for the broadband coatings.
1.3 IMAGING
Lenses are used for imaging applications. The image of an object, located at a dis-
tance so from a lens of focal length f, as shown in Figure 1.5, is obtained at a distance
si given by
1 1 1
= − (1.13)
si f so
Object and image distances are measured from the principal planes H1 and H2,
respectively. Image distance si is positive if the image is to the right of the lens.
Magnification M of the image is given by
li s
M= =− i (1.14)
lo so
where li and lo are the lengths of the image and object, respectively. An image of an
object formed by a lens, or combination of lenses, can be obtained by tracing the rays
from the object through the lens (or lenses) using Snell’s law. There are commercial
software programs, such as Zemax, available for ray tracing.
1.4 ABERRATIONS
An object’s image may not be a scaled replica of itself due to aberrations of the
lens. There is chromatic aberration and five monochromatic aberrations, which are
discussed in the following sections. Strehl ratio is a measure of the quality of the
image. The Strehl ratio has a value between 0 and 1; an unaberrated image has a
Strehl ratio of 1.
Object
l0
F2 Image
F1 li
so si
∆f ∆n
=− (1.15)
f n −1
where Δn is the change in n over the spectral bandwidth Δλ. A combination of two
lenses of different materials in contact with each other could result in a lens of
zero chromatic aberration. Such a lens is called an achromatic doublet. The focal
lengths of the two lenses of an achromatic doublet of focal length f are given by
(Fowles 1975)
∆
f1 = f 1 − 1 (1.16)
∆2
∆
f 2 = f 1 − 2 (1.17)
∆1
where
1 dn1
∆1 = (1.18)
( n1 − 1) dλ
1 dn2
∆2 = (1.19)
( n2 − 1) dλ
It is also possible to design an achromatic doublet using two lenses of the same
material of focal lengths f1 and f2 separated by a distance d. It can be shown that an
achromatic doublet is obtained if d is given by (Jenkins and White 1976)
1
d= ( f1 + f2 ) (1.20)
2
the spherical aberration depends on the shape of the lens. The shape factor is given
by (Jenkins and White 1976)
R2 + R1
q= (1.21)
R2 − R1
θ3
sin θ = θ − (1.22)
6
Longitudinal spherical aberration (LSA) for a collimated ray incident upon the lens
of focal length f at height h from the optical axis is given by
h2 n+2 2 n3
LSA ≅ q − 4( n + 1)q + (3n + 2)( n − 1) + (1.23)
8 fn( n − 1) n − 1 n −1
Value of q for the minimum spherical aberration is obtained from Equation 1.23 as
2( n2 − 1)
qmin = (1.24)
n+2
Value of qmin for n = 1.5 is 0.71, which is close to the value of 1.0 for q for a plano-
convex lens with the first surface being convex. Spherical aberration may be further
reduced using aspherized lens surfaces.
1.4.3 Coma
Coma derives its name from the pear-shaped comet-like appearance of the image of
an off-axis point object located at a very large distance compared to the focal length
of the lens. Assuming that the lens is free of spherical aberration, rays in the vicin-
ity of the central ray form a sharp point image at A in the focal plane. On the other
hand, rays from zones of increasing h form an image on a circle of increasing radius,
as shown in Figure 1.6.
Radius of a comatic circle is given by (Jenkins and White 1976)
jh3 3(2n + 1) 3( n + 1)
Cs = 3
p+ q (1.25)
f 4n 4n( n − 1)
where:
j is the distance of the sharp point image A from the optical axis
h is the radius of the incident rays on the lens
p is the position factor defined by
2f 2f
p= −1 = 1−
so si (1.26)
8 Introduction to Optical Components
j
Optical
axis
Image plane
A lens will be free from comatic aberration for a distant off-axis point object, which
corresponds to the value of −1 for p, if shape factor q is given by
(2n + 1)( n − 1)
q= (1.27)
n +1
Value of q is 0.80 for n = 1.5. This shows that a lens designed for no coma will have
spherical aberration close to its minimum.
1.4.4 aStigmatiSm
Astigmatism is a monochromatic third-order aberration, which arises when a point
object lies an appreciable distance from the optical axis of the lens. An astigmatic
lens produces two line images of an off-axis point object. One of these line images
lies in the tangential plane, which contains the optical axis and the point object. The
other line image lies in the sagittal plane, which is perpendicular to the tangential
plane, as shown in Figure 1.7. The tangential image plane is closer to the lens than
the sagittal image plane.
