Comparative Studies of Various Hyaluronic Acids For Ophtalmic Applications (Guillaumie - 2007)
Comparative Studies of Various Hyaluronic Acids For Ophtalmic Applications (Guillaumie - 2007)
Fanny Guillaumie,1 Pascal Furrer,2 Olivia Felt-Baeyens,2 Birgit L. Fuhlendorff,1 Søren Nymand,3
Peter Westh,3 Robert Gurny,2 Khadija Schwach-Abdellaoui1
1
Novozymes Biopolymer A/S, Krogshoejvej 36, DK-2880 Bagsvaerd, Denmark
2
School of Pharmaceutical Sciences, University of Geneva, University of Lausanne, Quai Ernest-Ansermet 30,
CH-1211 Geneva 4, Switzerland
3
Department of Life Science and Chemistry, Roskilde University, PO Box 260, DK-4000 Roskilde, Denmark
Abstract: This work presents a comparative study of var- the precorneal area compared to a medium MW HA at the
ious hyaluronic acids (HA) produced by fermentation of same concentration. Finally, an in vivo ocular irritation test
either Bacillus subtilis or Streptococcus towards the selection based on confocal laser scanning ophthalmoscopy (CLSO)
of an optimal molecular weight (MW) HA for the prepara- conclusively showed the excellent tolerance of both Bacil-
tion of topical ophthalmic formulations. The influence of lus-derived HA and Streptococcus-derived HA after topical
HA MW on water binding capacity, sterile filtration, rheo- instillation onto the corneal surface. Overall, this compre-
logical properties, precorneal residence time and ocular hensive work highlights the superiority of medium MW
tolerance of ophthalmic solutions was investigated. Molec- hyaluronic acid for topical ophthalmic formulations based
ular weight did not affect hydration of hyaluronic acid on their physico-chemical and biological properties, toler-
according to differential scanning calorimetry (DSC). In ance and handling. Such solutions are expected to enhance
general, medium MW HA (0.6–1 MDa) resulted in solu- tear film stability, to allow for maximum comfort, and to
tions that were superior in terms of sterile filtration and ki- exhibit high residence times, while being biocompatible
nematic viscosity requirements compared to high MW HA and easy to sterile filter. Ó 2009 Wiley Periodicals, Inc.
(>1 MDa). Moreover, all HA-based solutions exhibited J Biomed Mater Res 92A: 1421–1430, 2010
well-defined viscoelastic properties that depend on MW.
Gamma scintigraphic data indicated that HA MW at 0.1% Key words: hyaluronic acid; hyaluronan; topical ophthal-
concentration (w/v) and HA origin did not significantly mic; ocular; filterability; viscosity; viscoelasticity; precor-
affect the corneal residence time on rabbit eyes. A 0.3% so- neal residence time; tolerance; artificial tears; eye drops;
lution of high MW HA had a prolonged residence time in contact lens solutions
INTRODUCTION cous eye drops loaded with a drug, they increase the
contact time with the ocular surface, and thereby
High molecular weight (MW) polymers with water improve the bioavailability of drugs.8,9 Bioadhesive
binding properties and high viscosity have increas- properties of some polymers contribute also to the
ingly been used as hydrogels for ophthalmic applica- improvement of the bioavailability.
tions.1 Their use is threefold. Firstly, in artificial tears, The main polymeric materials that serve the afore-
they soothe, protect and lubricate the ocular surface, mentioned functions include cellulose derivatives
thus relieving the symptoms of dry eye syndrome.2–5 (e.g., hypromellose, carmellose, hydroxyethyl cellu-
Secondly, in solutions for contact lens wearers, they lose), poly(vinyl alcohol) (PVA), carbomer, poly(vinyl
also provide better and prolonged comfort to contact pyrrolidone), polyethylene glycol, and dextran. These
lens wearers through moisturizing, lubrication, and lubricating and rewetting agents are generally well
reduction of the blink frequency.6,7 Thirdly, in vis- tolerated at the concentration level found in commer-
cial eye drops. However, some of the most viscous
Correspondence to: F. Guillaumie-Longin; e-mail: fagu@
formulations are uncomfortable and lead to blurred
novozymes.com vision, stickiness, and formation of a crusty residue.
