Survival and Risk Factors For Mortality in Infants With Congenital Heart Disease in South Korea
Survival and Risk Factors For Mortality in Infants With Congenital Heart Disease in South Korea
doi:10.21873/invivo.13655
                                        1Department
                                          of Pediatrics, Korea University Medical Center,
                          Korea University College of Medicine, Seoul, Republic of Korea;
            2Nuffield Department of Primary Care Health Sciences, University of Oxford, Oxford, U.K.;
        3Department of Radiation Oncology, Ajou University School of Medicine, Suwon, Republic of Korea;
       4Department of Biomedical Informatics, Ajou University School of Medicine, Suwon, Republic of Korea;
         5Office of Biostatistics, Ajou Research Institue for Innovative Medicine, Suwon, Republic of Korea
Abstract. Background/Aim: The survival of patients with                                        mortality rate was associated with non-conotruncal defects
congenital heart disease (CHD) has dramatically improved                                       (19.7%), followed by conotruncal defects (10.2%). The
over recent decades. However, a disparity exists depending on                                  significant risk factors for childhood mortality were complex
the country and medical system. This study aimed to analyze                                    CHD, pulmonary hypertension, birth asphyxia, small for
the survival of infants with CHD until the age of 18 years using                               gestational age, respiratory distress, pulmonary hemorrhage,
large-scale population data in South Korea and investigate the                                 bronchopulmonary dysplasia, and convulsions. Conclusion:
effect of neonatal conditions at birth. Patients and Methods:                                  The survival of infants with CHD has been favorable in South
We retrospectively extracted the Korean National Health                                        Korea. Several neonatal conditions are risk factors for
Insurance Service claims data from January 2002 to December                                    childhood mortality. Individualized risk assessment and optimal
2020. We included patients diagnosed with CHD who were less                                    treatment strategies may help improve their survival rate.
than one year of age. The follow-up duration was until their
death or until they were censored before the age of 18 years.                                  Congenital heart disease (CHD) is among the most common
The CHD lesions were classified hierarchically (conotruncal,                                   congenital anomalies, occurring in approximately nine out of
severe non-conotruncal, coarctation of the aorta, ventricular                                  1000 live births (1, 2). The survival rates of patients with
septal defect, atrial septal defect, and others). Several neonatal                             CHD have dramatically improved over recent decades,
conditions were adopted as risk factors. Results: Overall,                                     driven by advances in treatment, including cardiac
127,958 infants had been diagnosed with CHD and 2,275 died                                     procedures and medical treatments (1, 2). Currently, more
before the age of 18 years. The survival rate of infants with                                  than 97% of CHD patients survive to adulthood (2).
CHD during childhood was 97.9%. The highest childhood                                          However, the mortality rate of patients with CHD is still
                                                                                               higher than that of the general population (2, 3). Mortality
                                                                                               in patients with CHD during childhood is the highest during
                                                                                               infancy and decreases progressively thereafter (4, 5). In
Correspondence to: Jun Eun Park, MD, Ph.D., Department of                                      particular, CHD of greater severity correlated with a higher
Pediatrics, Anam Hospital, Korea University School of Medicine,                                probability of death during infancy, and neonatal conditions,
74, Koryeodae-ro, Seongbuk-gu, Seoul 02841, Republic of Korea.                                 such as prematurity and low birth weights, affect mortality
Tel:    +82    29205090,    Fax:   +82     29227476,    e-mail:                                and morbidity of patients with CHD (4, 6-8).
