SSRN 3869255
SSRN 3869255
                                         Junmo Kim
                                           Professor
                              Department of Public Administration
                               Konkuk University, South Korea
                                    Phone: +82-2-450-3371
                               Email: [email protected]
                                        Ador R. Torneo
                                           Professor
                   Department of Political Science and Development Studies
                             De La Salle University, Philippines
                              Phone: +63-2-524-4611 local 570
                              Email: [email protected]
Acknowledgment:
The authors are grateful to the editorial team and the anonymous reviewers for providing valuable
comments that helped substantially improve this article. This work was supported by the Ministry
of Education of the Republic of Korea and the National Research Foundation of Korea (NRF-
2019S1A5A2A01047718). Also, this paper was written as part of Konkuk University's research
support program for its faculty on sabbatical leave in 2020.
Abstract
Introduction
       Climate change and the associated related natural disasters have been drawing the attention
of the general public, policymakers, and scientists since the 1990s. Globally, one can find
increasing severity and damage from natural disasters such as typhoons, and experts predict these
will worsen along with global warming. Although there is some common ground of understanding
their impacts, preparing for and dealing with the actual disaster events and the accompanying
damages is a challenge for the governments in many countries. The challenge is especially difficult
for developing countries like the Philippines in disaster-prone regions like the Pacific Ring of Fire.
      Like other countries in the Pacific, the Philippines is frequently affected by natural disasters
including earthquakes, volcanic eruptions, and most especially weather-related calamities like
typhoons and accompanying severe flooding and landslides. In the last two decades, its disaster
management capacity has been tested by some of the most devastating typhoons on record,
including the Category-4 Typhoon Haiyan in 2013, one of the most powerful and devastating in
recorded history that killed at least 6,300 people and caused billions in damage. In only 11 years,
the Philippines National Capital Region (NCR) has been inundated twice first by Typhoon Ketsana
that severely flooded and devastated more than 70 percent of the capital, and then again by
Typhoon Vamco in 2020. In between, it has been battered by smaller but devastating typhoons,
volcanic eruptions, and earthquakes. Government handling of these natural disasters as well as the
Covid-19 pandemic demonstrate its limited capability (Torneo, et. al., 2020).
       A significant amount of responsibility for disaster response rests on the Philippines’ National
Disaster Risk Reduction and Management Council or NDRRMC and its corresponding councils.
Its track record of inadequate response, and the frequent repeat of similar scenarios such as the
massive flooding of the capital, however, puts a serious question on the Philippine government's
disaster management capacity and its ability to prepare for, mitigate, and respond to natural
calamities. We ask then, what is it that hinders the Philippines from having adequate preparation
and mounting an adequate response to the many natural disasters it has faced in the last few
decades? Is the problem a matter of policy, structure, capacity, or does it lie elsewhere?
     In answering this question, we focus our attention on the Philippines disaster organization,
the NDRRMC. To better identify areas that need attention, we adopt a comparative approach and
examine the Philippines’s NDRRMC in contrast with the U.S. Federal Emergency Management
      We note that there are already several existing studies of disaster management in the
Philippines. For the most part, these consist primarily of case studies (e.g., Luna, 2001; Burton and
Venton, 2009; Dariagan et al, 2021; Abaya, et. Al, 2021) and general assessments of local and
national practices utilizing a variety of lenses and frameworks (e.g., Asian Development Bank,
2013; Brower, et al, 2014; Blanco, 2015; Jovita, et al, 2018). The approach of majority of these
studies has been to examine the Philippine case or sub-cases using a general lens or framework.
      We chose the U.S. FEMA and South Korea’s DSM as cases for four reasons. The first is
because these countries are also located in the Pacific Ring of Fire region and face similar natural
disasters as the Philippines. Second, the U.S. FEMA and South Korea’s DSM have better track
records of disaster response and can provide better benchmarks for the Philippines’ NDRRMC.
The third is the three countries’ administrative and organizational similarities rooted in a shared
American Public Administration that traces back to the 1950s (Torneo and Yang, 2015; Torneo,
2020). Fourth, we have done substantive work and have a deep familiarity with the three selected
countries in this study and their policies and systems more than any other. We hope that the findings
and insights that will be generated by this study will be useful to similarly situated natural disaster-
prone developing countries evaluating their disaster organizations.