Tangential T
plane
y
ef ra
Chi
Object Optical axis
F2
FIGURE 1.7 Two line images of an off-axis point object formed by an astigmatic lens.
Lenses 9
S
T
Ch
ief
ray
Optical
axis F2
y
ef ra
Chi
FIGURE 1.8 Tangential and sagittal image planes for an off-axis point object.
Figure 1.8 shows that the separation between the tangential and sagittal image
planes increases with the distance of the point object from the optical axis. The two
image surfaces coincide for paraxial rays. The astigmatism is approximately propor-
tional to the focal length of the lens as given below:
( si ) S − ( si )T ≈ f sin 2 φ (1.28)
where:
(si)S and (si)T are the image distances in the sagittal and tangential planes, respec-
tively, and
ϕ is the angle of incidence of the chief ray measured at the point of incidence on
the lens.
Astigmatism does not depend upon the shape of the lens. This is in contrast to spheri-
cal aberration and coma, both of which depend upon the shape of the lens. A second
form of astigmatism occurs when the optical system is not symmetric about the opti-
cal axis. This may be due to manufacturing errors in the surfaces of the lens.
Astigmatism is well illustrated by looking at the image of a spoked wheel with
its center located on the optical axis and in a plane perpendicular to the optical axis
(parallel to the plane of the lens), as shown in Figure 1.9 (Jenkins and White 1976).
Rim is in focus in the tangential T image plane while spokes are in focus in the
sagittal image plane p. S. An off-axis point object is imaged in the sagittal focus as a
line parallel to the spokes. An off-axis point object is imaged in the tangential plane
as a line parallel to the rim. That is why the spokes of the wheel are in focus in the
sagittal plane and the rim is in focus in the tangential plane.
x2
∆z = (1.29)
2nf
where:
z is the coordinate along the optical axis of the lens
x is the coordinate in the image plane
The Petzval surface does not depend upon the shape of the lens. For a two-lens sys-
tem, the Petzval surface can be made planar if
n1 f1 + n2 f 2 = 0 (1.30)
where:
n1 and n2 are the refractive indices
f1 and f2 are the focal lengths of the two lenses
Let us consider the case of two lenses separated by a distance d. If n1 = n2 and f1 = −f2
then Equation 1.30 is valid. In this case, the Petzval surface for the combination of the
two lenses will be planar and the combination will have a finite positive focal length
given by
f12
f = (1.31)
d
1.4.6 diStortion
In the absence of spherical aberration, coma, astigmatism, and field curvature, each
point on a planar object would be sharply focused on a planar image plane. However,
the image would be distorted if the transverse magnification MT were not uniform
over the entire field of view. There are two forms of distortion: (1) barrel distortion,
which results when the magnification decreases toward the edges of the field of view;
and (2) pincushion distortion, which results when the magnification increases toward
Lenses 11
FIGURE 1.10 (a) Object, (b) pincushion distortion, and (c) barrel distortion.
the edges of the field of view. The increase (decrease) of magnification for pincush-
ion (barrel) distortion varies quadratically with radial distance. These two forms of
distortion are shown in Figure 1.10 for a wire screen.
1.5 MAGNIFIER
A magnifier is a positive lens, which provides a magnified image of an object on the
retina of the eye rather than that obtained with the unaided eye. The angular mag-
nification of the magnifier is the ratio of the angle θ′ subtended by the image to the
angle θ subtended by the object. The magnification of the magnifier is specified by
(Jenkins and White 1976)
θ′ 25 25
M= = +1 ≈ (1.32)
θ f f
Eye
Object
lens
θ Axis
25 cm Retina
li Eye
θ′ lens
Axis
s0 < f
Magnifier Retina
25 cm
FIGURE 1.11 Angles θ and θ′ subtended by the object at the unaided eye and that of the
image of the magnifier.
12 Introduction to Optical Components
Here 25 cm is the standard near point, which is called the distance of most dis-
tinct vision, and f is the focal length of the magnifier in units of cm. A magnifier with
a focal length of 2.5 cm is marked 10x and another with a focal length of 5 cm will
be marked 5x.
1.6 OBJECTIVES
Objective lenses are used to collect light from the object and then focus the light
to form a real image. Objective lenses are used in cameras, microscopes, and tele-
scopes. The microscope objective has a very short focal length. The magnification
of the microscope objective typically ranges from 4x to 100x. The telescope objec-
tive has a relatively large focal length (several inches to tens of inches). The light
collection of the telescope objective is proportional to the square of the diameter
of the objective. The world’s largest refracting telescope is located at the Yerkes
Observatory in Wisconsin Bay, Wisconsin, US. The diameter and focal length of the
Yerkes objective are 1.02 m and 19.4 m, respectively.