[email protected]; O Kyu Noh, MD, Ph.D., Department of
                                                                                                  However, a disparity exists in the survival and prognosis
Radiation Oncology, Ajou University School of Medicine, 164
Worldcup-ro, Yeongtong-gu, Suwon 16499, Republic of Korea. Tel:
                                                                                               of CHD patients depending on the country and medical
+82 312195884, Fax: +82 312195894, e-mail: [email protected]                                  system (1, 9). Studies on the survival of patients with CHD
                                                                                               are mostly concentrated on data from well-developed
Key Words: Congenital heart disease, infant, survival, risk factors.                           countries in the West, and there are few reports from non-
                                                                                               Western countries, including Korea. The Republic of Korea
                                                                                               has a well-developed health insurance system where almost
                  This article is an open access article distributed under the terms and
                  conditions of the Creative Commons Attribution (CC BY-NC-ND) 4.0             all citizens benefit from the national health insurance, and
                  international license (https://creativecommons.org/licenses/by-nc-nd/4.0).   the survival rate of patients with CHD has improved rapidly
                                                                                           1984
                                                        in vivo 38: 1984-1992 (2024)
Hierarchical classification
over recent decades (1, 10). In a study of patients with CHD              studies (2, 3, 5, 11). Lesion 1, a conotruncal lesion, included the
of all ages, the mortality rate was 451.0 per 100,000 person-             common arterial trunk, aortopulmonary septum defect, double outlet
years in Korea (10). However, no Asian study has reported                 right ventricle, double outlet left ventricle, transposition of the great
                                                                          arteries, congenitally corrected transposition, and tetralogy of Fallot.
whether the prognosis for infants born with CHD to survive
                                                                          Lesion 2, a severe non-conotruncal lesion, included an endocardial
into adulthood differs depending on CHD severity or                       cushion defect, a single ventricle, and hypoplastic left heart
neonatal conditions other than CHD.                                       syndrome. Lesion 3 refers to the coarctation of the aorta, Lesion 4
   Therefore, this study aimed to analyze the survival of                 a ventricular septal defect, lesion 5 an atrial septal defect, and
infants with CHD until the age of 18 years using large-scale              Lesion 6 included all other congenital heart anomalies not included
population data in Korea and investigate the effect of                    in lesions 1-5. We considered Lesions 1 and 2 as complex lesions.
neonatal conditions at birth.
                                                                          Neonatal risk factors. We used twins, preterm birth (<28 weeks, 28-
                                                                          37 weeks), birth asphyxia, small for gestation age (SGA), large for
Patients and Methods                                                      gestational age (LGA), low birth weight (<2,500 g), respiratory
                                                                          distress, pulmonary hemorrhage, bronchopulmonary dysplasia (BPD),
Study population. This study was conducted retrospectively by             bacterial sepsis, intracranial hemorrhage, disseminated intravascular
extracting the Korean National Health Insurance Service (NHIS)            coagulation, necrotizing enterocolitis, seizure, and pulmonary
claims data from January 2002 to December 2020. The Korean                hypertension as variables based on the ICD-10 code for neonatal
NHIS serves almost all the citizens of the Republic of Korea, with        condition. Moreover, we also analyzed differences based on birth year
approximately 50 million registered citizens. The Korean NHIS             divided as 2002-2005, 2006-2010, 2011-2015, and 2016-2020.
includes diagnostic codes according to the International
Classification of Disease, Tenth Revision (ICD-10); demographic           Statistical analysis. The continuous variables are summarized as
characteristics; and information on prescriptions, tests, and surgeries   means±standard deviations or as medians and interquartile ranges,
performed during outpatient visits or hospitalizations. Among all         while the categorical variables are presented as frequencies and
individuals diagnosed with CHD based on the ICD-10 codes, we              proportions. For continuous variables, either the Student’s t-test or
included only those diagnosed with CHD at less than one year of           Mann-Whitney U-test was applied, and for categorical variables, either
age. The follow-up duration was from the date they were first             the chi-squared test or Fisher’s exact test was used. Survival rates were
diagnosed with CHD to the date they died or were censored before          calculated using the Kaplan-Meier method and the Cox proportional
the age of 18 years. The flowchart of this study is presented in          hazards regression model was used for univariate and multivariate
Figure 1. This study was approved by the Institutional Review             analyses. Variables with p-values of less than 0.10 in univariate
Board of Korea University Anam Hospital (approval no.                     analysis were included in the multivariate analysis. All analyses were
2021AN0418). The requirement for informed consent was waived              performed using R statistical software (www.R-project.org).
because of the retrospective study design.