      The Philippines has experienced disasters and calamities in different forms, such as typhoons,
earthquakes, and even volcanic eruptions. These disasters come at a cost, especially in terms of
      Typhoons domestically named Uring (1991) and Rosing (1995) were considered as two of
the 12 worst typhoons in the Philippines in the 1990s. Uring caused the deaths of 5,101 Filipinos,
mostly from the area of Leyte and Negros Occidental, and inflicted damages worth 1.045 million
pesos. Rosing devastated the country in 1995 with 10.829 billion pesos worth (USD 216.6 million
at USD 1 = PHP 50) of damages and 935 deaths, which mostly came from Catanduanes, Camarines
Norte, Quezon, and the Bicol Region (Typhoon2000, 2010).
      In 2006, typhoon Reming arrived at a speed of 250 km/h as it landed in the Bicol region. The
typhoon caused 720 deaths and affected 649,829 families. It also inflicted approximately 1.2
billion pesos of damages. In 2009, Typhoon Pepeng affected the Cagayan Region and Catanduanes.
According to NDRRMC (2012a), a total of 465 people died during the typhoon with a total of
27.297 billion pesos (USD 24 million) in damages across Regions 1, 2, 3, 4, and the Cordilleras.
A total of 61,689 houses were destroyed, along with a loss of 1,052.993 metric tons of crops and
1,531 damaged schools, amounting to 767.45 million pesos (USD 15.35 million).
       Typhoon Ondoy (2009) was one of the worst typhoons to hit the Philippines in the 2000s.
NCR (Metro Manila). It is known for its record-breaking flooding that submerged 70 percent of
the capital and damaged the Central and Southern Luzon regions. It caused 921 deaths and around
USD 1.15 billion in damages. Around 329.230 metric tons or 203,477 hectares of crops were lost,
and 1,382 schools and 185,004 homes were damaged. Typhoon Dante (2009), caused the second
least number of deaths (28) but it severely affected the agricultural economy of the Bicol region
as it destroyed 125 billion pesos (USD 2.5 billion) worth of rice, corn, high-value commercial
crops, fisheries, and livestock. It also affected 73,642 families, and 2,387 houses were damaged,
causing a total of 1.2 billion pesos (USD 24 million) worth of damage (NDCC, 2009).
      Typhoon Juaning (2011) was third to Ruby (2014), with the least number of deaths (75).
However, it displaced and affected 201,771 families in the area of Camarines Sur, Catanduanes,
and Albay, raising the total economic cost of damages to 2.6 billion pesos (Salaverria, 2011). On
the other hand, Typhoon Sendong that arrived in December 2011 caused 1,257 deaths and
999,946,415 pesos worth of damage (Rappler, 2011). Furthermore, 946.95 million pesos worth of
roads, bridges, and other infrastructure, 22.8 million pesos worth of health facilities, and 28.26
million pesos worth of schools were damaged, while 3,581 houses were destroyed and 8,550
partially ruined (NDRRMC, 2012b). Typhoon Pablo, which arrived in December 2012, affected
      Typhoon Yolanda, known internationally as Typhoon Haiyan is one of the strongest typhoons
ever recorded with maximum sustained winds of 235 kph, gusts of 275 kph, and a diameter of 600
km, resulted in 6,300 deaths, 1,062 missing residents, 28,688 injuries, 16,078,181 affected
Filipinos, and 89.6 billion pesos (USD 1.8 billion) worth of damages (NDRRMC, 2014). Typhoon
Juaning entered the Philippine Area of Responsibility in June 2013 and had its landfall in Masbate
and Samar Provinces. The government spent 280.37 million pesos (USD 5.61 million) on standby
funds, foods, and non-food items (NFIs), and provided service through the Department of Social
Welfare and Development (Rappler, 2013). In December 2014, typhoon Ruby entered the
Philippine Area of Responsibility but caused the least number of deaths (18). It destroyed 42,466
houses and damaged 248,204 homes, resulting in 944,239 displaced families (NDRRMC, 2014).
Table 1
       According to the Emergency Event Database (EM-DAT) of the Center for Research on the
Epidemiology of Disasters (CRED), at least 37,641 people died in the Philippines from natural
disasters from 1990 to 2021. A total of 29,619 people in the Philippines died from typhoons alone.
This is not counting those injured and the difficult-to-assess cost of damage in terms of lost homes,
livelihood, infrastructure, and other losses. While natural disasters are hard to predict, effective
disaster planning, management, and response can arguably mitigate these losses.
