577 Etd
577 Etd
CARE NEEDS
By
A THESIS
School of Medicine
in partial fulfillment of
Master of Science
October 2008
School of Medicine
Oregon Health and Science University
___________________________________
CERTIFICATE OF APPROVAL
___________________________________
____________________________________
Mentor/Advisor
____________________________________
Member
____________________________________
Member
ii
TABLE OF CONTENTS
Page
List of Tables and Figures…………………………………………………………….. v
Acknowledgements…………………………………………………………………… vi
Abstract……………………………………………………………………………….. vii
CHAPTER
I. Introduction……………………………………………………………….. . 1
II. Methods…………………………………………………………………… 27
Study Design………………………………………………….. 27
iii
Study Population……………………………………………… 28
Inclusion/Exclusion Criteria…………………………………… 28
Data Management and Definition of Dependent Variable…….. 28
Recoding of Variables…………………………………………. 29
Descriptive Characteristics…………………………………….. 31
Receiver Operating Characteristic…………………………….. 31
Chi Square and Multivariate Logistic Regression...................... 31
III. Results….………………………………….................................................. 33
Study Demographics…………………………………………… 33
Income and Education…………………………………………. 33
Food Insecurity and Children with Special Health Care
Needs………………………………………………….. 36
Receiver Operating Characteristic Analysis…………………... 39
Chi Square Analysis…………………………………………… 40
Univariate Logistic Regression Analysis……………………… 44
Multivariate Regression Model………………………………... 47
IV. Discussion..……………………………………………………………….. 49
Prevalence of Food Insecurity and Children with
Special Health Care Needs……………………………. 49
Single Question Screening……………………………………. 51
Predictors of Food Insecurity…………………………………. 55
Multivariate Predictors of Food Insecurity…………………… 56
Limitations……………………………………………………. 57
Contributions…………………………………………………. 58
Future Directions……………………………………………... 58
References…………………………………………………………………………….. 61
Appendices
iv
LIST OF TABLES AND FIGURES
TABLE PAGE
3. Food and Income Behaviors, Food Security and Children with Special Health
Security Status……………………………………………………………….. 42
FIGURE
v
ACKNOWLEDGEMENTS
I would like to thank my advisor, Dr. Liz Adams, for her time, guidance and support.
Thank you for your flexibility with project changes and long distance mentoring, and for
always being supportive. I would also like to thank my committee members, Dr. Dana
Hargunani and Dr. Victoria Warren-Mears, for their time and encouragement.
I have many many thanks for my fiancé Deacon. Thank you for allowing me to voice my
irrational fears in the thesis writing process, for reminding me that thousands of people
do this every year and for always supporting me. I truly could not have done this without
you.
vi
Abstract
by
Fall 2008
adequate and safe foods or limited ability to acquire acceptable foods in socially
acceptable ways.” In 2006, 15.6% of households with children in the United States were
classified as being food insecure, including 12.6 million children. Many adverse effects
are seen in food insecure children; spanning physical, developmental, cognitive, and
social realms. Screening for childhood food insecurity is crucial to identify and provide
aid for those in need but is not often done in primary care settings.
Children with Special Health Care Needs (CSHCN) are “those who have a chronic
physical, developmental, behavioral, or emotional condition and who also require health
and related services of a type or amount beyond that required by children generally.”
Having CSHCN puts an additional financial burden on the household, increasing the
likelihood for food insecurity. CSHCN are already at a higher risk for nutrition related
problems, and coupled with food insecurity, the risk for adverse effects may be much
vii
Research Questions: 1. Is a single question from the USDA 6-Item Subset (Short Form)
of the 12-month Food Security Scale adequate for use as a screening tool for food
insecurity? and, 2. What are the household and family characteristics that predict
analysis was performed using receiver operating characteristic (ROC) plots, chi square
analysis and multivariate logistic regression. SPSS 15.0 software was used.
Results: Question 1 from the USDA 6-Item Subset (Short Form) of the 12-month Food
Security Scale resulted in the highest area under the ROC curve, the highest sensitivity,
screening tool for identifying food insecure individuals. The predictors of household
food insecurity adjusted for covariates were having a CSHCN in the family, having a
family income below $25,000, and using no-cost food (such as from a food bank).
Significance: The results will be shared with Tillamook County to help with
identification of the predictors of household FI and with planning strategies to address the
prevalence of food insecurity. Determining a valid screening tool is the first step towards
implementing screening in primary care, in order to identify and provide support to food
viii
Chapter I
Introduction
Problem and Significance. Childhood is a critical time for growth and development,
and nutritional demands for a healthy child are high. Food insecurity, or not having
enough safe, nutritious food, is a persistent problem that affects children as well as adults
in the United States (US) every year. Lack of food or lack of variety of food poses a risk
for children in their physical, mental and psychological growth.1-11 The US has long been
aware of the pervasiveness of food insecurity in this country, and the goal of Healthy
People 2010 Objective 19-18 is to reduce the incidence of food insecurity to six percent
the US and 11.9% of households in Oregon, indicating that there is much progress to be
Assessment of household and child food insecurity is carried out regularly in large
national surveys at the population level to determine the prevalence of food insecurity,
but is rarely done in primary practice settings.14,15 Reasons for not asking about food
insecurity in primary care settings are numerous, including time constraints and lack of
who are living in food insecure households may be an optimal avenue for follow up with
the family to obtain appropriate services and programs to combat the food
1
may also lead to a more in-depth assessment by the physician or other health care
reliable one-question screening tool is the first step toward reducing the prevalence of
Children with special health care needs are those with any physical,
nutritional risk.18,19 The families of these children may be at greater risk for food
insecurity due to high out-of-pocket costs for treatment and management of the
condition(s) of the children.20-23 Children with special health care needs may be
especially susceptible to the adverse effects of food insecurity. More information about
this specific population and their experiences with food insecurity is needed to make a
Food Insecurity.
Food Insecurity Definitions. Food insecurity (FI) is defined as the “limited or uncertain
acquire acceptable foods in socially acceptable ways.”13 In short, it describes people and
families who do not have enough food from month to month, or at times throughout a
given year. Conversely, food security (FS) is “access by all people at all times to enough
food for an active, healthy life.”13 Beginning in 2006, the United States Department of
Agriculture (USDA) introduced new labels to define varying levels of food insecurity.13
2
The old terms “food insecurity without hunger” and “food insecurity with hunger” are
now referred to as “low food security” and “very low food security,” respectively. The
classifications are the same, such that previous and future reports are comparable. Low
food security designates those who experience decreases in diet quality and variety rather
than quantity, while very low food security delineates those who experience “disrupted
eating patterns” and decreases in food quantity.13 For the purposes of this paper, the term
food insecurity will encompass both “low food security” and “very low food security”
unless otherwise stated. Child food insecurity is a term used throughout this thesis. It is
assessed by the USDA 18 question Household Food Security Survey Module (HFSS).13
The last seven questions in the HFSS refer to the children of the household specifically,
Trends in Food Insecurity. Since 1998, the national prevalence of household FI has
ranged between 10.5% and 11.9%; currently it is 10.9% and very low food security, the
more severe form, is at 4.0%.24 The percentage of children who are food insecure
nationally is much higher, ranging from 17.2% to 19.7% from 1998 to 2006.24 Currently
the percentage of children who are food insecure is 17.2%, the lowest since 1998.24 Food
insecurity in Oregon has for many years been above the national average though recently
the prevalence has decreased to near the national percentage (see Table 1). The reasons
for this are not well understood, as strictly income or poverty level information does not
3
Table 1
explain the discrepancy, although action by anti-hunger advocacy groups may have
helped to reduce FI.25 Though the level of food insecurity in Oregon has neared the
national level, the state of Oregon still has the need for better services and programs to
have been described in analyses of data from national surveys including the Current
Population Survey, the National Health and Nutritional Examination Surveys (NHANES)
(17.9%), and those living below the poverty line (36%).13 Additional household
4
demographic and socioeconomic predictors of FI include: presence of children,13,26-28
adults with less than 12th grade education,26-28 having a disabled person in the
household,28 renting rather than owning a home25 and living in principal cities of
metropolitan areas or living in rural areas.13 Understanding the predictors associated with
FI is important in being able to identify and assist families likely experiencing food
insecurity, gaps in public services, and may suggest methods of preventing long and short
The problem of food insecurity affects adults and children alike, and is not
