Mason Et Al 2010 The Impact of General and Regional Anesthesia On The Incidence of Post Operative Cognitive Dysfunction
Mason Et Al 2010 The Impact of General and Regional Anesthesia On The Incidence of Post Operative Cognitive Dysfunction
DOI 10.3233/JAD-2010-101086
IOS Press
Abstract. Post-operative cognitive complications such as delirium have been consistently associated with poor short and long
term outcomes, and the role of anesthesia, particularly the role of general versus regional anesthesia, remains unclear. The
objective of this systematic review with meta-analysis was to compare the influence of general, regional, or a combination of
anesthesia on the development of Post-Operative Cognitive Dysfunction (POCD) and Post-Operative Delirium (POD). Standard
bibliographic databases were searched and complimented by hand searching of original and review article references. Included
studies were randomized controlled trials comparing general to regional (spinal, epidural, or intravenous block) or a combination
of these in a cohort who were pre-operatively cognitively normal and had an average age exceeding fifty. Where POD was the
principle outcome, studies must have employed the DSM or ICD criteria. Where POCD was the principal outcome, this was
defined as any objective cognitive impairment. Twenty one studies were considered suitable for inclusion. There was no effect
of anesthesia type on the odds ratio of developing POD (0.88, 0.51–1.51 with 95% confidence) however general anesthesia was
marginally non-significantly associated with POCD (odds ratio of 1.34, 0.93–1.95 with 95% confidence). There was no evidence
of publication bias. In conclusion, it appears that general anesthesia, compared to others, may increase the risk of developing
POCD; however this has not been shown for POD. Possible reasons for this finding have been explored. This data would advocate
for the use of regional anesthesia wherever possible especially in people otherwise vulnerable to developing cognitive symptoms.
Keywords: Confusion, delirium, epidural anesthesia, general anesthesia, post-operative period, spinal anesthesia
ISSN 1387-2877/10/$27.50 2010 – IOS Press and the authors. All rights reserved
S68 S.E. Mason et al. / POCD After General and Regional Anesthesia
term outcome, including increased morbidity, mortali- may be an end point of many up-stream mechanisms.
ty, length of hospital stay, increased associated health- A functional cholinergic impairment can occur as a re-
care costs, long-term cognitive impairment, and further sult of energy failure intra- and post-operatively due to
decline beyond 12 months [1–4]. hypoxia or ischemia of several causes, and this is likely
The diagnostic criteria for post-operative delirium augmented by the direct action of anti-cholinergic med-
are remarkably similar between the Diagnostic and Sta- ications. Later, peripheral inflammation, as a result of
tistical Manual of Mental Disorders (DSM) IV and In- surgery and the consequent release of pro-inflammatory
ternational Classification of Diseases (ICD) 10, which cytokines such as interleukin 1β and tumor necrosis
include fluctuating consciousness, inattention, memo- factor α (TNFα), may activate CNS microglia. The
ry impairment, and perceptual abnormalities. A key latter then further release pro-inflammatory cytokines
point to note is that post-operative delirium is not at- and cause neuronal dysfunction [14,15]. Cognitive re-
tributed to anesthetic agents, in which case it would serves to compensate during neuronal dysfunction post-
be referred to as emergence delirium, a subtype of operatively may also be diminished by extant but clin-
substance-induced delirium. Emergence delirium is ically occult Alzheimer’s disease, Lewy Body, or oth-
considered more of a concern in pediatric patients and er central neurodegenerative pathology, resulting in a
this review is interested in interval delirium (referred cognitive dysfunction such as delirium. Finally, symp-
to as post-operative delirium) in which patients emerge tom manifestation may be mediated by alteration in
from anesthesia normally. Clinical diagnostic batter- the balance of the reciprocal dopamine and cholinergic
ies include the Delirium Symptom Interview and Con- systems, as cytokine release has been shown to increase
fusion Assessment Method (CAM), with further tests dopamine levels centrally [16].
such as the Delirium Rating Scale (DRS) available to The method of anesthetic administration though is
assess the severity, a prognostic indicator [5]. The natu- a potentially modifiable risk to avoid POCD. Beyond
ral history of POD often involves a lucid post-anesthetic their central pharmacological effect, general anesthet-
phase which lasts 1–3 days, where after the fluctuation ics (GA) influence neuronal processes such as gene
of cognitive abilities becomes apparent and objective transcription, receptor efficacy, synaptic vesicle cy-
recognition of the condition is possible within this first cling, and intracellular calcium homeostasis [17–20].
