Nirmal Jindal - Kautilya - S Realpolitik
Nirmal Jindal - Kautilya - S Realpolitik
CHAPTER
Kautilya's Realpolitik
Nirmal Jindal
LEARNING OBJECTIVES
Introduction
the first the origin of real-
to contribute to
ancient Indian scholar and statesman, was
K autilya, an
perceived as an end and means for peace, diversity, stability and not as means for oppression and
tation. Therefore, it was holistic, pragmatic and principled. Kautilyas Arthashastra provides theexploi.
Western perspective of power and security, which is more suitable to the countries of the
GlobalSo
non
In this context, it is pertinent to explore that if India had such a rich tradition of
South.
strategic
diplo. and din
matic thinking then why has it been missing from the mainstream theories? Why most of the thet
eories
and concepts in the contemporary world have been evolved and developed by the Western thinke
What steps should be taken to revamp the nature and scope of the discipline of IR? Why is there a eed
to revisit the Indian traditional thinking on IR?
Indian strategic thinking had been marginalized in the discourse of IR for long due to social and his
torical reasons. The discipline of IR in India has been narrowly explored as it focused either on Indias
defence and security studies or India's bilateral relations with other countries or area studies. The stu-
dents of IR have often been taught about the conflicts and wars in Europe, world wars and the Cold War.
The history of Indian conflicts and rivalries has not been constituted as a part of the curriculum, there
fore IR has been almost alien to Indian scholars and has caused a lack of interest and confidence in the
scholars about their competence in the area (Kalyanaraman 2015, 1-3). Moreover, there has been a lack
of interest in theories of IR which has left the discipline 'without a sense of self-reflexiveness, that is
systematic and conscious reflection on the conduct and goals of inquiry' (Bajpai 2005, 25).
In the Western world, the field of IR is quite contextual and very advanced. The scope of studies of lR
in the Western world focuses on the Western conflicts, wars, Western philosophers and strategists w
ings. The students are taught the history of the Europe-Peloponnesian War, the rise and fall of Roman
empire, Machiavelli's Prince, Clausewitz's On War, Bismarck's of German unification, the rise ot
policies
the US as a superpower, geopolitics of imperial, democratic and authoritarian states in the modern era
and the impact ofthe end ofthe Cold War on global politics (Haskar 2015, 3). It not only generates
est among the Western scholars about understanding the security issues of their societies but alsoen
them to evolve policies and strategies in regard to addressing their own security issues. Mosto
prevalent theories of IR have been about empowering the Western states. The issue of security or
countries of the Global South was therefore not the concern of the Western scholars or theorists.
the
As India and China are emerging powers in the post-Cold War period, there is interest amoug
ancient
Western scholars to understand how geography, history, cultural attributes, societal beliefs and a
trategic
The history of India reflects the conflicts and rivalries between
kingdoms indicating som cingon
thinking had been prevalent in different kingdoms. India has a long history of traditional thinkes
strategy and tactics, experience of war, diplomacy and statecraft as practised by various Indian IR cu
kingdoms and dynasties over the last 2,500 years. These experiences never constituted pa
riculum in India (Kalyanaraman 2015, 1-5).
Kautilya's Realpolitik 153
.Lave impacted the strategic thinking in these countries
texts (Joshi 2019). There is increasing interest in
ing the non-Western sources of IR (Acharya 2011). The traditional historical writings from the non-
ctern/Eastern world like Arthashastra have attracted the attention of various scholars and strategists
in the advanced countries. For instance, in the war colleges of advanced countries like the US, Sun Tzu's
Art of War and Kautilya's Arthashastra are included in the teaching curriculum. In India also, it is felt that
Fautilya's Arthashastra needs to be reinterpreted which can provide valuable insight to address the com-
plex issues of security power, diplomacy, war and peace in the contemporary world. In Kautilya's strate
oic thinking, war is not the only tool to maximize power. He proposed that a state's objective to maximize
power should be achieved by diplomacy, intelligence, knowledge and other means as wars can be
destructive and unpredictable. If all other means mentioned in upayas and shadgunyas fail, then only the
state should resort to war. Kautilyas thinking on restraint in the use of war and attaining legitimacy by
good governance, moral and just practices provides guidelines for states ranging from strong power posi-
tion to middle and weak power position.
