Koos Grade I Schwannoma: SRS vs Observation
Koos Grade I Schwannoma: SRS vs Observation
Othman Bin-Alamer, MBBS *, Hussam Abou-Al-Shaar, MD*, Selcuk Peker, MD‡, Yavuz Samanci, MD‡, Isabelle Pelcher, BA§,
CywCX1AWnYQp/IlQrHD3i3D0OdRyi7TvSFl4Cf3VC1y0abggQZXdtwnfKZBYtws= on 12/31/2024
Sabrina Begley, BS§, Anuj Goenka, MD||, Michael Schulder, MD§, Jean-Nicolas Tourigny, MD, MSc¶, David Mathieu, MD¶,
Andréanne Hamel, BSc¶, Robert G. Briggs, MD#, Cheng Yu, PhD#, Gabriel Zada, MD, MS#, Steven L. Giannotta, MD#,
Herwin Speckter, MSc**, Sarai Palque, MD**, Manjul Tripathi, MCh‡‡, Saurabh Kumar, MS‡‡, Rupinder Kaur, BSc‡‡,
Narendra Kumar, MD‡‡, Brandon Rogowski, BS§§, Matthew J. Shepard, MD||||, Bryan A. Johnson, MD, MBA¶¶, Daniel M. Trifiletti, MD¶¶,
Ronald E. Warnick, MD##, Samantha Dayawansa, MD, PhD***, Elad Mashiach, MD‡‡‡, Fernando De Nigris Vasconcellos, MD‡‡‡,
Kenneth Bernstein, MS§§§, Zane Schnurman, MD‡‡‡, Juan Alzate, MD‡‡‡, Douglas Kondziolka, MD, MSc‡‡‡,
Jason P. Sheehan, MD, PhD ***
*Department of Neurological Surgery, University of Pittsburgh Medical Center, Pittsburgh, Pennsylvania, USA; ‡Department of Neurosurgery, Koc University School of Medicine,
Istanbul, Turkey; §Department of Neurosurgery, Donald & Barbara Zucker School of Medicine at Hofstra/Northwell, Manhasset, New York, USA; ||Department of Radiation Medicine,
Donald & Barbara Zucker School of Medicine at Hofstra/Northwell, Manhasset, New York, USA; ¶Department of Neurosurgery, Université de Sherbrooke, Centre de recherche du
CHUS, Sherbrooke, Quebec, Canada; #Department of Neurosurgery, University of Southern California, Los Angeles, California, USA; **Dominican Gamma Knife Center and Radiology
Department, CEDIMAT, Santo Domingo, Dominican Republic; ‡‡Department of Neurosurgery, Post Graduate Institute of Medical Education and Research (PGIMER), Chandigarh,
India; §§Drexel University School of Medicine, Philadelphia, Pennsylvania, USA; ||||Department of Neurosurgery, Allegheny Health Network, Pittsburgh, Pennsylvania, USA;
¶¶
Department of Radiation Oncology, Mayo Clinic, Jacksonville, Florida, USA; ##Gamma Knife Center, Jewish Hospital, Mayfield Clinic, Cincinnati, Ohio, USA; ***Department of
Neurosurgery, University of Virginia, Charlottesville, Virginia, USA; ‡‡‡Department of Neurosurgery, NYU Langone, Manhattan, New York, USA; §§§Department of Radiation Oncology,
NYU Langone, Manhattan, New York, USA
Correspondence: Jason P. Sheehan, MD, PhD, Department of Neurological Surgery, University of Virginia Health System, Box 800212, Charlottesville, VA 22908, USA. Email:
[email protected]
Received, May 08, 2024; Accepted, July 06, 2024; Published Online, November 6, 2024.
BACKGROUND AND OBJECTIVE: This investigation evaluates the safety and efficacy of stereotactic radiosurgery (SRS)
vs observation for Koos grade I vestibular schwannomas (VS).
METHODS: In a multicenter study, we retrospectively analyzed data of patients with Koos grade I VS who underwent
SRS (SRS group) or were observed (observation group). Propensity score matching was used to equilibrate demo-
graphics, tumor size, and audiometric data across groups. The outcome analyzed included tumor control, preservation of
serviceable hearing, and neurological function.
