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ISBN: 978-0-323-68382-1
Printed in India
vi
Contributors vii
uca omardo, DDS, Ortho. Spec. Simone Parrini, DDS, Ortho. Spec.
hairman and Professor Research Associate
Postgraduate School of Orthodontics Department of Surgical Sciences, Postgraduate School in
University of Ferrara Orthodontics
Ferrara, taly Dental School, University of orino
orino, taly
Tianton ou, DMD, MSc
Division of Gradual Orthodontics and Centre for ultimodal Serena aera, DDS, PhD, Ortho. Spec.
Sensorimotor and Pain esearch Research Associate
Faculty of Dentistry Department of Surgical Sciences, Postgraduate School in
University of oronto Orthodontics
oronto, Ontario, Canada Dental School, University of orino
orino, taly
Kam Malekian, DDS, MSc
Private Practice ariele ossini, DDS, PhD, Ortho. Spec.
Clinica io Research Associate
adrid, Spain Department of Surgical Sciences, Postgraduate School in
Orthodontics
ianluca Mampieri, DDS, MS, PhD Dental School, University of orino
Researcher and Aggregate Professor orino, taly
Department of Clinical Sciences and ranslational edicine
University of ome “or ergata” addah Saouni, DDS, Ortho. Spec.
ome, taly Private Practice
Cainet d’Orthodontie du dr Saouni
doardo Mantoani, DDS, Ortho. Spec. andol ivage
Research Associate Sanarysurer, France
Department of Surgical Sciences, Postgraduate School in
Orthodontics Sila Schmidt, DDS
Dental School, University of orino Department of Orthodontics
orino, taly Ulm University
Ulm, Germany
Io Marek, MDr., PhD
Assistant Professor ör Schare, DDS, PhD, Ortho. Spec.
Department of Orthodontics Private Practice
Clinic of Dental edicine ieferorthopädische Prais Dr örg Schare
Palacý University Cologne, Germany
Oloumouc, Cech epulic
onsultant iuseppe Siciliani, MD, DDS
Department of Orthodontics hairman and Professor
Clinic of Dental edicine School of Dentistry
First edical Faculty University of Ferrara
Charles University Ferrara, taly
Prague, Cech epulic
Ali Tassi, Sc, DDS, MClD Ortho
aindra anda, DS, MDS, PhD Assistant Dean and hair
Professor Emeritus Division of Graduate Orthodontics
Division of Orthodontics Schulich School of edicine and Dentistry
Department of Craniofacial Sciences he University of estern Ontario
University of Connecticut School of Dental edicine ondon, Ontario, Canada
Farmington, Connecticut, USA
ohnn Tran, DMD, MClD
Keni Oima, DDS, MDSc Division of Graduate Orthodontics
Private Practice Schulich School of edicine and Dentistry
Smile nnovation Orthodontics he University of estern Ontario
oyo, apan ondon, Ontario, Canada
viii Contributors
Aligners represent the new frontier in the art and science of Aligner treatment requires new knowledge the number
orthodontics. This new frontier offers new opportunities of clinical and scientic reports about all the different as-
and challenges, but also requires the need for additional pects of aligner orthodontics is increasing year by year. This
knowledge. A rethinking of biomechanics and force deliv- book represents an up-to-date summary of the available
ery concepts is needed along with the role of materials used research in the eld as well as a clinical atlas of treated pa-
for aligners. There is a need for combining established con- tients based on the current evidence. We have made an
cepts with new tools and technologies which aligner treat- attempt to provide benchmark for clinicians, researchers,
ment requires. and residents who want to improve their skills in aligner
When considering new methodologies, orthodontists orthodontics.
should always remember that technology is a tool and not We would like to epress our great appreciation to all the
the goal. Diagnosis, treatment plan, and biomechanics are friends and colleagues who have contributed to this book. t
always the key elements of successful treatment, regardless was a pleasure to work with all these talented orthodon-
of the treatment methodology. Aligner orthodontics is quite tists.
different than traditional methods with brackets and wires. We would like to say thank you to the lsevier team for
orce delivery with aligners is through plastic materials. their support, patience, and guidance during the challeng-
Thus, the knowledge of the aligner materials, physical ing ovid pandemic.
properties, attachment design, and the sequentialiation avindra anda
protocol is crucial for treatment of malocclusions. t is also Tommaso astroorio
imperative to understand limitations of aligner treatment rancesco arino
and how to overcome them with the use of miniscrews and eni ima
auiliaries.
