Physicians Roman Court Mental Illness
Physicians Roman Court Mental Illness
TOWARDS MENTAL DISEASES IN THE ROMAN COURTS DURING THE HIGH EMPIRE
Author(s): Ido Israelowich
Source: Historia: Zeitschrift für Alte Geschichte , 2014, Bd. 63, H. 4 (2014), pp. 445-462
Published by: Franz Steiner Verlag
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Historia: Zeitschrift für Alte Geschichte
Abstract: This article examines the attitude of Roman law towards madness during the High Ro
man Empire through exploring the role of physicians and medicine in Roman courts. It reviews the
prominent views which physicians themselves expressed about madness and considers the relevance
of medical knowledge in cases involving the mad; violence; and questionable parenthood in order to
assess the scope of medical authority. In conclusion it seeks to explain the irrelevance of medicine in
diagnosing madness, positing that it was not seen by the general public as a medical matter. Conse
quently, the legal definition of madness under the Principate was not a medical one, but a social one.
I. Introduction
This article examines the role of physicians as figures of authority in the Roman courts
during the High Roman Empire.2 More specifically, it aims to answer the question of
why physicians were not consulted by the Roman courts in cases of madness while
their authority was highly esteemed in cases of suspicious death or acts of violence and
in cases of disputed maternity or paternity.3 From the publication of XII Tables in the
I would like to thank the participants at the 'Homo Patiens: Approaches to the patient in the ancient
world' conference in the Humboldt Universitat zu Berlin (2012) and the participants at the 'Ap
proaches to ancient medicine' conference in Cardiff University (2012). I am also very grateful to
Michael S. Fontaine and Manfred Horstmanshoff for their helpful comments.
The term 'figures of authority' is better suited than 'expert witnesses' since Roman law clearly dis
tinguished between witnesses who were present at court and written testimonies of persons who were
not present at court (Idem diuus Hadrianus Iunio Rufino proconsuli Macedoniae rescripsit testibus
se, non testimoniis crediturum. uerba epistulae ad hanc partem pertinentia haec sunt: ,Quod crimina
obiecerit apud me Alexander Apro et quia non probabat nec testes producebat, sed testimoniis uti
uolebat, quibus apud me locus non est (nam ipsos interrogare soleo), quern remissi ad prouinciae
praesidem, ut is de fide testium quaereret et nisi implesset quod intenderai, relegaretur'. Gabinio
quoque Maximo idem princeps in haec uerba rescripsit:, Alia est auctoritas praesentium testium, alia
testimoniorum quae recitari solent: tecum ergo delibera, ut, si retinere eos uelis, des eis impendia'.
Dig. 22.5.3.3-4). As will be portrayed below, even when the Roman courts did rely on physicians
there is no evidence that they were present in court.
For an overall discussion of the understanding of madness in the Graeco-Roman world, from Homer
until late antiquity see Bostman (2009).
It is stated in the XII Tables that si furiosus ?prodigusue? ess<i>t, agnatum gentili
umque in eo <familiaque> ?pecuniaque? eius potestas esto (if there be a madman ?or
spendthrift?, power in respect of him <and his familia> ?and goods? is to belong to
his agnates and familia). The requirement of a guardian in cases of heredes who were
furiosi or prodigi posed by XII Tab. V.7 is consistent with a well-documented Roman
habit to appoint a guardian for children under the age of puberty.5 In fact, during the
time of the XII Tables and long afterwards a guardian was supposed to be appointed
Bruce Frier identified Cic. pro Caec. as the turning point from the 'Ciceronian court' which was still
dominated by rhetoric, into a more scientific one, in which legal disputes are settled predominantly
by reference to juridical responso. Frier (1985).
Cf. Gai. 1.196; CJ 1.22 pr.
for a minor and for a woman of any age who were sui iuris. In such cases the guardian
was entitled tutor.6 In addition, the Roman legislator identified two other instances in
which guardianship was necessary. The first was that of a lunatic (furiosus) and the
second was that of a spendthrift (prodigus), but in the latter cases the guardian was
called curator? It is noteworthy that an appointment of a guardian was necessary under
these circumstances only if the person concerned was sui iuris. A person who was in
potestate, in manu, or in mancipio could have no guardian, since the main function of
the guardian was to manage the property of the incapable person, and a person alieni
iuris could have no property to administer.8
At the time of the XII Tables a paterfamilias could appoint a tutor to any person in
his manus or potestas, if this person were to become sui iuris after his death.9 If a tutor
was not appointed by will, the tutela went to the person who would, according to the
rules of intestacy, succeed to the property of the ward (pupillus) on the latter's death,
meaning the nearest agnate or agnates jointly. Failing agnates it went to the gentiles.
