Predicting Collaboration Technology Use
Predicting Collaboration Technology Use
Collaboration Research
Author(s): SUSAN A. BROWN, ALAN R. DENNIS and VISWANATH VENKATESH
Source: Journal of Management Information Systems , Fall 2010, Vol. 27, No. 2 (Fall
2010), pp. 9-53
Published by: Taylor & Francis, Ltd.
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Journal of Management Information Systems
Alan R. Dennis is a Professor of Information Systems and holds the John T. Chambers
Chair of Internet Systems in the Kelley School of Business at Indiana University.
Professor Dennis has written more than 100 research papers and has won numerous
awards for his theoretical and applied research. His research focuses on four main
themes: the use of computer technologies to support team creativity and decision
making, knowledge management, the use of the Internet to improve business and
education, and professional issues facing IS academics (e.g., business school rankings
and the difficulty of publishing and getting tenure in IS). He was a senior editor at
MIS Quarterly and is the founding publisher of MIS Quarterly Executive, a journal
focusing on applied research designed to improve practice.
Journal of Management Information Systems /Fall 2010, Vol. 27, No. 2, pp. 9-53.
identified by ScienceWatch as the most influential paper in one of only four research
fronts in business and economics. He currently serves as a senior editor at Information
Systems Research and AIS Transactions on Human-Computer Interaction. He has
also served or serves on the editorial boards of Decision Sciences, Journal of the AIS,
Journal of Management Information Systems, Production and Operations Manage?
ment, Management Science, and MIS Quarterly. In October 2009 he launched an IS
research rankings Web site: http://vvenkatesh.com/ISRanking/.
Abstract: The paper presents a model integrating theories from collaboration research
(i.e., social presence theory, channel expansion theory, and the task closure model) with
a recent theory from technology adoption research (i.e., unified theory of acceptance
and use of technology, abbreviated to UTAUT) to explain the adoption and use of
collaboration technology. We theorize that collaboration technology characteristics,
individual and group characteristics, task characteristics, and situational characteristics
are predictors of performance expectancy, effort expectancy, social influence, and
facilitating conditions in UTAUT. We further theorize that the UTAUT constructs,
in concert with gender, age, and experience, predict intention to use a collaboration
technology, which in turn predicts use. We conducted two field studies in Finland
among (1) 349 short message service (SMS) users and (2) 447 employees who were
potential users of a new collaboration technology in an organization. Our model was
supported in both studies. The current work contributes to research by developing and
testing a technology-specific model of adoption in the collaboration context.
Key words and phrases: channel expansion theory, collaboration technologies, social
presence theory, task closure model, technology acceptance, technology adoption,
unified theory of acceptance and use of technology.
the rich tradition of TAM and provides a foundation for future research in technology
adoption. UTAUT also incorporates four different moderators of key relationships.
Although UTAUT is more integrative, like TAM, it still suffers from the limitation of
being predictive but not particularly useful in providing explanations that can be used
to design interventions that foster adoption (e.g., [72, 73]).
There has been some research on general antecedents of perceived usefulness and
perceived ease of use that are technology independent (e.g., [69, 73]). But far less at?
tention has been paid to technology-specific antecedents that may provide significantly
stronger guidance for the successful design and implementation of specific types of
systems. Developing theory that is more focused and context specific?here, technol?
ogy specific?is considered an important frontier for advances in IS research [53,70].
Building on UTAUT to develop a model that will be more helpful will require a better
understanding of how the UTAUT factors play out with different technologies [7,76].
As a first step, it is important to extend UTAUT to a specific class of technologies
[70, 76]. A model focused on a specific class of technology will be more explanatory
compared to a general model that attempts to address many classes of technologies
[70]. Such a focused model will also provide designers and managers with levers to
augment adoption and use. One example is collaboration technology [20], a technology
designed to assist two or more people to work together at the same place and time or
at different places or different times [25, 26].
Technologies that facilitate collaboration via electronic means have become an
important component of day-to-day life (both in and out of the workplace). Thus, it
is not surprising that collaboration technologies have received considerable research
attention over the past decades [24,26,77]. Several studies have examined the adoption
of collaboration technologies, such as voice mail, e-mail, and group support systems
(e.g., [3, 4, 44, 56, 63]). These studies focused on organizational factors leading to
adoption (e.g., size, centralization) or on testing the boundary conditions of TAM
(e.g., could TAM be applied to collaboration technologies). Given that adoption of
collaboration technologies is not progressing as fast or as broadly as expected [20,
54], it seems a different approach is needed. It is possible that these two streams
could inform each other to develop a more complete understanding of collaboration
technology use, one in which we can begin to understand how collaboration factors
influence adoption and use.
A model that integrates knowledge from technology adoption and collaboration
technology research is lacking, a void that this paper seeks to address. In doing so,
we answer the call for research by Venkatesh et al. [76] to integrate the technology
adoption stream with another dominant research stream, which in turn will move us
toward a more cumulative and expansive nomological network (see [41, 70]). We
also build on the work of Wixom and Todd [80] by examining the important role of
technology characteristics leading to use. The current study will help us take a step
toward alleviating one of the criticisms of IS research discussed by Benbasat and Zmud,
especially in the context of technology adoption research: "we should neither focus our
research on variables outside the nomological net nor exclusively on intermediate-level
variables, such as ease of use, usefulness or behavioral intentions, without clarifying
the IS nuances involved" [6, p. 193]. Specifically, our work accomplishes the goal of
"developing conceptualizations and theories of IT [information technology] artifacts;
and incorporating such conceptualizations and theories of IT artifacts" [53, p. 130]
by extending UTAUT to incorporate the specific artifact of collaboration technology
and its related characteristics. In addition to the scientific value, such a model will
provide greater value to practitioners who are attempting to foster successful use of
a specific technology.
