GINA-2023-Full-report-23 - 07 - 06-WMS 2
GINA-2023-Full-report-23 - 07 - 06-WMS 2
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SECTION 2. CHILDREN 5 YEARS AND
YOUNGER
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Chapter 6.
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Diagnosis and
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management of asthma
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in children
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• Recurrent wheezing occurs in a large proportion of children 5 years and younger, typically with viral upper
respiratory tract infections. It is difficult to discern when this is the initial presentation of asthma.
• Previous classifications of wheezing phenotypes (episodic wheeze and multiple-trigger wheeze; or transient
wheeze, persistent wheeze and late-onset wheeze) do not appear to identify stable phenotypes, and their clinical
usefulness is uncertain. However, emerging research suggest that more clinically relevant phenotypes will be
described and phenotype-directed therapy possible.
• A diagnosis of asthma in young children with a history of wheezing is more likely if they have:
o Wheezing or coughing that occurs with exercise, laughing or crying, or in the absence of an apparent respiratory
infection
o A history of other allergic disease (eczema or allergic rhinitis), allergen sensitization or asthma in first-degree
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relatives
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o Clinical improvement during 2–3 months of low-dose inhaled corticosteroid (ICS) treatment plus as-needed
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short-acting beta2 agonist (SABA) reliever, and worsening after cessation.
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ASTHMA AND WHEEZING IN YOUNG CHILDREN
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Asthma is the most common chronic disease of childhood and the leading cause of childhood morbidity from chronic
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disease as measured by school absences, emergency department visits and hospitalizations.750 Asthma often begins in
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early childhood; in up to half of people with asthma, symptoms commence during childhood.751 Onset of asthma is
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No intervention has yet been shown to prevent the development of asthma or modify its long-term natural course. Atopy
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is present in the majority of children with asthma who are over 3 years old, and allergen-specific sensitization (and
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particularly multiple early-life sensitizations) is one of the most important risk factors for the development of asthma.755
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Viral-induced wheezing
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Recurrent wheezing occurs in a large proportion of children aged 5 years or younger. It is typically associated with upper
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respiratory tract infections (URTI), which occur in this age group around 6–8 times per year.756 Some viral infections
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(respiratory syncytial virus and rhinovirus) are associated with recurrent wheeze throughout childhood. Wheezing in this
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age group is a highly heterogeneous condition, and not all wheezing indicates asthma. A large proportion of wheezing
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episodes in young children is virally induced whether the child has asthma or not. Therefore, deciding when wheezing
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with a respiratory infection is truly an isolated event or represents a recurrent clinical presentation of childhood asthma
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may be difficult.754,757 In children aged under 1 year, bronchiolitis may present with wheeze. It is usually accompanied by
other chest signs such as crackles on auscultation.
Wheezing phenotypes
In the past, two main classifications of wheezing (called ‘wheezing phenotypes’) were proposed:
• Symptom-based classification:758 this was based on whether the child had only episodic wheeze (wheezing during
discrete time periods, often in association with URTI, with symptoms absent between episodes) or multiple-trigger
wheeze (episodic wheezing with symptoms also occurring between these episodes, e.g., during sleep or with
triggers such as activity, laughing, or crying).
• Time trend-based classification: this system was initially based on retrospective analysis of data from a cohort
study.754 It included transient wheeze (symptoms began and ended before the age of 3 years); persistent wheeze
(symptoms began before the age of 3 years and continued beyond the age of 6 years), and late-onset wheeze
(symptoms began after the age of 3 years). These general patterns have been confirmed in subsequent studies
using unsupervised statistical approaches.759,760
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avoid either over- or under-treatment.
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Box 6-1. Probability of asthma diagnosis in children 5 years and younger
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Box 6-2. Features suggesting a diagnosis of asthma in children 5 years and younger
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Feature Characteristics suggesting asthma
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Cough • Recurrent or persistent non-productive cough that may be worse at night
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or accompanied by wheezing and breathing difficulties
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• Cough occurring with exercise, laughing, crying or exposure to tobacco
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smoke, particularly in the absence of an apparent respiratory infection
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Wheezing • Recurrent wheezing, including during sleep or with triggers such as activity,
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shortness of breath
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Reduced activity • Not running, playing or laughing at the same intensity as other children;
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Past or family history • Other allergic disease (atopic dermatitis or allergic rhinitis, food allergy).
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Therapeutic trial with low-dose ICS • Clinical improvement during 2–3 months of low-dose ICS treatment and
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Wheeze
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Wheeze is the most common and specific symptom associated with asthma in children 5 years and younger. Wheezing
occurs in several different patterns, but a wheeze that occurs recurrently, during sleep, or with triggers such as activity,
laughing, or crying, is consistent with a diagnosis of asthma. Clinician confirmation is important, as parents/caregivers
may describe any noisy breathing as ‘wheezing’.767 Some cultures do not have a word for wheeze.
Wheezing may be interpreted differently based on:
• Who observes it (e.g., parent/caregiver versus the health care provider)
• The environmental context (e.g,. high income countries versus areas with a high prevalence of parasites that
involve the lung)
• The cultural context (e.g., the relative importance of certain symptoms can differ between cultures, as can the
diagnosis and treatment of respiratory tract diseases in general).
• Does your child have wheezing? Wheezing is a high-pitched noise which comes from the chest and not the throat.
Use of a video questionnaire,768 or asking a parent/caregiver to record an episode on a smartphone if available
can help to confirm the presence of wheeze and differentiate from upper airway abnormalities.
• Does your child wake up at night because of coughing, wheezing, or difficult breathing, heavy breathing, or
breathlessness?
• Does your child have to stop running, or play less hard, because of coughing, wheezing or difficult breathing,
heavy breathing, or shortness of breath?
