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The Rise of Reptiles
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The Rise of Reptiles
320 Million Years of Evolution
Hans-Dieter Sues
A catalog record for this book is available from the British Library.
Contents
Preface vii
Outline Classification ix
1 Introduction 1
Glossary 303
References 309
Index 377
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Preface
Reptiles are one of the most diverse groups of present-day vertebrates, with more than
10,000 described species of crocodylians, lepidosaurs, and turtles. If one adds birds
(which are a clade of derived dinosaurs), this number more than doubles. Reptiles also
have a rich and varied fossil record spanning more than 300 million years. They in-
clude the largest land animals of all time, and they repeatedly and successfully invaded
the sea and took flight. An extraordinary wealth of new discoveries of extant and extinct
reptiles in recent decades has revolutionized our understanding of the evolutionary
history of these animals, but there exists no current overview. Carroll (1988) provided
the last major English-language review of this subject. Tatarinov (2006, 2009) attempted
a traditional synthesis of the evolutionary history of reptiles, which, in his usage, also
included synapsids excluding mammaliaforms. Finally, Benton (2014) published an ex-
cellent introduction to the evolution of reptiles in his textbook for beginning students.
Over the years several colleagues and students have asked me about a more current and
detailed exploration of this topic. The present work reviews the evolutionary history
based on our current knowledge. I hope that it will be of use to advanced students of
vertebrate zoology and paleontology.
Wherever possible, reptilian clades are phylogenetically defined and diagnosed in
terms of unambiguous shared derived features. Many taxonomic names have different
meanings for different researchers, and thus phylogenetic definitions of clades are crit-
ically important.
The illustrations include numerous color images of actual fossils to introduce readers
to the material basis for the study of extinct reptiles. In addition, numerous photographs
of present-day reptiles introduce paleontologists to the diversity of these animals. For
each major group, I have selected a phylogenetic framework or, where no compre-
hensive analysis was available, I have combined elements of compatible hypotheses. I
have tried to cite competing hypotheses for the (inter)relationships of par ticular reptil-
ian clades to alert readers to different points of view.
Anatomical terms follow the standard nomenclature used in comparative anatomy.
Stratigraphic terms follow the recommendations of the International Stratigraphic Com-
mission, and the absolute dates in Fig. 1.2 are based on the figures published by the
commission in 2018. Wherever possible, the periods, epochs, and ages for taxa are listed.
For the Permian Period, both the traditional and current tripartite divisions are listed.
Chapters 1 and 2 are introductory in nature. Chapters 3 through 12 review the di-
versity and evolution of the various reptilian clades. Chapter 13 presents a synopsis of
the evolutionary history of reptiles. Chapter 14 discusses the uncertain future of rep-
tiles in the context of the current global biodiversity crisis. A glossary provides the
viii Preface
definitions for numerous terms used in this volume. Robert Reisz, Olivier Rieppel, Rainer Schoch, and Xiao-
Finally, an extensive reference list invites readers to ex- chun Wu.
plore aspects of the evolutionary history of reptiles more I owe a great debt to friends and colleagues who gen-
deeply. It focuses on primary studies published in recent erously provided images for use in this book: Jérémy
decades because most of these publications include Anquetin, Sebastián Apesteguía, Sasha Averianov, the late
phylogenetic analyses of the taxa under consideration. Don Baird, Chris Bell, Mike Benton, Don Brinkman,
This does not reflect the common attitude today that the Chris Brochu, the late Alan Charig, Jim Clark, Adam
older literature is “outdated.” This body of work remains Clause, Ross Damiani, François Escuillié and the late Jean-
an indispensable source of primary data and citations. Claude Rage, David Evans, Mike Everhart, Nick Fraser,
Much to the dismay of many researchers, classifica- Greg Funston and Phil Currie, Heinz Furrer, Zulma Gas-
tion and nomenclature will always remain in flux as parini, Stephen Godfrey, Lance Grande, Harry Greene,
new studies on reptilian diversity and evolution contin- Romain Houssineau, Tom Jorstad, David Krause, Pete
uously provide new data and insights. The traditional Larson, Alexandra Laube, Stephan Lautenschlager, Jun Liu,
Linnaean system suggested that the relationships among the late Junchang Lü, Tyler Lyson, Jessie Maisano and
reptiles were far better resolved than is the case. It also Digimorph, Heinrich Mallison, Thomas Martens, Dave
created the misleading impression that categories such as Martill, Gerald Mayr, Ryosuke Motani, Sterling Nes-
“family” were somehow comparable actual biological enti- bitt, Bill Parker, Oliver Rauhut, Robert Reisz and Diane
ties. Thus, this system is not used in this book. I still refer Scott, Olivier Rieppel, the late Pamela Robinson, Rodolfo
to genera (as most genera of extinct reptiles comprise Salas-Gismondi, Torsten Scheyer, Rainer Schoch, Cesar
only a single species), but otherwise the higher-level tax- Schultz, Paul Sereno and Carol Abraczinkas, Adam Smith,
onomy in this book has dispensed with categories such Krister Smith, Juliana Sterli, Helmut Tischlinger, Mike
as family, order, and class. Like personal names, names Triebold, Andre Veldmeijer and Erno Endenburg, Laurie
of taxa are treated as singulars and without articles. Vitt, Mark Witton, Wolfgang Wüster, Pavel Zuber, and
Although this work is concerned primarily with the George Zug. Several museums and institutions kindly
fossil record, it makes frequent references to molecular- granted permission to reproduce photographs of speci-
based phylogenetic analyses. The latter have become the mens housed in their collections. Mike Ellison, Scott
principal tool for assessing the interrelationships among Hartman, Jeff Martz, and Paddy Ryan licensed use of
extant organisms. Morphology and molecules sometimes images created by them.
