Dutheil Et Al - NappingandCognitive - 2020 - SLEEP
Dutheil Et Al - NappingandCognitive - 2020 - SLEEP
and meta-analysis
Frédéric Dutheil 1,2*, Brice Bessonnat 3, Bruno Pereira4, Julien S Baker5, Fares Moustafa6,
1
Université Clermont Auvergne, CNRS, LaPSCo, Physiological and Psychosocial Stress, CHU
Australia
3
CHU Clermont-Ferrand, University Hospital of Clermont-Ferrand, Preventive and
and Health, Hong Kong Baptist University, Kowloon Tong, Hong Kong
6
CHU Clermont-Ferrand, University Hospital of Clermont-Ferrand, Emergency, F-36000
Clermont-Ferrand, France
7
Université Clermont Auvergne, NPsy-Sydo, CHU Clermont-Ferrand, University Hospital of
Grenoble, France
9
Institut Universitaire de France, F-75000 Paris, France
1
10
CHU Clermont-Ferrand, University Hospital of Clermont-Ferrand, Ophthalmology, F-63000
Clermont-Ferrand, France
Competing Interests: The authors have declared that no competing interests exist.
2
Abstract
STUDY OBJECTIVES: To examine the benefits of napping during night shifts on cognitive
performance.
METHODS: Medline, Cochrane Library, Science direct and Embase databases were searched
up to 01/07/2019. Cognitive performance during night shifts, both before and following
napping or under control conditions (no nap), in working-aged adults, were analysed by time
and by type of cognitive function (executive function, attention, instrumental function and
were included. The mean nap duration was 41.6±28.3 min, occurring between 12.00 and 4.10
am, with a mean time set at 2.12 am. Cognitive performance did not differ at baseline between
the groups (effect size 0.02, 95%CI -0.09 to 0.13). There was an overall improvement in
performance following a nap compared to the control condition without a nap (0.25, 0.10 to
0.41). Positioning naps early in the night and activity (simulated work tasks) tended to improve
cognitive performance (-0.57, -1.16 to 0.002, and 0.082, -0.04 to 0.33, respectively). The
improvements were primarily seen 30 minutes after awakening. Only memory deteriorated
Napping early in the night and activity may benefit cognitive performance over time.
Considering lack of data in real work environments, further studies are warranted before
preconizing napping during night shifts as a preventive strategy (safety, health, economic
outcomes).
3
Statement of significance
Shift patterns involving night work represents 20% of the workforce, causing sleep deprivation
strategy that has been suggested to limit the deterioration of cognitive performance. In this
systematic review and meta-analysis, we aimed to evaluate the effect of napping during night
memory), in comparison with a control condition (no nap). The main findings were that napping
during night shifts improved cognitive performance, specifically attention. Despite lack of high-
power studies on real work environments and that most studies concern simulated night shifts,
napping early in the night and activity (simulated work tasks) may be beneficial to cognitive
4
Introduction
Shift patterns involving night work is common with a prevalence surpassing 20% of the
workforce,1 and is a major cause of circadian rhythm disruption.2 The circadian timing system
coordinates physiological processes encompassing the vigilance state.3,4 Thus, night shifts have
risk of errors,11,12 and possible harm causing work injuries.13,14 Napping during night shifts is a
non-pharmacological strategy that has been suggested to limit the deterioration of cognitive
performance, despite conflicting results concerning the effects of different nap durations.15-18
However, a potential negative effect of napping could be sleep inertia, i.e. a transitional state
of low arousal with temporarily deteriorated performance that occurs immediately after
awakening.19 In the absence of major sleep deprivation, sleep inertia rarely exceeds 30
minutes19 and interferes with preferentially high levels of attention19 or working memory.20
Furthermore, it has been reported that the benefits of napping depends on the duration and
circadian placement of the nap. 21 Moreover, cognitive performances are influenced by activity
or other stimuli, such as physical activity,22-24 light25 or noise26 exposure. To the best of our
performance during night shifts. Meta-analysis is an important tool for illustrating trends that
may not be apparent in a single research. Therefore, we hypothesised that 1) napping would
improve cognitive performance; 2) cognitive performance would mainly improve after a 30-
minute sleep inertia period; 3) the effect of napping would vary depending on the type of
to the characteristics of the nap (duration, time in the night) and of the individuals (age,27
systematic review and meta-analysis of the benefits of napping during night shifts on cognitive
performance.
5
Methods
Literature Search
We reviewed all studies reporting cognitive performance following a nap during a night shift
compared to a control group without a nap. Medline, Cochrane Library, Science Direct and
Embase databases were searched up to July 1, 2019, using the following keywords: ("nap*" OR
"work*" OR "occupation*"). Animal studies were excluded. The search was not limited to
specific years. No minimal sample size and no language restrictions were applied. The search
strategy was inclusive of working-age adults (18 to 65 years-old), undertaking regular night
shift work. We excluded studies mentioning the use of therapeutic adjuvants in addition to a
nap. To be included, articles needed to be controlled studies describing our primary outcome
variable, which was the measurement of any cognitive performance during the night shift. We
imposed no limitation on the regional origin or the nature of the control group. Studies needed
to be primary research. In addition, reference lists of all publications meeting the inclusion
criteria were manually searched to identify any further studies that were not found with the
electronic search. Ancestry searches were also completed on previous reviews to locate other
potentially eligible primary studies. The search strategy is presented in Figure 1. Two authors
(BB and VN) conducted all the literature searches and collated the abstracts. Three authors (BB,
FD and VN) separately reviewed the abstracts and decided the suitability of the articles for
inclusion based on the selection criteria. A third author (BP) was asked to review the articles
where consensus on suitability was debated. All authors then reviewed the eligible articles.