• Does your child cough, wheeze or get difficult breathing, heavy breathing, or shortness of breath when laughing,
crying, playing with animals, or when exposed to strong smells or smoke?
In children with respiratory symptoms, additional features may help to support the diagnosis of asthma
• Has your child ever had eczema, or been diagnosed with allergy to foods?
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• Has anyone in your family had asthma, hay fever, food allergy, eczema, or any other disease with breathing
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problems?
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Cough
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Cough due to asthma is generally non-productive, recurrent and/or persistent, and is usually accompanied by wheezing
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episodes and breathing difficulties. Allergic rhinitis may be associated with cough in the absence of asthma. A nocturnal
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cough (when the child is asleep) or a cough that occurs with exercise, laughing or crying, in the absence of an apparent
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respiratory infection, supports a diagnosis of asthma. The common cold and other respiratory illnesses including
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pertussis are also associated with coughing. Prolonged cough in infancy, and cough without cold symptoms, are
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Characteristics of cough in infancy may be early markers of asthma susceptibility, particularly among children with
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maternal asthma.769
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Breathlessness
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Parents/caregivers may also use terms such as ‘difficult breathing’, ‘heavy breathing’, or ‘shortness of breath’.
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Breathlessness that occurs during exercise and is recurrent increases the likelihood of the diagnosis of asthma. In
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infants and toddlers, crying and laughing are equivalent to exercise in older children.
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Physical activity is an important trigger of asthma symptoms in young children. Young children with poorly controlled
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asthma often abstain from strenuous play or exercise to avoid symptoms, but many parents/caregivers are unaware of
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such changes in their children’s lifestyle. Engaging in play is important for a child’s normal social and physical
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development. For this reason, careful review of the child’s daily activities, including their willingness to walk and play, is
important when assessing a potential asthma diagnosis in a young child. Parents/caregivers may report irritability,
tiredness and mood changes in their child as the main problems when asthma is not well controlled.
Therapeutic trial
A trial of treatment for at least 2–3 months with as-needed SABA and regular low-dose ICS may provide some guidance
about the diagnosis of asthma (Evidence D). Response should be evaluated by symptom control (daytime and night-
time), and the frequency of wheezing episodes and exacerbations. Marked clinical improvement during treatment, and
Chest X-ray
Radiographs are rarely indicated; however, if there is doubt about the diagnosis of asthma in a wheezing or coughing
child, a plain chest X-ray may help to exclude structural abnormalities (e.g., congenital lobar emphysema, vascular ring)
chronic infections such as tuberculosis, an inhaled foreign body, or other diagnoses. Other imaging investigations may
be appropriate, depending on the condition being considered.
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Lung function testing
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Due to the inability of most children 5 years and younger to perform reproducible expiratory maneuvers, lung function
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testing, bronchial provocation testing, and other physiological tests do not have a major role in the diagnosis of asthma
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at this age. However, by 5 years of age, many children are capable of performing reproducible spirometry if coached by
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an experienced technician and with visual incentives.
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Exhaled nitric oxide
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Measurement of fractional concentration of exhaled nitric oxide (FeNO) is not widely available for most children in this
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age group and currently remains primarily a research tool. FeNO can be measured in young children with tidal breathing,
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and normal reference values have been published for children aged 1–5 years.771 In pre-school children with recurrent
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coughing and wheezing, an elevated FeNO recorded 4 weeks from any URTI predicted physician-diagnosed asthma at
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school age,772 and increased the odds for wheezing, asthma and ICS use by school age, independent of clinical history
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Risk profiles
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A number of risk profile tools aimed at identifying which wheezing children aged 5 years and younger are at high risk of
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developing persistent asthma symptoms have been evaluated for use in clinical practice. However, these tools have
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shown limited performance for clinical practice. Only three prediction tools have been externally validated (Asthma
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Predictive Index774 from Tucson, USA, Prevention and Incidence of Asthma and Mite Allergy (PIAMA) index675 from the
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Netherlands, and Leicester tool775 from the UK), and a systematic review has shown that these tools have poor
predictive accuracy, with variation in sensitivity and positive predictive value.776 Larger predictive studies using more
advanced statistical methods, and with objective measurements for asthma diagnosis, are probably needed to propose a
practical tool in clinical care to predict persistent asthma in recurrent wheezers in infancy and pre-school age. The role of
these tools is to help identify children at greater risk of developing persistent asthma symptoms, not as criteria for the
diagnosis of asthma in young children. Each tool demonstrates different performance characteristics with varying criteria
used to identify risk.777
Box 6-4. Common differential diagnoses of asthma in children 5 years and younger
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Foreign body aspiration Episode of abrupt, severe cough and/or stridor during eating or play; recurrent chest
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infections and cough; focal lung signs
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Pertussis Protracted paroxysms of coughing, often with stridor and vomiting
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Persistent bacterial Persistent wet cough; poor response to asthma medications
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bronchitis
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Tracheomalacia Noisy breathing when crying or eating, or during upper airway infections (noisy inspiration
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retraction; symptoms often present since birth; poor response to asthma medications
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Tuberculosis Persistent noisy respirations and cough; fever unresponsive to normal antibiotics;
enlarged lymph nodes; poor response to bronchodilators or inhaled corticosteroids;
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Congenital heart disease Cardiac murmur; cyanosis when eating; failure to thrive; tachycardia; tachypnea or
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Cystic fibrosis Cough starting shortly after birth; recurrent chest infections; failure to thrive
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Primary ciliary dyskinesia Cough and recurrent chest infections; neonatal respiratory distress, chronic ear infections
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and persistent nasal discharge from birth; poor response to asthma medications; situs
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KEY POINTS
• The goals of asthma management in young children are similar to those in older patients:
o To achieve good control of symptoms and maintain normal activity levels
o To minimize the risk of asthma flare-ups, impaired lung development and medication side-effects.
