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AO KYC FORM - Sebi Non Individual Form Pvt. Ltd. Barcode 31072024 1727698403

The document is an account opening form for non-individual clients, detailing the necessary KYC (Know Your Customer) requirements and supporting documents needed for verification. It includes sections for various entity types such as corporations, partnerships, and trusts, along with a checklist for required documentation. Additionally, it outlines declarations regarding beneficial ownership and compliance with FATCA regulations.

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devsharmasirsa
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© © All Rights Reserved
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0% found this document useful (0 votes)
44 views38 pages

AO KYC FORM - Sebi Non Individual Form Pvt. Ltd. Barcode 31072024 1727698403

The document is an account opening form for non-individual clients, detailing the necessary KYC (Know Your Customer) requirements and supporting documents needed for verification. It includes sections for various entity types such as corporations, partnerships, and trusts, along with a checklist for required documentation. Additionally, it outlines declarations regarding beneficial ownership and compliance with FATCA regulations.

Uploaded by

devsharmasirsa
Copyright
© © All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
Available Formats
Download as PDF, TXT or read online on Scribd
You are on page 1/ 38

Classified as Internal

Account
Opening Form for
Non-individual

Branch Code
Equity & Commodity
AP Code

FOR CSO USE ONLY


PORTFOLIO TRACKER
Form No. 1234567890 ALERTS & REMINDER

Client Code FAMILY PORTFOLIO

STOCK SCREENER & CHARTS


DP ID
RESEARCH & MARKET INFO
Ver: 2.3 June 2024
ONLINE TRADING

Connect with us
Classified as Internal
Full Name of Verifier: _______________________________________________________________________________

Employee Code: ___________________

KYC Checklist
∗Copies of all documents to be self attested.

I. General VI. HUF


Passport size photo PAN Card
Pan Card of Karta Address Proof of Karta
Signed across Pan Verifcation
Pan Card (HUF) Deed of Declaration of HUF
Clients signature on all required Places
Address proof of HUF Signature Coparcener on POA
In person verifcation stamp on all docs (Individuals)
HUF Stamp HUF Demat Proof (Trading only)
Original seen and verifed stamp on all docs List of Coparceners Photograph of Karta
Witness Signature All Copies Self Attested Bank Pass Book in the Bank Statement in the
Agreement Date Financial Documentary Proof name of HUF name of HUF

II. Proof of Identify VII. Corporate


Holders: 1st holder 2nd holder 3rd holder MOA, AOA & COI Certified copy of BR
Photo of Directors Company PAN
PAN card with Photograph UID (Aadhaar)
Company Address Proof Form 32
Any other Supporting doc;________________________
Form 18 Authorised Directors’s
III. Proof of Permanent Address All Director’s PAN Address Proof
Holders: 1st holder 2nd holder 3rd holder Last 2 Years Financials IT Returns
Ration Card Valid Passport (to be Submitted every year) New Company-
Voter ID Valid Driving License Copy of latest holding pattern Network Certificate
Bank Passbook Electricity Bill (to be Submitted every year) PAN of Individual
(Not more than (Not more than Promoters
Authorised signatory list
3 months old) 2 months old) PAN of Person Authorised
with specimen signatures
Land line Bill Bank Statement to deal in Securities
Ultimate benefciary owner
(Not more than (Not more than
2 months old) 3 months old) VIII. Demat / Comtrack / ComRIS Proof (Latest of 1 year - Only for Trading)

Registered Lease Bank Verification Letter Client Master Welcome Letter


or Sale Agreement
DP Statement
Any other Supporting doc: _______________________
Transaction cum Holding Statement

IV. Proof of Correspondence address IX. Partnership A/c


Ration Card Valid Passport Identity Proof Address Proof
Voter ID Valid Driving License (all partners) (all partners)
Bank Passbook Electricity Bill
(Not more than 2 months old) Partnership Deed copy Signatory Letter
Land line Bill Bank Statement PAN of Partners Photos of Partners
(Not more than (Not more than 3 months old) Copy of Balance sheet for last 2 yrs
2 months old) Authorised signatory list with specimen signatures
Sell Agreement Leave & Licence Agreement
Certificate of Registration
(Not more than 3 months old)
Bank Verifcation Letter X. Trust
Copy of Balance sheet List of trustees certified
V. Bank Proof With MICR Code for last 2 yrs by managing trustees / CA
(HUF, NRI, Corporate)
Certifcate of Registration Address Proof (all trustees)
Cancelled cheque Bank Statement
Trust Deed copy Photos of trustees
Pass book Letter from bank
PAN of trustees

XI. Financial Documentary Proof


Copy of ITR Acknowledgement Bank account statement for last 6 months
Copy of Annual Accounts Copy of demat account Holding statement.
Copy of Form 16 in case of salary income Any other relevant documents substantiating ownership of assets.
Net worth certifcate Self declaration along with relevant supporting
Salary Slip

∗Please go through the Instruction/Checklist for filing KYC Form for further details.
Classified as Internal
Angel One Ltd
Registered/Correspondence Office: 601, 6th Floor, Ackruti Star, Central Road, MIDC, Andheri East, Mumbai - 400093.
Tel.: 18001020. Website: www.angelone.in.

INDEX OF DOCUMENTS
Page
S. No. Name of the Document Brief Significance of the Document
No
MANDATORY DOCUMENTS AS PRESCRIBED BY SEBI & EXCHANGES
A. KYC Form - Document captures the basic
information about the constituent and an
instruction/check list.
1. Account Opening Form and KRA Form 1 to 7
B. Document captures the additional information
about the constituent relevant to Trading/
Demat account and an instruction/check list.

Document detailing the rate/amount of brokerage &


2. Tariff sheet other charges levied on the client for trading on stock 8 to 9
exchange(s) & DP Service charges/Fee Structure

Document for determination of Natural person/s


who ultimately own, control/influence a client
3. Beneficial Ownership Determination Form 10 to 11
and/or persons on whose behalf a transaction is
being conducted.

 Declaration by HUF & consent letter Declarations / Documents required from different
4.  Declaration by partnership Firm persons for execution of various client registration 12 to 14
 Board Resolution (Trading / Demat) documents.

Document stating the Rights & Obligations of stock

SEPARATE COPY FOR CLIENT


broker/trading member, Authorised Person and
5. Rights and Obligations client for trading on exchange (including additional
rights & obligations in case of internet/wireless
technology based trading).

Document detailing risks associated with dealing in


6. Risk Disclosure Document (RDD)
the securities market.

Document detailing do's and don'ts for trading on


7. Guidance note
exchange, for the education of the investors.

Document stating the Rights & Obligations of


8. Rights and Obligations for DP
Beneficial Owner and Depository Participant.

VOLUNTARY DOCUMENTS AS PROVIDED BY THE STOCK BROKER


Declaration provided by Client to Angel for Open
1. Client Declaration - Open Interest Position 15
Interest Position
2. Running Account authorization Authorization to maintain a running account 15
Documents for delivery of ECN
Electronic Contract Note (ECN) - Declaration
15
3.

Voluntary Terms & Conditions


Additional terms & conditions specific to Angel for
4. 16 to 19
the purpose of operational efficiency.
Rights and obligations relating to margin trading
5. Rights and Obligations - MTF 20 to 21
facility provided To client

6. Power of Attorney for the purpose of POA provided by BO to Angel for settlement /
settlement / Margin obligation Margin purpose 22 to 23

Note: In case of any correction in the form - Sign next to the correction done & Sign has to match the original signature
Classified as Internal

Angel One Ltd

1. Name of Entity: ______________________________________________________________________________________


2. Country of Incorporation: India US Other ___________________
3. Nature of Busimess Manufacturing Financial Services Distribution / Retail
Consultancy IT Investments Others
4. Services Provided: Forex / Money Charger Services Gaming / Gambling / Lottery Services
Money Leading / Pawing None of the above
5. (a) Country of Tax Residence: India US Other ___________________
5. (b) Tax Identification No. (US TIN) or equipment (other): 1) __________________ 2) __________________
6. Whether“Specified US Person” Yes No
(Please full up EITHER section 7 OR section 8, as the case may be)
7. Please fill up this section if entity is Non US Financial Institution (FFI):
a. Registered Deemed Complaint FFI
(Reporting Model 1 FFI)
b. Participating FFI
Please provide GIIN (mandatory) ___________________________________________________________________
If GIIN is not available, please select:
a. Owner Documented FFI with specified US owners
b. Deemed complaint FFI (Other than above mentioned categories)
c. Exempt Beneficial Owner
d. Non-Participating Foreign Financial Institution
e. Non-reporting FFI
8. Please fill up this section if entity is Non Financial Entity:
a. Active NFFE
b. Passive NFFE
c. Direct Reporting NFFE
GIIN (mandatory if‘c’is selected): _______________________________________
9. Please fill below if applicable:
a. Our company is Listed Company listed on recognized stock exchange
b. Our company is a subsidiary of the Company
c. Our company is controlled by a Listed Company
Details of Listed Company (if 2nd or 3rd selected above):
a. Name of Company: ____________________________________________________________________________
b. Stock Exchange on which listed: ________________________________________________________________

Note: In case of any correction in the form - Sign next to the correction done & Sign has to match the original signature
Classified as Internal

Declaration
1. I/We hereby that the details furnished above are true and correct to the best of my/our knowledge and belief
correct and complete. In case of any change in the above given status on a future date, I/we undertake to inform
Angel Brooking the same within 30 days.

2. I/we agree that if we are a Specified U.S. Person or tax resident of a reportable foreign jurisdication (other than
U.S.) or an entity with US Persons / foregin tax residents UBO requiring under FATCA/CRS or any other laws, our
account details, as required under Inter Governmental Agreement (IGA) /Multilateral Competent Authority Agreement
(MCAA) signed by Indian Government, would be reported by Angel One to the relevant tax authority.

3. I/We hereby confirm that details as provided above can be shared by Angel One with the concerned Asset
Management Companies (AMC’s) or such other product providers, to whom FATCA/CRS norms are applicable, in
whose schemes / products we may invest/transact in future through Angel One.

Name:________________________________________________________ Designation:_____________________________
Signature: _________________________________________ Date: ___________________________

For more details about FATCA, please refer US IRS website on -


http://www.irs.gov/Businesses/Corporations/Foreign-Account-Tax-Compliance-Act-FATCA. If you are sure about
your entity’s FATCA status, you are requested to contact your tax advisor.

Note: In case of any correction in the form - Sign next to the correction done & Sign has to match the original signature
Classified as Internal

Declaration for Ultimate Beneficial Ownership (UBO)


[Mandatory for all entities except listed company or subsidiary of / controlled by a listed company
AND UBO holding is more than 10% (corporate) / 10% (entities other than corporate)]

To,
Angel One

Name of Customer: ________________________________________________________________________________________________


We hereby declare that besides the persons mentioned in the below table there are no other natural person’s who ultimately hold is
more than 10% (corporate) / 10% (entities other than corporate)or more of shares directly or indirectly; or exercise control/ influence,
whether directly or indirectly through voting rights/agreement/arrangement. (You can take Multiple copies of this page if details of
more than 2 persons are to be mentioned)

Name
Father’s Name
Gender Male Female Male Female
Address with city, state postal code
and country

Birth Date
Country of Birth
Nationality
US Person (Y/N)
Country of Tax Residency
TIN equivalent No.
Occupation Type Service Business Others Service Business Others
Share Holding (%)∗
PAN

PAN Passport PAN Passport


ID Proof document submitted
Aadhaar Others Aadhaar Others

Relationship with Entity Director Shareholder Director Shareholder


Promoter / Trustee / Partner Promoter / Trustee / Partner

Address Proof document submitted

UBO Code (Please refer below point


no. 3 UBO Code)

OR
We hereby declare that there are no natural person’s who ultimately hold 10% or more of share directly or indirectly; or
exercise control/influence, whether directly or indirectly through voting rights/agreement/arrangement. Hence, there are no
Controlling Persons including U Foreign Citizens / Residents holding 10% or more shares.

(to be signed by company secretary / partners / trustees / members as applicable)

Notes:
∗ Nature of Beneficial Owner.
1. a) Shareholding > 10% (In case where juridical person is company) & > 10% (In case Juridical person is Firm / Unincorporated)
association / body of individuals / trust)
b) Management Control. If (a) Indicate the extent of shareholding. For (b) mention the capacity in which engaged with the
corporate. @ The said natural person may act alone or together, or through one or more juridical person Promoter and
controls are terms as defined under Companies‘ Act and SEBI regulations.

Note: In case of any correction in the form - Sign next to the correction done & Sign has to match the original signature
Classified as Internal

3. UBO code for controlling person type.


UBO Code Description
C01 CP of Legal person-ownership
C02 CP of Legal person- other means
C03 CP of Legal person-senior managing o cial
C04 CP of Legal arrangement–trust settlor
C05 CP of Legal arrangement–trust-trustee
C06 CP of Legal arrangement–trust protector
C07 CP of Legal arrangement–trust beneficiary
C08 CP of Legal arrangement–trust-other
C09 CP of Legal arrangement–trust-other settlor equivalent
C10 CP of Legal arrangement–trust-other trustee equivalent
C11 CP of Legal arrangement–trust-other protector equivalent
C12 CP of Legal arrangement–trust-other beneficiary equivalent
C13 CP of Legal arrangement–trust-other other equivalent
C14 Unknown

Definitions
The following definitions and content are based on relevant extracts taken from applicable laws and provided only for reference
purpose and do not constitute tax advice. The applicable laws including these definitions are subject to change from time to time
and local laws may define the meaning of certain terms differently. Clients should consider updated / local laws and seek
appropriate external advice, where necessary.