Similarly the cura of lunatics went first to the agnates and failing that to the gentiles.
The XII Tables were equally attentive to the need of a prodigus for a guardian. If a
person wasted property received by succession on intestacy as suus heres he could be
prohibited by magisterial interdiction from dealing with the property. The management
would then pass to the agnates.10 In later Roman law guardianship became an institu
tion aimed to protect the incapable in managing property, but during the period of the
XII Tables guardianship was assigned to the successors on intestacy and was designed
to protect the interests of future heredes. In addition, by the time of Gaius it was often
the case that the care of a lunatic or a prodigal belonged to one person under the law
of the XII Tables, but the praetor gave the administration to someone else because the
legitimus heres was unfit.11 Thus, under the Principate the diagnosis of the lunatic, and
the consequent appointment of a curator, was no longer restricted to the family. This
change is particularly important because the main driving force behind Roman legal
development during this period was remedy-based. Hence, if someone thought that an
individual with whom he/she was legally involved was mad it was their responsibility
to turn to the praetor (if in Rome) or to the governor (if in the provinces). In turn, the
ability of the praetor or the governor to appoint a curator must be understood as an af
firmation of the diagnosis.
The first proviso for physicians to act as expert witnesses in cases involving madmen
is that they themselves perceived madness as a medical condition which could be di
agnosed using the discipline of medicine. This was indeed the case, though it would be
misleading to talk of a special branch of medicine which dealt with mental illness in
the Graeco-Roman world, or of a specially-designed treatment for such an ailment.25
Medical writers since the authors of the Hippocratic Corpus perceived madness as a
somatic condition, often the result of epilepsy or fever.26 The nosology found in the
Furiosae matris curatio ad filium pertinet: pietas enim parentibus, etsi inaequalis est eorum potestas,
aequa debitur. Dig. 27.10.4.
Dig. 27.10.6: observare praetorem oportebit, ne cui temere citra causea cognitionem plenissimum
curatorem det quoniam plerique vel furorem vel dementiam fingunt, quo magis curatore accepto
onera civilia detrectent.
Menaechmus' perception of reality, and then reviews the patient's digestive system and
his sleeping habits. Having diagnosed Manaechmus as insane, the doctor then decides
to continue treating him at his surgery by making him drink hellebore for twenty days.37
Having analyzed the questions of the physician, Baumach was able to detect distinc
tive traces of Greek medical ideas in them and concludes that this scene indicates the
presence of Greek medical ideas among Plautus' prospective viewers.38 Such an under
standing of insane behaviour as being caused by mental illness is also found in the late
antique Scriptores Historiae Augustae biography of Hadrian, whose date of composi
tion, sources, and authorship have for long been at the centre of scholarly debates.39
The author recounts that Hadrian was placed in grave danger while walking in a garden
near Tarragona. A household slave rushed at him madly with a drawn sword (servo in se
hospitiis cum gladio furiosius inruente).40 Hadrian was able to arrest his attacker and then
deliver him to his servants. Afterwards, having learnt that the man was mad, Hadrian is
reported to have handed him over to the physicians for treatment rather than trying him
as a criminal.41 This story, unattested elsewhere, aims to portray Hadrian as a merciful,
educated, and law-abiding ruler. Thus, even if historically unfounded, the testimonial
merit of this episode in the biography of Hadrian relates not to what he actually did,
but rather to the ideal ruler his biographer was trying to depict. Both Plautus and the
biographer of Hadrian thought that madness was a medical category and that it should
be treated by physicians. Together with the works of medical authors, it can be safely
assumed that physicians offered somatic explanations for madness and felt qualified to
treat it. However, as the next sections will demonstrate, despite physicians feeling that
madness came under their jurisdiction, they were not called upon to identify madness
within the Roman courts. The need to supply a diagnosis was filled not by physicians,
but by jurists and the general public itself.42
Reference to madmen is frequent in at least two highly relevant corpora of evidence. The
first is Ciceco's forensic speeches. The second is collections of the controversiae and
Though this could be seen as a result of the 'remedy-based' nature of the Roman law, as it devel
oped under the formulary system of procedure, both witnesses (testes) and corroborating evidence
(testimonia) were often required, Dig. 22.5.1.