       Finding a framework of reference for a disaster organization in a country like the Philippines
is not an easy task. If finding a foreign best practice is a way to improve the current system in the
Philippines, it would be reasonable to find a framework for comparison. Figure 1 is our attempt to
come up with a framework for comparing the overall capability of disaster organizations across
countries. It is based on the fundamental characteristics of all organizations whose significance
has been identified in the DRRM literature e.g., (Baas et al., 2008, Fernandez et al., n.d., USAID,
2011, and OECD 2012). In this framework, we examine the four basic features of disaster
organizations in the Philippines, South Korea, and the U.S. Our examination includes: mandate,
structure, resources, and technical capacity
                 Figure 1
                 Analytical Framework for Comparing Disaster Organizations
                                                                  Technical
                           Resources                              Capacity
                                          Overall Capability of
                                          Disaster Organization
                            Organizational                         Mandate
                              Structure
Mandate
       It is vital to consider not only the mandate of the lead disaster organizations institution but
also the mandates of sectoral agencies that have complementary responsibilities, given that these
organizations are often the ones to implement the plans created by lead disaster organizations
institutions. Further, institutionalized linkages between and among government agencies, research
and knowledge institutions, CSOs, and lead disaster organizations bodies are also important
elements of a holistic disaster organizations system (Baas et al., 2008; Fernandez et al., n.d;
USAID, 2011).
Organizational structure
      Organizational structure pertains to the system that outlines how tasks, responsibilities, and
authority are allocated and activities are directed within the disaster organization. It also defines
the composition of the organization, the different positions and their corresponding responsibilities,
and the chain of command or lines of authority. Organizational structures may be described and
classified as flat, functional, divisional, matrix, or network, among others. In government agencies,
they can also be classified as centralized or decentralized.
Resources
       Effective DRRM organizations require requisite resources (Baas et al., 2008; Fernandez et
al., n.d.; USAID, 2011). These include but are not limited to: financial, human, technical, and
material resources. It includes the money, materials, personnel, equipment, and other assets that
Technical Capacity
       Technical capacity broadly defined encompass the technical knowledge and skills of
personnel as well as scientific resources and technical capability available to an organization. It
also includes the organization's ability to effectively tap and mobilize these resources to prepare
for, respond to, and perform post-disaster activities. In practical terms and the context of this study,
these include seismic and weather monitoring equipment, weather satellites, mission aircraft,
amphibious vehicles, protective gear, and other similar rescue equipment.
      Related to the discussion on resources, scientific and technical capacities are also vital in
building a culture of safety and resilience to disasters (Fernandez et al., n.d.). For instance,
scientific knowledge is needed to inform any plan for disaster risk reduction. Furthermore,
technological expertise is vital not only for risk identification, assessment, monitoring, and
forecasting but also for facilitating adequate communication with the public and among
government agencies.
        Improving risk communication at different levels and raising awareness “impact the way
people face an emergency, get prepared or take a proactive role towards risk reduction” (Fernandez
et al., n.d., p. 9). The creation of information dissemination channels and information systems such
as hazard databases will contribute to the adoption of a culture of resilience among the public.
Disaster Organizations in the Philippines, South Korea, and the United States: A
Comparison of Context
      The FEMA, a federal-level disaster response organization in the U.S., was established in
1979 and became a component of the U.S. Department of Homeland Security (U.S. DHS) in 2003.
In 1979, President Carter's Executive Order 12127 enabled FEMA to absorb the separate disaster-
related programs into FEMA. The functions absorbed by FEMA include that of the Federal
Insurance Administration; the National Weather Service Community Preparedness Program; and
the Federal Preparedness Agency of the General Services Administration; and the National Fire
Prevention and Control Administration. From the Defense Civil Preparedness Agency, it absorbed
the Civil defense responsibilities. The Department of Housing and Urban Development absorbed
the Federal Disaster Assistance Administration activities.
      The federal government and FEMA can get involved in the state- and local-level disasters in
case of emergency or major disaster. From a comparative perspective, the FEMA model is the
ultimate disaster organization model, which most countries will not be able to operate. Yet, this
model offers a direction toward which other countries working to improve their disaster
management capabilities should head up.
      South Korea suffered chronic floods each year from the 1950s until the 1970s. With
economic development, the government started investing in meteorological administration, which
has grown as the backbone institution that protects society from natural disasters, including
typhoons and earthquakes. It is still true that South Korea’s preparedness in weather and climate
change is much weaker than that of the U.S. in some areas. Several years ago, the Korea
Meteorological Administration (KMA) even invited former high-level U.S. officials in the weather
forecasting field for advice. This shows there is still room for improvement in several areas of
disaster management.
       In the research conducted by the KMA between 2002 and 2011, all industrial sectors, from
textile and construction to core manufacturing industries, acknowledged that weather and climate
information is very important to them. The problem was no sector was willing to invest in
meteorology using its budget, knowing that the investment requirement is enormous. This is where
government intervention can be justified for providing public goods-type services to protect and
reduce damages to the economy and society.
