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The Oxford Handbook of Culture
and Psychology
O X F O R D L I B R A RY O F P S Y C H O L O G Y
edito r -i n-chi e f
Peter E. Nathan
area e di tor s:
Clinical Psychology
David H. Barlow
Cognitive Neuroscience
Kevin N. Ochsner and Stephen M. Kosslyn
Cognitive Psychology
Daniel Reisberg
Counseling Psychology
Elizabeth M. Altmaier and Jo-Ida C. Hansen
Developmental Psychology
Philip David Zelazo
Health Psychology
Howard S. Friedman
History of Psychology
David B. Baker
Organizational Psychology
Steve W. J. Kozlowski
Neuropsychology
Kenneth M. Adams
1
1
Oxford University Press, Inc., publishes works that further
Oxford University’s objective of excellence
in research, scholarship, and education.
With offices in
Argentina Austria Brazil Chile Czech Republic France Greece
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987654321
Printed in the United States of America
on acid-free paper
CONTENTS
Contributors xi
Contents xv
Chapters 1–1104
Index 1105
v
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O X F O R D L I B R A R Y O F P S YC H O L O G Y
vii
For whom has the Oxford Library of Psychology been written? Because of its
breadth, depth, and accessibility, the Library serves a diverse audience, including
graduate students in psychology and their faculty mentors, scholars, researchers,
and practitioners in psychology and related fields. Each will find in the Library the
information they seek on the subfield or focal area of psychology in which they
work or are interested.
Befitting its commitment to accessibility, each handbook includes a compre-
hensive index, as well as extensive references to help guide research. And because
the Library was designed from its inception as an online as well as a print resource,
its structure and contents will be readily and rationally searchable online. Further,
once the Library is released online, the handbooks will be regularly and thor-
oughly updated.
In summary, the Oxford Library of Psychology will grow organically to provide a
thoroughly informed perspective on the field of psychology, one that reflects both
psychology’s dynamism and its increasing interdisciplinarity. Once published
electronically, the Library is also destined to become a uniquely valuable interac-
tive tool, with extended search and browsing capabilities. As you begin to consult
this handbook, we sincerely hope you will share our enthusiasm for the more
than 500-year tradition of Oxford University Press for excellence, innovation, and
quality, as exemplified by the Oxford Library of Psychology.
Peter E. Nathan
Editor-in-Chief
Oxford Library of Psychology
Jaan Valsiner
Jaan Valsiner is a developmental cultural psychologist. He is the founding editor
(1995) of the major international journal Culture & Psychology (Sage) and Editor-
in-Chief of Integrative Psychological and Behavioral Sciences (Springer, from 2007).
He is also the recipient of Alexander von Humboldt Prize (1995) for his interdisci-
plinary work on human development.
ix
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CO N T R I B U TO R S
xi
Mari Fukuda Irini Kadianaki
Graduate School of Humanities Department of Psychology
Ritsumeikan University University of Cyprus
Kyoto, Japan Nicosia, Cyprus
Alex Gillespie Heidi Keller
Department of Psychology Department of Culture and Development
University of Stirling University of Osnabrueck
Stirling, UK Osnabrueck, Germany
Simona Ginsburg Nikita A. Kharlamov
Department of Natural Science Department of Psychology
The Open University of Israel Clark University
Jerusalem, Israel Worcester, MA
Alfredo González-Ruibal Ayae Kido
Heritage Laboratory, Spanish National Department of Psychology
Research Council (CSIC) Ritsumeikan University
Santiago de Compostela, Spain Kyoto, Japan
Rom Harré Kalevi Kull
Department of Psychology Department of Semiotics
Georgetown University University of Tartu
Washington, D.C. Tartu, Estonia
Bob Heyman Robert Lecusay
Centre for Health and Social Laboratory of Comparative Human Cognition
Care Research University of California, San Diego
University of Huddersfield San Diego, CA
Queensgate, Huddersfield, UK Xiaowen Li
Tomo Hidaka Department of Human Development
Graduate School of Humanities East China Normal University
Ritsumeikan University Shanghai, China
Kyoto, Japan Angélica López
Manfred Holodynski Department of Psychology
Institut for Psychology in Education University of California Santa Cruz
University of Münster Santa Cruz, CA
Münster, Germany Ana Flávia do Amaral Madureira
Antonio Iannaccone Department of Psychology
Institute of Psychology and Education Centro Universitário de Brasília
University of Neuchâtel Brasília, Brazil
Neuchâtel, Switzerland Riin Magnus
Robert E. Innis Department of Semiotics
Department of Philosophy University of Tartu
University of Massachusetts Lowell Tartu, Estonia
Lowell, MA Hala W. Mahmoud
Eva Jablonka Department of Social and Developmental
The Cohn institute for the Psychology
History and Philosophy of Science University of Cambridge
and Ideas United Kingdom & Africa and Middle East
Tel-Aviv University Refugee Assistance
Tel-Aviv, Israel Cairo, Egypt
Gustav Jahoda Ivana Marková
Department of Psychology Department of Psychology
University of Strathclyde University of Stirling
Glasgow, Scotland, UK Stirling, Scotland, UK
xii contributo r s
Giuseppina Marsico Rebeca Puche-Navarro
Department of Education Science Centro de Investigaciones en Psicología
University of Salerno Cognición y Cultura
Fisciano, Italy Universidad del Valle
Mariann Märtsin Cali, Colombia
School of Social Sciences Elaine P. Rabinovich
Wales Institute of Social and Economic Catholic University of Salvador
Research, Data and Methods Bahia, Brazil
Cardiff University Susan J. Rasmussen
Cardiff, UK Department of Anthropology
Rebeca Mejía-Arauz University of Houston
Department of Psychology Houston, TX
ITESO University Carl Ratner
Guadalajara, Jalisco, Mexico Institute for Cultural Research and
Fathali M. Moghaddam Education
Department of Psychology Trinidad, CA
Georgetown University Barbara Rogoff
Washington, D.C. Department of Psychology
Kyoko Murakami University of California Santa Cruz
University of Bath Santa Cruz, CA
Department of Education Ivan Rosero
Bath, UK Laboratory of Comparative Human Cognition
Behnosh Najafi Department of Communication
Department of Psychology University of California, San Diego
University of California Santa Cruz La Jolla, CA
Santa Cruz, CA João Salgado
Miki Nishida Instituto Superior da Maia (ISMAI)
Graduate School of Core Ethics and Frontier Portugal
Sciences Sergio Salvatore
Ritsumeikan University Università del Salento
Kyoto, Japan Department of Educational, Psychological and
Cristina Novoa Teaching Sciences
Department of Psychology Lecce, Italy
Georgetown University Tatsuya Sato
Washington, D.C. Department of Psychology
A. Bame Nsamenang Faculty of Letters
Human Development Resource Centre Ritsumeikan University
Bamenda, Cameroon Kyoto, Japan
Ria O’Sullivan-Lago Lívia Mathias Simão
Department of Sociology Institute of Psychology
University of Limerick University of São Paulo
Limerick, Ireland São Paulo, Brazil
Seonah Oh Noboru Takahashi
Department of International Studies Department of School Education
Kyoai Gakuen College Osaka Kyoiku University
Gunma, Japan Osaka, Japan
Chengnan Pian Kazuko Takeo
School of Sociology Faculty of Science Division 1
China University of Political Science and Law Tokyo University of Science
Beijing, China Tokyo, Japan
xv
12. Meaningful Connections: Semiotics, Cultural Psychology,
and the Forms of Sense 255
Robert E. Innis
13. The City As a Sign: A Developmental-Experiential
Approach to Spatial Life 277
Nikita A. Kharlamov
14. Modeling Iconic Literacy: The Dynamic Models for
Complex Cultural Objects 303
Rebeca Puche-Navarro
15. Existential Semiotics and Cultural Psychology 316
Eero Tarasti
xvi contents
Part Seven • Emergence of Culture
29. Roots of Culture in the Umwelt 649
Riin Magnus and Kalevi Kull
30. Culture and Epigenesis: A Waddingtonian View 662
Iddo Tavory, Eva Jablonka, and Simona Ginsburg
31. From Material to Symbolic Cultures: Culture in Primates 677
Christophe Boesch
Index 1105
xviii contents
PA RT
1
Historical Linkages of
Culture and Psychology
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Introduction: Culture in Psychology:
A Renewed Encounter of
Inquisitive Minds
Jaan Valsiner
Abstract
This introductory chapter outlines the historical picture of the recent interest in the linking of culture
and psychology, as well as the conceptual obstacles that have stood on the way of re-introducing
complexity of human psychological functions—higher cultural forms—to psychological research
practices. The avoidance of complex and dynamic phenomena (affective processes in feeling, religious
sentiments that take the form of values, and of the high varieties of cultural forms displayed all over the
World) has limited psychology’s knowledge creation. In the past two decades, with the emergence of
cultural psychology at the intersection of developmental, educational, and social psychologies and their
linking with cultural anthropology, sociology, and history, we have observed a renewed effort to build an
interdisciplinary synthesis of ideas. This takes place in the wider social context of the globalizing world.
Psychology needs culture to make sense of the human lives.
Keywords: cultural psychology, causality, quantity, quality, affect, globalization
This Handbook is a milestone in the effort to bring culture into psychology. Such enthusiasm is
re-unite two large domains of knowledge—one cov- needed—as revolutions, both in science and in soci-
ered by the generic term psychology, and the other by eties, need it. Innovation in any science is impos-
the equally general term culture. When two giants sible without the efforts of the scientists to explore
meet, one never knows what might happen—it can the not yet known lands of the ideas that may seem
become a battle or the two can amiably join their nonsensical from the point of view of accepted
forces and live happily ever after. The latter “happy knowledge yet tease the mind.
end” of a fairy tale is far from the realities of the his- The complexity of the task of bringing culture
tory of the social sciences. into psychology as a science has been considerable.
In the case of this Handbook, we have evidence It has been historically blocked by a number of social
of a multisided effort to develop the connections agents (representing rivaling ideologies) who saw in
between culture and psychology. The time may be this a damage to psychology as natural science (see
ripe—discourse about that unity has re-emerged Valsiner, 2012, Chapters 5–9). As a result, psychol-
since the 1980s, and cultural psychology has ogy has suffered from its self-generated image of
become consolidated since the mid-1990s around being an “objective science”—of deeply subjective
its core journal Culture & Psychology (published by and culturally organized phenomena. Such historical
Sage/London). The present Handbook reflects that myopia can be understood as a need for the discipline
tradition, while extending it toward new interdisci- to compete in the representational beauty contest
plinary horizons. The contributors— from all over of the sciences. Yet it cannot win that contest—
the World—enthusiastically take on the task to remaining such a frivolous competitor whose claims
3
to “objectivity” are easily falsified by yet another There can be very many different vantage points
innovation in the social or psychological domain. from where culture could enter into psychol-
ogy in the twenty-first century. First, of course,
Psychology’s “Blind Spot”: Personal Will there are the realistic connections with neighbor-
As a Cultural Phenomenon ing disciplines—cultural anthropology (Holland,
Historical myopia of a discipline has dire conse- 2010; Obeyesekere, 2005, 2010; Skinner, Pach, &
quences. Psychology of the last century turned out Holland, 1998; Rasmussen, 2011), and sociology
to be mute when basic human life phenomena— (Kharlamov, 2012)—from where such efforts could
famines, wars, epidemics, religious piety and preju- find their start. Yet in the last decade we also can
dice, political negotiations, and migration—have observe the move inside of the vast field of psychol-
been concerned. It has refrained from the study ogy. Psychology itself is a heterogeneous discipline—
of higher—volitional—psychological functions, within which we can observe a number of moves
while concentrating on the lower, simpler ones. toward embracing the notion of culture. Although
Thus, psychology of affect has many ways to deal it began from the educational and developmental
with basic emotion categories that are expressed concerns of the 1980s that mostly used the ideas
similarly all around the world—yet has not made of Vygotsky as the center of their new efforts, by
new breakthroughs in understanding the general- 2010s the effort also includes social psychology—
ized feelings that lead to desirous actions and gen- both in Europe and the United States—where the
eralized values. The intentional affective actions generic label “social” becomes frequently taken over
were actively investigated until the beginning of the by “cultural.”
twentieth century in psychology but rarely later. It Second, it is the rapid movement—of messages and
is the semiotic and narrative focus of our contem- people—that renders the former images of homoge-
porary cultural psychology that restores our focus neous classes that dominated cross-cultural psychology
onto these humanly important phenomena. The either moot or problematic. The tradition of compar-
most important cultural invention of the human ing societies (i.e., countries, re-labeled as “cultures”—
psyche is the simple claim, “I want <X>!”—and it e.g., of “the Mexicans” or “the Germans”)—which has
is precisely the least studied and understood theme been accepted practice in cross-cultural psychology—
in contemporary psychology. Although there is loses its epistemological value. Empirical comparisons
increasing interest, in cultural psychology, on the of the averages of samples “from different cultures”
“I” part (e.g., Dialogical Self Theories), the “want” (i.e., countries) can bring out interesting starting data
part of this simple meaning construction is rarely for further analysis by cultural psychology.
analyzed. The notable exception—Heider, (1958, All this is supported by real-life social changes.
