Call To Action To Improve Access To Novel Antibiotics 1729632860
Call To Action To Improve Access To Novel Antibiotics 1729632860
RESEARCH ARTICLE
1
Santa Casa de Misericórdia de Porto Alegre, Porto Alegre, Brazil 2 Shaukat Khanum Memorial Cancer Hospital and Research Centres (SKMCH&RC), Lahore,
Pakistan 3 Shifa International Hospital, Shifa Tameer-e-Millat University, Islamabad, Pakistan 4 REACT Africa, Lusaka, Zambia 5 Complejo Hospitalario
Metropolitano, Caja de Seguro Social, Sistema Nacional de Investigadores (SNI), Panama City, Panama 6 Department of Pharmacology and Therapeutics, Ekiti
State University/Ekiti State University Teaching Hospital, Ado-Ekiti, Nigeria 7 Global Institute of Public Health, Thiruvananthapuram, Kerala, India 8 Grupo
de Investigaciones en Resistencia Antimicrobiana y Epidemiología Hospitalaria (RAEH), Universidad el Bosque, Bogotá, Colombia 9 L.E.K. Consulting Group,
London, UK 10 Global Antibiotic R&D Partnership (GARDP), Geneva, Switzerland
Funding: This research was supported by Direktion für Entwicklung und Zusammenarbeit
Keywords: access | antimicrobial resistance | low- and middle-income country (LMIC) | Reserve antibiotics
ABSTRACT
Background: Antimicrobial resistance (AMR) presents a significant global mortality burden which particularly affects the low-
and middle-income countries (LMICs). Enhancing diagnostics to identify drug-resistant infections and improving appropriate
access to novel Reserve antibiotics in LMICs can address AMR-related morbidity, mortality and healthcare costs. This article
characterizes the AMR landscape across 14 LMICs and describes an introductory pathway for novel Reserve antibiotics.
Methods: This mixed-method study was completed in 14 LMICs in Africa, the Americas, Asia and Europe through a combination
of qualitative interviews with physicians and public health experts (PHEs), and a quantitative survey of physicians, supported by
an assessment of secondary materials relating to antibiotic introduction and AMR burden.
Results: A total of 54 physicians and 17 PHEs were interviewed, and 209 physicians participated in the survey. Top unmet needs
across public and private settings were as follows: access to new antibiotics to better manage drug-resistant infections; affordability;
adequate safety profile for prescribed antibiotics. Access to diagnostics and antibiotic susceptibility testing was noted as a barrier,
with large tertiary and private centres experiencing better access. Implementation of antibiotic stewardship programmes was
variable and limited by insufficient funding, shortage of infectious disease physicians, poor AMR education and lack of restrictions
to limit antibiotic use. Antibiotic access varies by sector, centre type, location and strength of individual state procurement systems.
In particular, private sector facilities have better access to Reserve products. In most countries, most Reserve antibiotics included
in WHO’s Essential Medicines List (EML) were not included in national EMLs or not registered in countries.
Conclusion: This study has helped to identify common barriers and pathways to Reserve antibiotic access, irrespective of the
level of preparedness of countries. The data offer insights into possible solutions to improve access and highlight opportunities to
This is an open access article under the terms of the Creative Commons Attribution License, which permits use, distribution and reproduction in any medium, provided the original work is properly
cited.
© 2024 The Author(s). Public Health Challenges published by John Wiley & Sons Ltd.