ix
Contents
1 Diagnosis and Treatment Planning in the 12 The rid Approach in Class Malocclusions
Three-Dimensional Era 1 Treatment 13
TOMMASO CASTROFLORIO, SEAN K. CARLSON, and FRANCESCO GARINO, TOMMASO CASTROFLORIO, and
FRANCESCO GARINO SIMONE PARRINI
x
1 Diagnosis and Treatment
Planning in the
Three-Dimensional Era
TOMMASO CASTROFLORIO, SEAN K. CARLSON,
and FRANCESCO GARINO
Database
Clinical examination
Chief complaint
Medical history
Models Photographs Radiographic imaging
Dental history
Intraoral scan 3-D facial scan CBCT
Extraoral exam
Intraoral exam
Functional exam
Problems
Problem List
Mechanics
plan:
Synthesis Treatment which movements Staging Treatment Virtual setup Treatment
and diagnosis objectives with which definition prescription Virtual patient re-evaluation
auxiliaries
Fig. 1.1 Steps in diagnosis and treatment planning in the digital orthodontics era. (Modied from Uribe FA, Chandhoe
TK, Nanda R. Indiidaied orhodoni dianoi. In Nanda R, ed. Esthetics and Biomechanics in Orthodontics. nd ed.
S Loi, MO Eeier Sander .
Fig. 1.2 Integration of cone-beam computed tomography data, facial three-dimensional scan, digital models from
intraoral scans, and virtual orthodontic setup. Courtesy of dr. Alain Souchet, ulhouse, rance.
1 • iagnosis and Treatment Planning in the Three-imensional ra 3
B
Fig. 1.3 A igital models and measurements obtained from cone-beam computed tomography data. B igital
models and measurements obtained from intraoral scans.
Furthermore, the models can also be used in various measuring loop andor caliper, digital measurements on
orthodontic software platforms to allow the orthodontist virtual models usually result in the same therapeutic deci-
to perform virtual treatment plans and eplore various sions as evaluations performed the traditional way. Fur-
treatment plans within minutes as opposed to epensive thermore, with their advantages in terms of cost, time, and
and time-consuming diagnostic setups and waups. er- space reuired, digital models could be considered the new
forming digital setups not only allows the clinician to e- gold standard in current practice.
plore a number of treatment options in a simple manner igital impressions have proven to reduce remakes and
but also facilitates better communication with other den- returns, as well as increase overall efciency. The patient
tal professionals, especially in cases that reuire combined also benets by being provided a far more positive eperi-
orthodontic and restorative treatments. The virtual treat- ence. urrent development of novel scanner technologies
ment planning also allows for better communication with e.g., based on multipoint chromatic confocal imaging and
patients and allows them to visualie the treatment out- dual wavelength digital holography will further improve
come and understand the treatment process.5 the accuracy and clinical practicability of .
Further advantages of virtual models of the dental ecently near infrared technology has been inte-
arches are related to study model analysis, which is an es- grated in . The is the region of the electromagnetic
sential step in orthodontic diagnostics and treatment plan- spectrum between . and mm Fig. .. The interaction
ning. ompared to measurements on physical casts using a of specic light wavelengths with the hard tissue of the
4 Principles and Biomechanics of Aligner Treatment
Enamel is mostly
transparent to
NIRI and appears
dark
Dentin is mostly
scattering
to NIRI and
appears bright
ealthy enamel
appears dark
roimal carious
lesions of the
enamel appears
bright
A
Fig. 1.4 e generation of intraoral scanners ith integrated near infrared I technology. A Itero lement
Align Technology, San osé, CA, SA decays detection scheme.
1 • iagnosis and Treatment Planning in the Three-imensional ra 5
B
Fig. 1.4, cont’ B Shape Trios Shape AS, Copenhagen, enmar uorescent technology for surface decay
detection (left) and I technology for interproimal decay detection (right).
tooth provides additional data of its structure. namel is urbaniation and industrialiation becoming more freuent
transparent to due to the reduced scattering coefcient in the last decades.-5 Therefore, the need for a diagnostic
of light, allowing it to pass through its entire thickness and tool providing information on the aspects of the dento-
present as a dark area, whereas the dentin appears bright skeletal malocclusion is increasing. hile the clinical ap-
due to the scattering effect of light caused by the orienta- plications span from evaluation of anatomy to pathology of
tion of the dentinal tubules. ny interferencespathologic most structures in the maillofacial area, the key advantage
lesionsareas of demineraliation appear as bright areas in of T is its high-resolution images at a relatively lower
a image due to the increased scattering within the re- radiation dose.