6
Quality of Assessment
of-bias tool (RoB 2)30 were used to evaluate randomised controlled trials. The “STrengthening
Scale (NOS)32 were used to check the quality of nonrandomized studies. CONSORT, Rob2,
STROBE and NOS statements consisted of a checklist of several items and sub-items, which
relate to the title, abstract, introduction, methods, results and discussion sections of articles.
One point was attributed per item or sub-item when the study fulfilled the criteria. CONSORT,
Rob2, STROBE and NOS statements could achieve a maximal score of 37, 22, 32 and 9
Statistical Considerations
Statistical analysis was conducted using the Stata software (version 13, StataCorp, College
Station, USA).33 Baseline characteristics were summarised for each study sample and reported
as a mean (with standard-deviation). When raw data were not available, data were scaled from
graphs with the measuring tool in the Gimp software (version 2, Gnome Foundation, Orinda,
USA) and then converted from pixels to the appropriate unit. Article pages containing these
graphs were initially converted from .pdf to. xcf format at a high resolution of
8250px*11000px. Heterogeneity in the study results was evaluated by examining forest plots,
confidence intervals (CI) and using formal tests for homogeneity based on the I² statistic, which
is the most common metric for measuring the magnitude of between-study heterogeneity and
is easily interpretable. I² values range from 0% to 100% and are typically considered low for
<25%, modest for 25–50%, and high for >50%. Random effects meta-analyses (DerSimonian
and Laird approach) were conducted when data could be pooled.34 Cognitive tests were
7
function and memory. All meta-analyses were carried out on cognitive performances in the nap
and control groups. We first conducted a meta-analysis on the cognitive performance at baseline
(t0) stratified on the types of cognitive performance. We then conducted a meta-analysis on the
overall cognitive performance after a nap, stratified on the time of the analysis: t1 (<30 min
after the nap), t2 (31 min to 120 min) and t3 (>121 min). Finally, we conducted a meta-analysis
on the performance after the nap (t1, t2 and t3) for each type of cognitive function. We
calculated the effect size (ES, standardised mean differences - SMD) of the cognitive
scale has been suggested for ES with 0.8 reflecting a large effect, 0.5 a moderate effect, and 0.2
a small effect.37 Funnel plots of these meta-analyses were used to search for potential
publication bias. In order to verify the strength of the results, further meta-analyses were then
conducted excluding non-randomised studies and studies that were not evenly distributed
around the base of the funnel.38 We also conducted further detailed meta-analyses by
environment type (workplace vs laboratory) and by stratifying the first 30 minutes after
awakening in greater depth in order to further explore the sleep inertia period. Meta-regression
analyses were performed to study the influence on effect size of several study and subject
performance, activity (performing tasks after nap to simulate a real work for participants
involved in a laboratory protocol), delay between the nap and the cognitive test, time occurrence
of the nap (time at the beginning of the nap and the time of awakening), and the type of
95%CI.
Results
8
An initial search produced 26,055 possible articles. Removal of duplicates and the use of the
selection criteria reduced this number to 18 articles reporting cognitive performance following
a nap during night work (Figure 1). All articles were written in English.