In addition, some of these polymers are Newtonian
Ó 2009 Wiley Periodicals, Inc. and do not shear thin by eye blinking, which limits
1422 GUILLAUMIE ET AL.
their spreadability on the ocular surface and thus viscous at the concentration range used in eye
their efficacy.10,11 To ease discomfort and overcome drops (0.1–0.3%, w/v).31 Topical ophthalmic solu-
these limitations, growing attention has thus been tions should exhibit a certain degree of viscosity to
paid to non-Newtonian and particularly to pseudo- prevent immediate drainage from the ocular surface
plastic polymers such as hyaluronic acid (HA).12 and to provide there high efficacy and long residence
HA is a high molecular weight, natural and linear time. However, the solutions should not be too vis-
polysaccharide composed of b-1,3-N-acetyl glucosa- cous to avoid blurred vision and to ease their manu-
mine and b-1,4-glucuronic acid repeating disaccha- facturing process including their sterile filtration.
ride units.13 It is found in the vitreous body and is This work has thus been aimed at investigating
also abundant in the extracellular matrix, especially the influence of HA molecular weight on its water
of soft connective tissue, and in the synovial fluid of binding capacity and on the preparation, the rheo-
articular joints.13,14 From the 1980s onward, the logical properties, the precorneal residence time and
understanding of HA properties and functions has the tolerance of ophthalmic solutions. The overall
blossomed into a truly scientific and industrial enter- objective has been to assess whether there exists a
prise so that now this biopolymer is recognized as a trend in favor of an optimal HA molecular weight.
high-value product with numerous proven and mar-
keted applications within cosmetic, dietary supple-
ments, and biomedical areas.15 Within topical oph- MATERIALS AND METHODS
thalmology, this biocompatible, nonimmunogenic
and biodegradable polymer is well-recognized and
considered as the ‘‘next-generation comfort ingredi- Materials and animal testing
ent.’’4,16–19 Indeed, it is one of the most hygroscopic
molecules in nature and hydrated hyaluronic acid Two types of hyaluronic acid (HA, sodium salt) were
can contain up to 1000-fold more water than its own used: medium MW HA from Bacillus-fermentation (molec-
ular weight 0.68, 0.77, 0.89, or 1.14 MDa) and high MW
weight.13 These exceptional water retention proper-
HA from Streptococcus-fermentation (molecular weight 1.5
ties result in enhanced hydration of the corneal sur- or 2.25 MDa). Streptococcus-HA (0.91 MDa) was produced
face.20 Moreover, applications of ophthalmic formu- from the above 1.5 MDa HA by heat treatment at 105oC
lations containing hyaluronic acid reduce tear elimi- for 4 h.
nation and enhance precorneal tear film stability, Technetium-99m (99mTc) was prepared as pertechnetate
which is a useful property against dry eye syn- ions by elution of a commercially available 99Mo-99mTc
drome.21 Its non-Newtonian and shear thinning generator (Mallinckrodt, The Netherlands) at the Univer-
properties grant HA solutions with a high viscosity sity hospital of Geneva (Department of Nuclear Medicine).
99m
at low shear rate (when the eye is open) and a low Tc-labeled diethylenetriaminepentaacetic acid (99mTc-
viscosity at high shear rate (during blinking) thus DTPA) was prepared from the eluate using a kit from
allowing an even distribution of the solution, Oryx Pharmaceutica (Switzerland).
Buffers were obtained from Sigma-Aldrich Denmark A/
improving lubrication of the ocular surface, retard-
S (Vallensbæk Strand, Denmark) or from Merck (Darm-
ing drainage, improving bioavailability, and reduc- stadt, Germany). Water used for sample preparation or
ing discomfort.11,22 Another important feature of this analysis was distilled and purified to a resistivity of
high molecular weight and anionic biopolymer is its 18.2 MX cm21 in a Milli-Q apparatus.
muco-adhesivity, which provides effective coating New Zealand white rabbits of either sex and weighing
and long-lasting protection of the cornea as well as from 4.5 to 5.5 kg were used for gamma scintigraphy anal-
extended residence times on the ocular surface.23–25 yses and tolerance studies. All animals were healthy and
Finally, when topically instilled on the eye, hyal- free of clinically observable ocular abnormalities. The
uronic acid has been shown to promote physiologi- experiments of the present investigation were run in ac-
cal wound healing by stimulating corneal epithelial cordance with the Association for Research in Vision and
migration and proliferation of keratocytes and to Ophthalmology (ARVO) resolution on the human handling
of animals in ophthalmic and vision research. They were
reduce the healing time of corneal epithelium.26,27
approved by the local ethics committees for animal experi-
At industrial scale, HA is either extracted from mentation as well as by the Novozymes’ Laboratory Ani-
rooster combs or produced by microbial fermenta- mal Review Committee (LARC).
