Attention-Defi Cit Hyperactivity Disorder
Attention-Defi Cit Hyperactivity Disorder
Disorder 9
Jenelle Nissley-Tsiopinis, Caroline Krehbiel,
and Thomas J. Power
T.P. Gullotta et al. (eds.), Handbook of Adolescent Behavioral Problems: Evidence-Based 151
Approaches to Prevention and Treatment, DOI 10.1007/978-1-4899-7497-6_9,
© Springer Science+Business Media New York 2015
152 J. Nissley-Tsiopinis et al.
in adolescence and developing or adapting inter- anxiety disorders, and mood disorders. About
ventions to be used with teenagers with ADHD. 25 % of clinic-referred youth with ADHD
In this entry, we review the research on demonstrate serious conduct problems, with
adolescents with ADHD. We evaluate the inter- somewhat higher rates for boys than girls. The
vention research to differentiate effective, prom- risk of substance abuse among youth with ADHD
ising, and non-effective approaches. Further, we is elevated among those who exhibit serious con-
identify promising approaches to preventing the duct problems by adolescence (Molina, 2011).
emergence of significant functional impairments
among adolescents with ADHD.
Biological/Genetic Factors
researchers have hypothesized that decreased Larsson, & Lichtenstein, 2004). These results
efficiency of connections in the brains of youth highlight the importance of genetically influ-
with ADHD may be associated with a loss of enced developmental changes in ADHD symp-
long-range connections between distant sections toms from childhood to adolescence.
of the brain (Wang et al., 2009). Research to date has failed to identify a spe-
Research has also found evidence that brain cific gene or set of genes associated with
differences are associated with greater persis- ADHD. Instead, the research evidence suggests
tence of ADHD symptoms into adolescence and that several distinct clusters of genes may under-
adulthood. For example, Schulz, Newcorn, Fan, lie the development of ADHD, and clusters of
Tang, and Halperin (2005) found that persis- genes may differ across families (Elia et al.,
tence of ADHD into adolescence after initial 2010). Furthermore, research suggests that sev-
diagnosis during early childhood was associ- eral identifiable environmental factors mediate
ated with greater activation of the ventrolateral the expression of these genes in such a way as to
prefrontal cortex, an area of the brain associated increase the severity of clinical symptoms among
with executive function. One study (Hermens, susceptible individuals (Seeger, Schloss,
Kohn, Clarke, Gordon, & Williams, 2005) Schmidt, Rüter-Jungfleisch, & Henn, 2004).
found differences in brain activation between
adolescent boys and girls with ADHD, suggest-
ing that different brain mechanisms may under- Individual Factors Influencing
lie the expression of ADHD symptoms in girls Risk and Resiliency
than boys.
ADHD is increasingly understood to have a Various factors, including childhood severity of
remarkably complex etiology. Genetics research ADHD and psychiatric comorbidity have been
has found that there is a genetic contribution to found to predict persistence of ADHD into ado-
this disorder. Greater risk for ADHD has been lescence among clinic-referred children
reported among first and second degree family (Biederman & Faraone, 2002). Children in a com-
members of individuals with ADHD. Further, a munity sample who had major depressive disor-
higher risk for ADHD has been reported in bio- der or oppositional defiant disorder were more
logical parents, but not in adoptive parents, of likely than children without these disorders to
individuals with ADHD (Sprich, Biederman, meet criteria for ADHD when they became ado-
Crawford, Mundy, & Faraone, 2000). Twin stud- lescents. The presence of specific inattentive
ies have provided estimates of heritability, which symptoms in childhood (e.g., being forgetful, los-
is the proportion of a trait that can be accounted ing things, difficulty following instructions, diffi-
for by genetic factors. In younger cohorts (2 years culty organizing tasks, avoiding tasks) was also
of age or less) the heritability of ADHD has been associated with the persistence of ADHD into
estimated to be 76 %, whereas lower rates, around adolescence (Biederman et al., 1996). Although
30 %, have been reported in older cohorts ADHD is more common in boys than in girls,
(Ehringer, Rhee, Young, Corley, & Hewitt, 2006; findings regarding its persistence were similar for
Price et al., 2005; Schultz, Rabi, Faraone, both boys and girls (Hurtig et al., 2007).
