经皮耳廓迷走神经刺激调节慢性失眠症患者前额皮质 第一阶段fMRI研究
经皮耳廓迷走神经刺激调节慢性失眠症患者前额皮质 第一阶段fMRI研究
Chronic insomnia (CI) disorder is categorized as primary or Items CI (N = 20) HC (N = 28) Z/χ 2 p-value
a day for 4 weeks, which is recommended by guidelines for Germany). The scanning parameters were as follows. In
short-term medications of insomnia (7, 8). functional images, the blood oxygen level-dependent gradient
Echo Planar Imaging (EPI) sequence was used. One hundred
Clinical Assessments and forty four volumes lasted 6 min 10 s, repeat time/echo time:
All participants accepted Pittsburgh Sleep Quality Index (PSQI) 2,500/30 ms, flip angle = 90 degrees, scanning field of view:
and Flinders Fatigue Scale (FFS) before and after the 4 weeks’ of 240 mm × 240 mm, matrix: 64 × 64, number of layers: 43,
treatment. To exclude the risk of depressive or anxiety symptoms, layer thickness/spacing: 3.0/1.0 mm. In high-definition structure
which may independently affect imaging findings, we used image, three-dimensional magnetization was used to prepare fast
Hamilton Rating Scale for Depression (HAMD) and Hamilton gradient echo sequence, repeat time/echo time: 2,500/2.98 ms,
Anxiety Rating Scale (HAMA) to estimate the mental status flip angle: 7 degree, field of view: 256 mm × 256 mm, matrix: 64
of all the participants. Before and after the taVNS treatment, × 64, number of layers: 48; Layer thickness/spacing: 1.0/1.0 mm.
the patient would be excluded with a total score of HAMD or
HAMA >7. The process of this study is shown in Figure 2.
FMRI Data Preprocessing
In addition, we screened all patients’ T2-weighted images and
DPABI (http://rfmri.org/DPABI) software (30), a SPM-based
structural images to ruled out most of the serious metabolic
functional MRI preprocessing pipeline, was used for data
or immune-related neuropsychiatric diseases, cerebrovascular
preprocessing. The preprocessing steps were as follows. Convert
diseases, inflammatory diseases of central never system, and
DICOM file into NIFTI. Remove the first 10 time points. The
intracranial tumors.
remaining 134 volumes were slice-time corrected and realigned
according to Friston 24-parameter model. The nuisance signals
MRI Data Acquisition (including linear trend, head-motion, signals of cerebrospinal
Rest-state functional magnetic resonance imaging (Rs-fMRI) fluid, and white matter) were regressed out from the data
were performed before and after the first 30 min’ taVNS (31). Then the functional images were co-registered to the
session. Participants were told to keep their eyes closed T1-weighted structural images, which were segmented through
and not fall asleep during the scan. The fMRI data was Voxel Based Morphometry (VBM). Derived images were
acquired by Siemens 3.0T Skyra equipment (Siemens; Munich, normalized to Montreal Neurological Institute (MNI) space
according to transformation parameters estimated by VBM.
The limitations of the signal-to-noise ratio and disputes in
sampling and preprocessing strategies for fMRI data, the existing
voxel based analysis studies are sometimes contradictory. To get a
better presentation of the short- time intervention, we employed
ALFF, fALFF, and ReHo to reveal the reproductive results.
FIGURE 2 | Changes of fMRI induced by instant taVNS were measured before and after the first treatment on the two groups. Clinical scales for patients were
assessed before and after the 4 weeks’ taVNS treatment.
value. The mean ALFF and fALFF values were converted to Z- TABLE 2 | Improvement of PSQI and FFS after 4-weeks taVNS treatment (x ± s).
distribution for standardization. Then we got the zALFF and
Items Baseline After treatment Z p-value
zfALFF map.
