International Perspectives on Public Health and Palliative
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For Michael Sallnow
(1949–1990)
Contents
List of illustrations ix
List of contributors x
Preface xii
Acknowledgements xiv
1 Public health and palliative care: an historical overview 1
A llan K ellehear and L ibby S allnow
2 “But we’re already doing it!”: examining conceptual blurring
between health promotion and palliative care 13
J ohn R osenberg
3 Illness trajectories and palliative care: implications for
holistic service provision for all in the last year of life 30
S cott A . M urray and P eter M c L oughlin
4 Public health approaches to palliative care in Australia 52
B ruce R umbold
5 Public health and palliative care: a perspective from Africa 69
J ulia D owning , L i z G wyther and
F aith M wangi-P owell
6 Public health developments in palliative care services in the
UK 85
S teve C onway
7 Public health approaches to palliative care: the
Neighbourhood Network in Kerala 98
S uresh K umar
viii Contents
8 A public health approach to palliative care in East London:
early developments, challenges and plans for the future 110
H eather R ichardson
9 The campaign to build a dementia-friendly community 123
T he 1 0 0 - M ember C ommittee , J apan
10 Discovering options: an Australian initiative in the care of
the dying 139
H elen-A nne M anion , G erard M anion and
K athleen D ansie
11 ‘Let’s talk about dying’: changing attitudes towards hospices
and the end of life 156
N igel H artley
12 Public health approaches to end of life in Ecuador: avoiding
suffering at the end of life – a health service issue? 172
P atricia G ranja H .
Appendix 1: Palliative care policy for Kerala 182
T he G overnment of K erala
Appendix 2: Charter for the normalisation of death, dying
and loss 192
I nternational W ork G roup on death , dying and
bereavement
Appendix 3: Practice guidelines for palliative care 197
A llan K ellehear , G ail B ateman and B ruce R umbold
Appendix 4: An action plan for the initiation of a palliative
care in the service in the community 201
the neighbourhood network in palliative care ,
K erala
Appendix 5: Model of Palliative Care, Lothian, Scotland 202
N H S L othian
Appendix 6: Survey questionnaire for HOME Hospice for
Chapter 10 203
H ome H ospice
Index 205
Illustrations
Figures
2.1 Integration of health promotion components 22
3.1 The three main trajectories of decline at the end of life 31
3.2 When is the palliative care approach indicated? 37
3.3 Lung cancer: physical, social, psychological and spiritual
trajectories 39
3.4 Heart failure: physical, social, psychological and spiritual
trajectories 41
3.5 Trajectories of physical, social, and psychological and
spiritual wellbeing in family carers of patients with lung
cancer, from diagnosis to death 46
3.6 Four categories of end of life developments 48
4.1 Conceptual model of level of need within the population of
patients with a life limiting illness 57
7.1 Palliative care in Kerala – the emerging model 106
10.1 HOME Hospice relationship model 140
10.2 Relationship of carers to patients 148
10.3 Age of carers 149
12.1 Health coverage in Ecuador 174
Tables
2.1 Translating the Ottawa Charter to palliative care 24
4.1 Community development models used in health care 60
5.1 Cause of death, percentage of total deaths, 2002 70
5.2 Typology of hospice palliative care service development in
Africa 72
6.1 Frequency and percentage of deaths by place of occurrence in
England and Wales, 1999–2003 89
12.1 Estimate of people requiring palliative care in Ecuador, 2008 177
Contributors
100 Member Committee is a committee of approximately 100 organizations
and individuals, with Tsutomu Hotta, CEO of Sawayaka Welfare Founda
tion, serving as its chairman, Japan.
Dr Steve Conway is Senior Lecturer – Research Methods, School of Health
and Social Care, Teesside University, Middlesbrough, UK.
Kathleen Dansie is Project Manager for South African HOME Hospice Project;
Teacher Librarian, Australia.
Dr Julia Downing is Honorary Professor of Palliative Medicine at Makerere
University, Uganda, and an International Palliative Care Consultant.