necessarily restricted to the homeless or to those below the poverty line.13 In 2006, 11%
of households and 15.6% of households with children were classified as having low to
very low food security,13 which means a substantial number of children are exposed to
household food insecurity, or are food insecure themselves. As the severity of poverty
increases, the presence and severity of low food security increases as well, but there is
also a small percentage of households living above the poverty line that report the
presence of food insecurity, and not all impoverished households experience low food
security.13 Thus food security or lack of security cannot be predicted solely by income;
Adverse Effects of Food Insecurity on Child Health and Development. In 2006, 12.6
million children were classified as having low food security, and of those, 3.4 million had
very low food security.13 A variety of adverse effects of food insecurity have been
effects. Through mainly cross sectional studies with a sample size of several thousand,
5
the main categories of adverse health effects described in food insecure children are:
issues.1,2,5
Poor Health
Adverse health effects experienced by food insecure children are often illustrated
ailments. Alaimo and colleagues have done extensive research on food insecurity and its
effects on children, using data from the third National Health and Nutritional
Examination Survey (NHANES III). Common to large surveys is the health rating
question, where a caregiver is asked to rate the child’s health as “excellent,” “very good,”
“good,” “fair,” and “poor.” Ratings of fair and poor are often grouped together to show a
low level of health. Among children who live in food insecure households, this study and
others4,6 found that preschool aged and school-aged children were rated by their parents
to be in fair or poor health more often than their food secure peers.3 Furthermore, the
greater the severity of poverty combined with FI, the poorer the children were rated in
overall health by their caregiver. The food insecure children were found to have more
stomachaches, more headaches, and more colds, after adjusting for sociodemographic
and family characteristics and health risks. Cook and colleagues supported the higher
incidence of ailments in food insecure children in their research, and showed the trend
was also the same for lifetime hospitalizations, though to a lesser degree.4 Food insecure
and hungry children have been found to be absent from school more often,34 which may
6
contribute to the link between FI and poor school performance. These findings depict just
Behavior problems and lower psychosocial functioning are adverse effects found
to be associated with food insecurity in children. The common method for determining
these outcomes is by survey either of the caregivers or of the teacher. Surveys such as
the Pediatric Quality of Life Initiative, Child Behavior Checklist (CBCL), and Social
Skills Rating System are examples of tools that might be used to assess behavior or
psychosocial functioning. Studies using these and other surveys found that food insecure
children were more likely to have at least one of the following behavior problems:
impaired social skills1 and lower psychosocial function.35 Food insecure children were
also more likely to have externalizing and internalizing behavior problems, 9 and be
classified as dysfunctional.10 Lower scores on the CBCL and the Children’s Global
Assessment Scale (measures overall functioning) were also found to be more likely in
Alaimo, et al, (2001) analyzed NHANES III data, with sample sizes of 3286
children aged 6-11 and 2063 adolescents aged 12-16, looking at cognitive, academic, and
psychosocial performances of the surveyed children. They found that food insecure
children aged 6-11 were more likely to have seen a psychologist (Odds Ratio [OR] 1.89,
P ≤ 0.05), food insecure children aged 12-16 were also more likely to have seen a
7
psychologist (OR 1.82, P ≤ 0.05), ever have been suspended (OR 1.95, P ≤ 0.05) and had
difficulty getting along with others (OR 1.74, P ≤ 0.05).2 The same researchers analyzed
the NHANES III data for associations between depression and food insecurity, and found
that adolescents who were food insecure were four times more likely to have had
dysthymia, two times more likely to have had thoughts of death, three and a half times
more likely to have had the desire to die, and five times more likely to have attempted
suicide compared to their food secure peers when adjusted for various household
characteristics; though these odds ratios were not significant at the 0.05 level.36 It is
clear, however, from the studies noted here, that food insecurity has varied and broad
health.
Academic Performance
Food insecurity and its association with school performance is a key query of
many studies involving children and FI. A study by Jyoti et al, (2005) assessed children
in kindergarten and then again when they reached the third grade. The researchers found
that children who were food insecure throughout had smaller gains in math and reading
scores than their food secure peers, and those transitioning from food secure to food
insecure had much smaller gains in reading scores.1 Other studies reported lower math
scores in food insecure children,2 and increased math scores when breakfast was given to
at risk children.37 Studies often do not reveal a significant relationship between FI and
school performance. This may be due, in part, to inadequate sample size and multiple
8
confounding factors, but evidence suggests a trend of decreased school performance with
Diet Quality
Analysis of the diets of children is a helpful, yet complicated method for showing
nutrients over extended periods of time can have adverse effects on a child’s health and
development. Furthermore, excesses in nutrients like saturated fat and cholesterol from
cheaper foods may adversely affect a food insecure child into adulthood by causing
conditions such as high cholesterol and atherosclerosis. Most studies investigating FI use
data from large-sample surveys that have limited data on actual or reported dietary
intakes. Using the Continuing Survey of Food Intakes by Individuals (CSFII), Casey, et
al, (2001) were able to obtain a sample size over five thousand children, as well as two
24-hour diet recalls for each, reported by the children six years and older, with parental
help, and by the parents of children five years and younger.8 With this data, nutrient
intakes were available for analysis in addition to health and development factors. The
children were categorized according to household income level as well as food security
status. The low income, food insecure children had significantly lower total energy and
carbohydrate intakes, and higher cholesterol intakes than their higher income, food secure
peers. In addition, food insecure children across all age groups reportedly ate fewer dark
green vegetables, nuts, fruits, and yogurt, and ate more eggs, dry beans, and peas than the
9
A study of adult diets in lower income counties in Mississippi, Louisiana, and
Arkansas found similar results. Prior to Hurricane Katrina, one 24 hour food recall was
taken over the phone, as well as the 18-Item HFSS, and results demonstrated that food
insecure adults scored lower on the Healthy Eating Index (HEI) (P<0.0001) and
consistently achieved intakes that fell further below the Dietary Reference Intakes than
food secure individuals.38 Particularly low were intakes of vitamin A, copper, and zinc
with significant differences between FI and FS adults (P< 0.01). The findings of poorer
diets when looking at food insecure individuals may be a partial explanation for the array
of symptoms that are related to food insecurity found in children, such as poor health and
behavior.
Food Insecurity and Obesity. There has been much debate recently on the topic of
weight and its associations with childhood FI. Results from large studies range from
showing evidence that food insecure children are less likely to be overweight or obese31,39
to evidence that the children are more likely to be overweight.30,40,41 Other studies show
age, gender or race/ethnicity but not others.1,3,7,33 The analysis of weight associations
presence or absence of hunger, and comparisons between mild to severe FI, all of which
Casey, et al, (2006), analyzed body mass index (BMI) data from NHANES
surveys, with a sample size of 6995 children aged 3-17. The 18 question HFSS was used
to identify FI, and the researchers evaluated both overweight status (BMI ≥ 95%) and at
10
risk for overweight (BMI ≥ 85%).30 The researchers found that children in food insecure
households and children that were child food insecure were more likely to be both
overweight and at risk for overweight at P< 0.01. Broken down into groups by gender
and age, the analyses again exhibited that children in food insecure households and those
that were child-food insecure were more likely to be overweight and at risk for
overweight, or in some cases, trends in the data displayed findings in these directions
household FI was not statistically significantly associated with overweight or at risk for
overweight, although child FI was significantly associated with at risk for overweight.30
A separate study of 1514 preschoolers found that children in the study population were
3.4 times more likely to be overweight (P < 0.05) if they lived in food insecure houses,
even after adjusting for variables such as birth weight, parents’ weight status, income and
education.41 This study used one question to assess FI, and followed the children from
Rose and Bodor (2006) found nearly the opposite associations between food
insecurity and child overweight status. The odds ratio (OR) for overweight in food
insecure children was 0.80, indicating that “after controlling for other possible
overweight.”39 The total sample size was 12890 children assessed twice, once in
kindergarten and again in first grade in the Early Childhood Longitudinal Study,
Kindergarten Cohort. This survey used the 18 question HFSS to assess FI status.