Hominem longe audacissimum...insanissimum; Cic. pro Rose. 33. Fimbria, who died in 85 BCE
became a byword for audacia in the works of later historians, cf. Wirszubski (1961); Dyck (2010),
ad loc.
For the meaning of furiosus in Cicero's forensic speeches see Dyck (2010), 103; Taldone (1993).
Cic. pro Rose. 41, 62, 66.
Ego [semper] scio nulli a praetore curatorem dad quia inicus pater sit aut impius, sed quia furiosus;
Sen. Cont. 2.3.13.
Although physicians were not consulted in cases of madness in the Roman courts, and
despite their claim that madness came under their professional jurisdiction, it is note
worthy that they did form a distinctive professional group in the eyes of the Roman
57 Sen. Cont. 2.4.9; Quint. 7.3.19; 7.4.24—6. For the relations between the notions offuror and dementia
see: Solazzi (1924—5).
58 Sen. Cont. 2.4.9.
legislator.61 Though it took almost two centuries from the initial arrival of professional
physicians from the Greek world in Rome until they were legally treated as a professional
collective, this certainly was the case by the time of the decline of the Republic and the
establishment of the Principate.62 This new form of government needed physicians for
two reasons. The first was the reorganization of the Roman army.63 No longer based on
non-professional Roman citizens who were legally obliged to serve, the Roman imperial
army was a professional fighting force. Legionaries joined for a period of twenty years
which could have been further extended. In addition, the army was now permanently
deployed in conflict zones and along the borders of the empire. Thus, the military units
had to be far more self-sufficient than previously. In the realm of health care it meant
the foundation of a medical corps which required a steady supply of physicians joining
the army and, therefore, professional physicians with Roman citizenship. This need
must have lain behind two edicts of Caesar and Augustus which bestowed Roman citi
zenship and other privileges on physicians who migrated to Rome.64 A second pretext
for these edicts related more generally to the administration of the Roman Empire. The
Roman state preferred that the provinces were organized on the basis of civic centres
which, in turn, were governed by local aristocracies. Physicians soon became part of
the upper tier in the cities of the Greek East65 The privileges they enjoyed were part of
a more general policy of the Roman imperial government to support civic aristocracies.
In the Greek East, where paideia was effectively translated into political power, and
in a cultural environment which included the discipline of medicine as an integral part
of the making of a pepaideumenos, the upper tier of physicians enjoyed privileges.66
Physicians were therefore a professional group acknowledged by the Roman state. It is
now necessary to examine whether this status meant they were figures of authority in
the Roman courts of the Principate.
It is interesting that physicians were not required in Roman courts where a diagnosis
of madness was needed because they were called upon in other circumstances. There is
considerable evidence that physicians (mainly those who acted as public physicians or
archiatroi) were required to examine cases of suspicious death or acts of violence on
behalf of the Roman courts. Moreover, the Roman legislator sanctioned another profes
sional group closely associated with the medical profession - namely midwives - to settle
For a general study of the legal status of physicians during the high Empire see: Below (1953); André
(1987); Nutton (1971); Nutton (1977).
Dio 53.30.3; Suet. Caes. 42.3; Suet. Aug. 59.
Davies (1970).
Jackson (1988), chap. 5; Davies (1970).
Nutton (1971).
For the translation of paideia into political power see Schmitz (1997).
See below.
Raj (2006), 110-11. On the description of violence in the papyri see: Bryen (2008).
Cf. P. Oxy. 896; 3195; 4441; Nielsen (2000); Raj (2006), 110.
Amundsen and Ferngren (1978), 343.
For the use of papyri in the broader study of the social history of litigation in Egypt see: Kelly (2011).
Lewis (1970), 5 sqq.
Cf. P. Fior. 59, which is a petition which Ulrich Wilcken has restored (lines 8-10) to read that it is
a request of a hyperetes and a demosios iatros; Wilcken (1906).
For the general role of petitions in the Roman legal system during the High empire see: Kelly (2011),
chap. 3.
a window of the petitioner's house while trying to have a better view of some dancing
girls. Although the petition did not ask for a physician, the strategos ordered a demosios
iatros to accompany his hyparetes in making the investigation and to submit a written
report, (iii) Some petitions asked for an inquiry to be undertaken without mentioning
the hyperetes. All these requests concerned cases of death or injury caused by accident
or violence. It also appears that in cases of violent or suspicious death an investigation
was required before the body could be claimed for burial.75 The motives for looking
into suspicious deaths are clear. For example, P. Oxy 1556 was written by a person who
intended to sue his aggressor. Another example, that of P. Oslo 95, involves an injury
of a slave girl who had been beaten. The owner of the slave must have planned to sue
for damages caused to her, as she was his property.
