ENEN 226 Environmental Impact Assessment EIA NOTES JAN-JUN 2024
ENEN 226 Environmental Impact Assessment EIA NOTES JAN-JUN 2024
 NOTES ON ENVIRONMENTAL
 IMPACT ASSESSMENT (EIA)
 JAN-JUN 2024
     TERMINOLOGY
   Environmental Impact Assessment: A tool used to identify the
    environmental, social, and economic impacts of a project prior to decision
    making. It aims to predict environmental impacts at an early stage in
    project planning and design, find ways and means to reduce adverse
    impacts, shape projects to suit the local environment, and present the
    predictions and options to decision makers.
   Environment: The complex of physical, chemical, and biotic factors (such
    as climate, soil, and living things) that act upon individual organisms and
    communities, including humans, and ultimately determine their form and
    survival. It is also the aggregate of social and cultural conditions that
    influence the life of an individual or community. The environment
    includes natural resources and ecosystem services that comprise essential
    life-supporting functions for humans, including clean water, food,
    materials for shelter, and livelihood generation.
   Impact: Any effect caused by a proposed activity on the environment,
    including effects on human health and safety, flora, fauna, soil, air,
    water, climate, landscape and historical monuments, or other physical
    structures, or the interaction among those factors. It also includes effects
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     WHAT IS EIA?
   EIA full form is Environmental Impact Assessment. In simple terms, the
    meaning of EIA is that it is a process through which an environmental
    impact of a proposed development is evaluated. While undertaking
    Environmental Impact Assessment (EIA), the inter-related socio-
    economic, cultural, and human-health impacts are considered.
   It is a process of evaluating the likely environmental impacts of a
    proposed project or development, taking into account inter-related socio-
    economic, cultural, and human-health impacts, both beneficial and
    adverse. EIA is a tool used to assess the positive and negative
    environmental, economic, and social impacts of a project. This is used to
    predict the environmental impacts of a project in the pre-planning stage
    itself so that decisions can be taken to reduce the adverse impacts.
   Evolution & History of EIA
   EIA is termed as one of the best policy innovations in the 1900s. The
    main aim of EIA is to conserve the environment and bring out the
    best combination of economic and environmental costs and benefits. Read
    the below-mentioned points to understand the Environmental Impact    4
    Assessment evolution and history:
1.   The birth of EIA is dated back to the 1970s. In 1969, The USA had
     brought its first National Environment Policy Act (NEPA) 1969.
2.   The EIA was initially practised by developed nations but slowly it was
     also introduced in developing nations including India.
3.   Columbia and the Philippines are the earliest examples of developing
     nations who introduced EIA in their policies. Columbia brought it in 1974
     while the Philippines in 1978.
4.   Worldwide, EIA is now practised in more than 100 countries. By the mid-
     1990s, some 110 countries applied EIA as a major environmental policy.
5.   In 1989, EIA was adopted as the major development project by the World
     Bank.
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    BACKGROUND FACTS
 EIA was first introduced in the USA under the
  Environmental Policy Act (1969).
 Since then it has evolved and a variety of offshoot
  assessment techniques have emerged (focusing, for
  example on social, biodiversity, environmental health and
  cumulative effects and risk) acting as a broader impact
  assessment toolkit.
 Most countries have now introduced formal EIA systems,
  usually under dedicated environmental legislation, and
  have introduced EIA regulations (and often regulatory
  bodies) specifying when and for which developments an
  EIA is required, institutional responsibilities and
  procedures, and specific steps and processes to be followed.
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    PURPOSE
   EIA is intended to identify the impacts (both beneficial and adverse) of a
    proposed public and private development activities.
   Often, the focus is dominantly environmental (biophysical); but good
    practice also addresses social and economic aspects.
   EIA is mainly used at the level of specific developments and projects
    such as dams, industrial plants, transport infrastructure (eg airport
    runways and roads), farm enterprises, natural resource exploitation (eg
    sand extraction).
   Strategic environmental assessment (SEA) is a sister tool applied
    upstream at the level of policies, plans and programmes. Like SEA, EIA
    is most valuable when applied early in the planning process for a project
    as a support to decision-making.
   It provides a means to identify the most environmentally suitable option
    at an early stage, the best practicable environmental option, and
    alternatives to the proposed initiative; and thus avoid or minimise
    potentially damaging and costly negative impacts, and maximise
    positive impacts.                                                   8
Objectives of Environmental Impact Assessment
1. Identifying, predicting, and evaluating economic, environmental,
   and social impacts of development activities.
2. Providing information on the environmental consequences for
   decision making.
3. Promoting environmentally sound and suitable development by
   identifying appropriate alternatives and mitigation measures.
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    PROJECT CLASSIFICATION CRITERIA
The 2017 regulations for Scotland (mygov.scot last updated in 2022) divided
projects into 2 different types: Schedule I projects and Schedule II projects.