      South Korea invested heavily in its meteorological services, which included investments in
infrastructure with modern technology; various fields of scientific expertise such as
telecommunications, automated systems for data storage, processing, manipulation, and retrieval
as well as for acquiring observations; and automated numerical weather prediction (NWP)
computing and engineering systems with sophisticated data visualization and integration systems.
The KMA has devoted efforts toward data processing and forecasting systems (DPFS) for decades.
Although it had a rough start, especially when appeasing the public when it purchased its first
supercomputer and the accuracy and perceived value of its DPFS, it was able to show that the
10
      The KMA focused on two areas: automation of its telecommunications systems and
acquisition of a supercomputer. These are two new strategic breakthrough areas. The automated
telecommunications system became the foundation of its data processing, and the supercomputer
led to several developments that helped obtain additional funding to support software and
application progress. The KMA also invested in young scientists who were attracted to the
innovative environment and continued to adopt technological advancements, which allowed it to
keep its DPFS assets. With this, they have been able to meet the continually growing needs for
meteorological services. The socio-economic environment of Korea made the investment in
meteorological services very valuable as the country has been affected by numerous types of
natural disasters that plague mid-latitude nations.
      In 2004, these policies were combined under the Emergency and Safety Management Basic
Act. This combined the Civil Defense Basic Act, the Natural Disaster Counter-Measure Act, and
the Emergency Management Act. Before the Emergency and Safety Management Basic Act, the
responsibility to handle disasters was assigned to numerous organizations and government
agencies. As a result, there was a lot of confusion on who should handle which disaster. Different
policies were set to deal with varying types of disasters. South Korea established the National
Emergency Management Agency (NEMA) in 2003. The NEMA’s functions were absorbed by the
Ministry of Public Safety and Security in 2014, and in July 2017, by the Ministry of the Interior
and Safety. As a result, all disaster management institutions were integrated under the Disaster and
Safety Management (DSM) (Song et al., 2020).
      The Vice Minister of the Interior and Safety serves as the head of the DSM with the authority
to command all disaster responses and supervise the Disaster Safety Measure Headquarters down
to the Si (cities), Gun (counties), and Gu (districts). The latter provides the first level of response
to any disasters or emergencies but a more systematic national level response is elevated to the
national headquarters following the ‘National Crisis Management Guidelines.’ Natural and
weather-related disasters were all integrated under one organization in this setup.
11
      The history of the government of the Philippines’ disaster management system began in 1941
when the National Emergency Commission was created under Executive Order (EO) No. 335. The
commission was established to oversee and implement measures for dealing with natural and
human-induced disasters. Under this commission, Provincial Emergency Committees and
Municipal and City Emergency Committees were also established. In 1954, the government
created the National Civil Defense Administration (NCDA) under Republic Act (RA) 1190. The
law established civil defense councils at the national and local levels. NCDA was tasked to
coordinate, oversee, and implement the creation of disaster control units in all government offices,
and political subdivisions, including government-owned and controlled corporations.
      In 1972, the Office of Civil Defense (OCD) was created to coordinate the disaster response
efforts of the national government, private institutions, as well as civic organizations. The National
Disaster Coordinating Council (NDCC) was created in 1978 through Presidential Decree (PD)
1566. The NDCC served became the Philippines' top policy-making body and focal agency for
disaster management. Under the NDCC, local disaster coordinating councils were established at
the regional, provincial, city, municipal, and barangay levels.
      The Philippine Congress passed the Philippine Disaster Risk Reduction and Management
(PDRRM) Act of 2010 and the Climate Change Act of 2009. These laws included in their aims: 1)
“increasing the resilience of vulnerable communities and the country against natural disasters” and
2) “reducing damage and loss of lives and properties due to disasters.” The PDRRM Act provided
“for the development of policies and plans and the implementation of actions and measures on all
aspects of DRRM.” These include “good governance, risk assessment and early warning,
knowledge building and awareness-raising, reducing underlying risk factors, and preparedness for
effective response and early recovery.”
12
A Comparison of Mandates
      Each organization has a different focus. FEMA begins its mitigation processes with
information campaigns among the public. They make sure that everyone understands what might
happen and what could happen in case of a disaster. FEMA also makes sure that this phase will
include all activities for emergency prevention, and reduction of the likelihood of emergencies, as
well as reduce the damages that may arise from unavoidable hazards. They also set common
examples in their campaign drives so that it would be easier for the citizens to understand.
