(Historical Materialism Book - 322) Kaveh Boveiri - Marxian Totality - Inverting Hegel To Expound Worldly Matters-Brill (2024)
(Historical Materialism Book - 322) Kaveh Boveiri - Marxian Totality - Inverting Hegel To Expound Worldly Matters-Brill (2024)
Historical Materialism
Book Series
Editorial Board
volume 322
By
Kaveh Boveiri
leiden | boston
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∵
Contents
Acknowledgements ix
Prologue 1
2 On Hegel’s Totality 17
1 Totality in the Doctrine of Being 17
2 Totality in the Doctrine of Essence 18
3 Totality in the Doctrine of Notion 21
4 Conclusion 26
3 On Lukács’s Totality 29
1 Conclusion 39
4 On Kosík’s Totality 41
1 Totality: Concrete and Pseudo-concrete 42
2 Totality and Objectivity 47
3 Objekt-Gegenstand: Marx’s Distinction 48
4 Objectivity in Kosík: Conceptual-Lexical Discussion and Its
Implications 50
5 Praxis, Labour, Care, and Totality 57
6 History and Totality 64
7 Factor Theory, System, Structure, and Totality 68
8 Criticism of Kosík 70
9 Conclusion 75
6 The Relationship between the Grundrisse and Capital and between the
Method of Enquiry and the Method of Exposition 144
1 The Roots of the Thesis of a Rupture in Marx’s Works 145
2 The Idea of a Rupture between the Grundrisse and Capital 148
3 The Alternative Reading 151
4 Conclusion 162
Epilogue 166
Marx is recognised as the most important thinker of our epoch, not only by
a public medium like the bbc (1 October 1999), but also by more science-
oriented sources such as Nature (6 November 2013). A survey made by the Arts
& Humanities Citation Index for the period 1993 to 2000 puts Marx’s works as
the first among the ten most cited sources – the Bible comes fifth! We do not,
however, witness the positive effect of his standpoint in our daily life; much
worse, parts of the self-proclaimed left take conflicting positions on major
issues – the question of whether the United Kingdom should leave EU, the
question of participation in the 2017 US elections, or the more recent conflict
between Russia and Ukraine are just a few examples. That there should be some
theoretical agreement that could provide social-practical orientation seems
evident. It is equally needless to emphasise the need for some common general
methodological agreements on which these particular theoretical agreements
rely. It has been argued that Marx’s ambition was to theorise the capitalist mode
of production as a totality, instead of offering a prescription for how that total-
ity might be ‘corrected’. The fulfilment of this ambition has been left to other
writers who came after him.1 The current work follows that path. This book has
as its aim to introduce some common theoretical ground by showing a method-
ological dialectical consistency on the conception of totality in Marx’s works:
between the works of the young and the mature Marx on the one hand, and
between two works by the mature Marx, namely the Grundrisse and Capital,
on the other.
It is therefore composed of three parts. Following a broadly recognised clas-
sification suggested by the Czech philosopher Karel Kosík in his book The Dia-
lectic of the Concrete, published in 1966, Chapter 1 of the first part sets the scene
by discussing two misconceptions of totality. The first section of this chapter
evaluates the first misconception of totality (the atomist-rationalist conception
which prioritises the parts over the whole) through a detailed elaboration of
the work of the best representative of this misconception, namely Ludwig Wit-
tgenstein’s Tractatus Logico-Philosophicus. The second section examines the
second misconception (the organicist and organicist-dynamic conception of
totality, which prioritises the whole over the parts) by examining the work
of Schelling and Othmar Spann. The demonstration of the shortcoming of
these two misconceptions leads the discussion to the second chapter, where
1 Jameson 2011, p. 3.
totality via categorial movement, albeit with hardly any direct reference to this
by name. The analysis of this movement is presented in section v. While sev-
eral studies have discussed the conception of totality, hardly any have fully
considered its development in Marx’s works. With this, the examination of
Marx’s treatment of the conception of totality in Marx’s works is accomplished.
Although I hope that by this point the work has already made a new contribu-
tion to the existing literature on Marxian methodology, it does not stop there.
Chapter 6, in Part iii, addresses the second lacuna in Kosík’s account. The point
is that, although Kosík underlines the necessity of distinguishing the method of
inquiry and the method of exposition, he does not recognise this distinction in
Marx’s works. By referring to the last two sections of Chapter 5, this last chapter
of the book advances a response to the longstanding problem in Marxist liter-
ature about the relationship between the method of inquiry and the method of
exposition. It will be argued that, contrary to what Alex Callinicos2 and Jacques
Bidet3 claim, there is no rupture between the Grundrisse and Capital; rather, the
former is an example of the method of inquiry, while the second exemplifies
the method of exposition. It will be established that these two are related to
each other as two moments embraced in the overall method of investigation.4
Three basic concepts of the whole, or totality, have appeared in the history
of philosophical thinking, each based on a particular concept of reality
and postulating corresponding epistemological principles:
(1) the atomist-rationalist conception, from Descartes to Wittgenstein,
which holds reality to be a totality of simplest elements and facts;
(2) the organicist and organicist-dynamic conception which formalizes
the whole and emphasizes the predominance and priority of the
whole over parts (Schelling, Spann);
(3) the dialectical conception (Heraclitus, Hegel, Marx) which grasps
reality as a structured, evolving and self-forming whole.1
This passage constitutes the guiding line of this book. Each of the two sections
of this chapter elaborates on one of the first two conceptions. Sentences 1 and
2 are each turned into a section. The rest of the book will elaborate on the third
conception.
ensemble of the uncombined parts, which turns into the whole through the
mediation and determination of the parts. Put differently, insofar as a whole is
not constructed ab extra, it comes into being through the mediation and the
determination of its parts.
In referring to Wittgenstein, Kosík has in mind, of course, the early Wit-
tgenstein of the Tractatus.3 Here, I first elaborate on the conception of totality
through its critical analysis in the Tractatus and through the analysis of what
Kosík ascribes, without any further elaboration, to this category; I then criticise
a Tractarian conception of totality that goes beyond what Kosík invokes in his
book, still according to a dialectical conception.
The opening passages of Tractatus imply the notion of totality: ‘The world
is all [alles] that is the case’ and then ‘The world is the totality [Gesamtheit] of
facts, not of things’ (§1).4 Totalities are not over and above the facts, and the
uncompounded facts [Sachverhalten], and the relationship between facts and
statements of facts, is the primary question of Tractatus. It has been argued
that Wittgenstein takes the relationship between facts and sentences as being
analogous to a ‘phonograph record–sound recorded’ relationship.5 The same
relation exists also between a sentence and what it is composed of; that is,
the meaning of its components determines the meaning of the sentence. This
is equally true of the world and its components as of atomic facts: the com-
plete description of the world hinges on the description of all atomic facts. The
nature of this determination is such that the totality is determined by the indi-
vidual facts. Through this method of construction or generation, as Bertrand
Russell puts it,6 the totality of propositions is constructed through atomic pro-
positions. The totality is then built up through amalgamation of the blocks.
This is also how objects, potentially recurrent experiential universals, form
atomic facts, the totality of which is the world (§2.04). Similarly, the immediate
combination or concatenation of names builds up an elementary proposition
(§2.421).
Wittgenstein then introduces the hierarchy of the components of the world,
namely, Tatsachen, Sachverhalten, and facts. The world is composed of Tat-
sachen, Tatsachen are composed of Sachverhalten, and Sachverhalten are com-
3 The discussion presented here regarding Wittgenstein’s conception of totality may be criti-
cised on the ground that, for instance, the logical independence discussed here does not really
mean independence. Such a sweeping criticism would, nonetheless, make an elaboration on
Kosík’s view barren.
4 All the quotations from the Tractatus Logico-Philosophicus (Wittgenstein 1922) refer to the
text by numbered proposition. Translations are modified when necessary.
5 Moore 2005, p. 91.
6 Wittgenstein 1922, p. 4.
6 chapter 1
posed of facts (§4.2211). We also have a hierarchy of propositions: the one that
entails says more than the one that is entailed; it is, so to speak, richer. This
determination by the parts imputing themselves to the wholes is reiterated in
a work that appeared several years after Tractatus. There it is claimed that the
logical form of each entity is determined by its two determinants: the sentence,
along with the mode of projection which projects reality into the sentence.7
Hence we have a bottom-up building of propositions. This demarcates the hier-
archy of parts over wholes. This determination and superiority of parts over the
whole is also asserted on other occasions: if a proposition has no sense ‘it is only
because we have failed to give sense to some of its constituent parts’ (§ 5.4733).8
The constituent parts of a proposition thus make a proposition sensed or sense-
less, possessed of a sense or lacking one. Through the meaningfulness of names
and the sensefulness of elementary propositions, the scaffolding of the world
is presented by logic; we also thus know how it is connected with the world
(§6.124).
After this brief sketch of the notion of totality in Tractatus, in which we take
our cue from Kosík’s scanty reference to the first conception of totality, in what
follows I attempt to distinguish the Tractarian totality from a dialectical one.
To begin with, it should be noted that Wittgenstein’s view does not totally
lack any hint of a dialectical picture of totality. As if he himself were aware
of the problem of a static picture of reality or the world, he makes statements
such as the following: ‘One name stands for one thing and another for another
thing, and they are connected together. And so, the whole [Ganze] like a liv-
ing picture [lebendes Bild], presents the atomic facts’ (§ 4.0311). There is still
a second case where a point similar to a dialectical conception of totality is
found in Tractatus: In §5.2 we read that the structures of propositions possess
internal relations to one another [internen Beziehungen]. Some things are thus
in connection with other things. This, along with the previous point – namely,
that the whole gives a living picture of the parts – is the moment at which the
Tractatus acquires an at least apparently dialectical aspect (pace Kosík). Non-
etheless, these points will be shown not to be watertight.
From a dialectical standpoint, one central problem with the Tractatus is not
that the parts determine the whole (the view criticised by Kosík as a reduction)
but the fact that there is no room for change. In the only places where Wittgen-
stein talks about change [Verwandlung], the word ‘replace’ will do just as well;
for example, instead of ‘change a constituent part of a proposition into a vari-
And so, too, a corpse seems to us quite inaccessible to pain. – Our attitude
to what is alive and to what is dead, is not the same. All our reactions are
different. – If anyone says: ‘That cannot simply come from the fact that
a living thing moves about in such-and-such a way and a dead one not’,
then I want to intimate to him that this is a case of the transition ‘from
quantity to quality’.11
This should not be taken to mean that I believe Wittgenstein remains loyal to
a dialectical conception of totality, or for that reason to dialectics in general.
Another flaw in Tractatus seen from a dialectical standpoint is the absence of
interconnectedness, another characteristic of a dialectical conception of total-
ity. Instead, we witness the mutual disconnectedness of facts in Tractatus, not-
withstanding the passage (§4.0311) where Wittgenstein claims that he wants to
preserve a living picture of reality. Take the following proposition for instance:
‘For each item can be the case or not the case, while everything remains the
same’ (§1.121). This is reiterated in §2.061: ‘Atomic facts are independent of one
another’. Once totalised, this mutual independence, according to which each
element can be true or false independent of whether the others are true or false,
impedes an organic interconnection between the whole and the parts. This is
in polar opposition to a dialectical conception of totality, according to which
there is an organic relationship between the whole and the parts, and between
the parts. This is a principal flaw in Wittgenstein’s conception of the totality,
but one on which Kosík does not elaborate.
Still another shortcoming that stems from Wittgenstein’s prioritising of the
parts over the whole is found in the priority he gives to the internal qualities of
objects, in contrast to the co-occurrences, sequences, etc. of objects. Accord-
ing to Wittgenstein, this is, in contrast to external qualities of the objects, the
determinant of the object, and these internal qualities are what enable us to
know an object (§2.01231). This demarcation of inner and outer qualities is also
different from a dialectical conception of totality, according to which things are
taken to be processes in inseparable relationship with each other, and a sharp
demarcation between inside and outside is baseless.12
One may also add Wittgenstein’s understanding of senseless pseudo-
propositions (§4.1272, §5.535). Although he maintains that mathematical pro-
positions, for instance, are also pseudo-propositions, since they are mere equa-
tions (§6.21), they are not senseless. The example he gives of propositions that
are in fact pseudo-propositions but also nonsensical [sinnlos] is interesting. As
is well known, ‘in itself’, ‘for itself’, and ‘for us’ are crucial dialectical terms not
only in Hegel but also in Marx. In the aforementioned article, he gives the fol-
lowing example as a senseless pseudo-proposition: ‘The Real, though it is an
in itself, must also be able to become a for myself.’13 Seen from a dialectical
perspective this becomes more peculiar when Wittgenstein takes this to be as
senseless a pseudo-proposition as ‘Red is higher than green’!14
To all this one may add the mystical character of the Tractarian concep-
tion of totality. Although Wittgenstein defends language in the name of reality,
and in this sense distinguishes himself from Kant, who defends language in
the name of appearance,15 the Tractatus’s conception of totality still retains a
12 One corollary of adopting such a standpoint is avoiding the dichotomy, or sheer demarc-
ation, of endo-consistence and exo-consistence, as put forward by Deleuze and Guattari
2005, p. 130.
13 Wittgenstein 1929, p. 162.
14 Ibid.
15 Glouberman 1980, p. 20.
two misconceptions of totality 9
strong hint of mysticism that leaves the totality of what is in the world indes-
cribable.16 Regarding this mysticism, Russell says that it stems from Wittgen-
stein’s doctrine of pure logic. According to this doctrine:
the logical proposition is a picture (true or false) of the fact, and has in
common with the fact a certain structure. It is this common structure
which makes it capable of being a picture of the fact, but the structure
cannot itself be put into words, since it is a structure of words, as well as
of the fact to which they refer.17
The unutterability of the structure of the possible picture given of the world is
the germ of the mysticism of the Tractatus, which turns objects into pseudo-
concepts: to say ‘x is an object’ is to say nothing.18 If this is so, then the gener-
ality and construction elaborated on by Russell are not general enough to talk
about things in general or about the world in its totality; being able to do so,
according to this approach, necessitates our going outside the world – which is
impossible.19 Wittgenstein’s mysticism is probably best expressed in § 6.45: ‘The
contemplation [Anschauung] of the world sub specie aeterni is the contempla-
tion of the world as limited whole [begrenztes Ganzes]. The feeling [Gefühl] of
the world as a closed whole is the mystical [das Mystische]’.
This mystical consequence also has its roots in the fact that according to
Wittgenstein the boundaries of logic and of the world coincide. You cannot
know anything beyond the boundary, nor can you know as a whole what is
within the boundaries, because to do so you have to be able to view the totality
from outside. As we will see in what follows, Kosík responds to this dilemma
by ascribing some characteristics to totality that permit us to know the total-
ity without having to know all its details, but rather through the contradictions
and the mechanism of the totality.
The only two candidates in human knowledge that seem, on the face of
it, endorsable by Tractatus are logic and natural sciences. As to logic, its pro-
positions are tautologies, and since they are analytic, they are uninformative,
they say nothing (§6.1), and they show only the formal properties of language
and the world (§6.12); therefore, they do not give knowledge. As to the nat-
ural sciences, Wittgenstein introduces one superstition and one delusion. The
superstition is related to the belief in a causal nexus (§ 5.1361), which is also
the problem of change elaborated on in the previous passages. The illusion is
to believe that the laws of nature explain natural phenomena (enunciating the
laws merely states the phenomena, and, like a tree stump, bears no explana-
tion); this is at the basis of whole modern view of the world (§ 6.371).
Both cases are then enmeshed with strong, unutterable solipsism, the indes-
cribability which is concomitant with mysticism. That the world is my world
brings the self into philosophy. The borders of my world are the borders of the
particular language I understand. The limits of my world, my microcosm and
the limits of my language are coincident. The reality is coordinated with this
solipsistic I, the metaphysical, philosophical subject that lies not in the world
but in its limit, and is not a part of the world (§5.62).
Wittgenstein makes use of a paradoxical pun by logically describing the
totalities that are logically indescribable; he thus provides us with sentences
that are ‘strictly nonsensical according to the very doctrine that they pro-
pound’.20 This is of course the paradoxicality that he admits at the end of
the book; nonetheless, those totalities remain ‘the subject-matter of his mys-
ticism’.21
If the criticism presented here is correct, then it follows that what Wittgen-
stein calls ‘the totality’ has hardly anything to do with the totality but is just the
sum total of the components of it. That totality will then remain an illegitimate
totality,22 because the colossal number of individual facts is determined empir-
ically.23 This position was criticised by Kosík, who reminds us that the facticity
of facts, to use his phrase, is not their reality, it is not per se revealing, unless
facts and totality are seen in dialectical relationship to each other. Put differ-
ently, neither totality nor reality ensues from the sum total of the facts. It may
not be wrong to say that to the Wittgensteinian dictum ‘of what one cannot
speak, one must be quiet’, a dialectical conception of totality would respond –
and that this might be akin to what the German sociologist Norbert Elias means
when he says that ‘of what one cannot speak, one would search’.24 But before
going into the details of such a conception, let us first turn to the second con-
ception of totality in Kosík’s classification.
whole over, or at the expense of, the parts: ‘Inasmuch as all parts of an organic
whole carry and support each other, this whole must have existed prior to its
parts. The whole is not inferred from the parts, but the parts had to spring from
the whole’.28
In other passages, Schelling introduces totality in close relationship with
identity. Both totality and identity are what generate perspectives. Viewed from
the perspective of totality, the Universe is God; viewed from the perspective of
identity God is Universe.29 What is more, the expression of totality is limited
to human beings, because unlike animals their expression is not limited to par-
ticularity.30
With that said, a distinction is to be drawn with regard to Schelling’s dis-
cussion of totality that is absent in Kosík’s discussion. While totality is intro-
duced as the product of ‘the apposition of plurality to unity and the apposition
of unity to plurality’,31 according to Schelling this is true only about relative
totalities. ‘God’, for instance, as an absolute identity, is also immediately ‘abso-
lute totality, and vice versa’,32 but in this absoluteness there is not multiplicity;
instead there is only simplicity. Nonetheless, if it is the mega-totality in which
and through which all relative totalities, complex as they are, find their exist-
ence as well as their cognisability or intelligibility, then oddly enough all these
relative totalities that are complex find all this in what is itself not complex but
simple! Hence, any existence of the individual outside the absolute totality is
the result of mere arbitrary separation.
What is more, true totality seems to be found more in mythology than in
philosophy. Here Schelling introduces the subject matters that lie outside the
reach of philosophy, and to which it does not have any relation. The first are the
things without any essential actuality to themselves; the second group com-
prises things that are corrupt and distorted, since only the original things have
meanings in philosophy; and a third matter in which philosophy cannot find
and know itself is that which is boundless, that is, without end. But mytho-
logy as the true totality, as ‘the original product of the consciousness striving
to restore itself’, is self-completing and self-conclusive, ‘something complete,
something held in certain limits, a world for itself’. The fourth set of things
28 Schelling 1927b, p. 279 (quoted in Kosík 1976, pp. 34–35, emphasis added).
29 This is developed in Schelling 1989, p. 15. Such enunciations suggesting non-identification,
one may add, could permit Hegel to ridicule Schelling’s Absolute, drawing an analogy
between this term and a night in which all cows are black (Hegel 1980, p. 22).
30 Cf. Schelling 1989, p. 183: ‘[Animals] appear as particular precisely because they do not
express the totality, which appears only in human beings’.
31 Schelling 1980, §41, p. 227.
32 Schelling 1989, p. 24.
two misconceptions of totality 13
opposed to totality are the things that are dead and stagnant, but mythology as
‘the highest human consciousness’ overcomes its contradictions and proceeds
based on its immanent laws.33
A few points are noteworthy regarding this discussion. One is the difficulty
that this conception faces in understanding the totality discursively. The reason
for this is that totality for Schelling, as for Spinoza, implies a certain spatial-
ity, but this spatiality is to be in harmony with infinite absolute totality. The
impossibility of this synthesis makes it such that any ‘discursive understand-
ing’s conceit of totality is a lie’.34 The same difficulty is also seen in Othmar
Spann, another figure who commits to this conception of totality, since for him
too the concept of the world as a whole lies beyond man’s reach.35 This stand-
point is targeted by Hegel in the Phenomenology of Spirit: as the coming-to-be
of science, this book, Hegel says, does not have the smallest similarity with ‘the
rapturous enthusiasm which, like a shot from a pistol, begins straight away with
absolute knowledge, and makes short work of other standpoints by declaring
that it takes no notice of them’,36 and neither does it endorse revelation, as is
the case in Schelling’s Positive Philosophy.
The second point, hinted at previously, is that Kosík ignores the distinction
Schelling draws between relative and absolute totality. For instance, Schelling
writes: ‘Relative totality does not subsist in itself, but only the absolute totality
does’.37 To say that only the wholes exist and the existence of parts is dependent
on the existence of the wholes means that even relative totalities are depend-
ent on the absolute totality; it is this totality for which all the simultaneity of
all potencies holds, which is not true about relative totalities. This absolute,
unconditioned totality, or God, is the one to which all existence belongs.38
The third point regarding Kosík’s discussion of Schelling is that he ignores
the fact that Schelling does actually approach the third classification at one
point in his philosophy, namely, his philosophy of art. Take the following pas-
sage as an example: ‘They [god figures] necessarily constitute a world in their
own turn collectively, one in which everything together is mutually determined,
an organic whole, a totality, a world’.39 Although pre-eminence is still ascribed
to the whole, as can be seen, the point that there are nonetheless some roles
for the parts is recognised here.
Such a misconception regarding totality is attributed to Marx by some con-
temporary thinkers. This is the case with Paul Paolucci, for instance, who in his
book Marx and the Politics of Abstraction writes:
While Paolucci rightly criticises the first conception of totality presented here,
he does not go farther than the endorsement of the Schellingian-Spannian
standpoint criticised by Kosík. What Marx invokes is a totality in which the
whole and the parts have a dialectical relationship in that they co-constitute
each other. The word ‘first’ underscored by Paolucci and ascribed to Marx can-
not be accommodated by the particular conception of dialectics that will be
developed in the following chapters. This ‘first’ is a reiteration of the ‘prior’ we
earlier saw in Kosík’s passage in which he specifies a dialectical approach.
3 Conclusion
But before turning to the following chapter let us review some of the sociopol-
itical implications of these two conceptions. While it may not be difficult to
infer an asocial atomistic individualism from an atomistic conception of total-
ity, the upshot of which is on the one hand the non-existence of society,41 as
articulated by Margaret Thatcher, and on the other the right to pursue indi-
vidual happiness as found in the American Constitution, neither is it difficult
to see how the second conception of totality leads to despotic regimes in gen-
eral and fascism in particular. If the whole is to be prioritised over the parts
not only epistemologically but also ontologically, with generalisation, the same
may be said about a society and the individuals composing that society. Would
it then be too far-fetched to infer that one consequence of such an approach
would be the endorsement of despotic regimes? Although this may not be
explicit in Schelling, Karl Polanyi insightfully demonstrates such a relation-
ship in the doctrine of the Austrian philosopher Othmar Spann, another pro-
ponent of such a conception. In ‘Othmar Spann, the Philosopher of Fascism’,
Polanyi highlights the ‘Master-key role’ that the conception of totality plays in
Spann’s endorsement of Fascism. If single ideas, single facts, and single indi-
viduals are taken to be the articulations of totalities in these different realms
– namely, cognition, existence, and society – and causation is also to be gotten
rid of, as argued by Spann, the riddle of his endorsement of Fascism would be
explained. In Der wahre Staat, Spann develops the elements of the predomin-
ance of whole, nation, society, etc. over individuals, and advocates ‘the model
of a non-democratic, hierarchical, and corporatist state as the only truly valid
political constitution’.42 Nonetheless, Polanyi finds a ‘functional and corporat-
ive organization of society’ more adequate to its essential nature, in contrast
to what can be a consequence of the atomistic conception, in which isolated
individuals independent of one another are society’s basic constituents. But
the question would be: What forces us to put ourselves to commit to this inev-
itable binary choice between individualistic laissez-faire of capitalism on the
one hand, and the endorsement, even a partial one of the kind made by Pola-
nyi, of the corporative society, in the illusion that it can be simply functional,
rather than outright fascistic or despotic?43
This is one of the pivotal questions of this book. The answer lies, I believe,
in adopting a Marxian conception of totality that avoids the dilemma presen-
ted here, as well as several other pitfalls that will be presented in the following
chapters. Such a Marxian conception of totality will be full developed by the
end of this book. By adopting such a conception of totality one can look for-
ward, with Marx, to the day when ‘human progress [will] cease to resemble
that hideous pagan idol who would not drink the nectar but from the skulls of
the slain’.44
42 Tudor. Spann did not realise that such an approach can affect his own individual life: he
was expelled from the party owing to minor disagreements. See Klemperer 1968, pp. 204–
5.
43 Polanyi 1934, p. 7. Polanyi’s short text does not explicitly endorse the dialectical concep-
tion of totality presented in this book.
44 Marx 1979, p. 222.
16 chapter 1
With this note, and after the development of the two phrases by Kosík intro-
duced at the beginning in this chapter into a brief clarificatory overview, we
turn to the third conception of totality, that is, the dialectical conception. This is
one of the bedrocks of the work at hand. In the next chapter, we will undertake
a discussion of Hegelian totality, examining its relation to the Marxian dialect-
ical conception. And by examining Kosík’s third classification – the dialectical
approach to totality – we will find that the misunderstanding of this dialectical
conception is not limited to non-Marxist thinkers, but that there are also Marx-
ist thinkers who have failed to appreciate it – as was the case with Paolucci’s
reading, hinted at above.
chapter 2
On Hegel’s Totality
Hegel discusses totality mainly after the Doctrine of Being. The reason is not
difficult to grasp when we remember that the categories in the following book
(namely, the Doctrine of Essence) are the result of mediation and are real-
ised through reflection, which is absent in the Doctrine of Being. Essence is
thus Being mediated by its self-negation. Owing to this characteristic, what
we have before the Doctrine of Essence is an ‘unmediated and presupposed
1 Kosík 1976, p. 24. This is a slightly modified version of a chapter published in Ferrer et al. 2020.
I would like to thank Editora Fundação Fênix and Diego Ferrer for their kind permission.
2 All the references to these works, unless otherwise specified, come from Hegel 1969b and
1969c.
3 Kant 1968, B111, p. 154.
4 Taylor 1995, p. 225.
5 And, one may add, most frequently referred to – more than three hundred times!
It is in coherence with the discussion of the previous section that at the begin-
ning of the Doctrine of Essence, Hegel speaks of the return of Being in its
totality into Essence and (at the end of the Logic) of a return to the beginning.16
The complex act of the subject matter [Sache selbst] conditions itself, and at the
same time it posits its conditions as ground against itself.17 To step into exist-
ence, the Sache selbst must have all its conditions at hand, which is tantamount
to its totality being posited as the groundless immediacy; ‘then the scattered
manifoldness recollects itself in the Thing itself’.18
Although Hegel refers to whole and part and to their relationship on numer-
ous occasions in the Logic, he allocates a particular part of the Doctrine of
Essence to this theme.19 This is, according to Hegel, the first moment of essen-
tial relationship, where both sides, so to speak, simultaneously and mutually
condition and presuppose each other. This first moment is followed by the
second moment of the essential relationship – that is, force and its external-
isation – then by the third moment of the internal and external relationship.
The reflected independence is here brought about through the reflection of the
unmediated independence in itself. Each side is a moment posited by the other
side and in negative unity with it.
Part and whole are both here existing, reflecting, and in immediate inde-
pendence, but their being posited in isolation is just a moment of their negative
unity. The whole makes the independence of the plurality of the parts, and the
parts are the realisation or instantiation of the whole, since they are merely the
means of the manifestation of the whole. Their independent reflected totality
is in fact relative, and this relativity is the product of the mediation of each in
the other.20 Through this negation, the parts are the same as the whole, but
only insofar as they are parts of that whole; similarly, the whole is the same as
the parts merely as the whole of the parts. While in Hegelian terminology the
parts are the same as the whole considered ‘as partitioned whole’ [als geteiltem
Ganze],21 one may say by generalisation that the whole is the same as the parts
considered as the ‘wholified parts’ [als geganzte Teile]. Thus, the primary neg-
ative unity, in which the immediacy of each side is mediated through the other,
is developed into reflective identity [Reflexionsidentität], or ‘reflected unity’
[reflecktierte Einheit].22
The parts have the whole as one of their moments in themselves.23 There is
nothing in the parts that is not in the whole, and vice versa.24 While the part in
18 Hegel 1969c, p. 122. My translation of the last part of the sentence (‘so erinnert sich diese
zerstreute Mannigfaltigkeit an ihr selbst’) is different from that of George di Giovanni: ‘…
then this scattered manifold internally recollects itself’ (Hegel 2010, p. 416). There are two
reasons for this: 1. ‘internally’ is added; and 2. Hegel says an ihr. Without this, ‘recollects
itself’ would be enough; with this, it is not.
19 Hegel 1969c, pp. 166–72.
20 Such an approach, taking into consideration both parts and whole in treating Hegel’s work
in general, is highlighted by Stephen Houlgate (Houlgate 2006, pp. 4 ff.).
21 Hegel 1969c, p. 169.
22 Hegel 1969c, p. 170.
23 See Hegel 1969c, p. 168.
24 Hegel 1969c, p. 169: ‘Es ist nichts im Ganzen, was nicht in den Teilen, und nichts
20 chapter 2
its stance before being for itself seems to be differentiated from the whole, once
it is for itself the part is the whole.25 This relationship is an inseparable iden-
tity in which the whole is the reflected identity and the parts are the various
pluralities of the whole. The whole is also the starting point of the parts, and so
too the parts are the starting point of the whole; each is in this way in essential
relationship with the other through self-negation, or with itself through nega-
tion of the other, and each then collapses into the other. In doing so, each side
constitutes both itself as well as the other side as the foundation [Grundlage]
of this relationship, and each is both conditioned [bedingte] and conditioning
[bedingende]: ‘This relationship is therefore the immediate contradiction and
sursumes itself in the very relationship’.26 This contradiction, which is no more
than the opposing tension in this relationship, which is immediately independ-
ent and relative, leads to the next moment.
The distortedness of the isolated consideration of parts and whole is not just
an epistemological question, in which parts are not fully understood without
considering the whole they constitute, and also the whole is in turn not a com-
prising whole unless seen as the whole of the parts. The relationship between
them is rather an ontological one, in which the differentiation and function-
ing of each hinges upon the existence and differentiation of the other. Each
of them, both part and whole, also has its independence through the other.