yield strikingly different phylogenetic hypotheses, but Special thanks are due to Zoe Kulik and Stuart Sumida
such conflicts lead to reconsideration of both kinds of who prompted me to embark on this project. At Johns
data sets. Hopkins University Press, Vincent Burke invited me to
write this book and, together with Tiffany Gasbarrini,
No single researcher can be familiar with all aspects of patiently saw this book through to publication. Susan
reptilian diversity and evolution I have tried to cover in Campbell provided superb copy-editing. I also thank
this book. Over the years I have learned a great deal from John Hoey and his team for their care during copy
friends through discussions and/or joint research. I par- production.
ticularly thank Sasha Averianov, Bob Carroll, Jim Clark, Last but not least, I thank Liz Sues for tolerating and
Nick Fraser, Sean Modesto, Ryosuke Motani, Sterling even encouraging my obsession with reptiles past and
Nesbitt, Paul Olsen, Kevin Padian, Adam Pritchard, present and for editorial comments on several chapters.
Outline Classification
REPTILIA
PARAREPTILIA
Mesosauridae
Unnamed clade
Millerettidae
Ankyramorpha
Lanthanosuchoidea
Unnamed clade
Bolosauria
Procolophonia
Pareiasauromorpha
Procolophonoidea
EUREPTILIA
Captorhinidae
Romeriida
Paleothyris
Diapsida
Araeoscelidia
Neodiapsida
Drepanosauromorpha
Weigeltisauridae
Testudinata
Testudines
Pleurodira
Cryptodira
“Mesozoic Marine Clade”
Ichthyosauromorpha
Hupehsuchia
Ichthyosauriformes
Ichthyopterygia
Ichthyosauria
Thalattosauriformes
x Outline Classification
Sauropterygia
Placodontiformes
Placodontia
Eosauropterygia
Eusauropterygia
Plesiosauria
Sauria*
(* denotes separate listing of the taxonomic categories within this clade below)
SAURIA
Choristodera
Lepidosauromorpha
Lepidosauria
Rhynchocephalia
Squamata
Iguania
Polyglyphanodontia
Unnamed clade
Mosasauria
Scleroglossa
Gekkota
Autarchoglossa
Scincomorpha
Lacertiformes
Amphisbaenia
Anguimorpha
Ophidia
Serpentes
Archosauromorpha
Crocopoda
Archosauriformes
Archosauria
Pseudosuchia
Suchia
Loricata
Crocodylomorpha
Crocodyliformes
Mesoeucrocodylia
Notosuchia
Neosuchia
Eusuchia
Crocodylia
Outline Classification xi
Avemetatarsalia
Aphanosauria
Ornithodira
Pterosauria
Dinosauromorpha
Dinosauriformes
Dinosauria
Saurischia
Theropoda
Tetanurae
Avialae
Aves
Sauropodomorpha
Sauropoda
Ornithischia
Genasauria
Thyreophora
Stegosauria
Ankylosauria
Neornithischia
Marginocephalia
Ceratopsia
Pachycephalosauria
Ornithopoda
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The Rise of Reptiles
320 Million Years of Evolution
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1 Introduction
A lifetime of fascination with, and many years of study of, reptiles past and present
has led me to writing this book. For several years I have reviewed all I have learned
in the course of my own research and surveyed the vast, widely scattered literature on
the subject. What follows is an attempt to present an overview of the evolutionary his-
tory of reptiles, from their modest beginnings to the diversity of species with which
we share this planet today.
There are more than 10,000 described present-day species of reptiles excluding birds.