Given this background, the primary objective of this paper is to develop and test a
model to understand collaboration technology adoption that integrates UTAUT with
key constructs from theories about collaboration technologies. We identify specific
antecedents to UTAUT constructs by drawing from social presence theory [64],
channel expansion theory [11] (a descendant of media richness theory [16]), and the
task closure model [66], as well as a broad range of prior collaboration technology
research. We test our model in two different studies conducted in Finland: the use of
short message service (SMS) among working professionals and the use of a collabora?
tion technology in an organization.
Background
Collaboration Technology
Collaboration technology is a package of hardware and software that can provide
one or more of the following: (1) support for communication among participants,
such as electronic communication to augment or replace verbal communication;
(2) information-processing support, such as mathematical modeling or voting tools;
and (3) support to help participants adopt and use the technology, such as agenda tools
or real-time training (e.g., [24, 26, 81]). A variety of terms have been used to refer
to collaboration technology over the years?such as group decision support systems,
group support systems, electronic meeting systems, groupware, computer-supported
cooperative work, and negotiation support systems?but these, as well as specific sys?
tems, such as e-mail, voice mail, and videoconferencing, are generally encompassed
under the larger umbrella term of collaboration technology.
Collaboration technology has been the subject of formal research at least since the
1970s, although its emergence as a key domain of research did not occur until the
1980s [18]. Many reviews of collaboration technology research have been published
over the years outlining the development of research and highlighting trends in the
empirical results [21,24,31,32]. While early collaboration technology research initia?
tives were centered on decision room environments [18], attention has more recently
turned to collaboration technologies that support virtual teams and distributed work
(e.g., e-mail, instant messaging, asynchronous discussion tools).
As collaboration technologies have evolved, our understanding of what contributes
to their use has not kept pace [62]. Past research has found that the use of collaboration
technology can produce strikingly different outcomes [21, 24, 31, 32]. Communica?
tion tools, such as e-mail, produce outcomes different from what is produced by more
Model Development
UTAUT is a general model of technology Adoption and use. UTAUT and related
theories (e.g., TAM) have been successfully applied in a wide range of settings and
across diverse technologies. Yet there is nothing in the model that differentiates
across the characteristics of a use situation (i.e., a specific technology, its potential
users, and context of use). There is nothing in UTAUT by itself that directly helps
us in understanding what leads to the adoption of collaboration technology. UTAUT
argues that beliefs about performance and effort influence the decision to adopt and
use, but what influences these beliefs? In order to understand the factors that influ?
ence the performance and effort beliefs, we need to turn to theories that focus on the
situation of use. In this case, we need to begin with theories about collaboration and
link the key factors from these theories to the key factors of UTAUT to understand
how situational factors influence the ultimate decision to adopt and use collaboration
technology. In sum, we argue that UTAUT mediates the relationship between the
characteristics of a use situation and the ultimate adoption and use of a technology.
Therefore, our model of collaboration technology adoption and use begins with the
characteristics of situations in which the technology might be used. We focus on fac?
tors that have been important in past collaboration research?characteristics of the
collaboration technology, its potential users, their tasks, and the context. We argue
that these characteristics do not directly affect adoption and use, but rather influence
UTAUT factors (e.g., performance and effort expectancy), which in turn influences
adoption and use. Thus, UTAUT is the mediating mechanism through which the situ?
ational characteristics influence adoption and use.
Several factors have been suggested to influence the performance and satisfaction
of individuals and groups using collaboration technology [24, 31, 32]. These factors
largely fall into four major characteristics?technology, individual and group, task,
and situational (e.g., organizational context) [24, 25, 31, 32, 81]. Figure 1, adapted
from Dennis et al. [25], illustrates how these factors affect technology use and the
outcomes from group work. In developing a model to explain the adoption and use of
collaboration technology, we began with the four sets of factors argued to be important
in influencing the successful use of collaboration technology?technology, individual
and group, task, and situational (Figure 1). Research on collaboration technology has
examined how these factors affect performance (e.g., [37, 50]) but has not examined
how they influence adoption and use. We suggest that the mechanisms by which the
aspects of collaboration technology influence adoption and use are the cognitions
identified in UTAUT. Some evidence supporting this view is found in prior research?
for example, Fulk [34] found that perceptions of richness influenced perceptions of
usefulness, which ultimately affected use of e-mail.
We develop a model relating collaboration technology constructs to key constructs
in UTAUT using the framework of Dennis et al. [25]. Figure 2 presents our research
model. In the sections that follow, we define the key constructs and develop the theo?
retical arguments for the proposed relationships. We begin with a discussion of the
key UTAUT relationships and then move to the collaboration technology-specific
antecedents of the four key predictors in UTAUT.
Effort expectancy, the extent to which use is expected to be free of effort, has been
shown to be a predictor of intention [68,69; see 76 for a review]. Effort expectancy can
be particularly important in the context of personal technologies and non-workplace
settings [70] and has been identified as an important predictor in the context of com?
munication technologies [61]. Effort expectancy has both a direct effect on intention
and an indirect effect through performance expectancy [76]. As a technology is
perceived to take more effort to use, the less likely individuals are to intend to use it
Collaboration-related
constructs UTAUT
[76]. Also, the more effort it takes to use a technology, the less useful the technology
is perceived to be [17, 69, 73].
As with performance expectancy, UTAUT hypothesized that the effect of effort
expectancy on intention to use will be moderated by gender and age; effort expended
using a technology is more salient to women than men [52, 74] and to older workers
than younger workers [76]. Therefore, the effect of effort expectancy on intention to
use a collaboration technology will be stronger for women and for older workers. We
expect such effects to possibly be intensified in the context of collaboration technology
use as women and older individuals particularly value communication as an important
aspect of their day-to-day functioning. Further, there is evidence to suggest that effort
expectancy has less of an effect on those with greater experience, because as experi?
ence increases, users have overcome the initial hurdles to use and effort expectancy
becomes less important [76]. Thus, we hypothesize:
The role of social influence, the extent to which the individual perceives that im?
portant others believe he or she should use the system, has been somewhat unclear.