1.7 EYEPIECES
An eyepiece is used to magnify the image created by the objective lens in a micro-
scope, telescope, or other optical devices such as binoculars. The eyepiece is so
named because it is close to the eye in the optical device. The eyepiece can be a
single lens, but usually consists of several lenses to reduce the aberrations of the
image. Also, the component lenses of the eyepiece are AR-coated to improve its
transmittance. The angular magnification of the eyepiece is specified in the same
way as for the magnifier. The overall magnification of a microscope MM is a product
of the linear magnification MO of the objective and angular magnification of the
eyepiece ME. Hence MM is given by
M M = MO M E (1.33)
Assuming values of 100 for MO and 10 for ME, the value of MM will be equal to 1000,
which allows the observation of submicron-sized objects. The magnification MT of a
telescope is defined as the ratio of the angle subtended at the eye by the final image
and the angle subtended at the eye by the object itself. MT is given by
fO
MT = (1.34)
fE
where fO and f E are the focal lengths of the telescope objective and eyepiece, respec-
tively. A telescope with an objective of 5 m focal length and an eyepiece of 5 cm
focal length will have a magnification of 100.
Exploring the Variety of Random
Documents with Different Content
five thousand three hundred canons, and we asked what revenues
they had. He said that they were very little for so many; and we
said, since the revenues are so small, why were there so many
canons. He told us that at the beginning of that church there were
not many, but that afterwards they had increased, because all the
sons of canons, and as many as descended from them, remained
canons, and the fathers each taught their sons, and so they had
been increased in number, and that this happened in the King’s
churches, and that frequently Prester John diminished them, when
he set up a church in a new country, and sent to fetch canons from
these churches, as he had ordered two hundred canons to be taken
away to the church of Machan Celace,[106] and that in this valley
there were eight churches, and there would be in them fully four
thousand canons, and that the Prester took canons from here for the
new churches, and also for the churches at court, because otherwise
they would eat one another up.
Cap. lviii.—Ofthe mountain in which they put the sons of the Prester
John, and how they stoned us near it.
The above mentioned valley reaches to the mountain where they
put the sons of the Prester John. These are like banished men; as it
was revealed to King Abraham, before spoken of, to whom the
angels for forty years administered bread and wine for the
sacrament, that all his sons should be shut up in a mountain, and
that none should remain except the first born, the heir, and that this
should be done for ever to all the sons of the Prester of the country,
and his successors: because if this was not so done there would be
great difficulty in the country, on account of its greatness, and they
would rise up and seize parts of it, and would not obey the heir, and
would kill him. He being frightened at such a revelation, and
reflecting where such a mountain could be found, it was again told
him in revelation to order his country to be searched, and to look at
the highest mountains, and that mountain on which they saw wild
goats on the rocks, looking as if they were going to fall below, was
the mountain on which the princes were to be shut up. He ordered it
to be done as it had been revealed to him, and they found this
mountain, which stands above this valley, to be the one which the
revelation mentioned, round the foot of which a man has to go a
journey of two days; and it is of this kind: a rock cut like a wall,
straight from the top to the bottom; a man going at the foot of it
and looking upwards, it seems that the sky rests upon it. They say
that it has three entrances or gates, in three places, and no more; I
saw one of these here in this country, and I saw it in this manner.
We were going from the sea to the court, and a young man, a
servant of the Prester, whom they call a calacem, was guiding us,
and he did not know the country well; and we wished to lodge in a
town, and they would not receive us; this belonged to a sister of
Prester John. The night had not yet advanced much, and he began
travelling, telling us to follow him, and that he would get us
lodgings. And because he travelled fast on a mule, and on a small
path, I told one Lopo da Gama to ride in sight of the calacem, and
that I would keep him in sight, and the ambassador and the other
people would ride in sight of me. And the night closed in when we
were quite a league from the road towards the mountain of the
princes, and there came forth from all the villages so many people
throwing stones at us, that they were near killing us, and they made
us disperse in three or four directions. The ambassador had
remained in the rear, and he turned back, and others who were
about in the middle of the party started off in another direction; and
some one there was who dismounted from his mule and fled in
panic.[107] Lopo da Gama and I could not turn back, so we went
forward and reached another town, which was still better prepared,
on account of the noise which they heard behind in the other towns.