1) Specified U.S. Person: The term“Specified U.S. Person”means a U.S. Person, Other than:
i. A corporation the stock of which is regularly traded one or more established securities markets;
ii. Any corporation that is a member of the same expanded a liated group, as defined in section 1471(e) of the U.S. Internal
Revenue Code, as corporation described in clause (I);
iii. The United States or any wholly owned agency or instrumentality thereof;
iv. Any States of the United States, any U.S. Territory, any political subdivision of any the foregoing, or any wholly owned agency or
instrumentality of any one or more of the foregoing;
v. Any organization exempt from taxation under section 501(a) U.S. Internal Revenue Code or an individual retirement plan as
defined in section 7701 (a) (37) of the U.S. Internal Revenue Code;
vi. Any bank as defined in section 581of the U.S. Internal Revenue Code;
vii. Any real-estate investment trust as defined in section 856 of the U.S. Internal Revenue Code;
viii. Any regulated investment company as defined in section 851 of the U.S. Internal Revenue Codeor any entity registered with the
U.S. Securities and Exchange Commission under the Investment Company Act of 1940 (15 U.S.80a-64)
ix. Any common trust fund as defined in section 584(a) of the U.S. Internal Revenue Code;
x. Any trust that is exempt from tax under section 664© of the U.S. Internal Revenue Coder that is described in section 4947(a)(1) of
the U.S. Internal Revenue Code;
xi A dealer in securities, commodities or derivatives financial instruments (Including notional principal contacts, futures, forwards,
and options) that is registered such as under the laws of the U.S. States fo any States;
xii. A broker as defined in section 6045© of the U.S. Internal Revenue Code; or
xiii. Any tax-exempt trust under a plan that is described in section 403(b) or section 457(b) of the U.S. Internal Revenue Code.

2. U.S. Persona The term“U.S. Person”means a U.S. citizen or resident individual, a partnership or corporation organized ih the
United States or under the laws of the United States or any other States thereof, a trust if (i) A court within the United States
would gave authority under applicable to render orders or judgments concerning substantially all issues regarding
administration of the trust, and (ii) One or more U.S. Persons have the authority to control all substantial decisions of the trust,
or an estate of a decedent that is citizen or resident of the United States. This paragraph shall be interpreted in accordance
with the U.S. Internal Revenue Code.

Note: In case of any correction in the form - Sign next to the correction done & Sign has to match the original signature
Classified as Internal

3. Financial Institution (FI): The term“Financial Institution”means a Custodial Institute, a Depository Institution, an Investment
Entity, or a Specified company. [Note: AFFI (Foreign Financial Institution) trust would be Non U.S. FI]

4. Investment Entity:
A. An entity that primarily conducts as a business one or more of the following activities or operations for or on behalf
of a customer:
1. Trading money market instruments (Cheques, bills, certificate of the deposit, derivatives, etc.) foreign exchange interest rate,
and index instruments, transferable securities; or commodities futures.
2. Individual or collective portfolio management; or otherwise investing, administering, or managing funds, money or financial
assets on behalf of other person.

B. An entity whose gross income is primarily attributable to investing, reinvesting, or trading and he entity is managed by another
entity that is a depository institution, a custodial institution, a specified insurance company, or an investment entity described n
paragraph(a); or

C. An entity that functions or holds itself out as collective

5. GIIN: GIIN means a Global Intermediary Identification Number assigned to participating FFI, or a reporting model1FFI for
purpose for identifying such entity to with holding agents. All GIINs will appear on the IRS FFL list.

6. Register deemed Complaint FFI: An FFI that register with the IRS to declare its status. Includes certain local banks, non-
reporting members of participating FFI groups, qualified collective investment vehicles, restricted funds, and FFLs that
company with FATCA requirements under an agreement between th U.S. and a foreign government including reporting model 1
FFI that complies with a Model 1 IGA.

7. Reporting Mode 1 FFI–An FFI with respect to which a foreign government or agency thereof agrees to obtain ad exchange
information pursuant to a Model 1 IGA, other an FFI that treated as a nonparticipating FFI under the Model 1 IGA.

8. Participating FFI: A participating FFI is a FFI, including a reporting Model 2 FI, that has agreed to Comply with the terms of an FFI
agreement. The term participating FI also includes a Qualified Intermediary (QI) branch of a U.S. financial institution, unless
such branch is a reporting Model 1FFI

9. Deemed complaint FFI: An FI that is:


1. A registered deemed complaint FFI
2. A certified deemed complaint FFI
3. An a owned-document FFI
4. A QI branch of a U.S. financial institution that is reporting Model 1 FFI

10. Exempt Beneficial Owner: The term exempt beneficial owner means a beneficial owner of a payment made to persons like
Government Entities, Government of a U.S. territory, Central Banks, International Organizations, certain Retirement Funds, etc,
or that is otherwise treated as an exempt beneficial owner pursuant to a Model 1 IGA or Model 2 IGA.

11. Nonparticipating FFI: An FFI other than a participating FFI, a deemed-complaint FFI, or an exempt beneficial owner.

12. Non-reporting IGA FFI: An FFI that is identified as a Nonparticipating financial institution pursuant to a Model 1 IGA or Model 2
IGA and that is not registered deemed-complaint FFI.

13. Passive NFFE: A“Passive NFFE”means any NFFE that is not (i) ab Active NFFE, or (ii) a withholding foreign partnership or
withholding foreign trust.

14. Active NFFE: An“Active NFFE”means any NFFE that meets at of the following criteria:
a. Less than 50 percent of the NFFE’s gross income for the preceding calendar year or other appropriate reporting is passive
income and less than 50 percent of the assets held by the NFFE during the preceding calendar year or other appropriate
reporting period are assets that produce or are held for the production of passive income.
b. The stock of the entity is regularly trade on an established securities market ir the non-financial entity is a related entity of an
entity, the stock of which is regularly traded on an established securities market.
c. The entity is Governmental entity, an International Organization, a Central Bank, or an entity wholly owned by one or more of
these entities; or

Note: In case of any correction in the form - Sign next to the correction done & Sign has to match the original signature
Classified as Internal

d. Substantially all of the activities of the entity consist of holding (in whole or in part) the outstanding stock of, or providing
financing and services to , one or more subsidiaries that engage in trades or business other than the business of a financial
institution: Provided that an entity shall not qualify for this status if it functions as an investment fund, such as private equity fund,
venture capital fund, leveraged buyout fund, or any investment vehicle whose purpose is to acquire of fund companies an d then
hold interests in those companies as capital assets for investment purpose; or The entity is not yes operating a business and has
no prior operating history, but is investing capital into assets with the intent to operate a business other than that of a financial
institution, provided that he entity shall not qualify for this exception after the date that is twenty four months after the date of the
initial organization of the entity; or
v. The entity was not a financial institution in the past five years, and is in the process of liquidating its assets or is recognizing
with intent to continue or recommence operations in a business other than that of a financial institution; or
vi. The entity primarily engages in financing and hedging transactions with, or for, related entities which are not financial
institutions, and does not provide financing or hedging services to any entity which is not a related entity, provided that the
group of any such related entities is primarily engaged in a business other than that of a financial institution; or
vii. The entity fulfills all of the following requirements, namely:
a.It is established and operated in a India exclusively for religious, charitable. Scientific, artistic, cultural, athletic, or educational
purpose; or it is established and operated in India and it is professional organization, business league, chamber of commerce,
labour organization, agriculture or horticultural organization, civic league or an organization operated exclusively for the
promotion of social welfare;
b.It is exempt from income0-tax in India.
c.It has no shareholder or members who have a proprietary beneficial interest its income or assets;
d.The applicable laws of the entity’s country or territory of residence or the entity’s formation documents do not permit any
income or assets of the entity to be distributed to, or applied for the benefit of, a private person or non-charitable entity other
than pursuant to the conduct of the entity’s charitable activities, or as payment of reasonable compensation for services
rendered, or as payment representing the fair market value if property which the entity has purchased; and the applicable laws
of the entity’s country or territory of residence or the entity’s formation documents require that, upon the entity’s liquidation or
dissolution, all of its assets must be distributed to a Governmental entity or other non-profit organization, or escheat to the
Government or the entity’s country or territory of residence or any political sub-division thereof.

15. Direct Reporting NFFE: A new category of Passive NFFE- a Direct Reporting NFFE that would be treated as an Exempt
Beneficial Owner. If will be required to elect to, and report directly to the IRS certain information about its direct or indirect
substantial U.S. owner. The NFFE will also be required to register with the IRS to obtain its GIIN.

16. Controlling person means the natural person who exercises control over an entity ad includes a beneficial owner as determined
under sub-rule (3) of rul 9 of the Prevention Money-laundering (Maintenance of Records) Rules, 2005.

17. Owner-documented FFI: An FFI that:


a. Is an FFI solely because it is an investment entity.
b. Is not on owned by or in an expanded a liated group with any FFI is a depositary institution, custodial institution, or specified
insurance company;
c. Does not maintain a financial account for any nonparticipating FFI.
d. Provides the designated withholding agent with all of the required documentation and agrees to notify the withholding agent if
there is a change in circumstances; and
e. The designated withholding agent agrees to report to the IRS (or to the relevant foreign government or agency thereof) all of the
information with respect to any specified U.S. Persons;

Note: In case of any correction in the form - Sign next to the correction done & Sign has to match the original signature
Classified as Internal

Know Your Client (KYC)


Applica on Form Angel One Ltd. CDSL VENTURES LIMITED
….Exploring New Horizons

(For Non­ Individuals Only)


Applica on Number:
Please fill the form in ENGLISH and in BLOCK le ers

Fields marked * are mandatory Applica on Type*: o New KYC o Modifica on KYC
Fields marked + are pertaining to CKYC and mandatory only
if processing CKYC also

1. En ty Details (please refer guidelines)


PAN* Please enclose a duly a ested copy of your PAN Card
__ __ __ __ __ __ __ __ __ __
Name* (same as ID proof)
Date of Incorpora on* __ __ __ __ __ __ __ __ Place of Incorpora on*
Date of Commencement* __ __ __ __ __ __ __ __ Registra on Number*
En ty Type* Private Ltd. Co. Public Ltd. Co. Body Corporate Partnership
Please Tick ( ) Trust/Charity/NGO HUF FPI Category I FPI Category II
AOP Bank Government Body Defence Establishment
Body of Individuals Society LLP
Non­Government Organiza on
Others

2. Proof of Iden ty+ (please refer the guidelines)

O cially Valid Document(s) in respect of person authorized to transact


Cer ficate of Incorpora on/Forma on Registra on Cer ficate
Memorandum of Ar cles and Associa on Partnership Deed Trust Deed
Board Resolu on Power of a orney granted to its manager, o ce, employees to transact on its behalf
+ +
Ac vity Proof –1 (For Sole Proprietorship Only) Ac vity Proof –2 (For Sole Proprietorship Only)

3. Address Details* (please refer the guidelines)


A. Registered Address*
Line 1*
Line 2
Line3
City/Town/Village* District+ Pin Code*
State* Country*

B. Correspondence/Local Address in India (if different from above)*


Line 1*
Line 2
Line3
City/Town/Village* District+ Pin Code*
State* Country*

Applicant Signature
Classified as Internal

Proof of Address* (a ested copy of any one POA to be submi ed—#Not more than 3 months old)

Cer ficate of Incorpora on/Forma on Registra on Cer ficate Other document


Latest Telephone Bill (Landline only)
#
Latest Electricity Bill #
Latest Bank Account Statement #
Registered Lease/ Sale Agreement of Office Premises Validity/Expiry Date of POA (Expiry Date) __ __ __ __ __ __ __ __
Any other proof of address document (as listed overleaf)

4. Contact Details
Email ID ___________________________________________ Mobile No. ____________________________
Email ID ___________________________________________ Mobile No. ____________________________

Tel (Off) ____________________________ Fax ____________________________

5. Annexures Submi ed
Number of Related Persons ­

6. Remarks / Addi onal Informa on

7. Applicant Declara on
I hereby declare that the details furnished above are true and Applicant Digital Signature (DSC) Applicant Wet Signature
correct to the best of my/our knowledge and belief and I under­
take to inform you of any changes therein, immediately. In case
any of the above informa on is found to be false or untrue or
misleading or misrepresen ng, I am/We are aware that I/We may
be held liable for it.
I/We hereby consent to receiving informa on from CVL KRA
through SMS/Email on the above registered number/Email ad­
dress.
DATE: __ __ __ __ __ __ __ __ (DD­MM­YYYY)
PLACE: _______________________________________

8. For Office Use Only


KYC carried out by* Intermediary Details*

KYC Date Self cer fied document copies received (Originals Verified)
__ __ __ __ __ __ __ __
Emp. Name True Copies of documents received (A ested)
AMC / Intermediary Name OR Code:
Emp. Code