Initially, Davis et al. [17] did not include subjective norm, also called social influence
[76], in TAM, because it was the least understood aspect of the theory of reasoned
action (see [17]). However, other models have included various aspects of social influ
ence (see [68,76]). More recently, social influence has been incorporated in TAM, but
only in the presence of certain moderating variables, such as organizational mandate
[73] or gender [74]. Outside the workplace context, in predicting adoption of PCs in
homes, social influence has been found to be important [7, 70]. Despite the impor?
tance of social influence as a predictor of intention and behavior in certain situations,
it has been found to be of limited importance for those with significant technology
experience?that is, the views of others weigh heavily in adoption decisions before
one has acquired sufficient experience to feel confident about making an independent
decision [73, 74, 76].
We expect social influence will be important for collaboration technologies because
they are "social" technologies. Unlike the individual technologies studied in much prior
research, communication technologies cannot be used alone. If the normative pressure
is negative to the point of dissuading use, then there may be no potential communica?
tion partners. In such a case, intention to use a target collaboration technology could be
dampened. The converse is also true, where increased normative pressure, evidenced
via a "critical mass" of users [47], could lead to higher intention to use [44].
Gender, age, and experience moderate the relationship between social influence and
intention [76]. Women and older individuals not only place greater value on relation?
ships but they also value information from peers and friends more highly [76]. Like
effort expectancy, it can be expected that such an effect will play a role in the context
of collaboration technologies as such technologies, as noted earlier, are "social"
technologies and a critical mass of communication partners is quite important. Older
individuals, women in particular, will look to their peers and friends for reinforcing
messages to drive their own use. Increasing experience will dampen the relationship
between social influence and intention as experience allows the individual to rely on
his or her own judgment rather than that of others [76]. Thus, we hypothesize:
Hypothesis lc: The effect of social influence on behavioral intention to use col?
laboration technology will be moderated by gender, age, and experience such that
the effect will be strongest for older women with little experience.
The role of facilitating conditions, the extent to which the individual believes the
organization and technical infrastructure support use of the system, has also been
somewhat unclear. For example, Taylor and Todd [67] found support for perceived
behavioral control, which is conceptually similar to facilitating conditions [76], in
predicting both intention and use, whereas Thompson et al. [68] found facilitating
conditions to be a nonsignificant predictor of use and Venkatesh [69] found that effort
expectancy fully mediated the relationship between facilitating conditions and inten?
tion. Recently, Brown and Venkatesh [7] demonstrated the importance of facilitating
conditions in household adoption of PCs, even in the presence of effort expectancy.
While the results of prior work have been mixed, we expect that facilitating condi?
tions will be relevant for collaboration technology use. Due to the networked nature
of these technologies, the absence of technical resources to support their use will have
a strong negative effect on use. Likewise, if organizational support for collaborating
via technology is lacking, individuals will likely turn to the collaboration modes that
are supported within the organization. Venkatesh et al. [76] argue that, with experi?
ence, individuals are more able to seek out and find the assistance they need to use the
technology. Morris and Venkatesh [51] also show that as people age, the importance
to them of assistance to enable technology use increases. Thus, we hypothesize:
UTAUT is based on almost two decades of research on technology adoption and use.
Yet little is known about the key antecedents that influence the UTAUT constructs. As
noted earlier, some work has identified general, technology-independent antecedents
of performance expectancy and effort expectancy (e.g., [40,69,73]). Specifically, the
antecedents of performance expectancy were identified to be cognitions and social
influence [73], and the antecedents of perceived ease of use were identified to be in?
dividual's general technology beliefs and individual's perceptions of the system [69].
Other work has incorporated general psychological variables, such as trust tied to
the context of technology use (e.g., [43]). However, the constructs identified in prior
research were not tied to the technology or its conceptualization, and the research
did not consider the nuances associated with the specific type of technology or class
of technology being studied. To address this gap in the research, we develop a set of
antecedents of performance expectancy and effort expectancy that are drawn from
prior research on collaboration technologies. It should be noted that although social
influence and facilitating conditions are part of UTAUT, they represent external influ?
ences that relate to the social and organizational environment. Therefore, we do not
expect the collaboration technology-related constructs to influence either of those
constructs. Our model does, however, incorporate task and situational factors. As
noted earlier, in our model there are four sets of factors that we theorize to influence
the intention to use collaboration technology?technology characteristics, individual
and group characteristics, task characteristics, and situational characteristics. In the
sections below, we describe the characteristics and then identify specific constructs
within each set that we believe will have an effect on intention to use collaboration
technologies.
Technology Characteristics
Collaboration technologies have both innate physical and socially derived charac?
teristics [22, 34]. Many, or even most, of the characteristics that have been ascribed
to collaboration technologies are not innate physical characteristics, but are instead
socially derived characteristics, such as social presence and immediacy of feedback
[11,22, 34]. The perceptions of these socially derived collaboration technology char
acteristics can differ from person to person based on the person's skills, knowledge,
and personality and on the way he or she chooses to use the technology [34]. One
person may perceive that a specific collaboration technology tool has high social pres?
ence, while another person using the same tool may perceive that it has low social
presence. In fact, it is not uncommon for a given person's perceptions to change over
time, so a tool that is seen as having low social presence today may be seen as having
medium social presence next month?or even next week [11, 35]. Thus, in assessing
the characteristics of a collaboration technology, it is important to not focus on the
innate, supposedly "objective" physical characteristics of a specific technology, but
rather on the socially derived characteristics as perceived by individual users, which
typically differ from person to person [11, 22, 34].
