Explaining Group Influence: The Role of Identity and Emotion in Political Conformity and Polarization
Explaining Group Influence: The Role of Identity and Emotion in Political Conformity and Polarization
DOI 10.1007/s11109-014-9269-1
ORIGINAL PAPER
Elizabeth Suhay
Abstract Evidence has accumulated that people often conform to political norms.
However, we know little about the mechanisms underlying political conformity.
Whose norms are people likely to follow, and why? This article discusses two
phenomena—social identity and ‘‘self-conscious’’ emotions—that are key to
understanding when and why people follow the crowd. It argues that adherence to
in-group norms is a critical basis of status among in-group peers. Conformity
generates peer approval and leads to personal pride. Deviance generates disapproval
and causes embarrassment or shame. These emotional reactions color an individ-
ual’s political perspectives, typically generating conformity. These same mecha-
nisms can spur between-group polarization. In this case, differentiation from the
norms of disliked out-groups results in peer approval and pride, and conformity to
out-group norms disapproval and embarrassment or shame. This framework is
supported by the results of two experiments that examine the influence of group
opinion norms over economic and social aspects of citizens’ political ideologies.
One exogenously varies the social identity of attitudinal majorities; the other primes
the relevant emotions. In addition to contributing to the study of political conformity
and polarization, this article adds to our growing understanding of the relevance of
social identity and emotion to political life.
As of July 1, 2014, the author will be Assistant Professor of Government at American University.
E. Suhay (&)
Department of Government and Law, Lafayette College, 100 Kirby Hall, Easton, PA 18042, USA
e-mail: [email protected]
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After a long hiatus, political scientists have returned in force to the study of social
influence. Researchers in this area share the perspective that individuals’ political
decisions are not made in a social vacuum but, rather, are continually influenced by
the words and actions of others. Most political scientists who study social influence
focus on one of two topics: political discussion within social networks (e.g.,
Huckfeldt and Sprague 1995; McClurg 2006; Sinclair 2012; Sokhey and Djupe
2011) or conformity to social norms (e.g., Bolsen 2013; Gerber et al. 2008; Mutz
1998; Nadeau et al. 1993; Nickerson 2008; Noelle-Neuman 1993; Walsh 2003). The
accumulated findings from studies in both areas leave little doubt that people
influence one another’s political attitudes and behaviors.
While scholars have successfully demonstrated social influence in a variety of
settings and with respect to many different political outcomes, considerably less
attention has been paid to the mechanisms of such influence, i.e., how and why
political decisions are affected by a person’s social network or group. Drawing from
rational choice theories (e.g., Downs 1957), most social network scholars assume
that influence between discussants occurs due to information exchange or logical
argument (e.g., Huckfeldt and Sprague 1995). While this familiar assumption may
be appropriate for the study of political discussion, it does not explain conformity to
social norms. In fact, the conformity, or ‘‘social pressure,’’ phenomenon is in part
defined by the absence (or irrelevance) of substantive information exchange or
argument.
What fills this mechanistic void? Research in psychology and sociology suggests
that identification with peers (Turner et al. 1987, 1991) and ‘‘self-conscious’’
emotions—especially pride, embarrassment, and shame (Lewis 2000; Scheff
1988)—are worth consideration. While some studies of social influence in political
science have discussed these mechanisms and tested them indirectly (e.g., Gerber
et al. 2010; Sinclair 2012), surprisingly few studies have provided persuasive
evidence of their causal role in influence by directly manipulating them
experimentally and/or measuring them via participant self-report. The result is that
speculation as to the role of identity and emotion in politically relevant social
influence far outweighs the evidence. In addition, while some political scientists
have discussed these mechanisms independently, none have combined them into an
integrated theoretical framework.
The framework presented here focuses on the mechanisms underlying conformity
to social norms1 and argues that self-conscious emotions encourage individuals to
adopt the norms of groups with which they closely identify.2 More specifically,
pride stemming from perceived approval of in-group peers signals to the individual
that a conforming viewpoint or action is valid, whereas embarrassment or shame
stemming from perceived disapproval of in-group peers generates doubt. The result
1
While political scientists often associate norms with behavior, group norms may be behaviors, thoughts,
or even feelings that are typical within a group (Hogg and Reid 2006, p. 8).
2
Many types of groups are relevant, ranging from face-to-face (e.g., workplace, neighborhood) to
broader demographic (e.g., race, sex, religious) groups. A person who identifies with a group perceives it
to be an important element of his or her personal self-concept (Tajfel and Turner 1986).
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Theoretical Framework
Over a half century ago, the Columbia and Michigan schools of voting behavior
were quite taken with social influence and, in particular, the idea of social
conformity. Berelson et al. (1954, p. 122) argued that ‘‘[d]uring a campaign political
preferences are ‘contagious’ over the range of personal contacts.’’ Campbell et al.
(1960) showed that voting preferences of citizens mirrored those of their racial,
religious, and union affiliations, even after controlling for characteristics that
citizens were likely to share with fellow group members (e.g., income, education,
occupation). The authors attributed these findings to forces less ‘‘rational’’ than
ordinary persuasion. Berelson et al. argued that ‘‘[f]or many voters political
preferences may better be considered analogous to cultural tastes,’’ with origins in
ethnic, sectional, class, and family traditions (1954, p. 311). Campbell et al. wrote:
‘‘[N]orms and values attributed to a generalized ‘group’: these are the expectations
concerning appropriate behavior for [e.g.] the ‘loyal’ Catholic or union member. It
is the group standards that are psychologically real and are responsible for influence
when it occurs’’ (1960, p. 296).