Emp. Designa on

Employee Signature and Stamp Employee Signature and Stamp

—— This space is inten onally le blank —— This space is inten onally le blank —— This space is inten onally le blank—— This space is inten onally le blank——
Classified as Internal
INSTRUCTIONS / CHECK LIST FOR FILLING KYC FORM

A. IMPORTANT POINTS: months old.


1. Self attested copy of PAN card is mandatory for all clients. 3. Bank Account Statement/Passbook - Not more than 3 months old.
2. Copies of all the documents submitted by the applicant should be self-attested and 4. Self-declaration by High Court and Supreme Court judges, giving the new address in
accompanied by originals for verification. In case the original of any document is not respect of their own accounts.
produced for verification, then the copies should be properly attested by entities authorized 5. Proof of address issued by any of the following: Bank Managers of Scheduled
for attesting the documents, as per the below mentioned list. Commercial Banks/Scheduled Co- perative Bank/Multinational Foreign Banks/Gazetted
3. If any proof of identity or address is in a foreign language, then translation into English is
O cer/Notary public/Elected representatives to the Legislative
required.
Assembly/Parliament/Documents issued by any Govt. or Statutory Authority.
4. Name & address of the applicant mentioned on the KYC form, should match with the
6. Identity card/document with address, issued by any of the following: Central/State
documentary proof submitted.
Government and its Departments, Statutory/Regulatory Authorities, Public Sector
5. If correspondence & permanent address are different, then proofs for both have to be
submitted. Undertakings, Scheduled Commercial Banks, Public Financial Institutions, Colleges
6. Sole proprietor must make the application in his individual name & capacity. a liated to Universities and Professional Bodies such as ICAI, ICWAI, ICSI, Bar Council
7. For non-residents and foreign nationals, (allowed to trade subject to RBI and FEMA etc., to their Members.
guidelines), copy of passport/PIO Card/OCICard and overseas address proof is mandatory. 7. For FII/sub account, Power of Attorney given by FII/sub-account to the Custodians
8. For foreign entities, CIN is optional; and in the absence of DIN no. for the directors, their (which are duly notarized and/or apostiled or consularised) that gives the registered
passport copy should be given. address should be taken.
9. In case of Merchant Navy NRI's, Mariner's declaration or certified copy of CDC (Continuous 8. The proof of address in the name of the spouse may be accepted.
Discharge Certificate) is to be submitted. D. Exemptions/clarifications to PAN (∗Su cient documentary evidence in support of such
10. For opening an account with Depository participant or Mutual Fund for a minor, photocopy claims to be collected.)
of the School Leaving Certificate/Mark sheet issued by Higher Secondary Board/Passport of 1. In case of transactions undertaken on behalf of Central Government and/or State
Minor/Birth Certificate must be provided. Government and by o cials appointed by Courts e.g. O cial liquidator, Court receiver
11. Politically Exposed Persons (PEP) are defined as individuals who are or have been entrusted etc.
with prominent public functions in a foreign country, e.g., Heads of States or of Governments,
2. Investors residing in the state of Sikkim.
senior politicians, senior Government / judicial/military o cers, senior executives of state
3. UN entities/multilateral agencies exempt from paying taxes/filing tax returns in India.
owned corporations, important political party o cials, etc.
4. SIP of Mutual Funds upto Rs 50,000/- p.a.
B. Proof of Identity(POI): List of documents admissible as Proof of Identity:
5. In case of institutional clients, namely, FIIs, MFs, VCFs, FVCIs, Scheduled Commercial
1. PAN card with photograph. This is a mandatory requirement for all applicants except those
who are specifically exempt from obtaining PAN (listed in Section D).
Banks, Multilateral and Bilateral Development Financial Institutions, State Industrial
2. Unique Identification Number (UID) (Aadhaar) / Passport / Voter ID card / Driving license. Development Corporations, Insurance Companies registered with IRDA and Public
3. Identity card/ document with applicant's Photo, issued by any of the following: Central/State Financial Institution as defined under section 4A of the Companies Act, 1956,
Government and its Departments, Statutory/Regulatory Authorities, Public Sector Custodians shall verify the PAN card details with the original PAN card and provide duly
Undertakings, Scheduled Commercial Banks, Public Financial Institutions, Colleges a liated certified copies of such verified PAN details to the intermediary.
to Universities, Professional Bodies such as ICAI, ICWAI, ICSI, Bar Council etc., to their E. List of people authorized to attest the documents:
Members; and Credit cards/Debit cards issued by Banks. 1. Notary Public, Gazetted O cer, Manager of a Scheduled Commercial/Co-operative
C. Proof of Address (POA): List of documents admissible as Proof of Address: (∗Documents Bank or Multinational Foreign Banks (Name, Designation & Seal should be a xed on the
having an expiry date should be valid on the date of submission). copy).
1. Passport/Voters Identity Card/Ration Card/Registered Lease or Sale Agreement of 2. In case of NRIs, authorized o cials of overseas branches of Scheduled Commercial
Residence/Driving License/Flat Maintenance bill/Insurance Copy. Banks registered in India, Notary Public, Court Magistrate, Judge, Indian
2. Utility bills like Telephone Bill (only land line), Electricity bill or Gas bill - Not more than 2 Embassy/Consulate General in the country where the client resides are permitted to

F. In case of Non-Individuals, additional documents to be obtained from non-individuals, over & above the POI & POA, as mentioned below:
Types of entity Documentary requirements

Corporate

Partnership firm

Trust

HUF

Unincorporated association
or a body of individuals

Banks/Institutional Investor

Foreign Institutional
Investors (FII)

Army/ Government Bodies

Registered Society

Note: In case of any correction in the form - Sign next to the correction done & Sign has to match the original signature Ver: 2.3 1
ANNEXURE

Details of Promoters/ Partners/ Karta / Trustees and whole time directors forming a part of Know Your Client (KYC) Application Form for Non-Individuals

Name of Applicant PAN of the Applicant

Relationship
with Applicant Whether
Sr. PAN and DIN (For Directors)/ Residential /
Name (i.e. promoters, Politically Photograph
No. Aadhaar UID (For Others) Registered Address
whole time Exposed
directors etc.)

PEP

RPEP

NO
Classified as Internal

PEP

RPEP

NO

Note: In case of any correction in the form - Sign next to the correction done & Sign has to match the original signature
PEP

RPEP

NO

Ver: 2.3
2
Name & Signature of the Authorised Signatory Date d d / m m / y y y y PEP: Politically Exposed Person RPEP: Related to Politically Exposed Person
with company seal
Classified as Internal
TRADING & DEMAT ACCOUNT RELATED DETAILS

TYPE OF ACCOUNT (Please tick whichever is applicable)

Status Sub - Status


Body Corporate Banks Trust Mutual Fund OCB
FII CM FI Clearing House Others (Specify)_________

SEBI Registration No. SEBI Registration Date


(If Applicable) D D M M Y Y Y Y

RBI Registration No. RBI Approval Date


(If Applicable) D D M M Y Y Y Y
Nationality Indian Others (Specify)_________________
CLEARING MEMBERS DETAILS (To be filled by CMs only)

Name of Stock Exchange


Name of the CC / CH
Trading ID Clearing Member ID

A. BANK ACCOUNT DETAILS - 1


Bank Name & Branch Location:
Account No. Savings Current
MICR Code IFSC Code
B. BANK ACCOUNT DETAILS - 2
Bank Name & Branch Location:
Account No. Savings Current
MICR Code IFSC Code
C. DEPOSITORY ACCOUNT DETAILS (DP1 DETAILS CONSIDERED FOR PAYOUT OF SECURITIES IF FILLED)
DP 1 Details DP 2 Details
Depository CDSL CDSL NSDL Require CMC copy
DP Name Angel One Ltd
Client Name
DP ID 12033201, 12033202 & 12033203
BO ID
D. COMTRACK ACCOUNT DETAILS - Require CMC copy if other than Angel account.
CP Name
Client Name
CP ID CMSE ID
Note: Provide a copy of either Demat Master or a recent holding statement issued by CP bearing name of the client.

E. COMRIS ACCOUNT DETAILS


CP Name
Client Name
CP ID CMSE ID
Note: Provide a copy of either Demat Master or a recent holding statement issued by CP bearing name of the client.

Note: In case of any correction in the form - Sign next to the correction done & Sign has to match the original signature Ver: 2.3 3
Classified as Internal

F. TRADING PREFERENCES Please sign in the relevant boxes where you wish to trade. The segment not chosen should be struck off by the client

Please sign in the relevant boxes where you wish to trade.


Please strike off the segment not chosen by you.

Exchanges NSE, BSE & MSEI MCX


NCDEX,
BSE & NSE

Cash/
All Commodity
Mutal F&O Currency Debt
Segments Derivatives
Fund

If you do not wish to trade in any of segments/ Mutual Fund, please mention here ___________
______________________________________________________________

G. STANDING INSTRUCTIONS / OTHER DETAILS / EMAIL-SMS ALERT / CONTRACT NOTE PREFERENCE


Contract Note/Holding & Transaction Statement including
Electronic
CAS/Other Documents∗(For ECN in commodity segment, please refer pg. no. 18)
Receive Delivery Instruction Slip No Yes
Share Email ID with Registrar & Transfer Agent No Yes
Receive Annual Report Electronic Physical Both
Monthly Fortnightly Weekly
DP Account Statement
As per SEBI Regulation

Declaration for Mobile Number Karta Partner Director Trustee Authorised Signatory

Karta Partner Director Trustee Authorised Signatory


Declaration for Email ID
Do not have
Running Account Settlement Monthly Quarterly Bill to Bill
Whether you wish to avail of the facility of internet trading /
Yes No
wireless technology ( please specify)

Margin Trading Facility ( Refer Rights & Obligation document) Yes No

Note:
1. Dividend / Interest will be credited to bank account via ECS.
2. In case client doesn ’t opt for DIS booklet, it would be issued on request at any later date.
3. BO can view his ISIN balances, transactions & value portfolio online. To register for Easi please visit website www.cdslindia.com
4. ∗Other documents includes SEBI prescribed standard documents i.e. Rights & Obligation documents for trading and depository account,
Risk Disclosure Document and Guidance Note or any other communication /document disseminated by Angel One.
5. Angel may carry out proprietary trades in addition to cliental trades.

Note: In case of any correction in the form - Sign next to the correction done & Sign has to match the original signature Ver: 2.3 4
Classified as Internal

H. DEALING THROUGH AUTHORISED PERSON (AP) / OTHER STOCK BROKERS


If Yes, please specify:

Name of Stock Broker Name of AP


Name of Exchange Client Code (as given by other broker)

Details of disputes/dues pending from/to such stock broker:


Whether you are a Member / AP of any Exchange Yes No
If yes, provide SEBI / EXCHANGES REGISTRATION NO: Ph. Website:
I. INFORMATION FOR PREVENTION OF MONEY LAUNDERING ACT, 2002
Experience Number of years of Investment / Trading Experience
Below 1 lac 1-5 Lacs 5-10 Lacs 10-25 Lacs >25 Lacs >1 Crore

OR Net Worth in ` (∗Net worth should not be older than 1 year) as on date DD / MM / YYYY

Primary Source of Income (Please Specify) _____________________________________


Gross Annual Income ________________________________________________________________________
Secondary Source of Income Royalties Bank Interest Rental

Dividend Others (Specify) ______________

Manufacturing Services Trading


Nature of Business
Consultancy Others_____________________________

Client Category
Commercial Value chain participant Exporter Importer Hedger
participant
/ Noncommercial Financial participant Trader Arbitrager Other

Is the Client Politically Exposed Person (PEP) or Related to a PEP

PEP Related to PEP Not a PEP / RPEP

Whether any of your Authorised Signatories/ Promoters / Partners / Karta / Trustees & whole time
Directors are any of the following, or are directly or indirectly related to any of the following: Yes No

Civil Servant Politician Current or former head of state

Bureaucrat (Tax authorities, Foreign Services, IAS etc.)

Current or former MP, MLA, MLC Connected to Media

Connected to any promoter group of company listed on any stock exchange


Name of the Company ___________________________

J. PAST ACTIONS
Details of any action / proceedings initiated / pending / taken by SEBI / Exchanges / any other authority against the applicant / constituent or its
Partners / promoters / whole time directors /authorized persons in charge of dealing in securities / commodities during the last 3 years:

No If yes, please specify


K. GST REGISTRATION DETAILS

Registration No Validity Date Name of the State

GSTIN No: DD / MM / YYYY

Note: Angel may carry out proprietary trades in addition to cliental trades.