The assessment of the quality of the 18 studies included was performed using the CONSORT
and RoB2 for the eleven randomised studies,15,16,18,39-46 and STROBE and NOS for the seven
from 16.053 to 74.2%;18 the mean RoB2 score was 78.4±6.2, varying from 68.245 to 90.1%;18
and the mean NOS score was 84.1±8.74, varying from 77.8 48,51,52,54 to 100%.50 Overall, the
studies performed best in the discussion section and worst in the result section. Most studies
The main inclusion criteria were to be a regular shift worker with a specific occupation 18,43,47,49-
51
or to be an adult with self-reported good health39-42,44-46,48,52,53 or self-reported good sleep.15
The main exclusion criteria were any sleep disturbance 15,16,39-42,44-46,48,50,51 or habitual daytime
have recently undertaken transmeridian travel 40-42,52, not to be a smoker 15,39-42,44-46,48,52,53, not to
except oral contraception41,42,44-46,53 and not use medication affecting sleep architecture.15,16,44-
47,52
A minimal exposure to shiftwork was required in two studies, from 4 months49 to two
years.50
Population
9
Sample size: 494 subjects were included: 407 in the nap group and 377 in the control group,
among which 290 were enrolled in a crossover condition. The mean population size was
22.8±12.3 ranging from 847 to 49.18 The mean proportion of participants in the nap group was
Age: The mean age in the nap group was 27.3±7.3 years old and 27.3±7.4 years old in the
control group. Two studies did not report the mean age of the nap and control group.42,50
Gender: The proportion of males in the nap group was 62.4±38.4% and 63.4±37.9% in the
control group. Six studies included only males,15,48-50,52,53 and four studies included only
female.16,40,45,46
Type of sleep: one crossover study evaluated the effect of napping based on the sleeping type
The principal aim of most of the studies (12/15 i.e. 80.0%) was to evaluate the effect on
studies was to investigate the intensity of sleep inertia after napping 48,52, and one study
Study Design
All included studies were prospective controlled trials, including twelve studies (66.7%) with
a crossover design.15,43-53 Only one crossover study was not counterbalanced. 47 The order of
condition was randomly assigned in two crossover studies.15,43 All non-crossover studies were
randomised.16,18,39-42 (Table 1)
Number of naps per night: all studies evaluated the effect of one nap per night.15,16,18,39-44,46-53
Two studies also evaluated the effect of two naps of 10 minutes 40 or two naps (90 min and 30
min) in a subgroup.45
Start of nap: all studies gave information on the timing of the nap. The mean hour for the nap
was 2.12 am (SD = 77.0 min), and ranged from 12.00 am48,49 to 4.10 am.50
Study environment was the usual work environment in six studies,16,18,43,46,49,51 and in sleep
laboratory, participants had no prescribed tasks between the cognitive tests and were permitted
to rest or to engage in quiet activities of their own choice (no activity).15,39-42,45,47,52 Other studies
(10/18 i.e. 52.6%) had defined tasks (activity) during a real or simulated night-
department 18, or nurses in a psychiatric hospital.16 Simulated work tasks were typing44,55, typing
Activity of the control group during the nap: The control group had to continue to
sleep.13,32-35,37,42,44,45
Time of the tests: With the exception of two studies, 16,44 all studies assessed baseline (t0)
cognitive performance before the nap at the beginning of the shift.15,18,39-43,47-53 The mean time
between the baseline testing and the beginning of the nap was 212.9 min±187.1 min, ranging
from 15 min47 to 550 min.40 Fourteen studies assessed cognitive performance within 30 minutes
after the nap (t1).15,16,18,39,40,42,44,45,47,48,50-53 The mean time between the nap and the beginning
of cognitive tests at t1 was 3.4 min±5.5 min ranging from 0 min16,18,39,45,48,51-53 to 20 min.44,51
11
Ten studies assessed cognitive performance between 31 min and 120 min after the nap
(t2).15,39,41-45,50,52,53 The mean time between the nap and the t2 cognitive test was 68.9 min±26.9
min ranging from 45 min15 to 120 min.43 Eleven studies explored cognitive performances
between 121 min and the end of the shift (t3).15,18,40,41,43,45-47,49-51 The mean time between the
nap and the t3 cognitive tests was 213.8 min±58.8 min, ranging from 135 min47 to 290 min.51
Number of continuous nights: Most studies investigated the benefit of napping over one
night.16,18,39-43,45,47,48,50-53 Two studies investigated the effect of napping over two consecutive
night shifts,15,46 one investigated three consecutive night shifts49 and another investigated five
in five studies,15,16,42,46,53 and memory in three studies18,44,52 (Figure 1; see details of the
measurements in Appendix 3 and Table 1). Executive functions were evaluated using the Arrow
task,53 mental calculations 45 and the Wisconsin Card Sorting Test.16,56 Attention was evaluated
with the 10min-Psychomotor Vigilance Test,15,18,41-43,45,47,51 the Two Choice Visual Reaction
Time,50 the Letter Cancellation task, 46 the Mackworth Clock Vigilance Time,49 the Taiwan
University Attention Test16 and the Visual Vigilance Task.48 Instrumental function was
analysed with a calculation test,42,53 the Information Process Index,16 and the Symbol Digit
Substitution Task.15,46 Memory was evaluated with the 4min-Two Back Memory Task,52 the
Probe Recall Memory Test18 and the Working Memory Digit Recall Test. 44
12
Overall cognitive performance differed between napping vs control groups at baseline (effect
size 0.13, 95% CI 0.03 to 0.24, I2=28.5%) but did not differ after exclusion of outcomes not
evenly distributed around the funnel plot and after the exclusion of non-randomised controlled
trials (0.02, -0.09 to 0.13, I2=0.0%) (Figures 2 and 3, Appendix 8-9), as well as for all types of
4). There were no overall differences between napping vs control groups for all cognitive
outcomes not evenly distributed around the funnel plot 45,49 (Figure 3 and Appendix 9).