gion. Therefore provides information regarding possible posing patients to -rays implies the eistence of a
decays without any -ray eposure. clinical ustication and that all the principles and proce-
Through the use of digital impression making, it has dures reuired to minimie patient eposure are consid-
been determined that laboratory products also become ered. The concept should always be kept in mind
more consistent and reuire less chair time at insertion. is an acronym used in radiation safety for as low as
reasonably achievable. This concept is supported by profes-
3D Imaging sional organiations as well as by government institu-
tions. ecogniing that diagnostic imaging is the single
CONE-BEAM COMPUTED TOMOGRAPHY greatest source of eposure to ioniing radiation for the
population that is controllable, the ational ommission
imaging has evolved greatly in the last two decades and on adiation rotection and easurements has introduced
has found applications in orthodontics as well as in oral and a modication of the concept. represents
maillofacial surgery. n medical imaging, a set of ana- as low as diagnostically acceptable. mplementation of this
tomic data is collected using diagnostic imaging euip- concept will reuire evidence-based udgments of the level
ment, processed by a computer and then displayed on a of image uality reuired for specic diagnostic tasks as
monitor to give the illusion of depth. epth perception well as eposures and doses associated with this level of
causes the image to appear in . ver the last 5 years, uality. ittle research is currently available in this area.
T imaging has emerged as an important supplemental For imaging modalities used in orthodontics, the ra-
radiographic techniue for orthodontic diagnosis and treat- diation dose for panoramic imaging varies between and
ment planning, especially in situations that reuire an un- µv, while a cephalometric eam range is between and
derstanding of the comple anatomic relationships and 5 µv. full mouth series ranges from to 5 µv based
surrounding structures of the maillofacial skeleton. From on the type of collimation used. hile and radia-
the introduction of the cephalostat, roadbent stressed the tion doses are often compared for reference, they cannot
need for a perfect matching of the lateral and posteroante- truly be compared because the acuisition physics and the
rior -rays to obtain a perfect reproduction of the associated risks are completely different and cannot be
skull. T imaging provides uniue features and advan- euated. The actual risk for low-dose radiographic proce-
tages to enhance orthodontic practice over conventional dures such as maillofacial radiography, including T, is
etraoral radiographic imaging. ateral cephalometrics difcult to assess and is based on conservative assumptions
provides information on the sagittal and vertical aspects of as there are no data to establish the occurrence of cancer
the malocclusion with little contribution about unilateral following eposure at these levels. owever, it is generally
or transversal discrepancies. The latter seem to be related to accepted that any increase in dose, no matter how small,
Principles and Biomechanics of Aligner Treatment
results in an incremental increase in risk. Therefore there demonstrated, allowing precise assessment of unerupted
is no safe limit or safety one for radiation eposure in orth- tooth sies, bony dimensions in all three planes of space,
odontic diagnostic imaging. recent meta-analysis about and even soft tissue anthropometric measurements—
the effective dose of dental T stated that the mean adult things that are all important in orthodontic diagnosis and
effective doses grouped by eld of view F sie were treatment planning.-
µv large, µv medium, and µv small. The accurate localiation of ectopic, impacted, and su-
ean child doses were 5 µv combined large and me- pernumerary teeth is vital to the development of a patient-
dium and µv small. arge differences were seen specic treatment plan with the best chance of success.
between different T units. T has been demonstrated to be superior for localiation
The merican ental ssociation ouncil on cientic and space estimation of unerupted maillary canines com-
ffairs proposed a set of principles for consideration pared with conventional imaging methods.5 ne study
in the selection of T imaging for individual patient care. indicated that the increased precision in the localiation of
ccording to the guidelines, clinicians should perform radio- the canines and the improved estimation of the space con-
graphic imaging, including T, only after professional ditions in the arch obtained with T resulted in a differ-
ustication that the potential clinical benets will out- ence in diagnosis and treatment planning toward a more
weigh the risks associated with eposure to ioniing radia- clinically orientated approach.5 T imaging was proven
tion. owever, T may supplement or replace conven- to be signicantly better than the panoramic radiograph in
tional dental -rays when the conventional images will not determining root resorption associated with canine impac-
adeuately capture the needed information. tion. ne study supported improved root resorption
ecently, a number of manufacturers have introduced detection rates of with the use of T when com-
T units capable of providing medium or even full F pared with imaging. hen used for diagnosis, T
T acuisition using low-dose protocols. y adustments has been shown to alter and improve the treatment recom-
to rotation arc, m, kp, or the number of basis images or mendations for orthodontic patients with impacted or
a combination thereof, T imaging can be performed at supernumerary teeth.
effective doses comparable with conventional panoramic ased on the ndings of a recent review and in accor-
eaminations range, – µv. This is accompanied by dance with the T entomaillofacial aediatric
signicant reductions in image uality; however, viewer maging n nvestigation Towards ow ose adiation
software can be helpful in improving the clinical eperience nduced isks proect, T can be considered also in
with low-uality images. ven at this level, child doses have children for diagnosis and treatment planning of impacted
been reported to be, on average, greater than adult teeth and root resorption Fig. .5.
doses. The use of low-dose protocols may be adeuate for aillary transverse deficiency may be one of the
low-level diagnostic tasks such as root angulations. most pervasive skeletal problems in the craniofacial re-
gion. ts many manifestations are encountered daily by
BENEFT OF CBCT FOR ORTHODONTC the orthodontist.