Dr Patricia Granja H. is Medical doctor and lecturer/researcher at the Institute
of Public Health, Pontifical University of Ecuador.
Dr Liz Gwyther is Executive Director, Hospice and Palliative Care Association
of South Africa.
Nigel Hartley is Director of Supportive Care, St Christopher’s Hospice
London.
Professor Allan Kellehear is Professor, School of Health Administration,
Dalhousie University, Halifax, Nova Scotia, Canada.
Dr Suresh Kumar is Director of the Institute of Palliative Medicine, Kerala,
India, WHO Collaborating Centre for Community Participation in Pallia
tive Care and Long Term Care.
Gerard Manion, Medal of the Order of Australia (OAM), is Director Cancer
Care Program and Co-founder HOME Hospice, Australia.
Dr Helen-Anne Manion, OAM, is Palliative Care Physician and Co-founder
HOME Hospice, Australia.
Peter McLoughlin is Strategic Programme Manager, Lothian NHS Board, Edin
burgh, Scotland.
Contributors xi
Prof Scott A. Murray is St Columba’s Hospice Chair of Primary Palliative Care,
Primary Palliative Care Research Group, The University of Edinburgh, Scot
land.
Dr Faith Mwangi-Powell is Executive Director, African Palliative Care Associ
ation, Uganda.
Dr Heather Richardson is Director of Strategy at St Joseph’s Hospice, London
and National Clinical Head at Help the Hospices, London.
Dr John Rosenberg is Director of the Calvary Centre for Palliative Care
Research in Canberra, Australia.
Dr Bruce Rumbold is Director of the Palliative Care Unit in the School of
Public Health, La Trobe University, Victoria, Australia.
Dr Libby Sallnow is a palliative medicine registrar at St Joseph’s Hospice,
London and research associate, WHO Collaborating Centre for Community
Participation in Palliative Care and Long Term Care, Kerala.
Preface
Over the past 40 years, palliative care has made great strides in improving care
for those with life-limiting diseases. A combination of international associ
ations, reforms to opiate prescribing laws, active research and education pro
grammes, and government strategy and policy have combined to render
palliative care an accepted part of mainstream health care in many countries.
However, notwithstanding these achievements, palliative care still has a long
way to go. In order to solve the urgent issues of access and equity which con
front low- and middle-income countries, and to address meaningful solutions to
‘whole person care’ of a dying person and their family, we must move beyond
the bedside. In order to achieve meaningful coverage by services which truly
address both symptom needs and the social, spiritual and psychological, we must
embrace the more penetrating models of community engagement in end of life
care.
Professionally led inpatient units encounter serious demographic, geographi
cal, technical and financial barriers when built in resource poor settings. They
are inadequate to provide the care required for the large numbers who need it,
meaning services are accessible only by the few. The only solution to achieve
meaningful care for the great majority of those with chronic and incurable ill
nesses is to provide it in their communities, on their doorsteps, where even the
poor and debilitated can access it. This model translates to affluent settings,
where inpatient units are often inadequate to provide care that truly enhances
the quality of life of the dying person and their family. The dying person cannot
be viewed in isolation from their family, friends and community. Whilst
symptom control by doctors is essential, medical professionals can never address
the myriad of social and existential problems that those facing death must
contend with.