1983)—is an example of a synthesis of different It is as if the globalizing movement of people
European philosophical and psychological tra- across country boundaries brings “cultural for-
ditions. Psychology has been fearful of the will- eigners” to be next-door neighbors. The issue of
ful human being and has instead presented the making sense of their ways of living becomes of
human psyche as an object influenced by a myriad interest for the already established colonists of the
of “factors” from all directions—biological, social, given place. It is hard to remain content with the
economic, even unconscious—rather than by the prototypical notions of “being American” when
volition that could break out from all these con- one sees a collective Islamic prayer unfolding in
fines and develop in new directions. the middle of a major U.S. airport. The world is
now different from the last century—we are in
Why Another Effort to Link Psychology close contact with “cultural others,” and all our
With Culture? social-psychological adaptations to this innovation
Given this complex history, bringing culture acquire a cultural accent. Contemporary social
back into psychology is also a very multifaceted psychology picks up the need to study such social
effort in today’s intellectual environment. Yet the events that carry complex cultural accents. It is
realities of social life guide us toward it—in a world supported by the demand of both the lay pub-
where people travel voraciously and their messages lics in different countries and their socio-political
travel instantly, the know-how of how “the others” organizations to understand and administer the
function is both necessary for life and profitable for “cultural others” yet retain their own dominant
businesses. centrality.
4 c ulture in psycholo g y
The Third Effort for Psychology in its Leipzig in 1879. It was followed in North America
History: How Can it Succeed? by the avalanche of the “behaviorist” ideology
This effort—uniting culture and psychology— (Watson, 1913), which has been slow to end. The
that has been taking place from the 1990s to the intermediate birth of “cognitive science” in the
present time is actually the third one1 in the history 1950s from the behaviorist roots was a half-resto-
of psychology. We can observe, in the recent two ration of the focus on higher psychological func-
decades, multiple efforts to bring culture into the tions. Hence, the cultural psychology movement
science in general. Likewise, psychology begins to that started in the 1980s constitutes another effort
enter into cultural arenas in many new ways that in that direction.
Little Albert,2 Ioni,3 or Sultan,4 or even the dogs of
Professor Pavlov could never have thought about. A The Obstacles to Innovation
number of our contributions to this Handbook— As psychology is non-neutral in its context of
those of Christophe Boesch (2012), Alfredo social existence, it is not surprising that its prog-
Gonzalez-Ruibal (2012) and Zachary Beckstead ress is constantly organized by different promoting
(2012)—give the readers a glimpse of new pathways fashions (e.g., the need to look “socially relevant”)
for future development of cultural psychology. in unison with a multitude of conceptual obstacles.
Of course, psychology’s historical inroads can The latter are often the targets of discourse in cul-
be seen to have delayed such return to culture. tural psychology that cannot avoid addressing them.
The issue has been ideological in the history of Their relevance, of course, transcends the work in
the science of psychology—how to treat complex, the realms of cultural psychology and would illumi-
meaningful, intentional, and dynamic psychologi- nate other fields of psychology.
cal phenomena? These phenomena were actively
addressed in the context of emerging psychology in Decision About Where Not to Look:
Germany by philosophers in the first seven decades Axiomatic Dismissal of Complexity
of the nineteenth century—yet all these contri- Many of the habits of psychology, in their
butions were lost as they were guided out of the insistence on the study of elementary phenomena
history of psychology as it was re-written after the (Toomela & Valsiner, 2010), have led to avoid-
1870s. According to most of the history textbook ing the complexities of the human psychological
views, psychology as science was born in 1879. functioning. This happens in a number of ways:
That origin myth dates back to Boring’s work on by imperative to quantify those phenomena
re-writing the history of psychology (Boring, 1929) that are of “scientific interest” and by develop-
that selected as science only some part of the wide ing theories inductively—moving toward gen-
intellectual enterprise of psychology of the nine- eralization from the thus selectively quantified
teenth century. evidence. This all happens with the belief in the
Psychology as a science was born in the work of elementaristic causality (factor X causes
German language environment—first in the 1730s Y; e.g., “intelligence” causes success in problem
(Christian Wolff’s Psicologia empirica in 1732 and solving; or “culture” causes “girls being shy”; see
Psicologia rationalis in 1734), followed by the Toomela, 2012, in this Handbook). In contrast,
anti-Wolff denial of psychology’s place among cultural psychology leaves such causal attributions
other sciences by Immanuel Kant. The birth of behind. Culture here emerges as a generic term
psychology as part of educational curriculae dates to capture the complexity of human lives—rather
to years 1806 and later—when Johann Friedrich than narrowly concentrating on their behavior.
Herbart started his first university course in psy- We are back to the study of psychological dynam-
chology (Jahoda, 2008; Teo, 2007). Yet in the early ics in all of its complexity (Valsiner, 2009a), yet
nineteenth-century psychology was the realm for we are still at a loss about how to do that. The
discourse by philosophers and theologians, with lead from the “second cybernetics” of the 1960s
natural scientists playing a secondary role. This (Maruyama, 1963) and the use of qualitative
power relation reversed in the 1860s in favor of mathematical models (Rudolph, 2006a, 2006b,
the natural sciences—particularly physiology. This 2006c, 2008a, 2008b, 2009; Rudolph & Valsiner,
led to the “elementaristic revolution” in psychol- 2008; Tsuda, 2001) instead of statistical inference
ogy that started from Wilhelm Wundt’s establish- can be a way to overcome the obstacles of unwar-
ing his laboratory of Experimental Psychology in ranted assumptions.
va lsin er 5
The Terminological Difficulty—Culture of imperatives rather than creating innovations.
Is Polysemic Psychology has suffered from too many consen-
Culture is in some sense a magic word—positive sual fixations of the “right” methods in the last
in connotations but hard to pinpoint in any science half-century (Toomela, 2007a), rendering its
that attempts to use it as its core term. Its impor- innovative potentials mute. Cultural psychology
tance is accentuated by our contemporary fashion- as a new direction entails an effort to un-mute
able common language terms (multiculturalism, the discipline. It is helped by the appeal—and
cultural roots, cultural practices, etc.)—hence the uncertainty—of the label culture.
perceived value of the term. Yet much of “nor-
mal science” of psychology continues to produce Culture As a “Container” as Opposed to a “Tool”
hyperempirical work using methods that do not The readers in this Handbook will encounter
consider substantive innovation, even after having two opposite directions in handling of the notion
learned to insert the word culture into politically of culture—that of a container of a homogeneous
correct locations in its various texts. In this sense, class (Fig. I.1A), and that of a unique organizer of
the fate of culture in contemporary psychology person–environment relations (Fig. I.1B). These
continues to be that of up-and-coming novice who two uses have little or nothing in common, once
tries to get its powerful parents to accommodate more indicating the vagueness of the use of culture
to its needs. in our present-day social sciences.
Cultural psychology is being sculpted in a vari- Of course the proliferation of the notion of
ety of versions—all unified by the use of the word culture in the social sciences is no issue of science
culture (Boesch, 1991; Cole, 1996, Shweder, 1990). only. Reasons for that increasing popularity of a
That may be where its unity ends, giving rise to a vague label are to be found beyond the boundar-
varied set of perspectives that only partially link ies of science—in the “culture stress” experienced
with one another. This may be confusing for those by local communities resulting from in-migration
who try to present cultural psychology as a mono- of “others” and temporary (or not so temporary)
lithic discipline—but it is certainly good for the outmigration of “our own” (Appadurai, 2006). Our
development of new perspectives. Heterogeneity globalizing world is also open to various projec-
of a discipline breeds innovation—whereas tions of oneself to the (far-away) others. Politicians
homogenization kills it. History of psychology start to pretend they can say something in a foreign
gives us many examples of originally innovative language in public, whereas production capacities
perspectives turning into established “theories or move from their “First World” locations to the so-
systems”—and becoming followed through sets called “developing countries.”
(A) (B)
C
P
P PERSONS
create
C SOCIETY in C
PERSONS are IN CULTURE
between
them
P P
C
Figure I.1 Two meanings of culture in psychology. (A) Culture as a container (P = person). (B) Culture (C) as a tool within person.
6 c ulture in psycholo g y
The Hero Mythology—Replacing centuries (Jahoda, 1993, 2011). Such slow move-
Innovation by Finished Ideas ment results from projection of social values into the
Psychologists like to tell stories—beautiful sto- term—culture is not a neutral term. It is suspect—and
ries—about famous people of their kind who had appealing—at the same time. Its appealing label feeds
clever ideas that are still guiding our contemporary into the advancement of various streams of thought
thinking. Of course, it is in the communication in the social sciences (Rohner, 1984; Sinha, 1996),
process between a science and the society that the and the constructive openness in using it as an intel-
making of such “hero myths” operates in creat- lectual catalyst in psychology continues.
ing cultural connectors (Aubin, 1997, p. 300). The Although it is well-known (Valsiner, 2001,
popularity of “being X-ian” is a token in the pub- 2004a) that the term culture is vague, as it has been
lic legitimization of a particular perspective (e.g., proven indefinable, yet its functional role in public
“Vygotskian” is “promising,” “behavioral” is “past discourse has been growing steadily. Vagueness of a
its prime”)—independently of the particular ideas concept need not be an obstacle in scientific knowl-
used within these perspectives to make sense of some edge-building (many terms in many sciences are)
phenomenon. Freud, Skinner, Piaget, and Vygotsky and are kept vague, so as to enhance their generative
are often put on the pedestal for having revealed potential (Löwy, 1992). As Löwy has explained:
the great secrets of the psyche. Telling such stories
The long-term survival of imprecise terms points to
is dangerous for the ideas of precisely those persons
an important heuristic role. Adopting an over-precise
who are being honored. On the theoretical side,
definition may jeopardize a promising study, while
glory stories of various “giants” such as Vygotsky,
maintaining a poorly defined concept may propel
Bakhtin, Gadamer, Levinas, and others are likely
fruitful research. Imprecise terms may also facilitate
to promote the mentality of following previously
the study of phenomena that share some, yet poorly
expressed ideas, rather than developing new ones.