AEMENT lthough many analyses of the lateral cephalometric
headlm have been developed for use in orthodontic and
The benets of T for orthodontic assessment include orthognathic treatment planning, the posteroanterior
accuracy of image geometry. T offers the distinct ad- cephalogram has been largely ignored. The diagnosis of
vantage of geometry, which allows accurate measure- transverse discrepancy is uite challenging in the daily
ments of obects and dimensions. The accuracy and reli- practice because of several methodologic limitations of the
ability of measurements from T images have been proposed methods.
Fig. 1.5 Cone-beam computed tomography data elaboration for enhancing diagnosis and treatment planning.
1 • iagnosis and Treatment Planning in the Three-imensional ra
Fig. 1. Case of impacted loer canine in hich the cone-beam computed tomography data are helpful in dening
the right mechanics.
The maillary and mandibular skeletal widths at differ- asymmetry cases. They can also be used to generate substi-
ent tooth level, buccolingual inclination of each tooth, and tute grafts when warranted. T can be useful as a valu-
root positions in the alveolar bone can be determined and able planning tool from initial evaluation to the surgical
evaluated from the T Fig. .. ith this information, procedure and then the correction of the dental component
the clinician can make a proper diagnosis and treatment in the surgery-rst orthognathic approach.
plan for the patient. n addition, databases may be interfaced with the ana-
The temporomandibular oint T can be assessed for tomic models to provide characteristics of the displayed tis-
pathology more accurately with T images than with sues to reproduce tissue reactions to development, treat-
conventional radiographs. The T volume for orthodon- ment, and function. The systematic summariation of the
tic assessment will generally include the T and therefore results presented in the literature suggests that computer-
is available for routine review. everal retrospective analy- aided planning is accurate for orthognathic surgery of the
ses of T volumes indicate 5 to of incidental mailla and mandible, and with respect to the benets to
ndings are related to T Fig. ., which is signicant the patient and surgical procedure it is estimated that
enough for further follow-up or referral. computer-aided planning facilitates the analysis of surgical
T data can also be used to obtain the volumetric ren- outcomes and provides greater accuracy Fig. ..
dering of the upper airways. tudies of the upper airway recent systematic review was conducted to evaluate
based on T scans are considered to be reliable in dening whether T imaging can be used to assess dentoalveolar
the border between soft tissues and void spaces i.e., air, relationships critical to determining risk assessment and
thus providing important information about the morphol- help determine and improve periodontal treatment needs in
ogy i.e., cross-sectional area and volume of the pharyngeal patients undergoing orthodontic therapy. The conclusion
airway5 Fig. .. owever, despite the potentials offered was that pretreatment orthodontic T imaging can as-
by the techniue in this eld and the potential role of ortho- sist clinicians in selecting preventive or interceptive peri-
dontists as sentinel physicians for sleep breathing disorders, odontal corticotomy and augmentation surgical reuire-
limited, poor uality, and low evidence level literature is ments, especially for treatment approaches involving buccal
available on the effect of head posture and tongue position tooth movement at the anterior mandible or maillary pre-
on upper airway dimensions and morphology in imag- molars to prevent deleterious alveolar bone changes. This
ing. atural head position at T acuisition is the sug- assumption seems more suitable for skeletally mature pa-
gested standardied posture. owever, for repeatable mea- tients presenting with a thin periodontal phenotype prior to
sures of upper airway volumes it may clinically be difcult to orthodontic treatment Fig. ..
obtain. ndications and methods related to tongue position
and breathing during data acuisition are still lacking. Fur- 3D FACA RECONTRUCTON TECHNUE
thermore, a recent study focusing on the reliability of air-
way measurements stated that the oropharyngeal airway The accurate acuisition of face appearance character-
volume was the only parameter found to have generalied istics is important to plan orthognathic surgery, and ecel-
ecellent intra-eaminer and inter-eaminer reliability. lent work is based on an eact face modeling. precise
n orthognathic surgery, igital maging and ommuni- approach to digital face prole acuiring, which is ap-
cations in edicine data from T can be used to plied to simulate and design an optimal plan for face sur-
fabricate physical stereolithographic models or to generate gery by modern technologies such as , is reuired.
virtual models. The reconstructions are etremely Three types of face modeling methods are currently
useful in the diagnosing and treatment planning of facial used to etract human face proles T technology,