Here many stones rained upon us, and the darkness was like having
no eyes. In order that they might not throw stones at me by hearing
the mule’s steps, I dismounted and gave the mule to my slave. God
was pleased that an honourable man came up to me, and asked me
who I was. I told him that I was a gaxia neguz, that is to say, a
king’s stranger. This man was very tall, and I say honourable,
because he treated me well; and he took my head under his arm, for
I did not reach any higher, and so he conducted me like the bellows
of a bagpipe player, saying, Atefra, atefra, which means “Do not be
afraid, do not be afraid.” He took me with the mule and the slave,
until he brought me into a vegetable garden which surrounded his
house. Inside this garden he had a quantity of poles stuck up one
against another, and in the midst of these poles he had a clean
resting place like a hut, into which he put me. As it seemed to me
that I was in safety, I ordered a light to be lit; and when they saw
the light they rained stones on the hut, and when I put out the light
the stone throwing ceased. The host, as soon as he left me,
returned at the noise, and then remained an hour without coming.
Whilst he was away, Lopo da Gama heard me, and broke through
the bushes,[108] and came to me. On this the host came and said,
“Be quiet, do not be afraid,” and ordered a candle to be lit, and to
kill two fowls; and he gave us bread and wine and a hospitable
welcome, according to his power. Next day, in the morning, the host
took me by the hand and led me to his house, as far as a game of
ball, where there were many trees of an inferior kind, and very thick,
by which it was concealed as by a wall; and between them was a
door, which was locked; and before this door was an ascent to the
cliff. This host said to me: “Look here; if any of you were to pass
inside this door, there would be nothing for it but to cut off his feet
and his hands, and put out his eyes, and leave him lying there; and
you must not put the blame on those who would do this, neither
would you be in fault, but those who brought you hither: we, if we
did not do this, we should pay with our lives, because we are the
guardians of this door.” Lopo da Gama, I, and the calacem then at
once mounted and rode down to the road, which was below us, a
good league off, and we found that none of our party had passed
by; and vespers were over, and yet we had not come together.
Cap. lix.—Of the greatness of the mountain in which they put the sons
of Prester John, and of its guards, and how his kingdoms are
inherited.
The manner they have of shutting up these sons of the kings.
Until this King David Prester John, all had five or six wives, and they
had sons of them or of most of them. By the death of the Prester,
the eldest born inherited; others say that he who appeared to the
Prester the most apt, and of most judgment, inherited: others say
that he inherited who had the most adherents. Of this matter I will
say what I know by hearing it from many. The King Alexander, the
uncle of this David, died without a son, and he had daughters, and
they went to the mountain and brought out from it Nahu his brother,
who was father of this David. This Nahu brought with him from the
mountain a legitimate son, who was, they say, a handsome youth,
and a good gentleman, but of a strong temper. After that Nahu was
in the kingdoms, he had other wives, of whom he had sons and
daughters, and at his death they wished to make king that eldest
son who had come from the mountain with his father; and some
said that he was strong in temper, and would ill-treat the people.
Others said that he could not inherit because he had been born as in
captivity, and outside of the inheritance. So they set up as king this
David who now reigns, and who at that time was a boy of eleven
years of age. The Abima Martos told me that he and the Queen
Helena made him king, because they had all the great men in their
hands. Thus it appears to me, that beyond primogeniture, adherence
enters into the question. Other sons of Nahu, who were infants,
remained with the eldest who had come from the mountain with his
father, and they took them all back to the said mountain, and so
they do with all the sons of the Prester from the time of that King
Abraham until now. They say that this mountain is cold and
extensive, and they also say that the top of it is round, and that it
takes fifteen days to go round it;[109] and it seems to me that may
be so, because on this side, where our road lay, we travelled at the
foot of it for two days; and so it reaches to the kingdoms of Amara
and of Bogrimidi, which is on the Nile, and a long way from here.
They say that there are on the top of this mountain yet other
mountains which are very high and contain valleys: and they say
that there is a valley there between two very steep mountains, and
that it is by no means possible to get out of it, because it is closed
by two gates, and that in this valley they place those who are
nearest to the king, that is to say, those who are still of his own
blood, and who have been there a short time, because they keep
them with more precaution. Those who are sons of sons, and
grandsons, and already almost forgotten are not so much watched
over. Withal, this mountain is generally guarded by great guards,
and great captains; and a quarter of the people who usually live at
the court are of the guards of this mountain and their captains.