Qualitative research
Public health
Physicians experts
Total 54 17
to develop and distribute the questionnaire and analyse the 2.1.1.3 Document Analysis. In parallel, secondary mate-
results. rials relating to antibiotic introduction and AMR burden were
assessed. Key international websites and resources, such as
The survey collected information on participant demographics, GLASS, WHO and Organization for Economic Co-operation and
access to microbiologic and antibiotic sensitivity testing, avail- Development (OECD), were reviewed for information on AMR.
ability or treatment guidelines, presence and implementation of Additionally, national sources, such as the ‘AMR Research and
ASPs, drivers of antibiotic selection and availability and barriers Surveillance Network’ annual report, published by the Indian
to access to prescribed antibiotics. The survey also asked respon- Council of Medical Research in 2021 were also reviewed [15]. This
dents to rate key unmet needs for patients with carbapenem was coupled with other national website for the latest available
resistant infections on a Likert scale, with 1 corresponding to ‘low’, information on antibiotic treatment guidelines, AMR National
2 to ‘medium’ and 3 to ‘high’. Action Plans and national ASPs.
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2.1.1.5 Data Analysis. A thematic analysis of the inter- 4.1 Unmet Needs
view data in English was conducted using the framework
method [16]. Two analysts independently reviewed all tran- The top three unmet needs for patients with CR infections were
scripts, then met to discuss any differences in their reviews, the same across public and private settings and included access
come to consensus and identify key themes that emerged from to new antibiotics to better manage drug-resistant infections
the data. Key themes were reviewed and agreed upon by the (public, average 2.4 [n = 99], private 2.1 [n = 101]), better
interviewer. affordability (public 2.3 [n = 99], private 2.1 [n = 101]) and
improved safety/toxicity profile (public 2.1 [n = 99], private 2.0
The survey data were cleaned to remove any errors, inconsisten- [n = 101]) of these antibiotics (Table 3). Public sector experts
cies or incomplete responses and then analysed descriptively in reported higher overall levels of unmet need versus private sector
Excel and Qualtrics. Data from each of the research methods were experts across all countries included in this study (Table 3).
analysed separately and then integrated, using the qualitative Physicians in Pakistan reported the highest levels of unmet need
findings and assessment of secondary materials to explain the (Table 3). Other high-ranking unmet needs included quality
quantitative survey results. assurance of treatment options, more rapid and accurate diagnos-
tics, better testing for CR specifically, better infection control and
2.1.1.6 Ethical Considerations. This investigation did not improved efficacy and response to currently available treatment
meet the criteria for human subjects research as information options.
collected from key informants was limited to enquiries around
health system functioning and not personal information. How-
ever, informed consent was obtained from all persons interviewed 4.2 Diagnostic and Susceptibility Testing
and surveyed.
The most widely available standard diagnostic tests reported by
experts included Gram staining: average: 98% in private (range:
88%–100%, [n = 95]), 96% in public (67%–100%, [n = 96]); and
3 Results polymerase chain reaction (PCR): 94% in private (78%–100%,
[n = 95]), 84% in public (56%–100%, [n = 96]). Access and
3.1 Profile of Participants use of more complex diagnostic tests were more variable, with
experts from 9 of 14 (64%) countries reporting the availability
3.1.1 Qualitative Study Participants of nanoparticle probe technology, and peptide nucleic acid
fluorescence in situ hybridization (PNA-FISH), and 6 countries
One hundred and sixty-six experts were invited to participate reporting the availability of isothermal nucleic acid amplification
in the qualitative research, and 71 experts accepted. Of the 71 technology (INAAT). The least widely available diagnostic tests
experts interviewed, 76% were healthcare professionals (HCP) reported by experts included PNA-FISH: 15% in private (0%–
and 24% PHEs, defined as non-clinical experts with experience 50%, [n = 95]), 18% in public (0%–50%, [n = 96]); and INAAT:
in AMR. Of the HCPs, 63% worked in public facilities and 8% in private (0%–38%, [n = 95]), 15% in public (0%–56%,
the remainder in the private sector (Table 1). In these, 70% [n = 96]).