post operative week. Studies have demonstrated a wide GA’s also appear to specifically influence pathways
variance in the incidence of POD, rates of between 5– currently linked to POCD through anticholinergic ef-
15% have been reported [6] and we demonstrated that fects [21,22]. These effects are not shared by regional
rates of POD were highly variable in a post operative anesthetic (RA). There have been numerous trials com-
hip surgery population (3.6–28.3% of elective and 4– paring anesthetic routes viz a viz the development of
53.3% of trauma patients) [7]. Such a disparity in re- POCD (Table 1), though there remains an absence of
sults may be attributed to the varying methodologies consensus with regards to the association between route
used in previous studies. of anesthetic administration and POCD. This may be
In comparison to the validated criteria for POD, the mediated partially through methodological problems;
definition of POCD is much looser. For instance, there challenges in randomizing patients into different arms
are no diagnostic criteria in the DSM-IV or ICD-10 of a study, maintenance of blinding, the combination of
and in previous studies the neuropsychological test bat- anesthetics used in clinical practice, poor collection of
teries employed and the thresholds considered signifi- baseline confounders, small study size and the effect of
cant have varied considerably [8,9]. One of the largest post-operative interventions such as narcotic analgesia
studies, ISPOCD 1 [10] described POCD in 25.8% of with known cognitive effects all play their part in the
patients using a variety of well recognized tests. Such genesis of this lack of conclusion.
test batteries often assess a variety of cognitive dimen-
sions such as memory, attention and executive func-
tion; many of which may be insensitive to POCD or OBJECTIVES
vary widely within this group [11]. There are a large
number of risk factors for POCD and POD that overlap, The aim of this study was to undertake a systematic
which suggests a shared pathogenesis with POD being review of the literature with meta-analysis to determine
a more severe manifestation of the same process. the influence of method of anesthetic administration on
Many authors have suggested that POD is a mani- the development of POCD and POD comparing GA,
festation of a central cholinergic deficit [12,13], which RA, and a combination of these methods.
S.E. Mason et al. / POCD After General and Regional Anesthesia S69
Table 1
Summary of reviews assessing the role of anesthetics on the post-operative cognitive outcome
Author and year Design of included Anesthesia studies Methodology of included Findings
studies assessed studies
Bryson 2006 [23] RCT GA, RA, RBB Surgeries: non-cardiac No difference between
Outcome: delirium (including any GA and RA
confusion), any POCD
Follow-up: Unclear
Newman 2007 [8] RCT, OBS GA, RA, LA Surgeries: all No difference between
Outcome: any POCD GA and RA
Follow-up: 7–548 days
Parker 2004 [24] RCT GA, RA Surgeries: Orthopedic A risk ratio of 0.5
Outcome: any confusional state (0.26–0.95 95% CI)
Follow-up: 3–365 days favoring RA over GA
Wu 2004 [25] RCT, OBS GA, RA, LA Surgeries: all No difference between
Outcome: any POCD GA and RA
Follow-up: 0–365 days
RCT = Randomized Controlled Trial; OBS = Observational; GA = General Anesthetic; RA = Regional Anesthetic; RBB =
Retro-Bulbar Block; LA = Local Anesthetic; POCD = Post-Operative Cognitive Dysfunction; CI = Confidence Interval.
Table 2
Selection of excluded studies with a brief description of their methodologies and reason for exclusion
Study Characteristics of the study and reason for exclusion
Benoit 2004 [26] This cohort study assesses post-operative delirium in 102 patients receiving combined general and epidural
anesthesia. As there is no group randomized to general anesthesia for comparison, it has been excluded.
Bracco 2007 [27] This study follows a 1293 patient cohort with general versus general with thoracic epidural anesthesia in cardiac
surgery. The participants were controlled however not randomized and therefore this study was excluded.
Campbell 1993 [28] This study explores cognitive function in 169 patients undergoing cataract after being randomized to either
general or local anesthesia. This study is designed to assess the impact of anesthetic agents on neuronal function
centrally and largely local anesthetics are not considered to be able to enter the central nervous system to influence
cognitive function.