        In South Korea, mitigation of damages from natural disasters relies heavily on early
warning systems. KMA’s DPFS plays a vital role in this area. KMA’s forecasts and warnings allow
DSM to do mitigation activities before the onset of a disaster. As a country that regularly suffers
from weather and climate-related disasters, investments in meteorological services have very high
returns for South Korea (Dolcemascolo et al., 2011).
      DSM is responsible for acting on the early warning from KMA and other related agencies.
For mitigation, they inform the general public on how to deal with disasters through training and
education, although there are only college-level lectures available currently. Lectures for lower
education level students are also being considered (Park, 2015). DSM was formed to be a control
center that would deal with all forms of natural and human-made hazards, but it has been mostly
focused on fires and floods, which occur commonly in the country (Bae, et al., 2015). Since the
integration of DSM to the Ministry of the Interior and Safety, all disaster management institutions
were integrated under the wing of the DSM (Song et al., 2020).
      In terms of the second thematic area, namely preparedness, FEMA provides checklists and
toolkits with the help of various agencies in the U.S. to help the citizens survive the impending
disaster, both for individuals and private and government companies. In their checklist, they
provide emergency response plans while various agencies provide preparedness planning for
businesses, emergency preparedness, emergency management, and business continuity self-
13
      Post-disaster recovery and rehabilitation for major disasters are led by the National
Economic and Development Authority (NEDA) of the Philippines. This includes restoring the
people’s livelihood, restoring shelter and other buildings or installations, rehabilitating
infrastructure and other public utilities, facilitating continuity of business and economic activities,
and assisting in the psychological and physical rehabilitation of affected persons. In 2013, the
Office of the Presidential Assistant for Rehabilitation and Recovery (OPARR) was established as
a dedicated office for coordinating recovery efforts after major disasters or calamities.
14
      South Korea’s DSM focuses more on response and recovery over preparedness and
mitigation (Park et al., 2015). The goal is to immediately restore working order through relevant
government organizations and volunteerism. Korea also supports businesses in making business
continuity plans (BCP) through the Act of Supporting Business Continuity Planning for Corporate
Autonomic Activity by reducing the financial burden through insurance premiums (Ha and Ahn,
2008). DSM also encourages volunteer organizations to participate in response and recovery by
providing training to their leaders. However, it is the local government's role to provide training to
the other members (Jang and Yun, 2017).
       FEMA’s structure is shown in Figure 2. The Office of the Administrator and program offices
are in the agency’s headquarters in Washington, D.C. FEMA is decentralized and divides the entire
country into ten regions so that there is a specific FEMA office that will focus solely on the
assigned area. These regions have representatives from FEMA who are as capable as the ones in
the main office. As a result, if a disaster happens in a certain region, the response and recovery, as
well as mitigation and preparation, would be of the same quality as that from the central office,
making FEMA’s performance efficient overall. If there is a situation that needs more attention than
the regional office can give, reinforcements from nearby regions can quickly reach the area; no
water bodies separate them, and there is an emergency lane in the free road for emergency vehicles.
15
16
Figure 3
Organizational Structure of South Korea’s Disaster and Safety Management (DSM) under the
                         Ministry of the Interior and Safety (MOIS)
17
     The NDRRMC itself consists of senior government officials, cabinet members, and heads of
agencies and member organizations, as well as heads of nongovernment private and civic
organizations as seen in Figure 4. The expectation is that these organizations will mobilize and
coordinate their units, resources, and efforts following the framework and guidance of the council.
Figure 4
      Among these organizations, the Philippines NDRRMC is unique in that it is a working group
or council that primarily coordinates the response of other agencies. While it is chaired by the
Secretary of Defense, most of the other members of the council are also co-equal ranking cabinet
members (Secretary or Minister level) and are technically not under the supervision nor direction
18
      In contrast, both the U.S. FEMA and South Korea’s DSM are distinct organizations under
one agency. While they are both led by a sub-cabinet level official they have clearly defined
hierarchies and command structures, significant resources, and offices and staff from the federal/
national down to the state level, which they can mobilize along with the resources of other agencies
and organizations during periods of disasters and calamities.
A Comparison of Resources
      Table 2 shows the annual allocation given to the Office of the Civil Defense (OCD), an
agency under the Department of National Defense, which serves as the administrative and logistics
arm of the NDRRMC. Also shown is the annual allocation of the National DRRM Fund (NDRMF).
Both the budget of OCD and the NDRMF are based on the General Appropriations Act (GAA)
being legislated by the Philippine Congress every year.