A vast body of research has consistently shown that various characteristics of the
technology as experienced by users can potentially influence various outcomes [24,26,
69]. Such user perceptions of the technology characteristics comprise the first set of
factors that may influence adoption and use. In order to identify specific collaboration
technology characteristics that would be antecedents of the UTAUT constructs of per?
formance expectancy and effort expectancy, one of the most promising places to start is
with theories that attempt to explain why individuals choose to use one communication
medium over another?that is, media choice. In the current study, we examine three of
the more important theories that have shaped the choice of collaboration technologies
in general?social presence theory; media richness theory and its descendants, such
as channel expansion theory; and the task closure model. We leverage this research to
identify three specific technology characteristics?social presence, immediacy, and
concurrency. We theorize that these three characteristics of collaboration technology
will influence the intention to use it via the UTAUT cognitions of performance and
effort expectancies. These three characteristics are also expected to interact with the
task, which we discuss below.
Social Presence
Social presence theory argues that collaboration technologies differ in their ability
to convey the psychological impression of the physical presence of their users [64].
Collaboration technologies with high social presence convey a social and personal
environment for communication. Social presence is influenced by a technology's ability
to transmit nonword cues (e.g., voice inflection) and nonverbal cues (e.g., gestures,
facial expressions). Short et al. [64] argue that the greatest social presence is provided
by face-to-face communication, followed by technologies that provide both audio and
video communication, followed by those that provide only audio communication, and
least by those that provide only text communication. Social presence is an experiential
phenomenon in that it is possible for different users to perceive different levels of
social presence for a given technology (cf. [11]).
Use of collaboration technologies with low social presence can reduce effective?
ness, efficiency, and participant satisfaction because the collaboration technologies
can slow interaction and make communication more difficult [13, 33, 64]. Further,
with the collaboration technology acting as an interface between people, the greater
the social presence it exhibits, the more useful the technology is often seen [36].
Prior research has demonstrated the positive relationship between social presence and
usefulness (performance expectancy) [39]. Although there is no empirical evidence to
suggest that high social presence will affect effort expectancy, Kock [42] argues that
collaboration technologies are more difficult for individuals to use because they are far
removed from our natural face-to-face communication tendencies. Thus, collaboration
technologies that are higher in social presence will come closer to mimicking natural
communication and should be easier to use [42]. So, participants are likely to perceive
that collaboration technologies with low social presence (e.g., text-only technologies,
such as e-mail) have lower performance and effort expectancies than do technologies
with higher social presence (e.g., videoconferencing, telepresence) because of the
limitations that lower social presence spawns. Thus, we hypothesize:
Immediacy of Communication
Concurrency
Individual Characteristics
Technology experience, the ability to use a specific type of technology, can play a role
in the selection and use of a technology, and in one's perceptions of the technology
[11, 16, 58]. When an individual first begins to use a new collaboration technology,
performance and satisfaction often decrease because its use requires new skills and
new patterns of interaction [19]. However, an individual will bring to bear his or her
experience from other related technologies; this mechanism is termed anchoring in
the psychology literature [69]. Over time, an individual's experience with the specific
technology will grow and it will gradually become easier to use, and performance will
also improve [19]. Thus, we hypothesize:
Task Characteristics
Task has long been recognized as an important factor influencing performance [24,
25, 26, 31, 32, 81]. There are many ways in which we can examine and describe
tasks [25, 81]. Most research examining tasks has focused on specific tasks or spe?
cific task characteristics (e.g., equivocality, analyzability, complexity) depending
on the theoretical lens or collaboration technology under study. Following Dennis
et al. [24], we examine two types of tasks commonly performed with collaboration
technologies?idea generation/conferencing and decision making (see also [4]).
Idea-generation tasks are additive tasks in that the outputs of individual group mem?
bers are aggregated to form the group output; multiple, divergent results are desired
and the group need not come to consensus on one "correct" outcome. With decision
making, group members must work together to develop a shared understanding of
the issues and select among possible actions to choose one or more. While divergent
opinions may be useful as intermediate products, the ultimate outcome requires the
group to agree on a course of action. We posit that task plays an important role as a
moderator of the technology characteristics to performance expectancy relationship.
Generally, it is important for the technology to be appropriate for the task for which
it is used [24, 81]. Thus, when a task fits better with certain technology characteris?
tics, we expect that those technology characteristics will have a stronger influence
on performance expectancy.
Social presence is most important for task activities requiring high personal inter?
action [13, 33, 64]. Social presence is typically not important for activities that are
primarily information-processing activities requiring little interaction and feedback
[13, 33, 64]. Idea-generation tasks are primarily conveyance processes in which
group members provide information to others [22]; although group members need
to interact with each other, the group does not need to reach a shared consensus. In
contrast, decision-making tasks have a greater need for convergence processes in
which group members must understand each other and reach shared agreement [22].
Because decision-making tasks require group members to come to consensus and
engage in more interaction than idea-generation tasks, social presence will be more
important for decision-making tasks than for idea-generation tasks [24, 62]. Thus,
we hypothesize:
Situational Characteristics
Hypothesis 5a: The influence of peers will positively influence the perception of
social influence.
Hypothesis 5b: The influence of superiors will positively influence the perception
of social influence.
are likely to be markedly different when it comes to implementing and using tech?
nology. Likewise, organizations in which employees are rewarded for technology
use are likely to be different from those in which there are few incentives [3, 4, 56].
