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STRING THEORY AND PARTICLE PHYSICS
String theory is one of the most active branches of theoretical physics, and has the potential
to provide a unified description of all known particles and interactions. This book is a
systematic introduction to the subject, focused on the detailed description of how string
theory is connected to the real world of particle physics.
Aimed at graduate students and researchers working in high-energy physics, it provides
explicit models of physics beyond the Standard Model. No prior knowledge of string theory
is required as all necessary material is provided in the introductory chapters. The book pro-
vides particle phenomenologists with the information needed to understand string theory
model building, and describes in detail several alternative approaches to model build-
ing, such as heterotic string compactifications, intersecting D-brane models, D-branes at
singularities, and F-theory.
Cover illustration: the authors thank Jorge Ibáñez-Albajar for his help with the design of
the cover image for this book.
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Cambridge Books Online © Cambridge University Press, 2013
STRING THEORY AND PARTICLE PHYSICS:
AN INTRODUCTION TO STRING
PHENOMENOLOGY
LUIS E. IBÁÑEZ
Universidad Autónoma de Madrid and Instituto de Física Teórica IFT-UAM/CSIC
ANGEL M. URANGA
Instituto de Física Teórica IFT-UAM/CSIC
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Cambridge Books Online © Cambridge University Press, 2013
CAMBRIDGE UNIVERSITY PRESS
Cambridge, New York, Melbourne, Madrid, Cape Town, Singapore,
São Paulo, Delhi, Tokyo, Mexico City
Cambridge University Press
The Edinburgh Building, Cambridge CB2 8RU, UK
Published in the United States of America by Cambridge University Press, New York
www.cambridge.org
Information on this title: www.cambridge.org/9780521517522
A catalog record for this publication is available from the British Library
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To our families
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Cambridge Books Online © Cambridge University Press, 2013
[. . .] vi el Aleph, desde todos los puntos, vi en el Aleph la tierra, y en la tierra otra vez el Aleph y
en el Aleph la tierra [. . .] porque mis ojos habían visto ese objeto secreto y conjetural, cuyo nombre
usurpan los hombres, pero que ningún hombre ha mirado: el inconcebible universo.
Excerpt from El Aleph by Jorge Luis Borges,
© 1995, Maria Kodama © 2011, Random House Mondadori, S.A.
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Contents
Preface page xi
1 The Standard Model and beyond 1
1.1 The Standard Model of particle physics 1
1.2 Grand Unified Theories 4
1.3 The SM fine-tuning puzzles 12
1.4 Extra dimensions 18
2 Supersymmetry 25
2.1 Four-dimensional N = 1 supersymmetry 25
2.2 SUSY breaking 32
2.3 N = 1 Supergravity 35
2.4 Extended supersymmetry and supergravity 37
2.5 Non-perturbative dynamics in supersymmetric theories 41
2.6 Low-energy supersymmetry and the MSSM 44
3 Introduction to string theory: the bosonic string 62
3.1 Generalities 63
3.2 Closed bosonic string 72
3.3 Open bosonic string 91
3.4 Unoriented bosonic string theory 97
4 Superstrings 103
4.1 Fermions on the worldsheet 103
4.2 Type II string theories 104
4.3 Heterotic string theories 117
4.4 Type I string theory 126
4.5 Summary 134
5 Toroidal compactification of superstrings 136
5.1 Type II superstrings 136
5.2 Heterotic superstrings 141
5.3 Type I toroidal compactification and D-branes 146
vii
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viii Contents
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Contents ix
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x Contents
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Preface
String theory is the leading candidate for a consistent quantum theory of gravity. It has
also become a central area of research in mathematical physics, with different additional
applications which range from heavy ion physics to condensed matter, cosmology or math-
ematics. Notwithstanding this, the excitement fostered in 1984 actually came from the
coexistence of chiral anomaly free gauge theories and gravity in string theory, raising the
expectation of an ultimate unification of Standard Model (SM) and gravitational inter-
actions into a consistent string quantum theory. The enthusiasm was thus motivated by
particle physics phenomenological goals.
Since then much effort has been dedicated to explore the possible embedding of the
SM of particle physics in string theory, a field commonly known as string phenomenology.