Table 2
Annual budget of the Office of the Civil Defense with the National DRRM Fund, FY 2017 to FY 2021
 Item (in
 thousand USD)            2017               2018              2019              2020               2021
 **
 Personnel
                               5,813             3,516             4,597              5,183              5,813
 Services
   Basic Salary                1,646             2,597             3,417              3,892              4,399
   Other
   Compensation
                                 550                843            1,049              1,175              1,277
   Common to
   All
   Other
                                 173                 76               105               116                137
   Benefits
 Maintenance
 and Other
                               7,198            12,457            12,835            15,514             15,814
 Operating
 Expenses
 Capital Outlays                  56             5,372            10,104              4,030              3,276
 Total Annual
                               9,623            21,344            27,536            24,727             24,903
 Budget
 NDRRM Fund                 315,100            392,000          400,000            320,000            400,000
* All figures are based on the General Appropriations Act enacted by the Philippine Congress from 2017-2021 **
Exchange rate is at USD 1 = PHP 50
19
       While there is a specific allocation for the NDRMF that the NDRRMC can use for disaster
relief and response, they are also mandated to utilize resources from other allocations such as the
specific DRRM fund given to member agencies and local DRRM Funds of Local Government
Units (NDRRMC, 2011).
Table 3
Annual budget of the U.S. FEMA from FY 2017-2021
    Organization                                2017***     2018**      2019*   2020*      2021*
 (in thousand USD)                              Enacted     Enacted    Enacted Enacted President's
                                                                                          Budget
Operations and Support                        1,048,551 1,030,135 1,066,258 1,102,199 1,134,195
Procurement, Construction, and Improvements      35,273     85,276 133,830 133,363           86,503
Federal Assistance                            3,024,458 3,334,932 3,135,210 3,229,467 2,482,552
Disaster Relief Fund                          7,328,515 7,900,720 12,258,000 17,863,259 5,653,366
National Flood Insurance Program              4,795,353 4,982,536 5,050,836 4,983,460 5,176,462
Radiological Emergency Preparedness Program 1,048,551 1,030,135 1,066,258 1,102,199 1,134,195
Total                                        16,231,885 17,332,575 21,643,469 27,310,748 14,533,078
*DHS FY 2021 Congressional Submission p. 17
**DHS FY 2020 Congressional Justification p. 16
***DHS FY 2019 Congressional Justification p. 15
      Table 3 shows the annual budget of the U.S. FEMA in the last five years. In comparison
with the NDRRMC, the U.S. Congress directly allocates the Disaster Relief Fund to FEMA for its
use in disaster relief and response (Department of Homeland Security, n.d.-a). The item on
operations and support item mainly funds the logistics and operations of the agency as well as
programs to “…mitigate long-term risks, ensure the continuity and restoration of essential services
and functions and provide leadership to build, sustain, and improve the coordination and delivery
of support to citizens and SLTT [State, local, tribal, and territorial] governments” (Department of
Homeland Security n.d.-a, p. 49).
The procurement, construction, and improvements fund the technology and infrastructure
20
Table 4
Annual budget of South Korea’s DSM from FY 2017-2021
      Organization                               2017     2018     2019     2020       2021
  (in thousand USD)**
Safety Management                                86,522 52,609 642,609 467,391           547,043
Disaster Management                             633,217 639,739 62,348 61,652            766,957
Disaster Safety Technology Development           26,261 38,000 51,217 58,174              78,696
Disaster Safety Informatization                  20,435 124,696 152,522 153,304          109,217
Total                                           766,435 855,044 908,696 740,521        1,501,913
* All figures are based on the Revenue and Expenditure Budget Overview 2017-2021, Ministry of the
Interior and Safety
** Exchange rate is at USD 1 = KRW 1150
        Table 4 shows the annual budget given to the Disaster and Safety Management (DSM), an
agency under the Ministry of the Interior and Safety in South Korea. The budget of the Ministry
of the Interior and Safety is legislated by the South Korean National Assembly every year.
21
       The National Preparedness Goal of the Federal Emergency Management System of the
USA is anchored on five mission areas and 32 core capabilities necessary to prevent, respond to
and recover from threats and hazards such as disasters. Each of the capabilities has specific targets
which can be assessed by communities based on their needs and its relevance and appropriateness
based on their exposure to risks. Some of the capabilities aligned with disaster response are risk
and disaster resilience assessment, long-term vulnerability reduction, and natural and cultural
resources (FEMA, 2020).