defined, characteristics, and that may help link
Rather than innovate historically solid intellectual
distinct disciplinary approaches. The fluidity of terms
perspectives—the makers of which tried, but still
at times of conceptual change makes retrospective
did not solve their problems—we seem to enjoy
discovery accounts especially problematic. Discoverers
turning these “classic thinkers” into some gurus and
tend to attribute a later, fixed meaning and imprecise,
follow them ardently. Taking a theoretical perspec-
fluid terms current at the time of the discovery.
tive becomes transformed into a membership of a
(Löwy, 1990, p. 89)
fan club of one or another of such guru figures—
leading to a variety of intra- and intergroup rela- The fate of culture in psychology and anthropol-
tionship issues of such groups of followers. The ogy fits Löwy’s point well. Since the 1990s, we have
main function of theories—being intellectual gen- seen the acceptance of the term by psychologists,
eral tools for understanding—easily gets lost. Social who pride themselves in its vagueness and make it
scientists seem to enjoy the game of social position- useful in various ways. In contrast, cultural anthro-
ing. We can still observe recurrent claims of “being pologists can be seen refusing to use it at all! Culture
X-ian” (“Vygotskian,” “Bakhtinian,” “Freudian,” as a term becomes useless in anthropology, whereas
“Habermasian,” “Levinasian,” etc.). I consider such it is becoming useful in psychology!
claims misleading, because the best way to follow
a thinker is to develop the ideas further—rather Psychology Is Becoming Global
than declare one’s membership in a virtual commu- Globalization in a science—like in economics
nity. But mere membership in a community is no and society—is an ambiguous process. It brings
solution to problems that the members of the com- with it emergence of new opportunities together
munity try to solve. The scientific community is a with the demise of old (and “safe”) practices. The
resource for providing new solutions—rather than immediate result of globalization is the increase of
a club, the membership of which is determined by “sudden contacts” between varied persons of dif-
loyalty to old ones. ferent backgrounds—with all that such contact
implies (Moghaddam, 2006). If “culture” is viewed
Vagueness in Science and its Functions in terms of a “container” (Fig. I.1A) that implies
We know that culture’s journey into psychology selective “border controls,” segregation of immi-
has already been in the making for more than two grants into “we <>they” categories, and emphasis
va lsin er 7
on acculturation (Rudmin, 2010). If, in contrast, hamburgers—in their places). In all of these adapta-
“culture” under globalization is seen as a tool (Fig. tions to such contacts, the diversity of both human
I.1B) it is the issue of relating to one’s next-door cultural and biological forms is being negotiated
neighbor—with both positive (mutual learning and (Kashima, 2007; Moghaddam, 2006).
support from one another) and negative (frictions
and open conflicts over trivial local issues) that The Gains—and Their Pains—in Cultural
come into our focus of observation. Psychology
Science also has to learn to tolerate its often less The last two decades of the twentieth century
affluent but better educated neighbor. Any casual were productive for cultural psychology. Following
reading of leading science journals, which may be the lead of the originators of the rebirth of the
published in North America or Europe, reveals cultural direction (Richard Shweder, Michael
the enormous mixture of the home countries of Cole, James Wertsch and Barbara Rogoff in North
the scientists. People from all continents collabo- America, and Ernest Boesch, Lutz Eckensberger,
rate in the solving of crucial scientific problems. Serge Moscovici, Ivana Markova and Ivan Ivic
Not surprisingly, together with the move toward in Europe), a number of younger-generation
international economic interdependence comes researchers started to look at human phenomena
internationalization of sciences. Like other sci- intertwined with their everyday contexts. By the
ences psychology is no longer dominated by few twenty-first century, many new research directions
(North American or European) models of “doing have become emphasized—ruptures as central for
science” in that area. Instead, creative solutions to new developments (Hale, 2008; Zittoun, 2004,
complex problems emerge from the “developing 2006, 2007, 2010), actuations as a new way to
world,” where the whole range of the variety of unite actions and meanings (Rosa, 2007), gener-
cultural phenomena guarantees the potential rich- alized significant symbols (Gillespie, 2006) as well
ness of psychology. as search for the self through looking at the other
(Bastos & Rabinovich, 2009; Simão & Valsiner,
Cultural Psychology: Its Indigenous Roots 2007) and finding that other in the contexts of
Of course different areas of psychology are dif- social interdependence (Chaudhary, 2004, 2007;
ferentially open to such internationalization— Menon, 2002; Tuli & Chaudhary, 2010). At the
cultural psychology in its recent new upsurge is same time, we see continuous interest in the cul-
thus a “developing science.” Looking back, much tural nature of subjectivity (Boesch, 2005, 2008;
has changed since mid-1990s (Valsiner, 1995, Cornejo, 2007; Sullivan, 2007) and the unpredict-
2001, 2004, 2009a, 2009b), mostly in the con- ability of environments (Abbey, 2007; Golden &
text within which the discourses of re-entering talk Mayseless, 2008). The topic of multivoicedness of
about culture into psychology have been framed. the self as it relates with the world has emerged as
Cultural psychology has been the witness—an a productive theme (Bertau, 2008; Joerchel, 2007;
active one—of the transformations that go on in all Salgado & Gonçalves, 2007; Sullivan, 2007),
of psychology as it is globalizing (Valsiner, 2009a, including the move to consider the opposites of
2009b). Nevertheless, within psychology, cultural polyphony (“intensified nothingness,” Mladenov,
psychology remains “indigenous”—emphasizing 1997). This is embedded in the multiplicity of dis-
the phenomena, rather than data, as these are cen- course strategies (Castro & Batel, 2008) in insti-
tral for science. tutional contexts (Phillips, 2007). Affective lives
Indigenous is not a pejorative word. We are all are situated in social contexts but by persons them-
indigenous as unique human beings, social units, selves as they relate to social institutions.
and societies—coming to sudden contact with oth-
ers of the same kind, and discovering that it is “the Old Disputes in New Form: Immediacy
other” who is indigenous, not ourselves. Different and Mediation
ways of actions follow: changing the other (by mis- It never ceases to amaze me how old disputes re-
sionary or military conquests) or using the other for emerge in terminologically new ways. When in the
production (by importing slaves, or allowing “guest 1950s psychologists were disputing the immediacy
workers” temporarily into “our country” to allevi- of perception (a la James Gibson) in contrast to the
ate labor shortages), or for consumption (creating constructive nature of the perceptual act (a la Jerome
consumer demands for our products—arms or Bruner and Leo Postman, 1950—not to forget
8 c ulture in psycholo g y
Ansbacher, 1937 for the origins), then 50 years it is the latter to which the enactivist viewpoint
later, we find a similar dispute in cultural psy- adheres.
chology around the issues of enactivism, focusing
on the immediate nature of cultural actions— Construction of Signs and Their Use—
and mediation—that centers on the distancing Alternative to Immediacy
from (yet with) the immediate action (Baerveldt In contrast to the enactivist orientation, the
& Verheggen, 1999, 2012; Kreppner, 1999; semiotic meditational direction (Boesch, 2005,
Christopher & Bickhard, 2007; Crisswell, 2009; 2008, 2012; Lonner & Hayes, 2007; Valsiner,
Verheggen & Baerveldt, 2007). Furthermore, 2007) accepts the notion of mediation as an axi-
the immediacy dispute is built around the John omatic given and concentrates on the construction
Dewey-inspired look at human development as of what kind of mediating systems can be discovered
seamless linking of person and context (Rogoff, in human everyday activities and in the domains
1982, 1993, 2003). The question of boundaries of feeling and thinking. The focus on cultural
between person and environment has been actively tools—or symbolic resources (Zittoun, 2006,
disputed in the last two decades. Of course, human 2007, 2012)—necessarily prioritizes the medita-
beings live within the boundary—circumscribed tional view in cultural psychology. This is further
by their skin. Futuristic film-makers, such as supported by the work to bring Charles S. Peirce’s
David Kroonenberg, have recently experimented semiotics to cultural psychology (Innis, 2005, 2012;
with images that make the skin transferrable and Rosa, 2007; Sonesson, 2010). Yet bringing in the
let objects enter and exit through the skin in sur- philosophy of Peirce is a kind of “Trojan horse” for
prising—and horrifying—ways. cultural psychology—if on the manifest level such
The roots of this new focus on immediacy are in importation allows for new look at the multitude
the resurgence of the centrality of the body in theo- of signs that organize human lives. Such appealing
rizing about human beings and its abstracted corol- closeness to reality is supported by Peirce’s abstrac-
lary in terms of the processes of embodiment of the tions as a mathematician.
mental processes (Varela, Thompson, & Ross, 1991).
Refocusing on the body—under the philosophy of The Unresolved Problem: Units of
fighting against “mind–body dualisms”—leads to Analysis
the elimination of the mind. And with the elimina- The difficulty of returning to the psychological
tion of the mind goes the focus on mediation. complexity in the context of cultural psychology is
in the rest of psychology accepting the notion of
Immediacy in Its Enactivist Form analysis units as the atomistic concept of divisibil-
The enactivist position has been put forth ity of the complexity to simplicity. Yet that tradi-
succinctly: tion cannot work if complexity as it exists—rather
than as it could be eliminated—is on the agenda for
Enactivism avoids the notion of “mediation” and
researchers (Matusov, 2007).
problematizes the representational or semiotic
The root metaphor of the question of units in
status of social and cultural objects in general.
psychology has been the contrast between water
Representation is a sophisticated social act and in
(H2O) and its components (oxygen and hydrogen),
that sense it is tautological to add the adjective
used in making the point of the primacy of the
“social.” Moreover, this specification becomes
Gestalt over its constituents widely in the late nine-
misleading when “social” is understood in terms of
teenth- through early twentieth-century thought.
sharedness, even when the notion of sharedness is
The properties of water are not reducible to those
systemic rather than aggregate one.
of either hydrogen or oxygen—water may put out a
(Verheggen and Baerveldt, 2007, p. 22)
fire, whereas the constituents of it burn or enhance
Of course, the enactivist move against ideas of burning. Hence the whole, a water molecule, is
mediation triggers a counteroffensive (Chryssides more than a mere “sum” of its parts. Furthermore,
et al., 2009) defending the role of social represen- it is universal—the chemical structure of water
tation processes precisely as acts of social construc- remains the same, independent of whatever biologi-
tion. The focus on social representation can be cal system (e.g., human body, cellular structure of a
dialectical (Marková, 2003, 2012), and the act of plant) or geological formation (e.g., an ocean, or in
representing can itself be embodied. It seems that a water bottle) in which it exists. Vygotsky expressed
va lsin er 9
the general idea of what a unit of analysis needs to of all social discourses about the phenomena, as
be like in psychology: well as about the social sciences that study these
phenomena. This challenge is most visible in the
Psychology, as it desires to study complex
field—in the deeply politically embedded activities
wholes . . . needs to change the methods of analysis
of NGOs in their relations with local government
into elements by the analytic method that reveals
agencies, community structures, and personal goals
the parts of the unit [literally: breaks the whole into
(Bourdier, 2008). Culture in the field is a politi-
linked units—metod . . . analiza, . . . razchleniayushego
cally contested, non-neutral complex used by all
na edinitsy]. It has to find the further undividable,
disputing sides for their objectives (Wikan, 2002).
surviving features that are characteristic of the given
Possibly precisely because of such multiplicity of
whole as a unity—units within which in mutually
vested interests, the process of “Westernization” can
opposing ways these features are represented [Russian:
be replaced by a notion of parallel development of
edinitsy, v kotorykh v protivopolozhnom
societies in contact. As Kagitçibasi (2005, p. 267)
vide predstavleny eti svoistva].5
has commented:
(Vygotsky, 1999, p. 13)
Vygotsky’s notion of units fits into the general . . . as societies modernize (with increased
structure, emphasizing the unity of parts and focus- urbanization, education, affluence etc.), they do
ing on their relationship. not necessarily demonstrate a shift toward western
However, it is easy to see how Vygotsky’s dialec- individualism. A more complex transformation is
tical units—into opposing parts of the whole—go seen in family patterns of modernizing societies with
beyond the water analogy. The whole (water)— cultures of relatedness. The emerging pattern shares
parts (oxygen, hydrogen) and relations—are fixed important characteristics with both individualism
as long as water remains water. In reality of human and collectivism while, as the synthesis of the two, it
development, the wholes are open to transforma- is significantly different from each.
tion. Together with charting out the pathways to Thus the crucial issue in cultural psychology is
synthesis, inherent in that unit is the constraining to handle phenomena of synthesis. So far the field
of options—the structure of the unit rules out some is as far from a productive solution for that prob-
possible courses for emergence. lem as Wundt, Krueger, and Vygotsky were about
Vygotsky found that holistic unit in word mean- a century ago. Psychology lacks the formal lan-
ing, as that meaning includes a variety of mutually guage that made chemistry back in the nineteenth
opposite and contradicting versions of “personal century capable of solving the synthesis problem
sense” (smysl). Through the dynamic oppositions theoretically.