derstanding of Kautilyas strategic thinking and views on statecraft would facilitate the devel
opment of insight about successful functioning of a state. Kautilyas Arthashastra provides a broader
framework to establish a stable, peaceful and powerful state system. Kautilya advised the political leader-
ship to consolidate the power of the state through internal regulation of crisis and strategic control of
external relations. Kautilyas strategy prescribes policies to deal with different situations for better peace
and advantageous/favourable future. Therefore
there is a need to revisit Kautilyas writings in
order to address the issues and challenges of
security in the countries of the Global South.
In the age of globalization, as the meaning
and scope of security have undergone transfor-
mation, Kautilya's Arthashastra is quite relevant
to the security of countries of the Global South
who had been focusing primarily on the milita-
ristic aspect of security since their indepen
dence. The deficit of good governance, weak
economic conditions and inability to harness
their physical and natural resources for devel-
opment have given rise to internal instability,
insurgencies and civil war situations which is
of Mandala and Shadgunya explains the dynamics of interstate relations and strategies to evolve the rel,
tion for their own advantage. Kautilya clearly suggests that hovw state can transform from declined t erela
position to stable and then to the advanced power position (Boesche 2002, 99). The wrong policiepower
es can
reverse the situation and can transform an empowered country to a declining power position.
uropean Chanakya
Wendt's social constructivism considers anarchy socially constructed and reproduced by states (Wendt
1994, 384-396). The culture of anarchy is characterized by: enmity, rival and friend. Anarchy is consti
tuted by state interaction rather than natural phenomena of international life as viewed by Morgenthau
and Waltz. Realists focus on the materialistic aspect of state interaction, whereas Wendt focuses on the
ideational and cultural element of state interaction. The Western realists focus on states reaction to
anarchical international system, Arthashastra focuses on complex interaction of potential conqueror,
the vijigishu and its neighbouring countries under different categories: ari (enemy), mitra (friend),
parsigraha (neighbour in the rear of king's enemy), madhyama (the middle kingdom) and so on which
is explained in mandala theory. The identity construction is, therefore, based on geographical and not
on material factors. Both Kautilya and Wendt gave primacy to ideational factors in determining the
interstate relations (Arndt 2013).
subject to change with change in interaction with the vijigishu. The policy of the vijigishu towards differ-
ent states is determined by the identity construction based on its geographical location of different states
(Shahi 2015, 70-75).
The state's perception of security is determined by the strength or weakness of its neighbouring state.
Kautilya's views also appear to be similar to neorealists as he believed in economic cooperation with
other states for political stability. Therefore, one finds an element of eclecticism in Kautilya's Arthashastra
which makes it unique and different from the Western concept of realism. His views on democratic
political system and economic cooperation are simila to the liberal approach to international politics.
Arthashastra clearly maintained that the ultimate objective of the king should be the benefits of his sub-
jects (Tisdell 2003). Kautilya's Arthashastra is an eclectic mixture of ambition, shrewdness and aggression
along with democratic and judicious use of strength.
Categorization of Wars
Kautilya divided wars in three categories: open warfare, concealed warfare and silentwarfare
largest
Chandragupta Maurya created the Mauryan Empire in the Indian subcontinent, which was one
ation
empires in the world at that time. It had 50-60 million people which constituted 30-40 per cent or tne PA today
ofthe world. It had an army of 630,000 people which was equivalent to the eighth largest army in tne
(Goodson 2017).
Kautilya's Realpolitik 157
Aon warfare: Any state, powertul and prosperous, can resort to open warfare. It is carried out by
harmavijaya who makes conquest for glory and is satistied by the submission of another
king. The most vulnerable state can be attacked and exterminated.