        In the event of disasters, FEMA has an information management system that contains
disaster information, responses, and channels for assistance. To ensure resilience in managing risks
and hazards, FEMA uses different tools for each disaster. For instance, the National Hurricane
Program (NHP) consists of planning and response mechanisms that aim to provide information
and assistance at the state and local levels. Its components include the Hurricane Evacuation
Studies and Planning, HURREVAC Decision Support Tool, Hurricane Liaison Team Operational
Decision Support, Intergovernmental Hurricane Preparedness, and Post-Storm Assessment. These
tools are in the process of integrating new technologies to be more accessible and functional to the
people (FEMA, 2020).
        Apart from harnessing tools and resources to help identify and assess risks, a new online
mapping application has also been developed by FEMA. The National Risk Index gathers data and
visualizes risks caused by natural hazards and disasters. It is designed to assist in risk assessment,
emergency operation and hazard mitigation plans, and information dissemination. The maps can
be viewed at the country and census tract level, which makes understanding and managing risks
easier and faster. The index can also be used to formulate more programs and strategies to reduce
potential disaster risks (FEMA, 2021).
        One of the national priorities of South Korea is to protect the lives of its people through
the establishment of integrated and effective disaster and safety management. The Ministry of the
22
        At the core of the disaster management system in South Korea is its DSM. Its existing
capacities focus on disaster management technology through the creation of integrated disaster
management information systems and communications networks. The information system
includes three portals and a mobile application that consolidates information that the citizens can
use for disaster preparedness, response, and recovery. MOIS also works in collaboration with the
National Disaster Management Research Institute to develop a Public Safety Map Service that will
provide real-time information on the possible risks and safety facilities for the people. As of 2017,
a total of 50,000 people downloaded the app on their mobile phones. Lastly, the MOIS launched
Korea Safe-net which is a disaster and safety communication network system for improved
response to disasters and other hazards. Through the network, the response team can easily be
mobilized during emergencies (MOIS, 2021). The innovative approaches and measures in the
disaster response of South Korea demonstrate its technological skills and resources.
        Institutionalizing the country’s response to disasters and hazards, the NDRRMC is tasked
to monitor the implementation of the National DRRM Framework at the national and local levels.
Throughout the years, there has been considerable improvement in the development of DRRM
capacities and structures in the country. In 2020, the Philippines ranked medium in terms of its
lack of coping capacities in the World Risk Index of the most affected country from extreme
weather events. However, the country’s exposure to natural hazards is very high, indicating that
more Filipinos are prone to be exposed to and experience the devastating effects of natural disasters
(Congressional Policy and Budget Research Department, 2021).
23
    Table 5 shows a three-country comparison of the U.S., South Korea, and the Philippines. The
U.S. has a high-end model, which also represents the model of nations that are similar or equal in
terms of meteorological service and disaster management capability. In comparison, the South
Korean model is a middle-ground model, which can be the next step for many developing
countries that are trying to upgrade disaster management capabilities.
Table 5
                  Federal Body with 11       Central Body and 250       National Working Group and
                     Regional Units             Local Disaster           Local DRRM Councils in
                                             Management Divisions        provincial, city, municipal
                                                                                   levels
 Resources                Large                     Moderate                      Limited
                (USD 14.5 to 27.3 billion    (USD 740 million to 1.5    (USD 324.7 to 427.5 million
                 per year in the last five    billion per year in the   per year including the NDRR
                         years)                   last five years)       Fund in the last five years)
     The Philippines is confronted with many natural disasters from typhoons, to earthquakes,
volcanic eruptions, to severe flooding, and needs a capable disaster organization with similar
capacities to US FEMA or South Korea’s DSM. The country, however, faces impediments and
24
      According to the Asian Development Bank (2013), poor conceptual understanding of DRRM
and resilience in the Philippines remains relatively weak, manifesting in an approach borne out of
a tunnel-vision to the issue. The NDRRMC’s staff who lead the strategy implementation have
limited knowledge. Its leadership has weak budgetary and political standing and thus remains in
the periphery during preparation and budget processing, leading to missed opportunities. The weak
voice of resilience proponents is also a challenge due to their relatively weak political standing.
Despite some exemplary cases, capacity among local governments and their leadership is highly
uneven (Brower, et al., 2014). Many local government units that are in the frontlines have limited
DRRM capacity and expertise in this matter. This considerably reduces the local governments’
capacity to plan. These challenges are further exacerbated by short-sighted political focus, extreme
budget constraints, and mostly inadequate assessment of the risk of disasters in the communities
they serve. Poor vertical and horizontal integration is another impediment on the subnational level
because the DRRM Councils are usually disconnected among the national and local governments.