These voting scholars had been influenced by the findings of experimental
psychologists studying group dynamics who, in the preceding decades, had been
working to understand a particular social influence phenomenon, variously labeled
‘‘group pressure,’’ ‘‘conformity,’’ or ‘‘majority influence.’’ For example, Sherif
([1936] 1966) demonstrated with his ‘‘auto-kinetic effect’’ studies that a group of
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3
This article focuses on descriptive norms (an opinion held or behavior engaged in by the majority), not
injunctive norms (opinions or behaviors considered socially desirable or even morally correct). Note,
however, that the line between descriptive and injunctive norms is unclear. Like injunctive norms,
descriptive norms typically suggest to people how they ought to behave (Theiss-Morse 2009), signaling
opinions and behaviors ‘‘appropriate’’ for group members (Turner et al. 1987). Also similar to injunctive
norms, descriptive norms can be enforced via social-psychological rewards and sanctions (Scheff 1988).
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that underlie it, scholars have begun a search for mechanisms of influence in line
with those proposed in this article. Reflecting the thinking of early voting scholars,
Sinclair (2012) argues that social identity plays an important role in political
influence (also see Alwin et al. 1991; Walsh 2003). Supporting this idea, she
demonstrates that neighborhood canvassers are more successful at getting people to
vote than outsiders. One limitation of this study, however, is that social identity is
manipulated only roughly (assuming neighbors identify with one another). Similar
to Noelle-Neuman (1993),4 Gerber et al. (2008, 2010) and Panagopoulos (2010)
argue that the desire to feel pride and avoid embarrassment or shame motivates
citizens to conform to voting norms in their communities. They demonstrate that
people are more likely to vote when reminded voting records are public. While the
evidence that this type of experimental treatment increases voter turnout is highly
persuasive, the emotions assumed to cause this relationship are not directly
manipulated or measured, leaving the precise emotional mechanisms uncertain. In
sum, while strong evidence for political conformity has accumulated and scholars
have named social identity and particular emotions as mechanisms of conformity,
research demonstrating a causal role for these mechanisms via exogenous
manipulation and/or careful measurement is all too rare.
The primary goal of this article is to better understand the mechanisms underlying
political conformity, with a secondary goal of relating these same mechanisms to
polarization.5 Psychologists and sociologists have paid considerable attention to
these phenomena, incorporating the themes of identity and emotion into a variety of
prominent theoretical frameworks relevant to the study of political conformity and
polarization.
This article draws important insights into conformity and polarization from ‘‘self-
categorization theory’’ (SCT) (Turner 1985, 1991; Turner et al. 1987). SCT builds
upon—and expands the scope of—social identity theory, developed by Henri Tajfel
in conjunction with Turner (e.g., Tajfel 1978; Tajfel and Turner 1986).6 While most
political scientists are more familiar with social identity theory, this article focuses
on SCT for two reasons. First, unlike social identity theory, SCT develops a well-
4
See also work by Elster on adherence to social norms (e.g., 1999).
5
Many definitions of polarization exist. In this article, polarization refers to the phenomenon whereby
the norms of two or more groups increasingly differ from one another over time.
6
The borders of social identity theory are ambiguous, in large part because it has spawned an enormous
literature. A common error is to attribute theoretical propositions and empirical insights associated with
self-categorization theory to social identity theory, particularly in the arena of social influence (see
Haslam et al. 2010). Such confusion is understandable given the overlapping themes (social identity) and
authorship (Tajfel and Turner). And, in some cases, authors explicitly use the ‘‘social identity theory’’
label to refer to both theories, while clarifying that there exist two separate branches of the theory (e.g.,
Huddy 2001; Huddy and Khatib 2007). In this article, the term ‘‘social identity perspective’’ is used as an
umbrella term to refer to both theories together along with newer theories that build on their insights.
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specified theory of the psychological group, one that allows for investigation of
intragroup, as well as intergroup, dynamics (Haslam et al. 2010). Second, SCT has
been used to explain a wider range of group-related phenomena than has social
identity theory. Most notably, SCT offers arguably the most prominent explanation
for social conformity and polarization in contemporary social psychology (Haslam
et al. 2010).
Self-categorization theory argues that the key to in-group conformity and
between-group polarization is social identity, i.e., a person’s incorporation of a
group membership into his or her self-concept (Turner 1985; Turner et al. 1987).
When a relevant social identity is salient, individuals will seek to be ‘‘prototypical’’
group members (Turner 1985; Turner et al. 1987). Prototypical group members are
characterized by a high ‘‘meta-contrast ratio,’’ meaning their attitudes and actions
not only resemble in-group members’ but are also easily distinguished from those of
out-group members. Numerous experimental studies support this notion (Turner
1991). People tend to conform to the attitudinal and behavioral norms of in-groups,
not out-groups (Abrams et al. 1990; Clark and Maass 1988; Wood et al. 1996).