(contradictions) between subunits (of “personal
sense”) of the meaning (znachenie), the latter devel- Varied Perspectives: Contested by
ops. Thus, we have a hierarchical unit where the “Indigenous” Psychologies
transformation of the znachenie at the higher level The meta-theoretical decision to build hierar-
of organization depends on the dialectical syntheses chical models of relationships means a new return
emerging in the contradictory relationships between to the question of parts–whole relationships. The
varied smysl’s at the lower level. And conversely, the parts belonging to a whole are necessarily operat-
emerged new form of znachenie establishes con- ing at a level subservient to that of a whole, and
straints on the interplay of smysl’s at the lower level. we have a minimal hierarchical system. That system
The loci of developmental transformations are in the is guaranteed by the central role of the agent—the
relations between different levels of the hierarchical acting, feeling, and thinking human being who is
order, not at any one level. always within a context while moving beyond the very
same context by one’s goal-oriented actions. As Tania
Tension Between Macro-Social and Zittoun has explained it:
Micro-Social Levels: Hierarchical
Relationships . . . there is no such thing as a context-free
Ratner’s (2008, 2012) call for a macrocultural competence or skill. However, the setting is not
psychology fills the void at the boundary of psy- everything; every activity is also undertaken by a
chology and sociology. Although doing that it person, actively making sense of the situation, of its
faces a new challenge—that of the political nature whereabouts, its goals and resemblances with other
va lsin er 11
analyses of particular versions of human conduct are Gananath Obeyesekere’s Cultural World of
the empirical core of cultural psychologies. Person in Context
Culture for Obeyesekere consists of internal-
The Range of the Handbook—And ized ideas in the minds of persons, mediated by
Its “Missing Pages” consciousness. Because consciousness is primar-
Obviously a handbook of 51 chapters is a huge ily personally constructed, the “sharing” of culture
corpus of ideas and seems to be fully comprehen- between persons can only be episodic and partial
sive. Unfortunately we did not succeed in includ- (see Obeyesekere, 1977—demon possession is a per-
ing all the expected and desired relevant authors in sonal-psychological phenomenon that is not shared
the Handbook, for various reasons—mostly linked with others, yet can be exorcised by cultural rules).
with workloads and travel. Thus, the voices of tra- Furthermore, specific sophistic readings of cultural
ditional experimental social psychology (of Shinobu texts by constructive persons can bring into being
Kitayama and Hazel Markus), and its adamant forms of conduct that seemingly deviate from cul-
critiques (Richard Shweder), psychoanalytic cul- tural meanings yet are incorporated into those by
tural anthropology (Gananath Obeyesekere, Sudhir special conditions (e.g., the making of “Buddhist
Kakar), sociology of complex societies (Veena Das, eggs”; see Obeyesekere, 1968, p. 30). He has shown
Rama Chan Tripathi), socio-cultural semiotic per- how constructed discourses—such as the stories
spectives (Alberto Rosa), and the cultural psychol- of Maori cannibalism—proliferate (Obeyesekere,
ogy of work processes (Yrjö Engeström) did not 2005).
materialize by the time the Handbook project was
to be finished. The following entails a brief synopsis Culturally Reformed Psychoanalysis
of some of these. Obeyesekere has been working within a psycho-
analytic paradigm, enriching it with his hermeneutic
Social Psychology of Cultural Self—The stance, and diligently trying to reformulate its con-
Stanford Tradition ceptual structure on the basis of empirical evidence
The “Stanford tradition” emanating from the from the Sinhalese cultural contexts (Obeyesekere,
work of Hazel Markus since 1980s and prolif- 1963, 1968, 1975, 1976, 1977, 1981, 1984, 1990).
erating in North American social psychology is He has also taken a look at encounters between soci-
an outgrowth from the contextualist orientation eties (Obeyesekere, 1993) that reveal the “work of
in personality psychology of the 1970s. Markus’ culture,” as it
work starts from an empirical emphasis on the
. . . is the process whereby symbolic forms existing on
schematic self-descriptions. She gives new theoreti-
the cultural level get created and recreated through
cal life to William James’ notion of possible future
the minds of people. It deals with the formation
selves that is conceptualized in terms of subjective
and transformation of symbolic forms, but is not a
approach/withdrawal tendencies of a person who is
transformation without a subject as in conventional
facing possible futures (Markus & Nurius, 1986).
structural analysis . . .
Furthermore, the emphasis on “possible selves” con-
(Obeyesekere, 1990, p. xix)
stitutes a return to Gordon Allport’s idea of hier-
archical organization of personality and tentatively The work of culture is a developmentally pro-
explains the role of the personally constructed “pos- gressive process in its main scope (even if it may
sible selves” in the regulation of personality devel- include moments of temporary “regressions” in its
opment (e.g., Markus & Wurff, 1987). Although course—e.g., a person’s dissociation of the existing
proceeding from self-personological roots, Markus personality organization and being in turmoil for
creates a contrast between different collective cul- long periods of time (Obeyesekere, 1987, p. 104).
tures in terms of the opposition of independence The key idea is cultural constraints set up condi-
versus interdependence notions that organize the tions under which personal symbolic action takes
selves (Markus & Kitayama, 1991). In years since, place—be this the construction of women’s preg-
Kitayama has developed the notion of interdepen- nancy cravings in Sri Lanka (Obeyesekere, 1963,
dent self into a major research program in experi- 1985) or sorcery for retribution (Obeyesekere,
mental social psychology. The normal state of the 1975). On the other hand, each person acts in
self is interdependent—independence is merely a one’s unique ways, has unique personal history, and
special condition of interdependence. hence any “standard ritual” (e.g., that of exorcism
va lsin er 13
to interpret the nature of experience in accordance the concerns by many scholars over the twentieth
with social representations (Markova, 2003, 2011). century (e.g., Baldwin, 1930; Michell, 1999, 2003,
Shweder encountered specific collective-cul- 2005; Rudolph, 2006a, 2006b), they point out:
tural organization of moral discourse in his efforts
Quantification is neither a necessary nor sufficient
to apply Kohlbergian moral dilemmas in Hindu
condition for science. No-one questions the scientific
contexts in Orissa. His elaborate dispute with
status of biology without quantification . . . . The
the informant Babaji (Shweder & Much, 1987,
price of quantification is a ‘loss’ of information, as
pp. 235–244) revealed how a Western collective-
when rich qualitative data are reduced to sets of
culturally shared “moral dilemma” (stealing/not
numbers, such as frequency counts, means, and
stealing a drug under life-threatening illness of
variances. Quantitative data have to be translated
one’s wife and drug-owner’s refusal to provide it
into qualitative statements if their meanings and
by special arrangements) can be translated into a
implications are to be spelled out, communicated to
completely different personal-cultural issue (i.e.,
and received by the researcher’s audience.
sinning vs. not sinning via stealing for one’s wife,
(Ho et al., 2007, p. 380)
even if the latter’s life is in jeopardy). By way of spe-
cific combination of collective-cultural meanings Qualitative perspectives are clearly on the ascent in
of “sin,” “wife” (as “belonging to” the husband), contemporary psychology at large (Diriwächter &
“multiple lives,” and “inevitability of death,” a set Valsiner, 2006, 2008; Gelo, Braakman, & Benetka,
of alternative personal-culturally allowable scenar- 2008; Mey & Mruck, 2005, 2007; Michell, 2004).
ios for the action of the person in a dilemma situa- This is more easily fitted to cultural psychology—
tion is being constructed (see also Menon, 2003, on where the molar level units of analysis resist quanti-
Hindu moral discourses). Cultural-psychological fication anyway (e.g., Toomela, 2008b, pp. 64–65,
investigations are necessarily of unique events—yet on psychology’s production of meaningless num-
of those that happen within a hierarchy of social bers). To ask the question “how much of [X= “love”,
contexts. Instead of situating cultural psychology “hatred”. . . .]?” presumes the unitary quality of that
on the socio-political landscape (Ratner, 2008, X and its nature together with homogeneity of the
2012), it is the macro-social organization of soci- presumed substance (X), which makes it possible to
ety that becomes analyzed in micro-social activity apply quantitative measurement units to it. Hence
contexts. Here the traditions of micro-sociology of the assumption of quantifiability rules out from the
culture give cultural psychology a lead—generaliza- outset the possibility of transformation of quality
tion from a carefully studied single specimen can by separating the latter from whatever numbers
be sufficient. are attached to the phenomena in the act of “being
measured.”