Interestingly, in addition to the above result, the researchers found a significant inverse
11
relationship between income and overweight status.39 Though there was no mention in
the article of the effect of the age of the children, since all the subjects were aged five to
six at their second assessment, it may be that this cohort was simply too young to be
Other studies have found a mix of results. For example, Alaimo, et al, (2001)
used the NHANES III data and found no associations in the two through seven year age
group between food insecurity and overweight. Results suggested higher levels of
overweight in non-Hispanic white girls aged 8-16 years, although the P value was not
significant.42 Jyoti, et al, (2005) used data from the Early Childhood Longitudinal Study,
Kindergarten Cohort and found significant associations between FI and increased BMI in
females only.1 The trend in research suggests a positive association between food
insecurity and childhood overweight, but currently, no definitive statement can be made
BMI Z Score. Measurements of anthropometrics for children, such as height and weight,
change in meaning with age and gender, in that one measurement will be interpreted
differently depending on whether the child is a nine year old female or a four year old
male. Anthropometric data are most meaningful when compared to national standards
such as the National Center for Health Statistics (NCHS). Use of anthropometric Z-
scores for age and sex allows the comparison across age and sex categories. Z scores
also have a normal distribution, which is better for statistical analysis. Z scores of -2.0 to
2.0 encompass 95% of the population in the normal distribution, and are the cuff-off
points for the range of “normal.”43 In regards to child BMI, above a Z score of 2.0
12
indicates overweight and a score below -2.0 indicates underweight. Z scores are a
method for accurately analyzing and reporting pediatric BMI data, and are therefore often
used in studies.
Assessment of Household Food Security. Since the 1980’s the American public has
been aware of and concerned about hunger in the US; the concept of food insecurity has
been defined since 1990.13 The awareness of hunger led to the development of numerous
methods for identifying hunger and FI in the general population. To assess FI the most
recognized instrument is the 18 question Household Food Security Survey (HFSS). This
has been developed and utilized by the USDA and has been contained in the Current
Population Survey (CPS) since 1995.13 Testing of the HFSS began with a cognitive
assessment and field test by the US Census Bureau. It has also been tested extensively
since its conception by the US Census Bureau, Mathematica Policy Research, Inc, IQ
Solutions and numerous other independent agencies to assess its validity, reliability and
applicability across various household types.13 The questions range from asking about
the uncertainty of having enough food for the members of the household, to the children
of the household missing meals because the parents are unable to provide food. This
questionnaire can be used to assess the severity of food insecurity from fully food secure
to the most severe food insecure level, low food security among the children.
13
NHANES is another USDA survey and includes a variety of questions pertaining
to health and nutrition. Since 1999, NHANES has contained the 18 question HFSS.
Numerous food security studies have used NHANES data for analysis.1,4,6,11,29,30 The
HFSS is used in a variety of surveys, for both national and smaller populations. Other
surveys that use the HFSS include the Continuing Survey of Food Intakes by Individuals
(CSFII), which is a USDA survey that includes 24 hour recalls of food intake;13 and the
Food Research and Action Center’s Community Childhood Hunger Identification Project
(CCHIP), which was the first survey designed to provide data on food insecure families
with children.44
USDA 6-Item Subset. The USDA also utilizes a 6-Item Subset (Short Form) of the 18
question HFSS, which is a shorter version of the form used in the Current Population
Survey (See Appendix B). The short form was evaluated for effectiveness, and was
found to be accurate and reliable for classification of food security status.45,46 The six
questions come directly from the full 18-question model, and include questions such as,
“the food we bought just didn’t last and we didn’t have money to get more, was that
often, sometimes or never true?” and “in the last 12 months, did you ever eat less than
you felt you should because there wasn’t enough money to buy food?” with the responses
being yes, no, or I don’t know.47 The severity of the questions increases as they are read,
in that an affirmative answer to the last question would indicate a more dire food insecure
situation than an affirmative answer to the first. There are three main advantages of this
shortened form: (1), a shorter time response burden for families can be useful for
inclusion in longer surveys or for screening criteria, (2), it is able to provide prevalence
14
estimates of low and very low food security with minimal bias relative to those on the 18-
item module, and (3), because it was developed from the full version, the six-item subset
Due to its condensed form, there are some disadvantages to use of this form over
the 18-item questionnaire. This survey is less precise and somewhat less reliable than the
full module. It cannot measure the most severe levels of food insecurity, and does not
contain questions pertaining to child food insecurity and hunger, rather all questions ask
about the entire household.13 Despite these drawbacks, this survey instrument has been
Clinical Screening Tests. Clinical screening may be used to identify food insecurity on
to provide information about programs providing income and food assistance. A second
purpose of clinical screening for FI is to address problems related to FI. Use of a one
question screening tool has been assessed to detect the prevalence of hunger in
households by Kleinman et al.49 Hunger is different from low or very low food
insecurity; it is “an individual-level physiological condition that may result from food
insecurity.”13 A one question written screening form was given to all parents in primary
care pediatric clinic, and responses were compared to the 18 question HFSS that a sub
group of participants completed during in-depth interviews. The one question to detect
hunger had an 83% sensitivity and an 80% specificity, which the authors said represents
an accurate and reliable screening tool.49 Though the focus of this study was on hunger,
15
the results demonstrated that it is possible to implement a one question screening tool in a
primary care setting. This study showed that it is also possible to ask briefly about food
insecurity as part of the routine for health clinics serving low-income populations.
Screening at Primary Care Level. It is unclear how much screening for FI occurs at the
level of hospitals and clinics for general pediatric care, although anecdotal reports
indicate that access to food or food insecurity is rarely addressed in primary care.14,15
Screening for FI at this level may be crucial to reducing the prevalence of FI, in that
clinicians can make resources and services known to those experiencing FI. Granger and
Holben (2004) state, “Physicians are well positioned to be aware of food insecurity
among their patients before health and nutritional deterioration occurs and play a critical
role in improving food security in the United States,” but also concede that this is rarely
done.15 Not all food insecure families make use of governmental and nongovernmental
food assistance programs,49 and screening at the primary care level may serve to increase
use of the programs and decrease prevalence of FI. Many articles investigating FI
concluded with phrases such as, “this study supports the need to educate [clinicians]
about food insecurity and incorporation of food security practices into the healthcare
process.”16 Another study concluded with saying, “healthcare providers, along with their
office staff, have an opportunity to reach eligible families.”5 However no research was
clinical settings.
food insecurity found that 47% of nurses surveyed were “not knowledgeable enough to
16
identify a source [of their knowledge]” about FI, and only 33% strongly agreed or agreed
that they were familiar with the topic of FI.16 The authors reported that the survey was
optional (sent by mail), and only those concerned with FI may have responded;
study assessing physicians’ knowledge and practices towards FI found that practices and
referrals related to FI were not regularly performed, and that the majority were not
familiar with the concept of FI.15 These authors also noted only those concerned with FI
the concept of food insecurity may be a key to increasing both the knowledge and
practices of clinicians regarding FI. The hunger screening study by Kleinman et al,
mailed to randomly selected healthcare providers in the Portland, Oregon area that
addressed hunger and the primary care setting.17 The goal of the CHI project was to
determine what providers surveyed know about FI and its health implications, as well as
to find out the tools needed to ask about FI and if providers would take action if given the
tools. When asked what factors prevent providers from asking about hunger during
enough about the issue” was marked by 45.5% and “I don’t know how to ask this type of
question” was cited by 22.3% of healthcare providers.17 Despite these barriers, 89%
17
reported that they would be willing to use a standardized screening question to identify
determine the population prevalence of FI and impact or need for government food
may be an additional avenue for reduction of the incidence of FI, particularly in children.
optimal screening tools of desired sensitivity and specificity and discard others, and can
be applied to a screening tool for food insecurity.50 In essence, the ROC curve is a plot of
conditional probability that the indicator (for instance, one screening question) will
correctly give a food insecure result, provided that the person screened is food insecure.