Note: In case of any correction in the form - Sign next to the correction done & Sign has to match the original signature Ver: 2.3 5
Classified as Internal

L. INTRODUCER DETAILS
Status of Introducer AP Employee Existing Client Others (Specify):
Introducer Name: Emp/Client Code:
Address:

Mobile No:

Signature of the Introducer

DECLARATION
1. I/We hereby declare that the details furnished above are true and correct to the best of my/our knowledge and belief and I/we undertake to inform you
of any changes therein, immediately. In case any of the above information is found to be false or untrue or misleading or misrepresenting, I am / we are aware
that I/we may be held liable for it.
2. I/We confirm having read/been explained & understood the contents of the document on policy & procedures of the Stock Broker & the tariff sheet
applicable for trading as well as DEMAT account.
3. I/We further confirm having received, read & understood the contents of the ‘Rights & Obligations’ of members, authorised person & clients, and 'Risk
Disclosure Document, for capital market & derivatives segments (equity, commodity)’ and rights & obligations related to margin trading facility provided to
client. Guidance note, Do’s & Don’t for trading on the exchange (s) for investors / demat account Do’s & Don't’ / Guidance note, Do’s & Don’t for clients / Rights
& obligations of beneficial owner & depository participant & details of terms & conditions for the investor / client for using Mutual fund transaction facility.
I/We do hereby agree to be bound by such provisions as outlined in these documents. I/We have also been informed that the standard set of documents has
been displayed for Information on Stock Broker’s designated website i.e www.angelone.in
4. The Rules & Regulations of the Depository & Depository Participants pertaining to an account which are in force now have been read by me / us and I/We
have understood the same and I/We agree to abide by and to be bound by the rules as are in force form time to time for such accounts.

Signature of the Authorised Signatory with company seal Date: DD / MM / YYYY

CL
7/15 Place: ___________________________

FOR OFFICE USE ONLY

UCC Code allotted to the Client


BO ID Allotted to the client

Documents verified with


Client Interviewed By In-Perfi
socn
atVioenridone by
Originals

Name of the Employee

Employee Code

Designation of the employee

Date

Signature

For Angel One Ltd


__________________________________
Signature of the Authorised Signatory

Date: __________________________ Seal/Stamp of the stock


broker

Place: _______________________

Note: In case of any correction in the form - Sign next to the correction done & Sign has to match the original signature Ver: 2.3 6
Classified as Internal
DETAILS OF PERSON AUTHORIZED TO DEAL IN SECURITIES ON BEHALF OF COMPANY / FIRM

Individual’s Full Name


Residential Address

City/town/village Pin Code


State Country Gender Male Female
Designation Date of birth
Nationality Tel
UID PAN

Individual’s Full Name


Residential Address

City/town/village Pin Code


State Country Gender Male Female
Designation Date of birth
Nationality Tel
UID PAN

Individual’s Full Name


Residential Address

City/town/village Pin Code


State Country Gender Male Female
Designation Date of birth
Nationality Tel
UID PAN

Individual’s Full Name


Residential Address

City/town/village Pin Code


State Country Gender Male Female
Designation Date of birth
Nationality Tel
UID PAN

(1) (2) (3) (4)

Recent Recent Recent Recent


Passport Size Passport Size Passport Size Passport Size
Photograph Photograph Photograph Photograph
Only Only Only Only
ss ss ss ss
acro acro acro acro
Sign Sign Sign Sign

Name of Authorized person Name of Authorized person Name of Authorized person Name of Authorized person

Signature(s) along with seal Signature(s) along with seal Signature(s) along with seal Signature(s) along with seal

Note: In case of any correction in the form - Sign next to the correction done & Sign has to match the original signature Ver: 2.3 7
Classified as Internal

EQUITY BROKERAGE DETAILS


Equity Intraday/ Min Options (Per Lot) Each Leg Currency Futures
Product Delivery Brokerage DP AMC Waivers
Futures (Each Leg) (Each Leg)
(Rs. Per Share) Nifty Others Currency

ANGEL ELITE MARGIN > = 1,00,000 MARGIN COLLECTED:

Online Trade 0.128% 0.0128% 0.0128 24/- 48/- 3.2/- 0.008%


For 1st 3 Years
Offline Trade 0.160% 0.0160% 0.0160 30/- 60/- 4/- 0.010%

ANGEL PREMIER MARGIN - 50,000 to 99,999 MARGIN COLLECTED:

Online Trade 0.176% 0.0176% 0.0176 32/- 64/- 4.8/- 0.0088% For 1st &
Offline Trade 0.220% 0.0220% 0.0220 40/- 80/- 6/- 0.011% 2nd Year

ANGEL PREFERRED MARGIN - 25,000 to 49,999 MARGIN COLLECTED:

Online Trade 0.224% 0.0224% 0.0224 36/- 72/- 5.6/- 0.0112%


For 1st Year
Offline Trade 0.280% 0.0280% 0.0280 45/- 90/- 7/- 0.014%

ANGEL CLASSIC MARGIN - 10,000 to 24,999 MARGIN COLLECTED:

Online Trade 0.32% 0.032% 0.032 40/- 80/- 6.4/- 0.016%


NA
Offline Trade 0.40% 0.040% 0.040 50/- 100/- 8/- 0.020%

COMMODITY BROKERAGE DETAILS

Product Delivery Intraday (Each Leg)

ANGEL ELITE MARGIN > = 1,00,000 MARGIN COLLECTED:

Online Trade NA 0.0088%


250
Offline Trade 0.30% 0.011%
Minimum brokerage of 0.011 paisa per script for intraday

ANGEL PREMIER MARGIN - 50,000 to 99,999 MARGIN COLLECTED:

Online Trade NA 0.012%


250
Offline Trade 0.30% 0.015%
Minimum brokerage of 0.015 paisa per script for intraday

ANGEL PREFERRED MARGIN - 25,000 to 49,999 MARGIN COLLECTED:

Online Trade NA 0.0152%


250
Offline Trade 0.30% 0.019%
Minimum brokerage of 0.019 paisa per script for intraday

ANGEL CLASSIC MARGIN - 10,000 to 24,999 MARGIN COLLECTED: OPTIONS

Online Trade NA 0.0184%


250
Offline Trade 0.30% 0.023%
Minimum brokerage of 0.023 paisa per script for intraday

Signature of the Authorised Signatory with company seal


CL
8/15

P. T. O.

Note: In case of any correction in the form - Sign next to the correction done & Sign has to match the original signature Ver: 2.3 8
Classified as Internal

CHARGES FOR DEPOSITORY SERVICES


Charges Type Annual Maintenance Charge (AMC) Life Time AMC Free Life Time AMC

Margin money of Rs. 3,00,000/- and


DP AMC Onetime payment of above
Rs.20/- per traded month + GST
Charges Rs. 2500 + GST
∗ free AMC activation subject to credit

Debit transaction/Pledge creation &


Pledge closure/ Debit transaction of
Rs. 20 + GST per ISIN
client shares from Angel beneficiary
and Angel collateral account.

Dematerialization Rs. 50 + GST per certificate and Rs.30/- per DRF for Postage Charges Plus Rs.30/- per rejection
Rematerialization Actual CDSL Charges + Rs. 50/- per RRF request for postage charges
Additional DIS Request Rs. 50.00 per booklet
Additional Statement Rs. 50.00 per request

Note:
1. Brokerage levied to your trading account shall be the higher of brokerage value as per the existing rates or Rs. 30/- per
settlement / segment, subject to the maximum rates prescribed by the regulator(s) from time to time.

2. Inter-Settlement charge towards debit transactions of client shares from Angel beneficiary & Angel collateral account, Rs.
20/- per ISIN would be applicable.

3. Stamp duty, GST, Education cess & other statutory levies (if any) will be charged as applicable from time to time.

4. Brokerage levied to your trading account is subject to the maximum rates prescribed by the regulator(s) from time to time.

5. Delivery brokerage would be levied to all customers who has either opted for delivery or by default delivery allocated. It would
be levied as per the rates specified in above table. In the absence of any rate default brokerage @ 0.30% would be levied.

6. For Electronic Delivery through NCDEX client needs to open separate account with COMTRACK participant. Separate charges
with applicable taxes if any will be debited in client’s ledger account.

7. In case of intra day transaction in Commodity contract first leg rates as above shall be charged on the buy value or sell value
depending upon whichever is higher and second leg rates shall be charged vice versa.

8. Commission of Clearing & Forwarding Agent/Commission agents, if appointed on behalf of clients for the purpose of taking of
deliveries will be charged at actual.

9. Angel One Ltd. reserves the right to revise the tariff structure from time to time at its sole discretion, under advance
intimation to clients either by way of ordinary post or by an email or by SMS or by notification on the back o ce interface.

10. Any amounts which are overdue from the Client in any trading segments shall be liable to interest at the rate of 1.5% per
month or part thereof or such other rate as may be determined and communicated by Angel.

Signature of the Authorised Signatory with company seal


CL
9/15

Note: In case of any correction in the form - Sign next to the correction done & Sign has to match the original signature Ver: 2.3 9
Classified as Internal
BENEFICIAL OWNERSHIP DETERMINATION FORM
SEBI vide circular no. CIR/MIRSD/2/2013 dated January 24, 2013 juridical person, where the juridical person is an unincorporated
and CIR/ISD/AML/3/2010 dated December 31, 2010 has mandated association or body of individuals.
all registered intermediaries to obtain, as part of their Client Due b. In cases where there exists doubt under clause A (a) above as to
Diligence policy, su cient information from their clients in order whether the person with the controlling ownership interest is
to identify and verify the identity of persons who are beneficial the beneficial owner or where no natural person exerts control
owner. The beneficial owner has been defined in the circular as through ownership interests, the identity of the natural person
the natural person or persons, who ultimately own, control or exercising control over the juridical person through other
influence a client and/or persons on whose behalf a transaction is means.
being conducted, and includes a person who exercises ultimate
effective control over a legal person or arrangement. Explanation: Control through other means can be exercised
through voting rights, agreement, arrangements or in any other
The following approach shall be considered while determining the manner.
Beneficial Ownership: c. Where no natural person is identified under clauses A (a) or A (b)
above, the identity of the relevant natural person who holds the
A. For clients other than individuals or trusts: position of senior managing o cial.
Where the client is a person other than an individual or trust, viz.,
company, partnership or unincorporated association/body of B. For client which is a trust:
individuals, the intermediary shall identify the beneficial owners Where the client is a trust, the intermediary shall identify the
of the client and take reasonable measures to verify the identity beneficial owners of the client and take reasonable measures to
of such persons, through the following information: verify the identity of such persons, through the identity of the
a. The identity of the natural person, who, whether acting alone or settler of the trust, the trustee, the protector, the beneficiaries
together, or through one or more juridical person, exercises with 15% or more interest in the trust and any other natural
control through ownership or who ultimately has a controlling person exercising ultimate effective control over the trust
ownership interest. through a chain of control or ownership.

Explanation: Controlling ownership interest means ownership C. Exemption in case of listed companies:
of/entitlement to: i. More than 10% of shares or capital or profits Where the client or the owner of the controlling interest is a
of the juridical person, where the juridical person is a company; company listed on a stock exchange, or is a majority-owned
ii. More than 10% of the capital or profits of the juridical person, subsidiary of such a company, it is not necessary to identify and
where the juridical person is a partnership; or verify the identity of any shareholder or beneficial owner of
iii. More than 10% of the property or capital or profits of the such companies.

Accordingly the following information is required to be filled:


(Use additional sheets if required).

1. CLIENT DETAILS

Client Name

Client Account No.


Name of the MD/CEO of Company

2. BENEFICIAL OWNER'S PERSONAL INFORMATION

Beneficial Owner Name

Gender Male Female Marital status Single Married Date of birth


Nationality PAN

% of shares or capital or profits of company/partnership firm/unincorporated association or body of individual

Address

City/Town Pin Code

State Country

Tel (Off) Tel (Res)

Mobile No. Fax

Email id

Note: In case of any correction in the form - Sign next to the correction done & Sign has to match the original signature Ver: 2.3 10
Classified as Internal
3. BENEFICIAL OWNER'S EMPLOYMENT INFORMATION
Employer Name

Type of Business Position


Years with Employer

Address

City/Town Pin Code

State Country

Tel (Off) Tel (Res)

Mobile No. Fax

Recent
Passport Size
Photograph
Only
(10/15) Authorised Signature with company Seal ss
acro
Sign

I/we certify that the information provided by me/us in this document is true and complete and I/we hereby agree to advise you immediately of
any material change in the information.

Beneficial Owner/Authorised Person Signature Date

Witness Name

Witness Signature  Date

Branch Manager Name

Branch Manager Signature  Date

Note: Beneficial Owner is required to submit copy of PAN card and valid address proof alongwith the captioned form.

Note: In case of any correction in the form - Sign next to the correction done & Sign has to match the original signature Ver: 2.3 11
Classified as Internal
DECLARATION BY HUF AND CONSENT LETTER
To,
Angel One Ltd.

With regard to Beneficiary account no. (BO ID)________________________________________ And Trading Account_________________
maintained in the name & style "________________" with DP /Trading (Angel One Ltd.)

We the following family members, being the co-parceners in the HUF account M/s ________________________ do hereby give our consent
that the said Karta, viz_____________________ would operate above mentioned BO ID /Trading account as far as shares transactions of the
HUF account is concerned.

We further declare and authorize you to recognize the beneficiary account No. ________________ with depository _________ opened in the
name of the undersigned who is the Karta of the HUF for the purpose of completing the share transfer obligations pursuant to the trading
operations. I agree and understand that this is to facilitate the operation of the above trading account. The transfer made by you to the
beneficiary account shall be complete discharge of obligations by you in respect of trades executed in the above trading account.

Details of our HUF and all its co-parceners are stated as mentioned below:

Date of Birth Relationship with


Sr.No Name of Family Member Gender Signature
(DD MM YYYY) Karta

* In case of Minor- Karta will sign the declaration

I, hereby state that details mentioned above are true and any change in them would be intimated to you in writing.