These captains and guards of the mountain who are at court, lodge
apart by themselves, and no one approaches them, nor do they go
near others, so that no one may have an opportunity of learning the
secrets of the mountain. And when they approach the door of the
Prester, and he has to receive a message or speak to them, they
make all the people go away, and all other affairs cease whilst they
are speaking of this.
Cap. lx.—Of the punishment that was given to a friar, and also to
some guards, for a message which he brought from some princes
to the Prester; and how a brother of the Prester and his uncle
fled, and of the manner in which they dealt with them.
With regard to the matter of these princes, I saw this: they
brought here a friar who was about thirty years old, and with him
quite two hundred men. They said that this friar had brought a letter
to the Prester John from one of the princes of the mountain, and
these two hundred men were guards of the same mountain. They
flogged this friar every two days, and they also flogged these men,
distributing them in two parties. On the day they flogged the friar,
they flogged half of the guards, and they always began with the
friar, then all the others were always in sight of one another, and
each time they put questions to the friar, who gave him that letter,
for whom, and if he had brought more letters, and what monastery
he belonged to, and where he had become a friar, and where he had
been ordained for mass? The wretched friar said that it was sixteen
years since he had come out of the mountain, and that they had
then given him that letter, and that he had never returned there, nor
had dared to give the letter except now; that sin had caught him
(and this might be the truth, because in this country they are not
accustomed to put in a letter the year, nor the month, nor the day).
To the guards they did not put any other question, except how had
they let this friar get out. The manner of flogging is this: they throw
the man on his stomach, and fasten his hands to two stakes, and a
rope to both feet, and two men both pulling at the rope; there are
also two as executioners to strike one at one side and the other at
the other; and they do not always strike the flogged man, many
blows fall on the ground, because if they hit him every time, he
would die there, so severe is the flogging, and of this company I saw
a man taken away from the flogging, and before they could cover
him with a cloth he died. Immediately they informed the Prester
John of it, because these justices are done before his tents, and he
ordered the dead man to be taken back to where he had been
flogged, and those who were to be flogged afterwards he ordered to
put their heads on the feet of the dead man. This justice lasted two
weeks, for this regularity of flogging the friar every two days never
ceased, and half the guards after him; except Saturdays and
Sundays, on which days justice was not done. It was the common
fame and report through all the court that this friar had brought
letters to the Portuguese from the princes of the mountain that we
might take them out of it, and we were innocent of this, and I
believe the friar was in the same case.
But in the days and time that we were there, a brother of the
Prester John, a youth (as they said) of sixteen years of age, fled
from the mountain, and came to the house of his mother, a queen,
who had been wife of Prester John, and on account of the pain of
death that here falls on whoever takes in a prince from the
mountain, the mother would not take in her son, but had him
arrested and taken to Prester John.[110] They said that he asked his
brother why he fled, and that he answered that he was dying of
hunger, and that he had not come except for the purpose of relating
this to him, since no one would bring this message to him. They said
that the Prester John dressed him richly, and gave him much gold,
and silk stuffs, and ordered him to return to the mountain. They also
said generally in this court that he only fled in order to go away with
the Portuguese. With regard to this individual who thus fled and was
sent back to the mountain, when we, and this ambassador who is
going to Portugal, were at Lalibela, where the rock churches are,
and he was going to take possession of the lordship of Abrigima,
which Prester John gave him, there came that way a calacem with
many people, and he brought as a prisoner this brother of the
Prester; and he and his mule were covered with dark cloths, so that
nothing of him appeared, and the mule only showed its eyes and
ears. The messengers said that this man had run away in the habits
of a friar in company with a friar, and that this friar, his companion,
had discovered him the day on which they left the lands of Prester
John, and had caused him to be arrested, and so the friar himself
brought him a prisoner. They did not allow any person to approach
or speak to this brother of Prester John, except two men, who went
close to the mule. Everybody said that he would die, or that they
would put out his eyes. I do not know what became of him. Of
another we heard say (and he is still alive) that he had attempted to
fly from the mountain, and that in order to get away he had made
himself into a bush, that is, covered himself with many boughs; and
some cultivators who were at their tillage saw the said bush move,
and went to see what it was, and finding a man they took him
prisoner, and the guards, as soon as they had him in their power, put
out his eyes. They say that he is still alive, and that he is an uncle of
this Prester John. They relate that there are in this mountain a great
multitude of these people, and they call them Ifflaquitas, or sons of
this Israel, or sons of David, like the Prester John, because all are of
one race and blood. There are in this country (as they say) many
churches, monasteries, priests, and friars.[111]
Cap. lxi.—In what estimation the relations of the Prester are held, and
of the different method which this David wishes to pursue with
his sons, and of the great provisions applied to the mountain.