Qualitative Methodology As the Root for
All Methods in Psychology Unity of Quality and Quantity
A liberation movement is happening in psy- All quantitative approaches constitute a subclass
chology—an effort to topple the socially norma- of qualitative ones but not vice versa. Psychology
tive fixed role of the quantitative methods as having treats numbers as if they are objective in contrast
the monopoly of being “scientific.” Yet making to mathematics. For example, the difference of 0
the qualitative and quantitative methods look like (zero) and 1 (one) and 2 (two) in case of psychol-
they oppose each other as two rivals is an unpro- ogy’s assumption of interval or ratio scale treats each
ductive stance—which is even not overcome by the of these numbers as equally meaningful. Yet they are
“cocktail” metaphor of giving preference to “mixed not; the concept of 0 (zero) is in its quality different
methods.” from 1 or 2. Zero indicates a dialogue:
In reality, quantity is a derivate of quality. As
Zero means both all (excessive) or none (void). The
Ho et al. (2007) have demonstrated, contemporary
dialogical process includes the middle, which gets
social sciences that treat qualitative and quantitative
excluded in the dichotomies.
methods as if these were opposing methodologies
(Tripathi & Leviatan, 2003, p. 85)>
are introducing a false dichotomy. Research ques-
tions in psychology—as long as psychology is not Thus, psychology’s—not only cultural psycholo-
hyperformalized by mathematical ideas—are asked gies’—core conceptual problem is not merely “dual-
in philosophical terms, hence qualitatively. Echoing isms” of all kinds but of the understanding of the
va lsin er 15
with opening up the possibility of transcending types become coordinated in the making of a holis-
these boundaries. By creating boundaries, we cre- tic cultural order (Diriwächter & Valsiner, 2008).
ate objects, which are simultaneously physical and Last—but not least—the increasing interest
cultural entities. in objects in cultural psychology leads to its new
relationship with another discipline—that of arche-
Cultural Objects ology. Empirical evidence from the structure of
Objects are not just material “things” that exist objects used by human beings in the past in various
in and of themselves but distinguished contrasts social contexts becomes functional for understand-
between a figure and the ground. Thus, a black ing the present and the future (González-Ruibal,
point on a white surface is an object, based on a 2005, 2006, 2011). It is in this historical focus—of
relationship of the figure and the ground. Human objects-in-their context (in case of archaeology)
cultural histories are filled with hyper-rich construc- and meanings-in-their context (in case of cultural
tion of such objects through abundant use of signs. psychology)—that a new interdisciplinary synthesis
We create our lives through ornaments, which seem of knowledge is likely to emerge in the future.
to us to carry decorative purposes, yet these decora-
tions abound and can be found in unexpected loca- Preview of the Handbook
tions (Valsiner, 2008). By our constructive actions The 12 sections of the Handbook are merely an
we turn things into objects. orientation device for the reader to orient oneself
We live among objects—and relate to them: in the large heterogeneous field of cultural psychol-
ogy. The chapters in the historical section (I) situate
The words “object,” objectus, objet, Gegenstand, ogetto,
both the previous efforts to unite culture and psy-
voorwerp all share the root meaning of a throwing
chology (Diriwächter, 2012; Jahoda, 2012) as well
before, a putting against or opposite, an opposing.
as provide an insight into the role of Vygotsky (van
In the English verb “to object” the oppositional,
der Veer, 2011). Different other chapters in other
even accusatory sense of the word is still vivid. In an
parts of the Handbook (Magnus & Kull, 2012 on
extended sense, objects throw themselves in front
the role of von Uexkyll; Tarasti, 2012, on various
of us, smite the senses, thrust themselves into our
philosophical tendencies that underlie the semiotic
consciousness. They are neither subtle nor evanescent
perspectives in cultural psychology) show how the
nor hidden. Neither effort nor ingenuity nor
scientific minds of various backgrounds have been
instruments are required to detect them. They do not
looking for solutions to similar problems. History
need to be discovered or investigated; they possess
of the social sciences is a rich ground for finding
self-evidence of a slap in the face.
out how different theoretical efforts emerged—yet
(Daston, 2000, p. 2)
failed to reach solutions to the problems.
It is not surprising that cultural psychology becomes The key message from our turn to history is the
increasingly interested in the study of meaningful need to rejuvenate the theoretical schemes of psy-
objects. Cultural objects are everywhere—in our pri- chology by touching on similar solutions attempted
vate domains of homes (including the homes them- in other sciences. Semiotics (Innis, 2010, 2012;
selves) and in public (in the streets, town squares, Magnus & Kull, 2012; Tarasti, 2012) stands out as
etc.). They are both stationary (temples, monu- a new and very promising peer for psychology. This
ments, etc.) and moving (buses, trains, airplanes, is complemented by bringing the science of archeol-
etc.). As Bastos (2008) pointed out, these objects ogy into contact with psychology (Gonzalez-Ruibal,
can be seen as “tattoos on the collective soul,” and 2012).
they bring into cultural psychology the method- Cultural psychology benefits from conceptual-
ological credo of visual anthropology. The kind of izing the notion of positioning—a geographic met-
meaning-making in the creation of such (moving aphor that allows for elaboration of the multiplicity
or stationary) wholes is of hybrid nature, includ- of psychological phenomena (Harré, 2012; Bento
ing indexical, iconic, and symbolic signs (to follow et al., 2012). When the notion of positioning is linked
C. S. Peirce’s basic typology). Cultural psychologists with that of social representations (Aveling et al.,
of the semiotic orientation have usually detected 2010) we gain a multifaceted dynamic view into the
varied versions of encoded versions in their descrip- human lives as these move through various social
tions of objects, whereas the jeepney example forces settings. Obviously such positions are themselves
us to look for principles by which different sign embedded in the macro-social settings, as Ratner
va lsin er 17
Complex psychological functions of social kind Encountering the rich material in this Handbook
are covered in Part X of the Handbook. Perhaps the is a multilinear experience for the reader—a worth-
most crucial issue is the way in which duties and while effort, so as to make sense of where psychol-
rights (Moghaddam et al., 2012) are linked with the ogy so far has failed and to get some ideas of better
construction of values (Branco, 2012). In a coun- future for the human sciences of the future. It is our
terweight to the Euro-American discourse on such hope that this Handbook becomes a rich resource
higher processes, Nsamenang (2012) has provided for future generations of thinkers who want to see
a contextualized perspective from the vantage point culture in the psyche and let psychology as a science
of African societies. enter the social realities of cultural organization.
The basic tenet of cultural psychology—in con-
trast to cross-cultural psychology—is the inclu- Notes
sion of the social institutions in which people 1. The first two having been the times of Völkerspsychologie,
1860–1920, and the efforts of the “culture and personality”
participate in the study of the cultural ways of
school in cultural anthropology in the 1950s.
living (see Valsiner, 2007, on two ways of knowl- 2. The boy who was trained by John B. Watson, one of the
edge creation). Our Handbook looks at a number originators of behaviorism
of social practices—those in the macro-structure 3. The infant chimpanzee who was raised by Ladygina-Kohts
of a school (Daniels, 2012; Marsico & Iannacone, (2002, original in 1935 ) in the classic study of chimpanzee
development in human environments
2012, Marsico, Komatsu & Iannaccone, 2012) The
4. Wolfgang Köhler’s best known research participant on the
educational contexts can—and do—change; our Tenerife.
Handbook covers the ways in which interventions 5. It is important to note that the intricate link with the
have been observed (Downing-Wilson et al., 2012; dialectical dynamicity of the units—which is present in the Rus-
Lopez et al., 2012). sian original-- is lost in English translation, which briefly stated
only the main point in a summarizing fashion: “Psychology, which
All human beings who participate in the activi-
aims at a study of complex holistic systems, must replace the method
ties of social institutions are acting on the basis of of analysis into elements with the method of analysis into units”
their affective relations with the immediate social (Vygotsky, 1986, p. 5). Yet it remains unclear in the English
worlds. Chaudhary (2012) demonstrates how the translation what kinds of units are to be constructed—those that
normative stance for such relations is the strategic entail oppositional relationships between parts—while in the
Russian original it is made evident.
coalition-making in family networks—filled with
affective construction of dramas. The centrality of
play (van Oers, 2012) in human lives guarantees References
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Gustav Jahoda
Abstract
This chapter provides an historical overview of the links of culture and psychology from antiquity to the
present time. The roots of interest in culture are traced to the social practices of travel—exploration,
trade, conquest, and administration—that lead to experiencing other human beings as living by very
different practices. Psychology emerged in the eighteenth and nineteenth century European thought
that carried various cultural prejudices into its mainstream. This took place in the context of basic
philosophical tension between nature and nurture as causal streams resulting in cultural differences. Over
most of the period nurture predominated, with a sharp reversal during the nineteenth century when race
came to the fore.Yet it was after the middle of that century that the terminology began to change and
culture—the name, not the concept—entered the vocabulary. Cultural psychology of today is in a position
to see mind and culture as mutually constituted.
Keywords: history, culture, Völkerpsychologie, mind, exploration, customs
Like some Freudian terms, culture has now it meant producing or developing something, such
become part of our everyday vocabulary. As such, it as “the culture of barley” or “the culture of the arts,”
is usually coupled with a range of adjectives to indi- and it is still applied in this sense, as in the phrase
cate some undefined properties of a category, such “the culture of bacteria.” In English, the first use of
as “adolescent culture,” “consumer culture,” “liter- “Culture” in the figurative sense of improvement
ary culture,” “tabloid culture,” “visual culture,” and or refinement by education and training dates back
so on. Such ordinary usage is regarded as unprob- to the early sixteenth century. More than three fur-
lematic, whereas the social sciences have agonized ther centuries had to elapse before it was employed
over the meaning of culture for more than half a in more or less its current quasi-technical sense by
century and continue to do so. In 1952, Kroeber Tylor ([1871]1958), whose approach will be more
and Kluckhohn published their well-known mono- fully discussed later. Initially culture was mainly used
graph that listed some 160 proposed definitions. in the singular to denote a property of humankind
For reasons that will be explained later, no defini- in general, and it was not until the 1930s that a clear
tion will be offered here, but the history of the word distinction came to be drawn between “culture-in-
will be outlined. general” and “a culture” as one of many different
The original source of the term was cultivation1, cultures.
as in “agriculture,” although already in Roman So far this may seem rather straightforward, but in
times Cicero used the expressions cultura animi for fact matters are more complicated. Tylor’s definition
the training of the mind and cultura mentis in a figu- began with the phrase “Culture or Civilization . . . ,”
rative sense to refer to philosophy. But for centuries indicating his view, then widely held, that these
25
terms were synonyms2. There are further compli- apart from the cumbersomeness of a constantly
cations because, as shown by Elias (1982), there changing vocabulary, there is a case for using the
are national differences in the meanings of these term culture as a kind of rough-and-ready shorthand
terms. In France, civilisation was seen as a univer- for past ideas. The argument rests on the fact that
sal feature of the (superior) West, encompassing a the absence of a term does not preclude the presence
cluster of features including economic, political, of concepts, otherwise articulated, which at least
technological, social, and moral ones. In Germany, broadly correspond to, or overlap with, what we
for historical reasons, civilization that transcends understand today by culture. These include expres-
national boundaries was conceived as something sions like “customs” or “the genius of a people.”
external and even threatening to their Kultur, Such notions again go back to antiquity and gradu-
which embodied their particular national values. In ally came to be more clearly formulated, so that
more recent times, these distinctions have become by the eighteenth century prominent thinkers put
somewhat blurred without being altogether elimi- forward ideas dealing with the relationship between
nated.3 It will be clear, therefore, that the term cul- salient features of peoples or societies and their psy-
ture is of relatively recent origin and that there are chological characteristics.
variations over time and place in the manner it is An example of past usage will help to illustrate
understood. this, and I have chosen for this purpose Michel de
Montaigne’s famous essay “On cannibals” written
Psychology: Its Historical Roots in the sixteenth century:
Let me now turn briefly to psychology, a term that
. . . il n’y a rien de barbare et de sauvage en cette
goes back to the end of the seventeenth century.
nation . . . sinon que chacun appelle barbarie ce qui
There was and remains a general consensus that it
n’est pas de son usage; comme de vray il semble que
refers to the study of the (mainly human) mind. In
nous n’avoms autre mire de la verité et de la raison
the present—historical—context, it will be inter-
que l’exemple et idée des opinions et usances du pais
preted more broadly as psychological features attrib-
ou nous sommes.
uted to (usually other) peoples.
