Modernization and Rostow
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The Real Washington
Consensus
Modernization Theory and the
Delusions of American Strategy
Charles king
A
mong American foreign policy whisperers and assessors of the
state of the world, no one had a more checkered reputation
than Walt Rostow—academic economist, influential author,
adviser to presidents, and, as the U.S. diplomat Averell Harriman once
called him bitingly, “America’s Rasputin.” In the administrations of Pres-
idents John F. Kennedy and Lyndon Johnson, nearly every strategic
move Rostow advocated turned out to be wrong, from escalating the
commitment of U.S. combat troops for South Vietnam to rejecting peace
talks with the North Vietnamese. Since he continued to defend those
positions after most other people had concluded they were mistakes,
his name became a byword for a specific kind of Washington virtue:
offering terrible advice but at least doing so consistently. “[Zbigniew]
Brzezinski aspires to be the Henry Kissinger of this administration,”
the historian Arthur Schlesinger, Jr., noted in his diary in May 1978 as
the administration of President Jimmy Carter was developing a harder
line toward the Soviet Union. “I fear he will end up the Walt Rostow.”
But before Rostow became a punch line, he was a thinker. Despite
his policy errors and his diminished status inside the Beltway, his ideas
and worldview lodged themselves deep inside the collective unconscious
of the American foreign policy establishment—and remain there today,
although sometimes in ways that are hard to see at first.
Rostow had come into the White House from the Massachusetts
Institute of Technology after publishing the must-read foreign policy
book of 1960, The Stages of Economic Growth. Around the world, the
Soviet Union was peddling a seductive model of development, one built
from a one-party dictatorship, state monopolies, and five-year plans. To
Rostow, the West desperately needed its own theory for how societies
evolve, a coherent set of principles translatable into a practical blueprint.
It should be drawn not from airy Marxism, he believed, but from con-
crete history: the pathway that Western Europe and North America
had already trod from the Enlightenment onward. In his book, Rostow
offered a framework for how U.S. foreign policy could spur economic
and social change abroad, especially in what was then known as the Third
World. Countries develop in predictable stages, he argued, from precon-
ditions for growth to economic takeoff, toward the goal of a modern
consumer society. The trick was to accumulate the capital, know-how,
and—crucially—Western values that would allow takeoff to occur.
Rostow’s book was where many readers first encountered what
came to be called “modernization theory.” On Rostow’s reading of the
historical evidence, politics, economics, and mentalities came bundled
together. Modern economies were impossible without modern minds,
which in turn formed the habits of playing by the rules and respect-
ing abstract institutions that were fundamental to democracy. Some
of those ideas ran back to early social scientists such as Max Weber
and Émile Durkheim and would be elaborated by many of Rostow’s
contemporaries, such as the American sociologist Talcott Parsons.
But Rostow’s aim was more than academic. Fighting communism in
theory was the first step toward countering it in practice. To make
that point, he gave his book an unsubtle but memorable subtitle: “A
Non-Communist Manifesto.”
After reading The Stages of Economic Growth, an American could come
away convinced that global poverty and economic development were
88 foreign affairs
The Real Washington Consensus
challenges on par with the arms race. Rather than thinking of foreign
affairs as merely a grand chessboard, Rostow insisted, U.S. policymakers
should aim the country’s resources at jump-starting other countries’
internal evolutions—a process that would essentially reverse-engineer
the route to success that the United States and other industrialized
societies had traversed since the eighteenth century. In the end, most of
the assistance programs that were born in Rostow’s era, from the Peace
Corps to the U.S. Agency for International Development (USAID), bore
his stamp. But in the drive to bring the Third World up to the level of
the First, Rostow believed, Americans could take comfort in one deep
truth: that ultimately history, common sense, and human nature were
on their side. Consumerism would enable social transformations that,
sooner or later, would increase the likelihood of global convergence with
the values, interests, and preferences of the United States.
For more than half a century, the worldview that Rostow articu-
lated has remained a mainstay of American thought at the intersec-
tion of foreign policy and political economy. It still influences foreign
aid programs and democracy assistance. It is evident in Americans’
sense of strategic disappointment and bafflement—at the direction of
Russia since the end of the Cold War, at the resurgence of right-wing
nationalism among European allies, at the renewed appeal of non-
alignment among middle powers and poorer countries. The tenets of
modernization theory even inform the analysis of domestic politics in
the United States. Seven years after the numb bewilderment of election
night 2016, American liberals and moderate conservatives still view
the phenomenon of Donald Trump as an atavistic throwback to what
Rostow called “traditional society”: regional economic backwardness,
social stagnation, and, as he put it, “the inaccessibility of modern sci-
ence, its applications, and its frame of mind.”
More than any other intuition or outlook, modernization theory
still has the greatest claim to being a genuine Washington consensus.