Specificity is defined as the conditional probability that the indicator will correctly give a
negative result, such as food secure, provided that the person screened is food secure (or
NOT food insecure). When looking at the results in ROC analyses, the closer to 1.0 the
measure of sensitivity, the better the performance of the question, and the closer to 1.0
the measure of specificity (meaning the value of 1-specificity closer to zero, as results are
given in this format), the better the performance of the question as well. A properly
discerning screening tool will have both a high sensitivity and a low 1-specificity, in
order to identify those who are food insecure as such (or “True Positives”), but not also
falsely identify those who are not food insecure as food insecure (known as a “False
18
Positive”). However, it is not possible for a tool to have both perfect sensitivity and
In the ROC curve, the data are plotted as sensitivity versus 1-specificity. A
diagonal line runs through the ROC plot from bottom left to top right, and is the line of
that does not discriminate between food security and food insecurity better than chance
alone. The closer a point is to the upper left corner of the graph, the better the sensitivity
and 1-specificity are for the question being tested.51 Refer to Figure 1 in the Results
section for an illustration of a ROC plot. The area under the curve (AUC) is an additional
calculation used to assess ROC plots. The AUC specifies the probability that, when you
pick one positive and one negative example at random (for instance, a food insecure
person and a food secure person), the decision function assigns a higher value to the
positive than to the negative example.50 In other words, AUC is the best balance between
sensitivity and specificity for a certain screening question. Indicators that discriminate
perfectly between food secure and food insecure have an AUC of 1.0, whereas a question
Definition and Description. Children with Special Health Care Needs (CSHCN) are
“those who have or are at increased risk for a chronic physical, developmental,
19
behavioral, or emotional condition and who also require health and related services of a
definition includes children with type 1 diabetes, cerebral palsy, autism, and cancer. In
2006, 13.9% of children nationwide and 13.6% of Oregon children had one or more
special health care need,52 and 20% of households nationwide had CSHCN.53,54 Services
needed by CSHCN beyond those utilized by children without chronic conditions are
varied, and include case management, special therapies, special equipment and supplies,
Financial Impact of Children with Special Health Care Needs. The prevalence of
having a child with special health care needs (SHCN) increases as poverty status
increases, and creates an additional financial burden on the family.20,21 One study from
1998 found that children in families with income levels at or below the federal poverty
line are one third more likely than those in families above the poverty line to have a child
with SHCN.21 A nation-wide analysis found that over 40% of families with CSHCN
hours worked or the need to stop work altogether, affect 30% of this population
nationally,52,53 and a smaller percentage of parents of CSHCN work full time than those
of children without chronic conditions. 55 Working less than full time not only reduces
income; this may also prohibit eligibility for insurance through the employer,
compounding the financial load. A study by Chung, et al, (2007) found that 41% of
parents were not able to miss work on days they believed they needed to in order to care
for their ill child.56 The reasons were mainly because the income was needed or they
20
feared being fired.56 This statistic illustrates that parents may have to choose between
providing for their family financially and caring for their child. The entire household or
the child with SHCN may suffer the consequences of either decision. Beyond simply the
financial burden, but perhaps intrinsically linked to it, numerous studies have found
adverse effects of having a child with SHCN on the family, including reduced parental
Insurance does play a protective financial role in the costs associated with caring
for a child with SHCN, and there are expanded insurance opportunities for parents with
SHCN children, such as Medicaid, and assistance programs like the Supplemental
Security Income (SSI). Despite these resources, mean out-of-pocket expenses for a
SHCN child are almost double that of a child without chronic health conditions. 22,23
Viner-Brown (2005) reported that only half the families of CSHCN that are impacted
financially have adequate insurance to cover needed services,53 and families of CSHCN
face greater burdens even finding coverage to meet the child’s needs.55 In a focus group
of parents with CSHCN, parents frequently reported that insurance companies would
deny coverage of the child for an extended time, or would impose lengthy waiting
periods for needed services, both resulting in large out of pocket expenses.58 It is clear
that insurance does not fully compensate for the abundant needs of CSHCN, and the
resulting gap may contribute to an increased risk of FI or a greater severity of FI for the
family.
21
Impact on the Child. Due to the higher costs to the families, children with special
health care needs are more likely to go without various types of care, posing a real threat
to their well-being.55,59 Porterfield, et al, (2007) found that children from poor families
were less likely to use specialized physician services and prescription medications than
children of families with incomes above 200% of the federal poverty level due to cost
and health plan problems.59 Despite that, CSHCN average about four times as many
hospital stays23 and three times the medical encounters and absences from school when
compared with other children.21 Because the definition of children with special health
care needs is so broad, and because each child’s condition or conditions are so
child beyond showing issues such as increased medical needs, mental health care needs,
missed school days due to hospitalizations, unmet prescription needs, etc. However,
CSHCN from poorer families may not receive the spectrum of care that is consistent with
recommended practices.
The definition of children with special health care needs is broad and varied. The
one nationally accepted tool to identify CSHCN is the Children with Special Health Care
Needs Screener© developed by The Child and Adolescent Health Measurement Initiative
in accordance with the definition specifications of the Federal Maternal and Child Health
Bureau (MCHB).60 The survey is a five item, parent-completed module that takes only a
22
minute to fill out, yet provides identification of children across the range of conditions
denoted in the definition of CSHCN.60 The five items included in the survey are: 1. the
or use of specialized services or therapies, 4. the need or use of mental health services,
and 5. a functional limitation. The full survey can be found in Appendix C. The screener
is applied by the NCHS in the National Survey of Children with Special Health Care
Relationship between Food Insecurity and Children with Special Health Care
Needs. It has been shown above that FI negatively impacts the general health, school
performance, behavior and physical growth of children. It was also stated above that the
intrinsically tied to FI. Regardless of food security status, CSHCN are at an increased
nutritional risk18,19 and with food security factored in, the nutritional risk of CSHCN is
likely to increase. A position paper from the American Dietetic Association states that,
“persons with . . . special health care needs frequently have nutrition problems including
growth alterations (such as failure to thrive, obesity, and growth retardation) metabolic
bills and potentially facing problems obtaining adequate health insurance coverage to
meet the needs of CSHCN, feeding the child anything may be the main priority, making
an appropriate diet for the specific needs of the child a lower priority. CSHCN in food
insecure households may be at increased risk for one or more of the adverse physical,
23
developmental, or psychological health issues associated with food insecurity in addition
to the already present issues brought on by the SHCN. For the health of the nation’s
children, food insecurity among families with CSHCN is a problem that demands further
attention in the form of services and support that will help families address their needs.
The data used for this study was obtained from a free health screening for
preschool children called the Tillamook Multi Modular Preschool Screening. This
screening has taken place in the city of Tillamook, Oregon for the past 20 years. The
Northwest Regional Education Service District (NWRESD) and the Child Development
and Rehabilitation Center (CDRC) of the Oregon Health and Science University sponsor
this event, which provides free health screening to children in Tillamook County prior to
entering kindergarten. The children are assessed for medical, developmental, physical or
services and make appropriate referrals prior to school entry. The screening is well
known and well advertised, and served as the ideal medium through which to obtain the
Tillamook County, Oregon is found in the North West coastal region of Oregon,
and encompasses 1,333 square miles.61 The city of Tillamook had 4,300 residents in
24
2000. Tillamook County had 24,000 residents, as reported by the most recent Current
the majority (91%) are non-Hispanic White, 5.1% are Hispanic or Latino and 0.2% are
Black. Female headed households make up 4.8% of the households in the county.
Eighty four percent of people over the age of 25 are high school graduates or higher. A
full 21.5% of children are in poverty in the county compared to 18.8% in the state.62
This thesis utilized data obtained from the Tillamook Multi-Modular Preschool
Screening using the Survey of Household Food Needs to address two main questions.
1. Is a single question from the USDA 6-Item Subset (Short Form) of the 12-month
Food Security Survey Module valid for use as a screening tool for food
insecurity?
2. What are the household and family characteristics that predict household food
1. To test the hypothesis that a single question from the 6-Item Subset (Short Form)
of the 12-Month Food Security Scale has appropriate sensitivity and specificity to
Testing these hypotheses will be achieved by using data obtained from the Tillamook
1. Determine the prevalence of low food security (food insecurity) and very low
2. Determine the prevalence of children with special health care needs in the study
population.
3. Identify the most appropriate single question for use as a screening tool from the
6-Item Subset (Short Form) of the 12-Month Food Security Survey Scale using
specificity and area under the curve of each question of the 6-Item Subset.
households with children with special health care needs using chi square and
5. Identify the household characteristics that predict food insecurity in the study
26
Chapter II
Methods
Study Design. This retrospective analysis of existing data was determined to be exempt
from need for review from the Oregon Health and Science University Institutional
Review Board. Data for this cross-sectional descriptive study were obtained in 2006
(NWRESD). Data were collected from parents of children who participated in the
instrument used for data collection was the Multi-Modular Preschool Screening: Survey
of Household Food Needs (See Appendix A). The annual screening is optional, and
available to all families in the area who wish to have their pre-kindergarten child
screened. The Survey of Household Food Needs was mailed to parents signed up for the
screening, along with other screening paperwork. The parents who had not completed
the survey before arriving at the screening event were invited to complete the survey on
The survey is a 17 question tool. It contains the USDA 6-Item Subset (Short
Form) of the HFSS (See Appendix B), as well as three questions modified from questions
on the Children with Special Health Care Needs Screener© (See Appendix C). The
versions.