Kremen, & Lyons, 2006). Research has shown that ADHD subtype
Family studies suggest that genetic influ- often changes from childhood to adolescence
ences related to ADHD are less important in (Hurtig et al., 2007). Children who met criteria
cases that remit before adolescence compared to for the combined subtype of ADHD in childhood
persistent cases (Faraone, 2000). Twin studies most often meet criteria for the inattentive sub-
also indicate that hyperactive symptoms are type in adolescence. Individuals who continue to
more stable in early and middle childhood, meet criteria for the combined subtype in adoles-
whereas attention problems are more stable in cence are more likely to have comorbid opposi-
late childhood and adolescence (Larsson, tional defiant disorder or conduct disorder than
154 J. Nissley-Tsiopinis et al.
adolescents with other subtypes of more likely to feel helpless than parents of children
ADHD. Females with ADHD and anxiety in without ADHD (Deault, 2010).
childhood appear to be more likely to have a Parent–child communication is essential to
comorbid anxiety disorder in adolescence, sustaining strong relationships and enabling par-
whereas the presence of a childhood anxiety dis- ents to be involved in a useful way in their child’s
order in boys with ADHD did not predict the decision making regarding peers and community
presence of an anxiety disorder in adolescence. activities (Robin, 2009). Communication prob-
A number of individual factors have been lems are common among families of teens with
associated with impairments in adolescents with ADHD and are associated with negative out-
ADHD. Both male and female adolescents with a comes. For example, when a child has ADHD,
history of ADHD were more likely than their parent–child communication difficulties during
peers without ADHD to also have another psy- childhood have been shown to predict tobacco
chiatric condition (Monuteaux et al., 2010). use in early adolescence (Burke, Loeber, &
Adolescents with ADHD who also had a comor- Lahey, 2001). Resilience factors have been iden-
bid psychiatric condition showed significantly tified with novice drivers that likely have applica-
greater impairments in functioning than their bility to those with ADHD include strong
peers who had ADHD without comorbidity. parent–child communication, increased parental
ADHD is associated with an increased surveillance, and use of an accountability system
likelihood of unsafe driving behaviors, includ- based on parent–teen negotiation, contracting,
ing receiving citations, being involved in motor and positive reinforcement for goal attainment
vehicle crashes, and being involved in accidents (Fabiano et al., 2011).
resulting in injuries and fatalities (Barkley & Cox, Parental surveillance is essential for prevent-
2007). Potential mechanisms of action have been ing youth from engaging in harmful activities in
proposed, including poor ability to anticipate the community and promoting adaptive peer
driving hazards, willingness to engage in risky functioning. Working out the right level of paren-
driving behaviors, inadequate self-assessment tal supervision can be challenging in families in
of skills in relation to challenging driving situ- which there is a teen with ADHD. Once again,
ations, and vulnerability to influence from peers strong communication between parent and child
(Pollatsek, Fisher, & Pradhan, 2006). lays the foundation for success in negotiating a
Research identifying protective factors has system of accountability that acknowledges the
been limited. One study found that greater self- teen’s emerging need for greater autonomy and is
perceived sense of control and meaningfulness effective in protecting the teen from harm
about life among youth with ADHD predicted (Barkley, Edwards, & Robin, 1999).
higher reductions in ADHD symptoms from
childhood to adolescence, especially for teens
with severe symptoms (Edbom, Malmberg, Social and Community Factors
Lichtenstein, Granlund, & Larsson, 2010). Influencing Risk and Resiliency
completion, lower grades, poorer performance on social success in school (Pianta, 1999).
standardized achievement tests, higher rates of Although the manner in which families are
classification in special education, and higher involved changes in secondary school in
rates of grade retention (DuPaul & Stoner, 2003). response to emerging student autonomy and
A pattern of poor school performance often changes in school structure, it is critical for par-
becomes established early in schooling, persists ents to actively participate in their child’s edu-
through the elementary and middle school years, cation and remain closely connected with the
and results in increased risk of dropout in high school (Grolnick, Kurowski, Dunlap, & Hevey,
school. School dropout, in turn, has been shown 2000). In addition, connecting students to a
to be a serious risk factor for poor outcomes later mentoring program promotes a sense of student
in life, including chronic health conditions, alco- belonging to the school, provides ongoing mon-
hol and substance abuse, serious mental illness, itoring of academic performance and behavior,
unemployment, and incarceration (National and coordinates the efforts of school personnel
Research Council, 2001). to assist the student (Sinclair, Christenson, &
Research has identified student engagement as Thurlow, 2005).