Cocret/Concealed warfare: Any country with declining power position can resort to concealed
warfare. In this wartare, the ministers and public act publicly as if they are at peace with the
other kingdom but carry out secret activities through agents and spies, and create divisions
among key ministers and classes by spreading propaganda and misinformation, and also
assassinate the important leaders. Kautilya argued that the king could use evil methods for
good of all. He justified the use of evil methods such as use of spies, deceit, treachery, sex,
violence and murder to extirpate the thrones of the state. Kautilya proposed that the king
should follow different methods such as extended gifts, direct secret agents to destroy enemy's
forts by the use of weapons and fire, instructing secret agents to create family feud to disfavour
the king, instigating coup in public against the enemy king, killing leaders and transferring the
blame on the regents of the king, instigating public in the countryside to protest against
the oppressive policies of the king and finally setting fire on palaces and stores of food
grains
and blaming this on the regent of the enemy king (Law 1931, 253-258).
Silent warfare: In order to prevent dominical king/states authority, silent warfare can be carried
out. The silent warfare involved secret practices and institutions
through secret agents.
Kautilya was the first to talk about silent warfare where secrecy is the key to carry out mission
in the inimical country.
Kautilya proposed thatifthe vijigishu has a choice between attackinga strong-unjust king and weak-just
king. he should attack the strong king because the strong king's subject, weary of injustice, will not help
the strong king and might even join the war against him (Kangle 1992, 354). In Kautilya's opiníon, the
vijigishu should always attack the unjust kingdom because the subjects help the king who behaves justly
nd oppose the king who behaves unjustly. Therefore, the vijigishu should march only against the king
doms with disaffected subjects (Kangle 1992, 419). Kautilya believed, 'whenever an enemy king is in
trouble and his subjects are exploited, oppressed, impoverished and disunited, he should be immediately
attacked after one proclamation of war (Prasad 1989, 58-60). Kautilya believed that the war should be
waged against an unjust king who lacks popular support of his people and can be easily defeated and
exterminated.
His ideas
is id have been practised in the diplomatic policies of various countries. For instance, Kautilya
ecommended orphans who were nurtured by the state and could act as the best spies and security
gents. The similar idea was found to be practised by the Union of Soviet Socialist Republics (USSR)
and Romania during the Cold War era. In Romania, the most feared agents were those taken out of
omanian orphanages as children by regime and raised in special hostels, ensuring their single-minded
aty and implacable ruthlessness (Rich 2010, 67).
158 NIRMAL JINDAL
In Kautilya's perspective, social justice is the best tool to legitimize ones rule and the best da.
against the outside enemy (Shahi 2015, 74). Kautilya emphasized the significance of treating one'. lefence
jects well. If subjects are impoverished, they become greedy; when they become greedy, they b
disaffected: when they become disaffected, they either go over to tne enemy or kill their master
become
Therefore, the king should not allow the causes of greed and disaffection to arise among its subjects that
aster.
s that
can cause the decline of the state (Deb 1938, 366-379).
Kautilya advised the vijigishu to win over the people in vanquished territories and not to exploit or
terrorize them for self-aggrandizement. The vijigishu should do what is agreeable and beneficial to his
new subjects in captured territories (Shahi 2015, 74). The power should be used for the welfare and
happiness, prosperity and peace of people. The vijigishu should show tolerance towards religion,
customs, way of life, fairs, festivals and even gods of conquered territories. He should act as one of them
and not for them (Shahi 2015). It will build confidence in the people and they will not feel alienated or
marginalized.
Kautilya's concern of justice and moral considerations is reflected in his argument that the people of
the captured state be treated well. On the contrary, international history shows that Europeans fought
imperialist wars for the purpose of plunder, loot and exploitation of human and natural resources of their
colonies. The exploitative policies of imperialist powers gave rise to anti-imperialist struggle in Afro-
Asian countries. During the Cold War period, the most powerful countries in the world, the US and
USSR lost wars with weaker countries such as Vietnam and Afghanistan, respectively, due to the lack of
public support to their policies and the violence they committed against the population in these coun-
tries. It is the reason that the US while fighting war against terrorism in Afghanistan was also dropping
food and other assistance to the public in order to ensure that the war was not against Afghani people,
but against terrorism.