 Schedule I projects
  Schedule II projects
Schedule II projects will only require EIA if it's decided that the project is
likely to have 'significant' environmental effects. There will usually be a
threshold to determine if a case by case screening decision is required.
 Examples of Schedule II projects include:
   environments.
Middle ground option : adoption of environmental assessment
principles within accepted planning procedures. This option takes
elements of both the legislative and policy options as outlined in this
notes.
3. Policy option : systems are developed and incorporated within the
    administrative machinery of government. Under this option the
    rules and regulations are not enforceable in a legal sense.
The advantages are
• Greater direct control over the process
• More opportunity to alter procedures in the light of experience
• Less administrative costs                                       12
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    Screening often results in a categorization of the project and from
    this a decision is made on whether or not a full EIA is to be carried
    out.
   During this phase, the regulatory authorities, often in consultation
    with the project proponent, determine whether a project requires a
    full EIA. This screening filters out projects with minimal
    environmental impact. It also ensures EIA resources serve projects
    needing in-depth evaluation.
    Scoping is the process of determining which are the most critical
    issues to study and will involve community participation to some
    degree. It is at this early stage that EIA can most strongly influence
    the outline proposal.
    Detailed prediction and mitigation studies follow scoping and
    are carried out in parallel with feasibility studies. The main output
    report is called an Environmental Impact Statement, and contains
    a detailed plan for managing and monitoring environmental impacts
    both during and after implementation.
    Finally, an audit of the EIA process is carried out some time after
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    implementation. The audit serves a useful feedback and learning
    function.
    RESOURCES
  An EIA team for an irrigation and drainage study is likely to be composed
   of some or all of the following:
a team leader a hydrologist an irrigation/drainage engineer;
a fisheries biologist/ecologist an agronomist/pesticide expert
a soil conservation expert        a biological/environmental scientist
an economist a social scientist           a health scientist (preferably a
                                          epidemiologist).
The final structure of the team will vary depending on the project.
Specialists may also be required for fieldwork, laboratory testing, library
research, data processing, surveys and modelling.
The team leader will require significant management skill to co-ordinate
the work of a team with diverse skills and knowledge.
 There will be a large number of people involved in EIA apart from the
   full-time team members. These people will be based in a wide range of
   organizations, such as the project proposing and authorizing bodies,
   regulatory authorities and various interest groups. Such personnel would
   be located in various agencies and also in the private sector; a        22
   considerable number will need specific EIA training.
   The length of the EIA will obviously depend on the programme, plan
    or project under review. However, the process usually lasts from
    between 6 and 18 months from preparation through to review.
   It will normally be approximately the same length as the feasibility
    study of which it should form an integral part. It is essential that the
    EIA team and the team carrying out the feasibility study work
    together and not in isolation from each other. This often provides the
    only opportunity for design changes to be made and mitigation
    measures to be incorporated in the project design.
   The cost of the study will vary considerably and only very general
    estimates can be given here. Typically, costs vary from between 0.1
    and 0.3 percent of the total project cost for large projects over US$ 100
    million and from 0.2 to 0.5 percent for projects less than US$ 100
    million. For small projects the cost could increase to between 1 and 3
    percent of the project cost.
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    SCREENING
   Screening is the process of deciding on whether an EIA is required.
    This may be determined by size (eg greater than a predetermined
    surface area of irrigated land that would be affected, more than a
    certain percentage or flow to be diverted or more than a certain capital
    expenditure).
    Alternatively it may be based on site-specific information. For
    example, the repair of a recently destroyed diversion structure is
    unlikely to require an EIA whilst a major new headwork structure
    may.
   Guidelines for whether or not an EIA is required will be country
    specific depending on the laws or norms in operation. Legislation often
    specifies the criteria for screening and full EIA. All major donors
    screen projects presented for financing to decide whether an EIA is
    required.
   The output from the screening process is often a document called an
    Initial Environmental Examination or Evaluation (IEE). The
    main conclusion will be a classification of the project according to its
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    likely environmental sensitivity. This will determine whether an EIA
    is needed and if so to what detail.
     SCOPING
   Scoping occurs early in the project cycle at the same time as outline
    planning and pre-feasibility studies. Scoping is the process of identifying
    the key environmental issues and is perhaps the most important step in
    an EIA. Several groups, particularly decision makers, the local population
    and the scientific community, have an interest in helping to deliberate
    the issues which should be considered, and scoping is designed to canvass
    their views, (Wathern 1988).
   Scoping is important for two reasons.
   First, so that problems can be pinpointed early allowing mitigating
    design changes to be made before expensive detailed work is carried out.
   Second, to ensure that detailed prediction work is only carried out for
    important issues. It is not the purpose of an EIA to carry out exhaustive
    studies on all environmental impacts for all projects. If key issues are
    identified and a full scale EIA considered necessary then the scoping
    should include terms of reference for these further studies.