Crul 1992 [29] This study describes subjective physical well-being and mental function in elderly patients after being randomized
to general or spinal anesthesia for urological surgery. However patients who were unsuitable for randomization
due to a heavy co-morbidity load have been added to the spinal group for analysis, without presenting data only
for those who were randomized.
Haan 1991 [30] This study explores general and spinal anesthesias for urological surgery in elderly men. Only those that did not
express a preference were randomized and the incidence of post-operative cognitive dysfunction was only stated
including those that had not been randomized.
Handley 1997 [31] This study is a randomized controlled trial of general versus general and epidural anesthesia in patients aged
18–74 for abdominal surgery. Not only was the study population too young but the psychological testing to
determine post-operative cognitive dysfunction was on the first post-operative day only and as such an incidence
was not reported within the required 3–7 post-operative day window.
Jones 1990 [32] This randomized study compares general and regional anesthesia in 146 patients undergoing elective knee or hip
replacement. However the psychological outcome measures were employed at 3 months post-operatively only
and not within the required 3–7 day window.
Marcantonio 1998 [33] This study describes the incidence of post-operative delirium in 1341 patients who have undergone non-cardiac
surgery, by looking at their medical records. Therefore this paper is non-randomized, non-controlled and
retrospective.
Nielson 1990 [34] This randomized study evaluates cognition of 98 patients after randomization to general or regional anesthesia
for elective knee arthroplasty. The outcome measures were used at 3 months post-operatively only and therefore
were not within the 3–7 day timeframe as required.
Ryhanen 1978 [35] This study assesses the effects of halothane, methoxyflurane, combined analgesic-relaxant anesthesia and epidural
anesthesia for varicose vein stripping in women. Although the patients were controlled they were unrandomized.
Yoshida 2008 [36] This randomized controlled trial assessed the influence of general and spinal anesthesias in eighty men undergoing
urological surgery. However no objective assessment of cognitive outcome was made.
Table 3
The number and nature of the included studies, comparing the outcome measures of post-operative delirium and post-operative cognitive
dysfunction
Outcome Studies Studies Mean Study Type of surgeries Volume- Volume- Mean
which size (in order of weighted weighted adapted
report (Range) frequency) mean age mean % jadad score
incidences (Range) male (Range) (Range)
All Outcomes 21 14 103 (30–408) ORTH, URO, VASC, 67 (52–84) 51 (6.7–100) 3.1 (0–5)
ABDO, CARD
Post-Operative 5 5 109 (30–262) ORTH, ABDO 72 (69–78) 28 (10–64) 4 (3–5)
Delirium
Post-Operative Cogni- 16 9 101 (30–408) ORTH, URO, VASC, 66 (52–84) 59 (6.7–100) 2.9 (0–5)
tive Dysfunction ABDO, CARD
ORTH – orthopedic; URO – urological; VASC – vascular; ABDO – abdominal; CARD – cardiac.
measuring the odds of POD or POCD are listed in Ta- compared to epidural in two cases [44,56], regional in
ble 5. Studies tended to present risk ratios rather than one case [54] and a combination of either general with
odds ratios and for consistency these are presented in spinal [51] or general with epidural [52]. The pooled
the tables. estimate shows no difference between the groups (0.88,
95% CI = 0.51–1.51) (Fig. 1).