a key factor in preventing dropout and promoting
successful school performance. Student engage- Community factors. Adolescence is marked by a
ment has multiple dimensions (Betts, Appleton, heightened desire for autonomy from parents
Reschly, Christenson, & Huebner, 2010). and other adults, an increased interest in form-
Behavioral engagement, the extent to which a ing relationships with peers, greater involve-
student is in a position to participate in school, is ment in activities outside of home and school,
measured by attendance, suspensions, and par- and increasing access to privileges (e.g., driv-
ticipation in extracurricular activities. Academic ing, intimate relationships). Adolescence poses
engagement, the extent to which students are substantial challenges and risks to youth and
involved in instruction and practice activities, is their families, but the presence of ADHD often
differentiated into active responding (asking confers additional risk, such as engaging in
questions, working on class work) and passive potentially harmful sexual behavior (Barkley &
responding (looking at teacher during instruc- Gordon, 2002), using tobacco (Molina, 2011),
tion). Cognitive engagement refers to internal and engaging in dangerous driving behavior
factors related to learning, including self- (Barkley, 2004).
regulation, academic motivation, goal directed- Psychosocial adversity, such as lower socio-
ness, and use of learning strategies. Finally, economic status, single parenting, and parental
psychological engagement refers to a student’s psychopathology, predicts the persistence of
connectedness with school, including perceived ADHD into adolescence (Biederman & Faraone,
support from teachers and classmates and a sense 2002). Several factors that promote resilience
of belonging. among adolescents have relevance for youth with
Research on student engagement has identi- ADHD. Involvement in meaningful community
fied multiple factors that have relevance to pro- activities (e.g., afterschool programs) has been
moting resilience for students with ADHD who identified as a key factor in promoting positive
are at risk for school failure (see National youth development (Lerner & Benson, 2003). In
Research Council and Institute of Medicine, these contexts, it is important for youth to have
2004). One factor is ensuring that instructional the opportunity to form meaningful relationships
and practice activities include the appropriate with adults outside the home, engage in support-
ratios of familiar to unfamiliar material and are ive peer relationships, and pursue activities that
meaningful and interesting to students (Burns, have intrinsic value to them; however, youth with
2004). A critical factor is to establish and main- ADHD face unique challenges in becoming
tain a strong relationship between student and involved in meaningful extracurricular activities
teacher, which has been related to academic and at school and in the community.
156 J. Nissley-Tsiopinis et al.
the relatively low response rate to intervention in examined in two separate studies, the Thinking
the Barkley studies suggests that modifications Before Reading, While Reading, After Reading
may be needed to increase the effectiveness of intervention (TWA) and the Self-Regulated
family treatments for adolescents. Strategy Development intervention (SRSD). The
It is important to note that each of the previ- other interventions were only evaluated in one
ously mentioned interventions has been designed study. An additional five studies investigated the
for and applied in an outpatient setting. When effectiveness of interventions targeting disruptive
adolescents experience significant impairment, behavior. Similar behavioral techniques were
requiring more intensive intervention than can be used in each of these studies, but approaches were
provided in an outpatient setting, similar family not standardized across studies. Improvements
interventions can be applied in an inpatient, resi- were found in all five studies, although each
dential, or day treatment setting, although addi- study used a single case design and therefore the
tional research is needed in these settings. results are limited with regard to generalizability
to adolescents with ADHD.
School interventions. Table 9.2 lists the 28 stud- Nine studies have investigated interventions
ies that have investigated the effectiveness of addressing organizational skills and homework
school-based intervention for adolescents with problems. The sample sizes for all of these stud-
ADHD. Six studies investigated the Challenging ies were small, with four of them including fewer
Horizons Program (CHP; Evans, Schultz, than five participants. All of these studies found
DeMars, & Davis, 2011). CHP is an afterschool positive improvements in response to interven-
program developed for middle school students tion, although only one study assessed the statis-
with ADHD, which was adapted and is currently tical significance of results. All of the studies
being evaluated for use with high school students used behaviorally based techniques but differed
with ADHD. This program addresses students’ in their specific interventions, with the exception
academic, behavioral, and social functioning of two studies that used self-monitoring of class
through a variety of after-school intervention, preparation behavior. An additional three studies
parent education, and teacher consultation activi- examined social skills interventions applied in
ties that include elements of behavioral parent the school setting and found positive improve-
training and teacher consultation, as well as the ments on some measures of social behavior.