This impressive, and still growing, number represents just three major lineages—turtles,
lepidosaurs (lizards, snakes, and the tuatara), and crocodylians (Fig. 1.1). Along with
birds (which, in phylogenetic terms, are a clade of feathered theropod dinosaurs), they
are the survivors of a once far more varied group of vertebrates.
For much of the past 300 million years or so, reptiles have been the most numerous
and diverse land-dwelling vertebrates on Earth. They repeatedly and successfully con-
quered the air and adapted to life in the sea. The Mesozoic Era, ranging from 251 to 66
million years ago (Fig. 1.2), represented the acme of reptilian abundance and diver-
sity and thus has long been known as the Age of Reptiles (Mantell 1831). One group of
reptiles, dinosaurs, included the largest land-dwelling animals of all time and another,
pterosaurs, included the largest flying animals that ever existed. Only after the extinc-
tion of dinosaurs other than birds at the end of the Cretaceous Period, some 66 million
years ago, did the major lineages of extant mammals (including our own) diversify.
Even today, however, reptiles including birds (with a combined total exceeding 20,000
described species) substantially outnumber mammals (about 6,500 species; Burgin
et al. 2018). Calling the Cenozoic Era the Age of Mammals merely reflects the fact that
we, a species of mammal, are writing the history of life.
Many years ago, Alfred Sherwood Romer, the leading vertebrate paleontologist of
the day, asserted that “the general pattern of reptilian evolution has become clear in
most regards” (Romer 1971:103). Fortunately for later generations of researchers, this
claim proved far off the mark. In recent decades, countless new reptilian fossils have
been discovered across the globe, both in previously unexplored regions and in well-
known locations. Combined with new approaches to the analysis of the interrelation-
ships of organisms and to the interpretation of fossil remains, these discoveries have
revolutionized our understanding of the reptilian Tree of Life.
Every year, driven by concerns about rapidly vanishing natural habitats around
the world, exploration efforts have led to the discovery of scores of new species of
present-day reptiles. Molecular methods—most recently, the sequencing of entire
genomes—provide critical new insights into the diversity and interrelationships of
2 The Rise of Reptiles
Figure 1.1. Representatives of the four major clades of present-day reptiles (excluding birds). A, Crocodylia: spectacled caiman
(Caiman crocodilus); B, Rhynchocephalia: tuatara (Sphenodon punctatus); C, Squamata: Boyd’s forest dragon (Lophosaurus boydii);
D, Testudines: Adanson’s turtle (Pelusios adansonii). A, courtesy of Laurie Vitt; B, courtesy of Paddy Ryan; C–D, courtesy of Division of
Amphibians and Reptiles, National Museum of Natural History.
extant species. This unprecedented wealth of new data exquisitely preserved fossil retains only a small amount
has clarified many issues but has also generated many of the total biological information the original life-
more questions. Thus, this book can provide only a “snap- form once did. Thus, fossils must be interpreted in the
shot” of our current understanding of the evolutionary context of what we know or can learn about present-
history of reptiles. day organisms.
Fossils are the remains or traces of ancient life. “Fossil”
Fossils derives from the Latin verb fodere, to dig. In the case of
Fossils are one of the principal sources of information for reptiles, fossils are typically bones and teeth, which are
the study of organic evolution. Although impressive in already fully mineralized in the living animal and thus
its own right, the diversity of present-day multicellular more likely to survive the death and dissolution of their
organisms represents only a tiny fraction of all living be- owner’s body. Only in exceptional circumstances have
ings that have ever existed on Earth—by some estimates soft tissues been preserved as impressions or become
as little as 1 percent (Nee and May 1999). Without fossils, rapidly mineralized soon after an animal’s death. Some-
our understanding of the diversity and history of life times trackways and other traces of life activity (such
would be extremely limited. However, even the most as eggs and burrows) can be confidently attributed to
Introduction 3
evolutionary history of many groups of animals and patience but can yield exquisitely preserved specimens.
plants and occasionally preserve life-forms for which Occasionally, bones have largely weathered away or are
there is little or no fossil evidence anywhere else. soft and crumbly in hard rock. In such cases, any remain-
The quest for fossils in the field requires patience and ing bony substance is carefully removed, leaving a sharp
luck. First, locations of potentially fossil-bearing sedimen- impression in the rock matrix. This impression is then
tary rocks are identified through study of the geological cast with a flexible molding compound (such as silicon
literature and maps. Then the real effort begins—looking rubber) to create a copy of the shape and surface texture
for and prospecting exposures of rocks. Some regions of the original fossil.