The part is independent as an independent part of a whole; the whole, in turn,
is independent as a whole comprising the parts. Each finds its independence
through the mediation of the other – that is, through interdependence.
In the Doctrine of Essence, the immediate totality as the illusion-totality
or pseudo-totality – in the form of ‘being for itself’,27 ‘negative being’,28 ‘being
closed in itself’,29 and merely ‘formal being’30 – is propelled through negation
to make ‘the totality of existence’.31 It is dichotomised into the two completely
in den Teilen, was nicht im Ganzen ist’. One can legitimately rebut that there is of course
something in the whole that is not in its parts, namely, their mode of combination. The
reason is that the same parts can be combined in different ways, thus constituting differ-
ing wholes, and those parts had it in them to combine in that way into the whole. At this
point, Hegel’s discussion is silent about such a question.
25 Hegel 1969c, p. 172.
26 Hegel 1969c, p. 167: ‘Dies Verhältnis ist daher der unmittelbare Widerspruch an ihm selbst
und hebt sich auf’.
27 Hegel 1969b, p. 146.
28 Hegel 1969b, p. 457.
29 Hegel 1969b, p. 373.
30 Hegel 1969b, p. 445.
31 Hegel 1969c, p. 132.
on hegel’s totality 21
expelling and dissimilar but also complementary worlds of the appearing and
the essential: the world that is in and for itself [die an und für sich seiende Welt]
and the apparent or phenomenal world [die erscheinende Welt]. While their
independence brings along the construal of the former by the whole and the
latter by the parts, their relationship puts each in the illusion [Schein]32 and
identity of both of these worlds.33 Both the independent wholes of existence
– where the apparent and phenomenal world is the ground for the world that
is in and for itself, and the world that is in and for itself is the ground for the
apparent or phenomenal world – are the expression of the world of which each
is a moment. The contradictory unity of the pseudo-totality of the Doctrine of
Being hence differentiates itself by relating itself to the differentiated moment
of itself that is the product of its negation and its realisation through external-
isation.
This externalisation and differentiation, in which the totality or the Sache
selbst itself is limited to the determination of form, has to internalise [erin-
nern] this differentiation.34 However, this cannot be done in the Doctrine of
Essence, in which the totality is mainly reflective. This propels this negativity
to sursume ‘the totality-less multiplicity of form and content determinations’.35
To free itself, the negation is propelled from the mediated but still incomplete
totality in the Doctrine of Essence to the completed [vollendete] totality in the
Doctrine of Notion.
32 I have translated the word Schein as ‘illusion.’ George Di Giovanni chooses ‘shine’ in his
translation of The Science of Logic (Hegel 2010, p. 341).
33 Hegel 1969c, pp. 166–7.
34 Hegel 1969c, p. 181.
35 Hegel 1969c, p. 193: ‘[D]ie totalitätslose Mannigfaltigkeit der Form und Inhaltsbestimmun-
gen’.
36 Hegel 1969c, p. 265.
37 Hoffmeister 1932, quoted in Kosík 1976, p. 34: ‘The German word entwickeln is a translation
22 chapter 2
of the Latin explicatio and means “unfolding”, clear structuration of a whole that had been
dark, muddled and mysterious’.
38 Hegel 1969c, p. 28.
39 Hegel 1969c, p. 295.
40 Hegel 1969c, p. 310.
41 Hegel 1969c, p. 351.
42 Hegel 1969c, p. 354.
43 At Posterior Analytics ii.3, 90a35, we read: ‘[T]hat everything we seek is a search for a
middle term is clear’ (Aristotle 1975, p. 54).
44 Hegel 1969c, p. 400.
45 This general characteristic is demonstrated by Yvon Gauthier (2010, pp. 19–22) in the con-
text of the Phenomenology of Spirit.
46 Compare Yvon Gauthier’s view (2010, pp. 77), according to which injecting the dynamic
on hegel’s totality 23
aspect into Aristotelian syllogistics is a main feature of Hegel’s contribution in the history
of logic and philosophy.
47 Hegel 1969c, p. 400.
48 Marx and Engels both insist on this notion of das Moment. See Engels and Marx 1978, p. 29:
‘Übrigens sind diese drei Seiten der sozialen Tätigkeit nicht als drei verschiedene Stufen zu
fassen, sondern eben nur als drei Seiten, oder um für die Deutschen klar zu schreiben, drei
“Momente”, die vom Anbeginn der Geschichte an und seit den ersten Menschen zugleich
existiert haben und sich noch heute in der Geschichte geltend machen.’ See also Marx and
Engels 1976, p. 43.
49 Hegel 1969c, p. 401.
50 Hegel 1969c, pp. 376–7.
51 Hegel 1969c, p. 377.
52 Hegel 1969c, p. 401.
53 Hegel 1969c, p. 409.
54 Hegel 1969c, pp. 410–12.
24 chapter 2
Hegel has become for many today the quintessential philosopher of ‘total-
ity’, whose system allows nothing to fall outside it – no ‘otherness’ or rad-
ical ‘alterity’ – but always aims to ‘assimilate’, ‘absorb’, or ‘digest’ whatever
might seek to criticize or resist it and confronts everyone after Hegel with
the (possibly impossible) task of trying to ‘elude’, ‘subvert’, or ‘disrupt’ it.66
I think two comments are noteworthy regarding this standpoint. First, there are
some passages in the Science of Logic which are explicitly against such a read-
ing. Take for instance Hegel’s statement that the content of the book is ‘the
exposition of God [as found] in the eternal essence before the creation of the
nature and the limited spirit’.67 Along with some commentators, I think this
assertion should be taken seriously.68 To give another example, Hegel criticises
Plato’s Parmenides not only because it has presuppositions but also because it
leaves room for externality (that is, something external to the totality); there-
fore, although it is dialectical, it remains a dialectic of external reflection.69
Thus, according to Hegel, Plato here leaves some room for a ἕτερον (other) that
comes from outside the totality,70 instead of giving the inner dialectic of the
notions,71 since Being and the One are differentiated from one another.72
4 Conclusion
At the end of the Science of Logic, as a step towards the fusion of the true abso-
lute method and the true absolute system,73 the Absolute Idea attained at the
end of Science of Logic – that is, the Idea absolutised or the Absolute idealised
– is the realisation of the concretisation of totality. It is the exposition of the
system of totality that is to overcome the ‘night of totality’ [Nacht der Total-
ität] introduced in Hegel’s Jena writings.74 The notion, which is not free in the
previous moments, finds its absolute liberation at this moment. One may say
that here the double transition put forward previously is accomplished: each
category is determined by its previous one and also by the one following it.
That said, this moment, that is, the Absolute Idea, is still an intermediate step
between Absolute Knowledge – the zenith of The Phenomenology of Spirit –
and the Absolute Spirit – as the pinnacle of the Encyclopedia – a moment that
is yet to be attained.
Nevertheless, if totality is a metacategory present through Hegel’s Science
of Logic, and if the beginning had in itself the concrete totality, then why did
Hegel not introduce Being and Idea as equals from the start? The reason lies
in his entire dialectical conception: logic must go through all these states to,
so to speak, totalise this totality. The determination of Being is through its
totalisation-concretisation. Without passing through these states, Being would
remain a totality-illusion [Scheintotalität] or, in Kosík’s language, a pseudo-
totality. Before the complete exposition of the determinations culminating in
the last chapter, this undifferentiated unity of the Being and Idea could not be
posited. Once accomplished, an enriched return to the simple, or immediate
On Lukács’s Totality
Among the Marxist philosophers who accentuate totality and who see both
similarity and also difference between a Marxian conception of totality and a
Hegelian one, the Hungarian philosopher Georg Lukács, who provided the first
and most extensive discussion of totality after Marx, is undoubtedly the pion-
eer.
It has been said that in attributing a pivotal importance to totality, ‘Lukács
announced a new paradigm in the history of Marxist theory, whose explora-
tion was to occupy western Marxists for the next half century’.1 Here I examine
Lukács’s works in his Marxist period; the analysis of his pre-Marxist works and
the role that totality plays in them is left to another study.2 In the foreword
to the second edition of History and Class Consciousness, Lukács writes that
restoring the category of totality to the central position of methodology, against
other non-revolutionary tendencies, was the great merit of his book. He admits
that he was unaware that a similar line of thought had already been developed
by Lenin – a result of the fact that Lenin’s Philosophical Notebooks were not
published at the time Lukács’ studies were composed.
In this chapter, I first survey the major features Lukács ascribes to totality,
concentrating mainly on History and Class Consciousness: Studies in Marxist
Dialectics, the locus classicus where totality is discussed, but also making ref-
erence to his later works. Then I examine some of the criticisms of Lukács and
try to see whether they can be answered on the basis of his own work. Finally,
I criticise Lukács according to my own view.
Lukács’s treatment of totality is manifold and intricate. He introduces total-
ity as a category against the primacy of economic motives,3 according to which
changes in the economy automatically lead to social revolutions; he takes it to
be ‘the decisive difference between Marxism and bourgeois thought’4 and ‘the
bearer of the principle of revolution in science’5 – the science of the proletariat
in contradistinction to bourgeois science. The revolutionary nature of prolet-
arian science is not just due to its content (Inhalt)6 in opposition to bourgeois
society, but is primarily due to its method.
Lukács shares with many Marxist thinkers the view that, for the overthrow
of the Hegelian dialectic, ‘it was not enough … to give it a materialist twist’.7
What is needed, instead, is to adopt the point of view of totality, the core of the
Marxian method. Unlike many,8 however, he finds the core of this approach to
be equally present in Hegel. This common core is owing to Hegel’s insight that
human activity is what bridges the gap between the cognising producer, or the
subject, and the object.
According to Lukács, a genuinely holistic approach of the kind found in
Marx puts all the specifications of society into a totalising whole. Those spe-
cifications exist in a procedural relation9 as in a flux, but this relation also
makes this totality understandable. This is such an indispensable conviction
for Lukács that ‘[t]he whole system of Marxism stands and falls with the prin-
ciple that revolution is the product of a point of view in which the category of
totality is dominant’.10 In a work that was written later, Lukács recognises this
in Lenin and quotes him in agreement:
A seemingly simple object such as pudding, whose test according to Engels lies
in eating it, is itself a social product, and so too when it is seen in its social
totality and process is ‘the making of the proletariat into a class, the process by
which its class consciousness becomes real in practice’.12 Attaining this truth
in practice brings about an objectivity for the proletariat that is not found in
6 Lukács 1971a, p. 27: ‘Proletarian science is revolutionary not just by virtue of its revolution-
ary ideas which it opposes to bourgeois society, but above all because of its method’.
7 Lukács 1971a, p. 175.
8 Compare Althusser’s discussion regarding the relationship between a Marxian and a
Hegelian totality: ‘These totalities have in common just: (1) a word, (2) some vague concep-
tion of the unity of things, (3) theoretical enemies’ (Althusser 2005, p. 208, my translation).
9 Lukács 1970, p. 92. This dual process-relation is later taken up among others by Bertel
Ollman (2003, p. 36). In a sense Lukács establishes the field for Ollman’s ‘Philosophy of
Internal Relations’.
10 Lukács 1971a, p. 29. This is also highlighted later in the same book (p. 180).
11 Lukács 1980, p. 33 (Lukács’s emphasis).
12 Lukács 1971a, pp. 198–99.
on lukács’s totality 31
other classes. While members of other classes are also reified, and trapped in
their roles – that is, turned into things or objects in social relationships – it is
only for the proletariat that it is possible to overcome this reification, and real-
ise the possibility and necessity of radical transformation of the social totality
of which it is the self-aware subject-object. This realisation applies both in the
sense of recognition and in the sense of bringing it from possibility into actu-
ality. In so doing, the proletariat overcomes the duality of the correspondence
theory of truth,13 the duality between subject and object – since it is jointly the
subject and object of history – and practical life, including the cognition of the
social world. This duality cannot be overcome, according to Lukács, unless his
Marxist reading is adopted.
In the political realm, this orthodoxy is also realised through and trans-
lated into ‘proclaiming the relation between the tasks of the immediate present
and the totality of the historical process’.14 Lukács links this to what Marx
and Engels write in the Communist Manifesto:15 the communists see from this
standpoint the common interest of the proletariat worldwide, hence the bor-
derless pursuit of the interest of the proletariat, and secondly the overall,
and not just the temporally immediate, pursuit of their interests here and
now – spatially and temporally, one may say. Then this counter-isolation of
the moment in the movement is achieved by sursumption [Aufhebung] of the
momentariness and immediacy of the moment.
To see an ultimate antagonism between these two, however, seems inappro-
priate.16 Only through seeing an apparent contradiction between these two, can
the immediate struggles of the working class in their workplaces for wages,
working conditions, etc. be dialectically linked to their long-term and wide-
scope struggle. Only in this way could Marx say that the ‘trade unions are the
schools of socialism’17 for the working class, where they sursume their imme-
diate consciousness into imputed consciousness. The ‘emancipation from the
here and the now’18 and the accompanying immediacy of the struggle, is real-
ised by demonstrating their role and relationship to that totality. This is also a
program for a struggle against vulgar materialism, vulgar economic determin-
13 For an attempt to argue against the correspondence theory of truth from a dialectical per-
spective, see Boveiri 2016a.
14 Lukács 1971a, p. 24.
15 Marx and Engels 1972, p. 474.
16 Compare Grumley 1989, p. 145.
17 Marx 2000, p. 583.
18 Russell 1956, p. 175: ‘I think the essence of wisdom is emancipation, as far as possible, from
the tyranny of the Here and the Now’.
32 chapter 3
19 Here he is reiterating Marx’s view: ‘Die Roheit und Begriffslosigkeit liegt eben darin, das
organisch Zusammengehörende zufällig aufeinander zu beziehen, in einen bloßen Reflex-
ionszusammenhang zu bringen’ (Marx 1983a, p. 23).
20 Lukács 1971a, p. 9.
21 Lukács 1970, p. 38.
22 Lukács 1971a, p. 28. In being against ‘vulgar economic determinism’ Lukács is believed to
be on the same page as Marx, Engels, and Lenin, but also Luxemburg and Gramsci. See
Thomas 2002, p. 99.
23 Lukács 1971a, p. 175.
24 Lukács 1971a, p. 28.
on lukács’s totality 33
which also supersedes the bourgeois sciences, such as science of law, national
economy, history, by the ‘single – unified dialectical and historical – science of
the evolution of society as a totality’.25
But the method, itself a product of class warfare,26 boils down to the con-
ception of totality as ‘the subordination of every part to the whole history and
thought’.27 The latter also determines both the subject and the object, which is
also possible only on condition that the subject can be totality, not only as the
subject but also as the object, which is in turn possible only when it – that is, the
proletariat – posits itself as a class,28 and hence gains a genuine subjectivity.29
In A Defence of History and Class Consciousness, a work written several years
after History and Class Consciousness, Lukács reiterates the principal points
found in the earlier book:
If each problem is then visible just in its abstract possibility, it is owing to its
undeveloped ontological status, not having yet attained concrete totality. The
intertwinedness of ontology and epistemology – let us call this their episte-
monical unity44 – is then recognised. Put differently, concrete totality can be
realised by the cognisant subject only once it is ontologically recognisable, that
is, once it has passed from abstract status to concrete status.
Sève also accuses Lukács of altering Marx’s text in the Grundrisse, so that it
could match his subject-object identity, this time as regards to the categories.45
39 As we shall see in the Chapter 4, Kosík avoids completely such a criticism, as he recognises
a distinction along with unity between these two realms.
40 Lukács 1971a, p. 163.
41 Lukács 1971a, p. 162.
42 Lukács 1971a, pp. 20–1.
43 Lukács 1971a, p. 296.
44 For an elaboration on this term in relation to Walter Benjamin’s works, see Boveiri 2014.
45 Sève 2014, p. 95.
36 chapter 3
Pour renforcer sa thèse Lukács altère le texte cité: Marx écrit que les cat-
égories (“économiques”) “expriment” des “formes d’être”: la dualité du
concept et de la chose est ainsi respectée; Lukács lui fait dire qu’elles
“sont” des “formes d’être” – “existant indépendamment de la conscience
pensante” … –: cette dualité est annulée, d’une façon qu’on n’hésitera pas
à dire indéfendable. La conclusion est lourde: il n’est vraiment pas pos-
sible de considérer ces Prolégomènes comme un digne achèvement de
l’œuvre lukácsienne.
The point is that Lukács changes Marx’s original wording, ‘die Kategorien
daher Daseinsformen, Existenzbestimmungen, oft nur einzelne Seiten dieser
bestimmten Gesellschaft, dieses Subjekts ausdrücken’,46 into ‘Ökonomischen
Kategorien sind nach Marx “Daseinsformen, Existenzbestimmungen”’.47 Thus,
according to the text as Lukács has it, the claim that ‘the economic categories
express the forms of being’ is turned into the claim that ‘economic categories
are the forms of being’. This, I think, cannot be responded to within Lukács’s
conception of totality, and it is left to one of the Marxists following him, namely,
Karel Kosík, to introduce a more nuanced relationship between subject and
object instead of their identity tout court.
That said, if the human being is taken as subject and nature as object, there
are passages in Marx’s works in which such an identity is reaffirmed. Indeed,
such an identity of subject and object in Marxian thought is not limited to
earlier works such as Philosophical and Economic Manuscripts,48 but is also
found in the introduction to the Grundrisse where Marx emphasises the ‘unity
which arises already from the identity of the subject, humanity, and of the
object, nature – [while] their essential difference is not forgotten’.49 This is, of
course, an identity in difference, which Lukács does not seem to deny either,
and in this way stays loyal to non-idealist dialectics, unless he is taken to be a
Hegelian idealist.
These are not the only criticisms that can be directed against Lukács’s con-
ception of totality. And although Kosík, as will be seen in the following chapter,
considers Lukács’s History and Class Consciousness an exemplary expression of
the dialectical conception, the interpretation that follows casts some doubt on
this claim.
The first point is the strong Schellingian vein in his approach towards total-
ity. To discuss this issue, we have to remind ourselves, with reference to the
first chapter, that hypostasising the whole over the parts was introduced by
Kosík as the characteristic feature of the second conception of totality, that is,
‘the organicist and organicist-dynamic conception which formalises the whole
and emphasises the predominance and priority of the whole over parts’.50
Then we see that by the introduction of totality as ‘the all-pervasive suprem-
acy of the whole over the parts’51 Lukács lets his conception fall into the
same conception of totality. He repeats the same claim when he says that
in dialectical method and the concept of totality we witness ‘the subordina-
tion of all the parts to the unity of history and thought’.52 In fact, this impli-
cit dichotomy of the whole and parts, and the prioritising of the former over
the latter, is repeated time and again throughout History and Class Conscious-
ness.53 In so doing, notwithstanding all the differences – once more over-
looked by Kosík – Lukács’s account has an important feature in common
with Kosík’s second classification, discussed in the first chapter. That said,
apart from Lukács’s sharing one of the characteristics of the second concep-
tion, namely, the hypostasising of the whole, the other characteristic of the
second conception of totality introduced by Kosík, namely, the unattainabil-
ity of the world by the subject and its comprehension, is absent in Lukács’s
work.
Still, this common feature is not the only shortcoming of Lukács’s interpret-
ation. By mythologising the category of totality, he overlooks the importance
of other concepts, such as contradiction, categorial movement, etc., and more
importantly, the relation between them. The linear determination for which he
criticises his opponents, rooted in their economic determinism, is replaced in
his own work by the category of totality. Here is an example: ‘The category of
totality … determines not only the object of knowledge but also the subject’.54
This determination, I think, is performed through the action of all the categor-
ies in the discussion; moreover, the subject-object dialectically determines the
totality as well.
There is yet another significant shortcoming in Lukács’s account. Although
he recognised the closedness of Hegel’s system and its historical character –
‘[The dialectics should be] nonetheless, no longer in the form of a closed sys-
tem. Hegel’s system, as left for us is a historical matter’55 – he does not elaborate
on the openness of a Marxian dialectic. Furthermore, he does not refute the
charge put forward by Bloch regarding the closedness of his conception of total-
ity. In a paper he published after History and Class Consciousness, after quoting
Bloch,56 he does not argue that such a totality is open – as Kosík does, as we will
see in the following chapter – but instead takes totality to be the ‘closed integ-
ration’.57 Regarding this, while I do not find the criticism advanced by some
against the claim of closedness or completion of Lukács’s standpoint water-
tight,58 the claim that because of its shortcoming Lukács’s account of totality
is ‘philosophical mythology’59 is equally extravagant.
Finally, Lukács also takes totality to be a category; I do not consider this to
be precise. As was seen in the Chapter 2, totality is not a category, since to
say that it is a category necessitates finding its place in the categorial move-
ment of categories – the movement of categories [Bewegung der Kategorien]
to use Marx’s term – without yet fixing it in its place, as may be done with Aris-
totle’s categories or Kant’s table of categories. Once we see that it is impossible
to demonstrate its place in the categorial movement, totality turns out to be
a concept – or better put, a metacategory, as was suggested in the previous
Chapter – rather than a category. Further clarification on this distinction will
be given in Chapter 6 of this book.
Conclusion
within the frame of his own thought – and to what extent their responses to
these challenges were successful. Among the efforts to develop a more com-
prehensive conception of totality, the most noteworthy are those made by the
Czech philosopher Karel Kosík. The following chapter critically reviews his
account.
chapter 4
On Kosík’s Totality
It is undoubtedly true that Georg Lukács was the first Marxist thinker to under-
score not only the significance of the concrete totality in contradistinction to
abstract and formal totality, but also its revolutionary importance;1 however,
the task of providing an extensive and profound account of this conception
was left to the Czech philosopher Karel Kosík. In this chapter, I go deeper into
Kosík’s reading of the dialectical conception of totality, to which I have so far
made only passing reference.
In developing his own materialist dialectical philosophy – which he calls
‘dialectical rationalism’,2 a dialectical reason that gives ‘the universal and neces-
sary process of cognition and of forming of reality’3 – Kosík emphasises that
the primary concern common to all forms of dialectic is the quest for the
subject matter, die Sache selbst.4 Given that the subject matter is not mani-
fest and cannot be known immediately through contemplation, discovering
it requires both effort and a bypass, a detour [Oklika]. The process of this
effort and detour consists not just in the comprehension of social reality as
concrete reality but also in the formation of this reality through a process
of concretisation. To explicate this particular conception, Kosík develops a
complex account that is simultaneously a unified but also manifold theory
of reality as a whole, and its active cognition through the activity of human
beings. His account is thus at once epistemological, historical, and ontolo-
gical.
Like Marx, Kosík sees contradiction as the central concept of dialectics.
If this view is correct, then wherever contradictions can be seen, so too can
dialectics; therefore, since contradictions can be seen in nature, so too can
dialectics. Where Kosík is innovative is in his elaboration of the interconnec-
tion of totality and contradictions.5 As Kosík puts it, ‘The process of forming
the whole and forming a unity, the unity of contradictions and its genesis, all
belong to the dialectical whole’.6 Moreover, totality and contradiction are seen
as concomitant, and so prioritising one over the other robs them of their dia-
lectical character: ‘Without contradictions totality is empty and static; outside
totality contradictions are formal and arbitrary’.7 In what follows, we elabor-
ate on Kosík’s reading of Marxian totality and neighbouring conceptions, then
examine the two major shortcomings of his view. These necessitate further dis-
cussion in the following two chapters, each of which responds to one of these
shortcomings.
5 What Kosík sees as the interconnection of totality and contradictions is the notion which
can be traced back to Marx’s dissertation, 1968c, p. 38.
6 Kosík 1976, p. 24.
7 Kosík 1976, p. 30.
8 Kosík 1976, p. 19.
9 Kosík 1976, p. 18.
10 Kosík 1976, p. 22. The details of such a principle, which were left undeveloped by Kosík,
will be fleshed out in the chapters to follow.
11 Kosík 1976, p. 87.
on kosík’s totality 43
All these are possible responses to what Kosík takes to be the cardinal ques-
tion in Marxism, namely: What is reality? This question comes before the ques-
tion of whether reality can be known; put differently, one has to know what
question about reality is involved before one can consider the possibility or
impossibility of knowing the answer. The category18 of concrete totality is intro-
duced as a response to this question. Reality is taken to be concrete totality. Let
us call the components of reality facts. What then is the relationship between
facts and reality? One possible response would be to take reality to be the sum
of all the facts that constitute reality. If this is correct, then since there are
too many facts, properties, and aspects for us to be able to take them all into
account and newer ones appear at each stage of inquiry, we cannot envisage
reality as a totality, but only parts of it. A fortiori, we can never know reality in
its totality, but only partially and within horizons that may converge towards
reality but never are reality.19
It may be argued that only divine omniscience could know all of reality com-
pletely and perfectly. To respond to such an argument, instead of adopting
a summative, additive view about reality, Kosík first admits that reality in its
absoluteness – that is, the world – is neither exhaustible by human beings nor
reducible to human knowledge. To this effect, three characteristic features are
introduced as related to reality. Since it is ‘structured’, totality is not a chaotic
whole, but is made up of parts that are organised and interrelated. However,
though this view turns the heap of facts into a structured form, it does not
necessarily entail life or even motion, since static structures can easily be envis-
aged, as by Parmenides, for instance. To avoid this, a second feature is intro-
duced: reality is an evolving whole. This gives dynamism to reality: it is not
‘given once and for all’.
So far, the Kosíkian conception of totality is similar to what Hegel would
call mechanism or chemism, since in both of these cases there is a dynamic
whole that is structured. However, although reality is shown to be a dynamic
whole once it is posited as evolving, it is still void of its genesis or original evol-
ution, that is, the process by which it is formed and what it turns into; hence,
this account still fails to account for the coming into being and evolution of
ence of social reality and the way in which one isolated cause or issue, one specific form
of injustice, cannot be fulfilled or corrected without eventually drawing the entire web of
interrelated social levels together into a totality, which then demands the invention of a
politics of social transformation’ (Jameson, 1990, p. 251).
18 It will be seen in the next chapter on the Marxian conception of totality that the introduc-
tion of totality as a ‘category’ is imprecise, as was the case with Hegel’s conception seen in
Chapter 2.
19 Similar argument is developed in Boudin 1993, pp. 24–30.
on kosík’s totality 45
reality. To meet this requirement, a third feature comes into play: reality is a
self-forming whole. This last feature, the expression of the law of the transform-
ation of quantity into quality, explicates the formation of novelty in totality.
Here Kosík reiterates what Marx says in Capital when he draws an analogy
between natural changes and the phenomena in his subject of exposition:20
in both cases, merely quantitative changes lead to qualitative differences. Con-
sidered this way, facts, or the encoded realities, are decoded: the essence of the
phenomenal is known through phenomena, and reality is the unity of phenom-
ena and essence. What such an account of dialectical totality is about then, on
the side of the human being, may be described as the process of decoding facts.
This entails that we should avoid seeing facts as merely mediated or merely
unmediated entities: grasping the Sache selbst is the process of penetrating into
facts by putting them into a dialectical relationship with one another. If we may
expound grasping the Sache selbst and penetrating into it as the apprehension
of its intrafactuality, then we may say that this is achieved only through inter-
factuality.21
This grasping simultaneously sursumes the process of what wrongly intro-
duced itself as the concrete when it was only pseudo-concrete, and this in
three respects: ideas, things, and conditions. Before seeing how this world
of the pseudo-concrete is to be sursumed, let us first see what the charac-
teristics of the world of the pseudo-concrete are. The world of the pseudo-
concrete, according to Kosík, is ‘the world of fictitious intimacy, familiarity
and confidence within which man moves about “naturally” and with which
he has his daily dealings’.22 The fact that human beings are usually able to
meet their routine needs presents a world to them in which things are regu-
lar, permanent, immediate, and self-evident. This world includes external phe-
nomena detached from their essence, the world of manipulation (the same as
the unsophisticated praxis at the level of ideas, as ideological appearances of
things), the ideological forms of such a routine praxis, and the world of static
objects. The world of the pseudo-concrete is thus the world of solid, isolated,
20 See Marx 1976, p. 423: ‘Here, as in natural science, is shown the correctness of the law dis-
covered by Hegel, in his Logic, that at a certain point merely quantitative differences pass
over by a dialectical inversion into qualitative distinctions’. This will be further discussed
in Chapter 5.
21 The introduction of the term ‘interfactuality’ is a development of a passage in the After-
word to the second edition of Capital Volume i: ‘A critique of this kind will confine itself
to the confrontation and comparison of a fact, not with ideas, but with another fact’. Marx
1976, p. 101.
22 Kosík 1976, p. 2.
46 chapter 4
and static objects that are also ideology-driven: not only are they seen as solid,
isolated, and static, but they are also idea bearers, not concept bearers.
The standpoint of concrete totality entails the process of sursuming the
pseudo-concrete.23 If we adopt the view that social reality, the only existent
reality for a human as a social being, is the construction of the social human
being, we will see how ontology and gnoseology are intertwined, while avoiding
Hegelianism, and also how social reality, natural reality, and their cognition are
intertwined.24 This is the result of discovering praxis, and indeed revolution-
ary praxis, in this new concept of reality. This reformulation of the standpoint
introduced by Marx and Engels in The German Ideology,25 inter alia, does not
involve a reduction of nature to social life, but emphasises the fact that any
interaction with nature on the side of human being, which is always, so to
speak, an active act of praxis, is always in a social milieu.
Let us elucidate this with an example. If there is something that is so un-
known to us, and so different from all that we know in the already existing
known totality, that it cannot even be called a case for cognition, then that
thing, until it is socially acquired and interacted with, does not exist for our
cognition, but only in itself. Talking about its existence entails some minimum
level of praxis, social integration, and interaction with it, even at the level of
sensation, in which case it is no longer merely a case of cognition detached
from human sociality.26 If it is a case of cognition, its being such a case entails
that we are already in the process of interaction with it. Before that, without
any minimal influence on us, it is no-thing for us, since it remains outside of
the procedural life of the Sache selbst. On this account, however, the dynam-
icity of totality, its inherent dialectics, is not to be taken to be injected into the
substance; rather, it is the substance.27
23 This will be discussed below when the role of praxis is further elaborated in this chapter.
24 Cf. Jameson, 2016, p. 77: ‘No philosophical or aesthetic synthesis between these dimen-
sions [i.e., history and nature] is attainable’.
25 See for example, the following passage from The German Ideology (Marx and Engels 1976,
p. 39): ‘[Feuerbach] does not see that the sensuous world around him is not a thing given
direct from all eternity, remaining ever the same, but the product of industry and of the
state of society; and, indeed [a product] in the sense that it is an historical product, the res-
ult of the activity of a whole succession of generations, each standing on the shoulders of
the preceding one, developing its industry and its intercourse, and modifying its social sys-
tem according to the changed needs. Even the objects of the simplest “sensuous certainty”
are only given [to] him through social development, industry and commercial intercourse’.