Two important aspects of the environment are resource- and technology-facilitating
conditions. Facilitating conditions, in the context of technology adoption, refers to
the extent to which various situational factors enable adoption and use of the system
[76]. Resource-facilitating conditions are the availability of money and infrastructure,
whereas technology-facilitating conditions relate to technical compatibility issues
[67]. As demonstrated by Taylor and Todd [67], these two components are expected
to contribute to perceptions of facilitating conditions in that as the resources and tech?
nology available to support system use increase, so will the perception of facilitating
conditions. Thus, we hypothesize:
System Use
System use was included in our model as the ultimate dependent variable for the sake
of completeness and also because use is typically measured objectively [76], thus
serving as a meaningful variable to assess criterion validity. The predictors of system
use have been well established in prior research, and the theoretical logic underlying
these hypotheses has also been extensively discussed in much prior research [76].
Specifically, UTAUT posits that there is a positive direct effect of behavioral intention
on use. Thus, we hypothesize:
Summary
Figure 2 presents our research model. In addition to contextualizing UTAUT to col?
laboration technologies, we present determinants of the four key UTAUT predictors?
performance expectancy, effort expectancy, social influence, and facilitating conditions.
Performance expectancy and effort expectancy are influenced by technology char?
acteristics (social presence, immediacy, and concurrency) and individual and group
characteristics (technology experience, computer self-efficacy, and familiarity with
communication partners). Task characteristics are expected to moderate the relation?
ship between technology characteristics and performance expectancy. The situational
variables attributed to co-workers (influence of peers and superiors) are expected to
influence social influence while the situational variables attributed to the environment
Method
We conducted two studies. The objective of the first study was to test our model in the
context of a general collaboration tool used to support day-to-day communication?
short message service (SMS). The first study did not incorporate a specific task and
the data were cross-sectional. The second study was conducted to complement the
first study, with the objective of testing the model in the context of an organizational
implementation of a collaboration technology that allowed for an examination of task
differences. Further, we collected use data six months after we collected data about
perceptions and intentions.
Measures
The survey instrument used previously validated measures where available. The items
used in Study 2, the organizational study, are shown in the Appendix, with similar
adapted items being used in Study 1. The constructs of intention to use, performance
expectancy, effort expectancy, social influence, and facilitating conditions were mea?
sured using scales adapted from Davis et al. [17] and Venkatesh et al. [76]. Our measure
of use was adapted and extended from prior research on technology adoption [17,
76] that used four items examining intensity, frequency, duration, and choice. These
items were reflective indicators of the latent variable of use. The choice item is new
and measured the percentage of time the individual chose to use SMS relative to the
overall need. We felt that different employees may need to collaborate to a different
extent, thus potentially constraining how much they would choose to use a collabora?
tion tool. By considering choice as part of use, we account for an important aspect of
an individual's collaboration in the context of work that is not typically considered in
measures of use, be it self-reported or actual [76]. By paying attention to all aspects
of the behavior?that is, the act of using and the choice to use?we are enhancing the
content validity of the measure relative to previous measures of use [38].
The scales for technology characteristics, individual and group characteristics,
and situational characteristics were adapted from prior research where possible.
The measures for social presence and familiarity with others (communication part?
ners) were adapted from Short et al. [64] and Carlson and Zmud [11], respectively.
Resource-facilitating conditions, technology-facilitating conditions, peer influence,
and superior influence were adapted from prior work [67,76]. Computer self-efficacy
was measured using a scale adapted from Compeau and Higgins [15]. The effect of
task was assessed only in the second study by asking participants to answer the survey
questions one time considering an idea-generation task and one time considering a
decision-making task. The order of the tasks was randomized and no significant order
effect was found. Gender and age were measured using single items. No scales were
available to measure experience, immediacy, and concurrency. We created the scales
for these three constructs using standard procedures of scale development [28]. We
created several candidate items, which we carefully examined for content validity.
These items were circulated for peer feedback and card sorts in order to arrive at the
final set of items, which possessed face validity and content validity.
Study 1
Setting and Target System
SMS use is less intrusive than phone conversations because SMS message exchanges
can be silent and less distracting than e-mail [29]. One interesting social convention
around SMS use is that, in many cases, it is socially acceptable?or even expected?
to receive and send SMS messages while performing other activities, such as being
in meetings [30, 59]. Asia leads the way in the number of SMS messages exchanged,
with Europe coming in a close second. SMS use in North America is substantially
lower, but it is rapidly increasing now that technical issues of interoperability have
been resolved [60].
Participants
As noted earlier, we sought to identify participants such that they were representative
of the population of SMS users. We worked in collaboration with a leading university
in Finland and solicited participation from a list of individuals provided by the users.
Potential participants were provided with paper copies of the survey and asked to re?
turn the completed survey in one week to a specific individual who was coordinating
the administration of the survey. Due to privacy concerns, the university did not share
information about the participants who chose to complete the study (or who declined to
participate) or date of response. We were, therefore, unable to compare early and late
respondents or nonrespondents. As the responses were received within a week, which
is a fairly short amount of time, this issue is somewhat alleviated. Further, response
biases are somewhat alleviated given the high response rate. Overall, we deemed this
trade-off acceptable in order to collect real-world data.
Study 2
Setting and Target System
Our second study was conducted in a Fortune 500 technology company in Finland.
The company has a traditional, hierarchical structure and was organized as several
business units in two different geographic locations in Finland. The target system
was a collaboration technology that was developed in-house. The system design and
development process took about eight months and included employees at different
organizational levels as part of the design team. The objective was to provide an ad?
ditional option for employee collaboration beyond traditional options, such as tele?
phone, videoconferencing, and desktop messaging. As the employees were primarily
working in technology design, coding, testing, and related areas, collaboration was
an important aspect of their day-to-day work. They needed to collaborate with peers
and group members in the same location and at other organizational locations in
Finland, other parts of Europe, and the United States. Use of the system at the time
of the study was voluntary.