of the HCPs were ID specialists, and others included critical
care specialists (8%), general hospital-based physicians – for Clinical laboratories currently use several identification and
example surgeons, neonatologists and paediatricians – (15%) and antimicrobial sensitivity testing (AST) methods. Conventional
medical microbiologists (7%). Among these, 93% of the HCPs AST methods include culture-dependent methods (e.g. a disk
focused on adult patients, whereas 7% had a paediatric focus diffusion test and broth microdilution), molecular-based methods
(Table 1). (e.g. PCR) and more advanced technologies such as whole
genome sequencing, matrix-assisted laser desorption ionization-
time of flight (MALDI-TOF) and INAAT [17]. Access and uptake
3.1.2 Quantitative Study Participants of AST are variable across the countries assessed. Thirteen
of the 14 countries reported access to standard AST methods
Of the 209 experts surveyed, 53% worked in primary and sec- such as broth microdilution, disk diffusion and PCR. The most
ondary centres and 47% in tertiary centres; 51% in private centres widely available AST methods reported by experts included
and 49% in public; 49% of experts were non-specialist consultants broth microdilution: 84% in private (0%–100%, [n = 95]), 73%
or general hospital-based physicians – for example surgeons, in public (33%–100%, [n = 96]); disk diffusion: 85% in private
neonatologists and paediatricians; 25% ID specialists, 11% critical (0%–100%, [n = 95]), 77% in public (44%–100%, [n = 96]); and
care specialists and 13% internal medicine (Table 2). PCR: 82% in private (0%–100%, [n = 95]), 77% in public (40%–
100%, [n = 96]). Access and use of more complex AST methods
were more variable, with 43% (6 of 14) of countries reporting
access to complex tests such as INAAT. The least commonly
4 AMR Management Landscape Assessment available AST methods reported included mass spectrometry
(e.g. MALDI-TOF): 36% in private (0%–56%, [n = 95]), 30% in
The AMR landscape was reviewed for each country, including the public (0%–60%, [n = 96]); whole genome sequencing: 26% in
level of unmet need, access to microbiologic and antibiotic sensi- private (0%–100%, [n = 95]), 16% in public (0%–75%, [n = 96]);
tivity testing, presence and implementation of ASPs, availability and INAAT: 11% in private (0%–38%, [n = 95]), 18% (0%–44%,
and barriers to access to prescribed antibiotics. [n = 96]).
Quantitative research
Physicians
Total 209
Experts in South Africa, Jordan, Egypt and India reported is national ASPs available in principle but not implemented
the most advanced testing landscapes (i.e. reported the most (Brazil, Jordan, Kenya, Serbia, Georgia, Nigeria, Colombia and
availability of diagnostic and sensitivity tests). Overall, large Panama), and two had no presence of national ASPs (Mexico
tertiary centres (where 47% of sample respondents worked) and Guatemala). Limitations to the successful implementation of
and most private facilities had better access to diagnostic and ASPs were driven by limited funding, a lack of ID physicians, lack
sensitivity testing, including better access to more complex of AMR education and lack of restrictions to limit antibiotic use.
tests or automated equipment (e.g. MALDI-TOF). Experts also In countries where ASPs were not available or only available par-
noted that aside from access to the tools themselves, availability tially, some major tertiary centres did have simplified (e.g. limited
of some materials to support diagnostic and AST is a major to formulary restrictions) ‘in-house’ ASPs developed locally.
issue in LMICs – for example low availability of discs used for
susceptibility testing for sulfamethoxazole in Pakistan. Further to Survey respondents assessed the level of success of their ASPs,
laboratory capacity and capability constraints, many laboratories which were largely similar across private and public settings.
in LMICs, especially in the public sector, lack quality assurance Factors linked to more successful ASPs include better AMR
and accreditation. awareness among the practicing physicians, better and closer
monitoring of AMR (e.g. presence of electronic health records,
which allow accurate tracking of antibiotics usage) and imple-
4.3 Antibiotic Stewardship Programmes mentation of key initiatives, such as formulary restrictions and
pre-authorization requirements for antimicrobials, ID specialist
Four countries had national ASPs available (South Africa, India, and hospital stewardship rounds, dose optimization and nursing
Egypt and Pakistan), eight had ASPs partially available, that practices audits.