• Wheezing episodes in young children should be treated initially with inhaled SABA, regardless of whether the
diagnosis of asthma has been made. However, for initial episodes of wheeze in children <1 year in the setting of
infectious bronchiolitis, SABAs are generally ineffective.
• A trial of low-dose ICS treatment should be given if the symptom pattern suggests asthma, alternative diagnoses
have been excluded and respiratory symptoms are uncontrolled and/or wheezing episodes are frequent or severe.
• Response to treatment should be reviewed before deciding whether to continue it. If the response is absent or
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incomplete, reconsider alternative diagnoses.
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• The choice of inhaler device should be based on the child’s age and capability. The preferred device is a pressurized
metered dose inhaler and spacer, with face mask for <3 years and mouthpiece for most children aged 3–5 years.
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Children should be switched from a face mask to mouthpiece as soon as they are able to demonstrate good
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technique.
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• Review the need for asthma treatment frequently, as asthma-like symptoms remit in many young children.
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As with other age groups, the goals of asthma management in young children are:
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• To minimize future risk; that is to reduce the risk of flare-ups, maintain lung function and lung development as
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Maintaining normal activity levels is particularly important in young children because engaging in play is important for
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their normal social and physical development. It is important to also elicit the goals of the parent/caregiver, as these may
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The goals of asthma management are achieved through a partnership between the parent/caregiver and the health
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• Assess (diagnosis, symptom control, risk factors, inhaler technique, adherence, parent preference)
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• Adjust treatment (medications, non-pharmacological strategies, and treatment of modifiable risk factors)
• Review response including medication effectiveness and side-effects. This is carried out in combination with:
Education of parent/caregiver, and child (depending on the child’s age)
• Skills training for effective use of inhaler devices and encouragement of good adherence
• Monitoring of symptoms by parent/caregiver
• A written personalized asthma action plan.
ASSESSMENT OF ASTHMA
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assessment of risk factors for adverse outcomes (Evidence D).
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Box 6-5. GINA assessment of asthma control in children 5 years and younger
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A. Symptom control Level of asthma symptom control
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Well Partly
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In the past 4 weeks, has the child had: Uncontrolled
controlled controlled
Daytime asthma symptoms for more than a few minutes, Yes No PY
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more than once a week?
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Risk factors for asthma exacerbations within the next few months
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• One or more severe exacerbations (ED attendance, hospitalization, or course of OCS) in previous year
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•
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• Exposures: tobacco smoke; indoor or outdoor air pollution; indoor allergens (e.g., house dust mite, cockroach,
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See list of abbreviations (p.10). * Excludes reliever taken before exercise. Before stepping up treatment, ensure that the child’s symptoms are due to
asthma, and that the child has good inhaler technique and good adherence to existing treatment.
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If ICS is delivered through a face-mask or nebulizer, the skin on the nose and around the mouth should be cleaned
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shortly after inhalation in order to avoid local side-effects such as steroid rash (reddening and atrophy).
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MEDICATIONS FOR SYMPTOM CONTROL AND RISK REDUCTION
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Choosing medications for children 5 years and younger
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Good control of asthma can be achieved in the overwhelming majority of young children with a pharmacological
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intervention strategy.780 This should be developed in a partnership between the family/carer and the health care provider.
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As with older children and adults, medications comprise only one component of asthma management in young children;
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other key components include education, skills training for inhaler devices and adherence, non-pharmacological
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strategies including environmental control where appropriate, regular monitoring, and clinical review (see later sections in
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this chapter).
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When recommending treatment for a young child, both general and individual questions apply (Box 3-3, p.52).
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• What is the ‘preferred’ medication option at each treatment step to control asthma symptoms and minimize future
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risk? These decisions are based on data for efficacy, effectiveness and safety from clinical trials, and on
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observational data. Studies suggest that consideration of factors such as allergic sensitization and/or peripheral
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blood count may help to better identify which children are more likely to have a short-term response to ICS.781
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However, further studies are needed to assess the applicability of these findings in a wider range of settings,
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particularly in areas where blood eosinophilia may reflect helminth infection rather than asthma or atopy.
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• How does this individual child differ from other children with asthma, in terms of:
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whether the symptoms are due to asthma (Evidence D). Referral for specialist opinion should also be considered
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at this stage.
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It is important to discuss the decision to prescribe controller treatment and the choice of treatment with the child’s
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parents or caregivers. They should be aware of both the relative benefits and risks of the treatments, and the importance
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of maintaining normal activity levels for their child’s normal physical and social development. Although effects of ICS on
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growth velocity are seen in pre-pubertal children in the first 1–2 years of treatment, this is not progressive or cumulative,
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and the one study that examined long-term outcomes showed a difference of only 0.7% in adult height.132,782 Poorly
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controlled asthma itself adversely affects adult height.131
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Treatment steps to control asthma symptoms and minimize future risk for children 5 years and younger
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Asthma treatment in young children follows a stepwise approach (Box 6-6), with medication adjusted up or down to
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achieve good symptom control and minimize future risk of exacerbations and medication side-effects. The need for
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If symptom control is poor and/or exacerbations persist despite 3 months of adequate controller therapy, check the
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• Confirm that the symptoms are due to asthma rather than a concomitant or alternative condition (Box 6-4, p.176).
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compared with inhaled SABA (Evidence D).
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For children with intermittent viral-induced wheeze and no interval symptoms, particularly those with underlying atopy
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(positive for modified API) in whom inhaled SABA medication is not sufficient, intermittent high-dose ICS may be
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considered649,784,785 (see Management of worsening asthma and exacerbations, p.187), but because of the risk of side-
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effects, this should only be considered if the physician is confident that the treatment will be used appropriately.