                                                                      1985
                                               Lee et al: Survival for Congenital Heart Disease Infants
years (Table II). In brief, 568 (25.0%) deaths occurred in the                mortality groups. Moreover, based on the year of diagnosis,
Lesion 1 group, which was the highest number of deaths,                       the order of the highest number of deaths was 2006-2010,
followed by 419 (18.4%) in the Lesion 2 group, which was                      2011-2015, 2015-2020, and 2002-2005.
the second highest number of deaths. The next highest
number of deaths occurred in the Lesion 6, 4-5, and 3                         Characteristics according to CHD lesions. The differences
groups, in that order. The proportion of infants who had                      according to CHD lesions are presented in Table III. Lesion 5
undergone cardiac surgery was significantly higher in the                     was present in the highest number of patients, followed by
mortality group than in the survival group (90.1% vs. 24.1%,                  Lesions 4, 1, 6, 2, and 3. The highest proportion of patients who
p<0.001). Among the neonatal conditions, twins, preterm                       had undergone cardiac surgery was in Lesion 1, followed by
birth (28-37 weeks), low birth weight, respiratory distress,                  Lesion 3 and 2 groups. The highest proportion of deaths was
pulmonary hemorrhage, BPD, and pulmonary hypertension                         observed in the Lesion 2 group (19.7%), followed by Lesion 1
showed significant differences between the survival and                       (10.3%), 3 (7.3%), 6 (2.9%), 4 (1.0%), and 6 (0.4%) groups.
                                                                           1986
                                                         in vivo 38: 1984-1992 (2024)
Table III. Clinical characteristics according to the complexity of congenital heart disease.
Lesion                              1                 2                3                 4                5                6            p-Value
                                 (N=5,489)         (N=2,123)        (N=1,567)        (N=33,186)       (N=63,922)       (N=21,671)
Sex                                                                                                                      <0.001
  Male                           3,233 (58.9)     1,046 (49.3)      899 (57.4)      15,507 (46.7)    31,540 (49.3)    10,562 (48.7)
  Female                         2,256 (41.1)     1,077 (50.7)      668 (42.6)      17,679 (53.3)    32,382 (50.7)    11,109 (51.3)
Cardiac surgery                                                                                                                          <0.001
  Yes                            5,115 (93.2)     1,692 (79.7)      1,282 (81.8)     9,814 (29.6)    7,768 (12.2)     6,709 (31.0)
  No                              374 (6.8)        431 (20.3)        285 (18.2)      23372 (70.4)    56154 (87.8)     14962 (69.0)
Twin                                                                                                                                     <0.001
  Yes                              37 (0.7)         13 (0.6)          17 (1.1)        407 (1.2)       1,163 (1.8)       298 (1.4)
  No                             5,452 (99.3)     2,110 (99.4)      1,550 (98.9)    32,779 (98.8)    62,759 (98.2)    21,373 (98.6)
Preterm (<28 wk)                                                                                                                         <0.001
  Yes                               5 (0.1)         1 (0.0)           0 (0.0)          22 (0.1)        302 (0.5)        253 (1.2)
  No                             5,484 (99.9)    2,122 (100.0)     1,567 (100.0)    33,164 (99.9)    63,620 (99.5)    21,418 (98.8)
Preterm (28-37 wk)                                                                                                                       <0.001
  Yes                             168 (3.1)         76 (3.6)          80 (5.1)       1,176 (3.5)     7,745 (12.1)      2,067 (9.5)
  No                             5,321 (96.9)     2,047 (96.4)      1,487 (94.9)    32,010 (96.5)    56,177 (87.9)    19,604 (90.5)
Birth asphyxia                                                                                                                           <0.001
  Yes                               8 (0.1)          6 (0.3)           3 (0.2)         41 (0.1)        281 (0.4)        81 (0.4)
