Processmanagementtasksandbarriers
Processmanagementtasksandbarriers
net/publication/235305096
CITATIONS READS
62 9,377
3 authors:
SEE PROFILE
All content following this page was uploaded by Silvia Ines Dallavalle de Pádua on 02 September 2014.
BPMJ
18,5 Process management tasks and
barriers: functional to processes
approach
762
Lucia Aparecida da Silva, Ieda Pelogia Martins Damian and
Silvia Inês Dallavalle de Pádua
College of Economics, Business and Accounting, University of São Paulo,
Ribeirão Preto, Brazil
Abstract
Purpose – Migration from the traditional management model to the BPM (business process
management) approach results in improved process performance. In order to promote BPM, it is
necessary to have an organizational approach that defines the necessary tasks of the processes’
project, day-to-day execution, and learning-related tasks. In this aspect, there are difficulties and
barriers to be confronted in a different way through organization. The purpose of this paper is to
analyze the importance attributed to the tasks necessary for process management considering the way
the management of these tasks and barriers found in order to change from functional management to
process oriented management.
Design/methodology/approach – A case study was developed on two companies from the
services sector. In-depth interviews with managers from the companies studied were conducted.
Findings – It was identified that these companies found themselves at different levels of transition
from the functional management process to process oriented management and that people and
organizational cultures are presented in both organizations as the main barriers to changes within this
management model.
Research limitations/implications – This research is based on a broad bibliographical base in
opposition to the limited capacity of empirical validation.
Originality/value – The paper describes an empirical case study which refers to BPM tasks and to
the barriers that will be transposed in order to promote business process management. The research
investigates which BPM tasks are executed and the importance of each task and even the barriers
against changing the management.
Keywords Business process management, Business process, Process task,
Barriers in process management, Process management, Change management
Paper type Case study
1. Introduction
Constant changes and growing competition are part of the every company’s reality,
regardless of the productive sector, size or location. There is a tendency for companies to
opt for a process oriented management process instead of the traditional functional
approach due to factors such as: an increase in the frequency of ordered products; the
need for rapid transfer of information; rapid decision-making; the need to adapt to
Business Process Management demand changes and a constantly increasing number of international competitors
Journal (Seethamraju and Marjanovic, 2009).
Vol. 18 No. 5, 2012
pp. 762-776 Neubauer (2009) highlights other challenges that companies have been facing recently,
q Emerald Group Publishing Limited
1463-7154
such as constant changes in business requirements, shortened product life cycles, and the
DOI 10.1108/14637151211270144 pressure of rising costs.
In this way, along with internal transparency, in an economically changing market Process
scenario, it is one of the ways of dealing with the challenge of improving the business management
processes of the company in order to optimize performance (Trkman, 2010). In this sense,
Trkman (2010) stated that the organizations’ focus must be the core processes which are tasks
those that deliver value to the customers.
For Neubauer (2009) and McCormack et al. (2009), business process management
(BPM) enables companies to achieve quick organizational adaptation. Liu et al. (2009) 763
reported that BPM allows organizations to create dynamic collaborations and flexibility
to synergistically adapt to changing global market conditions. BPM provides the
development and continuous improvement of organizational strategies and makes
companies focus on generating value for the customer and still improve performance
(McCormack et al., 2009).
Houy et al. (2010) conducted a survey in order to provide an overview of BPM research
evolution and concluded that the increasing number of articles published in journals and
conferences on the subject and the institutionalization of program degrees specializing
in BPM at several universities proves that the BPM is not a fad, but a tendency to evolve
into the science of administration.
In this sense, Paim et al. (2008), argue that BPM is a very broad object of study,
therefore developed a study to define the tasks necessary for process management,
considering a broad conceptual and practical view. The understanding of the tasks
clarifies what your relationship is and why they are necessary to promote the BPM. The
tasks were divided into three groups: those necessary for the processes project, managing
the execution of day-to-day processes and those related to the promotion of learning.
Neubauer (2009) states that, although BPM is among the most important management
issues because it allows companies agile adaptation to changing business requirements,
only a very small number of firms follow a holistic approach and reached the status of an
organization focused on process.