26 Kosík 1976, p. 31: ‘All degrees of human cognition, sensory or rational, as well as all modes
of appropriating reality, are activities based on the objective praxis of mankind, and are
consequently in some degrees connected with in some way by all other modes’.
27 According to one interpretation, the introduction of a dynamic aspect into Aristotelian
on kosík’s totality 47
So far, we have seen that Kosík defends the view that reality as totality is know-
able and representable. He thus takes a position that is radically different from
what is thought to be common in postmodernism in general,28 but also from
standpoints which try to retain totality while refuting reality.29 A question then
naturally arises: What is the relationship between this account of reality and
objectivity? Kosík’s account of the relationship between totality and objectiv-
ity is key, since when he defends objectivity, what is taken to be the ‘opium of
Marxism,’30 he criticises those who fail to take social reality as a ‘search for what
it is objectively, i.e., concrete totality’.31 This section and the two following this
attempt to answer this question.
To begin with, it should be noted that reality is grasped through the
complementary functions of pre-predicative cognition and predicative cogni-
tion, where understanding prior to predication is immediate cognition, and
understanding through predication is mediated cognition. The former is the
understanding that everybody has prior to any explication; the latter is the
result of argumentation or explication. Neither the immediacy of cognition
nor its mediacy brings about by itself such a status; rather, they do so con-
jointly; this is what is intended by their complementarity role. Limiting one-
self to immediacy leads to vegetative, pre-predicative cognition, or to a search
for intellectual intuition as found in Schelling; limiting oneself to mediacy
leads to the positive sciences or to Wittgenstein’s claim that the merely cog-
nitively important is science, and philosophy has no task beyond clarifica-
tion and remains a discipline full of tautologies. An overarching cognition
is thus either unnecessary or limited to the clarification of scientific claims.
Although modern science – say since Galileo – has taught us that intuitive infer-
ences and mere observations are not always trustworthy, there are cases whose
truth is to be pre-predicatively adopted and then confirmed through experi-
ence.
syllogistics is a main feature of Hegel’s contribution in the history of logic and philosophy;
see Gauthier 2010, p. 69.
28 While ‘All of postmodernism … concurs that even if totality exists it would be unpresent-
able and unknowable’ (Jameson 1990, p. 248).
29 This is the standpoint developed by Žižek (2002) in his introduction to a selection of
Lenin’s writings, and will be further criticised in this book.
30 Jacoby 1981, p. 8.
31 Kosík 1976, p. 76.
48 chapter 4
32 See Marx 1976, p. 247: ‘[W]e do not need to look back at the history of capital’s origins in
order to recognize that money is its first form of appearance. Every day the same story is
played out before our eyes’.
33 Compare the two following passages: Marx 1976, p. 433: ‘A scientific analysis of compet-
ition is possible only if we can grasp the inner nature of capital, just as the apparent
motions of the heavenly bodies are intelligible only to someone who is acquainted with
their real motions, which are not perceptible to the senses’. Marx 1968f, pp. 206–7: ‘It is
… [a] paradox that the earth moves round the sun, and that water consists of two highly
inflammable gases. Scientific truth is always paradox, if judged by everyday experience,
which catches only the delusive appearance of things’.
34 Sextus Empiricus 1976, p. 163: ‘In order to decide the dispute that has arisen about the cri-
terion, we have need of an agreed-upon criterion by means of which we shall decide it; and
in order to have an agreed-upon criterion it is necessary first to have decided the dispute
about the criterion. Thus, with the reasoning falling into the circularity mode, finding a
criterion becomes aporetic; for we do not allow them to adopt a criterion hypothetically,
and if they wish to decide about the criterion by means of a criterion we force them into
an infinite regress’.
35 This should be taken generally and dialectically, however, as will be developed in what
follows.
36 For a further discussion on this distinction (though in a different context), see Asay 2020,
particularly Chapter 3, ‘The Truth Making Relation’.
37 See Inwood 1992, pp. 203–5.
38 This distinction is not recognised in all interpretations, even those which defend objectiv-
ity. See, for example, Goldstick and Cunningham 1978.
on kosík’s totality 49
turned into one of the bedrocks of Cultural Historical Activity Theory (chat) in
the ussr.39 Before elaborating on Kosík’s position on the relationship between
objectivity and totality, I first give an interpretation of Marx’s first thesis on
Feuerbach, where this distinction can be seen quite explicitly. Since the
nuances of the text are not fully detectable in English, I quote the text in Ger-
man:
in civil society a satisfactory form of social totality and wants instead a ‘human-
ised society’ – or formulated differently, a ‘socialised humanity’.42 Whereas here
Marx highlights the active side of human praxis, Kosík, without any direct ref-
erence to this thesis, refines it in a more dialectical manner by underscoring
its intertwined double function: registering and projecting, fact-finding and
planning, reflection in the sense of mirroring, but also projection. But before
getting into that in the following section, let’s first see in detail his treatment of
objectivity.
After briefly considering the nuances introduced by Marx regarding the dif-
ference between Gegenstand and Objekt and its derivations, I now return to
Kosík to see how he deals with these nuances and what his particular contribu-
tion is. In addition to this nuanced objectivity – and also subjectivity – Kosík
introduces what may be called objectuality (he makes use of the correspond-
ing adjective ‘objectual’). In objectuality, what is grasped has the appearance
of objectivity without being really objective.
To avoid losing sight of this nuance through translation, let us first make a
lexical review of Kosík’s conception with reference to the original Czech text.
The classification of terms may be schematically illustrated, as shown in the
two tables below, the result of a thoroughgoing search of the whole text. The
first table shows the terms for ‘object’, ‘objective’, and ‘objectivity’, as used in
German more or less until Kant, together with Kosík’s rendering of the terms
in Czech and their English translations.
The particular nuance pointed out before, found in Hegel, Marx, and Kosík
(with differences which go beyond the purpose of this chapter), is reflected in
Table 2. In the third column, and for ease of discussion, I have added an aster-
isk to the terms to mark the difference. From now on, all the Czech or German
terms which lose their nuance in English are marked in this way.
It remains to be shown how this nuance is reflected in the text. I limit examples
to one or two.43 Kosík uses předmět and its derivatives when he wants to
attribute objectivity* to ‘praxis’ (C94/E76), including when he highlights its
being human praxis (C42/E31); ‘material praxis’ (C50/E40); ‘practical human
world’ (C51/E41); the ‘subject’ (C47/E37; C58/E47); realita (real objectivity*)
(C42/E30), inhuman (‘human’) objektivita (C85/E70); when he wants to ascribe
objektivita to ‘social reality’ (C42/E30) or when he wants to talk about the histor-
ical, fictitious, or fetishistic reality of objektivita (C42/E30); ‘activity’ (C92/E74,
C144/E125); ‘doing’ (C142/E122; C145/E126).
When he wants to attribute objectivity to objektivita he uses ‘objective’
(C50/E40), but when he is qualifying human praxis, he uses ‘objective’*: ‘The
world of human praxis is objective* – human reality in its genesis, production
and reproduction’. (C51/E40)
The objectivity* of labour stems, on the one hand, from the fact that the res-
ult of labour has a duration, it is ‘a cycle of activity and duration movement
and objectivity’* (C141/E122), and on the other hand, from the fact that it is
a manifestation of man as a practical being, that is, as an ‘objective* subject’
(C141/E122) a subject with an objective* existence with thoughts about objects.*
43 In-text references to Czech and English versions are to Kosík’s Dialektika konkrétního:
Studie o problematice člověka a světa (Kosík 1966) and to the English translation by Karel
Kovanda and James Schmidt, Dialectic of the Concrete (Kosík 1976). All page numbers refer-
ring to the text in Czech are preceded by C; their counterpart numbers in English are
preceded by E.
52 chapter 4
homogeneity of the historical subject and object*. This in turn makes possible
the knowledge of the object* in all its varieties (praxis, labour, history, etc.) by
the subject.47
In the discussion of the part-whole relationship, one problem is how and
why a part of the whole is representative of the whole. The response is that
each part is representative of the whole insofar as the whole is an organism of
which it is a part. What makes a part representative of the whole is that it is a
cell48 of the whole. Thus, the whole is and is not in the part. It is in the part as a
cell of the whole; it is not in the part in the sense that this part constitutes only
a part of the whole.
Where then is the absolute whole or absolute totality? Absolute totality is
reality in its totality: in one sense it is ungraspable as a whole in its totality, but
in another sense it is graspable as a whole in its totality. This involves a partic-
ular dialectic between absolute totality and relative totality. In treating of the
relative totalities, given the relationship between them and the absolute total-
ity, it is the absolute totality that is grasped.
This is equally true of objectivity. Objectivity should not be ascribed to the
absolute totality as what is over and above the relative totalities. The objectivity
ascribed to the relative totality is simultaneously the same objectivity ascribed
to absolute totality.49 This can be better grasped when compared with Hegel’s
discussion of the finite and infinite. The infinite is not over and above the finite.
The absence of a transcendent infinite over and above the finite in Hegelian
philosophy, once searched for from a Marxian standpoint, is the relationship
between absolute totality and relative totality. Nature as the absolute totality
does exist, and one may say that a proof regarding its existence is not dealt with
in Marx’s works, at least not as a major issue. Yet cognition of the absolute total-
ity is possible and occurs in every aspect of human praxis, including sensation.
There is no unbridgeable chasm or insurmountable wall between absolute and
relative totality. In this regard, the similarity with a mathematical limit is cor-
rect so long as one affirms that what is being achieved through a process is the
limit itself, not its horizons – the distinction insightfully accentuated by Kosík.
What is given to us in each step is not the horizons, aspects, or partial images
of the absolute totality, but the absolute totality relatively.
The rather tedious lexical elaboration developed above in order to unravel
Kosík’s account regarding the relationship between object, object,* and the
related conceptual distinctions, helps us to better grasp the conceptual distinc-
tion at the basis of his criticism of some Marxist thinkers. He criticises Marcuse,
for instance, for identifying two statuses that emerge from such a distinction,
namely, objectivation and objectification, ‘which renders the author vulner-
able to subjectivism and introduces chaos and inconsistency into elaborating
the problem of labor’,50 so that his standpoint ‘cannot objectively appreciate
Marx’s contribution’.51 Nonetheless, Kosík does not see an absolute distinction
between objectified and objectivised praxis, since he also sees a connection
between them. He does not stop at quoting what Marx says in the Grundrisse –
‘All production is objectification of the individual’52 – but adds objectivation,
and while he criticises Marcuse for identifying them, he himself sees the ‘inter-
connection of objectified and objectivized praxis’.53
Kosík’s technical usage of the term ‘objectification’ is thus different from the
way this concept is used in, for example, contemporary feminist discussion,54
where objectification means turning a person (in this case a woman) into an
object, a concept with a merely negative connotation. According to Kosík, so
long as labour is a transformation of the subject into an object, which brings
along with it reification, it is negative, but so long as it is the subject of con-
crete labour, that is, so long as it transforms nature into what is useful and its
use, it is inevitable. In this sense, not only is it positive, but it is also the prin-
cipal mode of human existence in the form of praxis. Praxis itself, however,
taken broadly, is concomitant with human existence, which is inevitably social:
our looking at the world is active-social. This does not entail, however, that its
revolutionary character, in the sense of the coincidence of the environment
and self-change, necessarily entails a social-radical transformation and substi-
tution of ‘is’ for ‘ought’. This latter transformation may be better described as
reification. To objectivise, by contrast, is to render things objective, and hence
to correct a biased account. In the same vein, says Kosík, ‘the subject is already
constitutively permeated with an objectivity which is the objectification of
55 See the entry for ‘Objektivität’ in the Hegel-Lexikon: ‘The Idea is the unity of subjectivity
and objectivity’ (Onnsach 2006, p. 340, my translation). Cf. Inwood (1992, p. 205): ‘The
Absolute Idea … is … both subject and object’.
56 Jacoby 1981, p. 9; see also p. 144.
on kosík’s totality 57
57 Burbidge 2013, p. 89: ‘Objectivity in our thinking develops out of our ability to reflect on
our thoughts and consider them on their own terms’.
58 Kosík 1976, p. 71.
59 Ibid.
60 To associate ideas with phantoms is not unprecedented in the literature. Cf. L’avare by
Molière 1971, p. 67: ‘Ces chevaux ne sont plus rien que des idées ou des fantômes, des façons
des chevaux’. This is important to note, because the sense of idea advanced here is not the
same as Hegel’s Idee as one culminating moment of the Doctrine of Concept.
61 Cf. Jameson 1990, p. 53: ‘Concepts stand on the side of things, Ideas on the side of “truth”’.
62 Kosík 1976, p. 38.
58 chapter 4
63 Kosík 1976, p. 39: ‘Procuring is praxis in its phenomenally alienated form’, it is ‘manipula-
tion (of things and people)’. Here Kosík is manifestly drawing on these Heideggerian terms
in Being and Time. See Heidegger 1967, esp. chaps. 3 and 4.
64 For his claim that the facticity of facts is different from their reality, see Lukács 1971a, p. 7.
65 Kosík 1976, p. 36.
66 Kosík 1976, p. 21.
67 See Lukács 1971a, p. 181: ‘The developing tendencies of history constitute a higher reality
than the empirical “facts”’. As will be seen later, Kosík does not see (or at least does not
mention) this difference between his own reading and Lukács’s.
on kosík’s totality 59
reality, and how is this reality formed? Man is a being whose immanent and
inherent onto-formative praxis forms socio-human reality. The truth of real-
ity, unlike its usefulness, which is what pragmatism limits itself to, cannot be
simply presented – it must be performed and realised. In so doing, man and
woman are able to grasp human and extra-human reality and leave nothing as
absolutely given. This is done through and in praxis, as the mutual objectific-
ation of man and woman on the one hand and the realm of manifestation of
their mastery over nature on the other. It is in this way that they realise their
freedom, that is, their self-mastery.
This freedom, the possibility of the totalisation of reality, is possible in
our contemporary world because revolutionary socialised praxis enables us to
adopt and actualise such a process. This capacity is both a prerequisite for our
era and its historical result. With the transformation of economics into science
under capitalism, the individual can see his law-like existence as an element in
the system: Homo Economicus is the constituent of this status. The multilateral
interdependence of all these features within capitalism did not exist before this
mode of social life; with this an unclosed horizon can be envisaged.
One important aspect of Marx’s works is that ‘no philosophy of labor has
been developed since Marx’s time’. This point is recognised by many but it
should be ‘coupled with the point that materialist philosophy is also the “latest”
“ontology of man”, in that it has not been rendered obsolete by history’.72 The
ability of humans to control time rather than being controlled, the exten-
sion or externalisation of his existence, is due to his objective* activity,73 with
the aforementioned twofold character of labour. Following Kosík’s account,
it seems imprecise on his part to write that the ‘master-slave dialectic is the
basic model of praxis’,74 unless praxis, as an existential moment, is reduced to
labour.75 Put differently, although labour is the manifestation par excellence of
human praxis, praxis should not be reduced to labour.
72 Kosík 1976, p. 119. To the point acknowledged by Sartre that the intellectual horizon of
Marxism cannot be transcended in our epoch, Kosík adds that Marxism as an ontology
of man cannot be overcome (Kosík 1976, p. 130, emphasis added). See Sartre 1963, p. 29:
‘What has made the force and richness of Marxism is the fact that it has been the most
radical attempt to clarify the historical process in its totality’.
73 Kosík 1976, p. 131: ‘That the problem of man’s time is linked with his objective* activity is
a basic point in which materialist philosophy differs from the existential conception of
totality’.
74 Kosík 1976, p. 153 (emphasis added).
75 The word práce (C140) is translated alternatively as ‘labour’ or ‘work’ (E121). I prefer ‘labour’
for two reasons: first, by ‘work’ Kosík sometimes means the result of labour; secondly, I
want to avoid a criticism of Marx’s standpoint regarding the distinction between labour,
work, and action developed by Arendt in The Human Condition (1998, chaps. 3–5).
on kosík’s totality 61
In the same vein, the advantage of Kosík’s conception becomes clearer when
compared with Lukács’s. As we saw in the previous chapter, Lukács hypostas-
ises the whole against the parts, and hence hypostasises a higher reality against
the reality of facts. While Kosík seems not to notice Lukács’s mistake, he him-
self avoids it. For Kosík, reality, taken as the absolute totality of nature and
history, the human and the extra-human, ‘the unity of events and their sub-
jects,’76 both is and is not beyond the reach of the human being. It is bey-
ond human reach because it cannot be grasped as a whole once and for all;
it is not beyond human reach because what is grasped constitutes a part of
the whole that in its threefold relationship with the whole – that is, struc-
tured, evolving, and self-forming – is the whole. To generalise the well-known
Marxian aphorism from the second thesis on Feuerbach, one may say: the
discussion of a whole over and above the parts, rather than of the subject-
object of praxis, is a scholastic issue. While praxis permeates the whole of the
human being and determines the human being’s totality, it is not in opposi-
tion to theory; it is rather ‘the determination of human being as the process
of forming reality’.77 This is, once more, related to the primacy of existence:
Kosík of course, like Marx,78 does not want to imply that nature, as the mater-
ial substratum, is created by humans, but the material substratum in its con-
frontation with praxis does undergo a minimal change. The exposition of this
material substratum with human praxis entails a change in this substratum:
the graspable is always formed. This is the point that the exposed Gegen-
stand is already formed by the praxis of the past as well as the present, and
undergoes further formation in the form of trans-formation. The role of praxis
is then social-human-active re-formation, the onto-formative character of the
human.
The practical-ontological recognition of the alienating character of praxis
has its counterpart in the alienating character of labour. The argument may be
put like this: all labour is praxis; thus, alienated labour is one sort of alienated
praxis. Recognition of the fact of praxis’s alienation of praxis has its counterpart
in (i.e., corresponds to) praxis’s actual alienation. This line of thought may be
criticised on the ground that not all practice is alienated thought. To this it can
be replied that under capitalism, the best example of non-revolutionary prac-
tice is labour. Revolutionary praxis can lead to the revolutionising status quo,
but given that the routine, ‘procuring’ life is the starting point of such praxis,
this revolutionary praxis gains its inherence in the existing-lived life, that is, a
necessity with its roots in the existing life. While we had reality as the unity
of phenomenon and essence, we have here the grasp of revolutionary praxis
as the product of penetration into the routine praxis. In this anti-reductionist
reading, a repercussion of Marx’s ‘Theses on Feuerbach’, Gegenstand, revolu-
tionary praxis, and gegenständlich on the one hand are introduced; on the other
hand, object, objectual, and routine praxis are also introduced. The account
given here goes farther than Kosík’s own account, since, following the ‘Theses
on Feuerbach’, I see one source of such a reading in Marx’s distinction between
Gegenstand and Objekt.
Along the same lines, a question that may be raised is the relationship
between totality and language, and the role language plays in totalisation:
how language, thinking, and activity are related. In his response to this ques-
tion, Kosík attributes a particular role to meaning:79 ‘The forming of a total-
ity as a structure of meanings is thus also a process which forms the object-
ive content and meaning of all its elements and parts as well’.80 Through his
objective* praxis, the human being has a twofold function: the formation of
meanings as the sense of things, but also the access to their objective* mean-
ing.81
The sursumption of the pseudo-concrete is itself accomplished through the
introduction of one totality of meanings that gives way to a new totality of
meanings to attain its real meaning. This sursumption is first realised in three
ways to destroy the pseudo-concrete:
79 In so doing, Kosík improves on the standpoint introduced but left undeveloped by Lukács.
See Lukács 1971, p. 163. This is the task later taken up by other Marxist thinkers; see Arthur
2004, chapter 2, p. 25.
80 Kosík 1976, p. 29.
81 Kosík 1976, p. 40.
82 Kosík 1976, p. 8.
on kosík’s totality 63
One may argue that the key stages in humanising our species (through revolu-
tions) are the ontogenetic process of the realisation of truth; accordingly, (1)
and (3) can be conjoined. With this destruction, however, the sursumption is
not yet complete. Although with this sursumption, the fetishistic character of
the pseudo-concrete is obliterated, in order to realise the concrete totality as
the dialectical-materialist standpoint of the cognition of reality, its intellectual
reproduction of the subject matter as totality, we need to have to a particular
cognition:
Given that Marx sees not only thinking but also sensation as human praxis, and
every discussion of truth once isolated from praxis is mere scholastic discus-
sion, I would like to add that Marx’s standpoint should be taken as representing
three moments of revolutionary praxis, of ontologically-politically going from
pseudo-consciousness to revolutionary consciousness. The result of such a sur-
sumption or destruction is simultaneously the sursumption of the fetishistic
surrounding environment and the liberation of the alienated subject. This is
the response to the explanation of the simultaneous change in circumstances
and in human beings, which also entails going further than a passive approach
to truth. Thus, a materialist approach would distinguish between correctness,84
the subject of routine life, and truth taken as the ‘happening’ that becomes
actual as the result of revolutionary praxis; put differently, truth is to be actu-
alised through this revolutionary human-objective praxis.
Praxis, thus generalised, is the bedrock of objectivity*, intersubjectivity, and
subjectivity. That is, how social individuals in the world act on the already
socially constituted objects* is interrelated with how they act in relation to
other subjects and how their sensation also comes into play. Hence, this par-
ticular praxis brings along with it the realisation of truth and the destruction-
sursumption of the pseudo-concrete. Dialectics as the revolutionary method of
transforming reality actualises the concretised totality or totalised concrete-
ness through the recognition of the virtually inherent characteristic of the
pseudo-concrete through its sursumption. This virtuality is due to the possib-
ility given to man by revolutionary praxis according to which the present is
chosen based on a projection into the future. This approach is different from
other approaches in which the past plays the dominant role – psychoanalysis
for one, or Hegel with Essence as something belonging to the past (Wesen)85
for another. It is instead a standpoint in which it is not the past that plays the
primordial role in the present praxis, but the future.
On the basis of what has been observed to this point we can say that, by putting
praxis at the core of his thought and elaborating on its mediatory role, Kosík
cannot be criticised as Lukács can for not distinguishing gnoseology and onto-
logy.86 Nonetheless, given the historical determination of praxis that he posits,
his account will remain unsatisfactory if the notion of history and its relation
to totality and praxis is not elaborated on. Demonstrating that he has done this
is the task of this section.
Kosík’s account of the relationship between history and totality may be best
grasped by reference to Marx’s third thesis on Feuerbach. There Marx under-
scores the point that the coincidence of change in circumstances and human
activity or self-change has to be understood through the revolutionary praxis
of the human.87 This thesis is an improvement in comparison with the related
passages by Marx and Engels in The Holy Family88 in that it is more precise
in emphasising the mutual relationship between the subject and its condi-
tions. This will be later developed in the German Ideology, where Marx and
Engels write: ‘In revolutionary activity the changing of oneself coincides with
85 See Ernst Bloch’s discussion in The Principle of Hope (Bloch 1996), in chapter 19 where
Bloch sees a similarity between Hegel’s Wesen [essence] and Aristotle’s τὸ τί ἦν εἶναι in
that both are dominated by the past.
86 See the previous chapter.
87 Marx 1978e, pp. 5–6.
88 Marx and Engels 1975b, p. 131: ‘If man is shaped by environment, his environment must
be made human. If man is social by nature, he will develop his true nature only in society,
and the power of his nature must be measured not by the power of the separate individual
but by the power of society’.
on kosík’s totality 65
As to a work of art for instance, or any work (in philosophy, history, etc.) as a
socio-human activity, its historicity which is ‘bad uniqueness and irreplicabil-
ity’ entails historism, that is, ‘the capacity for concretization and survival’.99 But
historicity does not entail historism, and whereas historicity is limited to the
That Kosík distances his standpoint from historicity and conditions and the
associated misconception of totality is revealed best in the way he criticises
the factor theory and the inadequate criticisms put forward by earlier Marx-
ists. There are two contemporary views that stem from a confusion between
the economic factor and economic structure: the opinion that ‘class differences
have been abolished in the most advanced imperialist countries’,101 and the
opinion that many countries, because of their apparent lack of similarity with
the so-called normally developed Western countries, do not have a capitalist
mode of production. Both are ultimately justifications of capitalism, and stem
from a confusion between the economic factor and economic structure. In such
apologetic readings, ‘the economy’ is taken to be equal to the possession and
distribution of wealth and property, along with the agency and hierarchy of
power ownership. This is found, for instance, in Weber’s well-known idea that
social life is the triangulation among three factors that mutually influence one
another: economic position, the division of political power, and the gradation
of social status and prestige as independent autonomous series, as three dis-
tinct factors that influence one another. Such approaches do not see the unity
of social life and its formation as a concrete totality, a totality that must also be
distinguished from ‘metaphysical identity’, which degrades such a totality into
‘abstract wholeness’ or ‘empty totality’.
Kosík’s criticism of factor theory echoes Engels’s letter to Joseph Bloch of
21 September 1890. There Engels responds to Bloch’s question about whether
economic relationships are the only relevant factor or whether there are other
relationships that also play effective roles. Engels refines and accentuates the
view of the production and reproduction of real life, which is vaster than
economics as it is generally understood, as ‘the ultimately determining’ ele-
ment, but also leaves room for the contingency that results from this interac-
tion. Without mentioning the term, Engels defends a standpoint of which the
cornerstone is dialectical totality. Engels’s letter is even more precise in this
sense: whereas Kosík says that ‘the economic structure forms the unity and
continuity of all spheres of social life’,102 Engels explicitly emphasises that ‘the
various elements of the superstructure … also exercise their influence upon the
course of the historical struggles and in many cases, preponderate in determin-
ing their form’. He thus highlights the interactive character of this social totality
ical ontologism, on the other’.110 The point he intends to make is that whereas
mathematical formalism denies that mathematical formulas correspond to any
substantial reality, metaphysical ontologism contends that they do, but not to
any material reality; in other words, whereas mathematical formalism denies
the content, metaphysical ontologism deprives the content of its materiality.
He cannot then be criticised for reducing totality to systems.111 In taking such a
standpoint, Kosík both foresees the two types of reductionism in the Marxian
approach – mathematical and metaphysical – and simultaneously distances
himself from both.112 This boils down to quantification of quality in the former
case, and in the latter to the fixation or freezing of reality. In the former case, the
critique of political economy is also turned into a positive science that remains
uncritical; this can be done, and is being largely done in economics depart-
ments all over the world, but it is entirely different from a Marxian standpoint
in that it deprives thinking of its critical-dialectical characteristics.
8 Criticism of Kosík113
Kosík’s account of the co-constitution of the parts and the whole as a distinct-
ive characteristic of Marxian conception of totality is sometimes imprecise and
involves misconceptions. The following is an example:
The difficulty arising from this passage lies in its equating of context and total-
ity, thus undermining the point that this oscillation is within the totality.115 The
dialectic of facts and totality, or text and context, is better understood if it is
made clear that the context is also in the totality. Moreover, with the distinction
of facts in the context of reality and theory, to the clause ‘the very conception
of fact is determined by the overall conception of social reality’,116 I would add:
‘and vice versa’: the conception of social reality is equally determined by the
very conception of facts.
This co-determination of the moments and the whole is also overlooked by
Kosík in his political analysis. Here is an example: ‘In the epoch of capitalism,
capital turns into a structure of meanings that determines the internal content
and objective sense of its elements’ (emphasis in the original!).117 What Kosík
overlooks here is the co-constitution of this whole by its organic moments. This
of course is not something he denies, but he does not explicitly emphasise it.
Following Marx, he realises that the only means of comprehending facts is by
the power of abstraction. He further demarcates a Marxian abstraction, and
implicitly distinguishes it from empiricist, Aristotelian, and Hegelian versions
of abstraction. He also criticises the mode of abstraction that dichotomises
reality into essential and inessential, characterising it as mere abstraction, or
triviality.
Nonetheless, a question may be raised: To what extent can this co-
constitution of the parts and the whole be taken to be the only criterion for a
dialectical conception of totality? An outstanding example here is undoubtedly
Pascal, whose ‘logic of the heart’ is criticised by Kosík himself.118 The following
passage is exemplary:
All things being caused and causing, helped and helping, mediated and
mediating, and all maintained by a natural and insensitive link that joins
the most remote and the most different, I hold it impossible to know the
parts without knowing the whole, neither knowing the whole without
particularly knowing the parts.119
115 Kosík 1976, p. 25: ‘Every fact is comprehensible only in context and in a whole’.
116 Ibid.
117 Kosík 1976, p. 29.
118 Kosík 1976, p. 59.
119 Pascal 1963, p. 527. This is my translation of the following passage: ‘Toutes choses étant
causées et causantes, aidées et aidantes, médiates et immédiates, et toutes s’entretenant
par un lien naturel et insensible qui lie les plus éloignées et les plus différentes, je tiens
impossible de connaître les parties sans connaître le tout, non plus que de connaître le
tout sans connaître particulièrement les parties’.
72 chapter 4
be dealt with if it is one at all. Even if at the individual level an agreement may
be possible, at the social level a logically possible agreement is not practically
possible, given that individuals are agents of social subjectivity, namely, capital
and labour. There can be no veritable dialogue between the two sides, for the
simple reason that there is no common logic. Put differently, the impossibility
of coming up with an agreement through dia-logue stems ultimately from each
side having a different λόγος. To say, ‘But they both seek power, and in this sense,
they have something in common’, is to miss the difference between the nature
of the power of the proletariat and the power of capitalism. The impossibility
of reaching an agreement at the level of happenings in reality stems from their
antagonistic social statuses. Along the same lines, there is no common stand-
point regarding social reality. All the attempts to tame capitalism stop here, and
it remains, inter alia, a barrier to the realisation of global social justice.121
Since classical economics is not fundamentally different from vulgar eco-
nomics, inasmuch as it too results in an objectual world, a critique of the former
is as indispensable as a critique of the latter. Classical economics justifies the
objectual world and its laws as if they were the real world. In this transference to
unreason as the reason of capitalist society, what may be called the unreasonal
realisation of reason,122 this unrealness is transposed to the individual level as
well. Only an operative individual, that is, an individual functioning in the sys-
tem, is taken to be a real individual. A reified individual, defined in the sense of
being a circumscribed one, is required by a reified system. The apparently inde-
pendent agent of Cartesian rationalism becomes dependent and subjugated to
its products. In contrast to such a reason, ‘the dialectical reason not only seeks
to know reality reasonably but also, and in particular, to shape it reasonably’.123
According to this reading, the subject, an ontologically and not just theoretic-
ally conscious worker, who acts according to collective ‘economic rationality’,
learns under capitalism to pursue his interests collectively and turns into the
agent of revolution.