of the world have vast open terrain with little or no veg- Darwin (1859:310–311) noted despairingly, “I look at
etation and rock exposures everywhere. These are ideal the natural geological record, as a history of the world
hunting grounds for fossils. By contrast, searching for imperfectly kept, and written in a changing dialect. . . .
fossils in densely settled or vegetated areas like eastern Only here and there a short chapter has been preserved:
North America is much more challenging. There, out- and of each page, only here and there a few lines.” Al-
crops of fossil-bearing rocks are confined to quarries, though the fossil record has grown immeasurably since
road cuts, construction sites, riverbanks, and sea cliffs. Darwin penned these lines, parts of it remain tantaliz-
When visiting a potential fossil locality, collectors first ingly incomplete. Certain intervals of Earth history
scan the rock face for any bones or teeth already exposed apparently left little if any fossil record. However, pale-
by wind and rain. Occasionally such pieces will lead to ontologists have not yet fully explored many regions of
more complete skeletal remains still buried in the rock. the globe, and even historical localities continue to
At other sites, collectors must split rock to find fossils yield important new discoveries.
embedded in it. When smaller bones and teeth occur in
loose sediments, such as sands and clays, screening dry Molecules
or wet sediment through sets of sieves with a range of Biological molecules form the other major source of in-
mesh sizes is the most effective method used to recover formation for reconstructing the evolutionary history of
these remains. organisms. All living beings are made up of proteins. Pro-
Larger fossils are usually exposed to the degree nec- teins, in turn, are composed of chains of smaller mole-
essary to determine their extent and position in the cules known as amino acids. There are 20 common types
rock. They are then encased in protective jackets of of amino acids that can be assembled in any order to form
plaster-soaked bandages for safe transport back to a labo- a tremendous variety of proteins. The instructions for
ratory, where preparation—the actual excavation of the assembling proteins are encoded in a highly complex
bones and teeth—takes place. Standard tools for this molecule, deoxyribonucleic acid (DNA). DNA is a long
work include a kind of miniaturized jackhammer molecule with a “backbone” composed of alternating
(airscribe), chisels, dental picks, and sharpened rods of phosphate and sugar subunits. Attached to each sugar
steel or tungsten carbide mounted in pin vises. Detailed subunit is one of just four kinds of bases (nucleotides): ad-
preparation work is done with the aid of microscopes. enine, cytosine, guanine, and thymine. A set of three
Fossil bones are commonly fragile and riddled with bases (triplet) represents a single amino acid in a protein.
fractures, requiring consolidation as well as repair of A chain of such triplets makes up a gene. Over time, bases
cracks. Skeletal remains embedded in certain kinds of are changed, inserted, or lost, creating genetic mutations.
rock, especially limestone, can often be completely ex- Such mutations can be harmful by disabling a protein.
tracted through repeated immersion of the rock in greatly However, many, perhaps most, mutations appear to do
diluted acetic or formic acid. Limestone, composed pri- little if any harm, presumably because the genetic code
marily of calcium carbonate, readily dissolves in these includes much redundancy, and many regions of it do not
acids, exposing bones and teeth, which are made up of a code for proteins.
different calcium mineral, hydroxyapatite, and thus do Species diverge from common ancestors through
not dissolve as readily. This technique requires skill and changes in their DNA. By comparing the structure of the
Introduction 5
DNA molecules between different species, biologists can codylians and turtles have the slowest rates of molecu-
track changes in the nucleotide sequences that have lar change reported among tetrapods, and snakes have
occurred since the divergence of those species from their some of the fastest (Hugall et al. 2007). Averaging rates
most recent common ancestor. Assuming that such of change across lineages in many molecular studies
changes took place at fairly constant rates over long spans pulls slowly evolving groups toward one another and
of time, researchers can estimate the amount of time it pushes rapidly evolving taxa toward the base of the
took for the differences to develop and compare the re- phylogenetic tree. Thus, much of the deep history of evo-
sults to the known fossil record. For example, humans lutionary lineages can probably not be discovered using
and chimpanzees share some 96 percent of their DNA. molecular methods.
