Estimating Settlement of Sand Caused by Construction Vibration
Estimating Settlement of Sand Caused by Construction Vibration
net/publication/248878834
CITATIONS READS
42 2,813
3 authors, including:
Sergey Drabkin
New York University
15 PUBLICATIONS 188 CITATIONS
SEE PROFILE
All content following this page was uploaded by Sergey Drabkin on 15 October 2017.
ABSTRACT: Construction and maintenance of buildings and roads, and normal traffic activities, all generate
vibrations in nearby structures. Multiple investigations showed that in most cases the levels of vibration were
too low to produce direct structural damage based on the vibration limits in existing codes. In current practice,
recommended vibration criteria limits seldom take into account settlement of foundation soils due to repetitive
vibrations, particularly the cumulative effects of long-term repeated exposure. Many different parameters play
an important role in the evaluation of vibrational densification of granular soils. They include vibration char-
acteristics (amplitude, frequency, number of cycles), source of vibration, distance to that source, soil parameters
(attenuation characteristics, grain size distribution, density, moisture content), and state of stresses in soil layers
vulnerable to vibration. This paper describes a method to predict in-situ settlement of sands caused by pile
Downloaded from ascelibrary.org by Sergey Drabkin on 12/11/13. Copyright ASCE. For personal use only; all rights reserved.
driving or vehicular traffic with a laboratory developed polynomial model. Extrapolation from laboratory to in-
situ conditions are derived. Attenuation characteristics of soils are accounted for. Several case histories were
investigated in detail to show practical applications of the proposed method.
FIG. 1. Correlation between Vibration Amplitude (Expressed In Terms of Strain, Acceleration, and Peak Particle Velocity) and Typical
Civil Engineering Applications
27rDf
A=L
150
H (2) 0:=-- (6)
t C
where all values are in millimeters. where D = material damping in percent, and C = wave-prop-
The lO-layer extrapolation method considered the vulnera- agation velocity. For the elastic range of soil deformations, D
ble zone divided into 10 equal layers. Each layer was evalu- is about 5%. The propagation velocity of Rayleigh waves in
ated for the conditions existing in its middle, and the settle- dry sand varies from 100 to 300 mls and in saturated sands
ment of each layer was summed. This method accounted for from 300 to 700 mls (Massarsch 1992).
variations of vibration amplitudes and increased in-situ stress Calculated with (6), 0: = 0.0031 mm- 1 for saturated sand at
with depth. frequency 50 Hz and C = 500 mls. Tabulated by Woods and
Both methods replace the settlement of three-dimensional Yedele (1985), 0: = 0.00031 mm- I • The values of a differ 10
specimens with the settlement of a one-dimensional vulnerable times. Therefore, direct evaluation of 0: from field tests is rec-
zone. This is valid only if all sand in this zone is vibrated. In ommended.
the case of pile driving, settlement large enough to damage An example of three typical vibration environments where
structures is usually limited to the horizontal distances equal evaluation of vibration-induced settlement might be performed
to the depth piles being driven below the founding level of is shown in Fig. 2: surface traffic vibration (highway), in-depth
the structure (Dowding 1991). Settlement caused by operation traffic vibration (subway), and in-depth construction vibration
of such construction machinery as pavement beakers, curb (pile driving).
breaking loaders, and jack hammers should be small in mag- To calculate vibration-induced settlement using the predic-
nitude and areal extent as they do not vibrate large volumes tion model, seven influencing factors need to be evaluated. In
of soil. The same consideration limits the validity of test pile the current practice, vibration amplitude is monitored on the
driving for direct prediction of settlement. Potentially danger- ground surface next to the adjacent structure of concern. The
ous sources of vibration are driven piles, dynamic compaction, one-layer method considered all 20 m of sand as one vulner-
and surface (highways) and subsurface (subway) traffic. able layer with constant values of factors corresponding to the
Vibrations lose energy during their propagation through the middle of the layer. Vibration amplitude (factor 1) was the
ground. The decay of amplitude of vibrations with distance same as on the surface (5 mmls). The total number of vibration
can be attributed to geometrical and material damping, which cycles from each source (factor 5) was 500,000.
