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The Special Liveliness
of Hooks in Popular
Music and Beyond
Steven G. Smith
The Special Liveliness of Hooks in Popular Music
and Beyond
Steven G. Smith
© The Editor(s) (if applicable) and The Author(s), under exclusive licence to Springer
Nature Switzerland AG 2023
This work is subject to copyright. All rights are solely and exclusively licensed by the
Publisher, whether the whole or part of the material is concerned, specifically the rights of
translation, reprinting, reuse of illustrations, recitation, broadcasting, reproduction on
microfilms or in any other physical way, and transmission or information storage and retrieval,
electronic adaptation, computer software, or by similar or dissimilar methodology now
known or hereafter developed.
The use of general descriptive names, registered names, trademarks, service marks, etc. in this
publication does not imply, even in the absence of a specific statement, that such names are
exempt from the relevant protective laws and regulations and therefore free for general use.
The publisher, the authors, and the editors are safe to assume that the advice and information
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To Bruce,
my Revealer
Acknowledgments
The book that more than any other opened the field of aesthetic reflection
to me was Susanne Langer’s Feeling and Form, and I hope to have paid
tribute to Langer by thinking freshly about the powers of art and art forms.
I was fortunate to learn some basic concepts of music theory from high
school and college teachers. In later life, I’ve learned a great deal about
popular music aesthetics from discussions with Ted Ammon, Allen Burrows,
Steve Esthimer, Rien Fertel, Bruce Golden, Howard Pickett, and Katy
Smith. And I’ve been enlightened on many points of interest by my fellow
writers on the Hooks website (hooksanalysis.wordpress.com): Jonathan
Bellman, Richard Grant, Eric Griffin, Matt Smith, and the too- soon-
departed Andrew Goodwin.
I’m heavily indebted to art historian Elise Smith for my awareness and
interpretation of visual art works, and for a lot of great feedback on my
writing. I also got some good suggestions for this book from an anony-
mous reader for the press.
Some years ago Annie Blazer gave me a brilliant piece of advice that led
to the creation of most of my “grab-backs.”
An earlier version of Appendix B appeared in my article “Hooks” in The
Journal of Aesthetics and Art Criticism 67 (Summer 2009), pp. 311–319.
Without the encouragement and astute guidance of my editor, Robin
James, this book would not exist.
S.G.S.
Jackson, Mississippi
January 2023
vii
Contents
1 Introduction 1
2 Some
Relevant Aesthetic Principles 7
Special Liveliness 8
Usable Models 14
Ringing Realizations 18
3 Inauguration Hooks 25
What Is It to Start? 25
Characterization 28
Gateways 30
Transgression 31
The Beginning of a Beautiful Friendship 34
Inauguration Hooks in Other Art Forms 36
4 Problem Hooks 41
Problems of Musical Tone 43
Problems of Passion and Attitude 45
Problems of Time 53
Nifting 58
Problem Hooks in Other Art Forms 60
ix
x Contents
5 Resolution Hooks 65
Examining the Elements 65
Concentration 71
Demonstration 73
The Decisive Synthesis 77
The Potent Blend 78
Repurposing 79
The Grand Solution 79
Resolution Hooks in Other Art Forms 80
6 Termination Hooks 85
The Plenary; The Lush 87
So Be It: The Amen and the Fiat 87
The Clear-Your-Palate; The Hand-You-Over 88
The Twist 89
The End as New Summons 90
From Cosmos to Chaos 90
The Nifty 92
Termination Hooks in Other Art Forms 92
8 The
Problem of Love103
The Problem of Physical Urgency 105
The Platonic Problem 106
The Sartrean Problem 110
The Patriarchal Problem 113
The Greatest “I Love You” 115
Love Hooks in Other Art Forms 115
9 The
Problem of the People121
The Musical Mobilization of Pronouns 122
Dances for Everyone 125
The People in Crisis 127
Utopia and Dystopia 128
The Geographical People 131
The Historical People 133
The Religious People 134
People Hooks in Other Art Forms 137
Contents xi
10 Hooks
in the Development of Aesthetic Interpretation141
Qualities to Identify 141
Complexities to Sort Out 145
Implications to Unpack 151
Master Metaphors and Models to Install 153
Resources for Interpretation in Other Art Forms 156
11 Epilogues161
A 161
B 162
Index177
About the Author
xiii
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CHAPTER 1
Introduction
The great last shot in Truffaut’s film The 400 Blows (1959) shows the
young protagonist Antoine Doinel wandering alone on the beach, seem-
ing to have no direction home. (Note that I’ve just borrowed a great
phrase from a work in another genre, Dylan’s song “Like a Rolling Stone”
[1965].)1 When I think back on The 400 Blows, or Truffaut, I may recall
the beach shot and reconstruct my Truffaut experience from it. It’s one of
a number of vivid bits in the film that have affected my sense of human life
(along with the ecstatic shot of Antoine in the centrifuge, the little kids
entranced at the puppet show, and the funny pronunciations in Antoine’s
English class).