According McCormack et al. (2009), advancing in the management of business
processes, the organization will have better control of their results, better prediction of
goals, cost and performance; become more efficient in achieving set goals and improving
management’s ability to propose innovations. However, on the one hand, the migration
model for the functional management process oriented management results in
improvements in process performance, while on the other hand it promotes an increase
in management complexity. Thus, there may be restrictions or barriers to overcome for
successful implementation of this new management model.
These barriers can be linked to the segment, people or company. The main barriers
are found in the literature: issues related to technology, the same organizational culture,
lack of knowledge of the processes concept, little integration between the methodologies,
techniques and tools employed in various areas of business, lack of basic culture of
process oriented management for the entire organization, lack of leadership and direct
involvement of the executive staff, lack of incentives and rewards to encourage the
adoption of new processes, lack of resources essential to BPM or the mismanagement
of these resources (Antonucci et al., 2009; Bandara et al., 2005, 2007; Trkman, 2010).
According to Jeston and Nelis (2006), Trkman (2010) and Neubauer (2009), the
popularity and significance of BPM leads to the question of how organizations are
performing the tasks of BPM and what barriers are faced in changing the functional
approach to an approach focused on processes.
BPMJ Since there are a lack of empirical studies on how organizations are developing
18,5 BPM tasks (Paim et al., 2008) and there are few studies that show the barriers faced
in processes management, the overall objective of this paper is to analyze the importance
attached to tasks necessary for the management of processes considering how to manage
these tasks and the barriers encountered in the change from functional management to
process oriented management.
764 In order to achieve the objective of this study, initially, a literature review was
performed, a literature review to learn the fundamental concepts and tasks related
to BPM and the barriers faced by companies promoting BPM. In-depth interviews
were conducted with managers of two service companies. After collecting the data,
qualitative analysis was performed this enabled the attainment of those goals.
Given the importance of what was discussed above and due to the lack of studies
that address processes as stated by Trkman (2010), this work aims to bring contributions
to professionals as well as academics, in regards to the transition from functional
management to process oriented management and the transposed barriers to BPM
promotion. The main contribution for project managers promoting BPM is in supplying
basic theory for the BPM tasks and their main barriers. Based on this understanding it will
be possible to create initiatives for eliminating them from the start. For academic
researchers, this study will contribute to emphasize the barriers against the promotion of
BPM and even with respect to the importance of the BPM tasks which are evaluated within
those organizations being studied.
2. Theoretical reference
2.1 Business process management
BPM is not only about designing, developing and executing business processes, but
also considering the interaction between these processes, managing, analyzing and
optimizing them (Kohlbacher, 2010). Jeston and Nelis (2006) add that BPM can be defined
as a holistic practice where factors such as organizational management understanding
and involvement of the top of the organization, clearly defined roles, adequate technical,
well-trained people and a culture receptive to processes business are essential to obtain the
desired result. In different ways, Antonucci and Goeke (2011) argue that there is still no
universally accepted definition of BPM; however, experts generally agree that BPM has
evolved from a systems orientation (technology) to a management practice in which the
company has its process-centric and customer-focused organization, with goals, people
and technology integrated in both the operational and strategic activities. Therefore,
for these authors, BPM is a discipline that integrates information technology (IT) and
knowledge of business processes in order to transform individual efforts into activities
that offer integrated, measurable strategic and operational competitive advantages in
order to obtain a holistic view of planning and management of end-to-end business
processes of the organization. However, Ravesteyn and Batenburg (2010) point out that the
organizations at the start of a project to promote BPM, should realize that this is not an IT
project. In this sense, Trkman (2010) states that BPM can help in implementing a strategic
program, allowing better match between organizational strategy and business processes
of the company. However, changing the approach to operational management of the
company to a process oriented management approach involves defining the
responsibilities for the conduct of the proceedings (Palmberg, 2010), minimize transfers,
thereby reducing errors and time delays, maximize the grouping of activities and reduce Process
the effort (Antonucci and Goeke, 2011; Paim et al., 2008). management
In this context, Paim et al. (2008) claim that there are fully functional management
scenarios, a cross-functional management processes and management processes tasks
horizontal, as shown in Figure 1. These scenarios are classified as management approach.