may be described by the equation (Woods and Jedele 1985) The 1O-layer method considered a vulnerable zone consist-
(3) ing of 10 layers with the thickness of 2 m each (Fig. 3). Var-
iations in vibration amplitude with depth along the vulnerable
where VI and 'U2 = vibration amplitudes at distances rl and r2 zone was determined for 0: = 10- 5 mm- 1 using (3). The effects
from a source of vibration; n = a coefficient depending on type from pile driving was approximated by a set of discrete
of propagated wave (n = 2 for body waves along the surface; sources located at each layer and generating vibrations with
n = 1 for body waves in the ground; n = 0.5 for Rayleigh an amplitude of 5 mmls. The number of vibration cycles from
waves); and 0: = a coefficient of attenuation (units of l/dis- each such source was increased proportionally to the increase
tance), which is affected by the material damping of soils and of confining pressure. Vibration amplitude from the driven pile
the vibration frequency f
The frequency range of usual construction vibration sources Peak particle velocity
5 mmlsec
is 5-25 Hz. Assuming a wave velocity in soil of about 500 Elevalion, m IS m HIGHWAY
mls or less, the minimal wave length is about 30 m. Low-level o;--------k==Jl9===:!:~===i~L----I-
vibrations usually affect soil at distances smaller than the wave Fill Y= 1700kglm 3
length or in the near zone of the source and the earth's surface. 4
Hence, Rayleigh waves are mostly responsible for transfer of Sand: fine, ~ SUBWAY
medium dense
energy from a vibration source. Therefore, n is assumed to be y= 1750 kglm 3 PILE Driving
0.5 in the following calculations.
12 Vulnerable
Youd (1970) showed that frequency variations did not in-
fluence densification of granular materials when an entire spec- 16
imen is vibrated with the same amplitude. Therefore, (3) does
not have a frequency term. But the vibrational wave distri- 20
bution in the ground is frequency dependent, and 0: takes care
of that dependence. When 0:1 is known for fl> an unknown 0:2 24
for h. can be computed using the following formula by Woods FIG. 2. Typical Urban Environments Considered in Parametric
and Jedele (1985): Study
--- -------
0
-2
~
.... //
.... -3
// / -v-
Total settlement
(mm):
--
-4 Highway --24.7 -
-s fIiahway
s ..!II -5
// / -<>-
Subwoy
JJ / Subway 29.7
'-12
Pile driviaa
]
'"
-6
-7
(J / ---
Pile drivin&.--594 _
·16 .....0.ססOO I pmfl
..-0.5 -8 I
·20 -9 I
-10
L
·24 o 10 IS 20
2 3 4 6 Settlement, mm
Vibnliall omplillldo, IIIIII!-
FIG. 4. Variations In Vibration-Induced Settlement with Depth
FIG. 3. Variations In Vibration Amplitudes with Depth tor Dlt- (Layers) for Different Vibration Sources
Downloaded from ascelibrary.org by Sergey Drabkin on 12/11/13. Copyright ASCE. For personal use only; all rights reserved.
stages. At first, a single sheet was driven to the geophone level The testing program on the Cedar Creek site is shown in
with. the vibratory hammer continuously at a frequency of ap- detail, because it demonstrated both positive and negative as-
proxImately 23 Hz. The total time of driving, including ham- pects of intuitive experimentation. The program succeeded in
mer start-up, was about 53 s. Measurements were taken with its main purpose to define the general range of possible vibra-
the subsurface geophone and with the seismometers on the tions generated by different vibration hammers at the given
surface 3.1 m from the sheeting. Afterwards, vibrations were site. Therefore, the necessary recommendations concerning
monitored while a sheet was vibrated with frequencies ranging pile driVing could be made.