27
Study Population. The participants in the study were families with at least one child
aged three to six years who attended the TMMS. Families living in Tillamook, Oregon,
and Tillamook County, Oregon, were recruited for the screening, although participation
was not restricted to those living within the area. Addresses were not recorded, and
children living outside of Tillamook County may have been included. A total of 221
families representing 228 children completed the survey, out of 239 children attending
the screening.
Inclusion/Exclusion Criteria. The main inclusion criterion was having a child of pre-
kindergarten age, although the age range in the study sample was three to six years. All
families who wanted to participate could do so. The survey was available in English and
Spanish. If the family did not have a mailing address (for example, had moved recently
or were homeless) they were not excluded from the survey; families were able to fill out
paperwork and surveys during the screening. Families bringing in more than one child
for the screening filled out one survey of demographic and household characteristics, and
then answered child-specific health and nutrition questions for each child screened.
Respondents not providing answers to the food security questions or who provided partial
Data Management and Definition of Dependent Variable. Data from the surveys
were entered into Microsoft Access, and transferred to an SPSS data file. All analyses
were performed using SPSS Version 15.0.63 Missing data were excluded from all
analyses. Households were classified as either food secure or food insecure, depending
on the answers to the 6-Item Subset of the HFSS. Families responding affirmatively to
28
two or more food security survey questions were categorized as food insecure according
to the scoring protocol.47 The 6-Item Subset asks questions only of the household, not of
the children, so assumptions cannot be made about the food security status of the
answering affirmatively to five or more questions were categorized to have “very low
food security” in the household.47 Ten families, or 4.3% of the study population, had
very low food security, which was too small a number to analyze with reportable results.
Therefore, low FS and very low FS were collapsed into two categories, either food secure
or food insecure; household food insecurity was used as the dependent variable of
interest.
Recoding of Variables. Classifying a child as one with a special health care need was
based on responses to three questions in the survey (questions 16, 17 and 18). All three
questions needed to be answered in the affirmative to identify the child as one with a
SHCN. To increase cell size of the CSHCN variable for analysis, affirmative answers for
the first two questions were used to represent the CSHCN variable, and the requirement
of the condition lasting 12 months or longer (the content of the third question) was not
included. Though this resulted in an alteration of the standard definition of CSHCN, this
allowed analysis of having a child with SHCN in this population, regardless of the
Measured heights and weights were recorded for each child and used to calculate
the body mass index (BMI), which is weight in kilograms divided by height in meters,
squared. The BMIs were converted to Z scores using Epi Info64 by applying the NCHS
29
growth chart data. The BMI Z score was tested in models as both a continuous variable
and as a trichotomous categorical variable of low BMI (< -2.0 Z score), normal BMI (-2.0
All variables except child age were analyzed as categorical variables reflecting
how questions were asked, and required recoding to provide adequate cell sizes. When
necessary and where feasible, categories were collapsed to provide adequate cell sizes for
analysis. Need for recoding was determined by assessing frequency tables and
histograms. For example, question number 7 asked about family type and provided seven
answer choices including “other.” The frequency table for this variable showed that the
option “single father living with children” had only 1 respondent, and therefore this
category was collapsed with “single mother living with children.” Similarly,
“grandparents living with children” had only 2 respondents, and was grouped with
Health status of the child was addressed as, “In general, would you say this
child’s health status is A. Excellent, B. Very good, C. Good, D. Fair or E. Poor.” There
were zero responses for the option of “poor” and four responses of “fair.” Because of
this, the responses were collapsed and recoded into a dichotomous variable with excellent
and very good as one category and good and fair as the second. The latter represented the
lower end of health reported in this survey. Collapsing the health status variable is
30
Descriptive Characteristics. Demographic characteristics of the study sample were
obtained with descriptive statistics such as mean and frequency and are reported in detail
in the Results section. Prevalence of household FI and families with CSHCN were
analysis and corresponding areas under the ROC curve were carried out to address Aim
3: identify the most appropriate single question for use as a screening tool from the 6-
Item Subset (Short Form) of the 12-Month Food Security Survey Scale using Receiver
Operating Characteristic curve analysis to describe the sensitivity, specificity and area
under the curve of each question of the 6-Item Subset. Each question in the 6-Item
Subset was compared to the entirety of the 6-Item Subset. Analyses included measures
Chi Square and Multivariate Logistic Regression. Chi square and univariate and
multivariate logistic regression analyses were used to test Aims 1, 2, 4 and 5. For all
results, P values < 0.05 were considered statistically significant. Frequency tables and
chi square were used to determine the prevalence of FI and CSHCN, while univariate and
between pairs of variables were evaluated, and those correlated above a 0.35 cut-off point
were run in simple logistic regression to evaluate the strength of their relationship with
food insecurity; the variable with the larger P value was left out of subsequent model
building. A 0.35 correlation was chosen as this is a common rule-of-thumb cut-off for
this type of analysis. For instance, having a home garden and child gardening correlated
31
highly at 0.818 (P = 0.01), and so child gardening was not included in the model
building, as having a home garden explained so much of the variable and child gardening
was less significant in simple logistic regression. Correlations were also checked
between the dependent variable, household FI, and the independent variables to observe
Simple logistic regression was run first for each variable and variables with a P
value of > 0.2 were excluded from the model building. All remaining variables were put
into a model together for backwards elimination, unless they had been eliminated because
according to largest P value, unless the variable was of interest to the end interpretation,
Confounding was assessed by calculating changes in P values and betas (β) after
each variable was eliminated in the multiple logistic regression model. If the change was
10% or more, the variable was considered to be a confounder and left into the model to
32
Chapter III
Results
Study Demographics. Characteristics of the study sample are presented in Table 2 and
Table 3. The 221 families that participated in the survey represented 228 children. The
majority of the children were preschool age, and the mean age was 53.5 months, or 4.5
years. A majority of participants were non-Hispanic White (n = 165, 77.1%) and almost
one fifth were Hispanic (n = 39, 18.2%). Ten participants were of another race or
ethnicity (4.7%). Almost three fourths of families were parent or grandparent couples
with children (n = 156, 72.6%), one fifth were single parent families (n = 42, 19.5%), and
the remaining family types made up 7.2% (n = 17). The mean family size in this sample
was 4.36, and the average number of children per household participating was 1.25. The
majority of families brought one child to the screening; seven families brought two
Income and Education. Over a third of the families participating reported an income of
$35,000 or above (35.1%, n = 72), whereas the second largest income category was $0-
21.0% (n = 43) and $25,000-$34,000 at 17.6% (n = 36). Almost half (42.7%, n = 90) of
the sample population had finished high school or the General Educational Development
tests (GED), while 31.8% (n = 67) had completed some college, 11.8% (n = 25) were
college graduates, and 13.7% (n = 29) had finished some high school or less. A full
56.4% of persons completing the study had a high school diploma or less.
33
Table 2
Hispanic 18.20% n = 39
Grandparent/Parent Couple w/
Children 72.60% n = 156
Other 7.20% n = 17
$15,000-$24,999 21.00% n = 43
$25,000-$34,999 17.60% n = 36
34
Table 2 continued:
behaviors in the household, and also shows the prevalence of food insecure families and
families who have CSHCN. About a quarter of families have gardens, and children
typically aid in gardening (family has home garden, 24.9%, n = 54, and child gardens
27.2%, n = 58). In general, there was substantial use of many assistance programs: over a
third (38.30%) reported food stamp usage, just under a third (31.90%) make use of the
National School Lunch Program (which provides low- or no-cost lunch in schools to
eligible children), and nearly half use the Special Supplemental Nutrition Program for
Women, Infants and Children (WIC) (46.50%). A lesser number of families reported
35
using Head Start or Early Head Start and obtained food at no cost from churches or food
pantries, but these percentages were considerable as well (17.3%, n = 35 and 18.2%, n =
38 respectively).