5 of 13
6 of 13
TABLE 3 Unmet needs for patients with carbapenem-resistant infections (1 – low unmet need; 3 – high unmet need).
By sector By country
South
Unmet need Private Public Africa India Mexico Brazil Jordan Egypt Kenya Georgia Pakistan Serbia Guatemala Nigeria Colombia Panama
Stable supply of 1.6 1.7 1.8 1.6 1.2 2.0 1.7 1.4 1.4 2.6 2.5 1.6 2.3 1.8 1.4 1.7
essential antibiotics
Infection control 1.8 1.9 1.9 1.7 1.8 2.1 2.0 1.9 2.0 2.0 2.2 1.9 1.8 1.9 1.6 1.8
New products that 2.1 2.4 2.4 2.0 2.1 2.1 2.2 2.5 2.4 2.5 2.7 2.1 2.6 3.0 2.3 2.7
better manage
carbapenem-
resistant
infections
Improved efficacy 1.8 1.9 2.0 1.6 2.0 1.9 2.0 1.9 1.9 2.2 1.9 1.8 2.0 1.9 1.8 1.9
and response to
currently available
treatments
Convenient 1.7 1.8 1.8 1.8 1.5 1.9 1.7 1.4 1.6 1.9 2.9 1.7 1.8 1.6 1.4 2.0
frequency of
administration (i.e.
improved dosing
schedule due to
longer in vivo
half-lives)
Better 2.1 2.3 2.0 1.6 2.3 2.3 2.5 2.3 2.5 1.9 2.0 2.4 2.8 2.4 2.3 2.4
price/affordability
Improved safety and 2.0 2.1 2.2 2.1 1.9 2.0 2.3 2.1 2.3 1.9 2.3 1.9 2.2 2.1 1.9 2.1
toxicity (e.g. fewer
incidences of
diarrhoea,
constipation, rash,
cough, headache
and nausea)
(Continues)
Private Public Africa India Mexico Brazil Jordan Egypt Kenya Georgia Pakistan Serbia Guatemala Nigeria Colombia Panama
Antibiotics
2.0
1.8
1.8
Once approved, antibiotic access is impacted by two main drivers.
First, ASP restrictions can limit access to antibiotics deliberately
to promote appropriate use (e.g. vancomycin through ASP audits
1.8
1.7
1.5
or colistin through pre-authorization requirements). Second,
antibiotic access can be limited by other factors such as restric-
tions unrelated to appropriate use (e.g. limitation of antibiotics
included on the Essential Medicines List [EML], cost sensitivity,
1.7
1.7
1.7
stock outs and supply chain issues). These antibiotic access
limitations and restrictions vary according to the sector (e.g.
public vs. private), type of centre (e.g. tertiary vs. quaternary) and
location and strength of individual state procurement systems
2.3
2.1
1.3
(e.g. urban vs. rural). An analysis of Reserve antibiotics included
in the WHO EML shows that very few of these Reserve antibiotics
1.9 are included in national EMLs or are registered in countries
1.9
1.5
(Table 4).
2.7
2.7
intra-abdominal infection and urinary tract infection) encoun-
By country
1.9
1.9
in the Reserve category (Table 5). However, access issues were also
identified for antibiotics under Access and Watch categories (e.g.
Access – penicillin G, cloxacillin and Watch – carbapenems like
2.0
1.9
1.8
1.6
1.9
1.8
1.8
1.9
1.7
1.7
2.0
2.1
1.8
2.0
1.8
1.7
Quality assurance of
infection (including
cost and availability
accurately interpret
specialists in Serbia).
treatment options
receiving results;
of tests; speed of
Accurate early
Unmet need
carbapenem
Testing for
resistance
7 of 13
8 of 13
TABLE 4 Reserve antibiotics on countries’ Essential Medicines List (EML) versus those approved by national regulatory authorities.