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STEP 2: Initial controller treatment plus as-needed SABA O
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Regular daily, low-dose ICS (Box 6-7, p.184) is recommended as the preferred initial treatment to control asthma in
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children 5 years and younger (Evidence A).779,786-788 This initial treatment should be given for at least 3 months to
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Other options
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In young children with persistent asthma, regular treatment with a leukotriene receptor antagonist (LTRA) modestly
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reduces symptoms and need for oral corticosteroids compared with placebo.789 However, for young children with
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recurrent viral- induced wheezing, a review concluded that neither regular nor intermittent LTRA reduces OCS-requiring
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exacerbations (Evidence A).790 A further systematic review found that in preschool children with asthma or recurrent
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wheezing, daily ICS was more effective in improving symptom control and reducing exacerbations than regular LTRA
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monotherapy.791 Parents/caregivers should be counselled about the potential adverse effects of montelukast on sleep
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and behavior, and health professionals should consider the benefits and risks of side effects before prescribing; the FDA
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If 3 months of initial therapy with a low-dose ICS fails to control symptoms, or if exacerbations continue to occur, check
the following before any step up in treatment is considered.
• Confirm that the symptoms are due to asthma rather than a concomitant or alternative condition (Box 6-4,
p.176).
• Check and correct inhaler technique. Consider alternative delivery systems if indicated.
• Confirm good adherence with the prescribed dose.
• Enquire about risk factors, such as exposure to allergens or tobacco smoke (Box 6-5, p.178).
Preferred option: medium-dose ICS (double the ‘low’ daily dose)
Doubling the initial low dose of ICS may be the best option (Evidence C). Assess response after 3 months. The child
should be referred for expert assessment if symptom control remains poor and/or flare-ups persist, or if side-effects of
treatment are observed or suspected.
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Other options
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Addition of a LTRA to low-dose ICS may be considered, based on data from older children (Evidence D). The relative
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cost of different treatment options in some countries may be relevant to controller choices for children. See note above
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about the FDA warning for montelukast. 236
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Not recommended
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There are insufficient data about the efficacy and safety of ICS-LABA in children <4 years old to recommend their use. A
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short-term (8 week) placebo-controlled study did not show any significant difference in symptoms between combination
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fluticasone propionate-salmeterol versus fluticasone propionate alone; no additional safety signals were noted in the
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Preferred option: refer the child for expert advice and further investigation (Evidence D).
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If doubling the initial dose of ICS fails to achieve and maintain good asthma control, carefully reassess inhaler technique
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and medication adherence as these are common problems in this age group. In addition, reassess and address control
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Other options
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The best treatment for this population has not been established. If the diagnosis of asthma has been confirmed, options
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• Further increase the dose of ICS for a few weeks until the control of the child’s asthma improves (Evidence D).
Monitor for side-effects.
• Add LTRA (data based on studies in older children, Evidence D). Benefits, and risks of side effects, should be
considered, as described previously. 236
• Add long-acting beta agonist (LABA) in combination with ICS; data based on studies in children ≥4 years of age
• Add a low dose of oral corticosteroid (for a few weeks only) until asthma control improves (Evidence D); monitor
for side-effects.
• Add intermittent high-dose ICS at onset of respiratory illnesses to the regular daily ICS if exacerbations are the
main problem (Evidence D).
The need for additional controller treatment should be re-evaluated at each visit and maintained for as short a period as
possible, taking into account potential risks and benefits. Treatment goals and their feasibility should be reconsidered
and discussed with the child’s family/carer.
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See list of abbreviations (p.10). For ICS doses in children, see Box 6-7, p.184
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Box 6-7. Low daily doses of inhaled corticosteroids for children 5 years and younger
This is not a table of equivalence, but instead, suggestions for ‘low’ total daily doses for the ICS treatment
recommendations for children aged 5 years and younger in Box 6-6 (p.183), based on available studies and product
information. Data on comparative potency are not readily available, particularly for children, and this table does NOT
imply potency equivalence. The doses listed here are the lowest approved doses for which safety and effectiveness
have been adequately studied in this age group.
Low-dose ICS provides most of the clinical benefit for most children with asthma. Higher doses are associated with an
increased risk of local and systemic side-effects, which must be balanced against potential benefits.
Low total daily dose (mcg)
Inhaled corticosteroid
(age-group with adequate safety and effectiveness data)
BDP (pMDI, standard particle, HFA) 100 (ages 5 years and older)
BDP (pMDI, extrafine particle, HFA) 50 (ages 5 years and older)
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Budesonide nebulized 500 (ages 1 year and older)
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Fluticasone propionate (pMDI, standard particle, HFA) 50 (ages 4 years and older)
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Fluticasone furoate (DPI) Not sufficiently studied in children 5 years and younger)
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Mometasone furoate (pMDI, standard particle, HFA) 100 (ages 5 years and older)
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Ciclesonide (pMDI, extrafine particle, HFA) Not sufficiently studied in children 5 years and younger
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BDP : beclometasone dipropionate. For other abbreviations see p.10. In children, pMDI should always be used with a spacer
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Assessment at every visit should include asthma symptom control and risk factors (Box 6-5, p.178), and side-effects.
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The child’s height should be measured every year, or more often. Asthma-like symptoms remit in a substantial proportion
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of children of 5 years or younger,795-797 so the need for continued controller treatment should be regularly assessed
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(e.g,. every 3–6 months) (Evidence D). If therapy is stepped-down or discontinued, schedule a follow-up visit 3–6 weeks
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later to check whether symptoms have recurred, as therapy may need to be stepped-up or reinstituted (Evidence D).