application of behavioral interventions to teach Overall, a review of these studies reveals
organization and social skills. The middle school that the effective interventions shared some
version of CHP has been found to have medium common elements, specifically the applica-
to large effect sizes on a variety of outcome mea- tion of behavioral principles to address school
sures and to move 38–60 % of middle school stu- problems and the involvement of both students
dents with ADHD into the average range on a and teachers in the implementation of inter-
measure of impairment. CHP has been evaluated ventions. Interventions differed in the extent
in multiple studies and could be considered an to which students were the primary treatment
efficacious treatment for middle school students agent (e.g., self-monitoring interventions) versus
with ADHD. However, it is classified as a pro- teachers or other school personnel (e.g., group
gram that “might work” for adolescents given contingency management). With the exception
that there have not been any outcome studies of the CHP, the generalizability of study results
determining the effectiveness of this program is limited by the failure of studies to standard-
with high school students. ize their interventions so that results can be
Five studies investigated interventions to compared across studies.
address academic skill deficits in adolescents It is important to note that each of the previ-
with ADHD. Each found significant treatment ously mentioned interventions have been
effects on measures of academic performance designed for and applied in a regular education
and/or on-task behavior. Two interventions were classroom placement setting. When adolescents
Table 9.2 School interventions for adolescents with ADHD adapted by authors
Tx Authors (N, age range) Design (Gender) Ethnicity Outcome measures Findings
Multimodal Interventions
CHP Evans et al. (2004) Within (71 % Male) Grades, GPA slope, • Large effect sizes for parent- and teacher-rated
(N = 7, 6–8) subjects Ethnicity NR ADHD-RS, CIS inattention, academics, teacher-rated hyperactivity and
classroom behavior
CHP Evans et al. (2005) Pre-/Post- (78 % Male) 100 % GPA, IRS • Maintenance of GPA in Tx group vs. decline in
(N = 27, 11–14 ) Cauc. comparison group
• Improvement to “normal range” on IRS for 38–60 % of
Tx group
CHP Evans et al. (2005) Within (83 % Male) 100 % IRS, ADHD-RS • Average effect size across raters indicates overall
(N = 35, 11–14) subjects Cauc. improvement
• Raters agreed on only 27 % of kids
CHP-C Evans et al. (2007) Between (77 % Male) 94 % BASC, DBD, IRS, SSRS, • Improvements in parent ratings of ADHD symptoms
9 Attention-Deficit Hyperactivity Disorder
(continued)
Table 9.2 (continued)
160
Tx Authors (N, age range) Design (Gender) Ethnicity Outcome measures Findings
TWA-WS & SRSD Rogevich and Perin Pre-/Post- (100 % Male) Summarization of main ideas • Improvements on post-test, near and far transfer tasks,
(2008) (N = 63, [31 35 % Cauc. and follow-up
ADHD], 13–16) 41 % Af. Am.
24 % Hisp.
Self- Shimabukuro et al. Mult. BL (100 % Male) Academic accuracy, • Stronger improvements for productivity and accuracy
monitor + reward (1999) (N = 3, 12–13) Ethnicity NR Productivity, On-task behavior in reading and math classes vs. writing class
• On-task behavior showed similar pattern across subject
areas
Behavioral Interventions
Func. Assess. & Int. Ervin et al. (1998) Single subj. (100 % Male) On-task behavior • % intervals of on-task behavior increased to >88 % for
(N = 2, 13–14) 50 % Cauc. both participants
50 % Hisp.
Self-monitor Graham-Day et al. . (67 % Male) 100 % On-task behavior, Grades • On-task behavior increased across all 3 participants to
(2010) (N = 3, 16) Cauc. >90 %
• Grades showed little change
Group contingency Jones et al. (2008) (Gender NR) Disrespectful verbal behavior • Reductions in verbally disrespectful behavior across
(N = 7, 6–8) Ethnicity NR participants
Func. Assess. & Int. Majeika et al (2011) (100 % Male) On-task behavior • % intervals of on-task behavior increased to roughly
(N = 1, 17) 100 % Cauc. 80 %
Self- Shapiro et al. (1998) (100 % Male) ADHD-RS, CTRS-R, • Improved classroom behavior ratings
monitor + reward (N = 2, 12) Ethnicity NR Classroom behavior ratings, • Improved levels of on-task behavior
On-task behavior • Some improvements on CTRS-R and ADHD-RS
Organizational Skills and Homework Interventions
Self-monitor Creel et al. (2006) Mult. BL (75 % Male) Class preparation behaviors • Improvements in teacher ratings of classroom
(N = 4, 11–12) 50 % Af. Am. preparedness
25 % Cauc. • PND of 0 % for all participants
25 % Hisp.