Rationalist reason is irrational in two senses: it cannot grasp the ultimate
sense of existing reason in its totality and contradictions, which cannot abide
by or be controlled by the same reason; and it forms this irrational reality as the
realisation and existence of what it takes to be its rational form. Rational reason
121 This is a paraphrase of a text published previously on the occasion of the People’s Social
Forum in Ottawa in January 2013; see Boveiri 2013.
122 Cf. Marx’s letter to Arnold Ruge in September 1843: ‘Reason has always existed, but not
always in a rational form’ (Marx 1843).
123 Kosík 1976, p. 57.
74 chapter 4
124 Kosík 1976, p. 58. Cf. Von Neuman and Morgenstern 1953, p. 9: ‘The individual who attempts
to obtain these respective maxima is also said to act “rationally” ’.
125 It will be later seen that such an approach towards negativity in relation to contradiction
and totality is more fruitful than that of Raya Dunayevskaya (2002).
126 Cf. Albert Camus’s observation in La peste: ‘To fight against abstraction one has to be a
little like abstraction’ (Camus 2013, p. 550, my translation).
127 Kosík 1976, p. 113: ‘Only the proof that economic categories are historical forms of man’s
objectification and that as products of historical praxis they can be transcended only by
practical activity, will indicate the limits of philosophy and the point where revolutionary
activity takes over’.
on kosík’s totality 75
9 Conclusion
Dialectics is after the subject matter. But the ‘subject matter’ is no ordin-
ary thing; actually, it is not a thing at all. The ‘subject matter’ that philo-
sophy deals with is man and his place in the universe or, in different
128 Philosophically I mean. This is understandable if we remember that he was living in the
Post-October era, hence both enjoying this era, and also suffering from the difficulties the
Revolution faced. Compare Kosík’s letter to Sartre and Sartre’s response, found in ‘Postface
pour l’édition de 1978’, in Karel Kosík, La dialectique du concret, trans. Roger Dangeville
(Paris: F. Maspero, 1978), pp. 173–78.
129 For elaboration on this difference with respect to Lukács’s own context, see Chapter 3.
76 chapter 4
words: it is the totality of the world uncovered in history by man, and man
existing in the totality of the world.130
Regarding this passage, I would like to reiterate that the Sache selbst accord-
ing to Hegel and in a Marxian approach are different! Hegel makes it clear that
for him the Sache selbst is the concept.131 However, Kosík does not mention
this difference. When he says that the Sache selbst as the quest of dialectics,
or even of philosophy, is ‘man’ as an ontocosmic existent, we should read this
as being restricted to a particular Marxian conception of totality. Materialist
dialectic and idealist dialectic have different subject matters, each with a dis-
tinctive detour [Oklika]. Put differently, neither Hegelian dialectical idealism
nor dialectical materialism, once limited to a few characteristics of this dia-
lectics, entails a Marxian conception of totality. In fact, as we have seen, some
characteristics of totality can be adopted by plainly anti-revolutionary repres-
entatives of the bourgeoisie. As we will see in the following chapter, it is only
a particular conception of totality that is a genuinely Marxian one, and only
such a standpoint brings about a normative conception of totality with which
the need for revolution is associated; only in this way can we witness the revolu-
tionary comprehension-formation of reality as totality. Nonetheless, along with
this comes also the increasingly nuanced grasp of totality through the differ-
ent phases of development in Marx’s thinking, but such a grasp is absent in the
Kosíkian reading. One thing that Kosík does not say is that there is a difference
between Marx’s standpoint regarding totality in the 1844 Economic and Philo-
sophical Manuscripts on the one hand, and the Grundrisse and Capital on the
other: in the 1844 Manuscripts, there is a more anthropological conception of
totality, whereas in his later work he develops a politico-economic conception.
But this difference, pace Althusser, does not entail that Marx’s thinking under-
went a coupure. I agree rather with Kosík that there is unity through different
phases of Marx’s thinking, but I disagree with him in his failure to see the dif-
ferences and development.132 Rather, to repeat an oft-cited dialectical slogan, I
show the similarity in difference, in the following chapters.
One further merit of Kosík’s standpoint is that it sees the unity of analysis
and critique in what Marx does. As Kosík puts it, ‘the analysis of economic
This chapter aims to trace the development of the conception of totality in dif-
ferent periods of Marx’s works – a development that, like the development of
his position in general, is neither continuous nor smooth.1 It is thus a response
to one of the difficulties that arose from Kosík’s account of totality discussed
in the previous chapter: Kosík recognises a difference between the method of
enquiry and the method of exposition, but he overlooks how such a difference,
among others, may be traced back to Marx’s works regarding totality.2 Instead,
he gives a somewhat monolithic account of Marx’s conception of totality and
expresses his joy at the discovery of the Grundrisse as the text that puts an end
to the claim that there is a dichotomy between the works of the young and the
mature Marx.3
As an alternative, this chapter, by arguing for a developmental coherence in
Marx’s works, proposes a nuanced reading of his conception of totality. First,
it evaluates the suggestion that the later works of Marx may be considered a
dialectically honed restatement and development of the claims and themes
found in two of his earliest works, namely, the letter to his father and his poem
Epigrams (hereafter, Letter and Poem respectively), both written in 1837, when
Marx was only nineteen years old. In the next section, I underscore the themes
found in these two texts through a close textual analysis. In each of the follow-
ing sections, I will show how each of the texts from the Economic and Philo-
sophical Manuscripts of 1844 to Capital relates with these themes, what was
retained, what was added, and what was surmounted or completely discarded,
always in relationship with the conception of totality as my guiding thread.
The result of this chapter will thus be a demonstration of the development of
a Marxian conception of totality from a quasi-anthropological one in the Eco-
nomic and Philosophical Manuscripts of 1844 to a concrete onto-formative one
in the Grundrisse and Capital, notwithstanding the difference between these
two.
This chapter then argues against the reading that believes that ‘Any project
of “reconstruction”, in the sense of revealing a certain core of textual founda-
tions, to be used as a main source for uncovering the coherent kernel of Marx’s
critique, must fail when we take into account the totality and the inner con-
nections of the texts passed down’.4 The conclusion recapitulates some of the
characteristics of a Marxian conception of totality, which will be developed fur-
ther in Chapter 6.
But before that, a note on the difficulty of the project represented by this
chapter. In a letter to Engels written on 31 July 1865,5 the perfectionist Marx
remarks that he cannot persuade himself to send what he has written for pub-
lication unless he has the whole subject in front of him. The advantage of the
result would be, he claims, a text that has a dialectical structure and that forms
an artistic whole. Of course, not analytical elegance but rigour, coherence and
empirical confirmation were Marx’s primary concerns. Nonetheless, his per-
fectionist attitude makes it challenging to discuss both his work in general and
the subject at hand, namely, ‘totality’ – indeed, all the more so, given that it is
estimated that we are still about a couple of decades away from the completion
of the critical publication of Marx-Engels Complete Works (mega2) in about
120 volumes.6
Among all the major works concentrated on here, only the first volume of
Capital has the characteristics endorsed by Marx – and that notwithstanding
all the digressions found in it. Published after all the works discussed here, but
not written after them, although placed first in the three volumes of Capital, it
must be taken as a sort of criterion-bearer, as that which holds the criterion, for
any discussion, all the more so given the general view that the latter, the more
developed is always to shed light on the earlier, the less developed. But even
here a challenging question arises: Which version of Capital is to be taken as the
7 See Marx, letter to Danielson, 15 November 1878 (Marx and Engels 1991, p. 343). See also Hein-
rich 2016, p. 124. I say ‘this edition’ (i.e., the French translation by Joseph M. Roy, revised and
endorsed by Marx; available in reprint as Marx 1982), since the most well-known and most
cited French translation of Capital is the one by Jean-Pierre Lefebvre (Marx 1993). As far as I
know, the new translation into Persian (Marx 2008) is so far the only translation into any lan-
guage which has integrated both the fourth German edition and the French edition by Roy.
For further information, see Afary 2012.
8 That is Marx 1976 for English edition and Marx 1962a for the German edition.
9 See Bellofiore 2009, p. 179: ‘The most developed is the key for the knowledge of the less
developed, but we also have to understand the genesis of Marx’s exposition of the concept of
capital’.
marxian totality seen through his works 81
1 Prelude – The Poem and the Letter to His Father:10 Marx, a Diver in
Search of the Sache selbst in Life in the Street
In these two texts, The Poem and the Letter, and in his search for the sub-
ject matter [Sache selbst], to use a term highlighted by Kosík, Marx introduces
some themes whose development leads ultimately to a distinctive conception
of totality in Capital. Since the themes of these two texts overlap, I discuss them
thematically. I will show that while it may be rightly claimed that there is a sim-
ilarity between the style of these poems and Marx’s later works,11 the continuity
goes farther than this and the influence stays with Marx throughout his works.
Let us begin with a passage from his poem Epigramme on Hegel. In a part of
this poem, we read:
The metaphor of the street recalls social life, where things pass both neces-
sarily and contingently, an example of the realm of events. But what happens
on the street, contingent or necessary, has laws and also evinces exceptions
to those laws. Finding those laws and their exceptions necessitates analysis,
and once coupled with the ought-is opposition reflected in the letter (which
will be discussed later in this section), it furthermore involves action that goes
beyond observation, contemplation, and the merely empirical.13 What hap-
pens on the street and the judgement about what happens brings about both
the subjective and objective aspects of the street. The response to the ques-
tion, ‘What, “of” that which is of the street, is of concern?’ opens the door to
a twofold response, objective and subjective. Moreover, this ‘of’ (introducing
the object of discussion) will later be shown to be developed into the critique
‘of’ political economy: the critique of political economy is both the critique of
10 All the quotations from Marx’s letter to his father are from McLellan 2000, pp. 9–13.
11 See Johnston 1967, p. 260: ‘Yet an obvious continuity between Marx’s verse and his later
work lies in the style of his writing. His love of metaphor, his use of allusions, his construc-
tion of complex sentences all bear witness to his early exercises as a composer of verse’. It
is noteworthy that Johnston does not deny any similarity as to content.
12 My translation. German text in Marx 1968g, p. 608: ‘Kant und Fichte gern zum Äther sch-
weifen, / Suchten dort ein fernes Land,/ Doch ich such’ nur tüchtig zu begreifen,/Was ich –
auf der Straße fand!’
13 This diremption between ‘ought’ and ‘is’ is thought to be also the standpoint endorsed by
Hegel. See ‘Ausblick: Logik, Rechtsphilosophie und Marxsche Kritik’ in Theunissen 1980.
82 chapter 5
the subject being discussed, and the way it is analysed by political economy.
When we consider today what happened in the life of the same street yester-
day, history comes in. The street is equally the reflection of the materiality of
life, and its dialectic. Nonetheless, what happens on the street brings along with
it not only the metabolism of the life of the street, its reason and unreason, its
sociality, history-time, and the lawfulness and the contingency of what passes
on the street, but also the thought about the ‘tomorrow’ of the street; hence,
the importance of the future, a bedrock of the Marxian standpoint not only
distinct from Kant and Fichte as mocked here, but also from Hegel. In taking
such a standpoint, although it may not be wrong to say that Marx at this stage is
not a full-fledged materialist, this may be taken cum grano salis, as he criticises
simultaneously Kant and Fichte, as we have seen, and also finds Hegel ‘to be no
less fond than his predecessors of the “ether” and “the distant land”’,14 and cri-
ticises his intention by saying that even with his leadership one cannot plumb
the ocean of the subject matter [Sache selbst].
1.1 Methodology-Logic
The relation between Marx and Hegel, especially as regards their method or
logic, has been the subject of a myriad of books, dissertations, and articles. In
the Letter, Marx admits that Hegel’s system is distinctive: ‘for it had actually to
be a new logic’.15 Explanation of this logic and the relation between his own
work and Hegel’s logic is something that Marx never overlooks and yet unfor-
tunately never fully elaborates upon. That said, a becoming, a transformation
for which the objects are mere abstractions is the tenet to which he remains
loyal through and through.
As will be seen in the following chapter, one of the major claims to be made
here is the utterly new concept of starting point, that of investigation, put
forward by Marx. In this very letter, we can discern the germ of this new con-
ception, as Marx talks about a dialogue he wrote entitled ‘Cleanthes, or The
Starting Point and Necessary Progress of Philosophy’. About this dialogue, he
writes that art and philosophy, previously taken to be completely separate,
‘regained to some extent their unity’.16 The obsession with the starting point,
as well as the unification of human knowledge referred to here, remained with
Marx throughout his life. In this letter, we see the germ of the internal rela-
tion, or interconnectedness, which in the hands of some contemporary Marx-
ist philosophers became the principal characteristic of a genuinely Marxian
the reaction to the complete opposition between ‘ought’ and ‘is’ referred to in
the letter to his father discussed in this section. This practical-methodological
standpoint (a meta-methodology, so to speak), which is best reflected in an
authentic standpoint with regard to totality, is, as stated by Lukács, both the
result and the presupposition of the class struggle.25 If all questions of truth
ultimately find their answer in practice, this is par excellence true about such a
Marxian thought-praxis, and also about Marx’s methodology.
The relation between ‘is’ and ‘ought’ deserves further elaboration. In ref-
erence to this letter and such passages as ‘Here the same opposition of “is”
and “ought” which is the hallmark of idealism was the dominating and very
destructive feature,’26 David McLellan writes that Marx soon changed his belief
‘in a romantic opposition of what is and what ought to be’.27 In fact, it was as
soon as the following page in the same letter that he changed his mind: ‘[I]f the
gods before had dwelt above the earth, they had now become its centre’.28 As
will be seen, this is one of the bedrocks of The German Ideology.
question, is being rhapsodic about truth. Cf. Milton’s Areopagitica: ‘Let her [Truth] and
Falshood grapple; who ever knew Truth put to the wors, in a free and open encounter. Her
confuting is the best and surest suppressing’ (Milton 1918, p. 58).
25 The full quote, in which Lukács quotes a sentence by Marx to support his standpoint, can
be found in Lukács 1970, pp. 89–90.
26 McLellan 2000, p. 11.
27 McLellan 2000, p. 5.
28 Marx, Letter to his father, in McLellan 2000, p. 12.
29 Marx 1983c.
30 See Hegel 1980a, p. 70.
marxian totality seen through his works 85
the truth. The mathematician constructs and proves the triangle, but it
remains a pure abstraction in space and does not develop any further; you
have to put it beside something else and then it takes up other positions
and it is the juxtaposition of these different things that gives it different
relationships and truths. Whereas in the practical expression of the living
world of ideas in which law, the state, nature, and the whole of philosophy
consist, the object itself must be studied in its own development, arbitrary
divisions must not be introduced, and it is the ratio of the object [Vernunft
des Dinges] itself which must develop out of its inner contradictions and
find unity within itself.31
Accordingly, an organic totality goes beyond the mathematical system and can-
not be reduced to mathematical elaboration.32
The inability of mathematics to penetrate the Sache selbst and its content
reminds us of the form-content relationship in dialectics. It is well known that
a dialectical conception does not see this relationship as one between two
segregated poles. Marx here criticises his earlier understanding of this relation-
ship:
This will have very important repercussions in the future development of his
work. First, as will be shown his treatment of categories is closer to Hegel than
to Kant, and in it the dialectical unity of form and content leads to the categorial
movement.34 The word ‘movement’ here is to be understood as what Marx
calls metamorphosis, that is, a simultaneous transformation and reproduction
of form.35 In the categorial movement, each category is transformed into the
one that succeeds it and also in so doing the succeeding category reproduces
the prior one at a different level. The second point indicates Marx’s suspicion
of definition, since it is a form of ‘subsumption’.36 In the same vein, although
he admits the importance of ideas, he criticises ‘purely formal art which has
no objects to inspire it and no exciting progress of ideas’.37 Moreover, as is well
known, Marx’s methodological endeavour – which he later calls the applica-
tion of the ‘power of abstraction’ – entails going beyond the phenomena. Here
he puts it metaphorically: by ‘diving off into the sea … to bring the pure pearls
up to the sunlight’.38
Although the themes introduced here are admittedly scattered, partly owing
to the nature of the texts, and partly owing to what I am trying to demonstrate,
a number of conceptions related to totality can be seen here. It remains to be
seen whether these themes find repercussions in the conception of totality in
Marx’s subsequent works. It is to this question that we now turn.
36 Marx 1963a, p. 228: ‘Es handelt sich nicht hier zum Definitionen, unter welchen die Dinge
subsumiert werden.’
37 Marx, Letter to his father, in McLellan 2000, p. 12.
38 Marx, Letter to his father, in McLellan 2000, p. 12.
marxian totality seen through his works 87
works, The Science of Logic and The Phenomenology of Spirit. One point in
Marx’s elaboration on a distinctive conception of totality is a clarification of
the distinction between the status of an object* in itself, for itself, and for us.
This is a distinction that is recognised in Hegel’s system. To the same effect,
as will be seen in Chapter 6, Marx critically adopts Hegel’s term Moment. The
point is that whereas Hegel uses this term in the sense of ‘momentum’ (reflec-
ted in das Moment and avoiding der Moment, which has the temporal notion
of the term), at this stage Marx recognises and highlights this distinction in
Hegel’s system by seeing movement as the totality of moments.52 The rela-
tionship between moments of consciousness and the object*, for instance,
must be a relationship that involves the totality of the determinations of the
objects* and each of those determinations must be comprehended on its own
terms.53
To the same effect, to have a distinctive totality that is both materialist and
dialectical, as a distinctive characteristic of Marxian methodology, we need
a distinctive doctrine of abstraction, one that is not only distinct from Aris-
totelian abstraction and Lockean empiricist abstraction, but also from Hegel-
ian abstraction. This culminates methodologically in the well-known passage
in the preface to the first edition of Capital Volume i, in the recognition of
the power of abstraction in Marx’s methodological approach, as an appar-
atus that replaces a microscope and chemical agents. At this stage, Marx is
critical of Hegel’s abstraction. Marx gives him credit for having recognised in
the Phenomenology of Spirit the processual characteristic of the autogenesis
of the human being, its formation through labour, and its concomitant dia-
lectical negativity,54 and hence his highlighting the whole of human action
[Gesamtwirken der Menschen].55 He finds it erroneous, however, to equate the
essence of human being with consciousness. Furthermore, he somewhat sar-
donically introduces the moments of Hegel’s Science of Logic resulting in Abso-
lute Idee, which is nothing but the totality of all the already sursumed [aufge-
52 Marx and Engels 1988, p. 152. This will be seen later in the Grundrisse. Nicolaus elaborates
well upon this issue: ‘Hegel takes “moment” from Newton, despite the general disdain for
“mechanics”, he derives the sense of this rather central concept from the action of the
lever. … In Marx the term carries the senses both of “period of time” and of “force of mov-
ing mass”. He much improves on Hegel’s use; Hegel’s usage was more mechanical; and time
was absent from it’ (Martin Nicolaus’s foreword to the Grundrisse in Marx 1973, p. 29; see
also Gauthier 2010, pp. 69–75).
53 Marx and Engels 1988, p. 152.
54 Marx and Engels 1988, p. 149.
55 Marx and Engels 1988, pp. 149–50.
90 chapter 5
nature and also reduce the function of the human being to mere observation
utterly miss the point: their approach inevitably leads to the ascription of the
status of thing-in-itself to nature.60 Marxian totality is thus coincident with
humanity: man turns into simultaneously subjective and objective* totality, in
which subject and object are two moments of totality.
We will see why Marx in his later works takes it that revolutionising such a
totality, which I call pseudototality, becomes possible and also necessary. The
following section is one step in this direction.
In this section, I will show how the conception of totality is advanced in these
two texts; and how the ascertainment of totality and neighbouring concepts
by Marx and Engels in the German Ideology and by Marx in the ‘Theses on
Feuerbach’ pave the way towards the maturation of those concepts in the fol-
lowing sections.
Marx and Engels give Hegel credit for not merely registering the objects
of thought but also exposing the act of production of the objects.61 Notwith-
standing this, their book is, to a large extent, a polemical work against the
tendency of the young Hegelians to simply prolong his enterprise – that is,
for not being adequately critical of his views.62 One significant component of
Marx and Engels’s positive alternative here is their defence of a unified sci-
ence of history with its two inseparable facets, the history of nature and the
history of humans, which mutually condition each other. This unified stand-
point is simultaneously a criticism of Hegelian abstraction, which, with its
focus on consciousness and abstract ideas, is inevitably idealistically reduc-
60 Cf. Sekine 1998, p. 436: ‘We can only gain partial knowledge of the [behaviour of the
nature] by constantly observing it from outside. … The thing-in-itself of nature always
remains beyond our reach.’ On another occasion, Sekine surprisingly writes: ‘Since we are
ourselves not the creator of nature, we cannot hope to know it totally’ (Sekine 1997a, p. 3,
emphasis added). This may remind the reader of a famous passage in Hume’s Dialogues
concerning Natural Religion (Hume 2007, p. 25): ‘[I]s a part of nature a rule for another
part very wide of the former? Is it a rule for the whole? Is a very small part a rule for the
universe? Is nature in one situation, a certain rule for nature in another situation, vastly
different from the former?’ We have seen previously how a Kosíkian reading can give a
satisfactory response to this dilemma: see Chapter 4, section 1 above.
61 Marx and Engels 1978, p. 14.
62 Dardot and Laval 2012, p. 137.
92 chapter 5
63 This is also criticised by Marx and Engels in The Holy Family, particularly the chapter ‘Das
Geheimnis der spekulativen Konstruktion’ (Marx and Engels 1962, pp. 59–63).
64 Marx and Engels 1978, p. 18.
65 The subtlety and beauty of the phrase cannot be adequately translated into English: ‘Das
Bewußtsein kann nie etwas Andres sein als das bewußte Sein’ (Marx and Engels 1978,
p. 26).
66 Grumley 1989, p. 48. ‘The totality of history has no immanent meaning aside from that
created and ascribed to it by the practices of living, concrete individuals’.
67 Marx and Engels 1978, p. 25. This will be developed by Marx into the guiding thread of his
subsequent works; see Marx 1961c, p. 8.
68 Marx and Engels 1978, p. 25.
69 Arndt 2012, p. 59: ‘It derives its abstractions from the empirical experience [das Empirie],
without reducing them to what is sensually experienceable’ (my translation).
70 As will be seen later, the starting point becomes more nuanced and complex in later works
but the materiality introduced here is kept through and through.
marxian totality seen through his works 93
rather like the epiphenomena of this life, which are often nothing more than
illusion [Schein], and have illusory independence. An ascending movement
from the concrete to the abstract, here in the form of the movement from earth
to heaven, will take the place of the descent from the abstract to the concrete,
from heaven to earth, reminiscent of what was seen in the previous section with
its focus on street life. This is an anti-metaphysical methodological movement:
going from the material life of individuals as the producers of consciousness
to consciousness, instead of from the consciousness of individuals to them as
individuals. While the former movement concentrates on history and its devel-
opment, the latter focuses on the epiphenomena of the former. That is how the
German Ideology comes up with the well-known slogan that it is not conscious-
ness – with the clarification seen here – that determines the life, but life that
determines consciousness.71
Here a series of presuppositions are introduced for such a standpoint. In
introducing them, the German Ideology distances itself from a Hegelian stand-
point, as found in the beginning of the Science of Logic, where being presup-
positionless and having presuppositions are both shown to be wrong starting
points, and the beginning is a presupposed-presuppositionlessness. That said,
it seems to be difficult to introduce an objection against the presuppositions
proposed by Marx and Engels here. These presuppositions are, put briefly, the
existence of individuals and their relations to nature to meet their needs; these
relations bring up newer needs; with that comes the need to produce pro-
geny; this entails a twofold natural-social relationship. These are what the later
works take as already established points. This is the earthly basis that should,
as a whole, be taken into consideration in any historical treatment of a soci-
ety.72
As seen in Chapter 4, a distinction is made here between history as the real
historical subject of study, and history as the sum of dead facts. What turns
the real history into the sum of dead facts is the active living process of the
individuals. This is the precise twofold criticism seen previously: neither the
abstract individual proposed by Feuerbach, nor the haughty Subject of the
idealists can do the job of displaying the real historical process.73 Nonetheless,
mere criticism is insufficient, and this is one of the dictums of the German Ideo-
logy: the impetus, the driving force of the history of religion, of philosophy or
any other theory is the revolution not the critique.74
Marx and Engels here draw an essential distinction between two types of
totality in order to elaborate on the relationship between theory and social life.
The contentful totality of a theory is saturated with the positive content of the
developed social life and its struggles, as found in England and in the works
of Bentham and Mill. What may be called the contentless totality of a theory,
on the other hand, comes with an undeveloped struggle of the bourgeoisie,
as found in pre-revolutionary France, and leads to a mere philosophising of
social life, as found in the works of Helvetius and Holbach.84 To the same effect,
although an organic totality in thought is what will be advocated, particularly
in the works that are discussed in the next section, in the German Ideology
Marx and Engels mockingly criticise any mystification, as in their criticism of
Karl Grün, as attaining such totalities in appearance only, and they denounce
any erroneous ascription of organic relation among and between irrelevant ele-
ments.85
Along the same lines, in their criticism of True Socialism, they find it unreal-
istic to say that the future communism connects atoms in an organic whole and
say instead that the connection of atoms to the organic whole is as impossible
as that of a square to a circle.86 What they seem to imply is the substitution of
molecules for atoms. This analogy, which is accurate in chemistry – since it is
not the atom of a substance but the molecule that is the smallest representative
of its existence – is another example of a wrong generalisation of individuals
and society as a whole.87 The criterion for the distinction between a personal
individual who plays a role in a given society as a totality, on the one hand,
and an incidental individual, on the other, is not a conceptual difference but a
historical fact.88
This is the place that the discussion of totality in the German Ideology may be
related to the ‘Theses on Feuerbach’, which unlike the former was not intended
for publication. The absence of the word ‘totality’ in the ‘Theses on Feuerbach’
is a textual fact. This has led to what I consider to be two imprecise interpret-
ations. On the one hand, Lucien Goldmann89 takes this absence to be a by
no means negligible lacuna in a project that aims at the construction of dia-
lectical materialism. In making this argument, Goldmann does not fully recog-
nise the role the appearance of the word ensemble in thesis 690 may play as a
term that is very close to ‘totality’, particularly when the interactive relation-
ship between subject and the environment or conditions is already straight-
forwardly advanced in the third thesis,91 in contrast with other doctrines that
overlook this mutual relationship between subject and environment and treat
their relationship one-sidedly.
In another interpretation of the third thesis, Pierre Macherey92 takes the
usage of the word ensemble as das ensemble in its French usage, with lower-case
e, instead of das Ensemble, as an indication of the absence from the German
language of a word that expresses the grouping, collection or association of the
elements which are simply collected or reunited, and hence put in an ensemble,
without having to constitute a totality in itself. The word ensemble, according to
this reading, implies a multiplicity that is indefinitely open and avoids a form
closed on itself. For Macherey, the term das Komplex may be used as a syn-
onym for ensemble here to reflect a sum of elements that exist without being
unified in a totality. This is, according to this reading, the reason why Marx
avoids the terms das Ganze, die Ganzheit, and die Totalität and the closure they
imply.
I would suggest, instead, that the term ensemble introduced here, in a dictum
that is valid in a transhistorical manner, is the prototype of a particular open
totality; the particular analysis of this totality and the criticism showing its con-
tradictoriness are left to be elaborated on in the later works. At stake is the
ensemble of the social relations of a given society at a given time. What con-
nects these social relations is that they are all existing social relations in their
dynamicity. If so, one may read the tenth of the theses on Feuerbach93 as a sug-
gestion of one open totality, namely, humanised society or socialised humanity
as an alternative to bourgeois society. The contradictory characteristic of this
society is inseparably intertwined with it as a totality, which both makes its
transformation inevitable and a particular revolutionary sursumption possible.
By using the word ensemble, in saying that the essence of the human is in effect
the ensemble of its social relations, with its real-material world, Marx iterates
also the dispersed-decentralised totality seen above. Thus, Marx’s usage of the
90 Marx 1978e, p. 6.
91 Marx 1978e, p. 6.
92 Macherey 2008, pp. 150–1. See also Harvey 2010, p. 196.
93 Marx 1978e, p. 7 ‘Der Standpunkt des alten Materialismus ist die bürgerliche Gesell-
schaft, der Standpunkt des neuen die menschliche Gesellschaft oder die gesellschaftliche
Menschheit’.
98 chapter 5
term ensemble here is not because he wanted to avoid ‘totality’ or similar terms,
but because he was still unable to present his own totality or incorporate it into
his account.94
As mentioned in the first section of this chapter, one important aspect of the
discussion of totality is its relationship with truth put forward in the second
thesis. Here Marx introduces three aspects of the truth of human thought:
this-sidedness, power, and reality. Undeveloped as it is, this is a step beyond a
correspondence theory of truth. An expanded discussion and detailed elabor-
ation of this open totality will be presented in the following sections on totality
in the Grundrisse and Capital. It will be shown that such a totality is something
quite different to a simple juxtaposition of the elements that make it up.
By the end of The German Ideology, unpublished as it was, the break with Hegel
and his incongruous disciples is achieved, although methodologically it will
continue to be further honed. A critique directed against political economists
actualises another break. In this section, I am going to untangle the way the
conception of totality is discussed in the texts known as the Introduction and
the Grundrisse of the Critique of Political Economy, or, what Marx once thought
to be an appropriate title for this work, Critique of Economic Categories.95 To
do this, I first elaborate on the methodological findings in the Introduction that
relate to totality, then move to see how the same conception is dealt with in the
notebooks under the titles of the ‘Chapter on Money’ and ‘Chapter on Capital’.
In the treatment presented here, although I cannot go so far as to say that these
two chapters along with the Introduction form an ‘organic whole’,96 I would say
that, as the ‘core’ of the book, these texts can be discussed together as essen-
tially a single more or less coherent text.
94 This opens a new horizon of the discussion. In Chapter 2, I argued for the distinction to
be drawn between the whole and the totality; ensemble is added here. The members of
the ensemble do not have to have any relation (like the mechanical-chemical-organic) to
one another apart from their membership of that ensemble; put differently, they do not
necessarily form a whole. Cf. Hall 2003, p. 136: ‘The relations of production of a mode of
production are articulated as an ensemble’.