Meta-regression at baseline did not show any link between cognitive performance and the
characteristics of the nap (total sleep time, time of awakening), the individuals (age, sex) or the
Overall cognitive performance improved after a nap (effect size 0.25, 95% CI 0.10 to 0.41,
I2=79.7%) compared to the control group. More specifically, cognitive performance improved
at t2 (0.76, 0.51 to 1.01, I2=75.1%) and t3 (0.55, 0.35 to 0.75, I2=68.2%) but did not differ
between napping vs control groups at t1 (-0.07, -0.28 to 0.14, I2=81.4%). Compared with
baseline, overall cognitive performance improved at t2 (1.14, 0.65 to 1.63) and t3 (0.55, 0.35
to 0.75) and did not differ at t1 (-0.07, -0.29 to 0.14). Cognitive performance also improved at
t2 (0.70, 0.31 to 1.09) and t3 (0.64, 0.37 to 0.90) compared with t1, without differences between
Meta-analyses were repeated after the exclusion of outcomes not evenly distributed around the
funnel plot (t1,16,51-53 t239,52,53 and t341,43,51) and after the exclusion of non-randomised
controlled trials (t1,47,48,50-53 t250,52,53 and t347,49-51) and showed similar results. (Figure 3,
Appendix 8-9)
13
Meta-Analyses on Categories of Cognitive Performance Over Time
Executive function improved globally after napping (effect size 0.43, 95% CI 0.24 to 0.62,
I2=65.7%) compared with the control group, specifically at t2 (1.45, 0.88 to 2.02, I2=73.5%).
Compared with baseline, executive function improved at t2 (1.45, 0.88 to 2.02, I2=73.5%) and
t3 (0.53, 0.03 to 1.04, I2=58.7%) in the nap group. Attention improved generally after a nap
(0.41, 0.29 to 0.53, I2=66.9%) compared with the control group, specifically at t2 (0.70, 0.31 to
1.09, I2=74.2%). Instrumental function improved after a nap (0.13, -0.05 to 0.31, I2=35.1%)
compared with the control group, specifically at t2 (0.44, 0.01 to 0.89, I2=43.8%). Memory
deteriorated globally after a nap compared with the control group (-0.52, -0.86 to -0.17,
memory deteriorated at t1 (-1.92, -2.67 to -1.16, I2=89.7%); but improved again at t2 (4.10,
Between the cognitive function categories, memory deteriorated less after a nap than attention,
executive function and instrumental function, overall (-2.41, -3.11 to -1.71; -2.43, -3.21 to -
1.67; -2.39, -3.24 to 1.53, respectively) and at t1 (-2.41, -3.11 to -1.71; -2.43, -3.21 to -1.67; -
Meta-analyses were repeated after the exclusion of outcomes not evenly distributed around the
funnel plot (t116,51-53, t239,52,53 and t341,43,51) (Figures 3 and 4, Appendix 8 and 9) and after the
demonstrated similar results. In general, executive function, instrumental function and memory
did not differ after a nap (t1, t2 and t3) compared to the control group, specifically at t1, t2 or
t3. Overall, attention improved after a nap (0.37, 0.26 to 0.48, I2=52.0%) compared with the
control group, specifically at t2 (0.76, 0.42 to 1,09, I2=62.3%) and t3 (0.59, 0.33 to 0.85,
14
I2=67.4%). Between the cognitive function categories, no overall differences were seen after a
nap and at each time point (t1, t2 and t3). (Figures 2, 3 and 4, Appendix 4-7).
There were no differences between the napping vs. control groups at baseline when considering
only the real work environment (0.08, -0.04 to 0.20, I2=0.0%), whereas studies only in a
laboratory differed between napping vs. control groups (0.15, 0.02 to 0.28, I2=34.3%). Overall
cognitive performance improved after a nap for both the real work or laboratory environments
(effect size 0.37, 95% CI 0.21 to 0.54, I2=59.3%; and 0.32, 0.17 to 0.50, I2=80.5%,
respectively), and also at each time point (t2: 0.59, 0.04 to 1.14, I2=0.0%; and 0.76, 0.50 to
1.02, I2=76.5%; and t3: 0.43, 0.21 to 0.66, I2=62.5%; and 0.64, 0.28 to 1.00, I2=70.1%,
respectively), with the exception of t1. At t1, overall cognitive performance improved in real
work (0.28, 0.01 to 0.55, I2=65.2), but not in laboratory studies – where a deterioration in
memory (-2.12, -2.91 to -1.34, I2=81.6%) was observed. (Figure 5) However, meta-regressions
showed no statistical differences between the real work and laboratory environments. (Figure
4)
In order to explore the sleep inertia period in more depth, and since most studies within the t1
group (<30 min after the nap) measured a cognitive performance immediately upon awakening,
we also stratified t1 into three periods: immediately after awakening, 1 to 15 minutes after
awakening, and 15 to 30 minutes after awakening. There were no differences between the
groups (nap vs no nap) from 1 to 15 minutes and from 15 to 30 minutes after awakening,
irrespective of the cognitive performances categories. In general, cognitive performance did not
change immediately after awakening (i.e. within the first minute). However, the stratifications
15
demonstrated a deterioration in memory (effect size -2.30, 95% CI -3.22 to -1.38, I2=88.0%),
Overall cognitive performance after napping improved with a delay between the nap and the
test (0.18, 95% CI 0.04 to 0.33), and tended to improve with total sleep time (0.56, 95% CI -
0.10 to 1.22) and activity (0.29, 95% CI -0.04 to 0.61). Cognitive performance at t1 improved
with activity (1.10, 95% CI 0.38 to 1.83), and tended to improve with total sleep time (1.57,
95% CI -0.12 to 3.26) but to deteriorate in the male gender (-0.05, 95% CI -0.08 to 0.02) and
Meta-regression was repeated after the exclusion of outcomes not evenly distributed around the
funnel plot and after the exclusion of non-randomised controlled trials, and showed similar
results. Overall cognitive performances after a nap improved with a delay between the nap and
the test (0.08, 95% CI 0.00 to 0.16, p=0.041), and tended to improve with an early awakening
time (0.57, 95% CI -1.16 to 0.02, p=0.060), and to deteriorate with the male gender (-0.01, 95%
Discussion
The main findings were that napping during night shifts improved cognitive performance in a
delayed manner, specifically attention. Despite lack of data precluding robust conclusions
during the sleep inertia period, only memory deteriorated immediately after awakening without