Further, taking into account the fact that identity strength varies (Huddy 2001),
group members who identify more strongly with the group than other members are
more influenced by its norms on average (Terry and Hogg 1996; Terry et al. 1999;
also see Theiss-Morse 2009). Finally, when people learn of a norm held by an out-
group, particularly a derogated one, they tend to shift their attitudes or actions in the
opposite direction (Clark and Maass 1988; Nelson et al. 2011; Wood et al. 1996).
These researchers, by employing randomized and controlled experiments, have
isolated social identification as one cause of conformity (and lack of identification
as a cause of polarization). Thus, the effects are not confounded with competing
causal influences on within-group similarity, such as homophily (i.e., like tending to
affiliate with like, see Lazer 2011).7
What is it about identification that opens a person up to group influence?
Psychologists have long argued that peers provide the individual with helpful
‘‘social reality tests’’ when peers indicate whether they agree with the individual’s
point of view (Festinger 1950; Turner et al. 1987, 1991). The people with whom one
identifies provide the best social reality tests: ‘‘The perceived, expected or believed
agreement of similar others in the same situation implies that our behaviour is a
function of the objective world’’ (Turner 1991, p. 161). Agreeing with in-group
members generates ‘‘subjective validity,’’ the perception of truth; disagreeing with
them generates ‘‘subjective invalidity,’’ the perception of falsehood. Note, however,
that the logic is reversed for out-groups: agreeing with out-group members should
generate subjective invalidity.
7
These studies do not argue that homophily does not contribute to within-group similarity; rather, they
argue that group influence over the individual and homophily both are reasons for within-group similarity
but also that their effects can be disentangled through experimentation.
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Self-Conscious Emotions
8
Defining emotion is notoriously difficult. Lazarus (1991) says that ‘‘emotion is an integrative,
organismic concept that…unites motivation, cognition, and adaptation in a complex configuration’’ (40).
Cognitive appraisals of whether and how a situation is relevant to an individual’s goals set in motion
(ideally) adaptive action tendencies and coping mechanisms. Much of this psychological and
physiological activity occurs automatically and subconsciously, but some may be conscious, including
subjectively felt ‘‘feelings.’’
9
Self-categorization theory also includes this idea, but Turner casts it in cognitive terms (Turner 1985,
p. 261) and does not incorporate it into his explanation for conformity and polarization. Turner’s de-
emphasis of the self-esteem plank of social identity theory may stem from uneven empirical support for
this proposition (see Brown 2000). The self-esteem hypothesis discussed in this article is related but
clearly distinct from that discussed as a part of social identity theory.
10
While Lazarus argues that the main difference between these two emotions is intensity level (Lazarus
1991), note that some argue for differences in kind as well as degree (e.g., see Miller 2007).
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we can imagine others’ reactions to our behavior in detail (Lazarus 1991, p. 241;
Scheff 1988).
The explanation for conformity offered by the emotions literature is likewise
compelling but also underspecified in its lack of attention to identity. Certainly not
every majority norm of which a person is aware will influence him or her.
Americans are unlikely to feel embarrassed by their tendency to wear shoes indoors,
even if made aware that many other cultures disdain the practice. A longtime
Democrat is unlikely to gloat when she reads a public opinion poll and discovers
that her opposition to gay marriage places her within the Republican mainstream.
While the literature on self-conscious emotions does specify that emotion-driven
conformity occurs in response to ‘‘peers,’’ ‘‘important others,’’ and the like
(suggesting social identity is relevant), this component is undertheorized and
generally untested empirically.
11
Intergroup emotions theory, a broadly applicable theory developed by Smith and Mackie (see, e.g.,
Mackie et al. 2009), argues that, when social identity is salient, people will appraise situations and
experience relevant emotions in accord not with their personal identities but, rather, with their social
identities. For example, when a social identity is highly salient, an out-group attack on the in-group is
experienced as an attack on the self, and fear or anger directed at the out-group is generated as a result.
Luhtanen and Crocker (1992) provide an updated take on social identity theory’s ‘‘need for positive
distinctiveness’’ with their construct ‘‘collective self-esteem,’’ i.e., that part of an individual’s self-esteem
that is derived from the status of one’s in-group(s) within society at large. This concept is distinct from
what they call ‘‘membership esteem,’’ that part of self-esteem stemming from one’s status as an individual
within the group. While collective self-esteem may be the cause of many important intergroup
phenomena (including prejudice and people’s desire to ‘‘exit’’ low status groups), emotions scholars have
made clear that within-group conformity hinges on membership esteem.
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12
Many distinguish between ‘‘informational influence’’ (‘‘true’’ influence based on information) and
‘‘normative influence’’ (surface compliance due to an effort to ingratiate oneself with peers) (Deutsch and
Gerard [1955] 1965) but others have challenged this dichotomy (e.g., Turner et al. 1987; Hogg and Reid
2006). This article suggests that what many would call ‘‘normative influence’’ can in fact cause the ‘‘true’’
influence often associated with informational influence.
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expressed in public) may carry more normative weight as it implies peer influence
has been internalized.
Hypotheses
This theory results in six key hypotheses regarding political influence that are tested
below:
In-group conformity (H1) When encountering a new or unexpected in-group
norm, individuals will shift their political views in the direction of conformity with
the majority.