from 15 to 25 Hz at fixed depths of 3.1, 4.6, 6.1, and 7.6 m. Subsurface measurements did not adequately determine am-
The range of amplitudes on the surface at a distance of 3.1 plitudes existing in the vulnerable zone. Their low values may
m from the hammer varied from 1 to 59 mm/s. At a distance be explained by the positioning of the geophone inside the
of 6.1 m, they varied from 1.2 to 27 mm/s. Much higher vi- casing. Other case histories (see for example South Brooklyn
bration amplitudes (25-59 mm/s) were observed at 15 and 18 site) demonstrate that transducers located on the structures
Hz than at higher frequencies (1-12 mm1s). During installa- show smaller vibration amplitudes than transducers placed on
tion of the sheet piling, the hammer was operated at the higher the ground surface. Both surface and subsurface measurements
frequencies. As a result, no direct influence of vibration fre- allowed the authors to derive a = 0.0008 mm - I characterizing
quencies was observed, except dUring the start-ups and shut- the strata outside of vulnerable zone. The depth of the geo-
downs of the hammer, when much larger vibration amplitudes phone's installation was not sufficient to characterize attenu-
were generated compared to normal working conditions. In the ation in the vulnerable zone.
50m
Existing 2.1m Evaluation of Settlement Using Polynomial Model
outfall pipe
~O
PZ 22
using a one-layer extrapolating method. Calculations with the
1O-layer extrapolation method were unnecessary at this site
because of the small thickness of vulnerable zone.
Settlements were evaluated for vibration amplitudes of 5
mmls and 10 mm/s. The vulnerable 7 m zone was below a 5
00
® Surface
transducers
A. Subsurface
geophone's
location
+ Sheet pilesPZ22
dr,ven for test program
m sand fill layer, hence confining pressure in the middle of
the zone was 92 kPa and the deviator stress was 46 kPa for
the at-rest earth pressure coefficient condition. The levels of
all factors are shown in Fig, 9. The predicted settlement due
to driving of a small number of test piles was about 2 mm
and could be within the error margins of settlement observa-
FIG. 8. Settlement Monitoring Location Plan at Cedar Creek tions. The calculated settlement after driving of sheeting along
Site the pipeline ranged from 9 to 15 mm. Therefore, the polyno-
-
Settlement Vibr.Ampl. Meas.Sett. Calc.Settl-
Elevation, m
monitoring (rnmlsec) (mm) (rnm)
yO
Fill: hydraulically 5-10 13-19 4-12
placed medium sand, Factor Natural Coded
-2
density varied from
Value Value
loose to dense in
-4 different borings I 5-10 rnmIsec -067.002
Organic silty clay, Pipe 2 46 kPa -0.28
peat, sand 3 92 kPa -0.67
t
-6 Sand: 4 Fine I
medium, loose to 5 500000 cycles 0.85
medium dense, 6 Moist 2
-8 Vulnerable
density 164 glcm 3 7 Dense -I
zone
saturated
-10
-80
1 6
7
Moist
Loose
2
-I
~
mial model was able to predict settlement better than test pile
driving.
I
Building 2-story Historic
building ~m building
Lesaka Site (Northern Spain)
1.5-15 m
--=~ile
Picornell and del Monte (1985) discussed a case of pile-
driving-induced settlement of a pier foundation. The building Seismograph 2 driving
of a steel mill factory was supported by cast-in-place concrete locations woe at
Tri-boca tower
1.08 m diameter piers embedded to a depth of 20 m into sandy construction site
soil. The vertical pressure on each pier did not exceed 534
kPa. New equipment foundations had been designed on steel ~
H-piles to be driven to bedrock. Upon driving steel H-piles,
FIG. 11. Plan of Trl-Beea Site in Manhattan
one of the pier foundations settled 250 mm.
The investigation of this settlement included field plate-load
tests, pier-load tests, and laboratory consolidation tests. They Tri·Beca Site in Manhattan (New York City)
showed that static design loads would cause only minimal set-
tlement (less than 9 mm). At the time the settlement was no- The settlement that accompanied pile driving at the Tri-beca
ticed, a visual inspection did not reveal the presence of cracks site in Manhattan was described by Lacy et al. (1994). A 52
or any other feature on the ground surface that would suggest story residential building, Tri-beca Tower, was planned in
some type of cave-in effect. Using an analogy between this close proximity to two other buildings (Fig. 11). The original
settlement and the settlements observed at the Embarcadero foundation project considered installation of 178 mm outside
site (Clough and Chameau 1980) and at the Leningrad site diameter open-ended 30 m long pipe piles.