The history is full of instances when states focused only on military security, sidelining the welfare of
people, they experienced a decline in the sovereignty and national integrity of the state. The securi
of the state does not mean military security but security from within by establishing a stable political and
strong economic system. The ruler has to play a significant role in this vijigishu should aim
context. The
at dharma, arth (economic power) and karma of people. Kautilya gave primacy to arth becauseit facili
tates dharma' (righteous and dutiful life) as well as karma (enjoyment and pleasure) in lífe (Sl 1985
21-22). Kautilya's concept of dharma, therefore, does not have normative meaning but a realistdescr
be the
tion of statecraft. Arthashastra clearly maintained that the ultimate objective of the king should
benefits of his subjects (Tisdell 2003).
from
Dharma refers to the duty of the king. He should give equal treatment to his subjects to quell retligious
within. Dharma is based on the concept of duty and social justice. Kautilya gives priority to legal laws ovnctfo
laws. D h a r m a m e a n t right conduct, duty, law, social justice a n d responsibility. It i n v o l v e s tolerance and e
kingdom and follow rules of law (yogakshema; (rakshana) and welfare (palana) of the
Rangarajan 2000,
people of his
then only his power or control on the state can be 15). If the king performs raj dharma,
having only mighty military power but his legitimized. Therefore, strong king does not mean a
protection, welfare and following rules of law. strength depends on the performance of raj dharma-
The state stability for
Kautilya depends on a
human and natural resources
strong treasury. He wanted the ruler to harness the
to
empower a state. It is the duty of the
atmosphere to his subjects to achieve progress. The rulers king to provide the right kind of
should ensure individual's
security, and also protect justice. Kautilya strongly emphasized the
happiness and
for internal stability. He believed that external blows cannot destroy significance economic prosperity
of
a state but the internal
lead to the decline of a state. The internal weakness can
sidered a prerequisite for military
strength and stability developed by good governance was con-
strength and power.
different from mercantilists' economy. He viewed that Kautilyas conception of economics was therefore
economic development should not aim at
In this context, he profit.
proposed that moral values be imparted to the subjects of the state. He considered
treasury as the basis of political stability and strong defence capability. Besides
treasury and forces,
Kautilya focused on the importance of fort. He argued that without fort, the treasury would fall in the
hands of the enemy. However,
people popular army) considered more important than treasury
(or are
army and forts. Kautilya wanted the king to rely on people of the countryside who are brave, firm, clever
and large in numbers. The
king's power is rooted in the energy and support of his people, without which
the king can be
conquered. In this regard, Kautilya proposed that the king should treat the defeated
people well. The king should carry out policies beneficial to the defeated people such as granting favours,
Bving exemptions and showing honour, and he should render help to distressed, helpless and diseased.
is not only moral but a practical and sound military policy to establish a righteous course of conduct.
Kautilya view, the righteous conqueror sought victory and submission of the enemy but not greedy
pulaging or lawless killing. The king should not try to take away the belongings of the defeated people
Aking becomes most hated if he takes away the property of people belonging to their family than for
killing the head of the family (Boesche 2003, 32).