For the last ten years, the monthly film magazine Sight and Sound has
run an Endings feature on its last page with short essays on final shots that
are charged with meaning like the shot of Antoine on the beach.2 These
final shots evidently hold the status of great hooks (again, using language
from the realm of popular song), and the essays support several notions of
broad relevance: first, that a particular component of a work of art can be
decisively influential on an aesthetic experience; second, that we can
declare ourselves and enrich our relationships with each other by freely
1
“How does it feel?/To be on your own, with no direction home/A complete unknown,
like a rolling stone” (second chorus, “Like a Rolling Stone”).
2
It started in September 2012, with an essay on the finale of The Third Man (Carol
Reed, 1949).
3
I illustrate this point with reference to Hegel’s, Dewey’s, and Langer’s aesthetic theories
in “Hooks,” Journal of Aesthetics and Art Criticism 67 (2009), pp. 311–319.
1 INTRODUCTION 3
are the delivered goods that will assuredly satisfy listeners.4 Prefigured and
manipulative, hooks might seem antithetical to fresh expression in authen-
tic art, or—thinking of Adorno’s concerns in his attack on the “culture
industry”—to sincere openness or serious thought by artist or audience.5
Drawing from theatrical experience, the filmmaker Sergei Eisenstein
took stock of the “attractions” (i.e., hooks) at the disposal of the artist:
“The attraction (in our diagnosis of the theater) is every aggressive
moment in it, i.e., every element of it that brings to light in the spectator
those senses or that psychology that influence his experience—every ele-
ment that can be verified and mathematically calculated to produce certain
emotional shocks in a proper order within the totality.” Attractions are
things like “the ‘chatter’ of [the actor] Ostuzhev no more than the pink
tights of the prima-donna, a roll on the kettledrums as much as Romeo’s
soliloquy, the cricket on the hearth no less than the cannon fired over the
heads of the audience.”6
Did Eisenstein really mean to put art on the level of cookery? If so,
should we resist this way of thinking?
There is an important issue here, but I think it won’t be helpful to be a
purist totally opposed to prefiguration and manipulation in art and aes-
thetic experience. Artists who could not prefigure and manage their
“attractions” at all would be helplessly open-minded improvisers, clueless
creators. Audiences who had no definite expectations to be fulfilled at all
would have, if they were lucky, a succession of amazing experiences but
not a coherent career of experiencing the powers of an art form.
In any case, the core of the hook concept that I propose is not that
attachment or satisfaction is deliberately designed, whether for a commer-
cial or any other sort of purpose. Many hooks have been designed, cer-
tainly, but the core of the concept is that attachment and satisfaction
momentously happen with certain components of aesthetic experience for
4
For a general introduction to the ingredients of musical hooks, see Gary Burns, “A
Typology of Hooks in Popular Music,” Popular Music 6 (1987), pp. 1–20.
5
See Theodor W. Adorno, “On Popular Music” (with George Simpson) [1941], in Essays
on Music, ed. Richard Leppert (University of California Press, 2002), pp. 437–469, and
“The Culture Industry: Enlightenment as Mass Deception,” in Adorno and Max Horkheimer,
Dialectic of Enlightenment [1944], trans. John Cumming (New York: Continuum, 1972),
pp. 120–167. Theodore Gracyk provides a useful critique of Adorno’s view of popular music
in Rhythm and Noise. An Aesthetics of Rock (Durham: Duke University Press, 1996), Chap. 6.