In this country Prester John has no relation of his own, because
those on the mother’s side are not held or reckoned or named as
relations; and those on the father’s side are shut up and held to be
dead, and although they marry and have children, as they say that
they have an infinite number of sons and daughters, yet none of
them ever comes out of the mountain, except, as has been
mentioned before, if the Prester dies without an heir, then they bring
out from it his nearest relation, and the most fit and proper. It is said
that some women go out to be married outside, and they are not
held to be relations, nor daughters nor sisters of the Prester,
although they are so: they are honoured so long as their father or
brother lives, and as soon as these die they are like any other ladies.
I saw, and we all saw, at the court, a lady who was daughter of an
uncle of this Prester, and although she still went about with an
umbrella,[112] she was much neglected. We knew a son of hers who
was as ill-treated as any servant, so that in a short time his lineage
died and remained without any mention of being related to the king.
This King David Prester who now reigns, had at our departure two
sons; they said that he gave them large settled estates or
dotations[113] of large revenues assigned to them. They showed to
me in what part one of them had extensive lands. But the general
voice was that as soon as the father should close his eyes, and that
one of them should be made king, that the others would go to the
mountain like their predecessors, without taking anything with them
except their bodies. I also heard say that the third part of the
expenses of the Prester were made for these princes and Ifflaquitas,
and that this Prester dealt better with them than his predecessor
had ever done; and that, beside the large revenues which were
appropriated to them, he sent them much gold and silks and other
fine cloths, and much salt, which in these kingdoms is current as
money. And when we arrived and gave him much pepper, we
learned for certain that he sent them the half of it; and he sent word
to them to rejoice that the King of Portugal, his father, had ordered a
visit to be paid to him, and had sent him that pepper. We also knew
for certain, and by seeing it in many parts, that Prester John has in
most of his kingdoms large tillages and lands, like the King’s
lands[114] in our parts. These lands, or king’s patrimony, are
ploughed and sown by his slaves, with his own oxen. These have
their provisions and clothes from the king, and they are more free
than any other people, and they are married, and they proceed
originally[115] from slaves, and they intermarry. Of all the tillage that
is near the mountain, most of it goes there, and the rest to
monasteries, churches, poor people, and principally to poor and old
gentlemen who once have held lordships and no longer hold them:
and he twice ordered some of this bread to be given to us
Portuguese, that is to say, once in Aquaxumo five hundred loads,
and another time another five hundred in Aquate, and of this tillage
he has nothing for himself, neither is any of it sold, and all is spent
and given, as has been said.
Cap. lxvi.—How the Prester John went to the burial of Janes Ichee of
the monastery of Brilibanos, and of the election of another Ichee,
who was a Moor.
On Wednesday, the 3rd of October, we travelled through plains
not very far removed from the edge of the rocks and ravines, and
we went to sleep on the rock itself opposite the monastery which is
named Brilibanos.[132] I saw the Prester John go to this monastery
three times. The first was to the burial of the head[133] of the
monastery, who was named Janes, in our language Joannes, and the
title of his prelacy was Ichee.[134] This Ichee of this monastery is the
greatest prelate there is in these kingdoms, exclusive of the Abima
Marcos, who is over all. And the Prester also went in the month in
which they hold the funereal memorial which they call tescar.[135] He
also went there at the end of forty days after the death of the said
Ichee to choose and appoint another. They said that the deceased
was a holy man, and that in life he had worked miracles, and
therefore the Prester went to his burial and funereal memorial.
There was among us a Portuguese, a native of Lisbon, by name
Lazaro d’Andrade, who was a painter, and he lost his sight; the
Prester sent to tell him to go to the tomb of this deceased man, and
to wash with good faith, and that he would receive health: he went
there and returned as he went. He whom they made Ichee was also
held to be a man of holy life, and he had been a Moor. As he was
much my friend, he related to me all his life, and told me that when
he was in his sect he heard a revelation, which said to him: You are
not following the path; go to the Abima Marcos, who is head of the
priests of Ethiopia, and he will teach you another path. Then he
came to the Abima Marcos, and related to him what he had heard,
and the Abima Marcos had made him a Christian, and had taught
him, and held him as a son: and therefore the Prester took this friar
who had been a Moor for governor of this monastery, and he bears
the name of Jacob. This Jacob also acquired the Portuguese
language, and we both understood one another very well, and he
wrote in his own handwriting the Gloria of the Mass, and the Creed,
and Paternoster, and Ave Maria, and Apostles’ Creed, and the Salve
Regina, and he knew it in Latin as well as I did. He also wrote out
the Gospel of St. John, and all very well ornamented. This Jacob
now remained Ichee in this monastery. Ichee means prior or abbot,
and in the Tigray language, which is in the kingdoms of the
Barnagais and of Tigrimahom, they say Abba for the principal father;
and for the prior of the cloister who is below him, they say that
there was (as I have before written) in this language a prior of the
cloister who is called Gabez.[136] In the time when this happened, it
was not when we were travelling, but another time when the court
came here and stayed at a distance of a league and a half from the
said monastery in a very large plain, because the monastery lies in
the very deep ravine where we passed through the gates.