The king's power is based not only on expansion of territory but on loyalty of his subjects. The king
snould try to settle down the people in the countryside in order to use them for agrarian purposes so that
new kingdom prospers. Agriculture was considered the largest sector of the economy, and the king's
agriculture
Othe crop made up the largest part of his revenue. Therefore, policy of extending
the
instability, conflicts and insurgencies are manifestations of societal discontent and, therefore, the .
should work to make people contented and supportive.
ruler
Kautilya argued that a ruler cannot defend his state and its population without a strong armv.and
treasury. The economic development was considered essential for maximization of military
power, Itis
essential for the countries of the Global South to follow this line of direction because lack of
omic
development and good governance on the one hand and focus on militaristic aspects of security on tha
the
other are the causes of insecurity of most of the countries.
weaken it.
in
He proposed the formation of alliances and cultivating of friends which can be instrumental
own advantage
achieving the national objective. In this context, the basis of alliances should be the state's one is
and self-interest. One keeps an ally not because of goodwill or moral obligations but because
strong and can advance one's own self-interest by having an ally.
but for the pur
Kautilya recognized the significance of a strong army not for the purpose of fighting a
of a country could be used to bring
pose of using it as a diplomatic means. The strong military power
nation on the negotiating table and use its own power as a bargaining chip. If a state
has a strong arm,
other countries become friendly allies, and sometimes enemies also turn into an ally. As nations always
act in their own political, economic or military interest, sometimes peace can be turned into contlict and
war, allies can be turned into enemies and enemies into allies. Therefore, there are no permanent n
or allies; it is the national interest that determines the relationship among nations. This principleot
eign policy that nations act according to their own national interest was a timeless truth of sciene
should be mutual interest. The alliance should be mutually beneficial for countries entering,c eand peace
The purpose of the alliance should be to secure national interest and maintenance o
Kautilya's Realpolitik 161
The equations of relations among nations keep changing ith time and circumstances. China had
fiendly relations with the US during the Cold War period which changed after the end of the Cold War
eriod. The main objective of Chinas foreign policy and military strategy has been to build strong
efence capability to develop allies and eliminate enemies and expand its sphere of influence without
fighting a war.
China, in the 1950s, did not want India to be perceived at par with China and wanted to emerge as
a DOwerful country in the Third-World region by curbing India's power. In this regard, it always tried to
encircle India by cultivating friendly relations with Indias neighbours, particularly Pakistan. China
tended to use its strength primarily to deter its neighbouring countries. China attacked India in 1962 in
order to grab Aksai Chin on the north-west of Kashmir in Ladakh region to expand its territory on the
one hand and to bargain with India from the position of strength on the other. India's response to
China's war in 1962 was also a rational choice. India's Prime Minister Mrs Gandhi tried to normalize
India's relations with China by saying that we cannot march on Peking' to impress that maturity in rela-
tions mast be given way against the futility of alienation (Gupta 2016, 24). Since the Sino-Indian War
in 1962, India has modified its policy. Earlier, India tried to develop friendly relations with all the neigh-
bouring countries to prevent the possibility of war so that it could focus on development rather than
arms build-up. However, despite Hindi-Chini bhai posture, India was attacked which proved that
Kautilya's mandala theory was true. India since the Sino-Indian War has been trying to maintain syn-
ergy between defence and development. In 1971, China entered into an alliance with the US in order to
build its strong economic and defence capabilities. Indiás acquisition of nuclear capability and declara-
tory nuclear posture is also a step in this direction-deter China and Pakistan. Chinas aggressive moves
on India's northern borders are also tackled diplomatically, though India is also strengthening its
defense capabilities to deal with its aggressive neighbours. India aims to deter its enemies by acquiring
strong defence capability. India is also trying to develop relations with all major powers of the world
regardless of their ideological differences or diferent groupings. India is developing friendly relations
with the Southeast Asian countries, the US, Japan, Australia on the one hand, and Russia on the other
in order to counterbalance the Chinese hegemonic designs in the Indo-Pacific region as well as the
Asian region. Therefore, India's power equations in the post-Cold War world have changed and it has
adopted the policy of multi-alliances. China's power equations have also changed as it has moved closer
to Russia and emerged as a challenge to the US supremacy
prOsperity. Alliances help in nation building and stability. The systeminstance, Bismarck'svery popular
of alliances was in
The national security realization by eliminating enemies, preventing war and maintaining
the crux of Kautilya's system of alliance. He also considered free flow of ideas and tradePeace
he ba
cordial relations among states. This idea appears to be quite close to neoliberalism. It is ale
Kenneth Waltz's system-level theory that is based on the assumption that states are self.inta a
who rationally pursue their goals. The neorealists accept the anarchic nature
terested a
of the inter
system, BOP and security dilemma but maintain that the state tries to maintain internal h
increasing its economic capabilities and externally the state tries to check the growing pow
by entering into an alliance. This policy of neorealism was evolved when the US had lost its ahe
absolute
supremacy.