To address these concerns, communities must be engaged and empowered to
help find solutions to the problems they face. This book explores projects
throughout the world that have endeavoured to do just that. Chapter 1 sets the
historical context for the alliance of public health and palliative care, and
Chapter 2 explores in more detail the conceptual congruence between the two
fields. Chapter 3 develops the concept of ‘illness trajectories’ to understand
people’s dynamic and evolving experiences at the end of life. Chapters 4, 5, and
Preface xiii
6 provide overviews of a public health approach on a country or continent-wide
level. Different examples from Australia, the UK and Africa illustrate the
diverse and innovative ways in which a public health approach can subtly and
overtly influence the development of the palliative care agenda. The subsequent
chapters provide practice examples from a diverse range of settings. Chapter 7
provides an account of the prolific spread of palliative care through the southern
Indian state of Kerala, due in large part to the embracing by local communities
of concepts of locally delivered and comprehensive care for the needy. Chapter
8 looks at how the community can be engaged in the contrasting inner city
setting of east London, whilst Chapter 9 describes an initiative in Japan, where
local schools, businesses and health and social care organizations are working
together to create ‘dementia friendly communities’ where those with dementia
can live safely in the community whilst continuing to contribute to the society
in which they live. Chapter 10 looks at the transferability of a model from an
urban developed world context to a rural developing world setting. Chapter 11
assesses a longstanding initiative, run in partnership with St Christopher’s
Hospice in London, linking children from local schools with patients from the
hospice. There, using creative arts, myths around death, dying and the hospice
can be challenged. Finally, Chapter 12 looks at a nascent palliative care service
in the South American country of Ecuador, where it was recognized from the
outset that care must go beyond simply the provision of services. The public
health agenda has evolved alongside palliative care provision, leading to import
ant developments in policy and legislation, in parallel with community
development and medical support.
This book is intended as a handbook and practical guide for those wishing to
initiate models of palliative care which engage local communities to improve
the provision of palliative care for patients and their families. The appendices
include resources and guidance about how to initiate services in a range of set
tings and stages of development. They include information on how to begin
engaging with local community groups or to start a service, and an example of a
national policy for a public health approach to palliative care.
By illustrating the many and diverse models of community engagement in
palliative care that exist around the world, this book hopes to inspire its readers
and to support new and innovative initiatives in the care of the dying and their
families, friends and communities.
LS, SK and AK
London, 2011
Acknowledgements
We would like to thank the numerous organizations that have allowed us to
reproduce their material for the appendices: the Government of Kerala, the
Neighbourhood Network in Palliative Care, the 100 Member Committee, La
Trobe University Palliative Care Team and Palliative Care Australia. Appendix
2 is reproduced with permission of the publisher (www.informaworld.com) from
‘Charter for the Normalisation of Dying, Death and Loss’ by E. Clark, J. Dawes,
L.A. DeSpelder, Allan Kellehear et al., Mortality, Vol. 10:2, pp. 157–161 (2005).
We would also like to extend our thanks to the participants of the First Interna
tional Conference on Public Health and Palliative Care, held in Calicut, Kerala
in January 2009.
1 Public health and palliative care
An historical overview
Allan Kellehear and Libby Sallnow
What is public health?
The twentieth century has seen dramatic improvements in mortality rates and
life expectancy; an achievement widely attributed to ‘public health advances’
rather than to clinical medicine. But the ubiquitous use of the term ‘public
health’ can cause confusion, as much public health practised today bears little
resemblance to that practised by the founders of this movement in the mid-
nineteenth century. Public health is concerned with the health of people on a
population level. It aims to reduce mortality and morbidity and improve the
health of communities, cities or nations. As public health focuses on major
killers or disease burdens, it must evolve as they change.
Health is influenced by more than just biomedical factors and thus public
health is linked to the prevalent social, political and economic influences on
health. Public health is usually defined in terms of its aims: to reduce disease
and improve health. As public health does not adhere to a particular theoretical
framework or specific methodology, tensions can exist between different areas.
It is currently said to be facing a crossroads (Beaglehole and Bonita 2004) but,
in order to understand the current tensions, it is important to acknowledge the
history of the movement, as the struggles and successes of the past inform many
of the current conflicts.
The history of public health
The importance of maintaining the health of a population has been recognized
by governments and doctors alike since the time of Hippocrates. Although some
changes implemented by the Romans and Greeks would now be classed as
public health measures, the concerted study of public health as a discipline can
be traced to the time of the Industrial Revolution. Rapid urbanization and the
development of industry on a large scale presented sudden threats to health and
new disease burdens. In addition to this, the traditional means of coping with
illness, injury and dying were stripped away as people left their rural com
munities where strong support networks for the needy and vulnerable had been
built up.
2 A. Kellehear and L. Sallnow
Governments began to focus specifically on threats to health, primarily as
they were seen to have an influence on economic productivity and social order.