(Dalmatov et al. 1968), dynamic compaction induced by the The subsurface conditions are shown in Fig. 12. Medium
pile driving on the sand layer was considered to be the only compact fine to medium sand was expected to densify due to
cause of settlement. Analysis of the vibration-induced settle- vibrations. Test piles were driven to evaluate expected settle-
ment using the polynomial settlement model raises doubt as ment of an adjacent two story building and a historic landmark
to that conclusion. six story building. Extrapolation from field measurements of
In their investigation, Picornell and del Monte provided nei- ground settlement predicted 25-50 mm settlement for the two
ther observed vibration amplitudes and duration of pile driving story building and 13-25 mm settlement for historic building.
nor the type of driving equipment. A maximum v = 17.5 mm/ The values of vibration amplitudes during test pile driving are
S was assumed. The mean effective stress (confining pressure) now not available. They were limited by 25.4 mm/s to prevent
in the middle of vulnerable zone at a depth of 35 m was 562 direct damage to the structures from vibrations.
kPa assuming an earth pressure coefficient at rest as 0.5. The Two seismographs were used to monitor vibrations from
deviator stress was 188 kPa. The stresses exceed those used construction activities. Locations of monitoring stations are
for the development of the polynomial model. Thus, the com- shown in Fig. 11. Seismograph 1 station was on the floor at
bination of maximum tested level of confining pressure and a subbasement level of the historic building. The distance from
deviator stress was chosen to get the possible upper bound of the driven piles was 30-40 m. During the study period, all
settlement. The number of vibration cycles were also maxi- peak particle velocities measured were below 2.5 mm/s. Seis-
mum. The natural and coded values of factors are shown in mograph 2 locations were changed within the indicated area.
Fig. 10. Its distance from the driven pile was 1.5-15 m. The vibration
The calculated settlement using both computational methods amplitudes registered by this seismograph varied from 2.5 to
is about 120 mm, which is two times smaller than was ob- 18 mm/s.
served at the site. Vibration-induced densification could not be The observed settlement of the two story building was 38-
totally responsible for settlement of this magnitude. Still, pile 69 mm at different stages of construction. There was no set-
driving was definitely responsible for settlement. The expla- tlement of the historic building.
nation is probably the combined effect of vibration on both Settlement of both buildings was evaluated using the poly-
soil densification and the reduction of skin friction on the nomial prediction model using one-layer and 1O-layer extrap-
piers. These piers were not supported by bedrock, so settle- olation methods assuming ex = 10- 5 mm- I • The predicted set-
ment of surrounding soil could cause pier settlement. The tlement for the historic building was less than 10 mm and that
quantitative effect of vibration on stability of friction piles in matched the observations. For the two story building, the val-
sands was not properly investigated. ues of factors used in both methods, predicted, and observed
926/ JOURNAL OF GEOTECHNICAL ENGINEERING / NOVEMBER 1996
TABLE 4. Case Histories of Vibration-Induced Settlement settlement prediction model takes into consideration all these
SETILEMENT (mm) factors. Site investigations should provide sufficient informa-
tion to determine these factors for proper assessment of settle-
Calculated
Vibration ment.
amplitude Observed One-layer 10-layer To extrapolate the test results obtained from a 150 mm spec-
Investigated sites (mm/s) in-situ scheme scheme
imen to in-situ settlement, two extrapOlation methods were
(1 ) (2) (3) (4) (5)
tested. Settlement was calculated using both methods and the
Back Bay (Leathers 1994) 6.4-15 18-54 18-63 24-78
Brooklyn, South (Lacy et aI.
results matched well with settlement observed at the sites.
1994) 17.5 70 59 74 Studied case histories showed that usually the use of
Brooklyn, West (Lacy et al. the one-layer method was sufficient for estimation of settle-
1985) 2.5-15.2 61 5-56 8-63 ment. The lO-layer extrapolation showed the effect of differ-
Cedar Creek (Lacy 1986) 5-10 13-19 9-15 - ent layers on settlement and provided the upper limit of ex-
Embarcadero (Clough and Chao
meau 1980)
Leningrad (Dalrnalov el aI.