However, most relevant documents belong to the prosphonesis category. These are
medical reports written by a physician, the hyperetes or a scribe. Each was signed by
the actual investigating physician's hand. Thus, P. Oxy 51 (173 CE) was written by a
demosios iatros who had been instructed to inspect a body of a person who had been
found hanged and then dispatch his findings to the strategos. A much later document,
P. Rein. 92 (392 CE), is a medical report submitted to the logistes by a public physi
cian who had been ordered by the police to examine the body of a village official and
then submit a written report. P. Oslo 95 (96 CE) is an investigation into an injured
slave girl. BGU 647 (130 CE) is a prosphonesis of a physician who was summoned to
investigate an injured person. His report depicts an injury on the left temple containing
small splinters of stone. PSI 455 (178 CE) is the prosphonesis of a public physician
who was instructed to inspect an injured person's condition. His report discloses that
he was in the presence of the hyperetes while conducting his visit and that the person
he examined sustained three wounds to his head and a contusion on his left shoulder
blade and shoulder. P. Oslo 96 (272 CE) is yet another fragmentary prosphonesis of a
public physician who inspected an individual who sustained head injuries due to a fall.
The role of the public physician in Egypt is relatively well-documented which
might explain the attention this institution has received from modern scholars.76 Public
activities of physicians involved all the tasks they performed as a result of a contract
(of some description) with public institutions - such as civic, communal etc., - even
if they lacked the title of demosioi iatroi. Under Roman rule, the first attestation of the
title of demosios iatros is in a papyrus which can be dated back to 173 CE.77 This title
was used extensively afterwards, at least in Middle Egypt,78 until it was changed into
that of the archiatros towards the end of the fourth century CE.79 The reason for the
adaptation of the title of public physicians during the reign of Marcus Aurelius has been
E. g. P. Oxy 4751 cf. P. Oxy 476 where embalmers were requested to investigate a death.
Raj (2006), 102.
P. Oxy 51.
There is no evidence from this period which relates to public physicians from the Delta nor from
Upper Egypt.
Nutton (1981), 22.
Egyptian papyri and the Digest, prove both that the Roman courts were expected to use
physicians as figures of authority throughout the Roman Empire and that this demand
was actually followed. The rescripts which we find in the Digest had a force of law in
all Roman courts.87 The papyri indicate how widespread was the habit of relying on the
authority of physicians in cases of an act of violence or suspicious death.
VII. Conclusion: Why was Medical Authority not Needed in Cases Of Madness?
This article set out to examine the role of physicians as figures of authority in the Ro
man courts during the Principate and account for the attitude of the Roman legal system
towards madness and the mad. By analyzing (i) the legal implications of madness and
by noting (ii) the far-reaching attempts of Graeco-Roman physicians to explain mad
ness as an illness using somatic terms; by examining (iii) the role of physicians in the
Roman state during the Principate, and by a close scrutiny of (iv) the cases in which the
Roman juridical system did rely on physicians as figures of authority it is now time to
expound on why medical authority was not needed for diagnosing madness.
Since madness impaired one's right to inherit; to manage property; to have pos
session; and to be indicted with delict - some of the most commonplace issues which
concerned the Roman courts - and since Roman jurists acknowledged the danger of
feigning madness for avoiding legal liability, the matter of diagnosis must have been
pertinent in forensic disputes. The decision not to appeal to the authority of physicians,
as was done in cases of violence and in cases of disputed paternity or maternity, was not
instigated by the physicians themselves. Physicians offered a consistent explanation of
mental illnesses, which they often associated with fever and epilepsy.88 Thus, the choice
of the Roman courts to turn to physicians in cases of violence and in cases of disputed
paternity or maternity and not to do it in cases of madness was a choice of the courts,
not of physicians. Since it was the task of the courts to settle disputes in a conclusive
manner their disinclination to rely on physicians for diagnosing madness indicates that
either such a diagnosis was not controversial or that physicians were seen as unable to
provide such a diagnosis. Moreover since the medical profession expressed a unified
voice concerning the nature of mental illness, the choice of the Roman legal system
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