Returning to our journey; Thursday and Friday, we also travelled
through plains, and not at any distance from those ravines; and we
came to stop at some small houses almost under the ground. They
make them in that way on account of the winds; because it is all a
plain without any shelter, they also make the cattle folds
underground, that the cows may be sheltered from the wind. Here
there live dirty and ill clad people, they breed numerous cows,
mares, mules, and fowls. Around these hamlets were the strongest
and best crops of barley that we had yet seen, but there were few of
them. In the tilled fields, in many places they sow three or four
bushels[137] of seed in a tillage, and at the distance of a crossbow
shot from there a similar quantity, and so the land is divided,[138]
and all the villages had their sowed land scattered. There were not
as much as six alqueires of sowing for any one cultivator or
inhabitant, though the land is the best that could be mentioned,
because there is no one to put it to profit. There are many birds in
these plains, such as storks, wild ducks, water fowl, and birds of
many kinds, because there are many lagoons, and no one knows
how to catch them. This mountain is named Huaguida.
Cap. lxvii.—How we travelled for three days through plains, and of the
curing of infirmities and of the sight of the people.
Monday, the 9th of October, we travelled through plains like the
preceding ones, both of grass and tilled land, and we went to sleep
at a place named Anda. Here we ate barley bread very badly made.
So also we travelled on Tuesday through plains like those of the days
before, and we slept close to some small villages. On Wednesday we
now fell in with better land and tillage of wheat and barley, that is,
crops all the year round, one gathered and another sown. This
country is called Tabaguy; it is a very populous country, with large
towns and great breeding of all sorts of animals. There were in this
country many sick people, as of fevers, and all is left to nature, for
they do not apply any other remedy, only if they have a headache
they bleed the head itself: and if they have a stomach ache or pain
in the back or shoulders, they apply fire, as to the beasts. For fevers
they do not apply any remedy. On this Wednesday we had sight of
the tents and camp of the Prester John, and we went to sleep off
the road, as we were accustomed. On Thursday we travelled a short
distance, and also we travelled little on Friday, and went to stay
Saturday and Sunday at a small town which has a new church not
yet painted, because all are painted, but not with good work. This
church is named Auriata,[139] which means of the apostles, and they
said that it was a king’s church. The tents are about three or four
leagues from here, and from this town it is little more than half a
league to the church where the Abima Marcos was lodged. On this
Saturday and Sunday that we remained here there came to us three
mariners, who had fled from our fleet in the port of Masua, and the
friar who conducted us learning that the mariners had come to see
us, was in great ill humour at it, saying, that it was not the usage of
the country, when strange people came, for them to have
conversation with any one before speaking to the King; and with this
ill humour he returned to his tent and to his lodging. This same
Saturday the friar went to see the Abigima Marcos, and brought to
us from there a tray of raisins and a jar of very good grape wine. On
the following Sunday one of the said mariners came again to see us,
and because the friar had complained the day before of his coming,
the ambassador told the mariner to go first and speak to the friar,
and to tell him that he did not come for any bad purpose, but only
from the great friendship that he had always had with us. The friar
when he saw him ordered him to be seized and arrested, and they
wanted to put him in irons if the ambassador and we had not gone
to take him out of their hands, and with rough words, and above all
the said friar said very complainingly that we were not to speak to
any one until we had spoken to the Prester John, because such is
their custom when new people arrived.
Cap. lxx.—Of the theft which was done to us when the baggage was
moved, and of the provisions which the Prester sent us, and of
the conversation the friar had with us.
When our baggage came and was brought we began to see by
experience the warning which was given us of thieves, because on
the road they had taken by force from a servant who attended us,
four tinned copper vessels, and other four of porcelain, and also
other small kitchen articles, and because the servant had attempted
to defend himself they had given him a great wound in one leg. The
ambassador ordered him to be taken care of (of these pieces none
appeared again). As soon as we were lodged the Prester John sent
us three great white loaves, and many jars of mead and a cow. The
messengers who brought this said that Prester John sent it, and that
they would give us immediately fifty cows and as many jars of wine.