tion using certain attenuated strains of Streptococcus
(s-HA).28,29 Recently, a new Bacillus subtilis-based fer-
mentation process has been developed for the indus- Molecular weight determination
trial production of hyaluronic acid (b-HA).30 The
two former methods typically yield high molecular The absolute molecular weight of hyaluronic acid was
weight HA (>1 MDa) while Bacillus-derived HA is a determined by Size Exclusion Chromatography combined
medium molecular weight biopolymer (0.6–1 MDa). with Multi Angle Laser Light Scattering detection and
High molecular weight solutions of HA are typically with Refractive Index detection (SEC-MALLS-RI). The
chromatography system consisted of a Waters Alliance concentration ranging between 0.025 and 0.5% (w/v). The
HPLC (Waters 2695, Milford, MA) equipped with Wyatt’s solutions were preserved by adding 3.25 lL of Polyhexa-
Multi Angle Laser Light Scattering (Dawn EOS, Santa Bar- methylene Biguanide (PHMB, Cosmocil1 CQ). The solu-
bara, CA) and Wyatt’s Optilab rex Refractive Index (RI) tions (50 mL each) were filtered under house vacuum
detector (Optilab rEX, Santa Barbara, CA). Three TSK col- through a Durapore1 membrane filter (0.22-lm GV)
umns (4000, 5000, and 6000 PWXL) connected in series adapted on a Büchner funnel. The filtration time was
were eluted with a buffer of 50 mM NaH2PO4 and 150 mM recorded with t 5 0 when the solution had just been
NaCl at a flow rate of 0.5 mL min21 at 308C. Dn/dc and A2 loaded on the filter.
values used were 0.153 and 2.3 3 1023, respectively. All
data were calculated in Astra software v. 5.1.3.0.
Kinematic viscosity measurements
Differential scanning calorimetry
The kinematic viscosity of each solution was measured
using a capillary viscometer type Ubbelohde (SCHOTT-
Hyaluronic acid was initially dissolved in Milli-Q water
Instruments, Mainz, Germany) at 258C. The temperature
to a concentration of 0.1% (w/v). To ensure that the sam-
was controlled with a water bath. The kinematic viscosity
ples contained only the polymer and its counter ions, the
was calculated using the following equation:
solution was extensively dialyzed (MW cut-off 12–14 kDa)
against Milli-Q water until the conductivity of the dia-
Kinematic viscosity ðcStÞ ¼ K t
lyzate was below 0.2 lS cm21. The purified polymer was
then lyophilized. Prior to the calorimetric trials the freeze-
dried powder was dissolved in Milli-Q water. The concen- Where: K is the viscometer constant and t is the time
tration was close to 1% (w/w) and determined precisely (s) for the solution to flow through the capillary. Each
by a gravimetric method in which 100 lL aliquots was sample was measured twice and the average value was
calculated.
weighed in the calorimetric cell. The cells were dried over-
night in an oven and weighed to the nearest 0.01 mg. To
compensate for a small evaporation from the solution dur-
ing the initial weighing, the weight loss was followed for Rheological measurements
120 s and extrapolated to zero. The reproducibility of the
HA concentration was 0.05% (w/w). Rheological measurements were carried out on freshly
For the differential scanning calorimetry (DSC) trials, prepared formulations using a Rheostress 1 viscosimeter
100 lL aliquots were weighed in the calorimetric cell, (Haake, Karlsruhe, Germany) fitted with a titanium cone/
which was closed hermetically and placed in the differen- plate device (diameter 60 mm, angle 18). Temperature
tial scanning calorimeter (DSC-7707, Hart Scientific, Pleas- was controlled with a thermostatic bath Haake DC30
ant Grove, Utah). The samples were cooled from room coupled with the rheometer. Temperature was maintained
temperature to 2208C at 2008C hr21 and kept at this tem- constant at 258C (60.58C). Volume of sample used was
perature for 1 h. Subsequently, the melting was studied 1.5 mL.
during heating to 58C at 108C hr21. Throughout the calori- The viscoelastic behavior of the samples was investi-
metric trials, the DSC was frequently calibrated with 100 lL gated in triplicates by dynamic amplitude shear oscillatory
aliquots of pure water exposed to the same thermal cycle. tests, in which the material was subjected to a sinusoidal
Integration of the melting peaks for pure water showed a shear strain. In the linear viscoelastic regions, the shear
repeatability of about 0.5% (n 5 12). storage modulus (or elastic modulus, G0 ), the shear loss
The mass of nonfrozen water (B) in the HA-solutions modulus (or viscous modulus, G@) and the complex viscos-
was determined as ity (h*) values were recorded from frequency sweep
" # experiments at a constant shear stress (4 Pa) and at a fre-
DH quency between 0.1 and 50 Hz.