The system provided features to chat, conduct an audioconference, conduct a vid
eoconference, have a shared whiteboard, save meeting notes in multimedia format,
and use some of the functionalities of other organizational applications (application
exposure). The last feature was particularly important relative to an off-the-shelf
commercial tool (e.g., MSN messenger) as the organization had several unique
applications?some of which were developed in-house and some of which were pur?
chased from commercial vendors?that supported the work of the employees. Use
was not mandated by the organization. The initial eight-month period after the beta
testing was completed was designated as the trial period for the system, after which
the organization would make a decision regarding mandating system use.
Participants
The population of interest was knowledge workers. Our sampling frame was all
knowledge workers in a business unit in the firm where we were collecting data. As
the firm decided to follow a phased implementation plan, we were restricted to one
business unit for our data collection. There were 883 employees in that business unit
who were classified as knowledge workers. Of these, 830 agreed to participate and
participated in the initial survey, and 447 of them provided responses to the second
survey, which collected use data. This resulted in an effective final response rate just
under 51 percent relative to the entire sample and just under 54 percent relative to the
initial survey.5 Of the 830 participants, 227 were women (27.4 percent); 125 of these
women responded to the follow-up survey, resulting in about 28 percent of the final
sample being women. The average age of the participants was 33.8 (SD = 9.94) and
34.6 (SD = 10.41) in the initial and follow-up surveys, respectively. The key demo?
graphic characteristics were comparable across the two surveys. Thus, the threat of
nonresponse bias was diminished.
As noted earlier, the data were collected in conjunction with the rollout of a new col?
laboration tool in a business unit in a company in Finland. A one-day training class
was provided to employees, staggered over a period of three months, to accommodate
the entire business unit. The training was provided by the in-house IT group and each
training group comprised a primary instructor who conducted all the training sessions
and two technical assistants who were different across different training sessions.
These assistants only provided technical help when someone was stuck or when
someone had a procedural question. The training discussed the various features of
the collaboration tool, including features that enabled application and data exposure
across collaborators. The training included an opportunity for the participants to try
the system. Immediately after the training was completed, the employees responded
to a survey administered by the organization to gather feedback regarding the training
and the system. The perceptual data were collected in conjunction with the organiza?
tionally administered survey. We solicited participants' contact information in order
to follow up with the employees regarding their use of the system. Because use could
not be measured on the survey administered immediately after the training, a follow
up survey to measure use was conducted six months after the initial survey. As the
original training was staggered over three months, the follow-up was correspondingly
staggered. Data were collected via e-mail and phone calls to the various participants.
Up to six e-mails and six phone calls were attempted to contact the respondents over
a two-week period.
The employees of the company were generally quite proficient in English. However,
as both Finnish and Swedish are official languages of Finland, the firm suggested that
the respondents be offered those language options as well to fill out the questionnaire.
This was consistent with the organization's policy when it came to availability of vari?
ous policies and forms. Professional translators translated the instructions and questions
from English to Finnish and Swedish. Their translation procedure included a translation
back to English by a different translator, and no discrepancies were found.
Results
PLS Graph version 3, Build 1126, was used to analyze the data from both studies.
Testing interaction effects was possible in PLS. All constructs were modeled using
reflective indicators. Interaction terms were created using data at the indicator level
after the data were centered to minimize threats of multicollinearity [1]. We tested the
model shown in Figure 2?one difference is that task was examined only in Study 2.
In Study 2, repeated measures were treated as separate sample cases, which would be
problematic with ordinary least squares (OLS) regression, because this violates the
OLS assumption that the sample cases are independent [1]. However, with PLS "no
assumptions are made regarding the joint distribution of the indicators or the indepen?
dence of sample cases" [12, p. 332]. As a result, use of PLS is appropriate here.6
The measurement model results from both studies supported reliability and validity.
In both studies, the factor loadings and cross-loadings supported discriminant validity,
with loadings greater than 0.70 and cross-loadings lower than 0.30. Also, the internal
consistency reliability (ICR) of all the constructs was greater than 0.75, thus confirming
that the scales were reliable in both studies. Finally, in both studies, the average variance
extracted (AVE) for each construct modeled using reflective indicators was in excess
of 0.70 and the square root of the AVE for each construct exceeded all interconstruct
correlations. The descriptive statistics, ICRs, AVEs, and correlations are shown in
Tables la and lb for Studies 1 and 2, respectively. Most construct means were a little
over 4, with a standard deviation over 1. Most correlations were significant. UTAUT
constructs were more highly correlated with intention to use the system than they
were with collaboration constructs. Also, as expected, the collaboration constructs
were correlated with the various UTAUT constructs.
Due to the nature of the data collection, we tested for common method bias using
Harman's one-factor test [57]. If a substantial amount of common method variance
(CMV) exists, either a single factor will emerge from the factor analysis or a single,
general factor will account for the majority of the covariance in the independent and
dependent variables [57]. The single factor accounted for 24 percent of the variance
and did not account for the majority of the covariance, thus suggesting that common
method bias is not a concern in our data set.
To further alleviate concerns about common method bias, we employed the marker
variable technique [45, 46] and tested the hypotheses based on the corrected correla?
tions. Specifically, we chose the second-smallest positive correlation among the con?
structs as a conservative estimate of CMV to produce the CMV-adjusted correlation
matrix [45]. Following Malhotra et al. [46], we produced a CMV-adjusted correlation
matrix and then used it to estimate CMV-adjusted path coefficients and explained vari?
ance. The results show that after controlling for CMV effects, the explained variances
do indeed decrease, but the drop is not substantial and is just over 10 percent. The path
coefficients are consistent with those that were found without the CMV adjustment.
We conclude that concerns about common method bias are alleviated.