The first public health studies were broad demographic studies of mortality rates
in different districts and from these an appreciation of the social and environ
mental determinants of disease grew. In France, in 1821, a surgeon, Rene Louis
Villermé, examined the health implications of a large study of mortality rates
carried out in Paris.
Searching for a factor that correlated with the high rates seen in certain dis-
tricts, he found that the strongest by far was income (Porter 1999). In the UK,
at approximately the same time, people were becoming increasingly dissatisfied
with the Poor Laws, a set of measures devised to support those who could not
work. It was felt they were an unnecessary expenditure and in 1834 a report was
commissioned into the causes of poverty and the need for the Poor Laws. This
enquiry was chaired by Edwin Chadwick, a committed follower of the emerging
school of thought of Utilitarianism. The link was made between poverty and ill
health but it was believed that disease caused poverty, rather than poverty influ
encing disease (Hamlin 1994). It was felt that if you removed causes of disease,
resolution of poverty would follow. In accordance with the established theories
of disease, such as the theory of miasma, the idea that diseases are spread by the
gases emitted from rotting matter, the recommendations were narrow in scope
and reflected the prevalent reductionist approach to health. New sewer systems
and waste disposal schemes were installed but no attempts were made to address
the other causes of poverty. The revolution heralded by the germ theory later in
the nineteenth century served only to compound this reductionist approach and
the remit of public health was narrowed further.
In 1847, a typhoid epidemic broke out in the Prussian province of Silesia.
The government was concerned as it was impacting on the profits from the
mining industry and Rudolf Virchow, a young doctor, was sent to investigate
the causes. He had been influenced by the work of Chadwick and Villermé and
produced a report detailing the social causes for the outbreak and recommending
better pay and working hours, housing and diet and a joint committee of lay
people and professionals to monitor and organize the relief efforts (Waitzkin
2006). He was dismissed after his report was filed but the experience shaped Vir-
chow’s view of disease and he maintained that every disease has two causes: the
pathological and the political.
Public health in the eighteenth and nineteenth century is often referred to as
the ‘Golden Age’ of public health, when rapid improvements in mortality rates
were made and control over many diseases was achieved. Sanitary reform and
legislative action were the basis for public health measures in the mid- to late
eighteenth century, with dramatic improvements in mortality rates seen in
many areas (Szreter 1988). The germ theory heralded a new era, which over-
shadowed the older, environmental approaches. A focus on transmission, isola-
tion and targeted antimicrobial therapies caused public health to become
colonized with medical professionals and the social reformers were gradually
squeezed out. Public health slowly became a specialty allied to medicine. The
Public health and palliative care 3
twentieth century posed a dramatically different set of challenges to public
health. The previous century had been dominated by conditions such as cholera,
tuberculosis and malaria exacting a high death toll. The epidemiological trans-
ition to non-communicable diseases in the twentieth century in the developed
world meant public health needed to find new methods to approach the health
problems presented by these diseases. Aetiologies were not easily elucidated and
were multifactorial. A single biological factor was not responsible, meaning pre
vention strategies had to look outside the contemporary scientific sphere.
The new public health
The broadening of the ‘host-agent’ paradigm that had long dominated public
health prompted those in public health to again re-examine the causes of disease.
In the UK, a report was commissioned in the 1970s to look at inequalities in
health. The Black report, written by Sir Douglas Black, found that a gradient
favouring the higher socioeconomic classes existed in most health indicators.
This disparity persisted despite the National Health Service providing medical
care free at the point of delivery (Davey Smith et al. 2001). This and other sim
ilar realizations around the world meant that the social determinants of disease
were once again considered when looking at causes and prevention of disease.
In Canada, this appreciation of the wider social determinants of disease was
formalized in 1974 with the ‘Health Field Concept’. The then health minister,
Marc Lalonde, argued that four elements were involved in determining health
outcomes: human biology, environment, lifestyle and health services (Lalonde
1974). This prompted an examination of lifestyle and environmental factors
that individuals could control that would then influence health. Although
useful in broadening the scope of public health, this was later criticized as creat-
ing a culture of ‘blaming the victim’, as many of these factors were in fact
beyond an individual’s control.