PDAs for HW Currie et al. (2005) Mult. BL (100 % Male) Homework completion • Average % of homework completed met or exceeded
(N = 4, 12–14) Ethnicity NR criterion of 80 % for 3 of 4 students
Org. Checklist Evans et al., (2009) With-in- (77 % Male) Mastery of organizational • 71 % of the sample met a mastery criterion of 90 %
(N = 28, 11–15) subjects 70 % Cauc. checklist, Grades over three weeks
14 % Af. Am. • Performance on specific organizational skills correlated
12 % Hisp. with student math and English grades
4 % Asian
J. Nissley-Tsiopinis et al.
Tx Authors (N, age range) Design (Gender) Ethnicity Outcome measures Findings
Self-monitor Gureasko-Moore et al Mult. BL (100 % Male) Class preparation behaviors
Overall improvements across all three participants, with
(2006) (N = 3, 12) Ethnicity NR gains maintained
Org. Strategies Langberg et al. (2008) (84 % Male) APRS, HPC, Grades, • Improvements to >90 % on Organization Checklist
(N = 37, 4–7) 70 % Cauc. Organization Checklist, • Improvements to 72 % on Homework Checklist
30 % Af. Am. Homework Management • Statistically significant improvements for Tx group on
Checklist HPC
• Some improvement of GPA for Tx group
Goal setting and Merriman and Codding Mult. BL (67 % Male) Homework completion and • Stable improvements in both completion and accuracy
coaching (2008) (N = 3, 9–10) Ethnicity NR accuracy for 2 of 3 students
Self- and parent- Meyer and Kelley (86 % Male) 93 % HPC, CPS, Homework Grades • Self- and parent-monitoring groups both increased %
monitoring, SQ4R (2008) (N = 42, 11–14) Cauc. homework turned in and reduced homework problems
on HPC
HIP Raggi et al. (2009) Mult. BL (91 % Male) APRS, BIRS, DBD, Grades, • 8 of 11 participants improved on HPC; 6 maintained
(N = 11, 11–13) 36 % Cauc. HPC, Homework Process improvements
45 % Af. Am. Questionnaire • 7 of 8 students with grades showed improvement
9 Attention-Deficit Hyperactivity Disorder
Table 9.3 Other interventions for adolescents with ADHD adapted by authors
Study authors (Gender)
Tx (N, age range) Ethnicity Design Outcome measures Findings
STEER Fabiano et al. (43 % Male) Mixed Methods/ Electronically monitored • Hard braking, top weekly
(2011) (N = 7, 100 % Multiple-baseline driving behaviors speed improved
16–17) Caucasian (CarChip Pro), Driving • Ratings on DBQ and IRS
Behavior Questionnaire suggestive of positive
(P&Y), IRS effects, though not tested
for significance
Abbreviation: STEER Supporting a Teen’s Effective Entry to the Roadway
experience more significant impairment, so that However, studies that have investigated their
they cannot be effectively and safely taught in a effect on ADHD symptoms via blind parent and
regular education classroom setting, they typi- teacher reports have failed to demonstrate treat-
cally receive similar interventions at a greater ment effects (Shipstead, Redick, & Engle, 2012).
intensity in a special education classroom place-
ment. As such, there remains a need for addi- Biofeedback. Some initial studies of biofeedback
tional research regarding the effectiveness of as a treatment for ADHD have found promising
school interventions in more restrictive academic results for children. One study found that biofeed-
settings for students with ADHD. back had positive results compared to controls on
independent clinician ratings of diagnostic status
Other interventions. The majority of interven- (e.g., Bakhshayesh, Esser, & Wyschkon, 2010),
tions have been focused on improving youth suggesting that this treatment shows promise.
functioning at home and/or school. However, the However, studies with adolescents that look
following intervention approaches also have specifically at the beneficial effects of this treat-
promise and deserve mention. ment on behavior at home and school are needed
to determine whether biofeedback “works” as a
Driving. Fabiano et al. (2011) have developed the treatment strategy for ADHD in adolescence.