  No                             5,481 (99.9)     2,117 (99.7)      1,564 (99.8)    33,145 (99.9)    63,641 (99.6)    21,590 (99.6)
Small for gestational age                                                                                                                <0.001
  Yes                              13 (0.2)         11 (0.5)          15 (1.0)        103 (0.3)        484 (0.8)        77 (0.4)
  No                             5,476 (99.8)     2,112 (99.5)      1,552 (99.0)    33,083 (99.7)    63,438 (99.2)    21,594 (99.6)
Large for gestational age                                                                                                <0.001
  Yes                               3 (0.1)          4 (0.2)          0 (0.0)          32 (0.1)        182 (0.3)        70 (0.3)
  No                             5,486 (99.9)     2,119 (99.8)     1,567 (100.0)    33,154 (99.9)    63,740 (99.7)    21,601 (99.7)
Low birth weight (<2,500 g)                                                                                                              <0.001
  Yes                              112 (2.0)        31 (1.5)          57 (3.6)        616 (1.9)       3,302 (5.2)      1,115 (5.1)
  No                             5,377 (98.0)     2,092 (98.5)      1,510 (96.4)    32,570 (98.1)    60,620 (94.8)    20,556 (94.9)
Respiratory distress                                                                                                                     <0.001
  Yes                             144 (2.6)         68 (3.2)          85 (5.4)       1,189 (3.6)      7,399 (11.6)    2,605 (12.0)
  No                             53,45 (97.4)     2,055 (96.8)      1,482 (94.6)    31,997 (96.4)    56,523 (88.4)    19,066 (88.0)
Pulmonary hemorrhage                                                                                                                     0.074
  Yes                              1 (0.0)          0 (0.0)           0 (0.0)           0 (0.0)         12 (0.0)          7 (0.0)
  No                            5,488 (100.0)    2,123 (100.0)     1,567 (100.0)    33,186 (100.0)   63,910 (100.0)   21,664 (100.0)
Bronchopulmonary dysplasia                                                                                                               <0.001
  Yes                              11 (0.2)          2 (0.1)           6 (0.4)         37 (0.1)        297 (0.5)        246 (1.1)
  No                             5,478 (99.8)     2,121 (99.9)      1,561 (99.6)    33,149 (99.9)    63,625 (99.5)    21,425 (98.9)
Bacterial sepsis                                                                                                                         <0.001
  Yes                              57 (1.0)         45 (2.1)          28 (1.8)        446 (1.3)       1,233 (1.9)       289 (1.3)
  No                             5,432 (99.0)     2,078 (97.9)      1,539 (98.2)    32,740 (98.7)    62,689 (98.1)    21,382 (98.7)
Survival and risk factors for mortality during childhood for                (28-37 weeks), and respiratory distress decreased the likelihood
infants with CHD. The survival rate during childhood for                    of mortality in infants with congenital heart disease.
infants with CHD was 97.9% (Figure 2). There was a sharp                    Additionally, the risk of mortality decreased with more recent
decline in the survival rates during the first year of life,                diagnoses. Multivariable analysis revealed that complex CHD
followed by a gradual decline thereafter. The survival rates                was the most powerful risk factor for childhood mortality,
according to each characteristic of patients with CHD are                   followed by pulmonary hypertension. Other risk factors for
presented in Figure 3, and the hazard ratios (HRs) for various              mortality in infants with CHD were birth asphyxia, SGA,
factors related to childhood mortality in infants with CHD are              respiratory distress, pulmonary hemorrhage, BPD, and
shown in Table IV. Univariable analysis revealed that male sex,             convulsions. Preterm birth (28-37 weeks) was significantly
birth asphyxia, pulmonary hemorrhage, BPD, pulmonary                        associated with a decreased risk of mortality in multivariate
hypertension, and complex CHD (Lesions 1-2) increased the                   analysis. Moreover, the risk of mortality decreased significantly
likelihood of mortality. However, twin pregnancy, preterm birth             with more recent diagnoses, even in multivariate analysis.