1-5 8-51 8-58 - pected settlement. That approach may be recommended for
evaluation of effects of pile driving in highly nonhomogeneous
1967) 2.8 6-11 4.5 8.1
Lesaka (Picomell and del soils.
Monte 1985) 17.5 250 III 117 The maximum densification happens when high deviatoric
Northbrook pipeline (Linehan stress is combined with low confining pressure. In case of high
1992) 2.8 38 37 48
Tri-beca (Lacy el aI. 1994) 2.5-18 38-69 15-112 27-135 confining pressure, the model will be valid approximately up
to double values of stresses observed in the field as compared
to laboratory tested. We do not recommend use of the model
settlements are shown in Fig. 12. They either match or exceed beyond that range.
the observed settlements. The range of observed and calculated settlements caused by
Settlement of the two story building would have been larger, soil densification was between 5 and 135 mm. With increasing
but pile driving was stopped after settlement reached the above confinement or initial density, settlement is substantially re-
values. Underpinning jacks were installed. The driven piles duced. An increase of stress anisotropy causes increase in set-
were replaced by ACIP piles. They were installed by drilling tlement. At the Lesaka site, 250 rom settlement was caused
holes with a continuous flight hollow-stem auger. Then the most probably by the combined effect of soil densification and
auger was slowly withdrawn while continuously pumping partial loss of support by friction piles due to reduction in
grout to prevent collapse of the hole. The completed grout friction forces caused by vibration.
column formed a cast-in-place pile. To reduce settlement due Test pile driving is needed for providing vibration ampli-
to removal of soil, care was taken to remove as small amount tudes generated by equipment and vibration attenuation in the
of soil as it was possible. The installation of ACIP piles also ground at a given site. The vibration amplitudes measured in
caused some settlement, but its value was smaller than would soil were much higher than measured on structures.
be anticipated for pile driving, considering that the ACIP piles The subsurface measurement of vibration is complicated,
were generally closer to the building than the driven piles. and may produce unreasonably low values when done in cas-
ings. The measurements should be performed inside of the
Other Sites vulnerable zone. When in-situ data are not available, values
of a in Woods and Yedele (1985) provide reasonable estimates
Drabkin (1995) analyzed sites in West Brooklyn (Lacy of vibration attenuation of soils.
et aI. 1985), Embarcadero (Clough and Chameau 1980), Len- Extrapolation of settlement observed in pile-hammer tests
ingrad (Dalmatov et at 1967), and Northbrook (Linehan may give inaccurate settlement predictions because the influ-
1992). The results are summarized in Table 4, and show good ence of several factors is neglected. The total number of cycles
agreement between calculated and observed settlements. during test pile driving is much smaller than during construc-
tion. The volume of sand involved in densification is small;
SUMMARY AND CONCLUSIONS thus, the observed settlement is also small. Therefore, the use
of a polynomial prediction model is preferable.
Vibration-induced settlement on granular soils is affected by The effect of vibration on the stability of friction piles em·
a combination of various factors such as vibration character- bedded in sands without reaching bedrock or other dense soils
istics, attenuation characteristics of soils, in-situ stress condi- is not currently sufficiently investigated to provide quantitative
tions, soil type, and the thickness of the vulnerable zone. A correlations. For Lesaka, South Brooklyn, and West Brooklyn
JOURNAL OF GEOTECHNICAL ENGINEERING / NOVEMBER 1996/927
Board,406-419.
APPENDIX I. REFERENCES Wiss. J. F. (1981). "Construction vibrations: State-of-the-art." J., Geo-
tech. Engrg. Div., ASCE, 107(2), 167-181.
Barneich, J. A. (1985). "Vehicle-induced ground motion." Proc. Symp.,
Woods, R. D., and Jedele, L. P. (1985). "Energy-Attenuation relation-
Vibration Problems in Geotech. Engrg., Proc., ASCE Convention, G.
ships from construction vibrations." ASCE Symp. on Vibration Prob-
Gazetas and T. Selig, eds.. ASCE, New York, N.Y., 187-202.
lems in Geotech. Engrg., ASCE. New York, N.Y., 229-246.