Regional homogeneity (ReHo) is calculated by voxel based on PSQI (N = 20) 12.7 ± 3.715 9.75 ± 4.278† 3.337 0.003
Kendall’s coefficient of concordance (KCC) for the time series of FFS (N = 20) 14.5 ± 5.92 11.5 ± 4.136* 2.860 0.010
a given voxel with its nearest neighbors (32). ReHo maps was
†
calculated through the unsmoothed and filtered (0.01–0.1 Hz) *p < 0.05; p < 0.01; Z, Wilcoxon rank testing; PSQI, Pittsburgh Sleep Quality Index; FFS,
images to remove physiological signals such as heartbeat and Flinders Fatigue Scale; Change at week 4 to baseline mean (95% CI).
FIGURE 3 | (A) Different voxel based analyses showed similar up- regulated area in left dorsolateral prefrontal cortex. (B) Changes of different voxel based analyses
before and after taVNS. (C) ALFF analysis showed taVNS aroused higher activation in the CI group than in the HC group. (D) The FC between the up- regulated
dlPFC and bilateral dorsomedial prefrontal cortex decreased after taVNS. (E) Correlations between the clinical scales’ scores and the fMRI values. PSQI, Pittsburgh
Sleep Quality Index; FFS, Flinders Fatigue Scale; ALFF, amplitude of low frequency fluctuation; fALFF, Fractional ALFF; ReHo, Regional homogeneity; FC, Functional
connectivity; 0w, before taVNS treatment; 4w, after 4 week taVNS treatment; Relief Rate, The remission rate was defined as the difference in scale scores before and
after treatment divided by the scale scores before treatment. * p < 0.05; ** p < 0.01.
show a decreased ALFF in insomniacs (21), which is similar to answer to what we have observed. FC Maps between dlPFC
what we have found. DlPFC is a core region of cognitive control and subgenual cingulate has becoming a promising method for
network (CCN) (34–37), that is why insomniacs have lower navigating TMS in treating depression (39). Interestingly, our
working efficiency and they are vulnerable to fatigue despite of study also found that patients whose initial state of dlPFC was
their overexcited global status. low functioning would have a higher PSQI and FFS after 4 weeks
DlPFC is actually the most common stimulating target of of treatment. However, the limited sample size failed to reveal any
transcranial magnetic stimulation (TMS). TMS on dlPFC can correlation between the remission rate and ALFF values or ReHo
reduce the heart rate, the connection between the vagus and PFC values. A fMRI study reveals CBT increase the fALFF values
is the anatomical basis of these phenomena (38). Unlike TMS, in dlPFC and decrease the fALFF values in dmPFC in patient
taVNS activates dlPFC indirectly. The connection offers a potent with major depression disorder (40). This phenomenon indicates
TABLE 3 | Brain changes after the first taVNS session (N = 20). Electroencephalogram (EEG) has a better time resolution than
fMRI. Many neuromodulations use EEG as a brain-machine
Items Brain regions BA Number MNI Peak
(AAL) of voxels coordinates(mm) intensity
interface to improve stimulating parameters. Our study found the
cortex is the most outstanding brain region affected by instant
X Y Z taVNS. It’s easier to get stable EEG signals of the cortex. Using
EEG to explore biomarkers of a certain neuromodulation would
ALFF Frontal_Mid_L 10/46 37 −39 36 21 7.791
Frontal_Inf_Tri_L
be of higher translational value than fMRI.