India's policy of non-alignment also aimed at developing friendly relations with all countries r
less of their ideological positions. It aimed at securing national interest by eliminating enemies and
regard
preventing indulgence in war as it was operating in the international system from the position of weat
ness. In the changed global scenario, India is cultivating friendly relations with the US and Asia-Pac
in order to counterbalance Chinas growing power in Indo-Pacific region. As India cannot have open
warfare with China, it can contain or counterbalance its growing power by creating allies and eliminating
enemies on the regional and world scale.
Dimensions of Statecraft
Kautilyas Arthashastra is about the statecraft for a king to be the vijigishu. Kautilya statecraft has thre
dimensions (Gupta 2014), which are as follows:
Saptanga Theory
Kautilya considers seven prakritis as seven pillars of state which provide base for state's capabilities anu
of the pillars can adversely implicate the power of the state. The idea ma
power. The weakness in any
bound the Mauryan Empire was the balanced state which maintained balance in the triad or
dharma and karma, and was ruled by the capable king. The seven prakritis determine the efficacyo
1neinsti
essence of state was manifested (population) and
by janapada (fort). durg
state. The physical
tutions which formed the government were presented as amatya (group of ministers). He stau
that
One wheel doesn't move a charioe (Pillalamarri 2015, 15). Kautilya considered all the elemt
(ter
saptanga theory (prakritis), swamin (ruler/emperor), amatya (the council of ministers), janaps
nilitary
ritory and population of the state), durg (fortified towns and cities), kosha (treasury), bald
force), mitra (allies) as an essential constituent of state power ((Roy 1998) (see Figure 9.2 i
element of prak
maintained that the order of prakritis should be followed; the deviation from any eler makeit
(seven elements of the state) will lead to imbalance and instability of state which intuahil
fragile. In the globalizing world, Kautilya's prakritis need to be adhered in order tos
strengthen the state security. In this context, Kautilya's saptanga theory has universal va
Kautilya's Realpolitik 163
Swamin
Amatyas
Janapadas
Durgs Kosha
Bala
Prakritis Mitra
Kautilya viewed that the state's strength is power and its objective is the happiness of people. The state
power can be derived from various sources such as intelligent rulers, strong economy and military power.
Kautilya had divided power in three categories which are as follows.
Utsaha shakti: Personal energy and drive of both the rulers and the population of the state
Prabhu shakti: The power of economy, infrastructure and military
Mantra shakti: Knowledge and intellect of ruler, bureaucracy and the public
Kautilya considered the element of knowledge power most significant to empower a country. The
national leader should continue to make endeavours for new sources of power and continue to increase
its power in order to overpower any other competing state or power. The power of knowledge is given
priority over economic and military power because it enables a state to maximize economic and military
power and secure its interest by eliminating enemies. Therefore, prakriti and shakti both combine to
to attain
happiness of population. Kautilya empha-
aDIe a state to attain comprehensive national power
attainment and establishment of some intricate set of
S1Zed the significance of power in terms of goal The main objective of the king is
in order to prevent any conqueror from expanding his domain.
ruies
O Dring the country from a track of anarchy to an orderly situation. The king has to be knowledgeable
d visionary; a strong and powerful king can provide a solution to an anarchical situation. The rulers
been considered as important elements to
00d command, power of analysis and judgement have
minister and mantris (ministers) should have
wer a state. Kautilya perceived that the king, prime of leadership, intellect,
Pecial lead the country. A strong king should
qualities to
qualities
have strong
of concentration, good character, think
and personal attributes. The mantri should have quality
Y Kautilya wanted the king to be
communication skills and observation/vigilance.
pability, strong or conspire to rob the country of its
do not become corrupt
a n d alert so that his administrators ministers be awarded.
n and of his state. He also suggested that the deserving
king
164 NIRMAL JINDAL
Kautilya believed that an enlightened and disciplined ruler can ensure the prosperity
erity and powes of
state. States should follow the natural order of
priority for progress. If the order of priority ispower
diee
it leads to the decline of state power. The strong leadership and correct
prioritization are essential
state stability and progress.