Comparison of GA with all non-GA for POD
Comparison of GA with spinal anesthesia for POCD
In the five studies whose outcome was POD, GA was
Of the five studies which explored general versus sp-
S.E. Mason et al. / POCD After General and Regional Anesthesia S71
Table 4
Included papers which present incidences of post-operative delirium or cognitive dysfunction
Paper Surgery Anesthesia Outcome
Number Gender Age Assessment Adapted Odds ratio
(%M) timing (days) jadad score (95% CI)
Berggren 1987 [44] ORTH GA, EPI Delirium 57 19 78 1, 7 3 0.70 (0.23–2.07)
Bigler 1985 [45] ORTH GA, SPI POCD 40 18 79 7, 90 4 1 (0.06–17.18)
Casati 2003 [46] ORTH GA, SPI POCD 30 7 84 1, 7 5 3.5 (0.32–38.23)
Chung 1987 [47] URO GA, SPI Confusion 44 50 72 1, 3, 5, 30 2 2.86 (0.27–29.80)
Chung 1989 [48] URO GA, SPI POCD 44 100 72 1, 3, 5, 30 4 1.46 (0.44–4.88)
Cook 1986 [49] VASC GA, SPI Confusion 101 70 67 Until discharge 1 0.61 (0.20–1.85)
Forster 1990 [50] VASC GA, RA POCD 64 33 73 1, 7 4 0.22 (0.02–2.07)
Kudoh 2004 [51] ORTH GA, COM Delirium 150 10 76 0–7 5 1 (0.14–7.29)
Nishikawa 2007 [52] ABDO GA, COM Delirium 30 57 71 0–3 4 1.63 (0.23–11.46)
Pan 2006 [53] ABDO GA, COM POCD 92 53 72 7 4 0.83 (0.37–1.90)
Papaioannou 2005 [54] ABDO GA, RA Delirium 47 64 60+ 0–3 4 1.45 (0.32–6.71)
Rasmussen 2003 [9] ORTH, URO GA, RA POCD 314 41 71 7, 90 3 1.72 (0.97–3.04)
Scott 2001 [55] CARD GA, COM Confusion 408 86 59 0–5 0 3.90 (1.07–14.18)
Williams-Russo 1995 [56] ORTH GA, EPI Delirium 262 30 69 7, 180 4 0.76 (0.35–1.68)
ORTH – orthopedic; URO – urological; VASC – vascular; ABDO – abdominal; CARD – cardiac; GA – general anesthetic; EPI – epidural; SPI –
spinal; RA – regional anesthesia; COM – combined; POCD – post-operative cognitive dysfunction; CI – confidence intervals.
Fig. 1. Forest plot of the five studies which compare GA with RA in the development of POD. GA – General Anesthesia; RA – Regional
Anesthesia.
S72 S.E. Mason et al. / POCD After General and Regional Anesthesia
Table 5
Papers which present only mean group changes in a neuropsychological test battery, with a summary of their findings
Paper Surgery Anesthesia
Outcome Number Gender Age Assessment Adapted Summary of Findings
(%M) Timing (days) Jadad Score
Anwer 2006 [37] ORTH, URO GA, RA POCD 60 60 62 1, 3 3 Significantly less de-
cline in RA compared
to GA
Asbjorn 1989 [38] URO GA, EPI POCD 40 100 69 4, 21 3 Equal risk from GA
and EPI
Dahn 1999 [39] ORTH GA, SPI POCD 30 37 70 0, 1, 3 3 Favors SPI compared
to GA, significantly in
1 of 10 tests
Dahn 2003 [40] ORTH GA, SPI POCD 40 43 65 0, 1, 3 3 Equal risk from GA
and SPI
Ghoneim 1988 [41] ORTH, URO GA, RA POCD 105 67 61 1–7 3 Equal risk from GA
and RA
Riis 1983 [42] ORTH GA, EPI, COM POCD 30 NR 70 2, 4, 7 3 Equal risk from GA,
COM and EPI
Somprakit 2002 [43] ORTH, URO GA, RA POCD 120 38 52 1, 3 3 Equal risk from GA
and COM
ORTH – orthopaedic; URO – urological; GA – general anesthetic; RA – regional anesthesia; EPI – epidural; SPI – spinal; COM – combined;
POCD – post-operative cognitive dysfunction; NR – not reported
Fig. 2. Forest plot of the five studies which compare GA and spinal anesthesia in the development of POCD. GA – General Anesthesia; SPI –
spinal.
inal anesthesia [45–49] there was no significant differ- Comparison of GA with epidural anesthesia for POCD
ence between interventions with the pooled estimate
of the odds ratio being 1.15 (95% CI = 0.56–2.34) There were no studies presenting incidences compar-
(Fig. 2). Two papers [39,40] presented mean group ing general and epidural anesthesia, however there were
changes, one [39] significantly favoring spinal anesthe- two papers which presented mean group changes [38,
sia in one of ten tests and the other finding no significant 42], which both showed an equal risk for POCD be-
differences between the groups [40]. tween anesthesia methods.
S.E. Mason et al. / POCD After General and Regional Anesthesia S73
Fig. 3. Forest plot of the two studies which compare GA and RA in the development of POCD. GA – General Anesthesia; RA – Regional
Anesthesia.