RESULTS: The study matched 142 patients, providing a median follow-up period of 36 months. SRS significantly
enhanced tumor control compared with observation, with a 100% control rate at both 5- and 8-year marks in the SRS
group vs 48.6% and 29.5% in the observation group at the same time intervals, respectively (P < .001). Preservation of
serviceable hearing outcomes between groups showed no significant difference at 5 and 8 years, ensuring a comparable
quality of auditory function (SRS 70.1% vs observation 53.4% at 5 years; P = .33). Furthermore, SRS was associated with a
reduced likelihood of tinnitus (odds ratio [OR] = 0.46, P = .04), vestibular dysfunction (OR = 0.17, P = .002), and overall
cranial nerve dysfunction (OR = 0.49, P = .03) at last follow-up.
CONCLUSION: SRS management of patients with Koos grade I VS was associated with superior tumor control and
reduced odds for cranial nerve dysfunction, while not compromising hearing preservation compared with observation.
These findings support the safety and efficacy of SRS as a primary care approach for this patient population.
KEY WORDS: Vestibular schwannoma, Stereotactic radiosurgery, Observation, Tumor control, Hearing preservation, Neurological outcomes
V
estibular schwannomas (VS), benign tumors of the ves-
Foundation; SHP, serviceable hearing preservation; SRS, stereotactic
tibulocochlear nerve, manifest with symptoms like hearing
radiosurgery; VS, vestibular schwannomas.
loss and balance issues.1,2 Their incidence, of around 2.93
cases per 100 000 people in the United States, underscores a significantly impaired patients’ quality of life. Vestibular dysfunction was
significant health concern.3 The management options for VS vary defined based on a combination of clinical symptoms (vertigo, dizziness,
from active surveillance to surgical resection and stereotactic imbalance, and nystagmus) supplemented by objective vestibular func-
radiosurgery (SRS), each tailored to the individual patient’s goals tion tests where available. Tinnitus was recorded when reported by
patients as significantly affecting their daily activities. Initial audiometric
and tumor’s characteristics.2,4,5 The debate around optimal
assessments followed American Academy of Otolaryngology-Head and
management for Koos grade I VS remains.1,6,7 Ample evidence
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function.8-11 However, others still advocate for an expectant addition to periodic clinical and audiometric re-evaluations, identifying
approach, recommending observation for patients without symptomatic patients by CN impairments or hearing decline.
symptoms, given the perceived and possible risks associated with
SRS.8,10,12-14 Using data compiled by the International Radio- Intervention and Follow-Up
surgery Research Foundation (IRRF), this study compares SRS SRS was performed in a single session using the Gamma Knife system,
and observation outcomes in patients with Koos grade I VS, leveraging contrast-enhanced MRI or computed tomography scans for
focusing on tumor control, hearing preservation, and neurological precision targeting with a multi-isocentric approach. Procedure specifics,
function, to inform patient management decisions. including dosage, were customized according to prevailing radiosurgical
standards and available technology, using stereotactic frame fixation. Follow-up
for both SRS and observation cohorts occurred semiannually for the initial 1 to
METHODS 2 years and then annually without any crossover between groups. Evaluations
included clinical assessments, radiological imaging, and audiometry.
Study Design and Population
This investigation was designed to assess the impact of SRS vs ob- Study Outcomes
servation on patients with Koos grade I sporadic VS, with a focus on The study aimed to compare SRS and observation for Koos grade I VS,
tumor control, serviceable hearing preservation (SHP), and neurological focusing on tumor control and SHP. Tumor control was evaluated by
function outcomes. Through IRRF, data were retrospectively gathered neuroimaging, defining a volumetric change <25% as stable and a
from participating centers that either implemented SRS (SRS group) or volumetric change ≥25% change as progression or regression. SHP was
followed a watchful waiting approach (observation group) for patients assessed using audiometry, with American Academy of Otolaryngology-
with Koos Grade I VS. The data were contributed by several international Head and Neck Surgery classes A or B indicating SHP and shifting to
institutions, including Koç University School of Medicine in Turkey; classes C or D signifying loss.