Calculations for the time of the divergence of the human Ideally, the comprehensive study of the evolutionary
and great-ape lineages have estimated dates between six history of any group of organisms should draw on as
and seven million years, which fits well with the geologi- many sources of information as possible: molecules,
cal ages for the oldest known fossils of human-like pri- morphology, behavior, and ecology (total evidence ap-
mates from Africa. DNA sequencing has become the pri- proach; Eernisse and Kluge 1993).
mary tool for reconstructing the interrelationships of
present-day (and a few geologically young) organisms. Establishing the Age of Fossils
Much has been made of the fact that molecular and Establishing the absolute ages of fossils is essential for
morphological studies often yield strikingly different re- establishing time frames for the evolutionary diversifi-
sults. In such situations, potential issues affecting both cation of organisms. In most cases, however, it is impos-
sets of data must be carefully examined. Researchers fre- sible to date an individual fossil directly.
quently assume that molecular data are inherently supe- Only organic remains younger than about 60,000 years
rior to morphological information for reconstructing can be dated directly by using a radioactive isotope of
phylogenetic relationships. In most analyses of sequence carbon, carbon-14. Living animals and plants continu-
data, nucleotide sites (or amino-acid residues) are treated ously take up this relatively uncommon isotope from
as characters. In a large data set, such data can be hetero- the environment, but this uptake ceases when organisms
geneous. Another issue, known as long-branch attrac- die. Carbon-14 has a half-life of 5,730 ± 30 years, which
tion, emerges when evolutionary divergence between represents the period of time during which half of the
lineages under study occurred far back in time. If some original amount of carbon-14 has changed into nitrogen-14.
lineages have much longer temporal ranges than others, The amount of this isotope remaining can be measured
it is possible that these lineages evolved the same nucle- and provides a fairly accurate estimate of the age of a
otide at the same site because, after all, there are only four specimen.
possible nucleotides. Surprisingly, adding taxa to the By contrast, most of the fossils discussed in this book
analysis will compound this problem further rather than are much older—tens to hundreds of millions of years
resolve it (Felsenstein 1978). (Fig. 1.2). Although these fossils cannot be dated directly,
Molecular studies on present-day amniote tetrapods igneous rocks interlayered with the sedimentary depos-
sample only a few lineages in the Tree of Life—mammals, its containing the fossils can be dated using isotopes of
turtles, lepidosaurs, crocodylians, and birds. These various chemical elements with much longer half-lives
groups all diversified within the last 100 million years but than carbon-14. A widely used system involves two iso-
are connected to each other by lineages that ranged over topes of the noble gas argon, argon-40 and argon-39. Early
hundreds of millions of years (Z. Wang et al. 2013). attempts to determine the absolute ages of such rocks us-
Philippe et al. (2005) noted that molecular methods for ing isotopes were often fraught with large measurement
reconstructing phylogenies assume to at least some ex- errors, and reported ages varied considerably, but ad-
tent that rates of molecular evolution are broadly com- vances in methodology and analytical instrumentation
parable across lineages. In the case of reptiles, a number in recent years have made age determinations increas-
of studies have already challenged this assumption. Cro- ingly more consistent and precise.
6 The Rise of Reptiles
For most extinct species, determination of geological reconstruct the succession of reversals of Earth’s mag-
age relies on methods more indirect than radiometric netic field in geological time, establishing what is called
dating. Fossils occur in sedimentary rocks for which the the Geomagnetic Polarity Time Scale. Using the abso-
age can often be assessed by the presence of so-called in- lute ages of rocks for precise calibration, a regional mag-
dex fossils. Strata deposited at different locations often netostratigraphic succession can be correlated with this
yield fossil remains of the same species. If such taxa were global scale.
short-lived (in terms of geological time, existing for only
hundreds of thousands or a few million years), one can Linnaean Classification
determine that their host rocks were laid down within Classifying things is a basic human activity, and classi-
that particular time interval. The shorter the geological fying the natural world is no exception. Classification
range of a par ticu lar species, the more precisely the allows communication about life’s diversity and bestows
sedimentary deposits containing its remains can be a sense of stewardship. As common (vernacular) names
dated. In addition to being geologically short-lived, in- of animals and plants differ considerably even among
dex fossils should ideally be common and widespread. closely related languages, biologists long ago settled on a
Pollen and spores have proven particularly useful as universal system for classifying them to facilitate inter-
index fossils for dating continental sedimentary rocks. national scientific communication, employing the bi-
Plants produce them in enormous quantities. Wind or nominal system introduced by Carl Linnaeus in the eigh-
water often disperses these tiny propagules over great teenth century (Linnaeus 1758). In this system, organisms
distances; some even end up in marine deposits. Further- are grouped together in categories, known as taxa (singu-
more, many characteristic types of pollen and spores lar, taxon), within an explicitly hierarchical classifica-
came from plants that were apparently short-lived (in tion. The smallest commonly used taxonomic category,
terms of geological time) and widely distributed. This the species, bears a unique double name (binomen),
combination of attributes makes them particularly valu- much like our own personal names—most people have a
able index fossils. surname and at least one given name. In the case of spe-
Another increasingly impor tant tool for correlating cies, the equivalent of the surname is the genus name. A
rocks on a global level draws on changes in Earth’s mag- genus comprises two or more closely related species.