an overall change in global cognitive performance. Napping early in the night and activity may
16
Napping and Cognitive Performance
Sleepiness in night-shift workers is a main concern with increased risk of work injury and
economic consequences.57,58 Many strategies against sleepiness have been proposed for night
shift workers, such as caffeine and bright light. 59 Nonetheless, the benefits of napping could be
superior and without detrimental effects. 59 In line with our study, a review of the literature
concluded that napping in night shifts led to improved sleep related performance. 6 Using a
sound statistical approach, we demonstrated that napping during night shifts improved
meta-analysis included only four studies.18,43,47,61 We included those studies 18,43,47 in our study,
with the exception of one which did not report cognitive test performance.61 Moreover, our
meta-analysis did not focus on subjective feelings but on objective cognitive performances.15
We demonstrated that attention was significantly improved after napping in a delayed manner,
without detrimental effects during the sleep inertia period. The included attention tests were
mostly simple reaction times, which are sensitive markers of sleepiness.62 Napping in night
shifts could also have larger implications on safety, decreasing the risk of professional error12
and work injury.63 Moreover, napping during night shifts could also be a countermeasure for
the general health impairment of shift workers who have an increased risk of long-term
Sleep Inertia
Surprisingly considering the literature on sleep inertia effects,19,39,42 only memory deteriorated
immediately after awakening without an overall change in global cognitive performance. Sleep
inertia is described as a transitional state of low arousal immediately after awakening, with a
17
temporary deteriorated performance.19 Sleep inertia is one of the perceived barriers of napping
during night shift for workers.73 Despite a lack of evidence-based data in real work environment
during the sleep inertia period, we reported that cognitive performance tended to improve in
the first 30 min with total sleep time, whereas the duration of sleep is generally suspected to
increase sleep inertia.19 Thus, brief naps (less than 30 min) were proposed to limit this
phenomenon but a recent review of the literature did not find any clear results.74 Furthermore,
it has been suggested that cognitive tasks involving high levels of attention 19 or working
memory20 deteriorated more through sleep inertia than easier tests. Our study included only one
non-randomised controlled trial reporting results on memory during the sleep inertia period,52
but the analyses were not highly powered, precluding any robust conclusions. Interestingly, an
age effect on higher cognitive impairment was only demonstrated during sleep inertia in older
individuals. Comparisons of the benefits of napping in different age groups are not clear in the
literature.59 Napping early in the night and activity at awakening may also prevent the sleep
inertia effects.
We demonstrated that napping early in the night and activity may benefit cognitive
performance. Circadian placement of the nap has been identified as influencing its benefits,
with poor regenerative effects when napping is set at the circadian nadir around 4 a.m. (late in
the night).21 In addition, the benefits of napping were greater when individuals were active after
the nap, especially during the sleep inertia period. Maintaining activity increases sympathetic
tone and may help individuals to emerge from sleep inertia, and to increase the overall benefits
of the nap.75 Moreover, we did not find any dose-response relationships between total sleep
time and cognitive performance, in line with the literature.76-78 Long naps do not demonstrate
greater benefits, emphasising the practical interest of shorts naps at the workplace. Some
18
authors have suggested that simply inducing sleep with ultra-short naps could be sufficient to
gain significant benefits,21 whereas other authors suggest a minimum sleep time of around 10
min.78 However, we did not find any study with less than 10 minutes of napping that met our
real work environment during the sleep inertia period, whereas memory deteriorated under
laboratory conditions. This may be due to the stimuli provided by occupational stressors.
Finally, for other measurements, we did not find any significant differences between studies at
the workplace or under laboratory conditions, demonstrating that napping could have similar
Limitations
Our study has some limitations. We conducted the meta-analyses on only published articles, so
they are theoretically exposed to publication bias. However, this risk is limited because the
analyses of the funnel plots revealed a homogenous distribution. The inclusion criteria were
similar, but not identical. We included studies reporting several performance tests. In the
absence of a clear consensus on the cognitive tests, and to avoid selection bias, some studies
appeared several times in our meta-analysis, with different data or populations. Therefore, the
weighting of the studies required careful thought.79 However, arbitrary choosing one
subcategory for those studies did not affect the results. We limited the influence of extreme
results and heterogeneity by repeating analyses after the exclusion of non-randomised studies
and those with results not evenly distributed around the funnel plots. Although some studies
were randomised, the assessors were not blind for the intervention (nap) as performing blinding
executive functions were highly improved 30 min to 120 minutes after awakening. However,
executive functions were reported in only two studies, both of which were non-randomised
19
controlled trials precluding robust conclusions.39 The number of studies including memory and
instrumental functions was not sufficient to draw a conclusion from the stratified results.