95 Marx, letter to Ferdinand Lassalle, 22 February 1858 (Marx 1978c, p. 550). Perhaps because
of this alternative title, there has been a somewhat reductionist view of Marx’s works in
general. See, e.g., Hall 2003, p. 145: ‘The whole of Marx’s mature effort is, indeed, the cri-
tique of the categories of Political Economy’ (emphasis added).
96 Marx 1973, p. 13.
marxian totality seen through his works 99
it goes against taking social laws in general, and the laws of material produc-
tion in particular, as ‘inviolable natural laws’ as political economists preceding
him mainly did. The structure of the elements of political economy is discussed
physiologically, so to speak: A physiological critical analysis that unlike the one
suggested by Ricardo proposes in later works a different starting point: ‘Marx
showed that Ricardo’s starting point of his physiology of bourgeois system was
problematic’.103
This is why the term Moment is brought up here. The social praxis initi-
ated by the thinking head is distinguished from the self-generating action of
the concept, which Marx finds in Hegel. It is demonstrated in the Introduction
that the totality of the moments of the capitalist mode (production, reproduc-
tion, distribution, exchange, consumption of commodities, service and inform-
ation) are neither essential to social life in general nor natural nor eternal. They
are particular to this mode, and they have a historical genesis, a development
which entails their inevitable disappearance at some point in the future. The
moments of this mode do not merely form coherent organic moments but
more than that, they are dialectical, contradictory moments in incessant ten-
sion.104
To avoid treating dialectics as the counterbalancing of concepts, to grasp the
real relation, the path recommended is to go from reality to textbooks instead
of the other way around. This entails prioritising the social-material over the
ideal and purely theoretical. But this move from the status quo, from reality to
theory, which reminds us of Marx and Engels’s dictum in the German Ideology,
is further developed here.
The move from the abstract to the concrete, which presupposes the empir-
ical appropriation of the concrete and its reproduction in the mind,105 is not
a move from the universal, analysing the riches of the concrete, decomposing
it into its elements, and arriving at particulars. On the contrary: the move has
to be from the simplest and the uncomposed to the most composed; from the
initial product of the Marxian abstraction to the enriched concrete; from the
more or less fixed and simple single moments such as labour, division of labour,
need, and exchange value, rising to the state, exchange among nations, and the
world market;106 from the dumbness of the lived concrete – another way of put-
ting Marx’s chaotic whole – to the enriched whole. The result of the Marxian
abstraction, the enriched whole arrived at, will not be well-defined, because
of its tension-laden characteristic; but it will be rich, unlike an abstractionist
universal that is well-defined but poor.107
To search for a clear-cut, ideal definition of capital, or of any of the categor-
ies discussed by Marx, is doomed to result either in a ridiculous schematisa-
tion or in stripping reality of its dialectical character. Like graphic illustrations,
such efforts can only camouflage the abstractness of the abstraction.108 This
precision through definitions is the procedure adopted by the metaphysician,
unable to face and understand the contradictoriness of the subject of study.109
The attempt should be instead to grasp the complexity of each category, as a
totality that is simultaneously das-der Moment of the contradictory Totality,
namely, the capitalist mode of social life: that is simultaneously the dynamic,
with das Moment, but also the temporal entity, with der Moment, in each total-
ity. I say in each totality of the Totality because the capitalist mode of social
life as a Totality is composed of constituents, each of which is itself a totality.
An analogy between the whole body and the organs of the body and the cells
constituting each is clarificatory.110 In the same way that there is nothing over
and above concreta, there is no production over and above concrete produc-
tions. Instead, any considered production can be taken as either a particular
branch of production or the totality of particular productions. The generalisa-
tion of those particular productions, agriculture, manufacture, etc., that is, the
generalisation of those concreta, constitutes universal production.
What appears to the single individual in everyday life to be the determin-
ant realm of social-economic law is not production but distribution. To see
the reality of distribution as an aspect of capitalist society in its totality and
as a moment in the totality of production, the individual must go beyond
what appears as it does, to destroy the pseudoconcrete, to repeat a Kosíkian
phrase. In so doing, the individual no longer sees the moments as quasi-
independent moments, dictated by the dominant ideology of this mode of
social life, but as internally related, as in any other organic totality. As for this
106 Marx 1983a, p. 35. It is notable that the starting category of Capital, namely the commodity,
is not in this list.
107 Lobkowicz 1968, p. 484.
108 This is further illustrated in Ilyenkov 1982, p. 101. Cf. a passage from Capital Volume ii
referred to earlier, Marx 1963a, p. 228.
109 Ilyenkov 1982, p. 262.
110 See 1. 2 above.
102 chapter 5
took a standpoint akin to the one outlined here is Ricardo. Known as an eco-
nomist who stressed the importance of production, he was unable to find the
proper mechanism of production as a moment in totality in organic relation
with other moments (distribution, exchange, and consumption); he was thus
led to introduce distribution as the exclusive subject matter of economics. In
the contemporary world, a counterpart political alternative is the view hold-
ing that the problem of capitalist society does not lie in its totality but in the
organisation of distribution.114
This is true about all other moments of the capitalist social mode115 besides
production, namely, distribution, exchange, and consumption, which are all
moments in movement and moments of an overall movement.116 Socialisa-
tion of the moments then means their totalisation as moments of an organic
whole. In all this totality of processes, the subject (the capitalist, the worker)
always plays an active role. This is notwithstanding the fact that some passages
taken in isolation may convey the issue differently. Take for instance the point
that ‘the articulation [Gliederung] of distribution is entirely determined by the
articulation of production’.117 Another example is where Marx compares pro-
duction with ether,118 which was thought to be a particular determining gravity
for all other moments. This has led some to attribute over-determinacy to pro-
duction.119 As an alternative reading, I propose that such sentences must be
read along with the passages which accentuate equally the determining roles of
all the moments of totality, which is the case in any living organ. Take the claim
that production showcases [darbietet] the object* of consumption externally,
whereas consumption posits the object* of production ideally, as the inner
image, need, impetus, and goal.120 The examples given by Marx to illustrate
this point are numerous: houses, railroads, and clothes left unused and uncon-
sumed are not houses, railroads, or clothes; they remain only unactualised
entities, as potentialities. Similarly, the metaphor of ether used here should not
be taken to mean that it can actualise its function without the needed milieu.
Hence one may talk of codetermination instead.
This does not, then, involve an absolute totality that determines all its con-
stituents, with a function for each of the members. That would be an idealist-
religious totality. This is true about all totalities, as in orchestras, and even the
biological totalities.121 Following this, the claims similar to the following need to
be nuanced: ‘Each of the aspects and elements of the structure of the capitalist
organism found therefore its concrete theoretical expression, and was reflected
in a concrete historical abstraction’.122 If this is taken seriously, the result will
be a Hegelian, closed totality.
In the same vein, it should be clear that, just as the concrete appeared in two
types, we also have two types of totality: a real totality and the mental reproduc-
tion of a real totality: the real movement and the exposition or representation
thereof in the movement of categories.123 These two, and the search for them,
should not be conflated. A similar search for a totality in the former just as in
the latter is an example of this conflation.124
An explication on the Introduction in general, and with regard to totality in
particular, cannot leave out an elaboration on a well-known Marxian aphor-
ism: ‘The anatomy of man is a key to the anatomy of ape’.125 First, it should be
noted that the introduction was written just a few weeks before the publication
of Darwin’s On the Origins of Species (published 24 November 1859). One can
speculate as to how Marx would have reformulated this sentence after reading
Darwin’s book. That said, the corollary of this dictum is to take the present as
the starting point of an analysis of the past.126 Nonetheless, this can be taken
a bit misleadingly as well. An anatomist studying the anatomy of apes does
not refer to human beings to affirm his knowledge of apes, unless a diachronic
evolutionary knowledge of the anatomy of ape becomes requisite.
121 See Lewontin 2000, p. 81: ‘It is by no means true that every part serves a function. Many
features of organisms are the epiphenomenal consequences of developmental changes or
functionless leftovers from remote ancestors. Only a quasi-religious commitment to the
belief that everything in the world has a purpose would lead us to provide a functional
explanation for fingerprint ridges or the patches of hair on men’s chests’.
122 Ilyenkov, 1982, p. 220 (emphasis added).
123 This will be further elaborated in 5.
124 For a search of totality in literary works, see Jameson 2016.
125 Marx 1983a, p. 39: ‘Die Anatomie des Menschen ist ein Schlüssel zur Anatomie des Affen’.
126 Cf. Deleuze and Guattari, 2005 p. 168: ‘We do not write with the memories of childhood
but through the blocs of childhood that are the becoming-child of the present’ (my trans-
lation).
marxian totality seen through his works 105
This is, however, true about social sciences: social development necessitates
taking a more advanced phase as the point of departure for a non-advanced
phase. Put differently, except in a unique set of circumstances, the ape does
not necessarily evolve into a human being, but feudalism does necessarily pass
over to some more developed stages of the development of means and rela-
tions of production and distribution. That is, while capital is needed for the
understanding of rental revenue, for instance, the anatomy of the human being
does not need to be considered in order to understand the anatomy of the
ape. Otherwise, taken literally, this aphorism makes the role the ape plays here
similar to Hegel’s owl of Minerva. As is well known, with this analogy in the
introduction to The Philosophy of Right,127 Hegel declares that the function of
philosophy is post factum, that is, it comes after the complete accomplishment
of the social development. Nonetheless, the similarity between these two pas-
sages is deceptive. Notwithstanding the limits to knowing the subject at hand,
for Marx, a conscious change of the world comes first, whereas for Hegel, the
only function philosophy can play is confined to the time after the new status
quo has established itself. It is a contemplation, a reflection of the past. The
philosopher is always a belated teacher, whose role in the change of the status
quo is nil.128
That said, the Marxian aphorism introduces intrinsic and absolutely unsur-
mountable theoretical and practical barriers to knowing the phenomena at
hand. Since we are not living in the aftermath of capitalist society,129 our abil-
ity to grasp these phenomena is limited, and to grasp them fully an orientation
to further conscious changes, based on the contradictions we recognise in the
subject matter, is inevitable. The desire to fully grasp the capitalist mode of
social life entails the desire to transform it, whereas the desire to transform
it should be actualised without the possibility of full comprehension of this
mode. Of course, this is possible only if a particular relationship between total-
ity and history is adopted in defence of historism against historicism, namely,
the iteration of concrete historicism in contradistinction to abstract histor-
icism, as Ilyenkov puts it,130 or even better put, the defence of historism against
historicism as elaborated by Kosík. The only methodological point I would like
to put across is the dialectical relationship between diachrony and synchrony
within totality as the differentiated unity of all the moments: whereas historism
enables us to see the totality and its inherent contradictions, and hence offers
an objective* vantage point for viewing its transformation, historicism, by giv-
ing the dominant role to conditions, fails to do so.131 This is also the response
to the mistakenly posed dichotomous question of whether capitalism should
be studied logically or historically, a point that will be elaborated upon in the
following chapter.
discussed. All this necessitates a textual analysis on the relation between the
category of money and totality as presented in this chapter of the Grundrisse.
The present section aims at filling this lacuna.
The question is: How can the totality under discussion in this chapter,
namely, money, which is generally thought of as something fixed and solidified,
be grasped in its processual determination, rather than as a simple thing? Gen-
erally counterposing totality against purity but also against abstraction, Marx’s
response comes with his discussion of the three functions ascribed to money
in the text. Money can be the measure of value; it can be the medium of circu-
lation; and it can represent all commodities, and hence it can be the material
representative of wealth, or simply put, it can be money as money.137
As a criterion, or measure of value, money represents the exchange value
of any singular commodity. Money itself does not have any use value per se:
you cannot eat it or dress yourself in it, nor is any other function related to its
substance, for the characteristic of money, as representing the exchange value
of every other commodity, obstructs such use. What remains then is money’s
exchange value – the only value it can have. The complexity here lies in the
fact that the exchange value of money itself, unlike that of other commodit-
ies, cannot be calculated according to the well-known criterion introduced by
Marx, namely, the number of abstract socially necessary labour hours put into
it, a concept that is elaborated on in Capital. The characteristic of money as the
criterion of value lies in admitting these peculiarities.
In its role as the medium of exchange, an undetermined exchange value,
once determined – that is, once its price is found – can be compared with
money or expressed in money terms. The social consequences of this func-
tion are better seen when money is counterposed to the value-producing cause,
that is, labour. The corresponding opposite of money, labour, the creator of val-
ues, is, unlike money, merely a movement; hence the natural measure for it is
time.138 Money as the general equivalent makes the outright division of labour
possible. It can do this because of its independence from the specific product
it exchanges for, from the immediate use value of its product for it. Along with
this division comes a worker, who is the producer of the exchange value repres-
ented by this general equivalent, with ever more and more particular products,
though this worker possesses an ever-smaller role in production.
137 The two first functions are also discussed later in the Notebooks (Notebook vii, Marx 1973,
pp. 789–819). This is itself a support for the suggestion of the oscillation of categories in
the Grundrisse and the categorial movement in Capital.
138 Cf. Aristotle 1993, 219b1 (p. 44): ‘Time is the number of change in respect of before and
after’.
108 chapter 5
exchange in general and the usage of the means of this exchange, money, in
particular, can probably be best understood in his criticism of Adam Smith.
It shows how the relationship between the individual and the society as a
whole, once mispresented, can justify the status quo. Such a standpoint implies
the following abstract axiom: in the pursuit of his individual interest in social
exchange, the individual unintentionally and unconsciously promotes the uni-
versal interest of society in its totality. Marx, however, argues that from such
an abstract axiom, one can equally argue that this conflict of interest can lead
to universal negation in the form of a war of all against all. Such a standpoint
ignores the fact that the form and the content of the pursuit of individual
interest are given by social conditions that are independent of the individual.
If such a concrete totality were brought into the discussion, it would be clear
that, since individuals are the producers of the general equivalent, best found
in money, they have a reciprocal indifference towards each other in society as
a whole. This generalised indifference has its roots in the constant need for
exchange that is based on the production of commodities, with the primary
motive being their exchange values.
In the same vein, as was seen above, the means of the social bond and
the social power of the individual in the pocket, the incarnation of exchange
value as an ‘all-sided mediator’ [Tauschwert als allseitigem Vermittler],140 that
is, money, does not constitute any use value for any individuals in the society; it
is, however, the result of what each individual does as a producer of exchange
value. Nonetheless, the power of the medium of exchange is in inverse relation
to the social bond that relates the individuals to each other in the totality of
the society. The relation between individuals is metamorphosed into a relation
between things. Since the capacity for the activity of each individual is meas-
ured by other individuals as that individual’s capacity to produce money, the
individual’s personal capacities, their personal intersubjective dependence,
turns into, but also is subordinated to, an interdependence among things.
Methodologically, common-sense bourgeois apologists are not able to see
the dual contradictory relationship between money and other commodities.
To them, they are either essentially different or else there is no distinction at
all between money and other commodities. This goes along with the inability
of such apologetics to understand how, for money, its entering into circula-
tion must itself be a moment of its remaining with itself and its remaining
with itself a moment of entering into circulation. That is, money, as realised
exchange value, must simultaneously posit itself as a process in which the
exchange value is already realised. Politically, they do not want to affirm that
within this lies the potential crisis of this contradictory totality, namely, cap-
italism. Money, as the actualised exchange value, must simultaneously posit
itself as price, in which the exchange value is already actualised. Thus, money
is simultaneously the negation of itself as a purely thing-like form.141 They are
not ready to admit that this contradictory unity, which is merely generalised
by the no longer slave-like function of money, as a ‘necessarily displaced social
form’,142 turns into the cause of the subordination of the individuals under the
autonomous relation of the products of their labour, and their alienation; this
turns the relations between them into a relation among things, and this con-
tradiction can be externally manifested only through violent explosion. This
violent explosion cannot be ultimately avoided through reforms or any ameli-
oration in circulation, ignoring the relationship between the threefold role that
money plays in its organic relationship with production, and the totality of
the capitalist social mode of life; this is why totality under this mode of social
life is simultaneous totalisation and detotalisation. In noting this, Marx here
shows, at least schematically, that the three functions of money represent the
three moments of singularity, particularity, and universality, each a totality, and
shows how the last one will lead the reader to the discussion of capital as the
Totality. The last point reflects Marx’s always political attitude in his analysis-
criticism, even in a highly abstract discussion.
That said, his discussion of money presented here suffers from two short-
comings. Although he names metallic money, paper money, credit money, and
labour money, there is no account of coin and paper money; but more import-
antly, the circuit of commodity-money-commodity, mediated by money, that
is, C-M-C, remains undeveloped. The transition from the third function of
money – namely, money as the representative of wealth – to capital is not
developed here.143 Starting from this point, the discussion of money in ‘The
Chapter on Capital’ at the end of the second notebook (titled by Marx ‘Money
as Capital’) is introduced. This is the way ‘the all-dominating economic power
of bourgeois society’, that is, capital, is introduced. This is what we come to
now.
141 Marx 1983a, p. 161; or that modern credit systems are both cause and effect of the concen-
tration of capital. Marx 1983a, p. 58.
142 Murray 2005.
143 For further development of this along these lines see Rosdolsky 1977, p. 149; Moseley 2015,
pp. 121–22.
marxian totality seen through his works 111
144 I am not discussing the few pages entitled Batistat and Carey.
145 Marx 1973, p. 253.
146 This is the miscomprehension that follows from the translation of the sentence ‘Inner-
halb des Systems der bürgerlichen Gesellschaft daher folgt auf den Wert unmittelbar das
Kapital’ (Marx 1983a, p. 177) as ‘Within the system of bourgeois society, capital follows
immediately after money’ (Marx 1973, p. 252).
147 Marx 1973, p. 250: ‘Money as Capital is an aspect of money which goes beyond its simple
character as money’.
148 In Marx 1983a, this goes from page 165 to page 670, after which Marx introduces supple-
ments to the chapters on money and capital.
149 Marx 1973, p. 351: ‘We are the last to deny that capital contains contradictions. Our pur-
pose, rather, is to develop them fully’. Cf. Engels, Outlines of a Critique of Political Economy
(Engels 1975, p. 421): ‘In the critique of political economy, therefore, we shall examine the
basic categories, uncover the contradiction introduced by the free-trade system, and bring
out the consequences of both sides of the contradiction’.
112 chapter 5
misuse’.154 With this, the capital which was considered until this step only in its
material form, in terms of the simple production process, is from the side of its
form determination the process of self-valorisation.
We have seen in the Introduction that the co-constitution of all the moments
of capital (production, distribution, exchange, and consumption) is, like all
organic totalities, not a causal one. The liver does not create the kidney, nor
does the kidney create the liver.155 Rather, the moments co-constitute each
other as different totalities within another totality; they constitute the total-
ity, but are also constituted by that totality – in this case capital.156 It should be
seen now how production is related to another moment, namely, circulation.
labour capacity appears to him as his property, as one of his moments, over
which he, as subject exercises domination, and which he maintains by expend-
ing it’.161 Throughout this process, while the individual worker is alien to the
combination of different types of labours as their totality, the entirety, as the
totality of workers, find themselves equally alien to this totality of labours
and, along with that, alien to the product of their labour.162 The result of this
totality of the development [diese Totalität der Entwicklung] of this power, is
its universal objectification, which appears as the total emptiness of human
innerness.163 Through this totalisation of capital as totality, in contradistinc-
tion to the previous moment, a step farther in the discussion is taken. A step
that equally tends to help along the impartial objective [objektiven] contradic-
tions.164
Regarding the relationship between the totality of this moment, that is, cir-
culation and the totality of capital, a clarificatory point is needed. It is related
to the following passage by Marx: ‘[W]hen we take circulation as a totality, as a
self-enclosed process, C-M-M-C [commodity-money-money-commodity], then
the matter stands differently’.165 Here, as elsewhere when Marx talks about
closed, or self-enclosed totality, this is notwithstanding the fact that ontologic-
ally such a totality does not exist. This is just an assumption, in the same way
that in studying the fall of an apple, the physicist ignores the existing influence
of Jupiter on this fall. That is, in this case the totality is taken to be close so that
an elaboration of the process may be possible.
The constituents of constant capital need clarification. The part of constant
capital continually used and replenished is circulating or floating capital; this
consists of raw materials, etc. Another part of constant capital is more fixed
and its use involves a change of form of the material but it is not used up;
this is the fixed capital. The production of capital appears as the production
in definite portions of circulating capital and fixed capital, so that capital itself
produces its double way of circulating as fixed capital and circulating capital.166
In this circulation, however, unlike the Hegelian circulation of concepts, so to
speak,167 capital as value in process, does not stop at merely sustaining itself
formally, but realises itself as value, reproduces the value, and adds new value
to the already existing value.168
conditions of the process of social life itself have come under the con-
trol of the general intellect and been transformed in accordance with it.
To what degree the powers of social production have been produced, not
only in the form of knowledge, but also as immediate organs of social
practice, of the real life process.173
even the rural producers into wage-labourers. Consequently, we can only study this cat-
egory exhaustively after we have studied capital and landed property’. Notwithstanding
some sweeping negative evaluations of this book (e.g., Dunayeskaya 1978), Rosdolsky’s
book remains, in my judgement, a powerful forerunner of the existing interpretations of
the Grundrisse. For a more nuanced judgement see Martin Nicolaus in Marx 1973, p. 23
n. 16. According to Callinicos, Rosdolsky’s book is one of the few commentaries to ‘have
passed the test of time, setting standards for their successors to match up to’ (Callinicos
2014, p. 19).
179 Marx 1973, pp. 749–50.
180 Marx 1973, p. 408.
181 Marx 1973, p. 410.
182 Marx 1973, pp. 227–8.
118 chapter 5
ively) of the labour time employed on it. On the other side, it wants to
use labour time as the measuring rod for the giant social forces thereby
created, and to confine them within the limits required to maintain the
already created value as value. Forces of production and social relations
– two different sides of the development of the social individual – appear
to capital as mere means, and are merely means for it to produce on its
limited foundation. In fact, however, they are the material conditions to
blast this foundation.183
183 Marx 1983a, pp. 601–2: ‘Das Kapital ist selbst der prozessierende Widerspruch [dadurch],
daß es die Arbeitszeit auf ein Minimum zu reduzieren strebt, während es andrerseits die
Arbeitszeit als einziges Maß und Quelle des Reichtums setzt. Es vermindert die Arbeit-
szeit daher in der Form der notwendigen, um sie zu vermehren in der Form der über-
flüssigen; setzt daher die überflüssige in wachsendem Maß als Bedingung – question de
vie et de mort – für die notwendige. Nach der einen Seite hin ruft es also alle Mächte
der Wissenschaft und der Natur wie der gesellschaftlichen Kombination und des gesell-
schaftlichen Verkehrs ins Leben, um die Schöpfung des Reichtums unabhängig (relativ)
zu machen von der auf sie angewandten Arbeitszeit. Nach der andren Seite wie es diese
so geschaffnen riesigen Gesellschaftskräfte messen an der Arbeitszeit und sie einbannen
in die Grenzen, die erheischt sind, um den schon geschaffnen Wert als Wert zu erhalten.
Die Produktivkräfte und gesellschaftlichen Beziehungen – beides verschiedne Seiten der
Entwicklung des gesellschaftlichen Individuums – erscheinen dem Kapital nur als Mit-
tel und sind für es nur Mittel, um von seiner bornierten Grundlage aus zu produzieren.
In fact aber sind sie die materiellen Bedingungen, um sie in die Luft zu sprengen’. Marx
1973, p. 706, modified translation, emphasis added. Cf. ‘Thus, growing wealthy is an end in
itself. The goal-determining activity of capital can only be that of growing wealthier, i.e.
of magnification, of increasing itself’. Marx 1973, p. 270.
184 Finelli 2009, p. 107.
185 Cf. Finelli 2009, p. 105: ‘In short, in my opinion, the negative connotation of labour changes
from Economic and Philosophical Manuscripts to Grundrisse, from a definition of “alien-
ated labour” to that of “abstract labour”’.
marxian totality seen through his works 119
186 Bellofiore, 2009, p. 179: ‘As a totality, capital has to be known as a concept, and hence through
a systematic exposition’ (emphasis added). Cf. Marx 1973, p. 310:
‘This dialectical process of its becoming is only the ideal expression of the real move-
ment through which capital comes into being’.
187 We will return to the objectiveness of the contradictoriness in the following section on
Capital.
188 Marx 1973, p. 331.
189 Marx 1983a, p. 230, as he quotes Sismondi saying: ‘Das Kapital ist ein kaufmännischer
Begriff’.
190 Cf. Weston 2012. This subject will be later discussed.
191 Rosdolsky 1977, p. 27.
192 For one example of this kind, see Finelli 2009.
120 chapter 5
4.4 Conclusion
While it is correct to say that the Grundrisse is of inestimable value in that it
allows us to see the method of inquiry being implemented,194 the drawback
of the book would be the impossibility of an exposition; the exposition that
cannot be performed without the inquiry being performed here.195 What we
witnessed here, after the Introduction, was not the exposition of totality as a
metacategory, nor the exposition of the categorial movement of categories,
but an oscillation between two major categories, namely, ‘money’ and ‘cap-
ital’ (with a return to the discussion of money near to the end of the Note-
books), to each of which a chapter was allotted. Among the instances of the
absence of categorial movement in the Grundrisse, the following are perhaps
noteworthy. Whereas in Section Two of the Grundrisse, ‘The Circulation Pro-
cess of Capital’, the discussion of both constant and variable capital appear,
these are presented in different moments of the discussion, constant cap-
ital and variable capital in Volume i, fixed capital and circulating capital in
Volume ii.
Exposition of the Sache selbst is then left for Capital. Hence, it is right to say
that the key elements of Marxian development and overthrow of the Hegelian
philosophy (although ‘overthrow’ is a bit too strong) are found here. A philo-
sophical conception of the bourgeois totality is taken up,196 but the language
remains to a large extent within the frame of the Hegelian dialectic, so much
so that it is not wrong to say that ‘[a]lmost every sentence in the Grundrisse
(Rough Draft) is reminiscent of this prototype [i.e., Hegel’s philosophy] in the
choice of words’.197 With all that said, for a dialectical exposition of totality, one
193 This is the case not only in Marx’s works, but also in Hegel, best seen, I think, in the Science
of Logic. For further elaboration on this, see Boveiri 2016b.
194 Marx 1973, p. 7.
195 The development of this relationship is the subject of the following chapter.
196 Schmidt 1971, p. 214: ‘A study of this work [i.e., the Grundrisse] can contribute in particular
to the demolition of the legend, which still presses heavily on discussions of Marx, that
only the thought of the ‘young Marx’ is of philosophical interest, and that the later, factu-
ally economic, problematic buried all the original impulse of real humanism’. As we have
seen in Chapter 4, this is admitted also by Kosík.
197 Reichelt 2001a, p. 3: ‘Fast jeder Satz in den Grundrissen (Rohentwurf) erinnert in der Wort-
wahl an dieses Vorbild’ (my translation).
marxian totality seen through his works 121
must refer to Capital. What is seen in the Grundrisse at the surface is built into
the exposition in Capital.198 Nevertheless, we must disambiguate a point first.
In a letter to Lassalle of 22 February 1858, in which he calls the work Critique of
Economic Categories, Marx says that it is simultaneously an exposition of the
capitalist system, and through this exposition, a critique of it.199 I suggest that
the term ‘exposition’ [Darstellung] should be taken in a non-technical sense to
mean simply exposition of research. For the exposition of the exposition, so to
speak – that is, for the method that must be formally distinguished from the
method of inquiry – one has to wait for Capital. As Marx himself puts it on
another occasion, what is at hand in the Grundrisse is the ‘method of elabora-
tion’.200
In this section, up to this point, we have depicted the material introduced
in the Introduction and in the Grundrisse, but only with reference to the brief
guidelines on method in these works; no attempt could be fully realised to elab-
orate on method without a reference to other equally succinct points presented
in the Afterword to the second edition of the first volume of Capital. It what fol-
lows, it will be more clearly shown that the threefold function of the method of
inquiry, as elaborated by Marx in the Afterword, is also found in the Grundrisse,
and is retained in his manuscripts as long as they are not intended for pub-
lication: the material is incorporated in detail, the forms of the development
of the material are analysed, and some unity is implied in these forms. That
said, the movement from the abstract to the concrete involves some exigencies
that the structure of the Grundrisse, notwithstanding the common dialect-
ical terms found therein – and insofar as a structure may be ascribed to it –
necessarily fails to meet. Politically, once the discussion has been enriched by
the concretisation-totalisation discourse which is the result of the exposition
[Darstellung] of the totality of capital, the utopian optimism of the Grundrisse
should also be overcome. Furthermore, whereas the ‘historical and dialectical
[exposition] are still treated as parallel in the Grundrisse’,201 we will see that
Marx recognises their difference, notwithstanding their interrelatedness, in the
three volumes of Capital. Hence in Capital, historical exposition follows theor-
etical exposition. The interrelatedness of the two moments lies in the fact that
the systematic theoretical exposition has the historical premise behind it and
vice versa.202
In the last one and a half pages before the text of the manuscript breaks off,
at the very end of Notebook vii, titled ‘Value’, Marx writes, ‘Dieser Abschnitt
nachzunehmen’.203 Nicolaus translates this as: ‘This section to be brought for-
ward’. It can also mean: ‘This section to be taken [into consideration] further’.
Marx does both: he brings it forward and elaborates on it. He follows this phrase
with a disclosure: ‘The first category with which the wealth of the bourgeoisie
exposes itself is that of a commodity’.204 This may be identified as the fruit
of the Odyssey of the Grundrisse, the result of the method of inquiry in the
Grundrisse. It is still to be seen how this starting point, this object* [Gegen-
stand], carries along the categorial movement with itself. For that, one must
wait for Capital205 – the subject of the following section.
word ‘biology’ might not appear in a book on biology, but it would certainly
appear in a book that explains what biology is.207 The relationship between
the former and the latter is somewhat analogical to the relationship between
Capital and the Grundrisse. Whereas the totalities in the Grundrisse are far
from a haphazard potpourri, they are equally far from a categorial movement
involving socialisation-concretisation-totalisation.
By demarcating the differences between these two works, this section of the
book paves the way for what will be argued in the next chapter, which I ven-
ture to propose is its contribution to contemporary Marxian studies. To do this,
I begin with an analysis of the first paragraph of the first volume of Capital.
From this analysis, drawing on an explanation regarding the role each of the
three volumes plays in Marx’s total exposition as found at the beginning of the
third volume of Capital, I accentuate the points where Marx’s explanation gives
support to the strategy I adopt, in arguing for the view that there is in Capital
a threefold categorial movement of totalities. By linking this with the last cat-
egory in Marx’s Capital at the end of Volume iii, namely, ‘Classes’, I show how
the moments between these two beginning and ending moments support my
view regarding the totality in categorial movement. In this way we will see how
the first totality, namely, commodity, is concretised, totalised, and socialised.