Title of HUF/ Karta _________________________________________

Signature of Karta

(HUF Rubber stamp)

Note: In case of any correction in the form - Sign next to the correction done & Sign has to match the original signature Ver: 2.3 12
Classified as Internal
DECLARATION BY PARTNERSHIP FIRM (TO BE OBTAINED ON FIRMS LETTER HEAD OR ATTESTED WITH FIRM’S SEAL)

Date:___________

To,
Angel One Ltd.
601, 6th Floor, Ackruti Star,
Central Road, MIDC, Andheri East,
Mumbai - 400093.

Dear Sir,

This is with reference to the trading account opened with you in the name of ____________________________a partnership firm and
bearing the code _______________. We the undersigned partners of the above mentioned firm hereby declare and authorize you to
recognize the beneficiary account No. _________________ with depository ______________________,which belongs to one of our partner
for the purpose of completing the share transfer obligations pursuant to the trading participant in the name of partnership firm as per
regulations and that transfers made by you to the beneficiary account as complete discharge of obligations by you in respect of trades
executed in the above trading account firm.

We further confirm that the authorised person can jointly / severally issue instruction to you as our broker for securities trades, fund,
etc. and to do all such acts, deals and things as may be necessary for the purpose of operating this account.

Signature (Please sign with stamp of the partnership firm)

We, (Please write name of the partners)

1._________________________________ 4.___________________________________

2._________________________________ 5.___________________________________

3._________________________________ 6.___________________________________

Partners of the firm confirm that any securities due to the Firm's trading account with you, if transferred to the above mentioned Demat
account, will constitute good delivery of the obligation. We further state that Angel will not be responsible, if the shares are transferred
to the abovementioned a/c.

If there is any change in the information given above, same shall be informed to Angel in writing. If any such information not
communicate to Angel, that Angel will not be liable for losses suffered by the firm or any of the individual partners.


Signature ______________________ 
Signature ______________________ 
Signature ______________________
1. Name 2. Name 3. Name


Signature ______________________ 
Signature ______________________ 
Signature ______________________
4. Name 5. Name 6. Name


Signature ______________________ 
Signature ______________________ 
Signature ______________________
7. Name 8. Name 9. Name

Note: In case of any correction in the form - Sign next to the correction done & Sign has to match the original signature Ver: 2.3 13
Classified as Internal
BOARD RESOLUTION (Trading / Demat)
(On the Company letterhead)

CERTIFIED TRUE COPY OF RESOLUTION PASSED AT THE MEETING OF THE BOARD OF DIRECTORS OF
____________________________________________________ _____________________HELD AT THE REGISTERED OFFICE OF THE COMPANY
AT_______________________________________________________________________________ON_________________________________

“RESOLVED THAT subject to the provisions of memorandum and article of association, the Company do hereby open a demat and trading
account for dealing in securities in cash segment and/or derivative Segment of BSE Ltd and / or NSEIL and / or Future & Option segment of
MCX and /or NCDEX with ANGLE ONE LTD. in the name and style of

Name of the Company

RESOLVED FURTHER THAT the company do hereby consent to avail margin trading facility on the BSE Ltd and / or NSEIL in accordance
with
the terms and conditions of Margin Trading Facility prescribed by Angel One Ltd, rights and obligations issued by exchanges,
provisions of circular issued by SEBI / exchanges etc and their amendments thereof.

RESOLVED FURTHER THAT the company do hereby agree to receive information relating to confirmation of orders/trades, margin calls,
decision to liquidate the position / security etc by email / SMS on their registered email Id and mobile number.

RESOLVED FURTHER THAT Mr.________________________, Mr.________________________, Mr.________________________ Directors and


Mr.____________________ Mr. ____________________ the Authorized Signatories of the Company be and is hereby jointly and severally
authorized to negotiate and finalize the terms and conditions for opening of account and sign and execute necessary forms as might be
required for the purpose of opening the trading and / or Beneficiary account /s as aforesaid and are further authorized to operate the said
account for and on behalf of the Company.

RESOLVED FURTHER THAT the company do hereby execute in favor of Angel One Ltd., a Power of Attorney to enable Angel One Ltd. to meet
settlement / margin obligation and authorize Mr.________________________________________________________________________
Mr._______________________________ Mr.___________________________________ Mr._________________________________
are Director / Authorized Signatories of the company to execute, notarize and deliver to Angel One Ltd., the said Power of Attorney and
to do all other things as may be necessary in this connection.

FURTHER RESOLVED THAT a certified copy of the said resolution be communicated to ANGEL ONE LTD. together with the specimen

Place: CERTIFIED TRUE COPY

Date: For_______________________________________ Ltd

Signatory

SPECIMEN SIGNATURES

NAME SIGNATURE

1. Mr. _______________________ _______________________

2. Mr. _______________________ _______________________

3. Mr. _______________________ _______________________

Note: In case of any correction in the form - Sign next to the correction done & Sign has to match the original signature Ver: 2.3 14
Classified as Internal

PLEASE TICK WHICHEVER IS APPLICABLE


A. CLIENT DECLARATION - OPEN INTEREST POSITION

I/We, the undersigned, have taken cognizance of circulars issued person is a partner / director I karta I trustee, takes or holds any
by SEBI / Commodity Exchanges from time to time on the position in any commodity forward contract I commodity
guidelines for calculation of net open positions permitted in any derivative on Exchanges through or through any other member (s)
commodity and I/we hereby undertake to comply with the same. or Exchanges, to enable you to restrict our position limit as
I/ We hereby declare and undertake that I/ we will not exceed the prescribed by the above referred circular of Exchanges as
position limits prescribed from time to time by Commodity modified from time to time.
Exchanges or SEBI and such position limits will be calculated in I / We confirm that you have agreed to enter order in commodity
accordance with the circulars on position limits as modified from forward contracts I commodity derivatives for me / us as your
time to time. clients on Commodity Exchanges only on the basis of our above
I/We undertake to inform you and keep you informed if I / any of assurances and undertaking.
our partners / directors I karta I trustee or any of the partnership I/We further undertake to bear any liable/penalty/charges levied
firms/companies / HUFs / Trusts in which I or any of above such by Commodity Exchanges/SEBI.

B. CONSENT TO INSTRUCTION TO MAINTAIN RUNNING ACCOUNT (VOLUNTARY)


Retention statement –Clause -- I / We request you to maintain or towards other unbilled services and/or charges applicable on
my/our accounts for funds on running accounts basis instead of my account, while settling the accounts.
'bill to bill' settlement basis, unless I/we specifically request you
for a payout of available free funds in the account. You may settle I / We understand and agree that no interest will be payable on
the accounts at Monthly/Quarterly (as opted in the account the amount of funds retained by you as above. The standing
opening form) or at such other intervals as SEBI/ Exchanges may instruction/authorization for maintaining my/our account as
specify from time to time. I / We further authorize you to retain running account shall remain valid until revoked in writing,
funds as may be permitted by Exchanges/SEBI from time to time addressed to you.

C. CONSENT FOR ELECTRONIC CONTRACT NOTE (ECN) - DECLARATION (VOLUNTARY)

PAN ___________ , Registered with you as a client of Multi Commodity Exchange of India Ltd (MCX), and/or National
Commodity & Derivative Exchange Ltd (NCDEX), undertake as follows:
I, ________________________________________________________________________________, Client Code _______________
•I am aware that the Member has to provide physical contract note in respect of all the trades placed by me unless I myself
want the same in the electronic form.
•I am aware that the Member has to provide electronic contract note for my convenience on my request only.
•Though the Member is required to deliver physical contract note, I find that it is inconvenient for me to receive physical
contract notes. Therefore, I am voluntarily requesting for delivery of electronic contract note pertaining to all
trades carried out/ordered by me.
•I have access to a computer and am a regular internet user, having su cient knowledge of handling the email operations.
•My email id is _____________________ (the email id must be written in own handwriting). This has been created by me and
not by someone else.
•I am aware that this declaration form should be in English or in any other Indian language known to me.
•I am aware that non-receipt of bounced mail notification by the member shall amount to delivery of the contract note at
the above e-mail ID.

[The above declaration has been read and understood by me. I am aware of the risk involved in dispensing with the
physical contract note, and do hereby take full responsibility for the same]

Signature of the Authorised Signatory


Verification of the client signature done by, with company seal
Authorised Signatory CL
of Member 11/15

Designation: Date: DD / MM / YYYY


Date: DD / MM / YYYY Place:

Note: In case of any correction in the form - Sign next to the correction done & Sign has to match the original signature Ver: 2.3 15
Classified as Internal

Most Important Terms and Conditions (For non-custodial settled trading accounts)

1. Your trading account has a “Unique Client Code” (UCC), different from your demat account number. Do not allow anyone
(including your own stock broker, their representatives and dealers) to trade in your trading account on their own without taking
specific instruction from you for your trades. Do not share your internet/ mobile trading login credentials with anyone else.

2. You are required to place collaterals as margins with the stock broker before you trade. The collateral can either be in the form
of funds transfer into specified stock broker bank accounts or margin pledge of securities from your demat account. The bank
accounts are listed on the stock broker website. Please do not transfer funds into any other account. The stock broker is not
permitted to accept any cash from you.

3. The stock broker’s Risk Management Policy provides details about how the trading limits will be given to you, and the tariff
sheet provides the charges that the stock broker will levy on you.

4. All securities purchased by you will be transferred to your demat account within one working day of the payout. In case of
securities purchased but not fully paid by you, the transfer of the same may be subject to limited period pledge i.e. seven trading
days after the pay-out (CUSPA pledge) created in favor of the stock broker. You can view your demat account balances directly at
the website of the Depositories after creating a login.

5. The stock broker is obligated to deposit all funds received from you with any of the Clearing Corporations duly allocated in your
name. The stock broker is further mandated to return excess funds as per applicable norms to you at the time of quarterly/
monthly settlement. You can view the amounts allocated to you directly at the website of the Clearing Corporation(s).

6. You will get a contract note from the stock broker within 24 hours of the trade.

7. You may give a one-time Demat Debit and Pledge Instruction (DDPI) authority to your stock broker for limited access to your
demat account, including transferring securities, which are sold in your account for pay-in.

8. The stock broker is expected to know your financial status and monitor your accounts accordingly. Do share all financial
information (e.g. income, networth, etc.) with the stock broker as and when requested for. Kindly also keep your email Id and
mobile phone details with the stock broker always updated.

9. In case of disputes with the stock broker, you can raise a grievance on the dedicated investor grievance ID of the stock broker.
You can also approach the stock exchanges and/or SEBI directly.

10. Any assured/guaranteed/fixed returns schemes or any other schemes of similar nature are prohibited by law. You will not
have any protection/recourse from SEBI/stock exchanges for participation in such schemes.

FH SH TH

(First/Sole Holder Signature) (Second Holder Signature) (Third Holder Signature)

Place: ___________________________ Date: DD / MM / YYYY

Ver: 2.3 16
Classified as Internal

VOLUNTARY TERMS AND CONDITIONS (EQUITY & COMMODITY)