Out-group polarization (H2) When encountering an out-group norm, individuals
will not change their views in the direction of conformity with the (out-group)
majority; and, if the out-group is disliked by their in-group peers, individuals will
shift their views away from those of out-group members.
Identity strength and conformity (H3) Due to the accumulation of identity-based
influence over time, in-group identification will be positively correlated with
adherence to in-group opinion norms.
Identity strength moderation (H4) The influence patterns described in H1 and H2
will be moderated by the strength of individuals’ in-group identification.
Emotional reactions to group norms (H5) Agreement with the in-group majority
generates pride among individuals, and disagreement embarrassment/shame;
agreement with a derogated out-group majority generates embarrassment/shame
among individuals, and disagreement pride.
Emotion moderation (H6) When encountering group norms, individuals who
experience elevated levels of pride or embarrassment/shame are more likely to
change their political views (in the direction of the in-group or away from the out-
group, as relevant).13
Experimental Evidence
Given that experiments are the gold standard for assessing causation (Morton and
Williams 2010), two experiments were designed to test these mainly causal
hypotheses. The first experiment focuses on religious group influence over citizens’
stands on social issues and emphasizes the role of social identity. Citizens’ opinions
on issues such as abortion and gay marriage depend to a significant extent on their
religious faith (Leege et al. 2002). To the extent that religious affiliation represents a
social identity (Djupe and Gilbert 2008; Wald et al. 1988), individuals’ opinions on
these issues are likely to be affected by the opinions held by religious groups—both
13
It is common for causal variables to be both mediators and moderators in a theoretical framework. This
is the case with respect to self-conscious emotions in the model proposed herewith (see the ‘‘An
Integrated Perspective on Social Influence’’ section). Because the critical test of emotions’ causal
influence in Study 2 below involves exogenous arousal, a moderation test is performed. However, one
could argue that—taken together—the two studies test mediation: Group norms arouse self-conscious
emotions in Study 1, and their causal effects are demonstrated in Study 2 (see Bullock et al. 2010; Imai
et al. 2012).
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Study Sample
The study was conducted with 220 church-going Catholics from five churches in a
large Archdiocese in the Midwest. Via a combination of flyers placed in church
bulletins and announcements from the pulpit, participants were asked to take part in
a short, anonymous, on-line study of Catholic opinion being conducted by
University of Michigan researchers in return for a $5 donation to their church and a
$5 donation to a Catholic charity of their choice.
Most participants had a high level of commitment to Catholicism. In response to
the pre-test question, ‘‘How important is being Catholic to you?’’ 34 % said ‘‘very’’
and 44 % said ‘‘extremely.’’ Most participants also indicated that they held socially
conservative values, with 71 % indicating in the pre-test that they agreed with
traditional church teachings on abortion, divorce, and homosexuality. These and
other sample characteristics, such as an older mean age (54) and more females
(69 %), likely reflect the church-going nature of the sample.15
Study Design
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treatments or the control group. The identity of the influencing group was
exogenously varied by exposing some participants to the views of the Catholic in-
group and others to the views of a disliked out-group, Evangelicals.16
More specifically, those in the ‘‘Catholics are conservative’’ condition learned that
a majority of American Catholics shun divorce, oppose abortion, and oppose gay
marriage. Those in the ‘‘Catholics are progressive’’ condition learned that, to the
contrary, most Catholics believe one can be a good Catholic without following
conservative Church teachings on divorce, abortion, and gay marriage. Finally, those
in the ‘‘Evangelicals are conservative’’ condition learned that most Evangelicals have
socially conservative views on divorce, abortion, and gay marriage. The control group
received no such information. Information presented to participants originated in
reputable public opinion surveys (D’Antonio 2007; Davis et al. 2008; Pew Research
Center 2008). The Catholics are conservative vs. progressive contrast was achieved by
presenting responses to different survey questions. See Appendix 1 for the stimuli. No
‘‘Evangelicals are progressive’’ stimulus was included because survey information
that could be interpreted in this fashion could not be found.
Following the stimulus, participants filled out a post-test questionnaire that
included questions on social and political attitudes as well as their emotions. They
then were debriefed.
Measures
Data Analyses
Expectations with respect to the main treatment effects are as follows. The general
conformity hypothesis (H1) is tested with the ‘‘Catholics are progressive’’
16
American Evangelicals and Catholics tend to be mutually exclusive groups (Putnam and Campbell
2010). Only one participant, removed from the sample, identified as Evangelical. In the post-test,
participants rated Evangelicals 25 points lower than Catholics on average on a 100-point scale. (Ratings
were not influenced by experimental treatments.)
17
The questions that make up the identity measure reflect the social identity perspective’s definition of
‘‘identification’’: ‘‘the extent to which the category is valued and contributes to an enduring sense of self’’
(Haslam et al. 2010, p. 349). By design, the measure is somewhat out of sync with self-categorization
theory’s exclusively cognitive focus (the ‘‘importance’’ question has an affective component). However,
the measure admittedly does not emphasize affiliative, emotional attachments to the same extent as those
of some authors, such as Theiss-Morse (2009).