The Alma-Ata Declaration of 1978 by the World Health Organization
(WHO) took this a step further. In order for comprehensive primary care ser
vices to be successful in improving the health of communities, the services
needed to be appropriate and sustainable. The key part of this was participation
of the local community. Services should be developed in partnership with local
people, meaning they would be able to accurately address the needs of the
people they were serving. This suggestion of health interventions being done
with people rather than on people is one of the central themes of the new public
health. The Alma-Ata Declaration was followed in 1986 by the Ottawa Charter
for Health Promotion (see Box 1.1). This was again put forward by the WHO
and it proposed a new model for addressing health, defining it in a positive way,
rather than simply the absence of disease. In addition to individual lifestyle
factors involved in determining health, there were other, more structural or eco
logical factors that also need to be tackled in order to see any real health gains.
For example, health education and empowerment needs to be followed by legis
lative action such as seatbelt laws or a ban on cigarette advertising.
4 A. Kellehear and L. Sallnow
Box 1.1 The Ottawa Charter
1 Building healthy public policy
2 Creating supportive environments
3 Strengthening community action
4 Developing personal skills
5 Re-orientating health services
Source: adapted from WHO (1986)
The new discipline of health promotion was built on the participatory notion
of health, namely that the very people whose health was affected often had the
answers about how to solve the problems. The professional dominance of those
from outside assuming they knew best for a community was challenged and this
set the new public health apart from previous initiatives.
Hospices, poor houses and the development of palliative care
The adoption of the term ‘hospice’ by the early workers in palliative care in the
1960s both acknowledged the history of institutions caring for pilgrims, travel-
lers and the poor when sick, but also reflected a new philosophy. The significant
historical, cultural and religious overtones contained in the word ‘hospice’ mean
it is not a neutral term and it has been used to describe widely different, if not
contradictory, institutions over time. The history of hospices through time
reflects the parallel developments in scientific, religious and political arenas.
In the early uses of the term, in the Middle Ages, ‘hospice’ was synonymous
with ‘hospital’, as places for the sick to reside. The lack of any formal medical
presence meant the distinction between investigation and treatment or support-
ive care was not made. In the affluent classes, medical care was provided in the
home and thus the majority of the patients in the early hospices were the poor
and homeless. With the advent of the Crusades and religious pilgrimages, large
numbers of people were displaced from home. They required shelter and support
when they became unwell whilst travelling, and these were met by the early
religious hospices. Often run by monks or nuns, they were based on the Chris
tian ethic of care for the needy and there was an emphasis on meeting spiritual
needs (Saunders and Ross 2001). With the Reformation, many of these religious
hospices were disbanded and, as the profession of medicine began to develop, a
distinction between hospices and hospitals developed. Many hospitals instated a
policy of not admitting incurable or dying patients, emphasizing that they were
places of cure (von Gunten 2005).
The Industrial Revolution caused great social upheaval. The large number of
people living in the newly created cities had left behind their communities and
traditional means of support. When they became ill or homeless they needed to
look for new, alternative means of support. The workhouses provided the
employment for the majority of the new inhabitants of the cities. Living in
Public health and palliative care 5
slums and working in dangerous conditions, the mortality and morbidity rates
were high and traditional family roles changed as all were required to work in
the factories.
New provision was required to house the poor who could no longer work or
who were dying. The workhouse infirmaries or poor houses were the solution to
this problem. Created simply to house this section of society, there was little
medical provision and no ethos of care of the individual. In Spain in the eight
eenth century, the Royal Hospice in Madrid was said to act as both an alms
house and a jail. Legislative change aimed to contain poverty, and undesirable
elements of society were sent to the hospice and kept there under armed guard.
These associations have been maintained, with the current meaning of a
hospice in-patient, hospiciano, still denoting extreme poverty (Nunez Olarte
1999). Thus the old understanding of the term ‘hospice’ centred around ideas of
containment (Humphreys 2003) – containment of disease, undesirable aspects
of society and pollution, as this was seen as synonymous with disease. This insti-
tutionalized view of end of life care – to view death and dying as polluting
experiences to be ‘contained’ – reflected the prevalent ideas in public health at
the time.