Prior to our model tests, consistent with the recommendation of Aiken and West [1],
we mean-centered the variables that were part of interaction terms. All variance in?
flation factors (VIFs) in our structural model tests were less than 5, thus alleviating
concerns about multicollinearity. Tables 2a and 2b show the results of our structural
model tests for both studies. The successful prediction of collaboration technology use
in these two studies provides criterion validity and is important given that many of the
constructs in this work were perceptual constructs. The results related to prediction
of behavioral intention are consistent with the UTAUT hypotheses that were adapted
to this context, thus supporting Hypotheses la, lb, and lc. Further, the results are
consistent with the key predictors of use in UTAUT, thus supporting Hypotheses 6
and Id. Specifically, behavioral intention had a positive, significant influence on use
(H6), and the effect of facilitating conditions on use was moderated by age and experi?
ence in both studies (Hid).
In Study 1, technology characteristics and effort expectancy7 predicted performance
expectancy, thus supporting Hypotheses 2a, 2c, and 2e. In Study 2, only immediacy
had a main effect on performance expectancy (regardless of task), thus supporting
Hypothesis 2c. All the technology characteristics were moderated by task and consis?
tent with the predictions of Hypotheses 4a and 4b, but were in the opposite direction
of Hypothesis 4c. Contrary to Hypothesis 4c, concurrency had a stronger effect on
performance expectancy for decision-making tasks. In both studies, effort expectancy
was predicted by all of the technology and individual and group characteristics,
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consistent with Hypotheses 2b, 2d, 2f, 3b, 3d, and 3f. Consistent with Hypotheses 5a
and 5b, peer influence and superior influence had a positive effect on social influence
in both studies. Also, consistent with Hypotheses 5c and 5d, facilitating conditions
were predicted by resource- and technology-facilitating conditions in both studies.
Although we focused on the overall model test and did not specifically theorize about
full or partial mediation, implicit in our model depiction is that the four predictors
in UTAUT?namely, performance expectancy, effort expectancy, social influence,
and facilitating conditions?will fully mediate the effect of the various collaboration
technology constructs on behavioral intention. Further, we expect behavioral inten?
tion to fully mediate the effects of performance expectancy, effort expectancy, and
social influence on technology use. In order to test for such full mediation, we used
the approach recommended by Baron and Kenny [5]. In addition to the results already
reported, we found that the various collaboration constructs had a similar effect on
intention as they did on the UTAUT predictors, and when the effects of the collabo?
ration technology constructs were included over and above the UTAUT predictors,
none of the collaboration constructs had an effect on behavioral intention. Likewise,
we found the UTAUT predictors had similar effects on technology use as they did on
behavioral intention. Further, when behavioral intention and facilitating conditions
(along with the moderators) were included as predictors of technology use, none of the
UTAUT predictors had an effect on technology use. Overall, these additional analyses
provide support for the mediation pattern shown in our model.
Discussion
The key objective of this paper was to develop and test a model to understand col?
laboration technology use. The model integrated UTAUT [76] with theories from
collaboration technology research [11, 16, 25, 64, 66]. The model was supported in
two studies examining two different collaboration technologies that used different
subject pools. The results from the two studies were similar. We found that UTAUT is
the conduit through which collaboration technology research constructs of technology,
individual/group, task, and situational characteristics influence behavioral intention
and use of that collaboration technology.
research that ties together dominant streams and models of IS research and moves us
toward a cumulative tradition, a call that was issued at the first International Conference
on Information Systems (ICIS) in 1980 [41]. UTAUT and its generalizability have
not been in doubt, due to its foundation in TAM and related models of adoption and
use, and its robustness is furthered here by tying the UTAUT constructs to important
constructs from collaboration technology research. Moreover, we demonstrate that
UTAUT fully mediates the relationship between technology characteristics and use,
thus providing insights that could drive future research about the IT artifact and levers
influencing adoption and use of collaboration technologies.
This study complements previous models that use the general antecedents of per?
formance expectancy and effort expectancy (e.g., [40, 69, 73]) and provides evidence
that collaboration technology-specific factors play an important role in influencing
cognitions that drive technology use. First, the three collaboration technology char?
acteristics directly influenced performance expectancy and effort expectancy. More
interesting, perhaps, is that they also interacted with the task. In Study 1, higher social
presence, increased immediacy, and greater concurrency led to increased performance
expectancy and effort expectancy.8 In Study 2, which considered task interactions
for performance expectancy, we found that (1) higher social presence only increased
performance expectancy for decision-making tasks; (2) increased immediacy had
beneficial performance expectancy effects for both task types, but stronger effects for
decision-making tasks; and (3) counter to our hypotheses, greater concurrency led to
greater performance expectancy only for decision-making tasks.
We conclude that these three collaboration technology characteristics?social pres?
ence, immediacy, and concurrency?are important factors influencing the adoption
and use of collaboration technology. Social presence and immediacy have long been
linked to perceptions of performance and user satisfaction, particularly for decision
making tasks [13, 33, 64]. However, they have not been previously linked to the
decision to adopt or use a collaboration technology. This is an important contribution
of this work. More puzzling, perhaps, is the role played by concurrency?the ability
to perform multiple tasks. Concurrency is a newer construct that has received far less
attention. We have argued that decision-making tasks would benefit more than idea
generation from a shared focus of attention [22] and that concurrency would impede
the development of this shared focus. We found concurrency to have a direct effect
on effort expectancy but, counter to our hypotheses, to increase performance expec?
tancy for decision-making tasks and not idea-generation tasks. These results highlight
the important role of task and technology characteristics in research on technology
adoption and use.