Wrong prioritization such
tocusing as on for
harness national physical and natural resources can lead to depletion of military security and inabilitvs
treasury and cohesive ine
tions that in turn would pose a serious threat to the fabric of statehood. institu
According to Kautilya, kingdom passes through three stages: decline, stability and advancement t
a
Rajamandala Theory
The doctrine of mandala provides the
categorization of states and their interrelationships. Given
the absence of international bodies of law that ensures
every king's right to exist, irrespective of size, the
vijigishu was truly living in the system of anarchy governed by the principle of matsya nyaya-the law of
fish where the big one swallows the little one. For the vijigishu, to survive in the
matsya nyaya system,
Kautilya introduced the theory of the mandala system of states. The theory of rajamandala enables a
vijigishu to address the challenge of disorder, anarchy and chaos. The theory of rajamandala is treated as
the basis of a country's foreign policy.
The mandala literally means circle with a
centre nucleus-the vijigishu. The mandala is based
or
the political assumptions that the vijigishu is the centre of mandala and his immediate neighbour is his
on
Shadgunya Principles
Kautilya viewed that the king can attain success in the mandala system operating under the system of
matsya yaya only by following six methods of foreign policy (Set 2015, 712). Kautilya consideredsix
elements as essential tools of a country's foreign policy.
1. Sandhi (peace): Any inferior nation can make peace with its stronger counterpart. Sandhi
signifies treaty or agreement based on the perception that advantage can be derived from
peace or war equally. In this situation, one should prefer peace than war as war is a gamble and
can cause unbearable losses. Peace is considered as temporary and a part of broader policy of
lulling the enemy into complacency.
Samshraya (seeking alliance or shelter): If a country is devoid of necessary strength to defend
itself, it shall seek the protection of another through alliance.
3. Davidhibhava (double policy): Whenever a country thinks that help is necessary to work out an
end, it shall make peace with the strong king and wage war with the weak king. It can be inter-
towards the third
preted as a policy to have peace with neighbour in order to pursue hostility
In this scheme, peace with neighbour is temporary
and conflict with it is inevitable. It is
Party. in enemies and behaving aggressively in secret.
apolicy of diplomatically inducing confidence about its superiority and feels that situa-
Vigraha (war): Whenever a country feels confident
identified three types of wars:
On is conducive to launch war, it can resort to war. Kautilya
6.4 a against
narch its enemy.
(neutrality): It can
It means compel anquiet
remaining
enemy
in case of weak position. The policy of neutrality
enemy, sandhi policy should be followed; if the vijigishu is stronger than vigraha and if both.
oothare
power, asana is an appropriate policy; if one is very weak, then samshraya is necessary: davi equal in
the double policy of sandhi with one king and vigraha with another at the same time. The fava
guidelines for strong nations, fifth principle-samshraya-is for the weak and the last an ur ate
policy-is recommended for the middle-status nation. The shadgunyas policy can be practiced plcy
various means or upayas. practised by using
Utility of Upayas
Kautilya argues that six principles can be applied through four upayas: sama (conciliation), danaleit
danda (punishment) and bheda (dissension). Kautilya considers them as tools of
diplomacy to achie
foreign policy objectives. According to Kautilya, these methods can be used by the king dependia
the situation he is facing at a particular time. These are also called the techniques to be
used by the
ruler to achieve national objectives. George Modelski refers to the four instruments as the
niques to pursue his foreign policy successfully. These are sama, dana, danda and bheda (Models
ruler'stek
1964, 553). Zimmer added three additional tools: maya (deceit), upeksha (indifference),
indraiala
(magic or trickery in war) in proposing the policy of diplomacy (Zimmer 1967, 118-123). Imtiz
(1993, 220-221) listed five methods for effective foreign policy which are sama, dana, danda, bheda
and maya indrajala.