Fig. 4. Forest plot of the two studies which compare GA and combination anesthesia in the development of POCD. GA – General Anesthesia.
S74 S.E. Mason et al. / POCD After General and Regional Anesthesia
Fig. 5. Forest plot of the nine studies which compare GA and non-GA in the development of POCD. GA – General Anesthesia.
Comparison of GA with RA for POCD pooled estimate of the odds ratio is 1.34 (95% CI =
0.93–1.95), marginally non-significantly favoring non-
Two papers presented incidences for GA and RA [9, general anesthesia (Fig. 5). In total, 7 studies showed
50], with a pooled estimate of the odds ratio of mean group changes, with a significant finding report-
1.51 (95% CI = 0.87–2.64), non-significantly favor- ed in two [37,39]. The pattern of results from these 7
ing RA (Fig. 3). Three studies presented mean group papers does not seem to differ substantially from the
changes [37,41,43], with one [37] significantly favor- pattern observed in the studies which contributed to the
ing RA and two showing no difference between types meta-analysis.
of anesthesia. The rating scales used to assess cognitive dysfunc-
tion across all studies have been categorized in Ta-
Comparison of GA with combination anesthesia for ble 6. The 35 tests tended to be either global measures
(the most commonly used was the mini-mental state
POCD
examination), or recognized tests of specific cognitive
domains which are normally found as components of
Two papers presented an incidence of POCD after
comprehensive test batteries. The studies that did not
surgery under GA or combination (general and epidu-
present criteria derived definitions of POCD tended to
ral) anesthesia [53,55], with a pooled odds ratio of 1.3 employ many individual tests to cover domains of cog-
(95% CI = 0.65–2.60), non-significantly favoring com- nition including memory, executive function and cal-
bination anesthesia (Fig. 4). One paper presented mean culation.
group changes [42] which did not favor either method The adapted Jadad score giving an indication of
of anesthesia. methodological rigor varied from 0–5 across all studies
and on average where delirium was the principal out-
Comparison of GA with non-GA for POCD come, quality appeared higher in comparison to POCD
studies (p = 0.11). However there appeared no clear
Combining the 9 studies which presented inci- relationship between the adapted Jadad score of studies
dences of POCD after GA compared to non-GA, the and their findings for each outcome. Finally, Figs 6
Table 6
The neuropsychological test batteries employed by the various authors assessing post-operative cognitive dysfunction, categorized by the domains of cognition that they test
Paper Global Memory Higher Other
function Verbal Verbal Visual Visual cognition Attention
recall recognition recall recognition executive
function
Anwer 2006 [37] WAIS
Asbjorn 1989 [38] Digit span, paired Paired Author’s
associates, free associates
recall, story recall
Bigler 1985 [45] AMT
Casati 2003 [46] MMSE
Chung 1987 [47] MMSE
Chung 1989 [48] MMSE
Cook 1986 [49] Author’s
Dahn 1999 [39] Digit span, Stroop Backwards spelling,
free recall calculation, controlled word
association
Dahn 2003 [40] Digit span, Stroop Backwards spelling,
free recall calculation, controlled word
association
Forster 1990 [50] MMSE
Ghoneim 1988 [41] Digit span, free Paired Card sorting, Digit symbol Reaction time.
recall, paired associates, Stroop substitution, symbol Motor: tapping test.
associates word cancellation
recognition
Pan 2006 [53] Paired associates, Paired Visual Digit symbol Pegboard for the favored
digit span forward associates retention substitution, trial and unflavored hand, mental
and backwards making A conorol
Rasmussen 2003 [9] Verbal learning Visual verbal Part C of concept Letter digit
S.E. Mason et al. / POCD After General and Regional Anesthesia
Fig. 6. Funnel plot of sample size against the logarithm of the odds ratio for those studies who reported the incidence of post-operative delirium
in their patients. GA – General Anesthetic; PE – Pooled Estimate.