(Montaigne [1580] 1954, p. 33)
At this point the reader might well begin to
doubt whether the implicit promise of the title of In the above, reproduced in the original archaic
this chapter is really capable of being fulfilled, as French, Montaigne is saying that everyone calls
it entails a retrospective application of the concepts “barbarism” whatever does not correspond to their
of “psychology” and “culture.” There seems to be own customs; and he states that we have no other
no fundamental difficulty with regard to psychol- criterion of truth and reason than the example of the
ogy, as long as one thinks of it as concerned with opinions and customs of the country in which we
the mind, which in turn is a key aspect of human find ourselves. Now these “opinions and customs”
nature. Ideas about human nature not only go back are important aspects of what we mean by culture.
to the beginning of recorded history but exist in The view that Montaigne can be regarded as having
some form in all known human societies, and they been concerned with culture is widely shared, and
are being studied now under the heading of “indige- a number of commentators have described him as
nous psychologies.”4 For earlier periods, long before one of the first “cultural relativists”—that is, taking
the advent of specializations, one can draw freely on the view that each culture should be judged only in
the writings of a wide range of thinkers, including terms of its own standards. Corresponding notions,
philosophers, physicians, naturalists, travelers and, such as Voltaire’s “moeurs et esprit” or Hume’s “moral
later, anthropologists and sociologists. Such usage causes” of differences between peoples, were wide-
is sanctioned by the practice of most conventional spread in the eighteenth century. This, of course,
histories of psychology. For despite of the fact that should not occasion any surprise. A term like culture
the term psychology dates back only to the sixteenth is a kind of construct that groups together a set of
century, authors usually have no compunction in phenomena and what makes up the set will largely
tracing origins back to antiquity. be a function of implicit or explicit theoretical
By contrast, there appear at first sight to be assumptions. Past thinkers made different assump-
strong objections to the retrospective use of the tions and applied different labels, yet they were
elusive term culture, which has undergone radical concerned with similar phenomena. Even today the
changes over time. Let me try to show that, quite boundaries between what is and what is not to be
ja h oda 27
presence of the Hellenes . . . he asked the Indians how 500 to 1500. It has rightly been called the “Age
much money they would accept to burn the bodies of Faith”—gone were the bold speculations of the
of their dead fathers. They responded with an outcry, Greeks, and horizons narrowed. A great deal was
ordering him to shut his mouth lest he offend the written on what might be called “Christian psy-
gods. Well then, that is how people think, and so it chology” by St. Augustine or Thomas Aquinas, but
seems to me that Pindar was right when he said in his not without merit it was essentially the study of the
poetry that custom is king of all. soul.7 Contact with the world outside Europe was
(Herodotus [c. 440 BC], 2008, Book III, p. 38) limited, except for Muslim countries, which were
seen as the enemy. The world beyond was perceived
Herodotus also related the story of the Egyptian king
as being peopled by Pliny’s “monstrous races” (cf.
Psymmetichos (seventh century BC), who wanted
Friedman, J.B. (1981). The typical description cited
to find out experimentally who the first people were.
below is from the fabled Sir John Mandeville’s travel
For this purpose he obtained two newborn children
reports:
and handed them to shepherds, with strict instruc-
tions that not a single word must be spoken in their And in those isles there are many manner of folk
presence. One day, after 2 years, the children called of divers conditions. In one of them is a manner of
“bekos.” They repeated this when brought before folk of great stature, as they were giants, horrible
the king, who instituted enquiries from which he and foul to the sight; and they have but one eye,
learned that “bekos” was the Phrygian word for and that is in the midst of their forehead. They eat
“bread.” Hence, he concluded that they were the raw flesh and raw fish. In another isle are foul men
most ancient people.6 of figure without heads, and they have eyes in either
This brief sketch has concentrated on a just a few shoulder one, and their mouths are shaped round like
outstanding figures, and many more contributed. a horseshoe, y-midst their breasts. In another isle are
Even so, it will be clear that the outlook of some of men without heads; and their eyes and their mouths
the intellectual elite was wide-ranging and, in some are behind their shoulders.
respects, remarkably modern. (Letts ([1346?] 1953, Vol.1, pp. 141, 142)
ja h oda 29
5. Speech and language Of Children and Their Manners
6. State and government With us, a child of 4 years does not yet know
7. Religion how to eat properly; those in Japan eat by them-
8. Cities and renowned places selves with chopsticks from the age of 3 years.
9. History With us it is customary to whip and chastise
10. Famous men, inventions, and innovations boys; in Japan it is very rare to act in this manner,
and this applies even to reprimands.
It would, of course, be anachronistic to suppose that
the authors of such guides were thinking in terms of
anything like culture and psychology, as these cat-
The Japanese Manner of Eating
egories were then nonexistent. All they show is an
and Drinking
We drink with only one hand; the Japanese
interest in a range of topics we include under these
always do with two.
rubrics.
We like dishes cooked with milk, cheese, butter,
Among the travel literature, one of the most
or bone marrow; the Japanese abominate all that,
remarkable works, dealing with Japan, will be
which smells very bad to their nose.
briefly outlined. The first substantive contact with
Altogether Frois listed more than 400 binary
Europe began with Portuguese missionary activity
oppositions, throughout his tone remains neutral
in the sixteenth century, and from this stemmed
and objective. Differences capture attention and
the first coherent account of Japanese culture. The
interest, as already shown by Herodotus when writ-
Jesuit Father Louis Frois (1532–1597) wrote a slen-
ing about the “peculiar customs” of the Egyptians.
der volume entitled Treatise on the Contradictions
For example, he noted that Egyptian priests have
and Differences in Customs (Frois, [1585] 1998).
shaven heads, whereas in other nations they have
In the preface, he wrote: “Many of their customs
long hair.
are so strange and distant from ours that seems
almost unbelievable that there could be so many
oppositions [between us and] people who are so
The Sixteenth and Seventeenth
civilized [une grande police], have such a lively spirit
Centuries
The existence of a wide diversity of peoples
and natural wisdom” (p. 13). Evidently the good
having been established, the general question
Father was favorably disposed toward the Japanese,
arose as to the nature of the differences. The most
although he could hardly have approved of some
commonly postulated cause remained the cli-
of the customs he described. A few examples of
mate, viewed in broad sense,8 although there were
oppositions from several of his categories are cited
some dissenters. Jean Bodin (1530–1596) tried
below.
to classify peoples in terms of north and south
but was troubled by the fact that people in the
Persons and Their Clothes
same latitudes can differ. Nevertheless, as already
With us, there are many men and women with
noted, such ideas persisted. About the same
brownish spots on the skin; this is very rare with
time, a social interpretation of differences gained
Japanese, even though they are White. (Author’s
ground—namely, in the variety of customs. It was
emphasis added)
Montaigne, already cited, who most eloquently
With us, wearing painted clothes would be
described the power of custom:
regarded as mad or ridiculous; the Japanese do it
customarily. . . . the principal effect of the force of custom is to
seize and grip us so firmly, that we are scarcely able
Of Women, Their Persons and to escape from its grasp, and to gain possession of
Their Manners ourselves sufficiently to discuss and reason out its
In Europe, the honor and the supreme good of commands. In truth, since we imbibe them with
young women are the modesty and the inviolate our mother’s milk, and the world shows the same
cloister of their purity; the women of Japan set little face to our infant eyes, we seem to be born to
store by virginal purity, and losing it neither dishon- follow the same path; and the common ideas that
ors them nor prevents them from marrying. we find around us, and infused into our souls with
With us it is rare that women know how to write; the seed of our fathers, appear to be general and
an honorable woman in Japan would be held in low natural.
esteem if she did not know how to do it. (Cited in Slotkin, 1965, pp. 56–57)9
ja h oda 31
Another Random Document on
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remonstrer par son ambassadeur; et qu'elle vous prioit, d'ung cueur
de bonne seur, de ne vouloir, à la persuasion et praticque de ceulx
qui, possible, n'ont bonne intention à vostre grandeur, laysser
oprimer la réputation de Mon dict Seigneur le Duc, ny la vye de son
serviteur, si elle y attouchoit en rien;
Et, quand à ce que le comte de Couconnas avoit dict du comte de
Montgommery, elle me pouvoit dire, avec vérité, de n'avoyr entendu
ung seul mot d'icelluy Montgommery, depuis sa folle entreprinse, et
qu'il sentoit bien, où qu'il fût, qu'il l'avoit offancée, et qu'il n'avoit à
demander ny espérer rien de ce royaulme; dont elle vous prioit, Sire,
de vous en mettre en tout repos; qu'elle auroit grand playsir que
donnissiés la paix, et ung honneste accommodement en la religion, à
voz subjectz, affin de satisfère à vostre parolle, et divertyr les
inconvénientz de ceste guerre, qui ne pourroient, sellon qu'elle les
comprenoit, estre sinon bien grands et dangereux; et, en cas qu'ilz
ne se voulusent contanter de la rayson, qu'elle louoit bien fort
qu'eussiés faict une bonne provision de forces pour les y
contreindre; en quoy elle vous offroit, de bon cueur, tout ce à quoy
vous jugeriés bon et honneste de l'employer.
J'ay mis peyne, Sire, de luy agréer, par toutes les bonnes parolles
que j'ay peu, sa bonne et vertueuse responce, et, après aulcunes
particullarités, je me suis arresté ung peu à luy dire, touchant
Monseigneur le Duc et le Roy de Navarre, que Voz Majestez Très
Chrestiennes les avoient trouvés si esloignés de toutes malles
pensées, et avoyr l'intention et l'inclination si vertueuses et si
généreuses, à tout ce qui estoit de leur debvoir et de leur honneur,
envers Dieu et Vostre Majesté, que Vous, et la Royne, vostre mère,
me mandiés que, pour vostre singullier contantement, vous n'y
sçauriés desirer rien de plus, ny de mieulx, et qu'il n'y avoit jamays
eu ung plus naturel amour, ny une plus parfaicte intelligence, entre
vous, que mayntenant;
Et, pour le regard de La Molle, que je luy voulois bien monstrer ce
que la Royne m'en escripvoit, du XXVe du passé, dont luy ay leu la
lettre.
Et elle m'a dict qu'elle craignoit seulement le danger du serviteur,
pour la réputation de Monseigneur; et m'a demandé comme il alloit
de Monsieur de Montmorency.
Je luy ay dict qu'il continuoit tousjours le debvoir d'ung grand et
loyal, et très fidelle subject, vers Vostre Majesté, et que c'estoit luy
qui, ayant examiné le faict, et cognu la grande tromperie qu'on avoit
voulu uzer à Voz Majestez, et à ces jeunes princes, avoit jugé qu'il
estoit besoing de chastiement; dont il tenoit son lieu près de Voz
Majestez, avec plus de crédit et d'authorité que jamays.
Et, sur la fin, la dicte Dame m'a comentée la pleincte de ses
subjectz, touchant les prinses et otrages, que les Françoys leur
faysoient sur mer, et du peu de justice qu'ilz trouvoient en France; et
qu'elle vous supplyoit très cordiallement, Sire, d'y pourvoir, affin de
fermer la bouche à aulcuns des siens, qui prenoient occasion, par là,
de mal opiner sur l'entretènement de vostre mutuelle amityé. Sur
quoy, luy ayant déduict plusieurs choses pour rejecter la coulpe sur
elle, et sur les siens, ainsy qu'elle en a advoué une grande partie,
elle m'a fort gracieusement licencié. Et sur ce, etc. Ce Xe jour de
may 1574.
Au Roy.
Sire, devant le dixiesme de ce moys, je n'avoys poinct cognu que les
Angloys eussent aulcune dellibération contre Vostre Majesté, ny pas
une contre le repos de vostre royaulme, en faveur des eslevez; ains
que toutz leurs appretz et appareils, tant par mer que par terre,
s'adressoient contre l'armée d'Espaigne, à laquelle, nonobstant qu'ilz
eussent accordé l'octroy du passage libre, et de pouvoir entrer dans
les portz, et toutes aultres faveurs et rafraychissementz qu'elle
voudroit demander, comme à flote d'amys et confédérez, la
résolution estoit néantmoins prinse de luy oposer une aultre
gagliarde armée, de toutz les grandz vaysseaulx de ceste princesse,
et de plusieurs aultres particulliers, jusques au nombre de cent; non
sans quelque secrette intelligence, avec le prince d'Orange et avec
ceulx de la Rochelle, que, au cas qu'avec cent aultres bons navyres
qu'ilz debvoient avoyr lors en mer (sçavoir le dict prince, soixante
dix, pour sa part, et iceulx de la Rochelle trente, équippés aulx
despens du contract de sel qu'ilz ont faict avec les Ollandoys), icelluy
prince attachât le combat, qu'indubitablement il seroit assisté des
Angloys. Et desjà estoit arresté que l'amyral mesmes d'Angleterre, et
plusieurs gentilshommes de court, et aultres principaulx
personnages du royaulme, yroient à l'entreprinse. Dont les six
premiers vaysseaulx, avec deux mille cinq centz hommes, debvoient
sortir, le XXe du présent, soubz la conduicte de milord Havart, et le
reste de l'armée s'aller dresser, en la plus grande dilligence que fère
se pourroit, à Porsemue, pour estre preste, ung peu avant la St
Jehan.