netic field over time. At the present time, the North The species name corresponds to the given name for a
Magnetic Pole is located close to our planet’s north rota- person. Each species is based on one particular speci-
tional pole—a condition known as normal polarity. For men, which is the holotype and provides the ultimate
reasons still not fully understood, Earth’s magnetic field standard of reference for that species. Linnaeus chris-
changes its polarity at irregular intervals, with the North tened our own species Homo sapiens, with Homo (Latin
Magnetic Pole moving close to the south rotational for “man”) being the genus name and sapiens (Latin for
pole (reversed polarity). Such reversals have occurred “wise”) the species name. Later researchers also referred
many times during the last 600 million years. They can to Homo several extinct species that proved closely re-
be traced in the rock record because certain minerals lated to anatomically modern humans. However, the
are easily magnetized. One such mineral, an iron oxide species name sapiens is restricted to the latter. Tradition-
known as magnetite, is common in various kinds of rock, ally, the names of genera and species were mostly derived
including basalts. As molten lava cools down to form ba- from Greek or Latin words because Latin was universally
salt, it passes through a threshold temperature known as used for scholarly communication in Linnaeus’s day,
the Curie point, the temperature at which magnetite and much as English is today. As individual genus names can
certain other minerals take up and lock in magnetiza- be employed only once, new names sourced from other
tion from Earth’s field. In sedimentary rocks, minute par- languages have become increasingly more common over
ticles of magnetic minerals become aligned with Earth’s time.
magnetic field when the sediments are deposited. Re- Linnaeus and his successors developed a formal hier-
searchers can measure this preserved magnetization and archy of nested sets of taxa to order the diversity of life:
Introduction 7
genera were grouped into families, families into orders, relationships within that clade, and other features need
orders into classes, classes into phyla, and phyla into to be identified to sort out the internal structure of that
kingdoms. (Linnaeus himself originally used only class, clade. If the same or similar derived features are present
order, genus, species, and variety.) As our knowledge of in unrelated groups, they are considered the result of
the diversity of life grew, however, Linnaean classifica- independent, convergent evolution; such features are
tion continuously required introductions of additional known as homoplasies. Hennig’s approach is concerned
formal categories. In recent years, many researchers have with establishing the degree of relationship between taxa
begun to abandon these ranks altogether, retaining only rather than ancestry. Although species obviously have
species. ancestors, ancestry is scientifically untestable. For taxon
Linnaeus and his early followers classified organisms A to be the ancestor of taxon B, it must be demonstrated
based primarily on overall similarity. Many groups were that the former represents the inferred structure of the
recognized based on the absence of features: for exam- common ancestor of A and B in every detail. Not only is
ple, the vast majority of multicellular animals were this unlikely, but then there would be no shared derived
lumped together as invertebrates because they lack a ver- features to link the two taxa.
tebral column. To Linnaeus and other early students of In order to determine whether a particular feature is
the living world, the purpose of classification was to primitive (plesiomorphic) or derived (apomorphic) for a
bring order to nature’s vast diversity. set of taxa, it is compared with the condition in groups
that lie outside the set under consideration. For example,
Phylogeny and Classification when comparing features between different reptiles, a re-
Charles Darwin revolutionized scientific thinking about searcher would look at the corresponding traits in frogs
the history of life. He argued that species continuously and salamanders. Such groups are known as outgroups.
gave rise to other species over time. Following his lead, At first glance, an iguana and an alligator resemble
researchers moved from searching for features with each other much more closely than either resembles a
which to classify groups of organisms to exploring evo- chicken. The lizard and the alligator are usually grouped
lutionary links among groups. They sought to recon- together because they share many similarities, such as
struct detailed ancestor-descendant sequences and then scaly skin, typically sprawling limb posture, and a long
explained them in terms of adaptations to par ticular tail. However, these features are shared by most reptiles
modes of life. This led to the common but incorrect as- and represent primitive character states (which Hennig
sumption that paleontologists can somehow “read” pat- termed “plesiomorphies”) for that group. Closer exami-
terns of descent in the fossil record. nation shows that the alligator and the chicken share a
The work of Willi Hennig profoundly changed the number of derived features (synapomorphies), such as
way biologists examine how organisms are related to the presence of a muscular compartment of the stomach
each other. In a book first published in English in 1966, (gizzard), the complete division of the heart into four
Hennig argued that relationship is more meaningfully chambers, and the extensions of the air space in the re-
defined in terms of common ancestry rather than overall gion of the middle ear into the surrounding bones of the
similarity. His fundamental premise is that two taxa are cranium and mandible. They inherited these shared de-
more closely related to one another than either is to a rived character states from their most recent common
third only if they share a more recent common ancestor. ancestor. The iguana lacks these features. Thus, the alli-
If this is the case, the former two should share derived gator and the chicken are considered more closely related
features (which Hennig termed “synapomorphies”) that to each other than either is to the iguana.