   At this stage the option exists for cancelling or drastically revising the
    project should major environmental problems be identified. Equally it
    may be the end of the EIA process should the impacts be found to be25
    insignificant. Once this stage has passed, the opportunity for major
    changes to the project is restricted.
   Before the scoping exercise can be fully started, the remit of the study
    needs to be defined and agreed by the relevant parties. These will vary
    depending on the institutional structure. At a minimum, those who
    should contribute to determining the remit will include those who decide
    whether a policy or project is implemented, those carrying out the EIA (or
    responsible for having it carried out by others) and those carrying out
    parallel engineering and economic studies relating to the proposal. A
    critical issue to determine is the breadth of the study. For example, if a
    proposed project is to increase the area of irrigated agriculture in a region
    by 10%, is the remit of the EIA to study the proposal only or also to
    consider options that would have the same effect on production?
   A major activity of scoping is to identify key interest groups, both
    governmental and non-governmental, and to establish good lines of
    communication. People who are affected by the project need to hear about
    it as soon as possible. Their knowledge and perspectives may have a
    major bearing on the focus of the EIA. Rapid rural appraisal techniques
    provide a means of assessing the needs and views of the affected
    population.
   The main EIA techniques used in scoping are baseline studies, checklists,
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    matrices and network diagrams. These techniques collect and present
    knowledge and information in a straightforward way so that logical
  PREDICTION AND MITIGATION
decisions can be made about which impacts are most significant.
 Once the scoping exercise is complete and the major impacts to be studied
  have been identified, prediction work can start. This stage forms the
  central part of an EIA. Several major options are likely to have been
  proposed either at the scoping stage or before and each option may
  require separate prediction studies. Realistic and affordable mitigating
  measures cannot be proposed without first estimating the scope of the
  impacts, which should be in monetary terms wherever possible. It then
  becomes important to quantify the impact of the suggested improvements
  by further prediction work. Clearly, options need to be discarded as soon
  as their unsuitability can be proved or alternatives shown to be superior
  in environmental or economic terms, or both. It is also important to test
  the "without project" scenario.
 An important outcome of this stage will be recommendations for
  mitigating measures. This would be contained in the Environmental
  Impact Statement. Clearly the aim will be to introduce measures which
  minimize any identified adverse impacts and enhance positive impacts.
  Formal and informal communication links need to be established with
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  teams carrying out feasibility studies so that their work can take
  proposals into account. Similarly, feasibility studies may indicate that
  some options are technically or economically unacceptable and thus
   environmental prediction work for these options will not be
    required.uncertainty are discussed further in the section Managing
    uncertainty.
   Many mitigating measures do not define physical changes but require
    management or institutional changes or additional investment, such as
    for health services. Mitigating measures may also be procedural changes,
    for example, the introduction of, or increase in, irrigation service fees to
    promote efficiency and water conservation. Table 6 in Chapter 4 describes
    the most common adverse impacts associated with irrigation and
    drainage schemes and some appropriate mitigating measures.
   By the time prediction and mitigation are undertaken, the project
    preparation will be advanced and a decision will most likely have been
    made to proceed with the project. Considerable expenditure may have
    already been made and budgets allocated for the implementation of the
    project. Major changes could be disruptive to project processing and only
    accepted if prediction shows that impacts will be considerably worse than
    originally identified at the scoping stage. For example, an acceptable
    measure might be to alter the mode of operation of a reservoir to protect
    downstream fisheries, but a measure proposing an alternative to dam     28
    construction could be highly contentious at this stage. To avoid conflict it
    is important that the EIA process commences early in the project cycle.
   This phase of an EIA will require good management of a wide range of
    technical specialists with particular emphasis on:
    • prediction methods;
    • interpretation of predictions, with and without mitigating measures;
    • assessment of comparisons.
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LEOPOLD 1971 MATRIX
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LEOPOLD 1971 MATRIX
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CHECKLIST
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    MANAGEMENT AND MONITORING
   Finally, the time frame in which the impact will occur should be
    indicated, including whether or not the impact is irreversible.
   The part of the EIS covering monitoring and management is often
    referred to as the Environmental Action Plan or Environmental
    Management Plan. This section not only sets out the mitigation measures
    needed for environmental management, both in the short and long term,
    but also the institutional requirements for implementation. The term
    'institutional' is used here in its broadest context to encompass
    relationships:
    • established by law between individuals and government;
    • between individuals and groups involved in economic transactions;
    • developed to articulate legal, financial and administrative links among
           public agencies;
    • motivated by socio-psychological stimuli among groups and individuals
           (Craine, 1971).
   The above list highlights the breadth of options available for
    environmental management, namely: changes in law; changes in prices; 39
    changes in governmental institutions; and, changes in culture which may
    be influenced by education and information dissemination.