The theories of contagion and miasma suggested that pollution and poverty
should be kept away from the healthy, to protect them, and there was no con
sideration of more inclusive strategies to address the root causes and integrate
the different aspects of society. The development of the modern hospice move-
ment has its roots in this tradition – a commonly unacknowledged insight into
the sociology of health policies for end of life care. Institutions were built to
house the dying, to set them apart from the community (Abel 1986). Although
they were intended to serve the terminally ill of the community, they were not
involved with it and this could also be seen as an effort to ‘contain’ the dying
from the wider society. The paradigm is now gradually being shifted to take a
broader view of the dying and terminally ill.
Influenced by the ideas of new public health and community empowerment,
the boundaries between institutions and communities are being broken down
and a more participatory, interactive collaboration is being developed: moving
away from the focus on disease to a more positive understanding of health; away
from containment of pollution and poverty to emphasizing social and collective
responsibility. A public health approach to palliative care today includes all
these elements and is part of the broader and global health promotion
movement.
The emergence of community development in health
promotion
As mentioned earlier, in 1986 the WHO released the Ottawa Charter for
Health Promotion. This charter became a watershed of ideas for the ‘new’ public
health. Though new ideas of public health had already made the association
between the idea of physical settings and environments to social settings and
6 A. Kellehear and L. Sallnow
environments, the mode of working in these quite different ecologies was largely
unknown or unprecedented. There were many public health workers who
merely felt that social environments – individuals and groups going about their
everyday business of work, play or worship – should be ‘targeted’ and changed
with ‘interventions’. The problem of cancer, for example, like the problem of
polluted drinking water or poor sanitation, should simply be subject to the same
interests in surveillance, education and then appropriate health services.
The Ottawa Charter was among the first modern public health documents
that challenged this didactic, professional dominance model. Its five principles
advocated the building of public policies that supported health (as opposed to
only disease intervention) but it was clear that this meant the need to ‘create
supportive environments’, to ‘strengthen community action’, as well as to
develop personal skills and re-orient health services. In meeting these new and
somewhat radically different goals, the new public health was to be ‘participa-
tory’. This was no set of public health initiatives that added to the list of things
that we, as professionals, do TO others. The new approach to public health was
that health and social care was a collection of changes to enhance health and
safety that we do WITH others.
In this subtle change of policy language, a new and rather novel set of
assumptions had crept in. It had long been assumed in the ‘old’ public health
model that professional health workers knew best. People who were not ‘trained’
in health knowledge characteristic of academic subjects such as medicine,
nursing or public health were ‘lay’ people. Lay people were largely ignorant of
their own health because their knowledge about anatomy, biology, patho-
physiology or clinical pharmacology were minimal or absent. The expertise, and
therefore the authority and responsibility for surveillance and change, must
emanate from professionals. It became rapidly apparent in the 1960s that there
were severe limits and constraints on this approach and these assumptions.
Furthermore, public health research in diverse areas from occupational
health and safety, sexual and mental health to cardiovascular and gastrointesti-
nal medicine were uncovering the fact that many dimensions of an individual’s
health were not entirely under that individual’s control. Moreover, individuals
and groups had extensive experience concerning the barriers that needed to be
overcome to access better health in their own work, family or sexual circles and
environments. In other words, so-called ‘lay’ populations enjoyed their own
‘expertise’ because only they knew best HOW better health might be obtained
because they were often more knowledgeable about what they were personally
up against to achieve this. People often recognized the barriers to their own
health goals, and were able to identify the supports needed to help them give up
smoking, eat an improved diet or who to depend on in times of crisis or trauma.
Recognition of this social fact meant that a partnership between health services
and communities became essential to health promotion.
In matters to do with end of life care, the need to work with communities in
designing their own ways to care for one another is an equally important aspect
of a health promoting palliative care approach (Kellehear 1999, 2005). Within