The following Saturday, the 21st day, he sent us an infinite quantity
of bread and wine, and many dainties of meat of various kinds, and
very well arranged: and the same happened on Sunday, when,
among many other dainties, he sent us a calf whole in bread, that is
to say in a pie, so well dressed that we could not get tired of it. On
Monday the friar came to us to say that if the ambassador would
give all the pepper to the Prester John, that he would order food to
be given to him and to his company, as far as Masua. And they
ceased giving us food, neither did the fifty cows nor the jars of wine
come. In the meantime they prohibited all the Franks who were in
this country from speaking to any of us: and also they told us not to
go out of our tent, that such was the custom of all those who come
to this court, until they had had speech with the king not to go forth
from their tents. We well knew later that such was their custom, and
on account of this prohibition they kept prisoner a Portuguese,
nicknamed the Sheep, who came to speak to us on the road, and
one of the Franks, saying, that they came to tell us the things of the
court. This Sheep ran away one night with his chains from the
custody of a eunuch who guarded him, and came to our tent. Next
morning they came to fetch him, but the ambassador would not give
him up, but sent the factor and the interpreter to go and ask the
Betudete from him, why he ordered Portuguese to be put in irons,
and had them so ill-treated by slave eunuchs. The Betudete
answered, saying: who had bid us come here, that Matheus had not
been to Portugal by order of the Prester John, nor of Queen Helena;
and that if the slave had cast irons on the Portuguese, that the
Portuguese should in turn cast them on the slave, and that this was
the justice of the country.
Cap. lxxi.—How the Prester moved away with his court, and how the
friar told the ambassador to trade if he wished; and how the
ambassador went to the court.
On Tuesday, 24th of October, while we were hoping that they
would send to call us to speak to the Prester, he set out on a journey
with his court to the place he had come from, which might be a
distance of two leagues. The friar came, saying on his own part, that
if he wished to go to where the King had changed his quarters, that
we should buy mules on which to carry our goods; also telling the
ambassador that if he wished to buy and sell that he might do so.
The ambassador replied to him that they had not come to be
merchants, but they came to serve God and the Kings, and to bring
Christians together. Up to this time they had said that buying and
selling was a very bad thing, and this they were doing to prove the
intentions of our people. On the following Thursday the ambassador
ordered me and Joam Gonzalvez, the interpreter, to go to the court
and to speak to the Betudete and the Cabeata. We went and we told
him those things which had been said by the friar to the
ambassador, and the said friar went with us. We did not speak to the
Cabeata, and we spoke to the Betudete in this manner. First we said
that the friar had come to tell the ambassador to buy and sell, and
that they gave him licence for that, and that the ambassador was
much amazed at this, because neither he nor his father, nor his
mother, nor ancestors bought or sold, nor had such a business; and
the same was the case with the gentlemen and persons who came
with him, and who had never been so accustomed: and that the
ambassador and those that came with him were servants in the
house and court of the King of Portugal, and that they served the
Kings in honourable services and in wars, and not in merchandise;
and besides the friar had told him to give all the pepper that
remained to the Prester John, and that he would order food to be
given him as long as we remained and until we reached the port of
Masua, from which we had set out. And to this the ambassador said
that it was not the custom of the Portuguese to eat and drink at the
cost of the feeble and poor people, but to eat and drink, and pay
with gold and silver: and because money was not current in these
kingdoms, on that account the captain-major of the King of Portugal
had given him, besides much gold and silver, much pepper and
stuffs for their expenses, that of this pepper which he had brought
for his expenditure he had already given four bales to the Prester,
and the rest he kept for what has been said: and, besides, that the
friar had told him that if he wished to come to the court he should
buy mules for his baggage. With regard to this he sent to say that
for the present he did not require mules, nor to move from where he
now was, and that when he had to depart he would buy mules. To
this the Betudete answered that the Prester had already ordered ten
mules to be given, and had they not given them? We replied that we
had not seen any such mules, only that this friar had given in the
journey three tired mules to three men that came on foot. To the
other matters he gave us no answer, but spoke of things that were
irrelevant, as, for instance, whether the King of Portugal was
married, and how many wives he had, and how many fortresses he
had in India, with many other questions beside the purpose. We also
told the Betudete, on the part of the ambassador, that if the Prester
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