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.8
.7
Social Conservatism
.6
.5
.4
.3
o l e e e
ntr tiv siv tiv
Co rva re
s rva
nse rog nse
co sp co
cs lic ls
th oli tho eli
ca
Ca Ca an
g
Ev
Fig. 1 Social Conservatism Scale means by experimental group (Study 1). Note Figure displays
experimental group means and 90 % confidence intervals
Table entries are unstandardized OLS regression coefficients with standard errors in parentheses
*** p B .001; ** p B .01; * p B .05 (one-tailed tests)
the lowest identifiers, supporting H3. With respect to the identity moderation
hypothesis, the coefficient on Catholics Progressive*Identity Strength is essentially
zero, against expectations. The coefficient on the Evangelicals Conservative*Iden-
tity Strength interaction is substantial and in the expected direction (b = -.148) but
misses statistical significance (p = .16, one-tailed). In Fig. 2, this interactive effect
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.8
Social Conservatism
.6
.4
.2
0
0 .25 .5 .75 1
Identity Strength
Fig. 2 ‘‘Evangelicals conservative’’ treatment interacted with identity (Study 1). Note Figure displays
predicted values for experimental groups at five levels of identity with 90 % confidence intervals at each
level. Values calculated and graphed using the margins set of commands in Stata 12
is graphed along with its confidence intervals at each level of the Catholic identity
variable. While the treatment effect is clearly not significant at the first three levels
of identity, it is significant at the top two levels. Thus, there is some limited support
for H4.22
Finally, we can turn to the emotion measures to test H5. We would expect typical
sample members—who began the study indicating they were socially conserva-
tive—to feel the most pride in the ‘‘Catholics are conservative’’ condition, as they
reflect on the fact that their values are in line with a majority of American Catholics,
and less pride in the other two conditions, perceiving their values to be out-of-step
with a progressive majority or in sync with a disliked out-group. The mirror
opposite pattern is expected for shame, with the least shame expected in the
‘‘Catholics are conservative’’ condition and more shame in the other two conditions.
Note that, all else equal, people tend to express much more pride than shame;
therefore, contrasts among treatment groups are examined for each emotion
separately.
The expected patterns emerge in Fig. 3. Difference-in-means tests were
conducted and most of the relevant comparisons reach statistical significance. With
respect to pride, the difference is greatest between those in the Catholics vs.
22
Similar results are obtained if this treatment effect is estimated separately for those with Catholic
identities above vs. at/below the scale midpoint. Those with strong Catholic identities appeared to shift
their views in the progressive direction in response to the ‘‘Evangelicals are conservative’’ stimulus
(b = -.126, p B .01) but weak identifiers did not.
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.5 .5
.4 .4
Average Shame
Average Pride
.3 .3
.2 .2
.1 .1
0 0
Catholics cons. Catholics prog. Evangelicals cons. Catholics cons. Catholics prog. Evangelicals cons.
Study 1 Discussion
Overall, these findings support the relevant hypotheses. Catholics who learned that
other Catholics held progressive family values expressed more progressive views in
the post-test than the control group, and Catholics who learned that Evangelicals
were socially conservative also expressed more progressive views in the post-test.
These findings are especially compelling when one considers that most practicing
Catholics are respectful of a conservative Church hierarchy and likely less open to
progressive change than others, and that the conformity and polarization described
occurred in a sample with a median age of 54, an age when values and attitudes are
at their most stable (Sears and Levy 2003). Also, as expected, the strongest Catholic
identifiers in the sample were overwhelmingly more likely to be socially
conservative. It is all the more intriguing, then, that high identifiers appeared to
23
The total N available is too small for a test of H6 (emotion moderation). The reason for the small N is
as follows: (1) For methodological reasons, the analysis cannot include the control group (because the
emotion questions asked for reactions to the treatments) or participants who said in the pre-test that they
disagreed with socially conservative Church teachings (a different emotional pattern is expected from
such individuals, and there are too few to analyze separately). (2) There was significant attrition prior to
the emotion questions because they followed a difficult screening question at the end of the study. This
attrition is statistically unrelated to treatment group and, thus, does not threaten the causal inferences.
The final N is 31.
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be more likely than low identifiers to shift in a progressive direction when they were
exposed to conservative out-group norms.24
In addition, the data support the idea that self-conscious emotions are
automatically evoked when group identifiers encounter group norms. On average,
study participants who expressed support for traditional values at the outset of the
study felt the most proud and the least ashamed when they learned that most
Catholics supported those values (as they did); by contrast, they felt less proud and
more ashamed when they learned that most Catholics opposed those values or that
most Evangelicals supported them. This said, these findings do not demonstrate a
causal role for these emotions in the observed influence. To test this expectation, we
turn to a second experiment that exogenously varies the emotions pride and
embarrassment.
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Measures
27
In other words, ‘‘incidental affect’’ (orthogonal to study content) rather than ‘‘integral affect’’ (arising
in response to related content) is examined (see Blanchette and Richards 2010). The former allows one to
more cleanly isolate the causal influence of emotion on the dependent variable; the latter is usually
intertwined with cognitive content related to the study.
28
In most cases, these individuals expressed mild opposition to just one of the statements. While there
are too few cases for separate analysis here, note that adding these individuals to the analyses that follow
does not considerably alter the results.