6
Sergei Eisenstein, “Montage of Attractions,” in The Film Sense, trans. Jay Leyda (New
York: Harcourt, Brace, 1947), pp. 230–231.
4 S. G. SMITH
certain subjects. A beat or refrain that was intended to hook you may fail
to do so; on the other hand, you may find an accidental effect
captivating.
You may find any element of an experience captivating continuingly and
deepeningly. I say this in the teeth of a prejudice in aesthetic theory against
the cheap immediate titillations of pop songs that will surely lose appeal
over time, or even arouse disgust.7 Well, it is true that there are some pop
hooks I once liked that I can no longer stand to listen to. But the more
telling phenomenon is how many I have come to love, and love
thoughtfully.
Despite the drawbacks of commercialized hook discourse, I propose to
make popular music our primary field of reference for exploring the pos-
sibilities of hook criticism and the aesthetics of hooks. It lends itself
supremely well to this kind of study as the experience of popular song is so
widely and enthusiastically shared and affords most people their most pal-
pable sense of an enactment of ideal living. At the same time, it furnishes
an infinity of prompts for hook discernment, as experience shows that a
listener can be captivated by any sort of acoustic or semantic event.
What might hook discernment involve? For me, on one occasion, my
grab-back at what grabbed me came out this way, under the rubric of
“Harmony as Event”:
7
“Our satisfaction in most popular art does not typically deepen and extend itself on suc-
cessive encounters but rather comes quickly, all at once, often fading away precipitously after
a certain point, when it does not actually turn into repugnance”—Jerrold Levinson, “Pleasure
and the Value of Works of Art,” in The Pleasures of Aesthetics (Ithaca: Cornell University
Press, 1996) 11–24, p. 13.
1 INTRODUCTION 5
And the harmony is enacted in the singing by John and Paul, whom we
know. Their voices together make the sound of a benchmark friendship. John has
come in with various touches earlier in the track but at the ripest moment,
fourth time around, slips into harness and sings the whole verse. He wraps
around Paul’s notes with close intervals, giving the lines a gentle spring.
Toward the end of the verse John and Paul’s partnership starts to fly apart
backstage, as it were, in obscure ejaculations, possibly even expletives, around
the 3:00 mark. But that drama is soon superseded by four minutes of people’s
chorus, the great na na na na.
And now for a bonus that comes with a deep harmony reading of “Hey
Jude.” There’s a mysterious line in the song that Paul would have changed but
the poetically more open-minded John made him keep: “The movement you need
is on your shoulder.” A harmony, or a friendship, is an enabling hook-up and a
fulcrum in power transmission, a harmos, in Greek a shoulder. Paul’s encour-
agement of Jude (originally “Jules,” John’s son Julian) is a shoulder; Paul’s
implicit address of John is a shoulder; John’s hanging in with Paul (while he’s
leaving Paul, in a sense, for Yoko Ono) is a shoulder.8 The song is a shoulder for
all; indeed, no harmony keeps its resonance just to itself.
8
On the lore of what went into the song, see William J. Dowlding, Beatlesongs (New York:
Simon & Schuster, 1989), pp. 203–206. Compare how Paul comes in on harmony vocals in “The
Ballad of John and Yoko” (1969) after John and Yoko were married. For an interesting cross-
genre comparison, listen to how George Jones and Tammy Wynette harmonize with beautiful
restraint on their hit “Golden Ring” in a performance two years after their divorce (https://
www.youtube.com/watch?v=Q9KniULwvjE).
6 S. G. SMITH
and hooks criticism will exhibit, and how hook experiences fit into what
aesthetes and philosophers call aesthetic experience. Are hooks just the
“attractions” from which art works are made, relatively intense doses of
standard kinds of aesthetic gratification, or are they, more like people we
know, unique monads in their aesthetic universe? Are the analytical and
metaphorical gambits of hook criticism constrained by objective character-
istics of the hook or are they freely generated posits that come to the hook
a-wooing? I will have to work through a range of hook encounters and
gambits of hook criticism to show what would go into answering such
questions.
The present inquiry is designed to bring some helpful conceptual order
to hook experience and to show how an illuminating aesthetics can be
generated by putting hooks in the foreground. We’ll find that an orienta-
tion to hooks leads our attention not only to good focus points in pop
music but also to analogous focus points in other art forms, so that con-
nections are woven between pop music aesthetics and the larger conversa-
tion about all art forms and vivid experiences.