Moreover, we noted that the classification of the type of cognitive performance varies between
authors and suffers lack of consensus.62 We also noted that there was a high probability that
the impact of napping on high-level cognitive functions, like decision-making, in the context,
for example, of a medical diagnostic process. Most studies were also lab studies, making it hard
to draw conclusions on napping and performance during ‘night shifts’. However, randomised
controlled trials are more difficult to achieve in real working conditions. Even if comparisons
between real work environments and lab conditions were difficult because lab studies were
often limited to young adults, we showed similar results, except for the memory deterioration
during sleep inertia found in lab studies. In addition, possible naps occurring prior to the night
shift, and their timing, were not reported in the studies included and were not the focus of our
meta-analysis.
Conclusion
Napping during night shifts improves cognitive performances in a delayed manner, especially
attention. Napping early in the night and activity may benefit cognitive performances over time.
Despite the lack of data in real work environments precluding robust conclusions during the
sleep inertia period, only memory deteriorated immediately after awakening without an overall
change in global cognitive performance. Before recognizing guidelines for napping during
night shifts as a preventive strategy, further studies should evaluate the consequences of
napping during night shifts on immediate safety (work errors and work injuries), and on long-
20
Contributors
FD, BB, BP and VN were responsible for the design and conception of the study. BB and VN
searched and collected studies and data. FD, BB, BP, LF and VN analysed and interpreted data.
FD, BB, BP and VN were in charge of statistical analyses. FD, BB and VN wrote the
manuscript. All authors made critical revisions to the article. All authors gave their final
Acknowledgments
Funding
None
Disclosure statement
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Figure Legends
Figure 4. Meta-regressions
95%CI: 95% confidence intervals; t0: baseline; t1: up to 30 min after nap; t2: from 31min to 120 min after nap; t3: from 121
min after nap
The effect of each variable on the outcome is represented in the forest-plot by a dot on a horizontal line. The black dots
represent the coefficient for each variable, and the length of each line around the dots represent their 95% confidence interval
(95CI). The black solid vertical line represents the null estimate (with a value of 0). Horizontal lines that cross the null vertical
line represent non-significant variables on the outcome.
26
“Environment” means that studies with real workplace protocol have been considered as a reference in compari son with
laboratory conditions. “Activity” means that participants involved in a laboratory protocol realized a task after nap to simulate
a real work.
Supplement files
Appendix 2. Summary bias risk of included randomised and non-randomised studies using
Newcastle – Ottawa Quality Assessment Scale and Revised Cochrane risk-of-bias tool for
randomised trials (RoB 2)
Appendix 3. Details of the tests used in the included articles to measure cognitive performance
27
Appendix 4. Meta-analysis at baseline (t0) between groups (nap vs control) stratified on
cognitive performance
Appendix 6. Meta-analysis at t2 (31 min to 120 min) between groups (nap vs control) stratified
on cognitive performance
28
Table 1. Characteristics of included studies.
Design Participants Night Shift Nap Time between nap and test Test of
Study Cross- Rando- Environ- Nap Controls Time Duration Time t1 t2 t3 cognitive performance
over mised ment n Age Sex n Age Sex schedule min hours 0 to 30 31 to 120 >120 Name Function
mean±SD % men mean±SD % men min min min
Asaoka 2012 no yes Laboratory 10 21.5±1.0 70.0% 10 21.1±1.1 - 21:00-3:30 60 1:00-2:00 0 60 - AOT Executive f unction
30 3:30-4:00
Centof anti 2016 no yes Laboratory 10 24.7±2.7 40.0% 11 24.5±3.3 36.4% 22:00-7:00 - 190 - Driving simulator Executive f unction
or 20 3:50-4:00
10 3:50-4:00
Centof anti 2017 no yes Laboratory 10 24.7±2.7 - 11 24.5±3.3 - 22:00-7:00 - 90 150 PVT Attention
or 30 3:30-4:00
WCST Attention
Real work
Chang 2015 no yes 21 25.3±3.6 - 21 25.7±1.8 - 00:00-8:00 30 2:00-3:00 0 - - TUAT Executive f unction
(nurses)
IPI Instrumental f unction
0:00-3:20