   All the management proposals need to be clearly defined and costed. One
    of the more straightforward and effective changes is to set-up a
    monitoring programme with clear definition as to which agencies are
    responsible for data collection, collation, interpretation and
    implementation of management measures.
   The purpose of monitoring is to compare predicted and actual impacts,
    particularly if the impacts are either very important or the scale of the
    impact cannot be very accurately predicted. The results of monitoring can
    be used to manage the environment, particularly to highlight problems
    early so that action can be taken. The range of parameters requiring
    monitoring may be broad or narrow and will be dictated by the 'prediction
    and mitigation' stage of the EIA. Typical areas of concern where
    monitoring is weak are: water quality, both inflow and outflow; stress in
    sensitive ecosystems; soil fertility, particularly salinization problems;
    water related health hazards; equity of water distributions; groundwater
    levels.
   The use of satellite imagery to monitor changes in land use and the
    'health' of the land and sea is becoming more common and can prove a
    cost-effective tool, particularly in areas with poor access. Remotely sensed
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    data have the advantage of not being constrained by political and
    administrative boundaries.
   They can be used as one particular overlay in a GIS. However,
    authorization is needed for their use, which may be linked to national
    security issues, and may thus be hampered by reluctant governments.
   Monitoring should not be seen as an open-ended commitment to collect
    data. If the need for monitoring ceases, data collection should cease.
    Conversely, monitoring may reveal the need for more intensive study and
    the institutional infrastructure must be sufficiently flexible to adapt to
    changing demands. The information obtained from monitoring and
    management can be extremely useful for future EIAs, making them both
    more accurate and more efficient.
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 The public participation/consultation and information
  dissemination activities need to be planned and budgeted.
  The social scientist team member should define how and
  when activities take place and also the strategy: extensive
  field work is expensive.
 It is important to note that public participation activities
  are often reported as a separate section of the final EIA.
  Where experience of managing community involvement is
  limited, training is highly recommended.
 Further reading on public participation can be obtained
  from: Ahmed L and G K Sammy (1988) and on Rapid Rural
  Appraisal from Chambers R (1981). Rapid Rural Appraisal
  techniques may be an appropriate and cost effective method
  of assessment.
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Importance of Environmental Impact Assessment
1.EIA is a good tool for prudent environment management.
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2.It is government-policy that any industrial project in India has to secure EIA clearance
from the Environment Ministry before approval for the project itself.
     MANAGING UNCERTAINTY
    An EIA involves prediction and thus uncertainty is an integral part.
     There are two types of uncertainty associated with environmental impact
     assessments: that associated with the process and, that associated with
     predictions. With the former the uncertainty is whether the most
     important impacts have been identified or whether recommendations will
     be acted upon or ignored. For the latter the uncertainty is in the accuracy
     of the findings. The main types of uncertainty and the ways in which they
     can be minimized are discussed by de Jongh in Wathern (1988). They can
     be summarized as follows:
1.     uncertainty of prediction: this is important at the data collection
       stage and the final certainty will only be resolved once implementation
       commences. Research can reduce the uncertainty;
2.     uncertainty of values: this reflects the approach taken in the EIA
       process. Final certainty will be determined at the time decisions are
       made. Improved communications and extensive negotiations should
       reduce this uncertainty;
3.     uncertainty of related decision: this affects the decision making
       element of the EIA process and final certainty will be determined by50
       post evaluation. Improved coordination will reduce uncertainty.
   The importance of very wide consultation cannot be overemphasized in
    minimizing the risk of missing important impacts. The significance of
    impacts is subjective, but the value judgements required are best arrived
    at by consensus: public participation and consultation with a wide sector
    of the community will reduce uncertainty. One commonly recurring
    theme is the dilemma of whether to place greater value on short-term
    benefits or long-term problems.
   The accuracy of predictions is dependent on a variety of factors such as
    lack of data or lack of knowledge. It is important not to focus on
    predictions that are relatively easy to calculate at the expense of impacts
    that may be far more significant but difficult to analyse. Prediction
    capabilities are generally good in the physical and chemical sciences,
    moderate in ecological sciences and poor in social sciences. Surveys are
    the most wide-spread technique for estimating people's responses and
    possible future actions.
   The results of the EIA should indicate the level of uncertainty with the
    use of confidence limits and probability analyses wherever possible.
    Sensitivity analysis similar to that used in economic evaluation, could be
    used if adequate quantifiable data are available. A range of outcomes 51 can
    be found by repeating predictions and adjusting key variables.
   EIA cannot give a precise picture of the future, much as the
    Economic Internal Rate of Return cannot give a precise
    indication of economic success. EIA enables uncertainty to
    be managed and, as such, is an aid to better decision
    making. A useful management axiom is to preserve
    flexibility in the face of uncertainty.
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