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for exact question wording.) Answers to these questions are correlated at .35.29 The
additive scale Social Welfare Policy was re-coded to range from 0 to 1 (m = .54) so
that relatively individualistic answers were represented by higher numbers. The
format of both questions was modeled on a format frequently used by the American
National Election Studies.
The post-test questionnaire also included measures of participants’ feelings. A
battery of emotion items was asked following the opinion stimulus to provide a
secondary test of emotional moderation. The instructions read: ‘‘Describe how you
feel right now by indicating the extent to which you feel each emotion.’’ Answer
choices, arrayed on a five-point scale, ranged from ‘‘not at all’’ to ‘‘extremely.’’30
The emotions were listed in alphabetical order. These questions were used to create
a Self-Conscious Emotion Intensity scale, also placed on the 0 to 1 interval, as well
as another emotion measure described in the Discussion and Conclusion. The Self-
Conscious Emotion Intensity scale is scored to reflect responses in the ‘‘pride’’
family (‘‘proud’’ and ‘‘self-confident’’) for participants in the pro-individualism/
majority treatment groups and responses in the ‘‘embarrassment’’ family (‘‘embar-
rassed’’ and ‘‘insecure’’) for participants in the anti-individualism/minority treat-
ment groups. This variable construction reflects the previous logic of the emotion
primes, where the specific emotion prime depended on whether the participant is in-
step with the majority (pride primed) or out-of-step with the majority (embarrass-
ment primed).31
Data Analyses
2 9 2 experiments are most easily analyzed and interpreted with ANOVAs, which
allow for straight-forward interpretation of the two ‘‘main effects’’ as well as the
interaction effect. Two separate ANOVAs were conducted—one with the emotion
treatment variable and one with the measured emotion variable.32 The experimental
29
Patterns of results presented below are similar when the variables are assessed separately.
30
This battery of questions was based on a widely-used emotion measure called the ‘‘Profile of Mood
States’’ (POMS) created by McNair and Droppleman (1971).
31
Note that it is inappropriate to test the moderating effect of emotion in this study by comparing the
opinion treatment effect across levels of embarrassment and pride separately and for all participants,
regardless of treatment. To illustrate, take the case of embarrassment. The meaning and effects of a high
level of embarrassment differ depending on whether it occurs in participants who received the pro-
individualism or the anti-individualism treatment. In response to the anti-individualism treatment, where
the participant is in the minority, embarrassment signals a participant is likely to conform, as expected;
however, in response to the pro-individualism treatment, the unusual circumstance of embarrassment in
response to being in the majority suggests a participant may instead deviate from the perceived norm
because he or she is, evidently, uncomfortable being in the mainstream. (A parallel, opposite, result would
occur if one concentrated on pride.) Thus, despite a focus on one emotion, the changing context means
such an analysis is not comparing like to like. Interacting the opinion treatment variable with the above-
described Self-Conscious Emotion Intensity scale better tests the emotion moderation hypothesis.
32
Randomization successfully balanced the treatment groups with respect to age and political ideology
but not sex or race. These two variables are therefore added to the analyses as controls; however, their
addition does not substantially alter the results of the analyses.
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240 Polit Behav (2015) 37:221–251
33
Note that this study tests H6 in the context of conformity to in-group norms. Future research will be
needed to address the emotion moderation hypothesis with respect to polarization in response to out-
group norms.
34
While hypotheses with clear directional claims continue to be tested, the F ratio is akin to a two-tailed
test.
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Polit Behav (2015) 37:221–251 241
Anti-Individualism Pro-Individualism
.8
.7
.5
.4
.3
No Emotion Prime Emotion Prime
Fig. 4 Predicted values for opinion and emotion treatment groups (Study 2). Note Predicted values for
interaction between opinion and emotion treatments with controls. In figure, Sex is held to 1 (female) and
Race to 0 (white)
One drawback of the above analysis, however, is that it only takes into account
whether or not participants received an emotion prime. It does not include any
measure of participants’ subjective emotional experiences, including naturally
evoked pride or embarrassment in response to the opinion stimuli when the emotion
primes were not present. A second analysis was conducted, replacing assignment to
an emotion group with the Self-Conscious Emotion Intensity scale.35 See again
Table 3 (second column). Here, again, there is no main effect for the opinion
treatment, but the interaction between opinion and emotion is significant: F(1,
82) = 6.06, p B .05. The pattern of results is similar to that of the previous analysis.
See Fig. 5. No social influence appeared to occur among participants who reported
very low levels of self-conscious emotions. However, this quickly changes as we
advance up the emotion scale, with the gap between the two lines becoming
statistically significant at and above the emotion mid-point (.375).
Study 2 Discussion
35
Self-reported emotion is entered into the ANOVA as a continuous variable, i.e., the analysis is
technically an ANCOVA (with interaction). While this variable theoretically ranges from 0 to 1, the
actual range is 0–.75 because few participants reported experiencing extreme emotion.
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242 Polit Behav (2015) 37:221–251
Anti-Individualism Pro-Individualim
.8
.6
.2
0
0 .125 .25 .375 .5 .625 .75
Measured Emotion
Fig. 5 Predicted values by opinion treatment and subjective emotion intensity (Study 2). Note Predicted
values for interaction between opinion treatment and Self-Conscious Emotion Intensity measure with
controls. In figure, Sex is held to 1 (female) and Race to 0 (white). Differences in treatment group
estimates are statistically significant (p B .05) at and above .375
36
An average of three basic emotions: anxiety, anger, and enthusiasm (see, e.g., Panksepp 1994).