EML Imported/registered
Colistin Polymyxin Ceftazidime– Fosfomycin Colistin Polymyxin Ceftazidime– Fosfomycin
Country Injection B Aztreonam avibactam injection injection B Aztreonam avibactam injection
Brazil N Y N N N Y Y Y Y N
Colombia N N N N N Y Y Y Y Y
Egypt N N N Y N Y N Y Y N
Georgia
Guatemala N N N N N N N N N N
India N N N N N Y Y Y Y Y
Jordan Y N N N N Y N N N N
Kenya Y Y N N N N N N N N
Mexico N N N Y N Y N N Y Y
Nigeria N N N N N Y N N Y Y
Pakistan Y N N Y Y Y N N Y Y
Panama Y Y N N Y
Serbia
South Africa N N N N N N N N Y N
Note: Green – included in lists or registered; amber – not included in lists or not registered; grey – data not available.
Availability of antibiotics that are commonly included in guidelines to treat frequent infections in public facilities
9 of 13
FIGURE 1 Introductory pathway for novel Reserve antibiotics. AMR, antimicrobial resistance; EML, Essential Medicines List.
COVID-19 pandemic. Concern over the quality of antibiotics (e.g. area and degree of unmet need, formulation, quality, efficacy,
sub-standard or falsified medicines) also limits availability in safety and cost effectiveness for inclusion on the EML (Figure 1).
some countries (e.g. Georgia, Nigeria and Colombia). Price is an EMLs can be updated as regularly as twice a year (e.g. Colombia)
important factor for access, particularly in the public sector. or once every 2 years (e.g. Jordan, Kenya and Nigeria). The
importance of EML inclusion and the downstream impact this
has on access to essential antibiotics is variable by country.
5 Discussion
For example, in some countries, a newly approved drug is
5.1 Introductory Pathways for Novel Reserve automatically included in the EML (e.g. Georgia). Others, for
Antibiotics example, have multiple EMLs, one at the national level and
others specifically for tertiary or quaternary centres (e.g. South
Based on commonalities across 14 LMICs, review of national Africa), public hospitals (e.g. the Cuadro Básico in Mexico) or
policies or guidance and interviewee input, new Reserve antibi- even hospital-specific EMLs (e.g. Panama). In other countries,
otics in general may follow a six-step introductory pathway physicians are not limited to prescribing drugs listed on the
(Figure 1). Although several steps in this pathway are common national EML (e.g. Serbia and India).
across medications, there are some that are specific to Reserve
antibiotics.
5.2.1 Reimbursement
5.1.1 Regulatory Approval Across countries in this study, there are a range of reimbursement
models (Figure 1). For example, in Serbia, around 80% of patients
The introductory pathway for novel Reserve antibiotics starts with are publicly covered and drugs are directly reimbursed by the
regulatory approval at a national level (Figure 1). This process Republic Health Insurance Fund (RFZO), whereas most South
typically takes 6–24 months depending on the country. Across Africans using the public sector are covered by the National
all target countries, prior US FDA and EMA approval accelerates Health Insurance scheme, which uses public funds to provide
timelines. Some countries also have additional data requests as access to drugs on the EML to all citizens.
part of the regulatory approval process. For example, the Central
Drugs Standard Control Organization (CDSCO) in India accepts Public insurance schemes typically cover all drugs on the
Phases I and II trial data generated in high-income countries, EML and procure through tenders with manufacturers. Patients
but the Phase III data needs to be conducted in India or include accessing treatment through private insurance or co-payments
Indians (if multinational) for approval, unless a specific waiver is typically have access to a wider range of antibiotics, as they are
granted. not limited to those included on the EML.