Sama (conciliation): This is used when a ruler's success in a dangerous situation is unlikely
The USSR used this policy when Gorbachev found it impossible to compete with the US and
entered into conciliation by withdrawing from the Cold War.
Dana (gift): This is used against inferior kings and discontented people in order to win them
without bloodshed. The policy of foreign aid used by major powers towards weaker nations
throughout the Cold War was one of the most effective tools of their foreign policy
Bheda (dissension): If dana fails, then the policy of sowing seeds of dissension among its adver
saries' states is to be followed. The purpose of this tool is to create confusion and chaos in their
enemies and neutralize their threat. In 1971, the US entered in Detente with both the USR
and China in order to create dissention between the two.
Maya indrajala (deceit or pretence): The ruler could take several measures to outsmart his
enemy. This could range from the use of non-aggression pact or treaties to lull their enemies
to the policies of wearing a mask of moral probity, religious righteousness or citing moral
righteousness to camouflage one's real intentions.
Danda (punishment by open warfare): If all the aforementioned methods fail to help the
country to achieve its objectives and contain the enemy, then the policy of coercion or open
warfare is to be undertaken. This action has to be taken with careful and serious consider
ations depending on the enemy's economic conditions as well as the popular public support.
Danda was a diplomatic war and not an armed contest, rather it was the last ve
alternau
before the commencement of
fighting. Kautilya referred to three types of danda-sanctothis
blockade and boycott. In the
contemporary international system, the US often usce
policy of sanctions and boycott against its adversaries to weaken their power and ity
to confront the US or its u n d its
policies. China is also engagedin expansionist designs ai
Kautilya's Realpolitik 167
horders by using policy ot coercion and aggression but without indulging in direct war
a0ainst India or any other country in the Indo-Pacific region. It is also using the policy of
cama and dana for Pakistan and other neighbouring countries sharing borders with India.
It is called Chinas policy of encircling India just like the US used China and Asian-Pacific
Ountries to isolate and encircle the USSR during the Cold War period. The US also used
he policy of bheda towards China and Russia, and India and Pakistan in order to detach
China from the USSR and also to widen the gap between India and Pakistan as both the
USSR and India had been perceived as unfriendly countries. Therefore, their power was
checked by creating enemies on their border by the policy of bheda. China is also trying to
develop friendly relations with India's neighbours to create a wedge between India and its
neighbours to weaken India to realize its foreign policy objectives. India is also trying
develop alliances with Pacific countries such as Japan, Australia, Taiwan and Vietnam in
order to check China's challenge.
BOX 9.5: War and Weapons Not Essential Tools to Achieve Security
Concluding Observations
Kautilya's Arthashastra is an Indian heritage which needs to have a significant place in IR
Kautilya's theories of mandala, matsya nyaya and shadgunyas have universal value in IR. These scourse.
can be instrumental in broadening policymakers' vision about statecraft, diplomacy and war The
know.
ge of such theories and strategies/tactics will enable scholars and officials to deal with securi
lenges more efficiently and effectively in the contemporary world. chal-
Suggested Questions
1. Why has the discipline of IR been homogenized by the Western thinking?
2. Do you think that Kautilya was the first realist thinker?
3. Discuss Kautilya's views on power and security.
4. How was Kautilya's perception of anarchy different from the dominant Western thinking?
5. Discuss the significance of good governance for national security.
6. Discuss various dimensions of statecraft in the conduct of foreign policy and diplomacy.
7. Discuss the significance of Indian historical indigenous strategic thinking in contemporary IR.
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