Fig. 7. Funnel plot of sample size against the logarithm of the odds ratio for those studies who reported the incidence of post-operative cognitive
dysfunction in their patients. GA – General Anesthetic; PE – Pooled Estimate.
and 7; though with small numbers of studies show little It was an objective to compare individual types of
evidence of publication bias. anesthesia in the development of POD, but as only five
studies were suitable for inclusion, it was required that
they were grouped into GA versus non-GA. The pooled
estimate of the odds ratio showed no impact of anesthe-
DISCUSSION
sia route on the incidence of POD. From review of indi-
vidual studies, it would appear that orthopaedic surgery
This study aimed to determine the impact of the route was more likely to favor general anesthesia, with the
of anesthetic delivery on the development of either POD opposite the case for abdominal surgery. The small
or the more restricted concept of POCD. number of studies in this part of the analysis though
S.E. Mason et al. / POCD After General and Regional Anesthesia S77
limits any opportunity to draw inference. What was not ing robust outcome measures applied in the critical win-
observed though is important, namely that in terms of dow for POD and POCD namely between 3 and 7 days
delirium, the route of anesthetic would appear to have post operatively. These specific requirements along
little bearing. A larger sample of studies was available with the sensitive search strategy and hand-searching of
for review where POCD was the principal outcome. original and review article bibliographies should have
However, differences in how this was defined limited ensured that this review only incorporates the most rele-
the ability to draw any firm conclusions. Despite this, vant, high quality evidence. However, by strictly defin-
the meta-analysis on this occasion pointed towards re- ing the criteria for inclusion in this study, it has been
gional anesthesia being less likely to cause POCD than impossible to assess specific covariants due to a lack of
GA, however this was non-significant. Comparing this studies to use for metaregression analysis. The study
finding to the one for POD suggests either that the sub- could have been improved further if experts in the field
tle effects of anesthetic on cognition are measurable were contacted to locate relevant grey literature.
and apparent but insufficiently potent to cause delirium
or that the genesis of delirium is multi-factorial and in
RCT’s not manifest. This is not true for POCD work, CONCLUSION
where the impact of anesthetic route is more specific to
the genesis of POCD. This meta-analysis has demonstrated that rates of
The influence of other variables such as surgery type, delirium are unlikely to be influenced by the route of
age of sample, or duration of post operative observa- anesthesia. This is reassuring in some regards because
tion could not be measured statistically due to the high of the work linking delirium to increased morbidity and
degree of variability in these factors in a small sam- mortality post operatively as well as with regards to
ple of studies. Therefore, the ability to draw any con- the longer term risks of neurodegeneration. Perhaps
clusions regarding mapping anesthetic type onto sub- though this optimistic observation should be balanced
populations of patients is limited. against the likely risk our work demonstrated of gen-
Standardization of outcomes in this type of work erating POCD with GA when compared to anesthesia
would help the field progress, indeed with a burgeon- that has no central effect. The short, mid, and long term
ing interest in intervention studies to reduce the risk of consequences of POCD need qualifying and quantify-
POD and POCD, the use of a standardized cognition ing. However, there is an urgent need for a consensus
battery for POCD would be helpful. The validity and on the definition of POCD to aid both observational
reliability of the rating scales used for POD have helped work as well as measuring the impact of interventions
in this regard and similar scales for POCD are over- in this condition.
due. We found that 35 different tests were employed
for measuring cognitive decline, often with different
thresholds for impairment. Global measures such as DISCLOSURE STATEMENT
the MMSE were most popular probably as they are
fast and easy to perform, but they may be insensitive Authors’ disclosures available online (http://www.j-
to the dysfunction seen post-operatively. It has been alz.com/disclosures/view.php?id=576).
described that particularly tests of verbal memory are
sensitive for post-operative cognitive dysfunction [11],
but in a global assessment, the lack of impairment in Appendix 1
other domains may hide the verbal memory dysfunc-
tion. Similarly, studies which employ many individual The adapted Jadad score is as follows.
tests may have increased sensitivity, depending upon Randomization:
how one sets a threshold. In one study [9], the authors +1 if the study uses the word randomized, random
derived an incidence based on several tests and they in- allocation or similar
terestingly reported a higher rate of POCD as well as a +1 if the method of randomization is adequate e.g.,
greater different between the groups than other studies random number generation
in our sample. -1 if the method of randomization is inadequate e.g.,
The strengths and weaknesses of this study must be based on date of operation
assessed in order to understand the implications of the Blinding:
findings. We had a clear aim to only include RCTs us- +1 outcome assessor blinded
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