“Program use” was a variable made to describe families that used at least one of
the programs, to show the proportion of families who used programs versus those who
did not. Almost three quarters (73.6%, n = 173) of the survey population used at least
one of the programs listed in the questionnaire, showing that a large number of the
It is not common that a child will skip breakfast for any reason in the study
population, just 15% (n = 32) skip breakfast a few days a week or more. The question
about skipping breakfast was followed by a query of why the child would skip breakfast,
but since the majority of respondents did not answer this question (71.5%, n = 168) or
marked “none of the above” (21.3%, n = 50), this question was not reported or analyzed.
Food Insecurity and Children with Special Health Care Needs. Household food
insecurity in this sample is 23.2% (n = 53). Food insecurity with hunger, or very low
food security, occurred in 4.3% (n = 10) of the households. The proportion of affirmative
responses to the food security questions are shown in Table 4. Children with a special
health care need made up 10.8% (n = 25) of the study population. Children in this
sample who were both from food insecure households and have a special health care need
36
Table 3
Food and Income Behaviors, Food Security and Children with Special Health Care Needs
Status
Survey Response
Behavior or Characteristic
Percent (%) N
37
Table 3 continued:
Survey Response
Behavior or Characteristic
Percent (%) N
Household Food Insecurity (Low Food
Security) 23.20% n = 53
Table 4
Question 1 65 27.7
Question 2 53 22.6
Question 3 20 8.5
Question 4 18 7.7
Question 5 18 7.7
Question 6 15 6.4
1
See 6-Item Subset in Appendix B for list of questions.
38
Table 5
determine whether a single question from the USDA 6-Item Subset of the Food Security
Survey would be valid and appropriate as a screening tool for delineating food insecurity
in the survey population. ROC analysis was performed to test this aim, and the results
are depicted in Table 5. Question 1 performed at the highest level of area under the curve
(AUC) and sensitivity. AUC for question 1 was 0.958, where 1.00 represents a prefect
39
test. The sensitivity of question 1 was 0.981 and 1-specificity was 0.066. This question
corresponds to, “The food we bought just didn’t last, and we didn’t have money to get
more,” with possible responses being “Often true,” “Sometimes true,” or “Never true.”
Question 2 had a slightly lower AUC of 0.919 with a substantial decrease in the
sensitivity at 0.870. 1-specificity was 0.033 which indicates better specificity than
question 1 (0.066). AUC was lower for questions 3-6 than for questions 1 and 2; the
AUC for these three questions were all in the range of 0.636 – 0.661. Figure 1 shows the
Chi Square Analysis. Results of chi square analyses testing statistically significant
differences between food secure families and food insecure families and statistically
significant differences between families with and without CSHCN are presented in
Tables 6 and 7. The majority of the household demographic characteristics and program
use were significantly associated with food insecurity (P ≤ 0.05). In contrast, family type
(P = 0.258), age of child (P = 0.178) and gender (P = 0.875) of child were not
significantly related to FI. The association between food insecurity and having CSHCN
was significant in chi square at P = 0.051. Chi square was also used to test associations
between household demographic characteristics and program use and families with
CSHCN (See Table 7). There were three significant associations. The relationship
between food insecurity and having a child with SHCN was significant at P = 0.051. The
two additional significant associations with having a child with SHCN were
excellent/very good health status versus good/fair health status (P = 0.009) and Head
40
Figure 1
1.0
Sensitivity
0.8
0.6
0.4
0.2
0.0
0.0 0.2 0.4 0.6 0.8 1.0
1 - Specificity
*Diagonal segment depicts line of indifference; points falling on this line discriminate
41
Table 6
Status
Race/Ethnicity7 25.969 c
Table 7
Chi Square of Selected Household Demographic Characteristics by Having a Child with
variables and FI are found in Table 8. Results show that having a home garden and
having children who garden in it are both associated with reduced odds of household FI.
Use of any of the programs offered in the survey, including using at least one program
versus using none increased the odds that the family would be food insecure. The only
program that did not predict household food security status was use of the Summer Food
Program use (P = 0.76). Families of Hispanic ethnicity were almost six times more likely
Families in which the parent reported the child as having good or fair health were
two times more likely to be food insecure (P = 0.038) compared to children reported to be
in excellent or very good health. A family with a child with SHCN was 2.5 times more
likely to be food insecure as well, although this result did not reach significance (P =
0.057). There was an inverse relationship between income and household FI; as income
decreased, the odds for FI the family increased (all P < 0.05). Households with a parent
who had completed some college or were a college graduate were 0.4 times less likely to
be food insecure (P = 0.003) compared to those who completed high school or less.
Family type and child’s gender were not predictors of FI (P = 0.875), and BMI Z scores
were also not significant predictors of FI when analyzed either as a continuous variable or
as a trichotomous categorical variable (normal BMI, low BMI, and high BMI).
44
Table 8
Household Characteristics
46
Multivariate Regression Model. The final multivariate logistic regression model to
determine predictors of household food insecurity in this study sample can be found in
race/ethnicity of respondent, household income, use of no-cost food, and use of food
stamps. Families with a child with SHCN are three times more likely to be food insecure
than those who do not have a CSHCN, after adjusting for the variables in the model (P =
0.046). Race/ethnicity was not a significant predictor of FI, but was identified as a
confounder due to beta change more than 10% after taking out the variable and was
When compared with the highest income group, families with incomes of $0 -
$14,999 were 10 times more likely to be food insecure (P = 0.003). Families whose
incomes were $15,000 - $24,999 were 4.5 times more likely to be food insecure (P =
0.035), and incomes of $25,000 - $34,999 was not a predictor of household FI.
Families who utilized some form of no-cost food were almost four times more
likely to be food insecure than non-users (P = 0.005). Food stamp use was not a
significant predictor of FI in this model, but was a confounder and was left in to control
for that effect. All other variables not included in the final model did not meet the
47
Table 9
Regression Model
Model N = 183 (This N had complete data for all variables tested in model)
48
Chapter IV
Discussion
Although this was a preliminary study of the Tillamook region, three main
findings were achieved through the analysis which will be reported to the Northwest
services in the area. The three key results were a description of the prevalence of
household food insecurity and children with special health care needs, the identification
of a single question screening tool to identify food insecurity, and the predictors of food
Prevalence of Food Insecurity and Children with Special Health Care Needs. The
prevalence of household FI in this population was 23%, twice the state average of
household food insecurity and more than twice the national average. The current state
average is 11.9%; the national average is 10.9%.24 There are several possible
explanations that may account for the increased incidence of FI in this sample, the first
reflected in the results of the demographic survey questions. In general, the sample
captured by this survey was financially limited. Sixty five percent of families had an
income less than $35,000 with an average family size of 4.4 individuals, and almost three
quarters of the families utilized at least one of the child or adult food programs included
in the survey that provides support to families with limited resources. Due to the low
income status of the families and other demographic information obtained from the
49
survey, FI is likely to be experienced at a much higher rate by the study sample compared
Secondly, the nature of the community health screening evaluated may play a
large role in the prevalence of FI in this sample. The health screening was a free event at
which children were evaluated by health professionals or graduate students from a wide
costly physician examinations. Therefore the free screening and survey would likely
attract more families that were food insecure, and study estimates would be greater than
Another factor that may influence the high prevalence of FI in this study is the
rural location in which the health screening took place. A described predictor of food
insecurity is living in rural, non metro areas.13 Rural status could potentially explain
above average rates of food insecurity. And finally, as previously mentioned, there is
also data to suggest that households with children have higher rates of food insecurity
than households without children. As this study focused solely on families with children,
this may also contribute to a small percentage of the variance between study prevalence
A potential bias that may have occurred in this survey has to do with program use
and the reporting of food insecurity. Families who qualify for and use various food
assistance programs may be more aware of the concept of FI, and thus more likely to
50
report experiencing FI. This may increase reported rates of FI among those using
available programs.
