Internal Audit Plan Iso9001
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ScribdTranslationsInternal Audit Plan Iso9001
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ScribdTranslationsAUDIT PLAN P.
1 of 3
COMPANY
LOGO
Rev. No. 000 Reg.030 Approval date: 03-03-2016
Audit Coordinator General manager
Audit Team: Auditor
Evaluate the information and evidence of compliance with all the requirements
of ISO 9001:2015
Evaluate the Quality management system and performance in relation to
compliance with legislation.
Aim:
Evaluate operational control of processes and consistency with applicable legal
and regulatory requirements, as well as any additional requirements regarding
responsibilities, personnel competence, operations, procedures and
performance data.
Scope: The scope of the implemented SGC corresponds to:
ISO 9001:2015
Reference documents: Quality Management System Documentation Applicable legal and regulatory
requirements
Date of issue and shipment dd-mm-yyy
Date of execution: dd-mm-yyy
Client Dependencies
Opening meeting: 09:00 hrs. at customer's facilities
Client Dependencies
Closing meeting:
18:00 hrs. At customer facilities
Non-applicability: It is indicated: Not applicable.
Methodology: Horizontal and vertical methodology.
Audit Agenda
Date and time Process/Requirement to be audited Auditor(s) Audited (position)
Personnel that the
Initial meeting: company determines
24-11-2017 Auditor's presentation relevant during the
XXX
09:00 to 9:30 Report the purpose and scope of the audit start-up meeting,
Adjust the audit plan, if applicable Management
Representative in the
Organizational Context Analysis SGC
4.1 Understanding the organization and its
context
24-11-2017 4.2 Understanding stakeholder needs and Representative of
XXX
9:31 to 11:00 expectations Senior Management.
4.3 Determining the scope of the quality
management system
4.4 Quality management system and its
processes
Representative of
Leadership Requirements
senior management,
5.1 Leadership and commitment
24-11-2017 personnel responsible
5.2 Policy XXX
11:01 to 13:00 for the custody and
5.3 Roles, responsibilities and authorities in
management of
the organization
records.
13:00 – 14:00 Lunch N/A N/A
AUDIT PLAN P. 2 of 3
COMPANY
LOGO
Rev. No. 000 Reg.030 Approval date: 03-03-2016
Audit Agenda
Date and time Process/Requirement to be audited Auditor(s) Audited (position)
Planning
Representative of
6.1 Actions to address risks and
senior management.
24-11-2017 opportunities
XXX Person responsible for
14:01 – 16:00 6.2 Quality objectives and planning to
commercial
achieve them
management.
6.3 Planning for changes
Support
7.1 Resources
24-11-2017 7.2 Competence
XXX N/A
16:01 – 17:30 7.3 Awareness
7.4 Communication
7.5 Documented information
Representative of
senior management,
24-11-2017 Partial meeting: report the partial results of
XXX any personnel that the
17:31 – 18:00 the audit
organization deems
relevant.
Operation
8.1 Operational planning and control
8.2 Requirements for products and services
8.3 Design and development of products Representative of
and services senior management,
27-11-2017
8.4 Control of processes, products and XXX any personnel that the
09:00 – 13:00
services provided externally organization deems
8.5 Production and provision of service relevant.
8.6 Release of products and services
8.7 Control of non-conforming outputs
13:00 – 14:00 Lunch N/A N/A
Performance evaluation Representative of
9.1 Monitoring, measurement, analysis and senior management,
27-11-2017
evaluation XXX any personnel that the
14:01 – 16:00
9.2 Internal audit organization deems
9.3 Management review relevant.
Representative of
Improvement
senior management,
27-11-2017 10.1 Generalities
XXX any personnel that the
16:01 – 17:00 10.2 Nonconformity and corrective action
organization deems
10.3 Continuous improvement
relevant.
27-11-2017
Audit work XXX N/A
17:01 – 17:30
Representative of
senior management,
27-11-2017 Closing Meeting and Delivery of Audit
XXX any personnel that the
17:31 – 18:00 Report
organization deems
relevant.
AUDIT PLAN P. 3 of 3
COMPANY
LOGO
Rev. No. 000 Reg.030 Approval date: 03-03-2016
Name Post
General manager
Lead Auditor