123
Polit Behav (2015) 37:221–251 243
Overall, the pattern of results observed reflects the expectations set out in the six
hypotheses. The findings from the first experiment demonstrate the power of in-group
norms to influence and out-group norms to polarize as well as the relevance of
gradations of subjective identity to these processes. The first experiment’s findings also
suggest, but do not demonstrate, a causal role for self-conscious emotions. Results from
the second experiment directly support emotional causation. While these experimental
effects will likely decay over time (e.g., see Chong and Druckman 2013), they also stem
from a single (impersonal) interaction with a group norm. Repeated interactions would
likely reinforce attitudes and lead to stabilization over time.
Alternative explanations for the pattern of findings are worth considering,
however. Could the pattern of results in the two experiments be due to the more
common argument that social influence, generally speaking, is due to information
exchange and/or argument? This is unlikely given that the stimuli deliberately did
not include any substantive information or arguments. What about other more
‘‘rational’’ explanations, such as the possibility that study participants were
conforming for self-interested reasons (Chong 2000) or because they constructed
arguments to explain the majority’s view, persuading themselves in the process
(Mutz 1998)? These theories are also unlikely to explain the experimental results.
Theories such as Chong’s that emphasize self-interested motivations tend to focus
on public behavior, not private opinions, as were the focus of both experimental
studies. With respect to Mutz’s theory, those mechanisms could explain the in-
group influence observed in the first experiment but not the empirical patterns
related to out-group norms or self-conscious emotion.
In sum, the empirical results support the ‘‘social–emotional influence’’ frame-
work proposed herewith. That framework provides an explanation for a phenom-
enon—political conformity—that has long been underexplored and not well
understood as a result. Likewise, it provides a window into between-group
polarization, a topic highly relevant to contemporary U.S. politics. Social identity
allows us to understand which groups will influence a person, and in what way.
Emotion helps us to understand why people fall into line with in-group expectations
so readily despite exposure to diverse perspectives on politics.
In addition, the social–emotional perspective on conformity and polarization
helps to make sense of certain puzzling aspects of public opinion. For example, it
offers an explanation as to why norms, values, and attitudes are affectively charged
(Banaji and Heiphetz 2010; Rokeach 1973) and closely correlated with group
boundaries. The framework also provides insight into why people tend to feel proud
of shared group norms and to feel shame when they disregard them. Finally, the
theoretical framework contributes to the growing literature on emotions and politics.
Heretofore, most empirical emotions and politics scholars have focused on the basic
emotions of fear/anxiety, enthusiasm, and anger (e.g., Brader 2006; Gadarian 2010;
Huddy et al. 2007; Marcus et al. 2000; Valentino et al. 2011), leaving self-conscious
and other more complex emotions to the side. Given the many ways in which group
identity, social relationships, and social status intersect with politics, further
examination of the political relevance of self-conscious emotions would be fruitful.
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244 Polit Behav (2015) 37:221–251
Acknowledgments A great many people have contributed to this article by sharing their insightful
observations, criticisms, and suggestions. I would like to especially thank my dissertation committee—
Ted Brader, Don Herzog, Don Kinder, and David Winter. I also received helpful comments from Kevin
Arceneaux, John Bullock, Eric Dickson, Erika Franklin Fowler, Eric Groenendyk, Marc Hetherington,
Nathan Kalmoe, Chris Karpowitz, Skip Lupia, George Marcus, Roger Masters, Ngoc Phan, Stephanie
Preston, Lynn Sanders, Laura Stoker, and three anonymous reviewers. I am grateful to The University of
Michigan for generous financial support during my graduate education as well as to the Catholic leaders
and community members in Michigan who made Study 1 possible.
Stimuli
PLEASE READ THE TEXT BELOW CAREFULLY. WHEN YOU ARE DONE, ADVANCE TO THE
NEXT PAGE TO ANSWER SOME RELATED QUESTIONS
[Headline insert]
As you may know, the issue of ‘‘family values’’ continues to be discussed in the media. From time-to-
time, public opinions polls are carried out to find out what different types of Americans believe
regarding family values. [Body insert A] According to the survey:
[Body insert B]
What about you? We would like to know your opinion on family values.
Headline Recent Polls Indicate Recent Polls Indicate Recent Polls Indicate
insert Catholics Are Strong Catholics Are Less Evangelicals Are Strong
Supporters of Family Supportive of Family Supporters of Family
Values Values Values
Body For example, one recent For example, one recent For example, one recent
insert A survey indicates that survey indicates that survey indicates that
American Catholics today American Catholics today American Evangelical (or
continue to strongly seem to question the ‘‘born again’’) Christians
support traditional family importance of traditional today are strong supporters
values family values of traditional family values
Body The majority of Catholics A majority of Catholics say A majority of Evangelicals
insert B who marry stay married one can be a good Catholic say that divorce should be
and never divorce without obeying the avoided, even in the event
Church’s teaching on of an unhappy marriage
divorce
A majority of Catholics A majority of Catholics say A majority of Evangelicals
oppose abortion one can be a good Catholic oppose abortion
without obeying the
Church’s teaching on
abortion
A majority of Catholics A majority of Catholics say A majority of Evangelicals
oppose gay marriage the Church’s opposition to oppose gay marriage
gay marriage is not very
important to them
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Polit Behav (2015) 37:221–251 245
Measures37
Divorce Subscale
Divorce in this country should be more difficult to obtain than it is now.