Whereas the client intends to open securities / commodities trading 5. Disclaimer: The Client understands and agrees that neither Angel nor
accounts with Angel One Ltd., (hereinafter referred as Angel) for the any other party disseminating any market data, message or
purpose of trading in Capital Market Segment, Futures & Options and information through the Website of Angel or in any other media shall
Currency Derivative Segments and Commodities Futures & Options of be liable for: (a) Any inaccuracy, error, omission or delay in the
the National Stock Exchange of India Ltd., the Bombay Stock Exchange transmission or delivery of any such data, information or message, or
Ltd., the Metropolitan (b) Any loss or damage arising from or occasioned by (i) Any such
Stock Exchange of India Limited, Multi Commodity Exchange, National inaccuracy, error, delay or omission, (ii) Nonperformance, or (iii)
Commodity & Derivatives Exchange Limited and Mutual Fund Interruption in making available any such data, information or
transactions Facilities offered by Stock Exchange and whereas for the message, due to either any act or omission by Angel or any
purpose of more fully and conveniently availing of the services agreed to disseminating party or to any "force majeure" (e.g. flood,
be provided by Angel and also the additional services that may be made extraordinary weather condition, earthquake or other act of nature,
available by Angel from time to time, the Client, on its own free will and fire, war, insurrection, riot, labour dispute/unrest, accident, action of
volition, agrees to accept and be government, communications or power failure, equipment or
bound by the following terms and conditions. The Client understands software malfunction) or any other cause beyond the reasonable
that these terms and conditions are voluntary i.e, non-mandatory in control of Angel or any disseminating party.
nature but on their acceptance, these shall constitute the contract
between the parties and bind them fully and be enforceable by each 6. Manner/Mode of placing orders/instructions & Nonexecution/
party against the other. delay/cancellation of Orders: The Client may communicate orders
and other instructions to Angel or the Authorised person as the case
1. Authorization to debit additional charges with regard to Trading and may be over phone at the designated contact telephone number, or in
Demat Account: Without prejudice to the other rights and obligations writing, or through designated email, or by personally visiting the
of the parties, the client understands and agrees that Angel may levy designated office. The client hereby agrees that Angel or the
additional charges including Annual Maintenance Charges and all Exchanges shall not be liable for non execution or partial execution of
transaction charges with respect to Clients Demat account / Counter any orders caused due to suspension, interruption, or malfunctioning
Demat account for any service rendered by Angel and as may be of the online as well as offline trading services, disruptions or
required by the Client, and recover from the Client all reasonable congestion of communication net works, hardware or software
costs, as may be incidental or consequential for rendering the said problems, or failure of the electronic trading beyond the control of
services. The said charges will be debited to the clients ledger Angel or the Exchange.
account with AngelOne.
7. Client not to act on representations of agents, employees: Client is
2. Lien: All securities, commodities funds and/or properties (Any assets aware that Angel has not authorized any agents, representatives,
available with Angel) of the Client as may be permitted by the employees or other persons to make any representation, or to give
Exchange(s) from time to time to be placed with Angel shall be subject any promise, assurance, warranty, undertaking or commitment as to
to a lien for the payments or fulfillment of all undischarged liabilities return on investment of the Client whether in writing or otherwise on
and obligations of the Client in relation to its transactions or owing to behalf of Angel.
any of the group companies of Angel. Angel shall be entitled to
withhold such securities, commodities, funds and/or property of the 8. Recording of Conversation: The client is aware and agrees that Angel
Client as security towards any such un-discharged liabilities or may tape record the conversation between the client/client's
obligation of the Client and to sell and/or appropriate to itself all such representative and Angel, whether over the telephone or in person, as
securities, commodities, funds or properties at its sole discretion & at per applicable laws, rules and regulations of SEBI / Exchanges. Angel
any point of time, without notice to client. may produce before competent authorities, voluntarily or on such
production being required by such authorities, recorded conversation
3. Authorization for delivering / pledging shares: The client understands or transcript thereof or both as valid evidence of the content of the
and agrees that Angel may deliver to the Exchange any securities held conversation so recorded.
by it on behalf of the client to discharge settlement obligations in
respect of securities sold by the client or pledge the same with the 9. Confidentiality of Client Details: Angel may disclose the client
clearing house of the recognized stock exchange in any segment information to any person /entity as required under the law or to any
where the Client is registered for trading for the purpose of providing broker's Association or organisations in case of dispute in order to
margin for the trading positions contracted or to be contracted by the take informed decision. The Client hereby agrees and give its
Client or with any scheduled commercial bank, Non-Banking Financial consents for the disclosure by Angel to any person or entity including
Institution or other financial institution for raising funds to the extent but not limited to any independent third parties or any entities of
account of the client carries debit balance but without any obligation Angel Group, whether within or outside India, or credit bureau of any
on its part to so raise funds by pledging the securities and without information and data relating to Client or relating to Client's trading
prejudice to the right of Angel to enforce, at its option, the collateral account with Angel for the purposes of or in connection with, any
security in the securities to recover the debit balance at any time. present or proposed initiatives, including but not limited to any
marketing or cross sell initiatives, business proposals, activities,
4. Authorization for Inter segment fund balance transfer and stock facilities or services availed of or to be availed, by Client in future.
transfers: The client hereby authorizes Angel to transfer its The client agrees that Angel may appoint agents, credit
debit/credit balances in the ledger account arising during the course bureau for carrying out the acts mentioned in or in relation to
of trades in any segment including commodities segment to its ledger rendering its services and hereby consent to share his account
account in any other segment including commodities segment or to related information, reports issued by such credit bureau to any
transfer any stock purchased/lying in its account in any segment such parties for various Regulatory and other purposes.
including commodities segment to its account in any other segment
as often as may be required. The transfers may be completed by 10. Disclosure as to Proprietary Trades by Angel: Angel may carry out
passing journal entries in the books of Angel. proprietary trades in addition to trades on behalf of its Clients.

Note: In case of any correction in the form - Sign next to the correction done & Sign has to match the original signature Ver: 2.3 18
Classified as Internal

11. Severance: In case any one or more of the terms and conditions Margin Statement, Statements of Funds and Securities, margin
contained in this document become invalid, illegal or unenforceable and maintenance calls & other notices /communications
in any respect under any applicable law, the validity, legality and document mandated by SEBI/Stock Exchange/Depository in
enforceability of the remaining provisions contained herein shall not electronic mode either at the e-mail ID designated for delivery of
in any way be affected or impaired thereby. ECN or to the mobile number of the Client or both and, in case of
non receipt of bounced mail/non delivery of SMS notification,
12. No Waiver: No forbearance, relaxation or inaction by any party to Angel shall be deemed to have fulfilled his obligation to deliver to
require from the other erformance or discharge of any obligation the Client such documents. Discrepancies if any in documents
to be performed or discharged by the other under this document should be brought to the notice of Angel within reasonable time
shall in any way affect, diminish, or prejudice the right of such from issuance failing which the documents shall be deemed to be
party to require of the other party at any time such performance or true and correct record of transactions stated therein.
discharge, or performance or discharge of any other obligations
under this document or be considered to be a waiver of any rights, 16. Electronic Payment Gateway for Net Banking Services: Angel may
unless the waiver is specifically agreed in writing. provide on its internet trading website, without additional cost to
the Client, access to Electronic Payment Gateways provided by
13. Notices: All notices or communications issued by Angel shall be various banks for facilitating transfer of funds from Client's bank
served on the Client in any one or more or all of the following ways account to the account of the Client with Angel. Client
at the ordinary business address and/or ordinary place of understands that Angel is only providing access to the electronic
residence and/or last known address of the client: fund transfer facility provided by the banker of the Client through
Angel's website by means of an interface and is not liable or
13.1 (a) By ordinary post or (b) By registered post or (c) By express responsible for the proper functioning or otherwise of the
delivery post or (d) by SMS on registered mobile or by telephonic Gateway or for any transaction errors, losses, malfunctioning or
call or (e) By affixing it on the door at the last known business or hacking of the system by unscrupulous elements, frauds, and/or
residential address or (f) By oral communication to the party or on any incidental or consequential claims arising thereout. Client
the last known telephone number or on the recording machine of undertakes not to make Angel a party to any litigation, claim,
such number or (g) By advertising it in at least one rominent daily dispute, difference or complaint that the Client may initiate in
newspaper having circulation in the area where the last known respect of, arising out of or in connection with any transactions on
business or residential address of the client is situated or (h) By the Gateway and agrees that Angel’s liability shall at all time be
publishing it on the website of Angel wherein secured log-id and limited to the amount actually received in its account by electronic
password to Client is provided or (i) By a notice posted on the transfer from Client's account with the Bank.
notice board of the Exchange if no address be known or (j) By
electronic mail or fax or (k) By hand delivery or By Courier or any 17. Internet / Wireless Technology based Trading facility:
other approved mode as may be allowed for communication.
17.1. Angel offers Internet and mobile Trading facility for transaction
13.2 Notwithstanding anything stated above, communication relating in securities on the concerned Exchanges including facilities for
to orders, margins, maintenance calls and other similar matters in online application of IPO / FPO / NFO / Bond issues or any other
the ordinary course of dealings between Angel and the Client may issues of securities or services to apply/purchase/redeem/
be made orally. sale/buyback or otherwise deal in the units of Mutual Funds
(hereinafter referred to as "the Internet/wireless Trading system")
14. Electronic Contract Note (ECN): through Exchange approved software. The Client can route its
orders to Angel over the internet/mobile/laptop with data card or
14.1. Client agree to receive contract notes in Electronic/Digital Form any other devices which use internet protocol for purchasing,
(ECN) authenticated by means of a digital signature in lieu of selling and dealing in securities. The Client may avail of such
Physical Contract notes through e-mail by authorizing Angel in this Trading facility provided by Angel by complying with the
connection and providing the e-mail address(es) at which the formalities prescribed therefore.
Client wishes the ECN to be sent.
17.2. Non-usage of Internet/Wireless Trading Facility: If the Client
14.2. The Client shall access and verify the ECN and all information does not use the Internet/Wireless Trading Facility for a
contained therein, In case of discrepancy the Client, shall inform continuous period of 3 months or such other period as Angel may
Angel either in writing or via E-mail within reasonable time of the notify, the facility may be deactivated without notice and the
receipt of the same. Angel shall also publish the Contract Note on Client shall comply with the prescribed formalities for
the Web site www.angelone.in or on any other designated location reactivating the facility. Trades can, however, be executed at all
specified by Angel from time to time. The Client will be issued a time by placing orders off-line with the concerned branch of
login and password by which the Client can login in to his account Angel.
and view/save/print the ECN. Should the Client experience any
difficulty in opening the ECN, Angel may, on advice by the Client, 17.3. The client understands and agrees that Angel has different
make the Contract Note available by any other means (e-mail, product of the Internet Trading /Wireless Trading softwares
electronic mail attachment, or in the form of an available download which have been approved by the Exchanges and the client shall
from the back office web site or by delivery of a hard copy). Client's be allotted such product as may be chosen by him. The client also
failure to advice Angel of such a difficulty shall amount to valid understands and agrees that depending on the trading activity of
delivery and viewing of the document by the Client.

15. Electronic Transmission of other Documents: The Client who have


opted for ECN agrees that Angel may transmit to the Client any
statements, documents or intimation including, but not limited to,

Note: In case of any correction in the form - Sign next to the correction done & Sign has to match the original signature Ver: 2.3 19
Classified as Internal

the client, Angel shall have the exclusive right and liberty to change the made subject to the Bye laws, Rules and Regulations of the
product version allotted to the client and allot a different product Exchanges shall be submitted to arbitration for resolution in
version of the Internet Trading/Wireless Trading facility. accordance with the provisions of the Arbitration and Conciliation
Act, 1996 and the Byelaws and Regulations of the concerned
17.4. Orders of Client subject to review by Angel: The Client agrees that Exchange. Provided, however, that recourse shall not be had to the
the Angel may, on being suspicious of any of the transactions, arbitration, the grievance redressal mechanisms or to the investor
review any order placed by a Client, which may cause delays in the protection schemes of the of the Exchanges or SEBI where the
processing of the Client's order or may result in rejection of such claims, differences or disputes exclusively arise out of or relate to
order.” any contracts entered into; transactions carried out; schemes,
leagues or competition joined; other arrangements or
18. Extra Ordinary Events and termination/suspension of trading facility: understandings reached or relations established by the client with a
Angel will not be liable for losses caused directly or indirectly by group concern or associate of the Stock Broker or any third parties
government restriction, Exchange rulings, suspension of trading, and to which the Byelaws, Rules and Regulations of the Exchange
computer, communication, telephone or system failure, war, are not attracted and the Client understands and agrees that any
earthquakes, flood, accident, power failure, equipment or software application for invoking the arbitration/grievance redressal
malfunction, lack of connectivity, congestion or disruption of mechanisms or investor protection schemes of the Exchange in
communication net-work or links, software glitches or corruption, relation to any such dispute, claims or differences shall be liable to
low processing speed, strikes or any other conditions beyond Angel's be dismissed.
control resulting in nonexecution, partial or incomplete execution of
orders and the resulting financial loss, if any Angel may at any time 22. Setting up of Exposure Limits:
terminate, discontinue or temporarily suspend trading facility
provided to the Client in the event of any such extraordinary event 22.1. Angel may sanction trading limits to the Client based on the margin
occurring without giving prior notice to the Client. lying to the credit of the Client in the form of found / securities /
bank guarantees / fixed deposit receipts. Angel at its sole direction
19. Amendments to the terms and conditions: Angel reserves the right may refused to accept ant securities as collateral / margin. Angel
to amend the terms and conditions herein contained by adding, shall from time to time publish a list of securities which would be
deleting, modifying or varying the provisions thereof by giving 15 acceptable as collateral / margin. In setting exposure limits for the
days’ notice to the Client. In the event where the client has not Client, Angel shall be entitled to consider such factors as it may
objected to revised terms and conditions within 15 days of receiving deem fit, including without limitation, the client’s risk profile, risk
the notification, the same shall be binding on the client. The terms appetite, loss bearing capacity, payment history, market volatility,
and conditions and amendments made by Angel from time to time is risk management policy of Angel and such other purpose. Angel
available on companies’ website www.angelone.in reserves liberty to vary the trading / exposure limits of the Client
depending upon its risk assessment from time to time having
20. Mutual Fund Service System Facility / BSE Star MF: Client is regard to the changes in any of the factors or market conditions
registered with Angel One and has executed Know Your Form and bearing on the risk profile of
certain other documents for the purpose of trading in securities the Client.
market on the recognized Stock Exchange (herein after referred as 22.2 Neither Angel, nor any affiliate of Angle nor their respective
“Exchange”). Incase client opts for the purpose of dealing in the units directors, officers, employees, agent shall any circumstances be
of Mutual Funds Schemes permitted to be dealt with on the SEBI liable for any direct or indirect loss, cost, liability, expense or
recognized Stock Exchanges (Mutual Fund Transaction Facilities). damage (including without limitation all legal fees & expenses)
Know Your Client details as submitted by the client for the stock arising from any variation or reduction of exposure or turnover
broking shall be considered for the purpose of Mutual fund limits by Angel.
transaction facilities and abide by the terms and conditions as
mentioned in the circulars as may be specified by the Exchanges 23. Client to have a Mobile connection: Client agrees to have a
from time to time in this regard. Client shall also ensure compliance mobile connection as a pre-condition to opening & maintaining
with the requirements as may be specified from time to time by the a/c with Angel & undertakes to notify Angel promptly
Securities and Exchange Board of India and Association of Mutual whenever he/she/it obtains a new mobile connection in
Funds of India (AMFI). Client shall read & understand the contents of replacement of a mobile previously notified to Angel.
the Scheme Information Document and Key Information 24. Aggregation of open market positions of the Client by the
Memorandum, addendum issued regarding each Mutual Fund exchange: Client agrees that if the Exchange directs / advise
Schemes with respect to which client choose to subscribe / redeem. Angel to reduce the exposure of the Client in any outstanding
Client further agree to abide by the terms and conditions, rules and open interest in any contract, because the market exposure of
regulations of the Mutual Fund Schemes. Client confirm to have read the client in the contact, individually, or taken together with that
& understood the terms & conditions for using Mutual Fund
of related parties, exceeds the maximum allowable open
transaction facility as stated in KYC handout (customer copy). Client
position prescribed by the Exchange for an individual client or
is aware that he/she can transact directly with the AMC without
for all clients of Angel in the contract, Angel May square off the
recourse to Distributor's name at any time under the folio(s) tagged
open market positions of the client in the contract as directed by
with the Distributor's name /broker code. The Client agrees and
the Exchange. client also agrees that, though Angel may on a
authorizes Angel as distributor of mutual funds to communicate on
best effort basis inform the client of the direction given by the
his/her behalf with the AMCs for financial and /or non-financial
Exchange, it is under no obligation to inform the client and/or
transactions including for receiving investment details from the
AMC. obtain client’s consent prior to squaring of the positions under
this clause and all losses, if any, arising from such squaring off
21. Parties agree that all claims, differences or disputes between them, shall be to the account of the client.
arising out of or in relation to this mandatory and voluntary client /
registration document, any dealings and transactions