Davy 2017 yes yes Laboratory 33 21.4±1.6 45.5% 33 21.4±1.6 45.5% 00:00-8:00 200 20 40 - WMT Memory
4:00-7:20
10 3:50-4:00 PVT Attention
Hilditch 2016 no yes Laboratory 10 - 50.0% 11 - - 22:00-7:00 2 47 -
or 30 3:30-4:00 DSST Instrumental f unction
Driving simulator Executive f unction
Howard 2010 yes no Laboratory 8 31.0±9.6 28.6% 8 31.0±9.6 - 21:00-7:00 30 4:00-4:30 0 - 135
PVT Attention
0:00-2:00
60 0:00-1:00
Kubo 2010 yes no Laboratory 12 21.6±2.8 100% 12 21.6±2.8 100% 22:00-8:00 0 - - VVT Attention
or 120 0:00-6:00
0:00-5:00
22:30-0:00
90 PVT Attention
Oriyama 2017 yes no Laboratory 12 22.2±0.4 0% 12 22.2±0.4 0% 22:00-9:00 0:30-2:00 0 60 -
or 120 Mental calculation Executive f unction
0:30-5:00
Real work
Purnell 2002 yes no (aircraf t 24 34.8±10.1 100% 24 34.8±10.1 100% 19:00-7:00 20 0:00-3:00 - - - MCVT Attention
engineers)
1:20-1:50
0:00-1:50
Sallinen 1998 yes no Laboratory 13 - 100% 13 - 100% 23:00-7:10 30 10 - 110 2RTT Attention
4:10-4:40
3:50-4:40
Real work
0:30-1:10 0
Signal 2009 yes no (air-traf f ic 26 35.4 - 26 35.4 - 22:30-6:00 40 - - 2RTT Attention
2:30-3:10 20
controllers)
20 1:40-2:00
Signal 2012 yes no Laboratory 12 25.1±4.3 100% 12 25.1±4.3 100% 18:00-8:00 or 40 1:20-2:00 0 60 - WMT Memory
or 60 1:00-2:00
Real work 60
Smith 2007 yes yes 9 45.7±13.2 33.3% 9 45.7±13.2 - 20:30-7:00 30 2:00-2:00 - - PVT Attention
(nurses) 120
Real work PVT Attention
Smith-Coggins
no yes (nurses and 26 30.0±5.5 19.2% 23 30±4.3 47.8% 19:30-7:30 40 3:00-4:00 0 - - CathSim Executive f unction
2006
physicians) PRMT Memory
2 groups: 2 groups: Typing Executive f unction
Takeyama 2002 yes no Laboratory 20 100% 20 100% 22:00-6:00 120 2:00-4:00 0 60 -
5 and 8 5 and 8 Mental calculation Instrumental f unction
2 groups: 2 groups: PVT Attention
Tremaine 2010 yes yes Laboratory 22.2±2.5 100% 22.2±2.5 100% 1:55-7:15 30 2:30-3:00 15 45 105
21 or 24 21 or 24 DSST Instrumental f unction
Real work DSST Instrumental f unction
Zion 2019 yes yes 109 39.0±9.1 0% 109 39.0±9.1 0% 23:00-7:00 30 4:00-04:30 - - 150
(nurses) LCT Attention
AOT, Arrow orientation task; CathSim, Intravenous insertion simulation; DSST, Digit Symbol Substitution Test; IPI, Information Process Index; LCT, Letter Cancellation Task; MCVT, Mackworth Clock Vigilance Time; PRMT, Probe Recall Memory Test;
PVT, 10min-Psychomotor Vigilance Test; TUAT, Taiwan University Attention Test; VVT, Visual vigilance task; WCST, Wisconsin card sorting test; WMT, 4min-Two Back Working Memory Task; WMDRT, Working Memory Digit Recall Test; 2RTT, Two
Choice Visual Reaction Time Test.
Napping and cognitive performance during night shifts:
a systematic review and meta-analysis
Frédéric Dutheil 1,2*, Brice Bessonnat 3, Bruno Pereira4, Julien S Baker5, Fares Moustafa6,
Maria Livia Fantini 7, Martial Mermillod8,9, Valentin Navel 10
1
Université Clermont Auvergne, CNRS, LaPSCo, Physiological and Psychosocial Stress, CHU
Clermont-Ferrand, University Hospital of Clermont-Ferrand, Preventive and Occupational
Medicine, Witty Fit, F-36000 Clermont-Ferrand, France; email: [email protected]
2
Australian Catholic University, Faculty of Health, School of Exercise Science, Melbourne,
Australia; email: [email protected]
3
CHU Clermont-Ferrand, University Hospital of Clermont-Ferrand, Preventive and
Occupational Medicine, F-36000 CHU Clermont-Ferrand, France; email:
[email protected]
4
CHU Clermont-Ferrand, University Hospital of Clermont-Ferrand, Biostatistics Unit, the
Clinical Research and Innovation Direction, F-36000 Clermont-Ferrand, France; email:
[email protected]
5
Centre for Health and Exercise Science Research, Department of Sport, Physical Education
and Health, Hong Kong Baptist University, Kowloon Tong, Hong Kong; email:
[email protected]
6
CHU Clermont-Ferrand, University Hospital of Clermont-Ferrand, Emergency, F-36000
Clermont-Ferrand, France; email: [email protected]
7
Université Clermont Auvergne, NPsy-Sydo, CHU Clermont-Ferrand, University Hospital of
Clermont-Ferrand, Sleep disorders, F-36000 Clermont-Ferrand, France; email:
[email protected]
8
Univ. Grenoble Alpes, LPNC, F-38000 Grenoble, France & CNRS, LPNC, F-38000
Grenoble, France ; email: [email protected]
9
Institut Universitaire de France, F-75000 Paris, France ; email: martial.mermillod@univ-
grenoble-alpes.fr
10
CHU Clermont-Ferrand, University Hospital of Clermont-Ferrand, Ophthalmology, F-63000
Clermont-Ferrand, France; email: [email protected]
30
Appendix 3
cognitive performance
Arrow orientation task (AOT) was reported in one article.39 AOT is a spatial stroop task.