Mais aussytost que les deux évènementz, de l'exécution du comte de
Couconnas et de La Molle, et puis de l'emprisonnement de MMrs les
mareschaulx de Montmorency et de Cossé, ont esté rapportés icy, le
X
e de ce moys, par le courrier de leur ambassadeur; à quoy ilz
A la Royne
Madame, en une partie de la lettre que je fay présentement au Roy,
je y mectz les advis que j'ay à mander à Voz Majestez, et, en l'aultre,
je y touche les propos que ceste princesse m'a ceste foys tenus,
laquelle m'a fort prié de vous représanter, le plus vifvement que je
pourrois, la juste occasion, qu'elle avoit, de se tenir pour offancée
que n'eussiés voulu avoyr quelque esgard à ce qu'elle vous avoit
faict dire et remonstrer pour La Molle et Couconnas, qui pourtant
n'estoit chose qui touchât à elle, ains proprement à l'honneur de
vostre filz et par conséquent au vostre. Sur quoy, après l'avoyr
layssée ung peu eslargir en sa collère, je me suis vifvement opposé
à la pluspart de son discours, et en sommes venus en une
contestation non petite; mais encor que je sçay bien que la rayson a
esté de mon costé, elle, comme grande Royne, ne s'est volue laysser
vaincre, jusques à ce que je luy ay dict que je m'assuroys que Vostre
Majesté luy feroit cognoistre que l'exécution, dont elle se pleignoit,
de ces deux gentilshommes, estoit très juste, et n'avoit peu estre
plus longtemps différée; et qu'il faudroit qu'elle prînt rayson en
payement. Ce qu'elle, à la fin, a accepté. Et puis, j'ay suivy à luy dire
que je vous escriprois ardiment que j'avoys facillement recueilly, du
propos et des contenances d'elle, qu'elle n'avoit nulle malle
impression de Monseigneur le Duc, vostre filz.
Elle m'a respondu qu'elle ne vouloit estre si ingrate que d'avoyr en
mauvayse estime ung prince, qui monstroit de l'avoyr bonne d'elle;
mais que je vous disse ardiment, et s'est mise à soubrire, qu'elle ne
prendroit poinct de mary, les fers aulx pieds. Et, pour ceste foys, je
n'ay peu tirer aultre chose d'elle sinon qu'elle verra ce que le
cappitaine Leython luy rapportera de la part de Voz Majestez.
Au surplus, Madame, je me suis beaucoup consolé de ce que, en me
commandant, par vostre lettre du IIe de ce moys, d'avoir encores
ung peu de pacience jusques à ce que ces présentz affères soient
ung petit remis, il vous plaist m'assurer, qu'aussytost qu'ils le seront,
Vostre Majesté mesmes me moyennera mon congé, et fera que le
Roy, qui monstre estre bien contant de mon service, m'uzera
quelque digne récompense. Je remercye très humblement Vostre
Majesté de l'une et de l'aultre promesse, et, comme ayant besoing
de toutes les deux, je les accepte et supplie très humblement Vostre
Majesté les accomplir, et qu'il luy playse se souvenir que nul
gentilhomme, de toutz ceulx qui sont au service de Voz Majestez, a
esté plus longuement continué, et sollicité au travail, que moy, ny
plus longtemps oblié à la récompense; et que beaucoup de
nécessitez me pressent, à ceste heure, de ne pouvoir plus attandre.
Dont, entre aultres, je vous puis assurer, Madame, avecques vérité,
que la cherté est si extrême, icy, que, depuis ung an, toutes
provisions sont enchéries par moytié, et quelques unes excèdent le
double, de sorte qu'il s'en fault par trop que l'estat ordinayre
d'ambassadeur y puisse suffire. A quoy je supplye très humblement
Vostre Majesté y fère avoyr de l'esgard, et qu'il ne me soit faict tant
de tort que de me oster, ou retarder, les gages de la chambre et la
pension de douze centz livres: car, avec les autres pertes que j'ay
faictes, ce seroit me conduyre à mendicité, dont j'espère que Vostre
Majesté m'en préservera. Et sur ce, etc.
Ce XVI
e jour de may 1574.
CCCLXXXIIe DÉPESCHE
—du XXIII
e jour de may 1574.—
(Envoyée exprès jusques à Calais par Jehan Volet.)
Audience.—Plainte contre une expédition préparée par le capitaine
Montdurant.—Assurance de la reine qu'elle en arrêtera le départ.—
Continuation des armemens.—Nouvelles instructions données au capitaine
Leython.—Nouvelles de Marie Stuart.—Plaintes des Anglais à raison des
prises.—Sollicitations de l'ambassadeur pour obtenir la juste récompense
de ses services.
Au Roy.
Sire, estant adverty que le cappitaine Montdurant, avec envyron
quatrevingtz soldatz, qu'il a ramassez icy, s'en alloit trouver la
comtesse de Montgommery vers Hamptonne, en intention de
s'embarquer au dict lieu, pour passer aulx isles de Gerzey et de
Grènesey, et, des dictes isles, aller descendre en celle poincte de
Normandye, qui est près de Carantan, pour se joindre au comte de
Montgommery, ou bien pour tenter luy mesmes quelque entreprinse
par dellà, je suis allé remonstrer à la Royne d'Angleterre que, de tant
que je ne résidois près d'elle que pour y estre procureur et directeur
du bien de l'amityé qu'elle vous avoit jurée, et pour divertyr le mal
qui pourroit naystre de quelque altération si, d'avanture, elle y
survenoit, je la voulois bien supplyer de fère en sorte qu'on ne peût
dire que, de la ville capitalle de son royaulme, et de ses portz et
isles, fût party ung équipage pour vous aller fère la guerre; et qu'elle
deffendît que la folle entreprinse du comte de Montgommery n'eust
poinct de suite, d'icy, affin qu'on cognût, à bon escient, qu'elle n'en
avoit poinct prins le commancement; et qu'il ne pourroit rien advenir
de plus répugnant à la ligue et confédération, qu'elle vous avoit
jurée, ny rien de plus contrayre aulx promesses et offres
honnorables, qu'elle vous avoit rescentement faictes, que si elle
n'empeschoit le voyage du dict cappitayne Montdurant; et que
pourtant elle voulût, par ceste petite chose, esclarcyr le monde
comme elle dellibéroit procéder dorsenavant vers vous, et comme
vous auriés à juger, cy après, de ses intentions.
La dicte Dame, d'une fort franche volonté, et sans aulcune remise,
m'a respondu qu'elle le feroit, et a prins incontinent le nom du
cappitayne pour envoyer empescher son embarquement. Et m'a dict,
davantage, qu'ayant sceu que quelques ungs avoient achepté des
pouldres pour envoyer en France, qu'elle avoit mandé les retenir
pour elle, et les avoit payées et faictes mettre dans la Tour; et
qu'elle espéroit vous fère cognoistre qu'elle avoit Dieu et son
sèrement, et le debvoir de l'amityé, qu'elle vous avoit promise,
devant les yeulx. Et si, m'a touché, en termes couvertz, quelque
particullarité de l'armement de ses navyres pour me fère
comprendre qu'elle les dressoit contre l'armée d'Espaigne; mais je
n'ay faict semblant de l'entendre, car je m'attandz, Sire, que, sur
l'advis que je vous en ay donné, Vostre Majesté me commandera
d'en parler ouvertement à la dicte Dame, affin de tirer d'elle, là
dessus, la plus expresse déclaration que je pourray.
Les six premiers navyres de son dict armement sortiront à la fin de
ce moys, et non plus tost, et les aultres, puis après, s'yront
conduysant, tout à loysir, à Porsemmue, où desjà l'on prépare les
vivres, le biscuit, la cher, et aultres provisions, pour les avitailler; et
le comte de Bethfort part bientost pour aller donner ordre, en
Cornoialle et Dauncher, que les mariniers et gens de guerre, qu'il
faudra mettre dessus, se trouvent prestz. Néantmoins je sentz bien
que les évènementz de France font que ceulx cy traictent plus
gracieusement avec le Roy d'Espaigne qu'ilz ne faysoient auparavant,
et qu'il semble qu'ilz entreront en beaucoup de modération avecques
luy, ainsy que luy, de son costé, les en recherche; et que
difficillement se garderont ilz qu'ils n'employent, en une façon ou
aultre, quelque partie de leur armement en faveur des eslevez de
vostre royaulme, bien que je ne cesseray de m'y oposer tousjours,
autant qu'il me sera possible.
L'on a envoyé nouvelle instruction au cappitayne Leython, depuis
l'exécution du comte de Couconnas et de La Molle, et depuis
l'emprisonnement de messieurs les Mareschaulx; dont j'estime qu'il
parlera en toute aultre façon à Vostre Majesté qu'on ne le luy avoit
commandé, à son partement. Néantmoins je desire qu'il vous playse
le renvoyer bien contant, et mander, par luy, beaucoup d'honnestes
satisfactions à la Royne, sa Mestresse, et pareillement à ses deux
conseillers.
Elle est après à dépescher quelque personnage, et croy que ce sera
Quillegreu, eu Escosse, devers le comte de Morthon, par prétexte de
traicter de certains désordres qui sont nays en la frontyère; mais je
croy que c'est pour conférer avecques luy sur le passage de l'armée
d'Espaigne. Je ne vous toucheray rien, icy, des nouvelles du dict
pays, parce que le sieur de Molins, qui en vient tout freschement,
vous en aura donné bon compte. La Royne d'Escosse, vostre belle
sœur, se porte bien, et, hier, je présentay, de sa part, une basquinne
de satin incarnat, à ouvrage d'argent, fort menu, et tout tissu de sa
main, à la Royne d'Angleterre, laquelle a eu très agréable le présent,
et l'a trouvé fort beau, et l'a prisé beaucoup, et m'a semblé que je
l'ay trouvée fort modérée vers elle. J'ay, icy, des lettres que la dicte
Royne, vostre belle seur, escript à Voz Majestez, mais je n'ay encores
congé de les vous envoyer. Ce sera par Halley, son vallet de
chambre, qui est icy, l'ung de voz chevaulcheurs d'escuyerie, lequel
les attand. Et semble qu'il n'y aura rien de mal que Voz Majestez luy
respondent quelquefoys; car ceulx cy voyent bien passer
ordinayrement des lettres d'elle, qui vous vont provoquant et
obligeant de luy respondre.
J'ay tant faict que sir Artus Chambernon s'est contanté de me bailler
ses procurations pour les fère tenir à l'ambassadeur d'Angleterre, et
promect de se monstrer, en sa charge, aultant vostre serviteur qu'il
luy sera possible, n'ayant voulu permettre que son filz soit allé
trouver le comte de Montgommery, son beau père. Il vous plerra,
Sire, luy fère avoyr quelque bonne provision de justice sur les biens
du dict de Montgommery, pour la dot de sa belle fille.