In the same organization it is possible that some processes are managed on a functional
approach, others in a cross-functional process and some with a horizontal approach. 765
According to Paim et al. (2008), it is possible to visualize the three management
approaches:
(1) Functional. When an organization is structured functionally and only recognizes
processes within organizational departments or units, then functional
management of functional process ensues.
(2) Transversal processes functional. When the organization is structured
functionally, but recognizes cross-functional processes, from demand to delivery
offered or from customer back to customer, there is functional management of
cross-functional processes.
(3) Horizontal processes. When processes come to be the main concept and
dimension guiding management, then there is process management of
cross-functional processes.
According to Paim et al. (2008), in the functional approach, the processes are singly
managed, the organization has the characteristics of low-capacity coordination silos and
there is little orientation for the market. In functional management of transversal
processes, the model prioritizes organizational management based on processes, which
must support the coordination of labor, however, preserving the division of labor centered
on specialization. In horizontal processes management, there are alterations in the member
Functional with
Functional transversal Horizontal
Vertical processes Processe
Traditional Process
Functional Oriented Figure 1.
Management Structure The three management
approaches
Source: Based on Paim et al. (2008)
BPMJ elements of the organizational project aiming for the prioritization of processes like the
18,5 functional axis, guiding decisions by prioritizing based on processes. Figure 2 shows the
organizational decision spectrum in functional logic versus process logic. Take note that in
process oriented management, the decisions and element structuring shown in Figure 2,
are guided by the processes.
In this aspect, to Paim et al. (2008), the logic of process management is conducive to
766 the following management practices:
.
cross-functional processes are recognized and divulged;
.
organizational structures assign units formal responsibility for cross-functional
process management or work groups are organized to conduct processes from
start to finish;
.
customer requirements are applied to improving cross-functional processes;
.
information systems are conceived, developed and introduced building on
cross-functional processes;
.
performance evaluation and recognition systems are oriented to the overall
outcomes of cross-functional processes;
.
budget resources are allocated to cross-functional processes; and
.
pay, benefit and career paths encourage knowledge of cross-functional processes.
Figure 2.
Organizational decision
spectrum: functional
management versus
process oriented
management
Source: Based on Paim et al. (2008, p. 709)
solution is not to choose between the functional approach and processes, but can apply Process
both in the organization, provided that there is negotiation and collaboration, in which management
managers can communicate and align the organization’s strategy with the process
strategy. tasks
In this sense, a successful BPM project, according to Neubauer (2009), requires a
well-organized team that is able to analyze, design, implement and continuously improve
the processes according to business strategy. Despite the importance of BPM, according to 767
Neubauer (2009), Paim et al. (2008) and McCormack et al. (2009), the transition of the
organization of a functional approach to an approach focused on processes still happens
slowly. BPM is an objective of the significantly broad study and Paim et al. (2008) defined
the tasks that comprise the concept of BPM. And this is what the next item will deal with.
In this sense, McCormack et al. (2009) stressed that to promote the BPM, you must have
an organizational approach that defines the process and the roles of management
processes and breaking the old functional approach that inhibits the systemic vision of
the organization. Trkman (2010) noted that the company should be carefully aligning
their business processes with the environment and the flexibility and continuous
adaptation of its core processes. Therefore, it must establish that the business processes
are key to contributing to competitive advantage.
Another factor highlighted by Paim et al. (2008) is that much of the available technology
is based on the functional approach; in addition, the acquisition of new technologies
is costly. Another highlighted aspect is the unavailability of professionals with a vision
of business processes since the vast majority of undergraduate courses taught the
departmental approach (ABPMP, Antonucci et al., 2009).
Sentanin et al. (2008) conducted a study on BPM application in a public research center
that administered the challenges of progress throughout the stages and levels of BPM
and emphasized the participation of all members of the research center in a process where
the functional mindset has to be broken and the vision based on continuous processes has
to be built. These are sine-qua-non for overcoming the challenges to BPM consolidation.