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Marked seasonal variations may be seen in symptoms and exacerbations in this age-group. For children with seasonal
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symptoms whose daily long-term controller treatment is to be discontinued (e.g., 4 weeks after their season ends), the
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parent/caregiver should be provided with a written asthma action plan detailing specific signs of worsening asthma, the
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medications that should be initiated to treat it, and when and how to contact medical care.
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Inhaled therapy constitutes the cornerstone of asthma treatment in children 5 years and younger. General information
about inhaler devices, and the issues that should be considered, are found in Chapter 3.3 (p.98) and in Box 3-21 (p.99).
These include, first, choosing the right medication(s) for the child to control symptoms, allow normal activity, and reduce
the risk of severe exacerbations; considering which delivery device is available; whether they can use it correctly after
training; and, if more than one type of inhaler device is available, their relative environmental impact.
For children aged 5 years and younger, a pressurized metered-dose inhaler (pMDI) with a valved spacer (with or without
a face mask, depending on the child’s age) is the preferred delivery system798 (Box 6-8, p.185) (Evidence A). This
recommendation is based on studies with beta2-agonists. The spacer device should have documented efficacy in young
children. The dose delivered may vary considerably between spacers, so consider this if changing from one spacer to
another.
The only possible inhalation technique in young children is tidal breathing. The optimal number of breaths required to
empty the spacer depends on the child’s tidal volume, and the dead space and volume of the spacer. Generally, 5–10
breaths will be sufficient per actuation. The way a spacer is used can markedly affect the amount of drug delivered:
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re-accumulate over time. Spacers made of anti-static materials or metals are less subject to this problem. If a
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patient or health care provider carries a new plastic spacer for emergency use, it should be regularly washed with
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detergent (e.g., monthly) to reduce static charge.
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• Nebulizers, the only viable alternative delivery systems in children, are reserved for the minority of children who
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cannot be taught effective use of a spacer device. If a nebulizer is used for delivery of ICS, it should be used with
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a mouthpiece to avoid the medication reaching the eyes. If a nebulizer is used, follow local infection control
procedures.
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Box 6-8. Choosing an inhaler device for children 5 years and younger
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0–3 years Pressurized metered dose inhaler plus Nebulizer with face mask
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4–5 years Pressurized metered dose inhaler plus Pressurized metered dose inhaler plus dedicated spacer
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dedicated spacer with mouthpiece with face mask or nebulizer with mouthpiece or face mask
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provider and the family, have been shown to be of value in older children,799 although they have not been extensively
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studied in children of 5 years and younger. A written asthma action plan includes:
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• A description of how the parent or caregiver can recognize when symptom control is deteriorating
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• The medications to administer
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• When and how to obtain medical care, including telephone numbers of services available for emergencies
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(e.g., doctors’ offices, emergency departments and hospitals, ambulance services and emergency pharmacies).
Details of treatments that can be initiated at home are provided in the following section, Part C: Management of
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worsening asthma and exacerbations in children 5 years and younger, p.187.
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KEY POINTS
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• Parents/caregivers should seek urgent medical care if the child is acutely distressed, lethargic, fails to respond
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• Medical attention should be sought on the same day if inhaled SABA is needed more often than 3-hourly or for
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more than 24 hours.
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• There is no compelling evidence to support parent/caregiver-initiated oral corticosteroids.
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Management of exacerbations in primary care or acute care facility
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• Assess severity of the exacerbation while initiating treatment with SABA (2–6 puffs every 20 minutes for first
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hour) and oxygen (to maintain saturation 94–98%).
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• Recommend immediate transfer to hospital if there is no response to inhaled SABA within 1–2 hours; if the
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child is unable to speak or drink, has a respiratory rate >40/minute or is cyanosed, if resources are lacking in
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• Consider oral prednisone/prednisolone 1–2 mg/kg/day for children attending an Emergency Department (ED)
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or admitted to hospital, up to a maximum of 20 mg/day for children aged 0–2 years, and 30 mg/day for
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children aged 3–5 years, for up to 5 days; or dexamethasone 0.6 mg/kg/day for 2 days. If there is failure of
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prednisolone.
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Children who have experienced an asthma exacerbation are at risk of further exacerbations. Arrange follow-up
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within 1–2 days of an exacerbation and again 1–2 months later to plan ongoing asthma management.
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DIAGNOSIS OF EXACERBATIONS
A flare-up or exacerbation of asthma in children 5 years and younger is defined as an acute or sub-acute deterioration in
symptom control that is sufficient to cause distress or risk to health, and necessitates a visit to a health care provider or
requires treatment with systemic corticosteroids. In pediatric literature, the term ‘episode’ is commonly used, but
understanding of this term by parents/caregivers is not known
Early symptoms of an exacerbation may include any of the following:
• Onset of symptoms of respiratory tract infection
• An acute or sub-acute increase in wheeze and shortness of breath
• An increase in coughing, especially while the child is asleep
• Lethargy or reduced exercise tolerance
• Impairment of daily activities, including feeding
• A poor response to reliever medication.
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medications and dosages and when and how to access medical care.
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Need for urgent medical attention
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Parents/caregivers should be advised to seek medical attention immediately if:
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• The child is acutely distressed
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• The child’s symptoms are not relieved promptly by inhaled bronchodilator
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• The period of relief after doses of SABA becomes progressively shorter
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• A child younger than 1 year requires repeated inhaled SABA over several hours.
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The parent/caregiver should initiate treatment with two puffs of inhaled SABA (200 mcg salbutamol [albuterol] or
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equivalent), given one puff at a time via a spacer device with or without a facemask (Evidence D). This may be repeated
a further two times at 20-minute intervals, if needed. The child should be observed by the family/carer and, if improving,
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maintained in a restful and reassuring atmosphere for an hour or more. Medical attention should be sought urgently if
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any of the features listed above apply; or on the same day if more than 6 puffs of inhaled SABA are required for
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symptom relief within the first 2 hours, or if the child has not recovered after 24 hours.