A fixation cross was first presented on a computer. A white arrow was then presented above or
below. The stimuli consisted of 2 compatible and 2 incompatible stimuli in relation to the
direction in which the arrow was pointing. The task was to respond to the pointing direction of
the arrow (up or down by pressing a button with the corresponding hand. Four outcomes were
reported: reaction time compatible, reaction time incompatible, number of correct responses
Mental calculation was reported in three article.48,49,53 The task consisted of performing
single-digit mental calculations. The reported outcome was the number of calculations in 10
minutes.
Technologies) - was reported in one article.40. A five-minute circuit consisting of straight roads
and gentle corners was repeated for the 40 min duration of the task. Subjects were instructed to
adhere to the speed limit of 80 to 100 kph as closely as possible and to stay in the center of the
left lane. The outcomes reported were lateral deviation and percentage of time spent in a safe
zone.40 The outcome “risk of a first crash” was not reported due to missing data.
31
AusEdTM driving simulator was reported in one article. 47 Subjects undertook a 30-minute
monotonous night-time drive on a two-lane road with a series of curved and straight sections.
Subjects had to brake in response to coming up behind 10 other vehicles. Subjects were asked
to stay in the center of the left lane and keep their speed between 60 and 80 kph. The outcomes
Intravenous insertion simulation was reported in one study.18 The CathSim intravenous
simulation (HT Medical Systems, Inc., Gaithersburg, MD).80 The reported outcome was the
Typing was reported in one article.53 The task consisted of typing figures listed randomly on
sheets into a computer for 20 min. The reported outcome was typing speed. The outcome “error
Wisconsin card sorting test (WCST) was reported in one article.16 The computerised
WCST is considered a measure of frontal lobe ability. It consists of four stimulus cards and 128
response cards that depict figures of varying forms, colors, and numbers. Subjects had to match
each consecutive card from the deck with one of the four stimulus cards that they thought it
matched. The reported outcomes were the number of preservation errors, the number of total
errors, the number of categories, the percent of conceptual level responses, and failure to the
test.16
It is a common and simple reaction time task.62 Subjects have to respond to a simple visual
32
stimulus as quickly as possible by pressing a button.41 The reported outcomes were mean
reaction time or the mean of the 10% fastest reaction times or the number of lapses, defined as
Two Choice Visual Reaction Time Test (2RTT) was reported in one article.50 It is a
subtest of the NIOSH (National Institute Organization for Safety and Health) fatigue test
battery.81 Subjects were randomly presented with the words ‘true’ and ‘false’ on the screen and
instructed to answer as quickly as possible. The reported outcome was the mean reaction times.
Mackworth Clock Vigilance Time (MCVT) was reported in one article.49 Subjects
were presented with a circle of 25 dots on a computer screen. Each dot flashed in a clockwise
sequence. When a dot flash was omitted, subjects were required to press a response button as
quickly as possible. The reported outcome was the mean response latency.49
Taiwan University Attention Test (TUAT) was reported in one article.16 Subjects had
to cross out two target characters from a random list of 780 letters, numbers and symbols as
fast and as accurately as possible. The reported outcome were completion time, number of
omission and a speed score (number of omissions subtracted from the correct number of
Visual vigilance task (VVT) was reported in one article.48 The VVT required the subjects
to press the corresponding key to a number presented in the center of a computer screen as
quickly and accurately as possible. The reported outcome were reaction time and response
lapses over 5 s.
Letter Cancellation Task (LCT) was reported in one article.50 Participants analysed a
matrix of 340 capital letters in English and correctly crossed out two predetermined target
letters (E and R) within 90 seconds while making as few errors as possible. The capacity (the
number of letters the participant scanned), omissions and commission errors were recorded.
33
Instrumental Function Test and Condition of Analyses
Mental Calculation was reported in one article.53 The task consisted of performing
mental arithmetic with two adjacent figures listed randomly on sheets. The reported outcome
was the speed of calculation. The outcome “number of errors” was not reported due to
missing data.
Information Process Index (IPI) was reported in one article.16 It is a generic score
obtained by using age to convert a raw score of two subsets of the Wechsler Adult Intelligent
Scale82 involving cognitive, perceptual and motor abilities: the Symbol Digit Substitution Test
(SDST) and the Symbol Searching Test (SST). In the SST, subjects have to respond to one of
two target symbols from four selective symbols. 16 The reported outcome was the general score.
subtest of the Wechsler Adult Intelligence Scale.82 The subject is required to associate certain
symbols with certain other symbols. The reported outcome was the number of correct
responses.
4 min-Two Back Working Memory Task (WMT) was reported in one study.52 It
requires participants to compare the spatial location of a stimulus with the second item shown
two images before in a sequentially presented list of items. Participants are instructed to respond
as quickly and as accurately as possible. The reported outcomes were the number of correct
matches, the mean reaction time for correct matches and omissions.52
Probe Recall Memory Test (PRMT) was reported in one study.18 Subjects had 30
seconds to memorize 6 word pairs.18 The reported outcome was the number of correctly recalled
words.
34
Working Memory Digit Recall Test (WMDRT) was reported in one study.47 Adapted
from the psychological test battery, this numerically based recall test (performed on a computer)
individually, one after the other) and input them after a 2-s (simple condition) or 4-s (complex)
35