A barrier to be highlighted is the same organizational culture itself, as organizations,
for such a long time, have benefitted from the functional coordination of the work. In this
case, according to Palmberg (2010), there is a major concern for people who prefer to
receive the order to assume greater responsibilities. Another difficulty faced is that
the concept of processes is still not widespread in organizations (Trkman, 2010).
The lack of standardization is highlighted by Jeston and Nelis (2006) reported that Process
often, the areas are working the same logical abstraction of the process, but with management
different names, little integration between the methodologies, techniques and tools used
in various areas, and different visions of the set of activities, products, customers and tasks
other components of the process.
According to ABPMP (Antonucci et al., 2009), the direct involvement of leadership
and executive team, ownership of the process, incentives and rewards for the adoption 769
of new processes, creating cross-functional teams to participate in and cooperate with
the process, development of continuous improvement, commitment to investment and
alignment of business strategy with the customer are essential to the promotion of BPM.
In this context, Bandara et al. (2007) noted the disconnection between strategy and BPM
projects, which have been identified as one of the major flaws.
Bandara et al. (2005) found in their study, the participation of stakeholders, to obtain
information, the expertise of the modeler, project management and support of top
management as success factors in business process modeling. The need for involvement
of top managers, the link between BPM and organizational strategy, careful connection
of IT and business strategy were critical success factors identified by Trkman (2010)
in their study. In this sense, communication, stakeholder involvement, support from
senior management are critical success factors in deploying BPM systems identified by
Ravesteyn and Batenburg (2010), suggesting that large projects should not be developed
without the support of a top-down approach.
3. Research methodology
The research was developed based on multiple case studies. The double case study was
chosen because it builds a qualitative field research and represents the preferred
strategy when asking questions like “how” and “why” (Yin, 2009). This methodology
involves the intensive analysis of a relatively small number of situations. Still, according
to the author, the case study offers the advantage of the wealth of details obtained and
how the research effort, contributes in a unique way to understanding the phenomena
that we have individual, organizational, social and political.
The study was conducted in two companies operating in the services sector in
various regions of Brazil, and the criterion for selecting these companies was the service
sector organizations that have grown and are making major changes in their
management model, the relevant decisions and actions relevant to the proposal of this
work and also for easier access to respondents. The two companies have grown over the
past five years and initiated projects to promote BPM. Thus, the selection of companies
was based on rapid growth, changes in the management of related processes and the
need to manage processes to maintain the level of quality services.
In-depth interviews were conducted with the managing director and manager of
companies directly involved with the processes of organizations. A BPM task roadmap
was used for interview development (Caulliraux and Cardoso, 2008).
Thus, the interview script used was structured in three blocks that corresponded to
three groups of tasks developed by Paim et al. (2008), which are: thinking, which refers to
the tasks of design processes, the act that relates to the management processes on a daily
basis and learning which is to promote development and learning processes, as shown
in Table II. Each task that makes up the groups was evaluated in terms of importance
BPMJ
Projecting processes (first group) Understand the external and internal environment
18,5 Establish the strategy and approach for change
Ensure sponsorship for change
Understand, select and prioritize processes
Understand, select and prioritize tools
Form teams and groups for process diagnostics
770 Understand and model processes to fit the current
situation
Define and prioritize current problems
Define and prioritize solutions for current problems
Define practices for management and the execution
of the processes
Understand and model processes for the future
Define change for processes
Implant new processes
Managing day-to-day processes (second group) Implement processes and changes
Promote process materialization
Accompany the execution of processes
Control the execution of processes
Carry out short-term change
Promoting evolution and learning (third group) Record process performance
Carry out benchmarking processes
Record and control impact deviation
Assess performance of processes
Table II. Record learned material about the processes
Groups of tasks for BPM
and their variables Source: Based on Paim et al. (2008)
for each company studied and how the task was performed on each organization.
The barriers encountered when promoting BPM were identified.
The case study protocol presented in Table III guided the investigative process.
Research question How BPM related tasks are developed and what are their barriers?