Children with special health care needs accounted for 10.8% of the children in the
study. This is below the national average of 13.9% and the Oregon average of 13.6% .52
identify CSHCN. The MCHB criteria for health conditions of CSHCN are 1) the child
health condition, and 3) the duration is 12 months or longer.60 In contrast in this study
we defined CSHCN as children who met the first two criteria but not necessarily the
third. The results of this study must therefore be interpreted cautiously; however they are
expected to provide useful information to the NWESD and Tillamook County and may
provide guidance for program development and for future studies related to food
One likely explanation for the low percentage of CSHCN is the age of the
children included in the study. The mean age of the sample was 4.5 years old, which may
be too young for a wide range of special health care needs to have emerged. Had the
mean age been a few years older, a pattern of greater prevalence of CSHCN may have
emerged. A second possibility is that because CSHCN average about four times as many
hospital stays23 and three times as many medical encounters as other children,21 parents
may have felt less need to bring their child to the free health screening as all of their basic
exams had already been completed. Thus, this group may have been under-represented at
of the children in this study. Household FI and having a child with SHCN were
positively associated in chi square analysis; however, this relationship was just above
Single Question Screening. Question 1 performed the best out of the six questions in
the USDA 6-Item Subset of the HFSS (See Appendix B for questionnaire and Table 4 on
page 38 for response frequency to each question). The sensitivity of this first question
was 98.1% and the specificity was 93.4%. In other words, this question is capable of
identifying True Positives 98.1% of the time and shows extremely low rates of
occurrence of False Positives (6.6%). This is a very precise and accurate identification
using only a single question. The high sensitivity was not surprising considering the first
question pertains to the least severe decrease in food quality or quantity and thus may
acquire the largest affirmative responses for any degree of FI. The first question also had
the largest area under the curve (AUC). AUC shows the balance between sensitivity and
specificity measures for a given question, with a larger AUC depicting a better balance.
Therefore question 1, despite not having the best specificity, had the best balance of the
six questions.
Positives very infrequently (Q4 and Q6 1-specificity < 0.001). However, these two
questions have unacceptable sensitivity for use as a screening tool (Q4 sensitivity =
individuals (True Positives) 87% of the time while only misclassifying 3.3% of people as
52
food insecure. This shows question 2 to possess a better ability to screen out the False
Positives than question 1. However, the AUC for question 2 is lower than question 1,
showing question 1 to be the better overall choice. The intended use of this test would be
for screening and follow-up of families or individuals who are found to be food insecure,
and so a question with higher sensitivity and slightly lower specificity would be more
desirable to identify as many food insecure individuals possible. This would enable
health care professionals to reach and provide resources for the greatest number of food
insecure families. There appears to be only one potential drawback of using a screening
question with a high sensitivity and slightly lower specificity. This combination would
result in misclassifying a few individuals as food insecure when they are not. It is
possible that a person would be offended when handed the resource materials for coping
There are no set cut-off points for measures of sensitivity, specificity and AUC
for acceptable or unacceptable levels. The decision to use a screening tool based on the
ROC analysis results depends on the type of screening tool needed and the judgment of
the researchers or the health care providers. As discussed previously, Kleinman and
colleagues reported that a written one-question screener for the presence of hunger that
showed an 83% sensitivity and an 80% specificity represented an “accurate and reliable”
screening tool.49 The methods of analysis and study design of Kleinman’s study were
different from those utilized in the present study, yet the results support the ability of a
one-question screener to accurately discriminate between food insecure and food secure
53
individuals. Kleinman et al’s judgment to accept their results also provides support for
Second, there would be no method for discriminating whether children were also
physician, or any other trained professional in the health care setting; alternately, the
affirmative answer, a conversation could be initiated in order to learn more about the
patient’s specific needs, or the patient could simply be provided information regarding
reported that 22% of surveyed health providers did not know how to ask questions to
patients about food insecurity, but that 89% were willing to use a standardized screening
question to identify FI.17 Providing a standardized question may take the uncertainty out
of asking about this issue for health care providers, and construct a pathway for broader
intervention with food insecure children. Testing the appropriateness of a single question
54
screening tool is the first step toward implementing that tool in health care settings, and
the first step towards attempting to alleviate food insecurity with this method.
Predictors of Food Insecurity. A majority of the variables examined in this study were
who help to work in the garden are two variables that were associated with decreased risk
of food insecurity in this population. On the other hand, use of any federal or community
assistance program aside from the Summer Food Program was a predictor of food
insecurity before controlling for other factors; so much so that a family who used at least
one program compared to families using none was 8 times more likely to report being
food insecure.
Children skipping breakfast almost daily and children rated as being in good or
fair health, as opposed to excellent or very good health, were both univariate predictors of
FI. This seems intuitive, as perhaps inadequate food in the house for the child’s breakfast
contributed to adverse symptoms of FI observed in the child. This in turn would prompt
the parent to rate their child’s health status as only good or fair as opposed to excellent or
very good. However, without asking any further questions, reasons or causes of the child
There was no statistical difference in BMI between food insecure and food secure
families. This finding is similar to that of Kaiser and colleagues (2002) in their study of
211 Mexican-American children aged 3-6 years which also found no statistically
55
young age of the children sampled in this study as well as Kaiser’s, it is possible that
weight problems, especially overweight, may have not yet emerged, and if the same
group were to be retested at older ages in the future, the results would differ as discussed
in the 2-7 age group, but did find that older girls in the 8-16 age group were more likely
population as indicated by an odds ratio of over 10 was a mean income of below $15,000.
This is not surprising as previous data shows the prevalence of food insecurity increases
as income decreases. The other significant predictors in this model, when controlling for
other factors, were having a SHCN child in the family and usage of no-cost food. A
family with a SHCN child was 3.2 times more likely to be food insecure. The probable
reasons for CSHCN as a predictor of FI were discussed in the introduction, and include
more out of pocket costs for medical care for the child22,23 and fewer hours worked for
the parents,52,53 both of which contribute to financial strain. It makes sense that use of
no-cost food is a multivariate predictor of FI as food banks, soup kitchens, etc. are
designed to help those most in need of food. Use of food stamps was associated with a
decreased risk for FI, although this result did not reach statistical significance. Had the
sample size been larger, this result may have been significant and demonstrated that use
of food stamps actually helps to prevent household food insecurity, which is an objective
56
Limitations. As with any study, there are limitations to the current study. The main
limitation is with regard to the study sample. The sample was not randomly chosen; it
was a convenience sample taken from a free health screening. This would naturally draw
a select population with inherent ascertainment bias, so the ability to generalize beyond
A second limitation is the sample size. Participation in the survey was optional
with no incentives offered for completion. The relatively small sample size and limited
power may have prohibited the finding of significant results for some variables.
Multivariate predictors of food insecurity may have been more numerous had the sample
size been larger, and it may also have provided a greater ability to identify associations
It was not possible to classify or identify CSHCN in the standard manner defined
by the MCHB. Therefore, comparisons cannot be made with other studies that use the
standard definition of CSHCN. Limited conclusions can be made about the children with
special needs in this study. Because the prevalence of CSHCN in this analysis was lower
than the state and national averages, a potential limitation that may result due to possible
misclassification of CSHCN is to assume that CSHCN status in this population does not
relationship between food security status and CSHCN. Evaluation of a lager sample
Tillamook County.
57
Contributions. There are several potential significant contributions associated with this
study. One of the primary objectives of the study was to assess the reliability and validity
of a one question screening tool for identification of food insecure individuals for
potential use in primary care settings. As noted, the assessment question chosen showed
adequate sensitivity and specificity for identification of individuals at risk for household
FI.
The characteristics of the participants were ideal for analyzing the predictors of FI
despite a relatively small sample size, and were instrumental in testing the one-question
screening tool. The survey was succinct, yet covered a broad variety of household and
food behavior questions. The screening setting also allowed for collection of measured
weights and heights for calculation of BMI data, which is more accurate than utilizing
This study also has child and public health implications. Although use of a
convenience sample from the Tillamook Preschool screening may have introduced bias
and overestimation of FI in Tillamook County, results illustrate the need that regions
served by the NWESD and perhaps other rural counties have for expanded income and
food assistance programs. Results provide confirmation for various predictors of FI,
including having a child with SHCN in the family. This study also serves as a pilot study
for future work addressing FI and CSHCN in this location and others.
Future Directions. Future research testing the validity of the single question screening
tool in other populations would be a beneficial next step toward implementation of the
58
screening question in primary care settings and then assessing its impact. Future studies
in this area could also focus on larger sample sizes with older children in order to obtain
more information about CSHCN and the association with FI. Focus groups may be
especially advantageous in gaining insights and discovering the specific needs of families
who are both food insecure and have a child with SHCN. Focus groups may also provide
valuable information about families with CSHCN who are food secure versus those who
are food insecure. The food secure families with CSHCN may have techniques and
practices that make them more resilient to FI that can be shared with others. If steps can
be made to implement a screening tool for food insecurity in primary care or toward
learning more about the needs of the population that is food insecure and has CSHCN,
perhaps more progress can be made toward the prevention or alleviation of food
insecurity.