That said, this section does not aim at depicting all the categories or determ-
inations found in the three volumes of Capital. This would be neither helpful
nor necessary. It would not be helpful, because similar efforts, aiming at dif-
ferent problems, already exist in the literature.208 It is not necessary, since my
goal here is different, namely, to reveal the quasi-omnipresence of the meta-
category of totality and its major characteristics in these three books. One of
the theses proposed in this chapter is that Capital, unlike all of Marx’s other
works, has a definite starting point that is necessary, absolute, and mediated,
and which constitutes a categorial movement and is in turn constituted by this
movement. The following pages are devoted to arguing for this claim.
207 Cf. Althusser’s (2005, p. 205) claim that the Hegelian terms appear rarely in Capital, and
hence this book is not a philosophical but a scientific work.
208 Sekine 1997a, 1997b; Smith 1990.
124 chapter 5
As noted before, however, at the very end of the seventh notebook, after writing
that this section has to be brought forward, Marx writes: ‘The first category with
which the bourgeois wealth exposes itself is commodity.’211 Interestingly, this is
said to be how this wealth [Reichtum] is exposed. This needs apparently little
modification to suit the wording of Capital. Let us quote the first paragraph in
full:
209 Marx 1991a, p. 117 (translation modified). ‘Im ersten Buch wurden die Erscheinungen
untersucht, die der kapitalistische Produktionsprozeß, für sich genommen, darbietet, als
unmittelbarer Produktionsprozeß, bei dem noch von allen sekundären Einwirkungen
ihm fremder Umstände abgesehn wurde. Aber dieser unmittelbare Produktionsprozeß
erschöpft nicht den Lebenslauf des Kapitals’. Marx 1964, p. 33.
210 Marx 1992a, pp. 428–9.
211 Marx 1983a, p. 767: ‘Die erste Kategorie, worin sich der bürgerliche Reichtum darstellt, ist
die der Ware’.
marxian totality seen through his works 125
In this paragraph, which is left unchanged from the first edition,213 we witness
several important methodological points. The first important word of the para-
graph, ‘wealth’ [Reichtum], reminds the reader of Adam Smith’s The Wealth of
Nations; however, Marx’s subject is not the wealth of nations, but the wealth of
societies. The reason is clear: several nations can be constituents of the capital-
ist mode of social life; the nations composing societies are then to be discussed
according to the similarities prevailing throughout a society, which can be com-
mon among various nations. The concept of society (in this respect, like nation)
carries within it the notion of contingency different from that found in natural
objects, a consequence of the distinction between object and object* we dis-
cussed earlier.214 To confirm this interpretation, the paragraph following this
uses the word object* [Gegenstand].
The next noteworthy phrase is ‘the capitalist mode of production’. As I sug-
gested before, I think we may ignore ‘production’, and say instead ‘the capitalist
mode of social life’ to be able to stop focusing just on production. In so doing,
we will be able to incorporate all the moments of a capitalist society, and not
just production, distribution, exchange, and consumption, as was suggested in
the Introduction of the Grundrisse and discussed in the previous section, but
also the superstructural as well as the technological features (forces of pro-
duction) of capitalist society. The word ‘dominates’ [herrscht] also implies an
important distinctive point in the Marxian approach. One is related to the con-
sequences of this domination. The domination (or generalisation) of this form
of production brings about the contradictory characteristics in the totality of
social life which stem from the basic contradiction within this cellular form.
The social totality is constituted by the determination of the commodity by
this ‘smallest social form in which the labour product is exposed in the cur-
rent society’.215 The logic of the necessity of this generalisation imposes itself
on all aspects of the totality. There are limits to this analysis: only those societ-
ies which share those characteristics can be discussed here, and some societies
therefore remain outside the scope of the discussion. Empirically, the life of
the natives per se (in their own societies) cannot be discussed in this ana-
lysis, nor can societies where what is dominant is not the capitalist mode of
social life. Take Occupied Palestine for instance: the relationship among people
in that territory cannot be analysed with reference to the Marxian approach
presented here, because the characteristics of such relationships are them-
selves overshadowed by the relations of the occupation. These relationships
among people can, of course, be analysed in their relation to the totality of this
mode, insofar as it influences or even creates them, as is arguably the case in
Occupied Palestine. What is at hand, then, is an open totality that incorporates
the externality216 as well.217
All this wealth, the text goes on, ‘appears’ [erscheint] as an amalgam of com-
modities. From a methodological point of view, the word ‘appears’ is more
precise than the word ‘exposes’ that we saw at the end of Notebook vii of the
Grundrisse. It ‘appears’ so only to those who have already finished their inquiry,
and equally to those familiarised with this exposition. The idea is that this
tremendous mass of commodities will be shown to be far from a haphazard
potpourri. Not only because, as can be instantly known, these are not natural
but man-made objects*, but also because each, as a thing, is a false abstraction
which detaches whoever focuses on it from the processual life of the society
dominated by the capitalist mode. This is a reminder that a commodity is a
totality ‘of capitalism’s abstract and undeveloped determinations’218 in capital-
ism as the Totality. The question that arises immediately is whether it is also as
it appears. This duality of appears-is, or let us say appearance-essence, remains a
crucial point through the three volumes of Capital. Given that equating appear-
ance and essence is, to say the least, not always correct, an effort is necessary.
This reminds us of the detour or bypass [Oklika] underscored in Chapter 4.
The equivalent of this [Oklika] here is the [Untersuchung], or investigation,
which begins with the analysis of the commodity. The analysis [Analyse] itself
is what the investigation begins with. The commodity, introduced as an ele-
ment, is later known to be the product of this mode, the particular existence
of which constitutes the capitalist mode in its totality, as its element. Being a
216 The term ‘externality’ is an alternative proposed by Enrique Dussel (2001) in preference
to ‘totality’.
217 Then, those claims miss the point that go so far as to say ‘there can be absolutely no aspect
of human existence that does not become determined as an instance of this metabolic
interaction inverted as an attribute of capital. However, inverted in its form, this is the
mode in which the materiality of human life exists. As a consequence, there can be no
exteriority to its movement’ (Starosta 2016, p. 202, emphasis added).
218 Kosík 1976, p. 109.
marxian totality seen through his works 127
totality, it also has the germ of all the contradictions inherent in wealth, but also
of the whole capitalist mode; this is why, therefore [daher], the analysis must
begin with that.219 Being an elementary form [Elementarform] is for a commod-
ity true in two senses: it is the starting point, and it is also the smallest cellular
form of this mode or this apparent wealth. It also appears as only an element-
ary form. Since this form is not an empty form, it has a content; moreover, given
that form, according to Marx, is the mode of material existence, in this case the
cellular form is simultaneously the cellular mode of material existence of that
totality, namely, the capitalist mode.
However, the goal is not mere analysis of this mode, but as the title of the
book implies, its critique. Hence, showing the contradictions of this mode
within this cellular form is what Marx’s masterpiece begins with: contradic-
tions within this cellular form of totality represent the contradictions of this
mode of social life in its totality once they have passed through subsequent
steps shown to be also inherently related to all other moments-totalities. What
we witness in this paragraph is then the movement from totality to Totality,
where totality is the commodity and Totality the capitalist mode of social life,
the contradictions of which will be revealed through the movement between
the commodity and how commodity appears as wealth. Each moment of this
Totality, then, is at the same time a totality.
The question that remains to be answered is: If the starting point of investig-
ation is supposed to be the commodity, why does such a precise starting point
appear in this book, and not in the Grundrisse? While an adequate response
to this question cannot be given here – for that the reader must wait until the
following chapter – it may be accepted for the time being that perhaps in the
Grundrisse Marx was dealing with a somewhat different problem, namely, the
method of inquiry. Last but not least, one further word that does not appear
in this text, and that is of utmost importance, is the word ‘process’, a word
repeated in the subtitle of all three volumes of Capital: the categories discussed
are not things but the processes of which their thing-likeness is just an abstrac-
tion.
However, the introduction of the very starting point, the first category, name-
ly, the commodity, comes as the introduction of the horizon to which the
moment of this category leads, namely, the capitalist mode of social life; it can
even be said that this starting point is the result of envisaging such a horizon.
This very starting point, however, is the result of the recognition of a contradic-
tion lying in this very category, namely, its dual existence, made up of realities
which repel each other but also cohere.220 According to this reading, all other
categories, including abstract labour, which produces the exchange value of
each commodity, are categories and determinations that will be derived from
the commodity as the starting point.221
The claim presented here regarding the existence of systematic dialectical
method in the form of categorial movement in Capital does not entail that this
movement is smooth. More precisely, the fact that there are moments of dis-
cordant or out-of-tune analysis222 in Marx’s account in Capital in general and in
the first volume in particular, does not entail the absence of such a movement.
220 Cf. Hegel 1969c, p. 556: ‘Die konkrete Totalität, welche den Anfang macht, hat als solche in
ihr selbst den Anfang des Fortgehens und der Entwicklung’.
221 Cf. Smith 1990, p. 59: ‘Abstract labour … is the starting point in the reconstruction of the
capitalist mode of production proposed by Marx’.
222 The examples abound in the literature. Paul Mattick, Jr. argues that in Capital the neces-
sity of money as ‘the necessary form of the appearance’ of abstract labour is not derived
through a logical argument but practical requirements; see Mattick 1993, pp. 115–34. In the
same volume where Mattick’s paper appears, Geert Reuten (1993) argues that the deriva-
tion of labour is not a dialectical but rather an analytical or reductive abstraction.
223 Marx 1976, p. 466.
224 Marx 1976, p. 464.
marxian totality seen through his works 129
225 Marx 1976, p. 138: ‘Not an atom of matter enters into the objectivity* of commodities as
values; in this it is the direct opposite of the coarsely sensuous objectivity* of commod-
ities as physical objects’. In this, Marx iterates the standpoint already put forward in the
Grundrisse: ‘Das Kapital ist seinem Wesen nach immer immateriell’ (Marx 1983a. p. 230).
226 Smith 1993b, p. 17.
227 Harvey 2010, p. 33.
228 Cf. Žižek 2002, p. 181: ‘“There is no world” means: there is no “true objective reality”, since
reality as such emerges from a distorted perspective, from a disturbance of the equilibrium
of the primordial Void-Nothingness’ (emphasis added).
229 Žižek 2002, p. 182.
230 Cf. Thatcher 1987: ‘They are casting their problems at society. And, you know, there’s no
such thing as society. There are individual men and women and there are families. And
no government can do anything except through people, and people must look after them-
selves first’.
231 Marx 1962a, p. 327: ‘Hier, wie in der Naturwissenschaft, bewährt sich die Richtigkeit des
von Hegel in seiner Logik entdeckten Gesetzes, daß bloß quantitative Verändrungen auf
130 chapter 5
dictory totality, and they can only be transformed objectively*. The expression
of contradiction found in prices, for instance, is the reflection of the real object-
ive* immanent contradiction in this mode of production.232 In Chapter 3 of
Capital, in the discussion of the metamorphosis of commodities and inherent
contradictions, Marx refers to a specific natural phenomenon, that of planetary
motion. The realisation of contradictions and their resolution in the exchange
process of commodities is claimed to be similar to the realisation and resol-
ution of the contradiction between momentum and gravitation in elliptical
motion.233
As to the elementary form of this totality with ‘its sensuous characterist-
ics extinguished’,234 since no matter how and how many times a commod-
ity is turned and twisted around, its value-possessing character cannot be
sensuously grasped at all, it is particularly this objectivity* which deprives
the commodities of qualitative difference;235 thus their exchange value (the
only characteristic left to them) necessitates the application of the power of
abstraction as the only available means for their analysis. To call this activ-
ity a ‘method’ of solving contradictions, as Marx does, is what permits me to
say that the Marxian method is in a sense a metamethod, in that it admits the
impossibility of solving contradictions simply in theory, and instead searches
for a resolution of the contradictions in the only remaining manner: praxis
in the objective* sphere of the contradictions. This is the repercussion of
the second thesis of Feuerbach, in which the role of praxis in truth is high-
lighted.
The totality thus taken has different representations. ‘The totality of het-
erogeneous use-values or physical commodities reflects a totality of similarly
heterogeneous forms of useful labour, which differ in order, genus, species,
and variety: in short, a social division of labour’.236 The individual labourer
owns a constituent part of the totality of the labour power, and comes into
einem gewissen Punkt in qualitative Unterschiede umschlagen’. Cf. p. 623: ‘[D]er Hegel-
sche Widerspruch [ist] die Springquelle aller Dialektik’.
232 Marx 1976, pp. 322–3: ‘If, therefore, such expressions as “£ 90 variable capital” or “such
and such a quantity of self-valorizing value” appear to contain contradictions, this is only
because they express a contradiction immanent in capitalist production’.
233 Marx 1976, p. 198.
234 Marx 1976, p. 128.
235 Marx 1976, p. 128: ‘As use-values, commodities differ above all in quality, while as exchange-
values they can only differ in quantity, and therefore do not contain an atom of use-
value’.
236 Marx 1976, p. 132. This twofold totality overlooked by some commentators leads to drastic
consequences. For an example see Postone 2003.
marxian totality seen through his works 131
relation with other labourers; this has a social form only once they exchange
their labour power for money or for means of subsistence.237 Their relationship
with each other turns into a relationship with things, which entails spectre-like
objectivity* [gespenstige Gegenständlichkeit].238 Furthermore, in the perpetual
need for self-alienation, they lose their identity in its totality.239
In Marx’s treatment of the cause of the distinction between labour and
labour power, the elaboration on this category takes us beyond the point that
had been reached in The Economic and Philosophical Manuscripts of 1844. Here
in Capital, he repeats the interconnection between the earth and work, as a
twofold source of wealth. Whereas ‘labour-power itself is, above all else, the
material of nature transposed into a human organism’,240 what is provided by
nature is the material substratum that remains once all the useful labour is
subtracted from any commodity.241 This twofold source of use values is the
finding to which Marx remains loyal in his later works.242 After having ‘illus-
trated the movement of surplus-value sufficiently in Volume i’243 of Capital,
this discussion must find its place in relation to circulation – which it does in
Volume ii.
237 Marx 1976, pp. 165–6: ‘Objects of utility become commodities only because they are the
products of the labour of private individuals who work independently of each other.
The sum total of the labour of all these private individuals forms the aggregate labour
of society. Since the producers do not come into social contact until they exchange the
products of their labour, the specific social characteristics of their private labours appear
only within this exchange. In other words, the labour of the private individual manifests
itself as an element of the total labour of society only through the relations which the act
of exchange establishes between the products, and, through their mediation, between the
producers. To the producers, therefore, the social relations between their private labours
appear as what they are, i.e. they do not appear as direct social relations between persons
in their work, but rather as [thing-like] [dinglich] relations between persons and social
relations between things’.
238 Marx 1962a, p. 52.
239 Hegel 1989, §67, pp. 144–5: Quoted in Marx 19762a, p. 272.
240 Marx 1976, p. 323.
241 Marx 1976, p. 133: ‘If we subtract the total amount of useful labour of different kinds which
is contained in the coat, the linen, etc., a material substratum is always left. This sub-
stratum is furnished by nature without human intervention’.
242 See Marx 1987b, p. 15: ‘Die Arbeit ist nicht die Quelle alles Reichtums. Die Natur ist
ebensosehr die Quelle der Gebrauchswerte (und aus solchen besteht doch wohl der sach-
liche Reichtum!) als die Arbeit, die selbst nur die Äußerung einer Naturkraft ist, der
menschlichen Arbeitskraft’.
243 Marx 2016, p. 83.
132 chapter 5
The categories introduced here therefore are to be set free from the immediacy
found in the first volume. What was ‘left out of account’ is brought back in it.
The general movement in this volume aims at depicting how the circulation
process totalises itself in unity with the production process: from the meta-
morphoses of capital in the first part to the turnover of capital in the second
part, culminating in the reproduction and circulation of the totality of social
capital.
Loyal to the distinction introduced in the ‘Theses on Feuerbach’, Marx avoids
the word Objekt and introduces Gegenstand, which I have been indicating up
to here as object*.245 Considering this object* by setting aside the assump-
tions necessary just for the ‘formal manner of exposition’ [nur formelle Manier
der Darstellung]246 of the totality found in the first volume, the real move-
ment of the subject matter [Sache selbst] can be laid out. This new moment of
exposition brings with it the openness of totality that is characteristic of the
Marxian totality introduced before in this book, one of the principal theses
argued for here,247 which is elaborated on in Capital Volume ii, and could
only find its place in that volume. The point is that, although the capitalist
mode has this tendency to ‘transform all possible production into commod-
ity production’, it is equally conditioned by ‘modes of production lying outside
its own stage of development’.248 Whereas Parts i and ii of this volume focus
on the individual capitalist, part iii examines circulation and reproduction,
this time no longer from an individual but from a social perspective, with the
final chapter (Chapter 21) discussing reproduction on a large scale.249 The con-
stituents of capital introduced in the first volume as constant and variable
capital are developed further in this volume by introducing departments of
production, as well as by elaborating on constant and variable capitals, and
the account is also enriched with the addition of fixed and circulating capital
in Chapter 20.
Regarding these two latter terms, one point is noteworthy. In the ‘Theses
on Feuerbach’, we saw that the essence of the human is asserted to be the
ensemble of the social relations constituted. This characteristic is not limited
to human beings. The same object* found in different relations with its milieu
goes from one category to another. Whereas fixed and circulating capital are
at first glance mutually exclusive, the same entity – an ox, for instance – as a
means of labour is fixed capital, but once it is slaughtered, it becomes circulat-
ing capital. Likewise, the change in the relation of the constituents of a totality
to the Totality changes not only those constituents, but also the Totality at hand.
A house can be a place of work, and therefore a constituent [Bestandteil] of
productive capital, but once it turns into a dwelling place it loses this func-
tion.250
Regarding the constellation of categories presented here, further discus-
sion is necessary. The same category, namely, simple reproduction, discussed
in Chapter 21 of the first volume, is taken up here under the circulation of
surplus value (Chapter 17), and its role in reproduction and circulation is
elaborated (Chapter 20), this time incorporating it into extended reproduc-
tion (Chapter 21), thus giving a more comprehensive account of total cap-
ital. Whereas up to here in the discussion of Capital (both Volumes i and ii),
capitalists have been considered mainly in their role as non-consumers, here
(Chapter 20) they are considered as consumers. Marx does this by introducing
two departments of social production. Department i of social production pro-
duces new means of production – those produced to be put into the production
of commodities. Department ii of social production produces other commodit-
ies to be consumed by capitalists and workers. This latter department is divided
into two subdivisions: necessary means of living, and luxury goods. Once the
scene is set, Marx moves from constant capital in Department i, to variable
capital and surplus value in both departments, and then constant capital in
both departments. Without the discussion presented in Chapter 20, Marx could
where M and C stand for money and commodity, M’ and C’ for newer money
and commodity, P for production or the valorisation process, and Tc for the
total circulation, or valorised value. All these three circuits have the valorisa-
tion of value as their goal and impetus or driving motif [treibendes Motiv].
In this account in which the third circuit is the unity of the first two, thus
introducing the process in its totality, Marx goes further than the similar dis-
cussion in Volume i; here he aims at a dialectical sursumption [Aufhebung] of
the inevitably formal discussion presented there,254 further incorporating the
complexity of the real. Only when this is done can he write: ‘The total circuit
presents itself for each functional form of capital as its own specific circuit, and
indeed each of these circuits conditions the continuity of the overall process;
the circular course of one functional form determines that of the others’255 –
‘and is determined by others’, one may add.
This total process embraces consumption at both the individual and the social
level; the individual seller of labour power constitutes a class at the social level,
dealing with the buyer of this labour power.262 This circulation, which prior
to this was the circulation of the commodity capitals, turns into circulation
of surplus value. As Marx puts it: ‘Thus, the circuit of the individual capitals,
therefore, drawn into the social capital, i.e. considered in their totality, do not
embrace just the circulation of capital, but also the general commodity circu-
lation in general’.263
This is quite a novel treatment of the totality of social production in unity
with circulation. It is radically different from a standpoint, like that of Proud-
hon, who in taking the production en bloc fails to see the distinction of the
moments of that totality, with their historical and economic characteristics.264
This particular treatment paves the way for a still more comprehensive account
in Volume iii. This is what we turn to now.
etheless, to facilitate the discussion, I will continue to refer to the text discussed
here as Capital Volume iii. Throughout the discussion, I completely avoid what
Engels added as the ‘Supplement and Addendum’ at the end of the book,269
since this is widely thought to offer an interpretation different from Marx’s
own.270
Regarding the third volume, the text says that after having already shown
that the process of production is the unity of both the production process and
the circulation process:
Das Kapital iii, in mew 25 (Marx 1964); the translation of the manuscripts of 1861–3 (Marx
2016) on the basis of which Engels prepared Capital Volume iii; and the original text of
these manuscripts in mega2 ii. 4.2, Teil 2 (Marx 1992b).
269 Marx 1964, pp. 895–922; 1991a, pp. 1027–47.
270 For one example, see Callinicos 2014, pp. 38–43.
271 Marx 2016, p. 49; Marx 1992b, p. 7.
272 ‘Endlich sind wir angelangt bei den Erscheinungsformen, die dem Vulgär als Ausgang-
138 chapter 5
The totality so far shown in more theoretically abstract forms is here demon-
strated to function at the concrete level. For instance, after having discussed
the totality of value and the rate of surplus value, it will be shown here how
these are transformed into profit and rate of profit. More concretely, whereas
up to here we have discussed the relationship among values in totality, what
is at stake here is to show how prices reciprocally interact in a totality, along
with production and circulation, and with industrial capital and commercial
capital among the other forms which capital takes.273 The individual produc-
tion price of a commodity is not the same as its value, but once the prices are
taken in their totality, and attention is turned to the total value of commodities
in a branch of production, the price is determined relatively by the value.274
Whereas the relationship between different single values and single prices is
generally contingent and depends on myriads of coincidences, this is not the
case when a whole branch of production is taken into account. In that case, the
sum of prices coincides with the sum of values.275
An excellent example of the concrete form of presenting the unity of dif-
ferent moments of the capitalist mode can be seen in Marx’s discussion in
Chapter 10 of the role of competition. Competition, which belongs to a dif-
ferent moment of totality from production, plays the role of the distributor of
the total capital. In this process, ‘equal amounts of capital’ ultimately ‘receive
equal shares of the totality of surplus value that is produced by the total social
capital’.276 In the same vein, once the transformation of the surplus value into
spunkt dienen …’ Marx and Engels 1974, p. 74. The Collected Works adds ‘conception’ to the
text. Marx, letter to Engels, 30 April 1868, in Marx 1992c, p. 74 (first emphasis added). See
Postone 2003, p. 137.
273 See, Luxemburg 2013, p. 246: ‘For the totality of all branches of production the rise in prices
in one case and the fall in prices in another compensate for one another, and as a whole
the outcome will be what theory has shown us’ (emphasis added).
274 Marx 1992b, p. 700; Marx 1964, p. 766.
275 Marx 1992b, p. 236. Marx 2016, p. 271.
276 Here is the full quote: ‘Competition distributes the social capital between the various
spheres of production in such a way that the prices of production in each of those spheres
> (disregarding the question of how large a portion of the fixed capital goes into these
prices for wear-and-tear) < are equal to the prices in the spheres of mean composition,
i.e., k + p, > where k is the cost price, but a variable magnitude, and p is a constant mag-
nitude, namely is equivalent to the magnitude of the < percentage profit in that sphere
(which in the sphere of mean composition coincides with the surplus-value). The rate
of profit is thus the same in all spheres of production, because it is adjusted to that in
those branches of production where the average composition of capital prevails. The sum
of the profits for all the different spheres of production would then be equal to the sum
of surplus-values, and the sum of the prices of production for the total social product
would then be equal to the sum of its values. It is evident, however, that the equalisa-
marxian totality seen through his works 139
profit and the rate of surplus value into rate of profit is established, a change
happens that goes further than the formal difference.277 The final configura-
tion of the economic relation concealed in its essential form, the kernel form
of the commodity, comes to the surface in a quite different and even reversed
form.278
The stepwise incorporation of social contingency in the totality of this mode,
‘the underlying unity of seemingly diverse and incoherent movements’279 and
moments, is also quite remarkable at this stage. On one occasion Marx presents
a law as the cause of crises (the law of the tendential fall of rate of profit).
He puts this law, the discovery of which he takes to be his own contribu-
tion,280 in very simple terms: ‘[T]aking any particular quantity of average social
capital, e.g., a capital of 100, an ever greater portion of this is represented
by means of labour and an ever lesser portion by living labour’.281 Thus, ‘the
worker finds him or herself in a vicious circle in which the increases in pro-
ductivity turn against him or her in creating unemployment that functions as
a lever to the intensification of labour’.282 Following its exposition, the dis-
tion between spheres of production of different composition > (whether these differences
are based simply on differences in the ratio between constant and variable capital, or
also arise from variations in circulation time) < must always seek to adjust these to the
spheres of mean composition, whether these correspond exactly to the social average or
just approximately. Between those spheres that approximate more or less to the social
average there is again a tendency to equalisation, which seeks a possibly ideal mean posi-
tion, i.e., a mean position which does not exist in reality. In other words, it tends to shape
itself around this ideal as a norm. In this way there prevails, and necessarily so, a tend-
ency to make production prices into mere transformed forms of value, or to transform
profits into mere portions of surplus-value that are distributed, not in proportion to the
surplus-value that is created in each particular sphere of production, but rather in pro-
portion to the amount of capital applied in each of these spheres, so that equal amounts
of capital, no matter how they are composed, receive equal shares (aliquot parts) of the
totality of surplus-value produced by the total social capital >’ (Marx 2016 p. 284; Marx
1992b, p. 249).
277 Marx, letter to Engels, 30 April 1868, in Marx 1992c, p. 22: ‘[W]hile profit is at first only
formally different from surplus value, the rate of profit is, by contrast, at once really differ-
ent from the rate of surplus value, for in one case we have m/v and in the other m/(c + v),
from which it follows from the outset, since m/v > m/(c + v), that the rate of profit < than
the rate of surplus value, unless c = 0’.
278 Marx 1992b, p. 279; Marx 1964, p. 219.
279 Harvey 1999, p. 405.
280 Marx 2016, p. 322.
281 Marx 2016, p. 324.
282 My rather free translation from Dardot and Laval 2012, p. 274: ‘Le travailleur est pris dans
un cercle vicieux dans lequel les hausses de productivité se retournent vers lui en créant
un chômage qui sert de levier a l’intensification du travail’.
140 chapter 5
283 This is found in the Manuscripts under the title ⟨chapter three The Law of the Tenden-
tial Fall in the General Rate of Profit⟩ with the Advance of Capitalist Production Marx 2016,
p. 320. In Marx 1991a, Chapters 13 and 14.
284 The most general counteracting causes include: 1. More Intense Exploitation of Labour; 2.
Reduction of Wages below their Value; 3. Cheapening of the Elements of Constant Capital;
4. The Relative Surplus Population; 5. Foreign Trade; 6. The Increase in Share Capital, Marx
2016, p. 337. See also pages 375 in Marx 2016 and Capital iii, p. 375, where he introduces
other aspects that condition the falling rate of profit.
285 Marx 2016, p. 322.
286 Chapter 48 in Marx 1991a, Marx 2016, p. 528 and p. 445.
287 Marx 2016, p. 528, Marx 1991a, p. 957.
288 Marx 2016, p. 898. Marx 1991a, Chapter 49.
289 Marx 2016, p. 949ff. Marx 1991a, Chapter 51.
290 Cf. Hall 2003, p. 121.
291 Marx 1968e, p. 29.
marxian totality seen through his works 141
real crisis but a merely apparent one. According to Marx, on the other hand,
being a contradictory totality objectively makes theorising away this contra-
diction ridiculous.292 For him, these contradictions inhere in objective* reality,
and the only way to do away with them is through revolutionary praxis, echo-
ing the ‘Theses on Feuerbach’.293 Now that it has not only been stated but also
demonstrated that the true barrier holding back the capitalist mode as a trans-
itory and historical and not a natural eternal mode is capital itself,294 a mode
the development of which comes into contradiction with its own development,
it may be said that there is an objective* need to revolutionise this contradict-
ory totality. As Marx writes to Engels seven months after the publication of the
first volume of Capital, now that the movement in its totality in its apparent
form is depicted,
[S]ince those 3 items (wages, rent, profit (interest)) constitute the sources
of income of the 3 classes of landowners, capitalists and wage labourers,
we have the class struggle, as the conclusion in which the movement and
disintegration of the whole shit resolves itself.295
5.4 Conclusion
One may say that what we witnessed in the three volumes of Capital is a partic-
ular movement: a movement from one aspect of reality, concretely abstracted
totality, abstracted reality in its kernel, germinal form, namely, commodity, to
the level of the totality that is concretised-socialised-totalised; a movement
from a rather monocular perspective of reality to an increasingly panoptic
perspective of reality. Through this movement, the more formal differences
(e.g., between profit and interest) turn into real social differences in the form
of the antagonistic conflict between the two sides of the class struggle. This
is equally a movement from a level where several points were neglected or
assumed because of their off-topic insignificance, or because they could not be
discussed at that particular moment, notwithstanding their effects on what was
discussed, to this particular moment in the third volume, where those influ-
ences are reincorporated and their influence, and the contingency that they
carry along with them, can be dealt with.296 The fact that this categorial move-
6 Conclusion
297 Cf. Arndt 2012, p. 135: ‘The criticism of Hegel builds up the construction of a teleological
model of history’ (my translation).
298 The reader can verify this by referring to Appendix ii, where some of the discussed pas-
sages in different versions are given.
299 Hall 2003, p. 133.
300 One interesting example is Marx’s doctoral thesis, particularly Notebook 1.
301 See Lebowitz 1998.
302 Kosík 1976, p. 16.
marxian totality seen through his works 143
*The fact that Marx never wrote a text on the ‘laws of dialectic’ that would
show how to ‘strip’ it of the ‘mystical form’1 in Hegel’s method is undoubtedly a
cause of the misconceptions and long-standing disagreements on the distinct-
ive nature of his own method. In 1955, in the foreword to his groundbreaking
The Making of Marx’s Capital, Roman Rosdolsky wrote: ‘Of all the problems in
Marx’s economic theory the most neglected has been that of his method, both
in general and, specifically, in its relation to Hegel. Recent works contain for the
most part platitudes which, to echo Marx’s own words, betray the authors’ own
“crude obsession with the material” and total indifference to Marx’s method’.2
The literature on Marx’s method has developed enormously since Rosdolsky
wrote these lines. In a work written some thirty years later, we read: ‘Surely
no ground within the terrain of historical materialism has been trodden more
often than method’.3 But as the literature has grown, so too have the disagree-
ments, and so have the accounts that attribute a rupture to Marx’s works. This
chapter elaborates on one of them.