Unit of analysis Form of management in two service organizations
Time limits Between the May and June 2010
Location Companies A and B
Validity of constructs In contrast to practical theory, based in the theme’s state of the art
Internal validity Observation
Document
Interview with the board and administrative managers as a source of evidence
Elementary questions Are the processes projected functionally or transversally?
about the case studies How are the processes managed day-to-day?
Table III. How is learning evolution assessed?
Case study protocol What are the main barriers to BPM promotion?
refers to changes in management processes that are being implemented, so it became Process
possible to examine the issues relating to the objectives of this study. The presentation
and analysis were summarized into four topics: business description; importance of the
management
tasks and processes for managing a major barrier. tasks
4.1 Business description
The first analyzed company, here called Company A is a provider of legal services in the 771
segment that has branches located in important regions of Brazil. It was founded in
1969 and operates throughout Brazil, Mercosur, Mexico, the USA and Europe in the
areas of tax, civil, commercial and corporate law, labor, criminal, administrative,
environmental and biolaw, cooperatives, sports, and paralegal reports and control.
The second company studied here called Company B, is an institute for teaching and
research in administration, which was established through the teachers union, researchers
and professionals in administration in 2003 and currently has about 200 teachers
and 12 universities. It operates in three complementary areas: education, research and
extension organization (consulting).
5. Conclusion
Based on literature and field research, we can conclude that companies recognize the
774 importance of BPM, but their levels of development are still relatively limited. With
regard to the tasks of BPM, these have arisen in response to increased competition
among companies that have come to seek certifications, causing them to turn their
attention to the process. The tasks identified relate to the design of the project, managing
the day-to-day, and learning.
The migration of one management model to another, or from one paradigm to
another, can be slow because the process of new practices can be restricted by various
barriers. As the overall objective of the study was to analyze the importance assigned to
tasks to implement BPM and raise the principal challenges for migration management
model, one can conclude that companies are committed to promoting a management
focused on understanding the processes by importance of this management model to
improve the quality of its services.
It should be noted that due to specific characteristics of the organizations studied, they
followed different lines of thought regarding the implementation of BPM. While Company
A considers it most appropriate to begin implementing the BPM gradually since the change
of the management model in Company A as a whole could have a large impact on their
culture, Company B, in turn, defined to implement BPM in the enterprise as a whole,
therefore, clearly understood the transversal processes. A striking feature is that of
Company B being innovative in providing in-company courses according to the needs of the
organization. The organizational environment is conducive to innovation. Psychologists
are involved in each stage of change. There is a special attention to managing change.
With regard to the importance of the tasks for businesses, it can be concluded that the
tasks for the most part are very important, although companies are at different levels
of transition management model. Company B considers tasks much more important for
group learning compared to Company A, this task group does not yet apply, due to it
being early in the process of management model change, it will be important when
BPM has a more advanced.
There are barriers related to people, the business segment and the company.
The barriers faced by the companies studied, parts are similar, with regard to people,
organizational culture and others that are specific to the business segment of each, as the
diversity of the company’s customers, the number of employees who work there long
time in the company. Company B has already faced the financial barrier, not identified in
Company A.
Another barrier found in the two companies is the lack of organizational learning
development in this case, seminars, courses, presentation of case studies and visits
to companies that have implemented BPM are suggested, and involve not only the
public organization’s internal but also customers, suppliers and partners.
Based on the analysis developed in this paper, it is suggested that organizations
wishing to promote BPM choose or develop a method that includes all tasks related to
process design, managing the day-to-day and promoting the evolution and learning. The
method chosen should be appropriate to the context of the organization. Another factor
identified is the careful management of change. In Company B employees actively Process
participated in the construction of process models, and constructed a new approach to management
managing end-to-end process. Many formal and informal meetings are a way of
encouraging staff to engage and overcome the barriers. The promotion of BPM is with tasks
the involvement of all interested colleagues.
The paper has several practical applications This work can bring a contribution to
professionals as well as academics, in regards to the transition from functional 775
management to process oriented management and the transposed barriers to BPM
promotion. The understanding of the importance of the BPM tasks and the main barriers
will serve as a guide to improve planning and performing initiatives for promoting BPM.