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Family/carer-initiated corticosteroids
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Although practiced in some parts of the world, the evidence to support the initiation of oral corticosteroid (OCS)
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treatment by family/carers in the home management of asthma exacerbations in children is weak.801-805 Preemptive
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episodic high-dose nebulized ICS may reduce exacerbations in children with intermittent viral triggered wheezing.788
However, because of the high potential for side-effects, especially if the treatment is continued inappropriately or is
given frequently, family-administered high-dose ICS should be considered only where the health care provider is
confident that the medications will be used appropriately, and the child is closely monitored for side-effects (see p.191).
Leukotriene receptor antagonists
In children aged 2–5 years with intermittent viral wheezing, one study found that a short course of an oral LTRA (for 7–
20 days, commenced at the start of an URTI or the first sign of asthma symptoms) reduced symptoms, health care
utilization and time off work for the carer.806 In contrast another study found no significant effect with LTRA vs placebo
on episode-free days (primary outcome), OCS use, health care utilization, quality of life or hospitalization in children with
or without a positive Asthma Predictive Index (API). However, activity limitation and a symptom trouble score were
significantly improved, particularly in children with a positive API.807 Parents/caregivers should be counseled about the
FDA warning about risk of adverse effects on sleep and behavior with montelukast.236
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Box 6-10. Initial assessment of acute asthma exacerbations in children 5 years and younger
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Symptoms Mild Severe*
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Altered consciousness No Agitated, confused or drowsy
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Oximetry on presentation (SaO2)** >95% <92%
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Speech† Sentences Words
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See list of abbreviations (p.10). *Any of these features indicates a severe asthma exacerbation. **Oximetry before treatment with oxygen or
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bronchodilator. Note FDA caution about potential overestimation of oxygen saturation with pulse oximetry in people with dark skin color.654 †
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The developmental stage and usual capability of the child must be taken into account.
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Children with features of a severe exacerbation that fail to resolve within 1–2 hours despite repeated dosing with inhaled
SABA must be referred to hospital for observation and further treatment (Evidence D). Other indications are respiratory
arrest or impending arrest; lack of supervision in the home or doctor’s office; and recurrence of signs of a severe
exacerbation within 48 hours (particularly if treatment with OCS has already been given). In addition, early medical
attention should be sought for children with a history of severe life-threatening exacerbations, and those aged less than
2 years, as the risk of dehydration and respiratory fatigue is increased (Box 6-12, p.191).
Box 6-11. Indications for immediate transfer to hospital for children 5 years and younger
Immediate transfer to hospital is indicated if a child ≤5 years with asthma has ANY of the following:
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• At initial or subsequent assessment
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o Child is unable to speak or drink
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o Cyanosis
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o Respiratory rate >40 per minute
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o Oxygen saturation <92% when breathing room air
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o Silent chest on auscultation
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• Lack of response to initial bronchodilator treatment
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Lack of response to 6 puffs of inhaled salbutamol [albuterol] (2 separate puffs, repeated 3 times) over 1–2 hours
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o Persisting tachypnea* despite three administrations of inhaled SABA, even if the child shows other clinical signs
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of improvement
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• Social environment that limits delivery of acute treatment, or parent/caregiver unable to manage acute asthma at
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home
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During transfer to hospital, continue to give inhaled SABA, oxygen (if available) to maintain saturation 94–98%, and
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See list of abbreviations (p.10). *Normal respiratory rates: <60 breaths/minute in children 0–2 months; <50 breaths/minute in children 2–12 months;
<40 breaths/minute in children 1–5 years.
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The initial dose of inhaled SABA may be given by a pMDI with spacer and mask or mouthpiece or an air-driven
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nebulizer; or, if oxygen saturation is low, by an oxygen-driven nebulizer (as described above). For most children, pMDI
plus spacer is favored as it is more efficient than a nebulizer for bronchodilator delivery809 (Evidence A), and nebulizers
can spread infectious particles. The initial dose of SABA is two puffs of salbutamol (100 mcg per puff) or equivalent,
except in acute, severe asthma when six puffs should be given. When a nebulizer is used, a dose of 2.5 mg salbutamol
solution is recommended, and infection control procedures should be followed. The frequency of dosing depends on the
response observed over 1–2 hours (see below).
For children with moderate-severe exacerbations and a poor response to initial SABA, nebulized ipratropium bromide
may be added every 20 minutes for 1 hour only.809
Magnesium sulfate
The role of magnesium sulfate is not established for children 5 years and younger, because there are few studies in this
age group. Nebulized isotonic magnesium sulfate may be considered as an adjuvant to standard treatment with
nebulized salbutamol and ipratropium in the first hour of treatment for children ≥2 years old with acute severe asthma
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emergency care. Children who fail to respond to 10 puffs of inhaled SABA within a 3–4 hour period should be
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referred immediately to hospital (Evidence D).
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required. Further SABA may be given every 3–4 hours (up to a total of 10 puffs/24 hours) and, if symptoms persist
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beyond 1 day, other treatments including inhaled and/or oral corticosteroids are indicated (Evidence D), as
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Box 6-12.Initial emergency department management of asthma exacerbations in children 5 years and younger
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Supplemental oxygen Delivered by face nasal prongs or mask, as indicated to maintain oxygen saturation at 94–
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98%
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Short-acting beta2- 2–6 puffs of salbutamol [albuterol] by spacer, or 2.5 mg by nebulizer, every 20 minutes for
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agonist (SABA) first hour*, then reassess severity. If symptoms persist or recur, give an additional 2–3 puffs
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Systemic Give initial dose of oral prednisolone (1–2 mg/kg up to a maximum 20 mg for children
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Ipratropium bromide Consider adding 1–2 puffs of ipratropium bromide by pMDI and spacer
For children with moderate-severe exacerbations with a poor response to initial SABA,
give nebulized ipratropium bromide 250 mcg every 20 minutes for 1 hour only
Magnesium sulfate Consider nebulized isotonic magnesium sulfate (150 mg) 3 doses in the first hour of
treatment for children aged ≥2 years with severe exacerbation (Box 6-10, p.190)
See list of abbreviations (p.10). *If inhalation is not possible an intravenous bolus of terbutaline 2 mcg/kg may be given over 5 minutes, followed by
continuous infusion of 5 mcg/kg/hour812 (Evidence C). The child should be closely monitored, and the dose should be adjusted according to clinical
improvement and side-effects. See below for additional and ongoing treatment, including maintenance ICS. If a nebulizer is used, follow infection control
procedures.