However, although there are by now several excellent books introducing the general field of
string theory, there is no systematic and detailed coverage of the large body of knowledge
accumulated in string phenomenology. This lack has become particularly acute after the
duality revolution of 1995, when the advent of D-branes made the string engineering of
non-trivial gauge theories more flexible, thus providing new avenues to realize the SM in
string theory.
Consequently, and due to the seemingly imposing complexity of string theory, this field
has not permeated much to many particle physics phenomenologists and model builders,
who feel reluctant to struggle with a jungle of papers and reviews to extract the phenomeno-
logical aspects of string theory.
The main purpose of this book is to provide an elementary introduction to string theory,
and to string phenomenology, in a systematic and self-contained way. It should be useful to
particle phenomenologists and model builders, both senior and fresh. It will also be useful
to string theorists interested in learning how (and how far) string theory may reproduce the
observed SM physics.
The book has six chapters with introductory material. The first presents a brief summary
of the SM structure, its puzzles, and several of its extensions, including Grand Unified
Theories and extra dimensions. The second introduces the basic aspects of supersymmetry
and its application to particle physics models, most notably the Minimal Supersymmetric
xi
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xii Preface
Standard Model (MSSM). These first two chapters serve to fix the notation and
introduce concepts, appearing later when building string theory models of particle
physics.
Chapters 3 to 6 constitute an introduction to the basics of string theory including the
bosonic string (Chapter 3), and the heterotic, type II and type I superstrings (Chapter 4).
The simplest toroidal compactification to four dimensions is described in Chapter 5, which
also provides a first glimpse of D-branes. Chapter 6 describes D-branes and their role in
string theory, as well as the different non-perturbative dualities in the theory. Our presen-
tation in these chapters aims at getting the main physical results in the most comfortable
way for the non-initiated, avoiding the machinery of conformal field theory (partly cov-
ered in an appendix). These four chapters are self-contained and constitute by themselves
an introductory course on string theory, useful also to graduate students searching for a first
contact with the formalism of string theory. String theorists acquainted with this material
may safely jump over to Chapter 7.
Chapters 7 to 12 give a relatively detailed description of string compactifications giving
rise to chiral theories in four dimensions, with emphasis on those with N = 1 supersym-
metry and a particle content close to the SM. They include different heterotic constructions,
in Chapters 7 and 8, whose low-energy effective action is covered in Chapter 9, as well as
type II orientifolds (and M- and F-theory related constructions), in Chapters 10 and 11,
with their effective action discussed in Chapter 12. Detailed explicit examples of MSSM-
like models are presented for the different compactification methods. The purpose is to
enable the reader to obtain the massless spectrum and effective lagrangian of these string
constructions, so as to grasp their contact to SM physics.
Chapters 13 and 14 introduce additional ingredients, most notably string instantons and
closed string fluxes. Those ingredients give rise to extra contributions to the effective
action relevant for aspects like Yukawa couplings, neutrino masses and moduli stabiliza-
tion. Chapter 15 continues the study of moduli fixing and its interplay with supersymmetry
breaking, reaching up to the generation of low-energy supersymmetry breaking masses in
MSSM-like models. Further phenomenological issues are discussed in Chapter 16, and
Chapter 17 contains a general discussion of the space of string vacua, in particular those
resembling the SM or MSSM.
The optimum use of this book requires basic background of quantum field theory, group
theory, and elementary notions of the SM of particle physics and general relativity. We have
attempted to reduce the mathematics to a minimum, and to introduce the necessary defi-
nitions where required (including an appendix with the main geometrical and topological
concepts used in the text).