                                                                       1987
                                         Lee et al: Survival for Congenital Heart Disease Infants
Lesion                             1                2                3                 4               5                6           p-Value
                                (N=5,489)        (N=2,123)        (N=1,567)        (N=33,186)      (N=63,922)       (N=21,671)
Figure 2. Survival rates of infants with congenital heart disease (CHD) during childhood.
                                                                     1988
                                                       in vivo 38: 1984-1992 (2024)
                                                                     1989
                                         Lee et al: Survival for Congenital Heart Disease Infants
Univariate Multivariate
HR: Hazard ratio; CI: confidence interval; CHD: congenital heart disease.
Discussion                                                                  highest. In our study, the highest mortality rate was observed
                                                                            during the first year of life, and the mortality rates for each
In this study, using Korean NHIS claims data, out of 127,958                variable showed a sharp decline before the age of 5 years.
infants diagnosed with CHD, 2,275 died before 18 years of                   The mortality rate of young children with CHD under 5
age. The survival rate for infants with CHD in South Korea                  years of age is still steep, emphasizing the importance of
was 97.9%. The survival rate declined sharply during the                    early intervention and management for infants born with
first year of life, followed by a gradual and stable decline                CHD to improve their future survival rates.
thereafter. The highest childhood mortality rate was observed                  Although the survival rate of CHD patients has improved
in Lesion 2 group (non-conotruncal defect) at 19.7%,                        dramatically, the mortality rate in patients with CHD remains
followed by Lesion 1 group (conotruncal defect) at 10.2%.                   significantly higher than that of the general population. The
The mortality rates for Lesion 3 (coarctation of the aorta), 6              mortality risk is reported to be 17.7 times higher
(all other lesions), 4 (ventricular septal defect), and 5 (atrial           (95%CI=16.8-18.6) than that of the general population,
septal defect) groups were 7.3%, 2.9%, 1.0%, and 0.4%,                      indicating a significant difference in survival rates between
respectively. According to multivariable analysis, the                      children with CHD and the general population (2, 4).
significant risk factors for childhood mortality in infants with            According to a study in Sweden, the mortality rate of children
CHD were complex CHD, pulmonary hypertension, birth                         with non-conotruncal CHD lesions was associated with the
asphyxia, SGA, respiratory distress, pulmonary hemorrhage,                  highest hazard ratio (HR=97.2, 95%CI=80.4-117.4) compared
BPD, and convulsions. Additionally, the mortality rate during               to that of the general population. Conversely, another study in
childhood significantly decreased in more recent birth years.               Sweden focused on adults with CHD found that those with
   The survival rate for children with CHD has significantly                conotruncal defects had the highest mortality rate (HR=10.13,
improved compared to the past, particularly in those less                   95%CI=8.78-11.69) compared to that of the general
than one year old (4, 5). Consequently, the mortality rate of               population (2, 3). Another study in the United States reported
relatively older children (>5 years old) is reportedly higher               that the mortality for single-ventricle physiology among CHDs
than that in the past (4). However, the mortality rate,                     was the highest across all age groups of children. Specifically,
especially in children aged four or younger, remains the                    the mortality rates in infants with single-ventricle defects had
                                                                     1990
                                                   in vivo 38: 1984-1992 (2024)
significantly decreased, but those in older children and            of heart anomalies in full-term infants was higher than that in
adolescents had actually increased compared to those in             premature infants with coincidentally detected heart anomalies,
previous years (4). The authors suggested several potential         suggesting that the impact of the anomaly on survival was
reasons for the observed increase, including the early timing       more significant in full-term infants than in premature infants.