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length of stay and acute asthma scores in children in the emergency department.815 However, the potential for side-
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effects with high-dose ICS should be taken into account, especially if used repeatedly, and the child should be
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monitored closely. For those children already on ICS, doubling the dose was not effective in a small study of mild-
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moderate exacerbations in children aged 6–14 years,816 nor was quintupling the dose in children aged 5–11 years with
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good adherence. This approach should be reserved mainly for individual cases, and should always involve regular
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follow-up and monitoring of adverse effects (Evidence D).
Oral corticosteroids
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For children with severe exacerbations, a dose of OCS equivalent to prednisolone 1–2 mg/kg/day, with a maximum of
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20 mg/day for children under 2 years of age and 30 mg/day for children aged 2–5 years, is currently recommended
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(Evidence A),817 although several studies have failed to show any benefits when given earlier (e.g. by parents or
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caregivers) during periods of worsening wheeze managed in an outpatient setting (Evidence D).801-804,818,819 A meta-
analysis demonstrated a reduced risk of hospitalization when oral corticosteroids were administered in the emergency
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department, but no clear benefit in risk of hospitalization when given in the outpatient setting.820 A course of 3–5 days is
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sufficient in most children of this age, and can be stopped without tapering (Evidence D), but the child must be reviewed
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In children discharged from the emergency department, an intramuscular corticosteroid may be an alternative to a
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course of OCS for preventing relapse,681 but the risk of long-term adverse effects must be considered. There is
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Regardless of treatment, the severity of the child’s symptoms must be carefully monitored. The sooner therapy is started
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in relation to the onset of symptoms, the more likely it is that the impending exacerbation may be clinically attenuated or
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prevented.
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• A follow-up appointment within 1–2 days and another within 1–2 months, depending on the clinical, social and
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practical context of the exacerbation.
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Chapter 7.
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Primary prevention
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of asthma in children
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KEY POINTS
• The development and persistence of asthma are driven by gene–environment interactions. For children, a ‘window
of opportunity’ to prevent asthma exists in utero and in early life, but intervention studies are limited.
• With regard to allergen avoidance strategies aimed at preventing asthma in children:
o Strategies directed at a single allergen have not been effective in reducing the incidence of asthma
o Multifaceted strategies may be effective, but the essential components have not been identified.
• Current recommendations for preventing asthma in children, based on high-quality evidence or consensus, include:
o Avoid exposure to environmental tobacco smoke during pregnancy and the first year of life.
o Encourage vaginal delivery.
o Where possible, avoid use of broad-spectrum antibiotics during the first year of life.
• Breast-feeding is advised, not for prevention of allergy and asthma, but for its other positive health benefits).
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FACTORS CONTRIBUTING TO THE DEVELOPMENT OF ASTHMA IN CHILDREN
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Asthma is a heterogeneous disease whose inception and persistence are driven by gene–environment interactions that
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are not yet fully understood. The most important of these interactions may occur in early life and even in utero. There is
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consensus that a ‘window of opportunity’ exists during pregnancy and early in life when environmental factors may
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influence asthma development. Multiple environmental factors, both biological and sociological, may be important in the
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development of asthma. Data from studies investigating the role of environmental risk factors for the development of
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asthma support further research on prevention strategies focusing on nutrition, allergens (both inhaled and ingested),
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‘Primary prevention’ refers to preventing the onset of disease. This chapter focuses on primary prevention in children.
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See p.116 and review articles49 for strategies for preventing occupational asthma.
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Maternal diet
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A large body of research investigating the development of allergy and asthma in children has focused on the mother’s
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diet during pregnancy. Current evidence does not clearly demonstrate that ingestion of any specific foods during
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pregnancy increases the risk for asthma. However, a study of a pre-birth cohort observed that maternal intake of foods
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commonly considered allergenic (peanut and milk) was associated with a decrease in allergy and asthma in the
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offspring.821 Similar data have been shown in a very large Danish National birth cohort, with an association between
ingestion of peanuts, tree nuts and/or fish during pregnancy and a decreased risk of asthma in the offspring.822,823
Epidemiological studies and randomized controlled trials on maternal dietary intake of fish or long-chain polyunsaturated
fatty acids during pregnancy showed no consistent effects on the risk of wheeze, asthma or atopy in the child.824-827
Dietary changes during pregnancy are therefore not recommended for prevention of allergies or asthma.
Maternal obesity and weight gain during pregnancy
Data suggest that maternal obesity and weight gain during pregnancy pose an increased risk for asthma in children. A
meta-analysis828 showed that maternal obesity in pregnancy was associated with higher odds of ever asthma or wheeze
or current asthma or wheeze; each 1 kg/m2 increase in maternal body-mass index (BMI) was associated with a 2% to
3% increase in the odd of childhood asthma. High gestational weight gain was associated with higher odds of ever
asthma or wheeze. However, no recommendations can be made at present, as unguided weight loss in pregnancy
should not be encouraged.