I plan to check in frequently with my own earlier-written “grab-backs,”
continuing to set them apart in italics, to show how grabbing actually hap-
pens in both directions—how my sensitivities are engaged and how I’m
able to articulate my enlivenment and try to share it in the jeux d’esprit of
hooky hook reviews. I ask all my readers to join this game.
CHAPTER 2
Even if we don’t find all our hooks in the same places, hooks are interest-
ing and important to us—the “us” for whom this is true. That’s the hook
phenomenon. What general expectations for aesthetic experience best fit
with our shared love of hooks and our interest in elucidating them? I shall
put forward three general principles that I think revealingly amplify the
meaning of hook experience and get confirmed by it:
Special Liveliness
Whether or not by the artist’s design, a hook, like Lindsey Buckingham’s
guitar lick at 2:38 in “You Make Loving Fun” (Fleetwood Mac, 1977), is
a high point in my experience of a work; the work, in turn, is probably a
high point in my listening or viewing or reading life; and my good experi-
ences of artworks and art-like situations all share in a high value. What is
this “height,” presumably different from the height of moral excellence or
moral authority? There may not be one answer. I plan to invoke fuller
personal enlivenment as the best general conception of aesthetically high
life. But perhaps, as many think, the high value of aesthetic experience
generally lies just in the highly desirable distinctive pleasure it gives—an
enduring pleasure that seems to rise above more ephemeral or conflicted
pleasures—while hooks and favorite works rise up high because they
sharply focus for us some of the ingredients of aesthetic pleasure.
The trouble with citing pleasure as a principle of aesthetic value is that
it stops our conversation too soon, shedding no light. You say you enjoyed
the play? Or that it was delightful? That’s good, but clearly if anything is
worth probing and contemplating in our experience of the play, it lies on
the other side of that fact of pleasure, in the why and how of it. At least we
take a step in that direction by differentiating “high” pleasures from ordi-
nary ones; we challenge ourselves to make sense of that discrimination and
that aspiration.
Anyone worried about cultural elitism might want to reject the whole
idea of “high” pleasure. Mightn’t we value aesthetic pleasure simply as a
distinct extra kind of pleasure, recognizing that we would be poorer with-
out it, just as we would be poorer without many other desirable compo-
nents of our lives? Perhaps we enshrine artworks or celebrate “natural
beauty” simply for the sake of protecting and promoting certain pleasures
that we otherwise might miss out on. No aspiration need be involved
other than wanting to have the most good things in one’s life. And so the
aesthetic enjoyer need not pretend to any personal or cultural superiority.
The sense of a distinct “exhilarating” quality in aesthetic pleasure could
be interpreted as a highness.1 To be exhilarated is be cheered (hilaris); to
be cheered is to be encouraged, boosted in making one’s best way. But
making one’s best way needn’t involve going “higher” in any sense other
than the mounding up of the most good things. Perhaps we should be
1
Susanne Langer, Feeling and Form (New York: Scribners, 1953), p. 395.
2 SOME RELEVANT AESTHETIC PRINCIPLES 9
careful not to overrate great pleasures: after all, from certain serious per-
spectives the good things of aesthetic experience are relatively “low”
because they make no practical difference in life.
There is a lot wrong with pleasure as the category in which to look for
aesthetic value. Part of the problem is that pleasure only gets to be high by
being more—or, for the sake of a more, simply being different.2 True, we
also tend to value so-called rare pleasures highly, but so what if a pleasure
is rare? Is it just that it is less likely to grow stale? Or is the point that one
should seize the rare opportunity to add that pleasure to one’s portfolio,
filling that lacuna? But so what if one has a filled-out portfolio?
We tend to ascribe higher value to so-called distinct pleasures, meaning
by “distinct” something more than “relatively more” or “different,” as in:
“It’s a distinct pleasure to welcome tonight’s speaker.” In that case, our
appreciation noticeably swings from the generic pleasure aspect to the
pleasure-causing individual. The accompanying pleasure confirms but
does not constitute the value of what occasions it.3 The significance lies
beyond the fact of pleasure.