“U.S. foreign policy is rooted in a belief that the way to lasting peace
and prosperity is actually to integrate diplomacy, defense, and develop-
ment, the three Ds,” the USAID administrator, Samantha Power, said
during a trip to Fiji in August. Yet in an age of renewed superpower
competition and global realignments, the task for American thinkers
and doers is to reimagine what is taken for granted about how societies
work internally, how they change, and how—even whether—external
actors can influence the process.
90 foreign affairs
The Real Washington Consensus
given way to modern cities and states, Morgan noted. In the process,
human societies all seemed to travel through the same waypoints.
He named these stages “the savage,” “the barbarous,” and “the civi-
lized.” Each had its own qualities of language, religion, and behavior:
how to express abstract ideas of time, say, or whether the weather
was produced by capricious gods or discernible patterns of heating
and cooling. Moreover, these stages were comparable across cultures:
peoples at the same stage of history did things more or less the same
way. What his Haudenosaunee neighbors had
experienced was not so much displacement or
disaster, he concluded, as their own process of The task for
slouching toward civilization, a development American thinkers
that had been accelerated, for good and ill, by
their encounter with white Americans farther
and doers is to
along the same human highway. reimagine how
Morgan would turn out to have an outsize societies change.
influence on science and the public under-
standing of social difference, both in the United States and abroad.
Charles Darwin quoted him. Karl Marx jotted down notes on his ideas.
The Smithsonian Institution made Ancient Society required reading for
its research staff, and his findings would inform government policy on
forced Native American assimilation. When the Library of Congress
opened its domed Thomas Jefferson Building in 1897, designers were
so taken with Morgan’s framework that they literally carved it in stone.
The building’s window arches featured keystones in the shape of male
heads representing Morgan’s understanding of the principal types of
humanity. On the front were civilized Europeans and their diaspora,
looking out toward the U.S. Capitol. Barbarous Chinese, Japanese, and
Turks wrapped around the sides. Savage Africans and Melanesians were
relegated to the back. It was a graphic illustration of the principal stages
of human development as white Americans perceived them at the time.
(And it is still on display today.)
Morgan’s outlook on society was evolutionary. It was perfectly pos-
sible for a human community to move from the back of the Library
of Congress to the front, as it were, given enough time and effort. No
race or culture was stuck in one natural station. That claim, however,
set Morgan and his followers apart from another powerful strain of
American thought: one that, by the early twentieth century, was quickly
becoming the dominant way of analyzing national greatness and decline.
92 foreign affairs
Charles King
A THEORY OF EVERYTHING
Walt Rostow was born the same year The Passing of the Great Race
appeared. His father, Victor Rostowsky, had been the publisher of an
underground socialist newspaper in Odessa, which was then a Rus-
sian imperial port. Like other Russian Jewish activists at the time,
he escaped the tsarist police by sailing, steerage class, for New York,
shortening the family name along the way.
He made sure his three sons were unmistakably American. Walt was
named for the poet Walt Whitman, and his two brothers for the socialist
Eugene Debs and the essayist Ralph Waldo Emerson. The household
sparkled with ideas and debate. Grand speculations about human nature,
the tides of history, and the possibilities of government were traded across
the dinner table. Not long after enrolling as an undergraduate at Yale
at the age of 15, Rostow had already come around to the concerns that
would drive his professional life. “I would work on two problems,” he later
remembered. “One was economic history and the other was Karl Marx.”
In ways that might be less apparent today, both interests were infused
with scholarly ambition as well as practical urgency. Rostow had grown
up in a country that had ready-made answers to the great problems in
the social sciences. They were confidently on display in school curricula,
in natural history museums, and in the everyday hierarchies of segregated
water fountains, streetcars, and movie theaters—the visible world justified
by widely accepted theories of racial civilization and timeless barbarism.
But Rostow’s own lifetime had seen these truths begin to crumble.
The rise of the Nazis had shown the real-world consequences of a coun-
try’s remaking its government according to a warped theory of history.
The American eugenics movement began to ebb. American children,
schooled since the 1890s to recite the pledge of allegiance by stretching
out the right arm toward the flag, a gesture known as the Bellamy salute,
were quietly instructed to place hands on hearts instead.
In 1936, a Rhodes scholarship to Oxford allowed Rostow to witness
another country’s response to the rise of fascism. He also began to
research a case study that he felt contained the keys to social change:
an analysis of how the first modernizer, Great Britain, had wrenched
itself from an agricultural economy into an industrial one without
succumbing to dictatorship.