In the meantime, steps can be made now to decrease FI at the community level.
The county can encourage community gardens and school gardens, to both provide fresh
produce and to educate children about gardening. Churches, libraries, schools and others
can sponsor free or low cost lunches and community gatherings to provide food for
families in need. Public health professionals can advocate for state-wide or national
policy changes, such as increasing minimum wage, increasing food stamp provision and
many more. With some creativity, many things can be done in addition to the programs
59
Chapter V
In conclusion, there were two main objectives for this study. First, to test the
hypothesis that a single question from the 6-Item Subset of the HFSS would have
and second, to test the hypothesis that having a child with special health care needs in the
Results of ROC analyses showed that the first question of the six displayed the
largest area under the curve, showing the best balance between sensitivity and specificity.
The first hypothesis was supported, in that a single question was identified as a candidate
The second hypothesis was also supported as having a CSHCN in the house was
child with SHCN in the family, having a family income below $25,000 and using no-cost
The results of this study will be shared with Tillamook County and the NWRESD
to help with identification of modifiable risk factors (predictors) of household FI. The
results are also likely to be useful for planning strategies to address the needs of this
population and work to reduce the prevalence of food insecurity and associated impacts
60
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70
Appendix A
Please help us learn about food use and food needs of Tillamook preschool children
and their families. The information you provide will be used by the NW Regional
Education Service District to help improve programs and services for children and
families in Tillamook.
Section 1: These questions ask about household food use and food needs in the past
12 months
1a. Families get food in a variety of ways. During the past 12 months, has anyone in
your household grown vegetables or fruits in a home garden?
1 2
Yes No
1 2
Yes No
71
2. There are several different programs that families use to get food. During the past
12 months, did anyone in your household use:
Circle Yes or No
g. Food from a food pantry, church, or other place that gives food Yes No
at no cost to families in need?
These next questions are about the food eaten in your household in the last 12 months
and whether you were able to afford the food you need.
3. Were the following statements OFTEN, SOMETIMES, or NEVER true for you or
the other members of your household in the last 12 months:
(a) The food that we bought just didn't last, and we didn't have money to get
more. (Please mark one answer.)
1 2 3
Often true Sometimes true Never true
1 2 3
Often true Sometimes true Never true
72
4. In the past 12 months, did you or other adults in your household ever cut the size
of your meals or skip meals because there wasn’t enough money for food?
(Please mark one answer.)
1 2 3
Yes No I don’t know
5. In the last 12 months, did you ever eat less than you felt you should because there
wasn't enough money to buy food?
1 2 3
Yes No I don’t know
6. In the last 12 months, were you ever hungry but didn't eat because you couldn't
afford enough food?
1 2 3
Yes No I don’t know
73
Section 2: this section asks about the people in your household.
7. Which best describes the people in your household? (Please mark one answer.)
1
Single mother living with child(ren)
2
Single father living with child(ren)
3
Couple living with child(ren)
4
Grandparent(s) living with child(ren)
5
3-generation household--grandparent(s), parent(s),
and child(ren)
6
Foster parent(s) living with child(ren)
7
Other:
8. How many persons live in your household, counting all adults and children
including yourself? ____ persons
1
African American or Black
2
American Indian or Alaskan Native
3
Asian, Native Hawaiian or other Pacific Islander
4
Latino, Hispanic
5
White
6
Some other group
74
10. How much income do you expect your household to get this year from all
sources, including wages, social security, public assistance, and all other cash
income? (Please mark one answer.)
1
$0 - $5,000
2
$5,000 - $9,999
3
$10,000 - $14,999
4
$15,000 - $24,999
5
$ 25,000 - $34,999
6
$35,000 and over
11. What is the highest grade or year of school you've completed? (Please mark one
answer.)
1
I never went to school
2
8th grade or less
3
Some high school, but I did not graduate
4
High school (or I got a GED)
5
Some college or junior college, but I did not graduate from a four-year
college
6
College graduate (from a four-year college or university) or more
12. How many children do you have participating in the Multi Modular screening this
year? (Please mark one number.)
1 2 3 4
1 2 3 4
75
Please complete questions on the next 2 pages (questions13-18) once for each child
participating in the Multi Modular Screening.
• If you have more than one child participating, please answer the following
questions one time for each child.
If you need additional forms, please ask for them at the screening.
What is the age of the child you are answering these questions for?
_______ years and _______ months
Section 3: These questions ask about your preschool child’s (or children’s) diet and
health
13. In a typical 5-day week (Monday-Friday), about how often does this preschool
child skip breakfast? (Please mark one answer.)
1
Almost every day
2
A few days
3
Almost never
1
My child usually does not want to eat early in the morning
2
I don’t usually have time to offer breakfast
3
All of the above
4
None of the above
76
15. In general, would you say this child’s health status is:
1
Excellent
2
Very good
3
Good
4
Fair
5
Poor
16. Does this child need or use more medical care, mental health, or education
services than is usual for most children of the same age? (Please mark one
answer.)
1
Yes
2
No Æ skip to end of last page. Thank you.
3
Don’t KnowÆ skip to the last page
1
Yes
2
No
3
Don’t Know
77
18. If #17 is Yes:
Is this a condition that has lasted or is expected to last 12 months or longer?
(Please mark one answer.)
1
Yes
2
No
3
Don’t Know
Thank you very much for taking the time to answer these questions. Please give
these pages to assistants at the last station of the multi modal screening.
Your responses will be used to help programs and services for the health and
nutrition of children and families in Tillamook.
Please be sure to stop at the nutrition station if you have questions about child
nutrition, or if you would like to pick up some handouts about food and nutrition.
78
Appendix B
USDA 6-Item Subset (Short Form) of the 12-month Food Security Scale
– Questionnaire
These next questions are about the food eaten in your household in the last 12 months
and whether you were able to afford the food you need. Please circle the answer that best
describes your household.
Q1 The food that I bought just didn't last, and I didn't have money to get more. Was that
often, sometimes, or never true for your household in the last 12months?
[ 1 ] Often true
[ 2 ] Sometimes true
[ 3 ] Never true
[ 4 ] Don’t Know
Q2 I couldn't afford to eat balanced meals. Was that often, sometimes, or never true for
your household in the last 12 months?
[ 1 ] Often true
[ 2 ] Sometimes true
[ 3 ] Never true
[ 4 ] Don’t know
Q3 In the last 12 months, since (date 12 months ago), did you or other adults in your
household ever cut the size of your meals or skip meals because there wasn't enough
money for food?
[ 1 ] Yes
[ 2 ] No (GO TO 5)
[ 3 ] Don’t know (GO TO 5)
79
Q3a If you answered yes to the last question, how often did this happen --almost every
month, some months but not every month, or in only 1 or 2 months?
[ 1 ] Almost every month
[ 2 ] Some months but not every month
[ 3 ] Only 1 or 2 months
[ 4 ] Don’t know
Q4 In the last 12 months, did you ever eat less than you felt you should because there
wasn't enough money to buy food?
[ 1 ] Yes
[ 2 ] No
[ 3 ] Don’t know
Q5 In the last 12 months, were you ever hungry but didn't eat because you couldn't afford
enough food?
[ 1 ] Yes
[ 2 ] No
[ 3 ] Don’t know
80
Appendix C
No ÆGo to Question 2
No Æ Go to Question 2
1b. Is this a condition that has lasted or is expected to last for at least 12 months?
Yes
No
2. Does your child need or use more medical care, mental health or educational
services than is usual for most children of the same age?
No ÆGo to Question 3
No ÆGo to Question 3
2b. Is this a condition that has lasted or is expected to last for at least 12 months?
Yes
No
3. Is your child limited or prevented in any way in his or her ability to do the things
most children of the same age can do?
81
No ÆGo to Question 4
No ÆGo to Question 4
3b. Is this a condition that has lasted or is expected to last for at least 12 months?
Yes
No
4. Does your child need or get special therapy, such as physical, occupational or speech
therapy?
No ÆGo to Question 5
No Æ Go to Question 5
4b. Is this a condition that has lasted or is expected to last for at least 12 months?
Yes
No
5. Does your child have any kind of emotional, developmental or behavioral problem for
which he or she needs or gets treatment or counseling?
No
5a. Has this problem lasted or is it expected to last for at least 12 months?
Yes
No
82