STEER program as an intervention for adoles-
cents with ADHD who are learning to drive. This
program incorporates components of cognitive- What Doesn’t Work
behavior therapy (CBT) that have been shown to
be promising in the treatment of teens with Although no intervention has been sufficiently
ADHD, including negotiating, goal setting, con- studied with adolescents with ADHD to con-
tracting, monitoring of behavior, and contingency clude that it does not work for certain, ADHD
management. In a pilot study, Fabiano and col- treatment research with younger children sug-
leagues demonstrated that STEER is feasible to gests approaches that are not likely to work.
implement and promising for improving driving Specifically, treatments targeting youth that
performance. do not include behavioral management strate-
gies applied by parents and teachers have not
Working memory. Studies of working mem- been found to be effective for children with
ory training have included both children and ADHD. Consistent with this, Antshel et al. (2012)
adolescents, so it is not possible to pinpoint the studied the effectiveness of cognitive-behavioral
effects of such programs on adolescents with therapy combined with parental education (rather
ADHD. Working memory training programs than behavioral parent training) for adolescents
have found some intriguing initial results, pri- with ADHD and failed to find any significant
marily demonstrating that they can improve per- improvements as a result of the treatment (see
formance on working memory tasks in the lab. Table 9.1 for further information). Numerous
9 Attention-Deficit Hyperactivity Disorder 163
alternative treatments have been developed and is, unauthorized use of medication involving the
have proponents who claim that the approaches giving, selling, or trading of prescribed medication
are effective for treating ADHD. However, in by youth with ADHD to another youth (Wilens
general, these alternative treatments either have et al., 2008). This concern has led to recommenda-
not been researched sufficiently or research has tions that prescribing clinicians monitor carefully
failed to find beneficial results when the treatment refill requests and use medications that have low
was subjected to a double-blind study. For further abuse potential (AAP, 2011).
information regarding alternative treatments for
ADHD, see the review by Hurt, Lofthouse, and
Arhold (2011). Prevention for Youth with ADHD
et al., 2014). Most multi-tier models developed communicating high and realistic expectations to
for schools have three or four levels. Recently, students and identifying useful websites.
Tresco, Lefler, and Power (2010) have described The second tier refers to selective strategies
a four-tier model that has applicability for youth for the subgroup of students who do not respond
with ADHD. sufficiently to universal approaches. Peer tutor-
ing is an approach that has received some
Multi-tier models. The first tier refers to univer- research attention for students with ADHD
sal strategies for all students that can be ben- (DuPaul, Ervin, Hook, & McGoey, 1998). Peer
eficial to the subset of youth with ADHD. These tutoring is typically provided by pairing students
approaches include instructional strategies that and requesting them to work in a reciprocal man-
maximize student attention and productivity. For ner (i.e., exchange of tutor/tutee roles). This
example, research indicates that instruction incor- strategy provides opportunities for students to
porating novel material and teaching methods receive individualized instruction using a pace
that provide students with frequent opportunities that matches the style of the learner. Also, peer
for active responding (e.g., participation in class, tutoring typically includes frequent prompts for
brief written assignments, opportunities to work attention and frequent positive reinforcement for
on educational computer games) can promote effort and accurate responding. In addition, peer
concentration and work productivity (DuPaul & coaching is a useful approach and has the poten-
Power, 2009). Further, instruction in organiza- tial to improve both academic and social perfor-
tional strategies, such as note taking, organization mance (Dawson & Guare, 1998). Peer coaching
of school work and homework, and time manage- typically incorporates goal-setting techniques
ment, can be useful in promoting school success and monitoring to evaluate goal attainment. The
for all children, especially those with ADHD. success of both peer tutoring and peer coaching
Universal strategies have also been developed requires careful planning with the teacher and
to promote adaptive behavior and social interac- ongoing adult supervision. Another Tier 2 strat-
tion. For example, it is important for teachers to egy is identifying a school-based mentor, who
identify a limited number of critical rules for stu- could be a teacher, counselor, or coach. The role
dents to follow, to post these rules in a prominent of the mentor is to provide support and guidance
location, and to provide frequent instruction and to the student, coordinate communications
reminders about the rules. In addition, it is impor- among teachers, and promote family–school col-
tant for teachers to observe students on a contin- laboration. Various models of school mentoring
ual basis with regard to how well they are have been developed. The Check and Connect
following the rules and provide frequent positive program, developed to promote school engage-
reinforcement for rule-governed behavior. ment and prevent dropout, uses an approach to
Corrective feedback can be offered to students in mentoring that is relatively intensive and more
the class, but the ratio of positive reinforcement consistent with a Tier 3 intervention (Sinclair
to corrective feedback to the class as a whole and et al., 2005), but components of this program can
to each student should be at least four to one be adapted for use at the Tier 2 level.