Boguslavskii, Y.. and Drabkin, S. (1995). "The kinetics of powder set-
Youd, T. L. (1970). "Densification and shear of sand during vibration."
tlement caused by low level vibration and elastic stresses," Physica A,
J.• Soil Mech. and Found. Div.• ASCE. 96(3), 863-880.
222,75-86.
Clough, G. w., and Chameau, J.-L. (1980). "Measured effects on vibra-
tory sheetpile driving." J. Geotech. Engrg. Div., ASCE, 104(10), APPENDIX II. NOTATION
1081-1099.
Dalmatov, B. I., Ershov, V. A., and Kovalevsky, E. D. (1967). "Some The following symbols are used in this paper:
cases of foundation settlement in driving sheeting and piles." Proc.,
Int. Symp. on Wave Propagation and Dynamic Properties of Earth C = wave propagation velocity;
Mat., Univ. of New Mexico with New Mexico Section of ASCE, Al- D = material damping (%);
buquerque, N.M., 607-613. f = vibration frequency (Hz);
Dowding, C. H. (1991). "Pennanent displacement and pile driving vi- H, thickness of in-situ sand layer (mm);
brations." Proc., 16th Annu. Member Conf. of the Deep Found. Inst., h specimen's height (mm);
J. F. PavIa, ed., Sparta, N.J.
ho maximum height of specimen before application of ex-
Drabkin, S. (1995). "Low level vibration induced settlement of granular
soils," PhD dissertation, Polytechnic University, Brooklyn, N.Y. ternal stresses and vibration (mm);
Glasstone, S., Laidler K. J., and Eyring, H. (1941). The theory of rate ii minimum height of specimen after application of exter-
processes. McGraw-Hili Book Co., Inc., New York, N.Y. nal stresses and vibration (mm);
Hardin, B. 0., and Black, W. L. (1966). "Sand stiffness under various earth pressure coefficient at rest;
triaxial stresses." J. SMF Div., ASCE, 92(2), 27-42. coefficient depending on type of propagated wave;
Haupt, W. (1986). "Bodendynamik, grundlagen und anwendungen." p = confining pressure (psi) (6.9 kPa);
Vierweg und Sohn, BraunschweiglWiesbaden, Gennany, 53-105. rio r2 distances from source of vibration (m);
Holtz, R. D., and Kovacs, W. D. (1981). "An introduction to geotechnical s = deviator stress (psi) (6.9 kPa);
engineering." Prentice-Hall, Inc., Englewood Cliffs, N.J.
Kim, D. S., and Drabkin, S. (1995). "Investigation of vibration induced
t = duration of vibration (s);
settlement using multifactorial experimental design." Geotech. Testing v = vibration peak particle velocity (in.ls) (25.4 mmls);
J., 18(4),463-471. Vlo V 2 = vibration amplitudes at distances r, and r2 (in.ls) (25.4
Kim, D. S., Drabkin, S., Laefer, D., and Rokhvarger, A. (1994). "Pre- mmls);
diction of low level vibration induced settlement." Vertical and Hor- Xi = coded values of factors;
izontal Deformations of Foundations and Embankments, Proc. of Set- y= settlement (0.0254 mm);
tlement '94, A. T. Yeung and G. Y. Plmo, eds., ASCE, New York, N.Y., Y settlement (mm);
806-817.
Lacy, H. S., and Gould, J. P. (1985). "Settlement from pile driving in
IX = coefficient of attenuation affected by the material damp-
ing of soils (l/distance);
sands." Proc. of Symp.. Vibration Problems in Geotech. Engrg., ASCE
Convention in Detroit, Mich., G. Gazetas and T. Selig, eds., ASCE.
11 = settlement of in-situ sand layer (mm);
New York, N.Y.. 153-173. P specimen's density (kglm3 );
Lacy, H., Moskowitz, J.• and Merjan, S. (1994). "Reduced impact on Po minimum density of specimen with h = ho (kg/m 3);
adjacent structures using augered cast-in-place piles." Preprint No. p maximum density of specimen with h = ii (kglm 3 ); and
940612. Transp. Res. Board. Washington, D.C. CJ'u = vertical effective stress (kPa).