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Vitamin D
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Intake of vitamin D may be through diet, dietary supplementation or sunlight. A systematic review of cohort, case control
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and cross-sectional studies concluded that maternal dietary intake of vitamin D, and of vitamin E was associated with
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lower risk of wheezing illnesses in children.832 This was not confirmed in two randomized controlled trials (RCTs) of
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vitamin D supplementation in pregnancy, which compared standard-dose with high-dose vitamin D; however, a
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significant effect was not disproven.833,834 When the results from these two trials were combined, there was a 25%
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reduction of risk of asthma/recurrent wheeze at ages 0–3 years.835 The effect was greatest among women who
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maintained 25(OH)vitamin D levels of at least 30 ng/mL from the time of study entry through delivery, suggesting that
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sufficient levels of Vitamin D during early pregnancy may be important in decreasing risk for early life wheezing
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episodes,835 although in both trials, no effects of vitamin D supplementation on the development of asthma and recurrent
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Systematic reviews of cohort studies about maternal dietary intake of fish or seafood during pregnancy824,837 and of
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RCTs on maternal dietary intake of fish or long-chained polyunsaturated fatty acids during pregnancy824 showed no
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consistent effects on the risk of wheeze, asthma or atopy in the child. One study demonstrated decreased
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wheeze/asthma in preschool children at high risk for asthma when mothers were given a high-dose fish oil supplement
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in the third trimester;838 however ‘fish oil’ is not well defined, and the optimal dosing regimen has not been established.
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Probiotics
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A meta-analysis provided insufficient evidence to recommend probiotics for the prevention of allergic disease (asthma,
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Inhalant allergens
Sensitization to indoor, inhaled aeroallergens is generally more important than sensitization to outdoor allergens for the
presence of, and/or development of, asthma. While there appears to be a linear relationship between exposure and
sensitization to house dust mite,840,841 the relationship for animal allergen appears to be more complex.829 Some studies
have found that exposure to pet allergens is associated with increased risk of sensitization to these allergens,842,843 and
of asthma and wheezing.844,845 By contrast, other studies have demonstrated a decreased risk of developing allergy with
exposure to pets.846,847 Analyses of data from large populations of school-age children from birth cohorts in Europe have
found no association between pets in the homes early in life and higher or lower prevalence of asthma in children.848,849
For children at risk of asthma, dampness, visible mold and mold odor in the home environment are associated with
increased risk of developing asthma.850 Overall, there are insufficient data to recommend efforts to either reduce or
increase pre-natal or early-life exposure to common sensitizing allergens, including pets, for the prevention of allergies
and asthma.
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Pollutants
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Maternal smoking during pregnancy is the most direct route of pre-natal environmental tobacco smoke exposure.858 A
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meta-analysis concluded that prenatal smoking had its strongest effect on young children, whereas postnatal maternal
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smoking appeared only to affect asthma development in older children.859 Exposure to outdoor pollutants, such as living
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near a main road, is associated with increased risk of asthma.860,861 A 2019 study suggested that up to 4 million new
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pediatric asthma cases (13% of the global incidence) may be attributable to exposure to traffic-related air pollution.862
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Prenatal NO2, SO2, and PM10 exposures are associated with an increased risk of asthma in childhood,863 but it is
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difficult to separate effects of prenatal and postnatal exposure.
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Microbial effects
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The ‘hygiene hypothesis’, and the more recently coined ‘microflora hypothesis’ and ‘biodiversity hypothesis’,864 suggest
that human interaction with microbiota may be beneficial in preventing asthma. For example, there is a lower risk of
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asthma among children raised on farms with exposure to stables and consumption of raw farm milk than among children
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of non-farmers.865 The risk of asthma is also reduced in children whose bedrooms have high levels of bacterial-derived
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lipopolysaccharide endotoxin.866,867 Similarly, children in homes with ≥2 dogs or cats are less likely to be allergic than
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those in homes without dogs or cats.847 Exposure of an infant to the mother’s vaginal microflora through vaginal delivery
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may also be beneficial; the prevalence of asthma is higher in children born by cesarean section than those born
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vaginally.868,869 This may relate to differences in the infant gut microbiota according to their mode of delivery.870
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Respiratory syncytial virus infection is associated with subsequent recurrent wheeze, and preventative treatment of
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premature infants with monthly injections of the monoclonal antibody, palivizumab, (prescribed for prophylaxis of
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respiratory syncytial virus) is associated with a reduction in recurrent wheezing in the first year of life.871 However, a
sustained effect has not been definitively demonstrated. Although the risk of parent-reported asthma with infrequent
wheeze was reduced at 6 years, there was no impact on doctor-diagnosed asthma or lung function.872 Thus, the long-
term effect of palivizumab in the prevention of asthma remains uncertain.
Obesity
A meta-analysis of 18 studies found that being either overweight or obese was a risk factor for childhood asthma and
wheeze, particularly in girls.483 In adults, there is evidence suggesting that obesity affects the risk of asthma, but that
asthma does not affect the risk of obesity.879,880
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their children developing asthma can be provided with the advice summarized in Box 7-1.
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Possibly the most important factor is the need to provide a positive, supportive environment for discussion that
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decreases stress, and which encourages families to make choices with which they feel comfortable.
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Box 7-1. Advice about primary prevention of asthma in children 5 years and younger
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Parents/caregivers enquiring about how to reduce the risk of their child developing asthma can be provided with the
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following advice:
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• Children should not be exposed to environmental tobacco smoke during pregnancy or after birth.
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• Identification and correction of Vitamin D insufficiency in women with asthma who are pregnant, or planning
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• The use of broad-spectrum antibiotics during the first year of life should be discouraged.
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Breastfeeding is advised, not for prevention of allergy or asthma, but for its other positive health benefits.
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