(DuPaul & Stoner, 2010). Promoting family Multi-tier models for youth with ADHD typi-
involvement in education is another important cally include two additional tiers that involve
universal strategy, given the clear link between intervention as opposed to prevention. Tier 3
family involvement and student outcomes includes interventions such as self-management,
(Christenson & Sheridan, 2001). Teachers can organizational skills training, and social skills
provide parents and youth with clear guidelines programming, which are described in the treat-
about how to address common homework chal- ment section. Tier 4 refers to highly intensive
lenges and how to seek help when problems intervention that might include placement in spe-
arise. In addition, teachers can educate parents cial education for most of the school day or par-
about other ways to support students, such as tial hospitalization programming.
9 Attention-Deficit Hyperactivity Disorder 165
Progress monitoring. A key component of pre- practice skills. Engagement can be measured by
vention programming is monitoring of progress clinician ratings of intervention involvement,
on critical outcome variables. There are two participant response to clinician attempts to
broad classes of outcome variables that are rele- contact, or permanent products generated by
vant for students with ADHD: academic and homework assigned to participants (Power
social-behavioral. A useful strategy for monitor- et al., 2005).
ing progress with regard to academic functioning
is curriculum-based measurement (CBM), which Response to intervention. A key feature of
involves the frequent, ongoing assessment of multi-tier models of prevention is that move-
materials directly linked to the curriculum using ment up and down the tiers is based on response
brief (1- or 2-min) probes (Shapiro & Gebhardt, to intervention, which is determined by prog-
2012). A noteworthy advantage of CBM methods ress monitoring of targeted outcome variables
is that they yield useful data about rate (slope) of and a consideration of integrity and engage-
progress in addition to level of functioning, ment (Glover & DiPerna, 2007). For example,
which is highly useful in assessing whether rate in the context of a public health or prevention
of progress is adequate. framework, all students with ADHD will receive
A highly useful strategy for monitoring social universal strategies of instruction and behavior
and behavioral functioning is direct behavior rat- management and their progress will be moni-
ings (DBRs). This method involves frequent tored based on empirical findings regarding
(daily or multiple times per day) ratings of stu- the student’s academic, behavioral, and social
dent behavior by a teacher on one or more tar- functioning. If the student is struggling based
geted behaviors (Gresham et al., 2010; Volpe & on progress monitoring data, then integrity and
Gadow, 2010). These methods demonstrate ade- engagement data should be reviewed to deter-
quate psychometric properties for progress moni- mine whether adjustments in implementation
toring and generally are sensitive to the effects of by the teacher are needed. If outcomes are inad-
evidence-based interventions. equate despite acceptable implementation, then
transitioning to Tier 2 prevention strategies likely
Assessment of integrity and engagement. is needed. Subsequent applications of prevention
Integrity refers to the extent to which interven- strategies and collection of outcome, integrity,
tions are delivered as intended, and engage- and engagement data are then used to determine
ment refers to the extent to which participants whether movement to higher tiers (Tier 3 and 4)
are actively involved in the process of interven- are required.
tion. The importance of assessing integrity and As a general rule, prevention programming for
engagement is highlighted by the reality that students begins with Tier 1 and proceeds in a
lack of intervention (or prevention) effectiveness gradual, step-by-step (one tier at time) manner.
could be due to use inadequate clinician imple- However, for some children with ADHD, data
mentation and/or participant engagement (Glover available at baseline may indicate that universal
& DiPerna, 2007). programming will not be adequate and more
Implementing intervention strategies with intensive strategies are needed. In these cases,
integrity means adhering to or following the starting treatment at Tier 2 or 3 may be war-
steps of the intervention and doing so compe- ranted. Also, the use of medication may have an
tently. Integrity is most accurately assessed by effect on the tier that is most appropriate for stu-
having external reviewers observe the interven- dents. For example, use of medication may
tion and code for adherence and competence. enable a student with ADHD to be treated effec-
Engagement is a multi-dimensional construct tively in the general education setting using Tier
that includes session attendance, active attend- 3 strategies, thereby averting the needed for
ing during sessions, and completion of between- intensive special education or partial hospitaliza-
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