B ¼ msample wH2 O
DHH 2O
99m
Tc (140 KeV) and fitted with a 4-mm pinhole. The ac-
tivity instilled ranged between 1 and 2 MBq per 25 lL
dose. A small plastic vial containing 25 lL aliquot of solu-
tion to be tested was placed near the eye of the rabbit,
and used as a position tracer. The rabbit was kept on a ta-
ble without a restraining box, its head being supported by
the experimenter hand with its left eye in front of the col-
limator aperture at a distance of 6 cm. Frames are
recorded during 10 min using a 128 3 128 pixel matrix.
Each formulation was tested on eight rabbits. No anesthe-
sia was performed.
The data were analyzed as follows. Individual 63
frames recorded during the first 10 min were aligned Figure 1. Influence of the HA molecular weight on the
and summed to obtain an overall picture of the distribu- amount of bound water.
tion of the label. The final image was divided into five
regions of interests (ROIs) which were: (i) the position
center, (ii) the precorneal reference, (iii) the inner can- RESULTS AND DISCUSSION
thus, (iv) the lachrymal duct, and (v) the background,
respectively. The raw data were transferred to a compati-
ble computer and curve treatment was performed using Influence of HA molecular weight on water
binding capacity
Excell Macros. The area under the curve of the percent-
age activity remaining in the precorneal ROI versus time
[AUC(0,10min)], which represents the corneal residence The capacity of hyaluronic acids of various chain
time of the formulation, was calculated using the mathe- lengths to bind water was assessed from the amount
matical trapezoidal rule. of nonfrozen water in DSC. The mass ratio, MR, of
non-frozen water to HA (see ‘‘Materials and Meth-
ods’’ section) was determined for b-HA, 770 kDa; b-
HA, 1140 kDa; s-HA, 1500 kDa and plotted as a
function of the molecular weight in Figure 1. Over-
Tolerance studies
all, the results showed that all HA samples bound
very high amounts of water, that is, 4–5 g g21, com-
Tolerance evaluation has been performed using a confo-
pared to both other biopolymers (e.g., proteins) and
cal laser scanning ophthalmoscope (CLSO Zeiss, Oberko-
chen, Germany) modified by addition of a set of lenses to hydrophilic synthetic polymers which typically bind
view the cornea instead of the retina. An argon ion laser 0.5–1.5 g g21.32,33 Moreover, the amount of bound
operating at 488 nm wavelength was used as the excitation water was independent on the molecular weight and
light source. The fluorescence signal was detected by a the origin of hyaluronic acid. This is in accordance
photomultiplier. Images were obtained using Epiplan-Neo- with earlier observations based on FTIR analyses of
fluar 2.53/0.075 NA objective lens (Zeiss, Oberkochen, freeze-dried medium molecular weight HA (750 kDa)
Germany). Optical sectioning was performed parallel to and HA oligosaccharides (817 Da) at controlled
the corneal surface, at 16 equidistant different focal planes, humidity.34 In that study, HA MW did not affect
the focus shifting (from 0 to 470 lm) covering the whole hydration of sodium hyaluronate. The amount of
corneal thickness. The images were displayed on a digital
nonfrozen water in dilute HA solutions measured in
video monitor and recorded on a S-VHS videotape.
the current work is much higher than the amounts
An image processing system (Analysis SIS, Münster,
Germany) carried out the following operation steps: addi- previously found in moist powders and concentrated
tion of the 16 digitized images in a stack to produce a solution of the polymer.35,36 In the latter work, only
three-dimensional reconstruction, projection of this stack 0.6–0.8 g g21 (i.e., 15 water molecules per disaccha-
and calculation of the total surface of the fluorescent areas ride unit) did not crystallize upon cooling. This pro-
on the projection. The experimental protocol was the fol- nounced dependence of MR on the water content
lowing: 25 lL of formulation to be studied were instilled emphasizes that full hydration of HA involves a sub-
onto the cornea four times per day during 3 days. After stantial number of water molecules. Thus, MR values
the last instillation of the fourth day, rabbits were sedated illustrated in Figure 1 corresponds to 100 water
with intramuscular injection of a 1:1 mixture of ketamine molecules per disaccharide unit and additional DSC
hydrochloride (15 mg kg21 of body weight) and xylazine
work (not shown) on still more dilute HA (0.5%)
hydrochloride (3 mg kg21 of body weight). Twenty five
suggested an even higher MR.