The idea that there is an epistemological rupture in Marx’s works is not lim-
ited to Althusser’s thesis that there is such a rupture between the works of
the young Marx and those of the mature Marx who was the author of Capital.
Jacques Bidet believes that the rupture is actually lies between the Grundrisse
and Capital.4 Thus, unlike what is found even in some most recent works on
* An earlier version of this chapter was presented at the conference Materialistische Dialektik
Marx-Lektüren im Dialog in Berlin in 2015, and published in German in Breda, Boveiri et al.
2017.
1 Marx, letter to Joseph Dietzgen, 9 May 1868: ‘When I have shaken off the burden of my eco-
nomic labours, I shall write a dialectic. The correct laws of the dialectic are already included
in Hegel, albeit in a mystical form. It is necessary to strip it of this form’ (Marx, 1992d, p. 31).
2 Rosdolsky 1977, p. xii.
3 Horvath and Gibson 1984, p. 12.
4 Bidet 1984. See also Callinicos 1978; 2014.
Marx’s method,5 the claim of the inner unity and coherence as to Marx’s meth-
odology needs seriously to be argued for.
In light of the discussion of the conception of totality in Capital and the
Grundrisse in the two last sections of the previous chapter, this chapter will
argue against the view that there is a rupture in Marx’s works, and proposes
instead that the relationship between the Grundrisse and Capital is that be-
tween the method of enquiry and the method of exposition.6 On this view, the
Grundrisse accomplishes the threefold task that Marx introduces as the func-
tion of the method of enquiry – namely, ‘to appropriate the material in detail,
to analyse its different forms of development and to track down their inner
connection’7 – and thus makes the method of exposition in Capital possible.
In proposing this view, I will suggest a solution to the long-standing problem
of the relationship between the method of enquiry and the method of exposi-
tion.8 To do this, I describe in the first section the roots of the thesis of a rupture
between the Grundrisse and Capital; in the second section, I state and criticise
the passages in the contemporary literature which argue for a rupture between
the Grundrisse and Capital; finally, I put forward an alternative reading of this
relationship.
It may be correctly argued that the idea of such a dichotomy principally stems
from the apparent incoherence between what Marx writes in two texts. In
his Introduction of 1857, which was later published at the beginning of the
Grundrisse,9 he writes:
5 See, e.g., Starosta 2016, p. 17: ‘The existence of an inner unity underlying the different
phases of Marx’s intellectual project is now part of the “abc of Marxism”’. For a critical
review of this book, see Boveiri 2020.
6 Here, as in Marx’s German text, the words Methode and Weise are used interchangeably
(Marx 1962a, pp. 25 and 27). They are both translated as ‘method’ in the Penguin trans-
lation (Marx 1976, pp. 100 and 102), and as méthode in the French translation edited by
Lefebvre (Marx 1993, pp. 15 and 17). In the French edition of Joseph Roy, however, the only
one supervised and modified by Marx, Methode is translated as méthode and Weise as pro-
cédé; see Marx 1982, p. 350.
7 Marx 1962a, p. 27; 1976, p. 102.
8 Hoff, Petrioli et al. 2006, p. 29.
9 I discussed elements of this passage in Chapter 5, section 4.1 above. Here I link the dis-
cussion to the methodological question of this chapter, about the relation between the
method of enquiry and the method of exposition.
146 chapter 6
lowing this comes a passage that is particularly important for our discussion,
since Marx affirms that it describes what he takes to be a dialectical method:
The one thing which is important for Marx is to find the law of the phe-
nomena with whose investigation [Untersuchung] he is concerned; and it
is not only the law which governs these phenomena, in so far as they have
a definite form and mutual connection within a given historical period,
that is important to him. Of still greater importance to him is the law of
their variation, of their development, i.e. of their transition from one form
into another, from one series of connections into a different one. Once he
has discovered this law, he investigates in detail the effects with which it
manifests itself in social life … Consequently, Marx only concerns himself
with one thing: to show, by an exact scientific investigation [wissenschaft-
liche Untersuchung], the necessity of successive determinate orders of social
relations, and to establish, as impeccably as possible, the facts from which
he starts out and on which he depends … A critique of this kind will confine
itself to the confrontation and comparison of a fact, not with ideas, but with
another fact. The only things of importance for this enquiry are that the
facts be investigated as accurately as possible, and that they actually form
different aspects of development vis-a-vis each other. But most important
of all is the precise analysis of the series of successions, of the sequences and
links within which the different stages of development present themselves.15
After this passage, Marx writes that what the author of the article calls his real
method is nothing else but the dialectical method, and that Kaufmann’s depic-
tion of it is ‘striking [treffend]’ and ‘generous [wohlwollend]’.16
As we see here, the significance of the phenomena is underlined, and by
attending to the succession of phenomena the laws of this succession are dis-
covered. The phenomena that are the objects* of the critique of political eco-
nomy – commodity, production, money, etc. – both exist in time and have a
history. It may be said that their time-bound historical aspect turns out to be
the subject of the study, and any logical succession to follow the succession of
the phenomena results, so to speak, from their sequence.
Different readings have been given regarding the relation between these
two passages. Rosdolsky, for instance, does not seem to see a significant differ-
ence between the Grundrisse and Capital. In reference to this passage in the
Grundrisse he writes: ‘[O]utline (as did Capital later) follows the path from
abstract definitions to the concrete’.17 Tony Smith, on the other hand, does
recognise this difference. Like Rosdolsky, Smith supplies only meagre com-
mentary, but unlike Rosdolsky, he does suggest a sort of solution, or rather some
reasons to prioritise a systemic view.18 But before proposing an alternative read-
ing, let us first review the idea in the contemporary literature that there is a
rupture between these two books.
Here I discuss the two major texts which see a rupture between the Grundrisse
and Capital. I begin with a passage by Bidet where he formulates the last ver-
sion of his thought:
Regardless of the duality between the theoretical and the dialectical found in
this passage, Bidet does not tell us what is meant by dialectical superiority. He
talks about the theoretical superiority of Capital but is silent regarding what, if
anything, Grundrisse passes on to Capital. Following the chapter on totality in
the Grundrisse, I think it is plausible to claim that what is seen in the Grundrisse
is in fact not the reflected dialectic – and this notwithstanding the dialectical
terminology.
In another passage Bidet writes: ‘In Capital, Marx, under a decisive theor-
etical constraint, frees himself from the dialectical presentation that was his
in the Grundrisse, but without being in a position to draw all the conclusions
imposed by this’.20 I think it is wrong to read this line as Bidet’s negation of
what is thought to be ‘the “soul” of Marx’s method of political economy – his
dialectic!’21 That said, in this regard, I think that what is missing in Capital is
not the dialectical representation or rather exposition but dialectical enquiry,
which is achieved, as far as it can be, in the form of the manuscripts not inten-
ded for publication, which are found in the Grundrisse. This is one major thesis
of this chapter.
In his elaboration on the difference between Capital and the Grundrisse Call-
inicos writes: ‘Marx follows “the method of rising from the abstract to concrete”
in Capital. In other words, he starts from highly abstract determinations … and
from them develops … more complex determinations’.22 Indeed, Marx asserts
in the Grundrisse that the ascent from the abstract to the concrete is the ‘scien-
tifically correct method’23 of political economy. Once it is agreed that this is not
what we find in the Grundrisse, the question then arises regarding the function
of the Grundrisse, if any, in making this ascent in Capital possible.
With regard to the scientific character of Capital, Callinicos writes: ‘By the
time that Marx writes the manuscripts that have come down to us as Capital,
he has rejected the idea, common to both Hegel and the classical conception
of science, that the content of science is implicit in the starting point’.24 As
prendre toute la mesure des progrès théoriques qui se manifestent d’une version à l’autre,
de la toute première esquisse jusqu’à la toute dernière version, française, du Capital. Pro-
grès qui ne relèvent pas du détail, mais du principe’.
20 Bidet 2005, p. 2, my translation. The original reads: ‘Marx, dans Le Capital, sous une con-
trainte théorique décisive, se détache de la présentation dialectique qui était la sienne
dans les Grundrisse, sans être cependant en mesure d’en tirer toutes les conclusions qui
s’imposent’. Bidet 2005, p. 2 (my translation).
21 Rosdolsky 1977, p. 562.
22 Callinicos 2014, p. 72.
23 Marx 1983, p. 35.
24 Callinicos 2014, p. 133.
150 chapter 6
What is at stake seems to be, at least in part, resolving the problem of the appar-
ent incongruence of the synchronicity of political-economic categories on the
one hand and the diachronicity of the historical development of political-
economic entities on the other. My main critique of the idea of a rupture in
Marx’s thinking is that it overlooks the formal distinction between the method
of exposition and method of enquiry – a distinction that is already emphas-
ised by Marx.33 Not only is emphasising this distinction an attempt to respond
to a difficult and crucial problem in the history of philosophy, it also suggests
a solution to the problem of the relationship between the method of enquiry
and the method of exposition.
Up to this point, I have said a great deal about the important passage in the
Afterword to the second edition of Capital Volume i, but without quoting it. Let
us now read it in Marx’s own words:
34 Marx 1976, p. 102 (emphasis added in the second sentence). The German text reads: ‘Allerd-
ings muß sich die Darstellungsweise formell von der Forschungsweise unterscheiden. Die
Forschung hat den Stoff sich im Detail anzueignen, seine verschiednen Entwicklungsfor-
men zu analysieren und deren innres Band aufzuspüren’ (Marx 1962a, p. 27).
35 Kosík 1976, p. 15. (In quoting Kosík, I deliberately do not enumerate these steps.)
36 See Marx and Engels 1978, p. 29: ‘Übrigens sind diese drei Seiten der sozialen Tätigkeit
nicht als drei verschiedene Stufen zu fassen, sondern eben nur als drei Seiten, oder um
für die Deutschen klar zu schreiben, drei “Momente”, die vom Anbeginn der Geschichte
an und seit den ersten Menschen zugleich existiert haben und sich noch heute in der
Geschichte geltend machen’. English translation: ‘These three aspects of social activity
are not of course to be taken as three different stages, but just as three aspects or, to
make it clear to the Germans, three “moments”, which have existed simultaneously since
the dawn of history and the first men, and which still assert themselves in history today’
(Marx and Engels 1975, p. 43). One may go farther and claim that such an approach – tak-
ing different moments of enquiry that are unified and distinct but not separate – will be
always accepted for all different researches. For the application of such a standpoint in
the human sciences see Lemieux 2010, particularly the section ‘Mettre en énigme ce qui
paraît normal’. This is not apparently the case in Gramsci’s discussion, and he seems to
have overlooked this characteristic; see Gramsci 1971, p. 137. This is equally true in Dieter
Wolf’s discussion regarding the Grundrisse (Wolf 2016, p. 45).
37 See Nicolaus’s introduction to the Grundrisse in Marx 1973, pp. 8 and 25. Although Nic-
the relationship between the grundrisse and capital 153
After the above quotation, Marx goes on to say that once the function of the
method of enquiry is completely realised, and only then, the real movement of
the Stoff can be ideally mirrored.38 The simultaneous threefold function makes
possible rather a mediated starting point as well as a categorial movement.
This starting point is given only at the end of the last Notebook,39 where the
method of enquiry is most fully developed. As the previous chapter made clear,
in the Grundrisse itself there is no categorial movement, but rather oscillation
between the categories, principally between the main chapters on Money and
Capital.40 Oscillation is undoubtedly a movement but not a logically necessary
movement that leads each category inevitably to the next, as seen in Capital.
The absence of a mediated starting point goes hand in hand with the absence
of categorial movement: there is no categorial movement in the Grundrisse,
such as is found in Capital; nonetheless, the oscillation between the categor-
ies of money and capital in the Grundrisse is a sign that Marx is in search of a
categorial movement. This is an alternative to the readings that say the categor-
ies in the Grundrisse are not developed41 or, metaphorically, that they are not
‘flattened out’.42
It may be asked where in this account the moment of critique can be found.
Marx thinks that critique is intertwined with exposition, or that an exposition
cannot avoid being critical in the same way that critique cannot be exposi-
tional.43 This should not, however, be taken to mean that there is no critique
during the realisation of the threefold function of the method of enquiry. This
is just to say that, as can be seen in, so to speak, the submoments of the method
of investigation, the moment of enquiry tends to be more descriptive, explanat-
olaus recognises that the Grundrisse is the work where method of enquiry is developed,
he does not recognise the threefold function presented here.
38 See Marx 1962a, p. 27: ‘Erst nachdem diese Arbeit vollbracht, kann die wirkliche Bewegung
entsprechend dargestellt werden. Gelingt dies und spiegelt sich nun das Leben des Stoffs
ideell wider, so mag es aussehn, als habe man es mit einer Konstruktion a priori zu tun’.
Cf. Marx 1961, p. 398, where Marx stresses a unity between the exposition and reality.
39 Cf. Marx 1983, p. 127, where circulation is introduced as the first totality under the eco-
nomic categories. As we saw in Chapter 5, section 4, other starting points are introduced
on other occasions.
40 Cf. Smith 1993b, p. 16: ‘I believe that in Capital and elsewhere Marx did indeed make use of
systematic dialectical method similar to that found in Hegel’ (emphasis added).
41 Fineschi 2013, p. 72.
42 Negri 1991, p. 12.
43 See for example, Marx’s letter to Lassalle on 22 February 1858: ‘The work at hand is the
critique of economic categories or if you like, the system of bourgeois economy critically
exposed. It is simultaneously exposition of the system and through the exposition its cri-
tique’ (Marx 1978c, p. 550, my translation).
154 chapter 6
ory, and analytic. Moreover, it has been rightly pointed out that the Grundrisse
‘neither offers a more detailed explanation of what is meant by economic
categories, nor are these discussed in connection with the “exchange abstrac-
tion”’.44
In this way, the reading presented here is different from that of the authors of
the neue Lektüre45 who argue that ‘one can find a proper dialectical exposition
of categories only in that text [i.e., the Grundrisse], while the logical consist-
ency was weakened in subsequent writings’.46 What is proposed here is also in
harmony with the interpretation of Roberto Fineschi to the extent that he criti-
cises that viewpoint, but it diverges from his view that the dialectical exposition
is also found in the Grundrisse.47 What Fineschi overlooks here is the result of
the confusion between exposition tout court and exposition as a method that is
formally distinct from the method of enquiry. The shortcomings of his reading
are not limited to this however. Fineschi does not recognise the importance of
the method of enquiry. Moreover, he asserts, without elaboration, that Marx’s
method of exposition is similar to Hegel’s:
Fineschi seems to ignore the fact that Marx explicitly draws a particular dis-
tinction between the method of enquiry and the method of exposition which
is absent in Hegel. Thus, there are important differences between Marx’s and
Hegel’s views.
The alternative thesis is the considered result of the different interpreta-
tions of the relationship between the method of enquiry and the method of
44 Reichelt 2007, p. 8.
45 See Reichelt 2001 and Backhaus 1997.
46 Fineschi 2013, p. 72.
47 Fineschi 2013, pp. 71–2.
48 Fineschi 2013, p. 71 (emphasis added).
the relationship between the grundrisse and capital 155
method of enquiry. But such a starting point, as the first totality and bearer of
the contradictions of the Totality, determines the categorial movement and is
also determined by the categorial movement. This is why there is not only no
starting point in the Grundrisse, but no categorial movement either. Without
the categorial movement of the Totality that entails and is entailed by a definite
starting point (after doubt and examination), namely, commodity as a totality,
and without the realisation of the method of enquiry (Grundrisse), a concrete
critique (Capital) integrating the empirical data cannot be undertaken. This is
also embodied by the introduction in Capital of the category of ‘socially neces-
sary labour time’, which is absent in the Grundrisse. This is seen from the use
of the verb ‘to appropriate’ (aneignen) in both texts: in the Grundrisse, Marx
speaks of the appropriation of the concrete, and in the afterword to Capital
he discusses in detail the appropriation of the material. The goal is to form a
concrete totality in thought by the application of the force of abstraction. The
method of enquiry anticipated the method of exposition, whereas the method
of exposition fulfils the plan set by the method of enquiry. Regarding this, in
one of the comments on the relation between the Grundrisse and Capital, we
read: ‘The question of logic of presentation [i.e., exposition] is resolved differ-
ently in the Grundrisse and Capital. Yet, the concept of totality presupposed
by his critical, immanent method which conceptualised capitalism as a self-
reproducing, dynamic and contradictory system remained constant in these
efforts’.54 The interpretation presented here modifies this claim on two points.
First, it is not the logic of exposition that is resolved differently in the two texts;
rather, in one we have the method of enquiry, and in the other the method
of exposition. Second, accordingly, the concept of totality is nuanced: in the
Grundrisse, we witness the totality as the oscillation of categories, whereas in
Capital we have categorial movement.
If this is correct, the relationship between the method of enquiry and the
method of exposition goes further than a simple, undialectical relationship
of correction, as some maintain. Callinicos and Ilyenkov, for instance, over-
look the threefold character of the method of enquiry introduced by Marx.
The thought that the difference of form between these two texts is related to
Marx’s personal familiarity with the ‘different circles of the capitalist hell that
is different from the one that corresponds to the law of their own development
and is presented in Capital’55 goes particularly off track. Such a perspective can
seem acceptable only if the difference between the enquiry and the exposi-
tion, on the one hand, and enquiry, exposition and investigation, on the other,
is overlooked. According to this alternative reading, there is no moment of
investigation as such, but only the moments of investigation as enquiry and
exposition, with the differences textually elaborated on in the last two sections
in the previous chapter.
A reference to what comes after the passage in Marx’s Afterword quoted
above at the beginning of this chapter (see section 1) is illuminating. Marx con-
tinues his own quotation from the reviewer Kaufmann:
Marx only concerns himself with one thing: to show, by an exact scientific
investigation [wissenschaftliche Untersuchung], the necessity of success-
ive determinate orders of social relations, and to establish, as impeccably
as possible, the facts from which he starts out and on which he depends.56
This ‘scientific investigation’, according to the reading presented here, has two
moments: enquiry and exposition. Put differently, the method of investigation
shows itself as two distinct but also related moments, either as the method
of enquiry or as the method of exposition. If this is right, each of these two
moments is simultaneously der Moment of the investigation, and as such time-
bound (Capital comes after the Grundrisse), but also das Moment of the invest-
igation, since each is inwardly related to the other:57 The method of enquiry is
one das Moment and der Moment of investigation; the method of exposition
is also one das Moment and der Moment of investigation. In this way only may
one say that ‘the contrast between the logical and the historical is a pseudoal-
ternative’.58 In contrast, a reading that introduces the logical as a prerequisite
of the historical makes Marx’s methodology too Hegelian.59
The method of exposition makes it possible ‘that the development of the
capitalist mode of [social life] … can be followed through until it is grasped in
its totality.’60 However, this still does not and cannot provide us with a clear-
56 Marx 1976, pp. 100–1. The German text reads: ‘Demzufolge bemüht sich Marx nur um eins:
durch genaue wissenschaftliche Untersuchung die Notwendigkeit bestimmter Ordnun-
gen der gesellschaftlichen Verhältnisse nachzuweisen und soviel als möglich untadelhaft
die Tatsachen zu konstatieren, die ihm zu Ausgangs- und Stützpunkten dienen’ (Marx
1962a, p. 26).
57 Marx uses both das Moment (e.g., 1983, p. 140: ‘soweit nicht das Moment betrachtet wird’;
p. 248: ‘Das Moment der Lohnarbeit’) and der Moment (1967, p. 504: ‘Aber die Krise ist
grade der Moment der Störung und Unterbrechung des Reproduktionsprozesses’).
58 Arndt 2012, p. 136 (my translation).
59 See Dussell 2001, p. 210.
60 Rosdolsky 1977, p. 27.
158 chapter 6
cut, or let us say absolute definition of the categories.61 In the same vein, the
gap between subject and object, thought and being, does not entail a closure.62
It is rather an incessant process of gradual approximations.
There are some passages in the Introduction elaborating on the crucial ques-
tion of the relation between thought process and historical process. There is a
multitude of possibilities of relations between categorial development and his-
torical development. Since these two are neither homogeneous nor identical,
the categories and historical entities overlap, converge, diverge, and occasion-
ally correspond.63 The result cannot be reduced to positivism but neither to
‘historical epistemology’.64
In this way, through marking the differences between these two works, this
chapter of the book proposed to offer a twofold contribution to the contem-
porary Marxian studies: it is an attempt toward a solution to a problem that
the authors of the Das Kapital neu lesen have put forward, namely, the demon-
stration of an ‘inner relation between the method of enquiry and the method
of exposition’,65 notwithstanding the difference between these as moments
of investigation. On the other hand, it also rebuts the recent claim regarding
a rupture between the Grundrisse and Capital, as discussed in the preceding
pages.
On this reading of enquiry as equally distinct from but also related to expos-
ition, Marx, I think, contributes decidedly to a longstanding problem in the
history of philosophy brought forward in different forms by Parmenides, Aris-
totle, and Hegel.66 Put simply, to the problem of the starting point as posed by
61 Cf. Reichelt 2007, p. 8: ‘[In Capital] categories are defined, in all the clarity that could be
wished for, as “objective forms of thought”’. On the absence of ideal definitions in dialect-
ical investigation, see Boveiri 2016b.
62 Cf. Hall 2003, p. 130: ‘That is, until the gap between thought and being is closed in prac-
tice’. Hall does not seem to fully recognise the drastic consequences of referring to Paul
Vilar’s paper (1973) to his argument where the latter defends Engels’s idea of asympto-
matic approximation or progress of thought towards the real.
63 Marx 1973, p. 102: ‘To that extent the path of abstract thought, rising from the simple to the
combined, would correspond to the real historical process’. Hence, what Marx says in the
following passage from Capital Volume i must be understood along these lines: ‘Reflection
on the forms of human life, hence also scientific analysis of those forms, takes a course dir-
ectly opposite to their real development. Reflection begins post festum, and therefore with
the results of the process of development ready to hand’ (Marx 1976, p. 168).
64 See Hall 2003, p. 132.
65 Hoff, Petrioli et al. 2006, p. 29: ‘inneren Zusammenhangs von Forschung und Darstellung’
(my translation). This relationship is introduced also as a problem in need of further elab-
oration by the authors of Marx’s Method in Capital. See Moseley 1993, p. 12.
66 See Parmenides 2009, pp. 45–59; Aristotle, Physics 1.1, 184a16–20 (in Aristotle 2006) and
Metaphysics Z.3, 1029b3–12 (in Aristotle 1995); and Hegel 1969b, p. 502.
the relationship between the grundrisse and capital 159
these philosophers and many others, Marx responds that it is essential to first
clarify whether it is the question of the method of enquiry or the method of
exposition.
In the contemporary literature on the studies of human sciences in general
and philosophy in particular, we see recognitions similar to the thesis elabor-
ated on here with regard to the relationship between the method of enquiry
and the method of exposition – and this not necessarily by Marxist thinkers
or even dialecticians and in different contexts. Here, I limit myself to a few
examples. In an appendix to Pierre Bourdieu’s groundbreaking sociological
study, Distinction, we read: ‘The order of exposition takes as its starting point
the arrival point of [the order of] enquiry’.67 In The Conduct of Enquiry: Meth-
odology for Behavioural Science a similar distinction is recognised as the logic-
in-use, the distinction between ‘what is actually being done by scientists’ and
the reconstructed logic which comes thereafter.68 Such a difference is, I think,
more important than what platitude and truism acknowledge. With relation to
elaboration on philosophical texts, for instance, a distinction is made between
the order of the discovery of the text which is different from the order of com-
ment or elaboration on a text.69 Even in a handbook of English style, to give
another example, one can read: ‘Writing, to be effective, must follow closely the
thoughts of the writer, but not necessarily in the order in which those thoughts
occur’.70
Once enquiry and exposition are taken as two moments of the investiga-
tion, several difficulties can be clarified, not only in Marx’s own works but
also in the commentators. In what follows, I discuss some of them. Regard-
ing Marx’s works, a good example can be seen in Capital. In the opening pas-
sage, analysed previously for a different purpose,71 one reads: ‘Our investigation
[Untersuchung] therefore begins with the analysis of the commodity’.72 Taken
literally, this sentence leaves the relationship between investigation, enquiry,
and exposition indefinite, for Marx says here that the investigation begins
with the analysis of the commodity, but as we have seen above, he also holds
that the method of enquiry (Forschungsweise) and the method of exposition
67 Bourdieu 2007, p. 587, my translation. In the original: ‘l’ordre d’exposition … prend pour
point de départ le point d’arrivée [de l’ordre] de recherche’.
68 Kaplan 2009, pp. 10–11.
69 Choulet, Folscheid et al. 2018, p. 62. ‘The order of the discovery of the text which is not the
order of exposition (of explication or commentary)’ (my translation).
70 Strunk and White 2000, p. 26.
71 See section 5 in the previous chapter.
72 Marx 1976, p. 125, emphasis added. The German text reads: ‘Unsere Untersuchung beginnt
daher mit der Analyse der Ware’ (Marx 1962a, p. 49).
160 chapter 6
4 Conclusion
Every genuine philosopher introduces not only a particular starting point from
which to philosophise, but also a particular approach with regard to that start-
ing point.88 Both characteristics are found in Marx. Not all the implications of
his thesis can be discussed here; therefore, I limit myself to a single case. This
discussion is connected with the question of limits and barriers in the method
of exposition and in the method of enquiry. I begin with a quotation by Frieder
Otto Wolf in which he offers his interpretation in this respect:
In the first place, it is noteworthy to mention that Wolf recognises the need
for a distinction between the method of enquiry and the method of exposi-
tion. However, he accepts that exposition presupposes enquiry. That said, as
a defender of the thesis that ‘there is no comparable route stepping through
speculative references to general dialectical patterns of thought’, Wolf should,
along with the viewpoints I criticised previously, argue against the application
of the threefold function of the method of enquiry generally.
It also follows from this discussion that the treatment of limits and barri-
ers cannot be methodologically the same in the Grundrisse and Capital. It is
therefore necessary to elaborate on the formal difference as proposed by Marx.
One aspect of this difference is that when one refers, as Wolf does, to the lim-
its (Grenze) of the method of exposition as distinguished from the method of
enquiry, one has to speak about the barriers (Schranke). Such barriers as found
in the Grundrisse prepare the path for the method of exposition in Capital,
where they are thrust into limits. One function of the method of enquiry is
then the way it introduces the barriers to be sursumed (aufgehoben) in the
book where the method of exposition is elaborated on, namely, Capital. These
barriers cannot be overcome in the method of enquiry, for the inherent char-
acteristics of the method of enquiry still do not disclose their nature; this
disclosure needs to be effected in the method of exposition developed in Cap-
ital.90
The development of the totality can finally be comprehended just at this
point. The similarity to Hegel’s limits and barriers stops at the point where all
such limits and barriers are both objective* and social. The forms they bear are,
89 Wolf 2006, p. 179, my translation. The original reads: ‘Für Marx gibt es – wegen dieser
von ihm bewusst beachteten “Grenzen der dialektischen Darstellung” – keine vergleich-
bare Marscherleichterung durch spekulative Rückgriffe auf allgemeine dialektische Den-
kfiguren. Allein nachdem im Prozess der Forschung die besonderen singulären Gegen-
stände “durchdrungen” worden sind, d. h. nachdem herausgearbeitet worden ist, welcher
Zusammenhang von strukturaler Kausalität sich an den singulären Gegenständen exem-
plifizieren lässt, wird für Marx eine begrenzte “dialektische Darstellung” des entdeckten
Zusammenhanges möglich.’ Admittedly, this reading has its roots in a title-like passage
from the Grundrisse. See Marx 1983, p. 42: ‘Dialektik der Begriffe Produktivkraft (Produk-
tionsmittel) und Produktionsverhältnis, eine Dialektik, deren Grenzen zu bestimmen und
die realen Unterschied nicht aufhebt’.
90 Cf. Kosík 1976, p. 16.
164 chapter 6
for Marx, not vacuous, but real forms. The function of the method of exposition
is thus not merely to set forth the research results, nor is it of merely literary
value91 and neither is it a revelation.92
Once more, the limits of the method of exposition are the result of the bar-
riers of the method of enquiry, as found in the Grundrisse. Such barriers –
remembering the barriers in Hegel’s Science of Logic – carry along with them
an ought (Sollen). In that book, the ought is concomitant with the ‘barriers’. In
Marx’s account the ‘ought’ makes the sursumption (Aufhebung) of the barriers
of the method of enquiry possible, but also manifests itself in the limits of the
method of exposition. The ought of ‘Expropriators will be expropriated’93 goes
further than theory.94 This is itself a sursumption of the judgements of facts, to
judgements of value and to judgements of injunction. A description-analysis
of the first type of judgements leads to a critique in the second, where an eval-
uation of the subject matter is offered, which leads in turn to an imperative
sentence with an explicit or implicit ought, be it in the form of ‘Workers of the
world unite’ or ‘The situation must be transformed’.
What Marx says in the so-called Urtext – ‘The dialectical form of exposi-
tion is correct, only when it recognises its limits’95 – must also be taken up
and put in relationship with the dual difference presented here, between the
limits and barriers on the one hand, and between the method of exposition
and the method of enquiry on the other. That is to say, the sentence must
be continued with ‘and also recognizes its barriers’, that is, the barriers which
have been already elaborated on in the method of enquiry. A paper comment-
ing on the relationship between the Grundrisse and Capital has the title ‘The
Four Levels of Abstraction of Marx’s Concept of “Capital”: Or, Can We Consider
the Grundrisse the Most Advanced Version of Marx’s Theory of Capital?’96 The
reading proposed here has both a positive and a negative response to this ques-
tion: As the method of enquiry yes, but not as the method of exposition.
At this stage of the discussion, enough argument has been advanced, I hope,
to establish an unambiguous reading of Marx’s works regarding the concep-
tion of totality and its role in methodological elucidation. It has been estab-
lished that it is defensible to assert an evolutionary coherence to the Marxian
totality. The role of this conception in Marxian methodology and its relation-
ship with the method of inquiry and method of exposition have also been
elaborated upon. As we saw in the last chapter, the power of abstraction is
realised in two moments: the method of enquiry and the method of exposi-
tion.