Individual and group characteristics played an important role in influencing ef?
fort expectancy but, contrary to our hypotheses, not performance expectancy. Not
surprisingly, greater self-efficacy led to greater effort expectancy. However, it was
surprising that experience with collaboration technologies did not. It may be that the
use of collaboration technologies (e.g., audioconferencing, instant messaging, e-mail)
is relatively widespread and that once one gains even a little experience with them,
additional experience has little marginal benefit. Computer self-efficacy is a broader
Limitations
The strengths of this study are that it is a field study, conducted in two contexts,
with participants drawn from multiple organizations, using two different collabora?
tion technologies, with very different characteristics. However, our study has a few
limitations that should be noted. This study was conducted in Finland, a country at
the cutting edge in terms of technological sophistication. This raises a question re?
garding generalizability to other countries. This generalizability issue is even deeper
than just being an issue of external validity; it is possible that the sample studied here
represents mostly innovators and as the model is tested in countries that have less
technology-savvy populations, the pattern of findings or pertinent constructs may be
different. This calls for research to address the issue by an examination of the deeper
cross-cultural generalizability issues.
We examine two very different collaboration technologies?that is, SMS and a
proprietary collaboration tool?but they represent only a subset of the types of col?
laboration technologies available. Given the reasonably consistent results across the
two studies, we expect similar findings with other types of collaboration technologies.
However, the unique characteristics of blogs and wikis, for example, may suggest
refinements to the model. In addition, we characterized the collaboration tasks based
on their objectives?that is, idea generation and decision making. Other results may
become apparent if the focus turns to the nature of interaction with the tool (e.g., syn?
chronous versus asynchronous). This issue does raise an interesting question of just
how detailed research needs to be when theorizing about the IT artifact.
It is important to note that we analyzed user assessments of the technology character?
istics, thus relying on the socially derived characteristics rather than the innate physical
characteristics. By examining the socially derived characteristics, we were able to focus
on a single technology, yet still achieve variability in the assessments. It is conceivable
that an examination of the innate physical characteristics of the media would yield
different results. Thus, we encourage future research to examine the differential effects
of socially derived and innate physical characteristics of different media.
Finally, the model might have omitted constructs. Constraints imposed by the
research settings precluded us from having an excessively long survey instrument.
As a result, we had to necessarily scope our model to include key constructs and
keep the number of items per construct at a reasonable level. It is possible that other
collaboration constructs would offer alternative perspectives. However, this concern
is somewhat alleviated due to the strong ties to established theoretical perspectives
in our construct selection process. Thus, we call for future studies to consider other
constructs in the space of collaboration research to extend and augment the model
presented in this work.
Conclusions
We developed and validated a model of the use of collaborative technologies. The
model was developed by integrating UTAUT constructs with constructs drawn from
collaboration technology theories?specifically, social presence theory, media richness
theory and its descendants, and the task closure model. The constructs were selected
to be applicable to the general class of collaboration technologies. The model was
validated in two different settings, using two different collaboration tools. Specifically,
we found that UTAUT mediated the effects of various constructs from collaboration
research on intention to use a collaboration technology. The results from our study
have important implications for research on collaboration technologies and provide
practical guidance regarding collaboration technology use in general. This work in?
tegrates major streams of work into a single nomological network, and the proposed
integrated model provides guidance for the design of collaboration technologies to
foster adoption.
Notes
1. The terms "acceptance" and "adoption" are frequently used interchangeably in the
literature. In this paper, we primarily use the term "adoption," but we stay true to the original
sources when it comes to model names, such as the unified theory of acceptance and use of
technology (UTAUT).
2. We explicate the UTAUT hypotheses for the context of this study and highlight the
underlying logic. Given the vast amount of technology adoption research and our focus on the
integration of collaboration technology research and UTAUT, we refer the reader to Venkatesh
et al. [76] for a detailed discussion of the general logic underlying the UTAUT hypotheses.
3. SMS can also be used for providing automated message services, such as welcome mes?
sages, targeted advertising, and voice mail notifications, and can even support "commerce"
applications such as ticket purchases [29]. Our focus in this paper is on the use of SMS as a
collaboration technology, so we excluded non-collaboration-oriented uses of SMS.
4. As pointed out by an anonymous reviewer, this is a fairly high response rate for a survey
with no incentives. We attribute this to the respondents' loyalty to their university as well as
follow-up calls made by the university to encourage responses.
5. As in Study 1, this is a high response rate. In this case, strong top management support
for the collaboration technology and for our study are the reasons for the response rate.
6. In Study 2, we collected user reactions to the collaboration technology for two separate,
different task contexts, so we had two records per respondent in our data set. One concern
with including multiple responses from a single participant is that it is possible that there may
be correlated errors and consequent spurious relationships, although such correlation does not
impair the use of PLS [12]. Nonetheless, to ensure there was nothing unusual in our specific
data set that would cause problems, we conducted an additional empirical analysis to simulate
a between-subjects test of the model. We built 100 data sets that randomly included one of the
responses from each respondent and conducted a separate PLS analysis on each of these 100
data sets. For 98 of these data sets, the results were identical to what we have reported from our
full model test. Thus, the use of both responses from each respondent does not seem to cause
inflated significance for our data set.
7. Note that effort expectancy is coded such that a higher value means lower effort expec?
tancy or easier to use.
8. Remember that effort expectancy is reverse coded, so higher effort expectancy means
less effort is expected.
References
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Use
I rate my intensity of use of collaboration tool> to be: Very light. . . Very heavy
(seven-point scale)
How frequently do you use collaboration tool>: Never . .. Very frequently (seven
point scale)
On an average week, how much time (in hours) do you use collaboration tool>?
Of the opportunities you have to use collaboration tools, including a telephone,
what percentage of time do you choose collaboration tool>?
I could complete a task using a computer if there was no one around to tell me what
to do.
I could complete a task using a computer even if there was not a lot of time to
complete it.
I could complete a task using a computer if I had just the built-in help facility for
assistance.