they acquired from their most recent ancestor and that are When looking at the distribution of derived character
still absent in the third. If they do, the two taxa form a states in a group or groups of organisms, researchers of-
monophyletic or natural group, also known as a clade. ten find that more than one possibility can account for
Once synapomorphies for a particular clade have been the observed distribution of features. Each possibility in-
identified, they can no longer be used for determining volves different assumptions about how often the various
8 The Rise of Reptiles
features were acquired or lost. Following the principle to a clade that includes all the descendants of an event
of parsimony—the simplest explanation for the data is when a new group diverges from an ancestral stem. An
the most likely—scientists choose the arrangement that example is a stem-based definition of the dinosaurian
accounts for acquisition of the greatest number of fea- clade Saurischia as “all dinosaurs more closely related to
tures in the simplest way. The states of characters are Tyrannosaurus rex than to Triceratops horridus.” Finally, a
coded in numbers. The simplest example of such states taxon can be defined using a basal node. In the earlier
is the absence (scored as 0) or presence (scored as 1) of a example of Aves, a node-based definition could be “the
feature. For data sets with large numbers of taxa and most recent common ancestor of Archaeopteryx lithograph-
characters, computer algorithms assist in the search for ica and Passer domesticus (house sparrow) and all extant
the simplest arrangement. and extinct descendants of that ancestor.”
Hennig united taxa solely on the basis of derived fea- Wherever possible, clades should be defined by brack-
tures they share. Taxa are arranged into nested sets. In eting them with present-day species, which provide
illustrated diagrams, these sets are joined by lines that il- much more phylogenetically useful information than
lustrate the successive acquisition of features. A branch- even the best-documented extinct taxa. Crocodylia can
ing diagram in which all taxa occupy the end points of be defined as the most recent common ancestor of all
branches replaces the traditional family tree. Time is no present-day crocodiles, alligators, and gharials and all ex-
longer considered a critical factor for hypothesizing re- tant and extinct descendants of that ancestor. This node-
lationships. The key advantage of Hennig’s approach is based clade is firmly bracketed by extant species and
that researchers can continuously reassess old and add known as a “crown group.” Many Mesozoic crocodile-
new characters for groups of taxa and falsify or modify like reptiles were historically classified as crocodylians
hypotheses of relationships. based primarily on overall similarities. However, al-
Linnaeus and his followers classified organisms based though variously related to crown-group crocodylians,
primarily on the presence or absence of par ticular fea- these taxa lack some or even most of the features con-
tures. More recently, informed by Hennig’s approach, sidered diagnostic for the crown group. They are now
biologists began to define groups of organisms based on excluded from the crocodylian crown group and are
their ancestry. Under this approach, known as phyloge- referred to as “stem-crocodylians.” Some authors use
netic taxonomy and pioneered by Gauthier and de the concept of a total group (denoted by the prefix Pan-,
Queiroz (1990), an organism is assigned to a par ticular from Greek pas, all), which comprises a particular crown
group based on its place on the tree of life. Characters are group and all organisms more closely related to it than
used to reconstruct this tree, and shared derived features to any other crown group. For example, Pan-Aves com-
are employed to characterize, or diagnose, par ticular prises birds (Aves) and all taxa more closely related to
clades of organisms. In the previously discussed exam- them than to Pseudosuchia (Pan-Crocodylia), which com-
ple, the alligator and the chicken are assigned to a clade prises crocodylians and all taxa more closely related to
Archosauria (from Greek archon, ruler, and sauros, lizard), them than to birds (Gauthier and de Queiroz 2001).
which does not include lizards. Although increasingly widely used, the phylogenetic
Clades can be defined in various ways. The first def- approach to biological classification has been much crit-
inition is based on the presence of one or more apo- icized (e.g., Nixon and Carpenter 2000), primarily because
morphies. An example is a definition of birds (Aves) as of the considerable instability of classifications intro-
“all dinosaurs with wings and primary flight feathers.” duced by competing hypotheses of phylogenetic rela-
However, interpretations of features as primitive or de- tionships. However, biological classification has never
rived frequently change as new phylogenetic analyses been stable. It is important to remember that, as in any
draw on a broader range of taxa and new or revised char- other field of scientific inquiry, new discoveries contin-
acter assessments. Most researchers prefer other kinds uously test existing hypotheses. A biologically meaning-
of definition, which explicitly specify the basal member ful classification can never be fixed but should reflect the
of a particular clade. Stem-based definitions of taxa refer continually changing views of relationships.