Ceulx cy me rengrègent, plus que jamays, la pleincte des prinses, et
le manquement de justice en France; dont y en a aulcuns, dans ce
conseil, qui, par deux et trois foys, ont pressé ceste princesse de
permettre à ses subjectz d'armer pour en avoyr la revenche, et
mesmement contre deux navyres de Vostre Majesté, qui s'appellent,
l'ung le Prince et l'aultre l'Ours, lesquels, depuis naguyères, ont faict
plusieurs prinses, et icelles, avec grande violence et meurtre, sur les
Angloys; dont je vous supplie très humblement, Sire, y vouloir
pourvoir.
Et pour la fin, je remercyeray très humblement Vostre Majesté des
favorables responces qu'il vous a pleu fère à celluy des miens qui
vous a parlé de celle petite abbaye de Néelle, que ung mien frère,
qui naguyères a esté tué dans Sarlat, me tenoit, et qui vous a
présenté aussy ung placet pour mes gages de la chambre, et pour la
petite pencion de douze centz livres qu'il plaist à Vostre Majesté me
donner; qui sont choses raysonnables et sur lesquelles je ne veux
sinon très bien espérer de Vostre Majesté, parce qu'elle ne voudra
jamays oublier ny mon long service ny ma fidellité, ny me laysser
tomber en l'extrême pouvreté, où je serois réduict, si elle n'avoit
souvenance, à ceste procheyne distribution, de m'accomplir la
libéralité de quelque bienfaict, selon que, longtemps y a, il luy a pleu
me la promettre, et laquelle j'ay plus longuement attandue que nul
aultre gentilhomme qui soit à son service; et, tout ensemble, me
récompenser de la perte que je fay, estant icy, de celle petite abbaye
de Néelle que Monseigneur le Duc a donnée à ung de ses
secrettères, qui m'estoit venue, par résignation, d'ung de mes
parantz; et avoyr esgard, Sire, touchant ma pencion, et gages, que
la cherté est si extrême et insupportable en ce lieu, où Vostre
Majesté me détient plus longtemps et plus extraordinayrement qu'il
n'a jamais faict nul aultre ambassadeur, que l'estat qu'elle m'y donne
n'y peut de beaucoup suffire. Et sur ce, etc.
Ce XXIII
e jour de may 1574.
CCCLXXXIIIe DÉPESCHE
—du XXIX
e jour de may 1574.—
(Envoyée exprès jusques à Calais par Hallay.)
Assurance que les armemens d'Angleterre sont dirigés contre l'Espagne.—
Nécessité de se tenir cependant sur ses gardes en France.—Nouvelles
d'Allemagne et d'Écosse.—Instances de Montgommerry auprès des
Anglais.—Avis donné par l'ambassadeur aux gouverneurs des côtes de
l'expédition du capitaine Montdurant.
Au Roy.
Sire, je ne puis encores descouvrir que, en toutes ces longues
assemblées de conseil, que ceulx cy ont quasy toutz les jours
tenues, depuis ung moys en ça, il y ayt esté rien déterminé contre
Vostre Majesté; ains mes advis se rapportent qu'ilz ont dressé leurs
délibérations à ordonner, comme ils pourront, par leur appareil de
mer, lequel ilz préparent tousjours, bien résister à l'entreprinse qu'ilz
se persuadent que le Roy Catholique a sur ce royaulme ou bien sur
l'Irlande, et comme, sans commancer aulcune infraction de paix, de
leur costé, ilz rendront inutilles les efforts de l'armée qui s'attand
d'Espaigne, au cas qu'elle essaye rien sur eulx; et de faict, les
parolles de ceste princesse, et de ceulx qui guident plus ses
intentions, tendent à me fère bien espérer de leurs déportementz
pour Vostre Majesté; et mesmes ont escript aulx portz de ne laysser
sortir, avec armes, ceulx qui s'acheminoient vers le comte de
Montgommery. Néantmoins, pour la façon de laquelle j'entendz qu'ilz
parlent des évènementz de France, qui ne se peuvent tenir qu'ilz ne
supportent tousjours la cause des eslevez, et qu'ilz ne desirent bien
fort qu'ilz ne soient poinct opprimés, et admettent ordinayrement
leurs agentz à traicter de leurs affères avec eulx; et que, parmy
aulcuns de ceulx qui s'apprestent pour aller sur leurs grands
navyres, il court ung bruict sourt qu'ilz feront quelque descente en
Normandye ou en Guyenne; je me résouls, d'ung costé, Sire, de
retenir ceste princesse, aultant que je pourray, en vostre dévotion, et
de divertyr, s'il est possible, qu'il ne vous viegne nul mal d'elle ny des
siens, ou le moins que fère se pourra, et vous supplyer très
humblement, de l'aultre, que vous ne layssiés, pour cella, de vous
pourvoir contre leur armement, comme contre suspectz amys, ou
bien contre couvertz ennemys, affin qu'ilz ne vous puissent uzer de
surprinse. Dont, de jour en jour, je ne faudray de vous escripre ce
que je pourray approfondir davantage de leurs dellibérations,
desquelles, sellon qu'au retour du cappitayne Leython ilz se
trouveront bien ou mal satisfaictz de sa légation, j'en pourray, lors,
plus certeynement juger.
Il leur est arrivé, depuis trois jours, ung Courier d'Allemagne,
dépesché par ung, leur agent, qui se tient à Franckfort, et, soubdain
le conseil s'est assemblé là dessus; où j'entendz qu'il a esté résolu
que promptement seront envoyés cinquante mille escuz en
Hambourg et à Colloigne, pour estre remis à ung Jehan Lith, facteur
de Me Grassen, auquel sera mandé comme et à qui il les faudra
distribuer. Et parce qu'on y employe quelque forme de crédict
d'Anvers, il semble que ce soit plustost une provision pour le prince
d'Orange, que non une emplète contre Vostre Majesté; mais, de tant
qu'on dict que Me Randolphe sera bientost dépesché devers les
princes protestantz, je vous supplie très humblement, Sire, ordonner
quelqu'ung qui le sache bien observer de dellà.
Ce XXIX
e jour de may 1574.
CCCLXXXIVe DÉPESCHE
—du IIII
e jour de juing 1574.—
Au Roy.
Sire, estant adverty que, oultre l'armement des grandz navyres de
ceste princesse, lequel va tousjours en avant, ung particullier de ce
royaulme, nommé Grinvil, gentilhomme tenu en très bon compte en
ceste court, et qui, dès l'entrée de l'hyver, a commancé de mettre
sept bons navyres en équippage de guerre, avecques voix de vouloir
aller descouvrir quelque destroict vers le North, ayant layssé passer
la sayson d'un tel voyage, ne laysse pourtant de se préparer, à ceste
heure, en toute dilligence, pour s'aller mettre sur mer avec les
susdictz sept navyres et encor trois davantage, qu'il y a joinctz de
nouveau; et qu'il s'est desja expédié de court pour aller fère son
embarquement, en divers endroictz, sellon que ses susdictz navyres
sont distribués en divers portz de ce royaulme, où plusieurs
gentilshommes vont estre de la partye, et des soldatz ou mariniers,
jusques au nombre de quinze centz hommes, en tout, j'ay eu le dict
appareil pour bien fort suspect; de tant mesmement qu'on m'a dict
qu'icelluy Grinvil a associé avecques luy le sir Artus Chambernon.
Dont j'ay incontinent envoyé rechercher bien curieusement, par
toutz mes advis, où se pouvoit addresser cette entreprinse. Et voicy,
Sire, ce qu'on m'en a rapporté:
Que le dict Grinvil, ayant longtemps sollicité la permission de pouvoir
aller fère ceste descouverte, qu'il a en main, et en ayant, jusques à
ceste heure, esté empesché par ceulx qui portent, icy, le faict du Roy
d'Espaigne et du Roy de Portugal, qu'il a sceu enfin si bien
remonstrer l'utillité qui adviendra de son voyage à tout ce royaulme,
si on le luy laysse parachever, qu'avec la faveur de ses amys il a
obtenu de le pouvoir fère, en ce toutesfoys que, devant toute
œuvre, il yra donner quelque forme de secours, qui luy a esté
prescripte, au comte d'Essex, en Irlande; et de là il prendra, puis
après, sa route où il prétend aller, sans luy estre néantmoins loysible
de descouvrir en endroict, où les Espaignols et Portugoys ayent
desjà actuellement descouvert, et sans qu'il puisse attempter rien
contre les amys de ce royaulme, spéciallement contre Vostre
Majesté. Et, par ainsy, mes advertissementz portent que je ne doibs
prendre allarme, ny vous en donner aulcune, de l'entreprinse du dict
Grinvil.
Et m'a l'on rapporté, davantage, Sire, que ceste princesse, jeudy
dernier, entre ses plus privés, a dict qu'elle estoit fort marrye qu'on
vous fît prendre, ny que vous vous imprimissiés, aulcune sorte de
deffiance, du costé de ce royaulme; car elle vous maintiendroit, sans
aulcun doubte, l'amityé qu'elle vous avoit promise, et qu'il n'y auroit
nul qui la vous ozât enfeindre. Et, de faict, encor que j'aye des
présumptions bien violentes contre les Angloys, à les avoyr suspectz
ez présentz troubles de vostre royaulme, si ne découvrè je que, pour
encores, ilz ayent aulcune entreprinse déterminée contre Vostre
Majesté, ains que l'ordre, qu'ilz ont proposé de tenir, quand ilz
auront mis leurs grandz navyres en mer, est, à ce que j'entendz,
qu'ilz n'entreront dans nulz portz; ains qu'ilz tiendront tousjours la
mer, et aussytost qu'ilz auront recognu l'armée d'Espaigne, qu'ilz
l'yront tousjours costoyant sur l'aile gauche, pour luy couvrir la coste
d'Ouest d'Angleterre et la routte d'Irlande, sans la laysser nullement
approcher de deçà; et, si aulcuns vaysseaulx d'icelle s'y escartent,
encor que ce soit par tourmente ou par aultre contraincte nécessité,
l'on ne layra de les investir et combattre. Et mesmes se présume
qu'ilz ont concerté avec le prince d'Orange, lequel doibt avoyr, lors,
cent bons navyres sur mer, comprins ceulx de la Rochelle, qu'ilz
chercheront les occasions de provoquer la dicte armée de venir aulx
mains, ayant faict équipper dix huict pataches, du port de vingt cinq
ou trente tonneaulx chascune, dans la rivière de Golchestre, en
forme de frégates à rames, bien garnies d'artillerye à fleur d'eau,
pour les oposer aulx gallères qu'on dict qui seront en la dicte armée.
Et n'y a que six jours que deux marchandz de Flandres, qui venoient
d'Espaigne par mer, ayantz esté contrainctz du vent à prendre port
vers le cap de Cornoaille, ont esté incontinent conduictz, avec toutes
les lettres qu'ilz portoient, devers les seigneurs de ce conseil, qui les
ont dilligemment examinés du faict de la dicte armée. Et il semble
qu'ilz leur ayent confirmé qu'elle sera bientost preste à se mettre à la
voylle; ce qui faict que ceulx cy hastent davantage leur armement.
Dont, de jour en jour, Sire, je vous donray advis de la dilligence qu'ilz
y mettront, affin que, nonobstant leurs bonnes parolles et leurs
démonstrations, vous vous pourvoyés tousjours, comme je vous en
supplie très humblement, que ne soyés surprins de leurs maulvais
effectz, si, d'avanture, ilz en avoient.
Au Roy.
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