The conception of dually intertwined totality as a transcategorial meta-
category presented here is more promising than the structuralist1 and post-
structuralist accounts in denying the ontological primacy of contingency.2
Totality is not a category but a metacategory because it is not limited to any
specific category. It is transcategorial because its nature is revealed in trans-
ition from one category to the other. This conception is also more promising
than the competing accounts among Marxist thinkers. It also encompasses
the Marxist theory which stresses internal relations.3 Internal relations are
primarily internal relations among the members of wholes. These members are
relational entities not in the sense that the characteristics of each one stems
from the relationships of that thing with other things, but in the sense that
they find their activation through those relations.4 Taken as an ensemble of
relations, each of them is such that it cannot exist without the existence of a
totality. The full conception of such a totality is unimaginable without those
relations.
This conception of totality is also more promising than the proposed exteri-
ority as an alternative or complementary constituent to totality. In Towards an
Unknown Marx, Enrique Dussell writes: ‘According to Lukács, Kosík or Bloch
[totality] is “fundamental” because it is understood as the realm of being which
founds entities within its realm’.5 He forgets to add that totality is also foun-
ded by its entities. Once this version of totality is adopted, it may be asked
6 Cf. Rockwell 2018, p. 165: ‘While Hegel’s dialectic was the “totality of reason, a closed onto-
logical system, finally identical with the rational system of history” (Marcuse, 1941/1999,
314), Marx’s totality is “the totality of class society, and the negativity that underlies its
contradictions and shapes its every content is the negativity of class relations” (Marcuse,
1941/1999, p. 314)’. For a critical review of Rockwell’s book, see Boveiri 2021.
7 See Dunayevskaya 2002.
8 See the Appendix i for just one example where I have given different versions of such a
passage along with my own translation of that French edition.
9 Chapters 3 and 4.
10 In a commentary on one of Paul Cézanne’s still life paintings, for instance, we read: ‘Each
seemingly insignificant element is vital to the overall design’. Murphy 1968, p. 137.
168 epilogue
11 In Raymond Chandler’s The Big Sleep, the detective Philip Marlowe says: ‘I seem to talk
in circles, it just seems that way. It all ties together – everything’ (Chandler 1992, p. 223).
Another related example may be interesting. During the production of the movie adapt-
ation of Chandler’s book, the director Howard Hawks could not figure out whether one
character, Owen Taylor, was murdered or committed suicide. They consulted the author,
who wrote in a letter: ‘They sent me a wire … asking me, and dammit I didn’t know either’
(Hiney and MacShane 2000, p. 103). On this, see Jameson 2016. Another work left uncon-
sulted is Lukács’s The Specificity of Aesthetics; see Lukács 1978a, p. 50.
12 See Best 2020, p. 4 for a promising path in this respect. She demonstrates the pertinence
of the conception of totality in the contemporary world notwithstanding the changes that
have occurred between Marx’s time and the present.
appendix 1
After the following passage from the Afterword to the second edition of Capital
Vol. i, which is common in two different French versions:
We read:
Erst nachdem diese Arbeit vollbracht, kann die wirkliche Bewegung ents-
prechend dargestellt werden. Gelingt dies und spiegelt sich nun das Le-
ben des Stoffs ideell wider, so mag es aussehn, als habe man es mit einer
Konstruktion a priori zu tun.2
Only after this work has been done can the real movement be appropri-
ately presented [exposed]. If this is done successfully, if the life of the
subject-matter is now reflected back in the ideas, then it may appear as if
we have before us an a priori construction.3
1 Karl Marx 1976, Capital i, translated by Ben Fowkes, Harmondsworth: Penguin Books, p. 103:
‘Allerdings muß sich die Darstellungsweise formell von der Forschungsweise unterscheiden.
Die Forschung hat den Stoff sich im Detail anzueignen, seine verschiednen Entwicklungs-
formen zu analysieren und deren innres Band aufzuspüren’. Karl Marx 1962, Das Kapital i, in
Karl Marx and Friedrich Engels 1962, Werke 23, Berlin: Dietz Verlag, p. 27.
2 Karl Marx 1962, Das Kapital i, in Karl Marx and Friedrich Engels 1962, Werke 23, Berlin: Dietz
Verlag, p. 27.
3 Karl Marx 1976, Capital i, translated by Ben Fowkes, Harmondsworth: Penguin Books, p. 103.
4 Karl Marx 1993, Le Capital – Livre Premier, edited by Jean-Pierre Lefebvre, Paris: Presses Uni-
versitaires de France, p. 17.
I have checked with the staff active at the mega2 project, who have access to
Marx’s manuscripts. They confirm that the same passage in the version edited
and modified by Marx is as follows:
Une fois cette tâche accomplie, mais seulement alors, le mouvement réel
peut être exposé dans son ensemble. Si l’on y réussit, de sorte que la vie
de la matière se réfléchisse dans sa reproduction idéale, ce mirage peut
faire croire à une construction a priori.5
When this task is accomplished, and just then, the real movement can be
expounded in its integrity. If one succeeds at this, in a way that the life
of the matter reflects itself in the ideal reproduction, this mirage can pre-
tend to be an a priori construction.
5 Karl Marx 1982, Le Capital – Livre premier, translated by M. Joseph Roy, Moscow: Éditions du
Progrès, p. 21.
appendix 2
[Note to the reader. The following passages from different versions of what is
known as the third volume of Capital are not intended to be exhaustive. They
are simply presented here to the reader as further verification of the arguments
developed in this manuscript.]
∵
Wir haben gesehn, daß der Productionsprozeß im Ganzen betrachtet Einheit
von Productions- und Circulationsprozeß ist. Bei der Betrachtung des Circu-
lationsprozesses als Reproductionsprozeß (ch. iv Buch ii) wurde dieß näher
erörtert. Worum es sich in diesem Buch handelt, kann nicht sein allgemeine
Reflexionen über diese ‘Einheit’ anzustellen. Es gilt vielmehr die konkreten
Formen aufzufinden und darzustellen, welche aus dem Proceß des Capitals
– als Ganzes betrachtet – hervorwachsen. (In der wirklichen Bewegung der
Capitalien treten sie sich in solchen konkreten Formen gegenüber, für die die
Gestalt des Capitals im unmittelbaren Productionsprozeß, wie seine Gestalt im
Circulationsprozeß nur als besondre Momente erscheinen. Die Gestaltungen
des Capitals, wie wir sie in diesem Buch entwickeln, nähern sich also schritt-
weis der Form, worin sie auf der Oberfläche der Gesellschaft, im gewöhnlichen
Bewußtsein der Productionsagenten selbst, und endlich in der Action der ver-
schiednen Capitalien auf einan der, der Concurrenz auftreten.) (Marx 1992b,
p. 7)
sprozeß ist. Worum es sich in diesem dritten Buch handelt, kann nicht sein,
allgemeine Reflexionen über diese Einheit anzustellen. Es gilt vielmehr, die
konkreten Formen aufzufinden und darzustellen, welche aus dem Bewegungs-
prozeß des Kapitals, als Ganzes betrachtet, hervorwachsen. In ihrer wirklichen
Bewegung treten sich die Kapitale in solchen konkreten Formen gegenüber, für
die die Gestalt des Kapitals im unmittelbaren Produktionsprozeß, wie seine
Gestalt im Zirkulationsprozeß, nur als besondere Momente erscheinen. Die
Gestaltungen des Kapitals, wie wir sie in diesem Buch entwickeln, nähern
sich also schrittweis der Form, worin sie auf der Oberfläche der Gesellschaft,
in der Aktion der verschiedenen Kapitale aufeinander, der Konkurrenz, und
im gewöhnlichen Bewußtsein der Produktionsagenten selbst auftreten. (Marx
1964, p. 33)
∵
[I]st in der Gesellschaft selbst – die Totalität der gesellschaftlichen Produc-
tionszweige betrachtet – die Summe der Productionspreisse der producirten
Waaren gleich der Summe ihrer Werthe. (Marx 1992b, p. 236)
∵
Wenn die Concurrenz das Gesellschaftscapital nämlich so vertheilt zwischen
die verschiednen Productionssphären, daß die Productionspreisse (abstrahirt
von der größren oder geringren Portion, worin der Dechet fur fixes Capital in
dieselben eingeht) in einer Sphäre = den in diesen Sphären der mittleren Com-
position, d. h. = K + p, wenn K. der Kostenpreiß, aber variable Grösse und p
constante Grösse ist, nämlich = der Grösse des Profits p. 100 in jener Sphäre
(in jener Sphäre der mittlern Composition Profit zusammenfallend mit dem
Mehrwerth) – oder was dasselbe, daß die Profitrate dieselbe in allen Produc-
tionssphären (by being equalied to that in those branches of production where
the average composition of capital prevails), dann wäre die Summe der Profite
in den verschiednen Productionssphären = Summe des Mehrwerths und die
Summe der Productionspreisse des gesellschaftlichen Gesammtproducts =
Summe seiner Werthe. Es ist aber klar daß die Ausgleischung zwischen den Pro-
ductionssphären von verschiedner Zusammensetzung (ob diese Verschieden-
heit blos auf verschiednem Verhältniß von constantem und variablem Capital,
some passages of capital iii 173
∵
Alle diese Phänomene α), β), γ) scheinen ebenso sehr dem durch die Arbeitszeit
bestimmten Werthverhältniß, als der aus blos unbezahlter oder Surplusarbeit
bestehenden Natur des Mehrwerths zu widersprechen. Es erscheint also alles
verkehrt in der Concurrenz. Die fertige Gestalt der ökonomischen Verhältnisse,
wie sie sich auf der Oberfläche zeigt, in ihrer realen Existenz, und daher auch in
den Vorstellungen, und denen der Träger und Agenten dieser Verhältnisse über
dieselben, sind sehr verschieden und in der That verkehrt, gegensätzlich zu der
innern wesentlichen, aber verhüllten Gestalt, ihrer unsichtbaren Kerngestalt,
und dem ihr entsprechenden Begriff. (Marx 1992b, p. 279)
∵
Die wahre Schranke der capitalistischen Production ist das Capital selbst, daß
das Capital und seine Selbstverwerthung als Ausgangspunkt und Endpunkt, als
Zweck der Production erscheint; daß die Production Production für das Capital
und nicht umgekehrt die Productionsmittel blosse Mittel für die Erweiterung
und Gestaltung des Lebensprozesses für die Gesellschaft sind, welche die Pro-
ducenten bilden. Die Schranken, in denen sich die Erhaltung und Verwerthung
der Capitalwerthe, die auf der Basis der Verarmung und Expropriation der
grossen Masse der Producenten beruht, bewegen kann, treten daher beständig
in Widerspruch mit den Productionsmethoden, die das Capital zu seinem
Zweck anwenden muß, und die auf unbeschränkte Vermehrung der Production,
auf die Production als Selbstzweck, auf unbedingte Entwicklung der gesell-
some passages of capital iii 175
Die wahre Schranke der kapitalistischen Produktion ist das Kapital selbst, ist
dies: daß das Kapital und seine Selbstverwertung als Ausgangspunkt und End-
punkt, als Motiv und Zweck der Produktion erscheint; daß die Produktion
nur Produktion für das Kapital ist und nicht umgekehrt die Produktionsmit-
tel bloße Mittel für eine stets sich erweiternde Gestaltung des Lebensprozesses
für die Gesellschaft der Produzenten sind. Die Schranken, in denen sich die
Erhaltung und Verwertung des Kapitalwerts, die auf der Enteignung und Ver-
armung der großen Masse der Produzenten beruht, allein bewegen kann, diese
Schranken treten daher beständig in Widerspruch mit den Produktionsmeth-
oden, die das Kapital zu seinem Zweck anwenden muß, und die auf unbes-
chränkte Vermehrung der Produktion, auf die Produktion als Selbstzweck,
auf unbedingte Entwicklung der gesellschaftlichen Produktivkräfte der Arbeit
lossteuern. Das Mittel – unbedingte Entwicklung der gesellschaftlichen Pro-
duktivkräfte – gerät in fortwährenden Konflikt mit dem beschränkten Zweck,
der Verwertung des vorhandnen Kapitals. Wenn daher die kapitalistische Pro-
duktionsweise ein historisches Mittel ist, um die materielle Produktivkraft zu
entwickeln und den ihr entsprechenden Weltmarkt zu schaffen, ist sie zugleich
der beständige Widerspruch zwischen dieser ihrer historischen Aufgabe und
den ihr entsprechenden gesellschaftlichen Produktionsverhältnissen. (Marx
1964, p. 260)
∵
Es folgt dieß keineswegs nothwendig und ist nur behauptet worden, weil der
Unterschied zwischen dem Werth und dem Productionspreiß der Waaren bisher
nicht begriffen war.
Wir haben gesehn, daß der Productionspreiß einer Waare keineswegs mit
ihrem Werthe identisch ist, obgleich die Productionspreisse der Waaren in ihrer
Totalität betrachtet, nur durch ihren Gesammtwerth regulirt sind und obgleich
die Bewegung in den Productionspreissen der verschiednen Waarenarten, all
other circumstances remaining the same, ausschließlich durch die Bewegung
176 appendix 2
ihrer Werthe bestimmt ist. Es ist gezeigt worden, daß der Productionspreiß
einer Waare über oder unter ihrem Werthe stehn kann und nur ausnahmsweise
mit ihrem Werthe zusammenfällt. (Marx 1992b, 700)
Es folgt dies keineswegs notwendig und ist nur behauptet worden, weil der
Unterschied zwischen dem Wert der Waren und ihrem Produktionspreis bisher
nicht begriffen war. Wir haben gesehn, daß der Produktionspreis einer Ware
keineswegs mit ihrem Wert identisch ist, obgleich die Produktionspreise der
Waren, in ihrer Totalität betrachtet, nur durch ihren Gesamtwert reguliert
sind, und obgleich die Bewegung der Produktionspreise der verschiednen War-
ensorten, alle andren Umstände gleichbleibend gesetzt, ausschließlich durch
die Bewegung ihrer Werte bestimmt ist. Es ist gezeigt worden, daß der Produk-
tionspreis einer Ware über oder unter ihrem Wert stehn kann, und nur aus-
nahmsweis mit ihrem Wert zusammenfällt. (Marx 1964, p. 766)
appendix 3
Note on Translation
Aufhebung is one of the most important and the most complex terms in dia-
lectical studies.1 The term sursumer and its derivative sursomption were intro-
duced as French equivalents of aufheben and Aufhebung by Yvon Gauthier.
They are also adopted by Gwendoline Jarczyk and Pierre-Jean Labarrière in
their French translations of The Phenomenology of Spirit and The Science of
Logic. In this book, I introduce these terms into English as ‘to sursume’ and ‘sur-
sumption’. ‘Sublation’ and ‘sanction’ have been in use as English renderings of
Hegel’s Aufhebung. But neither can express the polysemy of the German word,
which means retaining, raising, and negating all at the same time.2 While ‘sur-
sumption’ may not be an ideal equivalent either, it has the merit that it can be
taken as an opposition to subsumption, which Hegelian and Marxian dialectics
refute. Moreover, and more related to the discussion of the book, it provides us
with the possibility of introducing other derivations used in German and in
need of discussion here. Hence, the terms aufhebbar and Aufhebbarkeit have
been translated as ‘sursumable’ and ‘sursumability’.
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Index
Abstract xi, 23, 35, 41, 57, 67, 68, 75, 91, Bourdieu, Pierre 95n, 159n
93, 94, 99, 100, 105, 106, 107, 108, Burbidge, John William 57n
109, 110, 118, 118n, 121, 126, 128, 128n,
128n222, 137, 138, 146, 148, 149, 150, Callinicos, Alex 3n, 25n, 25n67, 25n68,
158 117n, 122n, 136n, 137n, 144n, 149, 149n,
Abstract principle, the method of 42 149n25, 150, 150n, 150n28, 150n30, 151,
Abstraction 7, 42, 48, 59, 71, 74, 74n, 85, 86, 155n, 156, 156n, 165n
89, 90, 92, 95, 99, 104, 106, 107, 108, 112, Camus, Albert 74n, 160n
118, 127, 154, 166 Capital viii, ix, 1, 2, 3, 32, 45, 45n, 61, 76, 77,
Aristotelian 89 78, 79, 80, 80n, 80n9, 81, 88, 89, 96, 98,
empty 102 99, 101, 101n, 101n108, 102, 107, 107n, 110,
erroneous 99 119n, 120, 121, 122, 122n, 123, 123n, 124,
false 126 126, 127, 128, 128n, 130, 131, 132, 133, 134,
Hegel’s (Hegelian) 89, 91, 92 136, 136n, 136n267, 136n268, 137, 137n,
Inference of the 92 140n, 140n288, 140n289, 141, 142, 143,
Lockean empiricist 89 144, 145, 146, 147, 148, 148n, 149, 149n,
Marxian 71, 92, 99, 100, 101, 118 150, 150n, 151, 153, 153n, 154, 155, 156,
Power of 71, 86, 89, 130, 166 157, 158, 158n, 158n64, 158n66, 159, 160,
Real 59, 74, 75 160n, 162, 163, 164, 165, 165n, 167, 169,
reductive 128n 169n, 169n3, 169n4, 170, 171
Afary, Frida 80n Category 5, 18n, 26, 27, 27n, 29, 30, 32, 33,
Althusser, Louis 30n, 76, 102n, 103n, 123n, 34, 35, 37, 37n, 38, 39, 44n, 59, 85, 101,
144, 150, 150n 101n, 107, 111, 112, 116, 117n, 122, 123, 124,
Arendt, Hannah 60n 127, 131, 133, 153, 154, 155, 156, 158, 166
Aristotle 22, 22n, 107n, 158, 158n Categorial development 158
Arndt, Andreas 87n, 92n, 99n, 99n102, 100n, Categorial movement viii, 3, 18, 37, 38,
142n, 157n, 160n 39, 77, 85, 107n, 120, 122, 122n, 123, 128,
Arthur, Chris 62n, 108n 132, 136, 141–42, 150, 153, 155, 156
Asay, Jamin 48n Metacategory 26, 27, 39, 120, 123, 161n,
Aufhebbar 177, see sursumption 162, 166
Aufhebbarkeit 177, see sursumption Cerutti, Furio 3n, 41n
Aufheben 177, see sursumption Chandler, Raymond 168n
Aufhebende 94, see sursuming Concrete vii, 22, 25, 26, 33, 35, 41, 42, 43, 44,
Aufhebung 18n, 31, 134, 164, 177, see sur- 45, 46, 47, 55, 57, 58, 63, 68, 78, 92, 93,
sumption 99, 100, 101, 104, 105, 109, 121, 128, 137,
138, 140, 146, 148, 149, 150, 156, 171
Backhaus, Hans-Georg 154n Concreteness 64
Bellofiore, Riccardo 79n, 80n, 106n, 116n, Dialectic of the Concrete 1, 2, 11, 41n, 51n, 160
119n, 164n Pseudo-concrete vii, 42, 45, 46, 52n, 62, 63n,
Best, Beverley 168n 64, 74, 99, 101
Bidet, Jacques 3, 3n, 144, 144n, 148, 148n, Concretisation 41, 42, 58, 67, 92, 99, 120, 121,
149, 149n 122, 123
Big Sleep 168n
Bloch, Ernst 38, 64n, 68, 166 Dardot, Pierre 65n, 87n, 91n, 139n, 160n
Blunden, Andy 49 Deleuze, Gilles 8n, 104n, 162n
Boudin, Raymond 44n Descartes, René 4, 161, 161n, 162n
202 index
Di Giovanni, George 19n, 21n, 27n, 161n 85, 85n, 86, 88, 89, 89n, 91, 98, 99, 100,
Dunayeskaya, Raya 117n 102, 104, 105, 105n, 105n128, 112, 113n,
Durkheim, Emile 14 114, 114n, 115, 115n, 116, 116n, 119, 120,
Dussel, Enrique 126n, 166n 120n, 123n, 128n, 129n, 130n, 131n, 142n,
144, 144n, 146, 146n, 148, 148n, 149, 150,
Elias, Norbert 10, 10n 150n, 151, 153n, 154, 155, 155n, 157, 158,
Engels, Friedrich 158n, 161, 161n, 162, 162n, 162n89, 163,
164, 164n, 164n95, 167, 167n, 177
Feuerbach, Ludwig Andreas viii, 2, 46, 49, Owl of Minerva 83, 105
52, 56, 57, 61, 62, 64, 75, 83, 91, 95, 96, Phenomenology of Spirit 13, 22n, 26, 63n,
130, 132, 133, 141, 162n 83, 89, 155
Fichte 81, 81n, 82, 161n Philosophy of Right 27, 83, 105, 162n,
Finelli, Roberto 79n, 116n, 118n, 118n185, 119n 164n
Fineschi, Roberto 79n, 153n, 154, 154n, Science of Logic (Wissenschaft der Logik)
154n48, 154n49, 164n 2, 17, 18n, 21, 21n, 25, 26, 27, 32, 85, 89,
Foster, John Bellamy 165n 93, 120n, 146, 155, 161, 164, 164n, 177
Freeman, Alan 70n Heidegger, Martin 58n
Heinrich, Michael 78n, 80n, 136n, 136n266,
Gadamer, Hans-Georg 54n 151n
Gauthier, Yvon 22n, 47n, 89n, 112n, 115n, 177 Houlgate, Stephen 19n, 25n, 27n
Guattari, Félix 8n, 104n, 162n Hume, David 91n
Goldmann, Lucien 96, 96n, 97
Goldstick, Dan 6n, 48n Ilyenkov, Evald Vassilievich 101n, 101n109,
Gramsci, Antonio 32n, 152n 104n, 105, 105n, 116n, 141n, 151, 151n,
Grumley, John Edward 29n, 31n, 33n, 38n, 151n33, 156, 156n, 164n
87n, 92, 156 Inwood, Michael 37n, 56n, 177n
Kosík, Karel (cont.) 69n105, 69n106, 69n109, Method of enquiry viii, 3, 77, 78, 78n, 144,
70, 70n, 71, 71n, 71n117, 71n118, 72, 145, 145n, 150, 151, 152, 153, 153n, 154,
73n, 74n, 74n127, 75, 75n, 76, 76n, 156, 157, 158, 159, 161, 161n, 162, 163, 164,
76n132, 77, 77n, 77n135, 78n, 81, 165, 166
90, 105, 113n, 120n, 126n, 142, 142n, Method of investigation 3, 70, 151, 153, 157,
152, 152n, 160, 160n, 160n77, 163n, 162
166 Methodology vii, ix, x, xi, 3, 29, 65, 82, 83,
Kroeger, Adolph Ernst 26n 84, 89, 141n, 145, 151, 157, 161, 162, 166
Milton, John 84n
Labriola, Antonio 69, 69n, 69n108 Molière 57n
Laval, Christian 65n, 87n, 91n, 139n, 160n Moment 2, 3, 3n, 6, 18, 19, 20, 21, 22, 23, 23n,
Leibniz, Wilhelm Gottfried 4n, 87 24, 25, 26, 31, 32, 33, 35, 43, 57n, 59, 60,
Monad 87 63, 67, 71, 72, 74, 77, 87, 89, 89n, 100, 101,
Lemieux, Cyril 152n 102, 103, 103n, 105, 106, 108, 109, 110, 111,
Lenin, Vladimir Ilyich 24, 29, 30, 32n, 47n, 112, 113, 114, 117, 119, 120, 121, 122, 123, 124,
54n 125, 127, 128, 132, 135, 136, 138, 139, 141,
Lobkowicz, Nicholas 101n 150, 152, 152n, 153, 155, 157, 158, 159, 160,
Locke, John 89 161, 164n, 164n97, 166, 167, 171
Lukács, Georg 2, 3n, 27, 28, 28n, 29, 29n, submoment 153
29n4, 29n5, 30, 30n, 30n7, 30n9, das and der 89, 101, 157, 157n, 162
30n10, 30n11, 30n12, 31, 31n, 32, 32n, Momentum, 89, 130
32n21, 32n22, 32n23, 32n24, 33, 33n, Moseley, Fred 3, 106, 106n, 106n134, 106n135,
33n26, 33n27, 33n28, 33n30, 33n31, 110n, 136, 136n, 158
33n32, 34, 34n, 34n34, 34n36, 35, 35n, Murphy, Richard W. 167n
35n41, 35n42, 35n43, 36, 36n, 37, 37n,
37n52, 37n53, 38, 38n, 38n55, 38n56, Negri, Antonio 153n, 160n, 165n
38n57, 38n58, 39, 39n, 39n61, 39n62,
39n63, 41, 43n, 54n, 58, 58n, 58n67, Object 50, 52, 53, 55, 56, 58, 59, 62, 102, 125,
61, 62, 64, 65n, 75, 84, 84n, 100, 166, 158
168 Objective 22, 28, 42, 43, 43n, 46n, 50, 51, 52,
Luxemburg, Rosa 32n, 100, 138 53, 55, 56, 57, 59, 60, 60n, 62, 113, 114,
129n, 130, 141, 158n
Macherey, Pierre 97, 97n Objectively 33, 35, 47, 49, 55, 141
MacKinnon, Catharine 55n Objectivity vii, 23, 24, 25, 30, 43, 47, 48n, 49,
Mandel, Ernst 150, 150n, 150n31 50, 51, 52, 53, 54, 55, 56, 56n, 57, 57n, 72,
Marcuse, Herbert 55, 55n, 167n 116, 129
McLellan, David 80n, 82n, 82n16, 83n, 84, Objectivise 55
84n, 84n27, 84n28, 85, 85n33, 86n, Objectivation 50, 55, 56, 59
86n38, 88 Object* [Gegenstand] 51, 52, 53, 54, 55, 56,
McTaggart, Ellis 18n 76n, 87, 89, 95, 102, 103, 122, 125, 132,
Meta-methodology 84 133, 146, 160
Method x, 5, 18, 26, 30, 30n, 32, 33, 33n, 34, Objective* [Gegenständlich] 51, 53, 56, 57,
35, 37, 42, 64, 79, 82, 99, 121, 128, 130, 62n, 63, 65, 66, 67, 69, 71, 81, 87, 91, 106,
142, 144, 145, 145n, 146, 147, 149, 153n, 117, 119, 128, 129, 163
154, 156, 158, 161, 162 Objectively* 119, 129, 130
Method of exposition viii, 3, 3n, 77, 78, 78n, Objectivity* [Gegenständlichkeit] 51, 56,
142, 144, 145, 145n, 150, 151, 154, 155, 156, 63, 65, 72, 129, 129n, 130, 131
157, 158, 159, 161n, 162, 163, 164, 165, Objectification 51, 52, 55, 56, 59, 60, 74n, 114
166 Objectual 50, 52, 58, 59, 62, 73
204 index
Objectuality 50 Sursume 20, 21, 24, 31, 45, 46, 62, 63, 64, 67,
Ollman, Bertell 26n, 30n, 34n, 83n, 166n 74, 89, 94, 163, 177
Sursumer 177
Paolucci, Paul 14, 14n, 70n, 161n Sursumption 18, 31, 97, 134, 164, 177, 212
Pareto, Vilfredo 34n Sullivan, Peter M. 10n
Parmenides 26, 44, 158, 158n
Pascal, Blaise 71, 71n, 72 Taylor, Charles 17n
Patterson, Thomas C. 87n Thatcher, Margaret 14, 14n, 129n
Plato 26 The 1844 Economic and Philosophical
Plekhanov, Georgiĭ Valentinovich 69, 69n Manuscripts viii, 2, 76, 78, 86, 118, 118n,
Polanyi, Karl 15, 15n 131
Postone, Moishe 103n, 112n, 130n, 138n, 161n, The Holy Family 92
166n The German Ideology viii, 2, 46, 46n, 64,
Proudhon, Pierre-Joseph 90, 90n, 136 65n, 84, 91, 93, 96, 98, 100, 152
Psychopedis, Kosmas 162n The Grundrisse viii, ix, 1, 2, 3, 35, 36, 37n,
55, 76, 76n, 77, 78, 80, 89n, 98, 99, 106,
Reichelt, Helmut 85n, 120n, 121n, 154n, 106n, 107, 107n, 110, 116n, 117n, 118, 118n,
154n46, 158 119, 120, 120n, 121, 122, 122n, 123, 125,
Ricardo, David 100, 103 126, 127, 129n, 134, 137, 143, 144, 145, 147,
Rockwell, Russell 167 148, 148n, 149, 149n, 150, 152, 152n, 152–
Rosdolsky, Roman 110n, 116, 117, 119, 144, 53n38, 153, 154, 155, 156, 157, 158, 160,
144n, 147, 148, 148n, 149n, 157 160n, 160n79, 163, 163n, 164, 165
Russell, Bertrand 5, 9, 9n, 31n ‘Theses on Feuerbach’ viii, 2, 49, 50n, 52, 56,
57, 61, 62, 75, 83, 91, 96, 97, 132, 133, 141
Sartre, Jean-Paul 60n, 75n Theunissen, Michael 27n, 81n
Schelling, Friedrich Wilhelm Joseph 1, Tilly, Charles 27n
4, 11, 11n, 12, 12n, 12n29, 12n30, 12n31, Totality
12n32, 13, 13n, 13n37, 12n38, 12n39, 15, abstract 43
47 bad 43, 99
Schmidt, Alfred 76n, 120n Empty 42, 43, 68, 99
Sciabarra, Chris Mathew 72n False 43, 99
Sève, Lucien 34, 34n, 35, 35n as totalisation 6, 8, 26, 30, 42, 60, 62, 64,
Sextus Empiricus 48, 48n 65, 103, 110, 114, 120, 121, 122, 123, 132, 141,
Smith, Adam 109, 125 162
Smith, Tony 123, 128n, 129n, 148, 148n, 153n as detotalisation 110
Spann, Othmar 1, 4, 11, 13, 13n, 15, 15n moments of 91, 100, 103
Spannian 14 Tran, Duc Thao 53n
Spinoza, Baruch 13, 83, 83n, 90 Tudor, Lucien 15n
Stahl, Titus 38n
Starosta, Guido 106n, 126n, 132n, 145n Vygotsky, Lev Semyonovich 155n
Strunk, William Jr. 159n
Sursumable 177 Weston, Thomas 119n
Sursumable, Unsursumable 87 Wittgenstein, Ludwig 1, 4, 5, 5n, 6, 6n, 7, 7n,
Sursuming 46, 94 8, 8n, 9, 9n, 10, 10n, 47
self- 18 Wolf, Dieter 152n
Sursumability 177 Wolf, Frieder Otto xi, 162