of Fontan surgery, development of failing Fontan physiology,           We investigated neonatal risk factors for childhood
and difficulties in accessing healthcare due to insurance issues.   mortality in infants with CHD. Complex CHD and
The risk factors for mortality in children with CHD                 pulmonary hypertension were the most significant risk
purportedly include low birth weight, male sex, prematurity,        factors of mortality in infants with CHD, and the presence
extracardiac defects, and genetic anomalies (4, 7).                 of other neonatal morbidities also contributed to a
   To our knowledge, this study is the first large-scale            significantly higher risk of childhood mortality. This study
investigation of survival and neonatal risk factors in infants      suggests the possibility of a more detailed and precise risk
with CHD in an Asian country with a developed health                stratification for infants with CHD based on certain
insurance system. In this study, as in previous Western studies,    characteristics in the neonatal period, which may lead to
the highest infant mortality rate was associated with non-          higher childhood mortality. Through sophisticated and
conotruncal defects, and complex CHD, including Lesions 1           individualized risk assessments for these neonatal risk factors
(conotruncal) and 2 (non-conotruncal), was the most important       and the development of optimal treatment strategies, we may
risk factor for mortality in infants with CHD during childhood      improve the survival of infants born with CHD in the future.
(HR=10.736, 95%CI=9.849-11.703). The second most
significant risk factor was pulmonary hypertension. The             Study limitations. First, this was a retrospective observational
annual incidence of pulmonary arterial hypertension associated      study, which entails a potential for information bias. Second, it
with CHD in children is reportedly 2.2 per million, which is        was based on the Korean NHIS, which has the advantage of
higher than the prevalence in adult patients with CHD (12).         being a large-scale dataset covering almost all Korean citizens
Pulmonary hypertension in pediatric patients with CHD is            but may lack detailed information on some factors. Additionally,
further complicated by the complexity of CHD, prematurity,          the NHIS data do not provide information on patients’ lifestyle
underlying lung diseases, such as BPD, chromosomal                  habits, such as dietary patterns and physical activity. Third, the
anomalies, and other comorbidities, making treatment more           mortality of infants with CHD may be influenced not only by
challenging (13). Sildenafil and bosentan are reportedly            infantile diseases, but also by new diseases during childhood.
helpful in improving symptoms of pulmonary hypertension in          However, in this study, we did not consider concurrent diseases
Fontan patients (14, 15). While small-scale reports have            after infancy. Several childhood diseases not included in this
suggested the effectiveness of riociguat and selexipag for          study might have affected the mortality rate of infants with
pediatric pulmonary arterial hypertension, data on pediatric        CHD. Finally, we classified CHD hierarchically; however, CHD
patients with CHD is lacking (16-20). Future assessment of          is a heterogeneous disease, and the disease severity can vary
the efficacy and clinical use of these pulmonary hypertension       greatly, even within each lesion. However, this aspect could not
medications in pediatric patients with CHD, as well as              be assessed using the NHIS data.
individualized evaluation and appropriate treatment strategies
in patients with CHD, may contribute to improving the               Conclusion
survival rates in pediatric patients with CHD. Moreover, the
mortality rate was higher in cases with other underlying            The survival of infants with CHD has been favorable in South
conditions during the neonatal period, such as birth asphyxia,      Korea, with a survival rate of over 97% over the past 20 years.
SGA, respiratory distress, pulmonary hemorrhage, BPD, and           Complex CHD and pulmonary hypertension are the most
convulsions. Therefore, individualized and optimal evaluation       significant risk factors for mortality in infants with CHD, and
and treatment strategies may be necessary for children with         several other neonatal conditions are also significant risk
CHD and other comorbidities in the future.                          factors. Individualized risk assessment that considers these
   Contrary to our initial expectations, premature infants born     factors and optimal treatment strategies may contribute to
between 28-37 weeks had a lower likelihood of mortality.            improving the survival rates of children with CHD.
While causal relationships could not be confirmed in this
observational study, premature infants may have a higher            Funding
incidence of mild CHD incidentally detected during routine
                                                                    This study was supported by a grant from the Korea University
echocardiography screenings performed during admission to           (K2023101).
the neonatal intensive care unit, who may not require treatment.
We attempted to adjust for CHD severity by classifying              Conflicts of Interest
Lesions 1-2 as complex CHD using multivariable analysis.
However, even within non-complex Lesions 2-6, the severity          The Authors declare no conflicts of interest in relation to this study.
                                                                1991
                                          Lee et al: Survival for Congenital Heart Disease Infants
1992