Donald & Barbara Zucker School of Medicine at Hofstra/Northwell in Secondary outcomes included CN dysfunction, tinnitus, and vestibular
the United States; Université de Sherbrooke in Canada; University of dysfunction, linked to tumor growth or SRS. Vestibular dysfunction as-
Southern California in the United States; CEDIMAT in the Dominican sessments encompassed clinical symptoms and, where applicable, function
Republic; Postgraduate Institute of Medical Education and Research tests. Facial weakness was measured using House–Brackmann scores.18
(PGIMER) in India; Allegheny Health Network in the United States;
Mayo Clinic in Florida, United States; Jewish Hospital/Mayfield Clinic
in the United States; and New York University Langone Health in the Statistical Analysis
United States. The data have been deposited in an IRRF institutional Medians and IQR (25th-75th percentiles) summarized continuous
database, and the authors do not plan to share the data. variables, whereas frequencies and percentages described categorical
Ethical oversight, aligned with Institutional Review Board approvals variables. The Mann–Whitney U test and the Pearson χ 2 test were used
and patient consent as necessary, was consistently applied across all sites. for continuous and categorical variables, respectively. To assess tumor
Data accuracy and privacy were rigorously maintained by IRRF repre- control, SHP, and neurological outcomes, we conducted propensity score
sentatives at each center, ensuring deidentification before transfer to the matching. Matching was performed at a 1:1 ratio without replacement
IRRF office. We ensured adherence to privacy standards and the Preferred using propensity scores for age, sex, tumor volume, pure tone average, and
Reporting Of CasE Series in Surgery guidelines for surgical case report.15 speech discrimination scores, using the “MatchIt” package in R with the
The study focused on adult (age ≥18 years) patients with a minimum “nearest” method. The quality of the match was determined by the
6-month follow-up postdiagnosis in the observation group and post-SRS absolute standardized difference. Values below 0.10 indicate a well-
in the SRS group. Patients were included during various time intervals balanced match, and values between 0.10 and 0.20 indicate a moder-
depending on when SRS was introduced to each individual center across ately balanced match. Two separate matchings were performed (1 for
the past 4 decades. Exclusion criteria were bilateral VS or neurofibro- tumor control and neurological outcomes and the other specifically for
matosis. Initial evaluations included demographic data, neuroimaging for SHP). All covariates in these matchings had an absolute standardized
tumor volume, clinical symptoms, cranial nerve (CN) deficits, and difference below 0.15. Primary end points included tumor progression
baseline audiometry. VS detection and monitoring were performed ra- and the loss of serviceable hearing, determined by the earliest MRI in-
diologically. Variables analyzed comprised demographics, neurological dicating tumor progression and the earliest audiogram showing loss of
signs, CN impairments at initial and latest follow-ups, initial tumor serviceable hearing. Kaplan–Meier curves estimated tumor control and
volume (via SRS planning software or radiological measurements), and SHP, with differences between survival functions analyzed using the log-
baseline audiometric tests. All symptoms, such as tinnitus and vestibular rank test. Five-year and 8-year rates were reported with 95% CI. A 2-
dysfunction, were documented if they emerged progressively and tailed P-value <.05 was considered significant. All statistical analyses were
performed using R software (Version 4.1.1, 2021-09-0; RStudio, Inc.; R (95% CI: 38.5%-64.1%) at 5 years, and further to 33% (95% CI:
Foundation for Statistical Computing). 22.2%-49.2%) at 8 years.
There is no significant difference in SHP rates between the
Data Availability groups (Figure 2, log-rank test, P = .75). The SRS group had SHP
Data will be made available upon reasonable request.
rates of 79.7% (95% CI: 72.4%-87.6%) at 3 years, 64.6% (95%
CI: 54.5%-76.6%) at 5 years, and 37% (95% CI: 24.8%-55.1%)
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TABLE 1. Comparison of Patient Characteristics and Outcomes Between SRS and Observation in Unmatched and Matched Cohorts
Median tumor volume, cc 0.17 (IQR, 0.10-0.26) 0.08 (IQR, 0.04-0.13) <.001
Median average dose to the cochlea 3.5 (IQR, 2.7-4.2) N/A N/A
CN V symptom 0 0
Median tumor volume, cc 0.1 (IQR, 0.08-0.16) 0.09 (IQR, 0.04-0.15) .08
Median average dose to the cochlea 3.3 (IQR, 2.5-4.1) N/A N/A
AAO-HNS, the American Academy of Otolaryngology-Head and Neck Surgery; CN, cranial nerve; PTA, pure tone average; SDS, speech discrimination scores; SRS, stereotactic
radiosurgery.
a
One patient can have multiple symptoms.