This may partially account for observed coordination problems (Howe and Bang, 2017)
      Another impediment concerns the existing political economy as disasters are linked to
poverty and socio-economic inequality. In the Philippines, as well as in other countries, disaster
management is characterized by unequal access (Brower, et al., 2014) disaster risk is focused more
on poorer households, which constitute a part of the society with a limited political voice. Various
misaligned incentives overemphasize highly visible disaster relief, early recovery, and
reconstruction, and encourage an insufficient public focus on disaster risk reduction combined
25
       Brower et. al. (2014) points out that the Philippines is characterized by a focus on disaster
response and recovery with the military and national police as central actors. The problem is that
organizations like the military rank response four out of its six mission priorities (Howe and Bang,
2017). In terms of investment identification, design, and implementation, mandated consideration
of disaster risk is very low. There is also a perceived low net return to investments in resilience.
These influence the design of both public and private investments. There is also a lack of
availability of high-resolution risk and hazard information to support investment in developing
individual resilience. Inadequate risk information is a major challenge. There are considerable gaps
in risk information gathered by local government units, which are most essential for guiding a
community plan as most of the risk-reduction measures are acted upon and conceived upon these
units. Low participation in disaster drills is also a challenge (Asian Development Bank, 2013).
       To be fair, the Philippines DRRM Act of 2010 has seen improvements in the country’s
capabilities particularly in the infusion of additional resources to deal with disasters. The full
potential however is not yet fully realized due to what Domingo (2017) notes as issues in
institutional leadership at the national and local levels and “inefficient fund utilization, unequal
resource distribution, inept directional funding, and accounting and auditing issues” among others
(p.17). The deeper issue in the weaknesses in leadership and implementation, however, may be
rooted in institutional barriers that he notes require legislative action. In particular, there is
consensus that ad hoc arrangements under the current policy are major weaknesses that hinder the
effective implementation and realization of the law.
        Before the Covid-19 pandemic, the discourse and debates around DRRM in the Philippines
is divided among those who are proposing an expanded DRRM policy and putting more “teeth”
(i.e., authority) and resources to the NDRRMC, and the other is the creation of a new and dedicated
agency tentatively named Department of Disaster Resilience (DDR). The measure has gained
26
Concluding Notes
       We noted in the discussion that while they have many similarities in terms of their mandate
to respond to man-made and natural disasters, including those that are weather-related, the
structure and capabilities of the Philippines NDRRMC differ significantly from the U.S. FEMA
and the South Korean DSM. Among the three bodies, the NDRRMC is the only one that is
structured as a multi-sectoral council whose role is primarily limited policy-making, coordination,
integration, supervision, monitoring and evaluation functions. In contrast, the U.S. and South
Korean organizations are distinct government agencies with substantial resources, authority,
personnel, and capabilities to respond to disasters on their own. The NDRRMC’s multi-sectoral
working-group organization and lack of a strong leadership structure can hinder effective
leadership and coordination. The U.S. FEMA and South Korea’s DSM are headed by a single
official with a clear chain of command. The adoption of similar leadership and organizational
structure for the Philippines should be strongly considered.
      While the U.S. FEMA is decentralized and the Korean disaster units are also cascaded down
to local governments like the Philippines NDRRMC, the latter is not the agency that directly
responds but is dependent on other agencies and local governments. In itself, the NDRRMC has
limited resources, authority, technical capacity, and personnel and thus causes challenges in
coordination and implementation. Taken together, the total budget for disasters in the Philippines
of USD 324.7 to 427.5 million is considerable even if it is less than that of South Korea and far
behind that of the U.S. The challenge however is that most of this is in the NDRR Fund, a budget
shared by many agencies that comprise the NDRRMC. The actual budget of the NDRRMC only
27
      While some advocates and legislators prefer expanding the Philippines current DRRM law,
we argue based on the U.S. and South Korean case that the Philippines capability to deal with
natural disasters, especially frequent weather-related disasters, can best be served if it pursues the
establishment of a separate disaster agency such as the Department of Disaster Resilience being
proposed by some advocates and legislators. This new organization will need the appropriate
mandate, corresponding authority, enough resources, capable personnel, and strong leadership to
overcome the various problems that hinder the NDRRMC in the past and at present. However,
supporters of this new department will also have to overcome significant political not to mention
budgetary hurdles for the new department to be established. To overcome this, they will need to
secure as much public support as possible, and navigate budgetary and political hurdles effectively.
The capability of the Philippines in dealing with future disasters depends on this agency’s success.
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