Ver: 2.3 20
Classified as Internal

25. Payment of Full Contract Value: Client agrees to pay Angel for all supporting documents submitted therewith and/or any other
open buy positions, excepting both side option contract positions, information pertaining to my/our account including the
full contract value less the free surplus fund of the client, if any, trades/transactions carried out through my/our account to the Direct
already with Angel, one day prior to the commencement of the tender Referral Agent/Referral Partner/Authorised Person or such agents by
period for the respective contract, and If that day is a bank holiday, whatever name they are called by affiliated to Angel One Limited.
on the day immediately preceding that day which is bank working day.
If the Client makes a default in making payment as above, Angel at its For the purpose of the aforesaid Clause, Direct Referral Agent
discretion may square off all or part of the open positions of the /Authorised Person shall mean any Company/Person and/or its
Client and all and any losses arising thereout shall be to the account employees appointed by Angel One Limited in this regard;
of the client.
26. Execute / Self / Wash / Match trades: Orders of buy and sell In case the Direct Referral Agent /Referral Partner is an Authorised
placed at such rates and which such time intervals / frequencies, and Person registered with the Exchange, I/We hereby authorize Angel
particularly in contracts considered illiquid, may be rejected or One Limited to grant access and/or permit the Authorised Person all
cancelled by Angel without prejudice to its other rights to impose the rights as governed by the existing regulatory provisions including
penalty on the client and/or deregister the client. Angel may also any changes issued from time to time.
report such instances to the Exchange or the Regulator for
appropriate action at their end. In case the Referral Partner/Authorised person is Mutual Funds
certified, hereinafter referred to as Independent Financial Provider
27. Use of services of Direct Referral Agent/Referral Partner for Mutual Fund (“IFPMF”), I/We hereby authorize Angel One Limited to
/Authorised Person : grant access and/or permit the IFPMF to view all trades and
transactions carried out through my/our account and share details of
I/We hereby authorize Angel One Limited to disclose details of such trades and transactions to enable the IFPMF to track my/our
my/our account as mentioned in the account opening form, investments and provide necessary assistance accordingly.

I/We hereby state & confirm that I have read & understood the terms & conditions as mentioned above & agree to abide by the same.

Note: In case of any correction in the form - Sign next to the correction done & Sign has to match the original signature Ver: 2.3 21
Classified as Internal

RIGHTS AND OBLIGATIONS RELATING TO MARGIN TRADING FACILITY PROVIDED


TO CLIENTS (VOLUNTARY)
1. Angel is permitted to extend MTF to the clients on such terms and margin plus increased margin, if any, on each stock and
conditions as specified by the Stock Exchanges / SEBI from time shortage computed accordingly by deducting available margin
to time and as mutually agreed by and between Angel and the from gross margin. Collateral shares and shares purchased under
Clients. This Rights and Obligation comprises the terms and MTF (Funded Shares) shall be marked to market daily
conditions applicable to MTF and Angel and clients shall abide by for the purpose of computing the margin/shortage of margin.
the same and any other requirements of the margin trading
framework, including other rights and obligations, if any, 9. Applicable minimum initial margin and increased margin, if any,
prescribed by the Stock Exchange/ SEBI/ Angel form time to time. shall be kept supplied at all times by the clients in respect of the
Any modifications to the terms and conditions, other than those stocks purchased under the MTF. Client shall pay any shortage in
prescribed by SEBI/Stock Exchanges, shall be intimated to the the required margin immediately on receiving demand (margin
Clients giving 15 days notice in advance. call) and in any case not exceeding 5 working days from the day of
making margin call failing which Angel shall be at liberty to
2. Equity Shares that are classified as 'Group I Security” by SEBI only liquidate the funded shares and/or collateral shares to recover the
shall be eligible for MTF. Angel, at its discretion, may not provide dues outstanding in the account of the Clients. Priority of shares
funding under MTF to certain equity shares though classified to be to be liquidated shall depend on the parameters set forth in the
“Group I Security” by SEBI. Equity shares shortlisted by Angel for Risk Management policy of the company as applicable from time
funding (Approved List) shall be as displayed on Angel's trading to time. In case of extreme volatility in the market, Angel may
website from time to time. demand payment of margin forthwith and prescribed time for
making margin payment shall be construed accordingly. Decision
3. Initial margin, increased margin, margin shortage, margin calls, of Angel in relation to market volatility shall be final and binding
maximum allowable exposure, maximum stock specific exposure, without Angel having to provide any reason for the decision to the
trade confirmation, square off intimation and such other Client.
information in relation to MTF shall be communicated to the
Clients electronically through one or many or all of the following 10. Client in margin default shall continue to be in margin default, until
modes, viz email, SMS, WhatsApp, mobile notifications, and the required margin is furnished in full to eliminate the shortage.
additionally through telephone calls. Partial payment of margin or a change in the required margin shall
not extend the time stipulated for making margin payment which
4. In order to avail of margin facility, the minimum initial margin will run from the time of making margin call to the Client.
required to be provided by the Clients, as prescribed by
SEBI/Stock Exchanges, is as under: VaR + 3 times of applicable 11. In case margin is reduced by an amount equal to applicable ELM
ELM in case of F & O Stocks (i.e., stocks available for trading in the component of the total margin due to market volatility within a
F&O Segment. VaR + 5 times of applicable ELM in case of stocks trading day (i.e., available margin becomes equal to or less than
other than F & O Stocks. VaR and ELM shall mean VaR and ELM as applicable VAR margin), Angel reserves the right to liquidate the
applicable to respective stocks in the cash segment. collaterals and/or funded shares forthwith without prior notice to
the client.
5. Client shall be required to provide the minimum initial margin as
applicable for a particular stock to buy that stock under MTF. The 12. MTF Clients purchasing shares not specified in Angel Approved
margin shall never be lower than that prescribed by the Stock List of Group 1 securities shall be required to 100% margin upfront
Exchange/SEBI. However, Angel shall have the right to demand a for such purchases.
higher initial margin than the margin prescribed by SEBI/Stock
Exchanges. 13. Client shall inform the broker of its intent to shift the identified
transaction under Margin Trading Facility within the time lines
6. Subject to the initial margin as aforesaid, Angel may, at its sole and specified by the broker failing which the transaction will be
absolute discretion, revise and increase from time to time the treated under the normal trading facility.
margin required for any stock permitted to be traded under MTF.
Where client has exposure in the stock in respect of which margin 14. If a client is debarred by orders of lawful authority from trading in
has been revised but does not already have sufficient credit in the the securities market, Angel shall liquidate collateral and funded
account to meet increase in margin, Client shall pay margin found shares of the client to recover its dues to the full extent forthwith.
short within the time prescribed for making margin payment.
15. Stock broker make amendments in RMS policy at any time but give
7. Applicable minimum initial margin, increased margin, margin effect to such policy after the amendments are duly
shortfall, if any, can be paid in the form of cash, cash equivalent, communicated to the clients registered under the Margin Trading
or Group I equity shares with appropriate hair cut as s p e c i f i e d i Facility.
nSEBIMasterCircularNo.
SEBI/HO/MRD/DP/CIR/P/2016/135, DTD. 6/12/2016. Client shall 16. Any transaction to be considered for exposure to MTF shall be
have the right to change collateral securities provided under the determined as per the policy of the broker provided that such
MTF with other collateral securities provided that such other determination shall happen not later than T + 1 day.
collateral securities are approved and sufficient to meet the
margin required. 17. Angel reserves the right to withdraw MTF with respect to any
Client without assigning any reason after giving a reasonable
8. Margin requirement on shares purchased under MTF shall be notice to the Client in which case dues if any outstanding in the
computed by grossing applicable margin i.e., minimum initial

Note: In case of any correction in the form - Sign next to the correction done & Sign has to match the original signature Ver: 2.3 22
Classified as Internal

account of the Client shall become payable immediately. Failure 26. All outstanding dues under MTF shall carry interest @18% p.a,
to make payment of the outstanding dues shall result in compounded at fortnightly rest.
liquidation of collateral and/or funded shares held in Client's
account. 27. Client shall be free to take the delivery of the securities at any
time by repaying the amounts that was paid by the Stock
18. Client may terminate the MTF account after paying all dues in the Broker to the Exchange towards securities after paying all
MTF account. dues.

19. Angel shall not use the funds and securities of one client to 28. Until full payment of the outstanding dues in the MTF A/c is
provide MTF to another client, even on the authority of the client. made by the Client, collateral shares and funded shares, as far
as may be required, shall be retained in the Demat A/c of Angel,
20. The stocks deposited as margin collateral and funded stock shall separately identified as collateral shares and funded shares.
be identifiable separately and no comingling shall be permitted
for the purpose of computing funding amount. 29. Daily margin statement sent to the MTF clients shall identify
margin/collateral for MTF transaction separately.
21. The MTF facility may be withdrawn by the broker, in the event of
client committing any breach of any terms or conditions therein 30. Angel shall declare and communicate to the Client risk
or at anytime after due intimation to client allowing such time to management policies that it will follow with respect to MTF
liquidate the MTF position as per the agreed liquidation terms transactions. Angel may amend the policies from time to time
without assigning any reason. Similarly, client may opt to according to its risk perceptions and inform the Clients of the
terminate the margin trading facility in the event of broker amendments made.
committing any breach of any terms or conditions therein or for
any other reason. 31. Any disputes arising between the client and Angel in
connection with the margin trading facility shall be resolved
22. In the event of termination of this arrangement, the client shall through the investor grievance redressal mechanism and/or
forthwith settle the dues of the Stock Broker. The Stock Broker arbitration mechanism of the stock exchanges as in the case of
shall be entitled to immediately adjust the Margin Amount against normal trades.
the dues of the client, and the client hereby authorizes the Stock
Broker to make such adjustment. 32. The Rights and Obligations prescribed hereinabove shall be
read in conjunction with the rights and obligations as
23. Angel shall restrict the maximum gross exposure as well as prescribed under SEBI circular No. CIR/ MIRSD/ 16/ 2011 d a t e d
individual stock-wise exposure of a client under the MTF at any A u g u s t 2 2 , 2 0 11 , S E B I C i r c u l a r N o .
point in time according to its internal policies and market views CIR/MRD/DP/54/2017 Dtd. June 13, 2017, the Circulars relating
without assigning any reasons to the client. Furnishing applicable to MTF issued by the respective Stock Exchanges, any
margin shall not by itself entitle the client to seek exposure modifications thereto from time to time and the Policies and
beyond the limit restricted by Angel. Procedures prescribed by Angel and the terms and conditions
of client's agreement with Angel. In case of any inconsistencies
24. Admitting clients for MTF shall be at the discretion of the Stock between the Rights and Obligations herein and the provisions in
Broker/Trading Member. Clients request for admission to MTF the aforesaid SEBI and/or Stock Exchange Circulars, the later
may be disallowed without assigning any reason. shall prevail to the extent of such inconsistencies.

25. By agreeing to avail of MTF, the client shall be deemed to have 33. MTF account where there is no transaction under MTF for more
authorized Angel to retain and/or pledge the shares purchased than 90 days shall be settled immediately on expiry of said 90
under MTF (funded shares) and collateral shares provided as days provided there are no dues outstanding in the MTF
margin till the amount due in respect of the purchase and all account. Dues if any outstanding in the normal trading account
other dues are paid in full by the Client. shall be first adjusted against the settlement amount and the
remainder shall be paid to the Client.