We mark with an asterisk ∗ those sections or subsections containing relevant mate-
rial which may be skipped in a first reading of the book. Concerning the references, we
have preferred not to insert citations in the main text and give a Bibliography for each
chapter at the end of the book. These include some references to original literature, but
mostly to reviews useful to the reader interested in further details. The list of references is
(admittedly and necessarily) very incomplete and we apologize to many of our colleagues
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Preface xiii
whose relevant work has not been cited. Finally, we have set up a webpage to publish
corrections and errata for this book:
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Many people and institutions have contributed to make this book possible. We thank
our home institutions, the Departamento de Física Teórica of the Universidad Autónoma
de Madrid (UAM), and the Instituto de Física Teórica IFT-UAM/CSIC of the Consejo
Superior de Investigaciones Científicas and UAM. We thank our colleagues there, for cre-
ating a supportive and stimulating environment. A.M.U. also thanks the CERN TH group,
for being “home” during the first half of this project. We are grateful to our colleagues
and collaborators, for all the discussions during these years. In particular, we thank Luis
Aparicio, Gerardo Aldazabal, Pablo G. Cámara, David G. Cerdeño, Anamaria Font, Iñaki
Garcia-Etxebarria, Fernando Marchesano, Christoffer Petersson, Fernando Quevedo, Gra-
ham Ross, and Pablo Soler, for carefully reading selected chapters and making many
improving suggestions. We also thank Bert Schellekens for discussions and for provid-
ing us with edited figures from his work. We are also grateful to the Cambridge University
Press team, and especially to Simon Capelin, for suggesting the project, and for the gentle
management throughout the process of writing. We finally thank our families, for giving
the patience and support that is always required in such a demanding enterprise.
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different content
days of Armageddon. They lived on camels; they always slept near,
and often on camels; and camels carried their tucker, their water,
their clothes, their blankets. The last thing they saw as they fell
asleep at night was a string of long-necked camels silhouetted
against the bare horizon. The first thing they heard after reveille was
the raucous noise of a camel lifting up its voice in the wilderness.
Nothing but camel, day and night, from the Senussi stunt to the
Jerusalem-Jericho-Jordan scrapping.
None of us really liked our camels. Frankly, most of us loathed
them. They were a necessary evil. In a desert campaign they were
indispensable: so they were tolerated. But for many, many months
the Cameleers cursed them without ceasing for the vilest, stupidest,
craziest beasts that ever cumbered the earth.
Then, suddenly—it was about midsummer, 1918—we began to
realize some of the many virtues of the much-maligned camel. We
remembered that even on the scorching sands of Sinai, we were
rarely short of water. We reminded each other that, while Light
Horsemen shivered on the freezing Judean Hills, we snuggled cosily
’neath a bivvy and four blankets. We thought of all the little extra
canteen delicacies we had carried in our capacious saddle-bags. And
we talked about the good times we had at the camel sports with
Horace, and Mange Dressing and Starlight.
The reason for this volte-face, this sudden revulsion of feeling in
favour of the camel, lay in the fact that our camels were to be taken
away from us. We were to be transformed into cavalry for that Big
Push which we hoped would result in the smashing of the Turkish
Army. And remembering the comparative luxury of the Cameleer’s
life, we tried to make the amende honorable and say kind things of
and to our old hooshtas.
THE MIDDAY HALT
The Australian Camel Corps was formed early in 1916, when the
Senussi became troublesome. Four companies of infantry just back
from Gallipoli formed the nucleus of the corps. They proved a most
valuable asset, so more were demanded. But it was not certain that a
sufficient number of Australians could be provided, so the 2nd
Battalion was composed of English and Scotch Territorials, and the
force became known as the Imperial Camel Corps. Later, a third
Battalion was made up of Australians and New Zealanders, and, at
the end of the year, a fourth Battalion, of Australians.
PORTION OF CONVOY
OF 8,000 CAMELS
BEARING SUPPLIES
ON THE PHILISTINE
PLAIN
Australian
Official
Photograph
RESTING
BEDOUIN VILLAGE
Said Breezy Bob to Baldy Bill, “I’m giving you the oil;
There’s whips of blinking eatables on this ’ere virgin soil.
So what abart a forage hunt, me bold and noble chief?
It’s time we had some mutton now instead of bully-beef.”
The feeding flock came slowly towards the hedge of prickly pear.
A fine big “billy” led the lot, quite eager for his share,
And as he wandered close enough the prickly pear to feel,
He “got it” quickly in the neck—a blade of polished steel.
Then Bill and Breezy dragged their prize into the Squadron’s lines,
Cut up the mass of quivering flesh in various designs.
With plenty swords available they soon got off the hide;
In less time than it takes to tell the billy-goat was fried.
That night the stew was “counted out” and mutton reigned instead,
And when old Abdul “counted in” his flock he hit his head
In anger, for he came upon the remnants of the oats
That Breezy Bob distributed to snare the Mukhtar’s goats.
“2469”
BUYING ORANGES,
JAFFA
By W. O. David Barker
The Batman
by W. M. W.
“KOOLAWARRA.”
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