It’s a mark of the highness of aesthetic experience that normally we’re
more interested in the distinct identities and actions of the objects of aes-
thetic pleasure than in the pleasure as such. The typical framework of aes-
thetic value is not a quest for a kind of pleasure, like my own daily quest
for various forms of good food and drink, but the particular relationship
we find we can have with a Beatles chorus or a Shakespearean speech. It is
more like having a friend, or an awe-inspiring leader, than having a great
2
In Jeremy Bentham’s hedonism, aesthetic pleasure could earn a high ranking only by
offering us a greater intensity or endurance or accessibility of pleasure—An Introduction to
the Principles of Morals and Legislation [1789], Chap. 4. John Stuart Mill tried to improve
on Bentham’s crudely quantitative utilitarianism with a recognition of the qualitative superi-
ority of some kinds of pleasure over others. To stay true to his empiricism, Mill had to rest
the qualitative superiority of X to Y on the (posited) empirical fact that the most fully expe-
rienced subjects, those best capable of comparison, prefer X to Y. But he also invoked the
important normative premise that a higher, more valuable experience is associated with a
fuller exercise of human capabilities. Mill, Utilitarianism, in Utilitarianism and Other
Writings, ed. Mary Warnock (New York: New American Library, 1974), pp. 258–260. Mill’s
approach is continued by the more recent aesthetic hedonists who require cognitive discern-
ment for aesthetic pleasure—see James Shelley, “The Concept of the Aesthetic,” in Edward
N. Zalta, ed., The Stanford Encyclopedia of Philosophy (Spring 2022 Edition), https://plato.
stanford.edu/archives/spr2022/entries/aesthetic-concept/.
3
Admittedly, the “pleasure-causing individual” could be an interesting form of pleasure
rather than an entity—say, the arc of sexual climax.
10 S. G. SMITH
cup of coffee. I was already pointing in this direction when I used the
phrase “specially impressive.” As social beings we’re oriented to valuing
particular relationships to which we are committed, and the qualifier “spe-
cial” marks the high importance of our relationship partner and our delib-
erate act of entering this relationship and our loyalty to it.
For human beings, the foremost paradigm of “special” value—that
which is intrinsically, eminently worthy of being chosen, given attention,
and defended—is the individual person, indeed any person one encoun-
ters. The reason is clear: apart from unfortunate momentary crises of self-
preservation, nothing else can match the importance for us of mutual
personal affirmation as we grapple with the infinitely interesting difficul-
ties in trying interdependently to be successes as persons. We’re obliged to
pay special attention to our fellow persons because we’re embroiled in a
historically concrete sharing of existence with them, each of us fated to live
better or worse lives according to the quality of our relationships. While
having the Beatles or Shakespeare in one’s life is not fully equivalent to
having a person in one’s life, the aesthetic relationship deserves to be
thought of as at least quasi-personal because of its analogous specialness.4
There, too, unique stimuli determine not just the pleasantness or exciting-
ness of life but its personal quality.
Yet another main problem with pleasure as the general category for
aesthetic value is that it is too passive. Pleasure happens to you, and within
you; it isn’t participatory, unless there is a sense of participation in pursu-
ing a continuing pleasure or in being at peace with something.5 Dancing
is a particularly clear counterexample to the supposed rule of pleasure. You
may think of dancing as a pleasure (if you do take pleasure in it), but more
naturally you think of it as enlivening fun. The emphasis is on what you
get to do and participate in, going out into shared life, rather than on what
you feel, taking something for your private reality. I venture to generalize
4
For Jerrold Levinson’s conception of “persona,” roughly corresponding to my concep-
tion of “quasi-person,” see his “Musical Expressiveness,” in The Pleasures of Aesthetics
(Ithaca: Cornell University Press, 1996) 90–125, p. 107.
5
Sharpening the hedonic aspect of the oft-made point that aesthetic experience involves
active engagement with its object, Mohan Matthen conceives aesthetic pleasure as a kind of
“facilitation pleasure” in contrast with the passive “restoration-or-relief pleasure” more usu-
ally assumed in discussions of pleasure. It is the difference between actively savoring some-
thing you’re eating and simply being relieved of hunger. “The Pleasure of Art,” Australasian
Philosophical Review 1 (2017), pp. 6–28. Facilitation pleasure is indeed a stronger way of
pleasure chiming in with enlivenment, but it is not the same thing as enlivenment.
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