A multidisciplinary panel (e.g. ID specialists from key hos- The inclusion of novel Reserve antibiotics in treatment guidelines
pitals/universities, pharmacist boards) then examines newly is an important step in the introductory pathway to ensure
approved drugs across metrics such as the relevance of the disease appropriate incorporation into clinical practice and longer term
5.2.4 Phase IV/Post-Marketing Surveillance The introduction pathway may depend on baseline country
criteria. Across the countries included in this study, variability
The relevant government body across countries (e.g. the National was observed in the degree of national-level support and guidance
Agency for Food & Drug Administration Control in Nigeria) (e.g. guidelines and national ASPs), access to diagnostic and
monitors and collects Phase IV/post-marketing surveillance data sensitivity testing, antibiotic access and availability, as well as
on registered products (e.g. data related to trial results, side effects other factors like level of awareness of AMR. Different archetypes
and dosing requirements) (Figure 1). Although this is a helpful were identified, ranging from countries with advanced AMR
tool to facilitate launch and appropriate use of novel Reserve landscapes to those facing significant infrastructural or regulatory
antibiotics, their effectiveness can be variable (e.g. if only top challenges; countries at different levels of preparedness can
centres are included in the study, this may not be a representative support different introductory pathways and invest in different
sample and could provide an inaccurate picture of real-world ways to improve access. For example, in countries with national
use). guidelines, national ASPs and access to advanced diagnostic and
sensitivity testing, efforts could focus on initial introduction of
This article characterizes the AMR landscape and an introductory Reserve antibiotics in top tertiary centres to build confidence and
pathway for novel Reserve antibiotics across 14 LMICs, including knowledge of appropriate use and then leverage local key opinion
clinicians’ and PHEs’ perspectives of the availability and barriers leader networks to support wider roll-out.
to access for key antibiotics. There are common barriers to
accessing and appropriately using Reserve antibiotics faced across This mixed-method study was completed in 14 LMICs in Africa,
countries, including lack of availability of newer antibiotics, the Americas, Asia and Europe through a combination of
11 of 13
in-depth qualitative interviews with 54 physicians and 17 PHEs, Acknowledgements
and a quantitative survey of 209 physicians. The study has impor- GARDP is supported by the governments of Canada, Germany, Japan,
tant limitations which may limit its generalizability. Although Monaco, the Netherlands, South Africa, Switzerland, the United King-
efforts were made to avoid introducing bias into the sample, dom, the Canton of Geneva, the European Union, as well as Global Health
experts were recruited on the basis of their affiliation, evidence EDCTP3, the RIGHT Foundation, Wellcome Trust and other private
foundations. GARDP was created by the World Health Organization and
of participation in initiatives related to AMR (e.g. sponsors
the Drugs for Neglected Diseases initiative (DNDi) in 2016 and legally
or stewards of NAPs or national ASPs) or participation in registered as the GARDP Foundation in Geneva, Switzerland in 2018.
conferences or events related to AMR, authorship of AMR- The content of this publication is solely the responsibility of the authors
related peer-reviewed publications or guidelines. As such, those and does not necessarily represent the official views of any GARDP
included in this study were leading experts in their field and may funders.
have access to more resources than other clinicians and PHEs.
Thus, their views may be biased and suggest better access to Conflicts of Interest
antibiotics, AMR diagnostics and antibiotic susceptibility testing F.M. has received honoraria for Pfizer for speaking engagement. M.V.V.
in their countries versus their colleagues. For example, in Mexico, has received educational grants and honoraria for speaking engagements
most public hospital laboratories have difficulties accessing basic from Pfizer, M.S.D., Biomerieux and West. All other authors have no
consumables for antibiograms, and, although those that have conflicts of interest to declare.
in-house research departments do have some state-of-the-art
equipment, it is rarely used for diagnostic purposes; as a result, Data Availability Statement
most studies describing resistance prevalence in Mexico are based The data that support the findings of this study are available from the
on more basic microbiological methods such as disk diffusion for corresponding author, J.C., upon reasonable request.
AST [23–25].
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