I would like to avail of Margin Trading Facility and agree to the above Rights & Obligation

Signature of the Authorised Signatory


with company seal

CL
13/15

Note: In case of any correction in the form - Sign next to the correction done & Sign has to match the original signature Ver: 2.3 23
Classified as Internal

TO ALL TO WHOM THESE PRESENTS SHALL COME We M/s________________________________________, a sole proprietary


concern with Proprietor Mr./Ms.___________________________________________ and having place of business and or residing at
_______________________________________________________________________________________________________
(hereinafter referred to as“the client”), send greetings; (or) M/s______________________________________________, a HUF with
Mr./Ms_______________________________________________________________________ as its Karta and having its o ce at
_______________________________________________________________________________________________________
___________________________________________________________(hereinafter referred to as“the client”) send greetings; (or)
M/s__________________________________________________________________________________, a partnership firm with
Mr./Mrs./Ms______________________________________; Mr./Mrs./Ms___________________________________________and
Mr./Mrs./Ms_______________________________________________ as its partners (names of all partners to be given) having its
o ce at _________________________________________________________________________________________________
(hereinafter referred to as“the client”) send greetings; (or) M/s_______________________________________________________ ,
a public/private limited company incorporated under the Companies Act, 1956 and having its registered o ce at
____________________________________________________________________________________________________ and
corporate o ce at _________________________________________________________________________________________
(hereinafter referred to as“the client”) send greetings
Whereas I/we hold a Beneficiary account no. ________________ (BO-ID) with Central Depository Services (India) Limited, with Angel
One Ltd. (a Depository Participant registered with CDSL) bearing DP-ID ___________________.

And Whereas I/we are registered as a client with Angel One Ltd. (trading member of Bombay Stock Exchange Ltd, MCX Stock
Exchange Ltd. and National Stock Exchange of India Ltd) for dealing in the securities market.

NOW KNOW WE ALL AND THESE PRESENTS WITNESSTH THAT I/We THE ABOVE NAMED DO HEREBY NOMINATE,
CONSTITUTE/ AND APPOINT M/s Angel One Ltd., as my/our true and lawful attorney (hereinafter referred to as the attorney)
for me/us and on my/our behalf and in my/our name to do the following:

Signature along with Signature along with Signature along with


Company Seal Company Seal Company Seal

Note: In case of any correction in the form - Sign next to the correction done & Sign has to match the original signature Ver: 2.3 24
Classified as Internal

Signature of Co-parceners/Partners/Directors :

Name: Signature:

Name: Signature:

Name: Signature:

Name: Signature:

Signature of Witness: I / We accept (For Angel One Ltd.)

Name:________________________________________________
Authorised Signatory: _________________________

Address:_____________________________________________ Place: ______________________________


_____________________________________________________
_____________________________________________________ Date: _______________________________

ANGEL ONE LIMITED 1203320006951435 NSE CDSL - NSE POOL ACCOUNT Payin & Payout Account

ANGEL ONE LIMITED 1203320008188083 NSESLB CDSL - SLBM POOL ACCOUNT Payin & Payout Account

ANGEL ONE LIMITED 1100001100017670 NSE NSE EARLY PAY IN Early Payin Account

ANGEL ONE LIMITED 1100002300001190 NSESLB SLBM EARLY PAY IN Early Payin Account

ANGEL ONE LIMITED 1203320186015090 NSE CDSL Client Unpaid Securities Pledge Account TM/CM CUSPA

ICICI BANK LIMITED IN30134820306643 NSE NSDL Client Unpaid Securities Pledge Account TM/CM CUSPA

ANGEL ONE LIMITED 1203320030135829 NSE CLIENT SECURITIES MARGIN FUNDING ACCOUNT MFT Pledge Account

ANGEL ONE LIMITED 1203320030135814 NSE CLIENT SECURITIES MARGIN PLEDGE ACCOUNT Margin Pledge Account

ILFS IN30009510184021 NSE NSDL - NSE POOL ACCOUNT Payin & Payout Account IN556929

HDFC BANK IN30012610003588 BSE NSDL BSE POOL ACCOUNT Payout Account In606125

ANGEL ONE LIMITED 1203320000006564 BSE CDSL BSE POOL ACCOUNT Payout Account

ANGEL ONE LIMITED 1203320000006579 BSE CDSL BSE PRINCIPAL ACCOUNT Payin Account

ANGEL ONE LIMITED 1100001000014641 BSE BSE EARLY PAY IN Early Payin Account

Note: In case of any correction in the form - Sign next to the correction done & Sign has to match the original signature Ver: 2.3 25
Classified as Internal
POWER OF ATTORNEY (VOLUNTARY FOR NON - INDIVIDUAL)

TO ALL TO WHOM THESE PRESENTS SHALL COME We M/s________________________________________, a sole proprietary


concern with Proprietor Mr./Ms.___________________________________________ and having place of business and or residing at
_______________________________________________________________________________________________________
(hereinafter referred to as“the client”), send greetings; (or) M/s______________________________________________, a HUF with
Mr./Ms_______________________________________________________________________ as its Karta and having its o ce at
_______________________________________________________________________________________________________
___________________________________________________________(hereinafter referred to as“the client”) send greetings; (or)
M/s__________________________________________________________________________________, a partnership firm with
Mr./Mrs./Ms______________________________________; Mr./Mrs./Ms___________________________________________and
Mr./Mrs./Ms_______________________________________________ as its partners (names of all partners to be given) having its
o ce at _________________________________________________________________________________________________
(hereinafter referred to as“the client”) send greetings; (or) M/s_______________________________________________________ ,
a public/private limited company incorporated under the Companies Act, 1956 and having its registered o ce at
____________________________________________________________________________________________________ and
corporate o ce at _________________________________________________________________________________________
(hereinafter referred to as“the client”) send greetings
Whereas I/we hold a Beneficiary account no. ________________ (BO-ID) with Central Depository Services (India) Limited, with Angel
One Ltd. (a Depository Participant registered with CDSL) bearing DP-ID ___________________.

And Whereas I/we are registered as a client with Angel One Ltd. (trading member of Bombay Stock Exchange Ltd, MCX Stock
Exchange Ltd. and National Stock Exchange of India Ltd) for dealing in the securities market.

NOW KNOW WE ALL AND THESE PRESENTS WITNESSTH THAT I/We THE ABOVE NAMED DO HEREBY NOMINATE,
CONSTITUTE/ AND APPOINT M/s Angel One Ltd., as my/our true and lawful attorney (hereinafter referred to as the attorney)
for me/us and on my/our behalf and in my/our name to do the following:

1. To apply for and subscribe, to on my/our instructions, to various products like Initial Public Offerings, Public Issues (shares as well as debentures), Rights
etc., including redemption where applicable, through online / offline platform and to perform, do, undertake, discharge all incidental and ancillary, deeds,
matters, things, functions and obligations in connection therewith.
2. I/we authorize my/our said Attorney to send me/us consolidated summary of scrip wise buy and sell positions, subscriptions to IPOs, Mutual Funds and
other products by way of short messaging services or e-mails whenever such transactions are carried out on my/our behalf.
3. The said Attorney shall return to me/us the Securities that may have been received by it erroneously or that it was not entitled to receive.
4. I/we do hereby ratify and confirm and agree to ratify and confirm whatsoever my/our said Attorney shall have lawfully done or may lawfully do or cause to
be done by virtue of or in exercise of any power hereby granted, given authorised or implied or intended to be so granted, given or authorised and also all
lawful acts, deeds, matters and things done by the said Attorney of the nature mentioned above or incidental or relating thereto or arising there-from or
deemed by my/our Attorney to be requisite or expedient to be done or performed in exercise if any power herein.
5. I/we further agree and confirm that the powers and authorities conferred by this Power of Attorney shall continue to be good, valid and effective until
revoked by me/us in writing given to my Attorney and that the Power of Attorney shall not be affected by lapse of time. This Power shall continue in full
force and effect until my/our Attorney shall received written notice of revocation thereof, signed by me/us; in the event of termination thereof my/our
death, until my/our Attorney shall have received actual notice thereof, and such revocation or termination shall in no way affect the validity of this Power of
Attorney with reference to any transactions initiated by my/our Attorney, prior to the actual receipt by the Attorney of the notice of such revocation or
termination, as above. Further, without prejudice to the generality of the aforesaid, such revocation of this Power of Attorney, in so far as any
transactions, settlement of which is pending on the date of receipt of notice of revocation by my/our Attorney is concerned, shall become effective only
after all pending obligations in respect of such transactions are settled on the respective settlement dates and all dues owing by me/us in connection
therewith have been fully paid by me/us to the Attorney. Further, such revocation of the power and authority given to my/our Attorney hereby shall in no
way affect the validity of any acts, deeds or things done or action taken by my/our Attorney for discharging any of my/our settlement obligations in respect
of any transactions settlement of which is pending on the date of receipt of the notice of revocation by the Attorney.

FH SH TH

(First/Sole Holder Signature) (Second Holder Signature) (Third Holder Signature)

I/We accept (For Angel One Ltd.)


FW
Signature of Witness:

Name: _____________________________________________ Authorised Signature: _______________________

Address: ___________________________________________ Date: _______________________

Note: In case of any correction in the form - Sign next to the correction done & Sign has to match the original signature Ver: 2.3 26
Classified as Internal

ANGEL ONE LIMITED 1203320006951435 NSE CDSL - NSE POOL ACCOUNT Payin & Payout Account

ANGEL ONE LIMITED 1203320008188083 NSESLB CDSL - SLBM POOL ACCOUNT Payin & Payout Account

ANGEL ONE LIMITED 1100001100017670 NSE NSE EARLY PAY IN Early Payin Account

ANGEL ONE LIMITED 1100002300001190 NSESLB SLBM EARLY PAY IN Early Payin Account

ANGEL ONE LIMITED 1203320186015090 NSE CDSL Client Unpaid Securities Pledge Account TM/CM CUSPA

ICICI BANK LIMITED IN30134820306643 NSE NSDL Client Unpaid Securities Pledge Account TM/CM CUSPA

ANGEL ONE LIMITED 1203320030135829 NSE CLIENT SECURITIES MARGIN FUNDING ACCOUNT MFT Pledge Account

ANGEL ONE LIMITED 1203320030135814 NSE CLIENT SECURITIES MARGIN PLEDGE ACCOUNT Margin Pledge Account

ILFS IN30009510184021 NSE NSDL - NSE POOL ACCOUNT Payin & Payout Account IN556929

HDFC BANK IN30012610003588 BSE NSDL BSE POOL ACCOUNT Payout Account In606125

ANGEL ONE LIMITED 1203320000006564 BSE CDSL BSE POOL ACCOUNT Payout Account

ANGEL ONE LIMITED 1203320000006579 BSE CDSL BSE PRINCIPAL ACCOUNT Payin Account

ANGEL ONE LIMITED 1100001000014641 BSE BSE EARLY PAY IN Early Payin Account

Note: In case of any correction in the form - Sign next to the correction done & Sign has to match the original signature Ver: 2.3 27
Classified as Internal

Registered / Correspondence Office: 601, 6th Floor, Ackruti Star, Central Road, MIDC, Andheri East, Mumbai - 400093.
Tel.: 18001020 Website: www.angelone.in CIN: U67120MH1996PTC101709
Member: Bombay Stock Exchange Ltd. / National Stock Exchange of India Ltd./ Metropolitan Stock Exchange of India Ltd. /
Multi Commodity Exchange of India Ltd. / National Commodity & Derivatives Exchange Ltd. / CDSL-Depository Participant

SEBI Registration No.: INZ000161534

BSE & NSE Cash Segment


TM Code - BSE 612 TM Code - NSE 12798

BSE & NSE Commodities Derivative Segment


TM Code - BSE 612 TM Code - NSE 12798

BSE & NSE F&O Segment (Trading Cum Clearing Member)


TM Code - BSE 612 TM Code - NSE 12798

NSE Currency Derivatives Segment (Trading cum Clearing Member)


TM Code - NSE Currency 12798

BSE Currency Derivatives Segment (Trading Cum Clearing Member)


TM Code - 612

Multi Commodity Exchange of India Ltd. (Trading cum Clearing Member)


TM Code - 12685

National Commodity & Derivatives Exchange Ltd. (Trading cum Clearing Member)
TM Code - 00220

NSE SLBM segment ( Trading Cum Clearing Member)


TM Code 12798

CDSL-Depository Participant - SEBI Registration No.: IN-DP-CDSL-234-2004 Date: 12/5/2004 |


CDSL DP ID: 12033200, 12033201, 12033202 & 12033203
For any grievance/dispute please contact Angel One Limited at the above address or email id: [email protected] and
PhoneNo.:18001020. In case not satisfied with the response, please contact the concerned exchange (s):
BSE Email: [email protected] & Tel.: (022) 2272 8097 | NSE Email: [email protected] & Tel.: (022) 2659 8190 | MCX Email:
[email protected] & Tel No: (022) 6731 8888 | NCDEX Email: [email protected] & Tel No: (022) 6640 6899

Compliance Officer Name: Mr. Bineet Jha. Tel.: 18001020. Email ID: [email protected]
CMD Name: Mr. Dinesh Thakkar - 08657864229 . Email ID: [email protected]
Also refer our website: www.angelone.in for updated details, if any.

For details: Please contact your nearest branch or call


Centralized Helpdesk at: 18001020
or write to [email protected]

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