microliters of sodium fluorescein (0.5% w/v) were instilled
in the right eye to selectively marked injured areas. After a Many important roles of hyaluronic acid in biolog-
2 min dying time, the eye was rinsed during 1 min with a ical systems are related to its ability to interact with
NaCl 0.9% solution at 378C. The fluorescent image of the water through hydrogen bonding, polar interactions
central corneal apex was finally taken. Each formulation with hydroxyl groups, as well as electrostatic inter-
has been tested on 3 rabbits. actions involving charged carboxyl groups. When
tion (0.2%), the influence of HA MW on the kinematic the crossover frequency, decreased with increasing
viscosity of the resulting formulation was greater due HA molecular weight. These findings are in good
to higher entanglement of the HA molecules: a solu- agreement with those reported in the literature.41–44
tion containing medium MW HA (774 kDa) has a For instance, Falcone and coworkers observed on
viscosity of 4.89 cSt, whereas a 1.5 MDa HA gives a three solutions prepared from 0.35, 0.68, and 1.8 MDa
solution with a viscosity of 11.24 cSt. HA, respectively, that the crossover frequency
Manufacturers of eye drops for dry eye treatment decreased as the molecular weights increased.41
usually set defined specifications on the viscosity of At concentrations lower than 1% (w/v), the HA-
their formulations and the kinematic viscosity of based solutions may form weak gels with a predom-
commercial eye drops typically varies from 2 to inant viscous behavior. A wide range of other poly-
7 cSt (data not shown). This kinematic viscosity can saccharides including carrageenan, scleroglucan, and
be met using both medium and high molecular xanthan gum have been selected for potential ocular
weight HA given that the HA concentration is kept use based on the fact that they formed weak visco-
at 0.1%. However, the use of high MW HA at higher elastic gels.45 It is noteworthy that the HA visco-
concentrations may result in too viscous solutions elastic parameters are influenced by the solubiliza-
according to the market’s specifications. In that case, tion medium, particularly by saccharides (e.g., glu-
medium MW HA appears to be the product of cose) and by salts (e.g., NaCl) commonly used to
choice to prepare topical formulations with a higher prepare isotonic solutions.44,46 More precisely, sac-
content of HA (0.2%) without compromising their charides promote network formation by creating
comfort on the eye. hydrogen bonds with HA, whereas salts may reduce
G0 and G@ due to cation shielding around the HA
carboxyl groups and subsequent electrostatic repul-
Influence of HA molecular weight on the sion of HA molecules.
rheological properties of ophthalmic formulations
TABLE I
Physico-Chemical Characteristics of Hyaluronic Acid Formulations Used for In Vivo Studies and
Their Residence Time [Area Under the Curve (AUC) Value] Onto The Corneal Surface
Concentration AUC(0,10 min) 6 Standard
Hyaluronic Acid (source, MW) (%, w/v) pH Osmolality (mOsm/kg) Deviation (%.min)
high MW HA (3 MDa).47 Moreover, the performance neal residence time, except for high MW s-HA (Fig.
of medium MW HA in terms of ocular surface resi- 6). In fact, the latter polymer exhibits a twofold
dence time is equal to that of high MW. The lack of higher AUC value at 0.3% than at 0.1% [Table I, Fig.
significant influence of molecular weight of some 6(b)]. Its complex viscosity at 0.3% (68 mPa s) is
biopolymers on the residence time has been previ- largely higher than that of all other solutions and
ously observed for chitosan at concentrations could in part explain this difference. In another
between 0.5 and 1.5%.48 study, a 0.25% HA solution (with a high MW HA)
Increasing the HA concentration to 0.3% did not had a prolonged residence time in the precorneal
necessarily induce a corresponding increase in cor- area compared to a 0.125% solution prepared with
the same HA.47 This positive attribute has for
instance been exploited for the ocular delivery of
gentamicin which bioavailability was increased for
at least 10 min.8
Moreover, a formulation containing 0.3% of high
MW HA with extended residence time would be
expected to enhance even more the tear film stabil-
ity, to reduce the drainage rate of the instilled solu-
tion and to allow longer intervals between instilla-
tions. However, from a practical point of view, such
a highly viscous formulation will be difficult to filter
and thus to manufacture and its use in topical oph-
thalmology may lead to discomfort and blurred
vision.
CONCLUSION
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