fALFF Frontal_Mid_L 10/46 26 −39 39 21 8.305
Frontal_Inf_Tri_L Limitations
ReHo Frontal_Mid_L 10/45/46 71 −39 39 21 7.364 First, there was no obvious decrease in PSQI in the current study,
Frontal_Inf_ which may be due to the fact that we only recruited patients with
Tri_L mild primary insomnia to ensure the consistency of the basic
FC Frontal_Sup_ 9/10 28 3 57 21 −5.143 state. Second, while our study revealed that the initial status of
Medial_R PFC in patients with insomnia was related to curative effect, no
Frontal_Sup_
Medial_L
difference were found between the changes of dlPFC and the
changes of the patients’ clinical scores. This may be due to the
ALFF, Low frequency fluctuation in the left dorsolateral prefrontal lobe; fALFF, Fractional limited sample size. Transient taVNS cannot completely explain
amplitude of low frequency fluctuation in the left dorsolateral prefrontal lobe; ReHo,
Regional homogeneity in the left dorsolateral prefrontal lobe; FC, Functional connectivity
the efficacy of mechanism of taVNS. The positive results we
between left dorsolateral prefrontal and medial prefrontal lobe; AAL, Anatomical Automatic found need a longer observation to get more convincing results.
Labeling; MNI, Montreal Neurological Institute; BA, Brodmann area. Third, a placebo control group is indeed the best designed control
groups of this study. At last, the sample size was too small and
we only studied the EPI sequence. Despite of the limitations, we
increased nervous excitability in the dlPFC, which is similar to
intend to provide the potential predicting imaging biomarkers for
what we have found after the first session of taVNS treatment. We
the suitable patients who are sensitive to taVNS.
speculate that taVNS and CBT may share a similar brain effect on
the dlPFC.
CONCLUSIONS
taVNS Lowered the CCN’s Monitoring to In this study, we found a short time taVNS aroused the left PFC in
Default Mode Network patients with insomnia. The changes of PFC could be replicated
Patients with CI have an abnormal FC between default through different voxel-based analyses. The projection from NTS
mode network (DMN) and the additional brain regions when to forebrain might be the anatomical basis of our findings.
compared with good sleepers (9, 41), which aggravate the
hyperarousal status of the brain. Increased ALFF values are found
in brain regions related to sensation and attention (19). That is DATA AVAILABILITY STATEMENT
why patients with insomnia are more sensitive to external stimuli
The raw data supporting the conclusions of this article will be
and are easier to be awakened. The FC within DMN, especially
made available by the authors, without undue reservation.
between the prefrontal lobe and the posterior DMN, decreases
when we fall asleep (19, 41). The dysfunctional DMN also leads
to the abnormal FCs within DMN, which impairs both the sleep ETHICS STATEMENT
structure and working memory (33, 42). DmPFC is one of the
most prominent brain regions of the abnormal frontal DMN The studies involving human participants were reviewed and
(41, 43). Study has also confirmed that dmPFC is the key area approved by Ethics Committee of Institute of Acupuncture and
for maintaining sleep (43). Patients with CI would pay excessive Moxibustion under China Academy of Chinese Medical Sciences.
attention to sleep quality, which would aggravates frustration The patients/participants provided their written informed
(44). This is because mPFC is connected with the hippocampus, consent to participate in this study. Written informed consent
amygdala, nucleus accumbens, and hypothalamus. They manage was obtained from the individual(s) for the publication of any
reward circuit and emotions (34, 45). potentially identifiable images or data included in this article.
Long-term sleep deprivation leads to a decompensated
Salient Network (SN). CCN should allocate more resources to AUTHOR CONTRIBUTIONS
compensate the loosed ability of SN to modulate the aberrant
DMN. The current study found that taVNS decreased the FC This article was written mainly by J-KH and B-HJ. The research
between left dlPFC and bilateral dmPFC, which is opposite to scheme was designed by P-JR. Patients were recruited and
the pathological changes of the patients with insomnia (2, 46), assessed by LL and J-LZ. FMRI data were collected by BZ and
indicating that CCN has lowered its monitoring to DMN, and were preprocessed by J-KH. Statistics and mapping were assisted
the excessive consumption of CCN reduced. We speculate that by J-KH, Z-GZ, and Y-ZB. S-YL, YW, J-LF, and P-JR reviewed
taVNS would alleviate the symptoms of low efficiency and fatigue the article. Text correction was done by M-ZW. All authors
in patients with CI. contributed to the article and approved the submitted version.
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