Divorce is usually the best solution when a couple can’t seem to work out their
marriage problems.
Premarital Sex Subscale
It is wrong for a man and a woman to have sexual relations before marriage.
It’s a good idea for a couple who intend to get married to live together first.
Gay Rights Subscale
Sexual relations between two adults of the same sex is wrong.
Homosexual couples should have the right to marry one another.
Sex and Young People Subscale
Sex education has no place in the nation’s public schools.
Methods of birth control should be available to teenagers who need them.
Abortion Question
There has been discussion about abortion during recent years. Which one of the
opinions below best represents your view? By law, abortion should never be
permitted./The law should permit abortion only in the case of rape, incest, or
when the woman’s life is in danger./The law should permit abortion for reasons
other than rape, incest, or danger to the woman’s life, but only after the need for
the abortion has been clearly established./By law, a woman should always be able
to obtain an abortion as a matter of personal choice./Other
37
Seven answer categories for Likert items ranged from ‘‘strongly agree’’ to ‘‘strongly disagree.’’
Identity items included five possible responses, from, e.g., ‘‘not very important’’ to ‘‘extremely
important.’’ Emotion questions had five possible responses, from ‘‘not at all’’ to ‘‘extremely.’’
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246 Polit Behav (2015) 37:221–251
Pro-Individualism Stimulus
Neutral
12%
Disagree/Strongly Agree/Strongly
Disagree Agree
24% 64%
N = 325
Neutral
16%
Disagree/Strongly Agree/Strongly
Disagree Agree
23% 61%
N=318
19. You were asked to respond to the same two statements on page 2. Compare
your answers to the published data and then check the appropriate response below.
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Polit Behav (2015) 37:221–251 247
Pride Stimulus
Take a moment to imagine each of the following scenarios, focusing on how each
situation would make you feel. Then circle the situation that you believe would
make you feel the best.
a. You leave school in April to spend the summer at home. One of your goals is to
improve the way you look—get in shape, buy some new clothes, maybe get a
new haircut, etc. When you return to school in the fall, everyone tells you how
great you look. You go to a party the first weekend back, and two cute guys (or
girls) approach you during the evening and ask you out.
b. You attend a family gathering over winter break with various family members.
One of your relatives asks you how school is going. As it happens, you got
straight As in the fall semester and have secured a really prestigious summer
internship, all of which you tell your relatives. The group gushes about your
accomplishments, and your mom looks especially pleased.
c. You are standing on the curb of a busy street, waiting for the light to turn green
so that you can cross, when you see a little girl wander away from her mother
and dart into the street. You run after her into the traffic, pick her up, and return
her to her mother. A small crowd that has gathered on the sidewalk to watch
breaks into applause.
Embarrassment Stimulus
Take a moment to imagine each of the following scenarios, focusing on how each
situation would make you feel. Then circle the situation that you believe would
make you feel the worst.
a. You are on a first date with someone you really like. You go to dinner, then to a
party. As the evening is coming to an end, both of you are sitting together on a
couch. Your date leans in close to you, and you’re thinking it is finally time for
a kiss. But, instead, your date whispers to you, ‘‘Sorry to tell you this, but, uh,
the zipper on your pants has been down since we left the restaurant.’’
b. It’s a warm spring day, and you are walking through the Diag, which is filled
with students socializing, studying, playing Frisbee, etc. All of a sudden you
trip and, with a loud grunt, fall down. Several books and the bag you had been
123
248 Polit Behav (2015) 37:221–251
carrying scatter all around you. Everyone on the Diag seems to stop what they
are doing to stare at you sprawled out on the pavement.
c. You are attending the wedding ceremony of a family member. The room is
quiet, except for the bride and groom exchanging their vows. All of a sudden
you get a case of the hiccups. Hiccup! Hiccup! A number of people sitting
around you turn to you and say ‘‘shhhhh……’’ You put your hand over your
mouth, but you can’t stop hiccupping.
Dependent Measures
The federal government currently gives money for college to many low-income
high school graduates. Some people believe that these college grants should go only
to those low-income graduates who have taken rigorous courses in high school.
Suppose these people are at one end of a scale, at point 1. Other people feel that
such college grants should go to all low-income high school graduates, regardless of
what courses they have taken. Suppose these people are at the other end, at point 7.
And, of course, some other people have opinions somewhere in between, at points
2–6. Where would you place yourself on this scale?
Currently, the government in Washington provides aid to low-income, single
mothers who have dependent children; this program is typically referred to as
‘‘welfare.’’ Some people feel that the government should require these women to
work in order to receive welfare benefits. Suppose these people are at one end of the
scale, at point 1. Others feel that the government should provide welfare regardless
of work status. Suppose these people are at the other end, at point 7. And, of course,
some other people have opinions somewhere in between, at points 2–6. Where
would you place yourself on this scale?
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