Reprinted from International Journal of Radiation Oncology*Biology*Physics, Bin-Alamer O., Abou-Al-Shaar H, Peker S., Samanci Y., et al. “Vestibular Schwannoma International
Study of Active Surveillance Versus Stereotactic Radiosurgery: The VISAS Study,” Copyright 2024, with permission from Elsevier.
DISCUSSION SRS as an effective treatment for Koos grade I VS, achieving high
tumor control while preserving neurological function.
Comparing SRS with observation for Koos grade I VS, we found
SRS superior in tumor control, with a 100% rate at 5 and 8 years vs
significantly lower rates in the observation group (48.6% at 5 years Tumor Control
and 29.5% at 8 years, P < .001). SHP rates were similar between Our matched cohort analysis demonstrated that SRS signifi-
groups, but SRS effectively reduced the worsening of CN dys- cantly improves tumor control in Koos grade I VS, achieving a
function, tinnitus, and vestibular dysfunction. These results endorse 100% control rate at both 5- and 8-year marks, compared with
TABLE 2. The Odd Ratios of End Points Comparing SRS With Observation
Matched cohorts
lower rates in the observation group (48.6% at 5 years, 29.5% at National Unit for Vestibular Schwannoma with 100 patients
8 years, P < .001). This significant difference highlights the ef- showed that those undergoing early SRS had better tumor volume
ficacy of SRS in primary VS management, aligning with previous reduction after 4 years (V4:V0 ratio of 0.87) compared with
research that supports its high tumor control rates.9,19-22 observation (1.51, P = .002), with only 2% requiring further
Régis et al22 demonstrated a 3% treatment failure rate among treatment vs 42% in the observation group.27 Nevertheless,
patients with Koos grade I VS treated with SRS, as opposed to a observation remains a considered strategy for individuals with
74% failure rate observed among patients under conservative asymptomatic and stable tumors or those contending with other
observation (P < .001). Another study detailed their experience significant medical concerns.
with SRS in 209 patients with Koos grade I VS and reported a
10-year tumor control rate of 92.1%.19 Several studies suggest Hearing Preservation
that opting for observation in cases of small VS correlates with Our analysis found no significant difference in SHP rates
tumor progression rates varying from 22% to 75% over follow-up between SRS and observation groups, consistent with the liter-
periods spanning 26–80 months, necessitating further interven- ature, suggesting that management approach—SRS or
tion in 15% to 74% of cases.22-26 A pivotal trial by the Norwegian observation—might not significantly affect hearing outcomes in
patients with small VS.9,19,28-30 Schnurman et al29 and Akpinar observation cases may directly affect auditory function, SRS poses
et al28 highlighted minimal SHP differences between SRS-treated a risk of cochlear damage through radiation, potentially exacer-
and observed patients, suggesting similar hearing preservation bating sensorineural hearing loss.9,19,28-30 Although our study did
across treatments. The potential equivalence in hearing outcomes not directly link SRS to improved SHP, literature, such as Akpinar
could be attributed to the dual effects of natural disease pro- et al,28 suggests that early SRS might benefit long-term hearing
gression and radiation exposure. While tumor growth in preservation. This indicates that the timing of SRS could be
crucial for optimal outcomes, emphasizing a strategic approach to information regarding whether any of the tumors were contin-
VS management. uingly growing before SRS. Another limitation is the lack of data
on the time from diagnosis or symptom onset to SRS procedure.
Neurological Outcomes After Intervention In addition, this study lacks data on the median and interquartile
Our study found that SRS significantly reduces neurological range for pure tone average and word recognition score at specific
impairment risks compared with observation. In unmatched time points. Expanding the study to include more participants
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cohorts, SRS was associated with lower incidence of tinnitus and extending follow-up periods would enhance the robustness of
(OR = 0.46, P = .04) and vestibular dysfunction (OR = 0.17, P = our findings.
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Gamma Knife surgery in patients with intracanalicular vestibular schwannomas.
J Neurosurg. 2010;113(Suppl):105-111. We extend our gratitude to Kimberly Diamond for her coordination efforts and
23. Sughrue ME, Yang I, Aranda D, et al. The natural history of untreated sporadic instrumental role in enhancing intersite collaboration. Author Contributions: Data
vestibular schwannomas: a comprehensive review of hearing outcomes. J Neurosurg. collection—All authors. Data analysis—OBA. Manuscript writing—OBA and
2010;112(1):163-167. JPS. Manuscript revision—All authors. Study supervision—JPS.