After earning a Ph.D. in economics at Yale, Rostow joined the war
effort as a bombing analyst for the Office of Strategic Services, a job
that would later have a profound, and horrific, impact on his approach
94 foreign affairs
The Real Washington Consensus
correct way,” he wrote. Yet in all the societies he had surveyed, from the
nineteenth-century vanguard of industrialization such as Great Britain
and France, to later modernizers such as Japan and Russia, to countries
straining to catch up, such as Turkey and China, there was a “unifor-
mity” in the pathway to development that sprang up from the historical
data. In short, countries move from traditional society to “maturity”
96 foreign affairs
The Real Washington Consensus
The difference in Rostow’s own day, however, was the rapidity with
which other countries were doing the same thing. The principal prob-
lem for the future was how to ensure peace in a coming age of what he
called “the diffusion of power.” If current trends followed the past as he
understood it, the coming world would contain many more countries
that had become full adults. “It is fairly safe to predict that, by 2000 or
2010 . . . India and China . . . will be, in our sense, mature powers.” The
idea of a bipolar world was already an illusion by the time he sat down
to write, Rostow believed. No countries were mere spectators in the
competition between the United States and the Soviet Union. It would
become an even dimmer fantasy, he predicted, in decades to come.
Once he went into government—in the Kennedy White House, then
the State Department, then as Johnson’s national security adviser—
Rostow was an engine of memos, slogans, and proposals. “Walt can
write faster than I can read,” Kennedy once said, apparently not as a
compliment. Rostow’s career rested on the accidental coming together
of intellect and experience: in political economy and, during World
War II, in bomb targeting. His opinions on both would shape an entire
era in U.S. foreign policy, from the creation of a federal infrastructure for
overseas development assistance to the escalation of the war in Vietnam.
After leaving government in 1969, he spent the next several decades
totting up the good calls and the bad ones—the former his, he believed,
the latter those of defeatists who failed to understand the mechanics
of history. The Vietnam War had been a victory for the United States
and a benefit to the world, he argued. It had successfully staved off
communism long enough for capitalism to take off across much of Asia.
As time went on, the only person who seemed to be convinced by that
line of reasoning was Rostow himself. Like Morgan, Grant, and even
the Marxists he battled throughout his career, Rostow had succumbed
to the occupational hazard of embracing big history. The long run only
comes into view when you ignore the nearer miseries.
98 foreign affairs
Charles King
There was no reason to believe that the early modernizers had any
advantage in this regard, or to expect that they would also be in the van-
guard of finding ever newer frontiers to breach. “Babies, boredom, three-
day weekends,” the steady “increase in real income”—his worry was that,
in fully modern societies, all these things would one day soon lose their
charm. In knowing more about how the stages of growth played out in
different settings, Americans might at last be able to see more clearly
how diverse societies “have, in different ways, organized themselves for
growth without suppressing the possibility of human freedom.” At the
core of Rostow’s thinking was a set of humanistic commitments that
contrasted wildly with the cruelty of his policy advice—the source of the
most famous quip about him, that he was “a sheep in wolf ’s clothing,”
a phrase attributed to the writer and government official Townsend
Hoopes (although no evidence seems to exist that anyone ever said it).
Rostow knew that once a country becomes modern, things can still
go terribly wrong. “Billions of human beings must live in the world, if
we preserve it,” he wrote in the final paragraphs of The Stages of Economic
Growth. “They have the right to live their time in civilized settings,
marked by a degree of respect for their uniqueness and their dignity.”
“The United States will work pragmatically with any partner willing
to join us in constructive problem-solving, reinforcing and building new
ties based on shared interests,” the 2022 U.S. National Security Strategy
declared. But pragmatism is what states call a theory they would rather
not talk about, and it comes at a cost. In the absence of some broad
understanding of what drives social and political change, the United
States will continue to lurch from one crisis to the next, overburdened
as a great power yet underemployed as a leader—one that may be in
relative decline but that still has the awesome power to define global
priorities, mobilize coalitions, and serve as the closest thing the world
has to a planetary voice for cooperation, justice, and human survival.
All these roles depend on the United States’ own pathway through
modernity, where the forces of change are no different from those at
work in other countries. Immigration and shifting demographics will
alter the public assessment of vital interests abroad. Income inequality
will fuel new waves of populism. Affective polarization—the sense
among voters and their leaders that the other side is not merely wrong
but malicious—will present problems for the peaceful transition of
power and the respect for national institutions, especially in what
has effectively become a federation of one-party states. An electoral
system blatantly corrupt by the standards of other established democ-
racies, awash in private money and with weak mechanisms of internal
reform, will embolden authoritarians who promise to destroy it all
in one cleansing fire.
Being explicit about the way the world works is not an academic
luxury. It is a way not just of forecasting the future but also of hedg-
ing against it—a tool for contingency-proofing, to the degree possible,
a great power’s global vision against the domestic developments that
could bring everything crashing down. Rostow believed history had
demonstrated that every society can get to a specific point of human
development, irrespective of language or culture. But he had no illusions
that things ended there, not even for the pioneers of high consumption
such as France, the United Kingdom, and the United States. Once
modernity became the taken-for-granted way of organizing the globe,
once scarcity had been lessened and minds opened, further stages of
development—hopeful ones as well as disasters—lay ahead. Modern-
ization theory offered no comfort about what these stages might be.
Surveillance capitalism, weaponized interdependence, the rise of artifi-
cial intelligence? Now, Rostow might have said, you take it from here.