As a suggestion for future work, it is suggested to identify ways of inhibiting barriers
against the promotion of BPM.
One of the limitations of the present research is due to the fact that it is based on a
broad bibliography in contrast to a limited empirical validation capacity.
References
Antonucci, Y.L. and Goeke, R.J. (2011), “Identification of appropriate responsibilities and
positions for business process management success”, Business Process Management
Journal, Vol. 17 No. 1, pp. 127-46.
Antonucci, Y.L., Bariff, M., Benedict, T., Champlin, B., Downing, B.D., Franzen, J., Madison, D.J.,
Lusk, S., Spanyi, A., Treat, M., Zhao, L. and Raschke, R.L. (2009), Business Process
Management Common Body of Knowledge, ABPMP, Terre Haute, IN.
Bandara, W., Gable, G. and Rosemann, M. (2005), “Factors and measures of business process
modeling: model building through a multiple case study”, European Journal of
Information Systems, Vol. 14 No. 4, pp. 347-60.
Bandara, W., Indulska, M., Chong, S. and Sadiq, S. (2007), “Major issues in business process
management: an expert perspective”, BPTrends, October, pp. 1-8.
Houy, C., Fettke, P. and Loos, P. (2010), “Empirical research in business process management –
analysis of an emerging field of research”, Business Process Management Journal, Vol. 16
No. 4, pp. 619-61.
Jeston, J. and Nelis, J. (2006), Business Process Management: Practical Guidelines to Successful
Implementations, Butterworth-Heinemann, Oxford.
Kohlbacher, M. (2010), “The effects of process orientation: a literature review”,
Business Process Management Journal, Vol. 16 No. 1, pp. 135-52.
Liu, C., Li, Q. and Zhao, X. (2009), “Challenges and opportunities in collaborative business
process management: overview of recent advances and introduction to the special issue”,
Information Systems Frontiers, Vol. 11 No. 3, pp. 201-9.
McCormack, K., Deschoolmeester, D., Willems, J., Willaert, P., van den Bergh, J., Stemberger, M.I.,
Skrinjar, R., Trkman, P., Ladeira, M.B., Valadares, D.E., Oliviera, M.P., Bosilj Vuksic, V.
and Vlahovic, N. (2009), “A global investigation of key turning points in business process
maturity”, Business Process Management Journal, Vol. 15 No. 5, pp. 792-815.
Neubauer, T. (2009), “Um estudo empı́rico sobre o estado da gestão dos processos de negócio”,
Business Process Management Journal, Bingley, Vol. 15 No. 2, pp. 166-83.
Paim, R.C.S., Caulliraux, H. and Cardoso, R. (2008), “Process management tasks: a conceptual and
practical views”, Business Process Management Journal, Vol. 14 No. 5, pp. 694-723.
Palmberg, K. (2010), “Experiences of implementing process management: a multiple-case study”,
Business Process Management Journal, Vol. 16 No. 1, pp. 93-113.
BPMJ Ravesteyn, P. and Batenburg, R. (2010), “Surveying the critical success factors of BPM-systems
implementation”, Business Process Management Journal, Vol. 16 No. 1, pp. 492-507.
18,5 Seethamraju, R. and Marjanovic, O. (2009), “Role of process knowledge in business process
improvement methodology: a case study”, Business Process Management Journal, Vol. 15
No. 6, pp. 920-36.
Sentanin, O.F., Santos, F.C.A. and Jabbour, C.J.C. (2008), “Business process management in a
776 Brazilian public research centre”, Business Process Management Journal, Vol. 14 No. 4,
pp. 483-96.
Trkman, P. (2010), “The critical success factors of business process management”, International
Journal of Information Management, Guilford, Vol. 30, pp. 125-34.
Yin, R.K. (2009), Case Study Research: Design and Methods, 4th ed., Sage, Los Angeles, CA.
Further reading
Paim, R., Caulliraux, H., Cardoso, V. and Clemente, R. (2009), Gestão de processos: pensar, agir e
aprender, Bookman, Porto Alegre.
Corresponding author
Silvia Inês Dallavalle de Pádua can be contacted at: [email protected]