Introduction 9
Figure 1.3. Structure of the skull of an early reptile, exemplified by the captorhinid eureptile Labidosaurus hamatus. Cranium in A,
dorsal; B, palatal; C, lateral; and D, occipital views. Lower jaw in E, lateral; and F, medial (lingual) views. Dermal bones, pale yellow
(rendered darker in deeper areas); bones of endochondral origin, orange; bones of the braincase, green; and stapes, pink. Abbrevia-
tions: an, angular; ar, articular; bo, basioccipital; bps, basisphenoid + parasphenoid; co, coronoid; d, dentary; ec, ectopterygoid; eo,
exoccipital; f, frontal; j, jugal; l, lacrimal; m, maxilla; n, nasal; op, opisthotic; p, parietal; pa, prearticular; pf, postfrontal; pl, palatine;
pm, premaxilla; po, postorbital; pp, postparietal; prf, prefrontal; pt, pterygoid; q, quadrate; qj, quadratojugal; sa, surangular; sm,
septomaxilla; so, supraoccipital; sp, splenial; sq, squamosal; st, supratemporal; v, vomer. Courtesy of Sean Modesto and Robert Reisz.
prefrontal, which form the anterior margin of the orbit; orbit. The quadrate forms the jaw, or craniomandibular,
the postfrontal, postorbital, and jugal, which bound the joint with the articular bone of the lower jaw. Along with
orbit posteriorly and ventrally; and the quadrate, quadra- the epipterygoid, a rod-like bone that extends between
tojugal, and squamosal, which together make up the the palatal complex and the skull roof, the quadrate de-
“cheek” (temporal) region of the cranium behind the velops from the embryonic palatoquadrate cartilage.
Introduction 11
The skull roof comprises (from front to back) the typ- either side of the cranium. Along the midline at the back
ically paired nasals, frontals, and parietals. The nasals of the palate, the parasphenoid covers, and is typically
usually separate the external narial openings, and the fused to, the ventral surface of the basisphenoid at the
frontals extend between the orbits along the midline of base of the braincase. Anteriorly, it forms a slender (cul-
the skull. In many reptiles, the parietals enclose between triform) process that extends forward in a space bounded
them a foramen, which is related to the pineal gland, a by the pterygoids (interpterygoid vacuity). In many rep-
structure of the brain that is sensitive to changes in am- tiles, the palatine, parasphenoid, pterygoid, and/or vomer
bient light and controls circadian rhythms. Basal reptiles bear small teeth or denticles.
retain additional pairs of bones—the postparietals, supra- The mandible comprises two rami (lower jaws or
temporals, and tabulars—along the posterior edge of the hemimandibles), which are typically connected anteri-
skull roof, but these elements are mostly or altogether orly by ligaments to form the mandibular symphysis. In
absent in more derived taxa. turtles and various other reptiles, the two rami com-
Most reptiles have openings in the roof and sidewall pletely fuse at the symphysis. The dentary is the prin-
of the cranium behind the orbits. These fenestrae, or tem- cipal tooth-bearing bone of each mandibular ramus.
poral openings, are related to the development of the Posteriorly, it contacts the surangular dorsally and the
adductor jaw musculature (Frazzetta 1968; Werneburg angular ventrally. The lingual (medial) surface of the den-
2012). When these jaw-closing muscles contract, they tary bears a groove for the Meckelian cartilage and is
generate considerable tensile stresses on the bones to covered by the splenial anteriorly and the prearticular
which they attach. Thus, muscles tend to attach to thick- more posteriorly. The coronoid bone forms a raised point
ened areas on bones such as ridges and crests. Develop- or process for the insertion of adductor jaw muscles and
ment of larger openings with rounded bony edges is also occasionally extends forward between the dentary and
thought to dissipate stresses because forces exerted by the splenial or prearticular. The posterior end of the man-
the jaw musculature can be distributed along the perim- dibular ramus is formed by the articular and bears a
eter of these openings. typically concave surface for contact with the quadrate.
On the back of the skull (occiput), the supraoccipital The hyoid apparatus supports the floor of the mouth
connects the posterior edge of the skull roof to the brain- and the tongue. Parts of this structure are sometimes cal-
case. Together with the paired opisthotics and exoccipi- cified or ossified and thus can be preserved in fossils.
tals, it typically bounds a large median opening in the The ear of most reptiles contains a single rod-like
occiput, the foramen magnum, through which the spi- bone, the stapes (columella auris), which transmits air-
nal cord passes from the brain posteriorly. The paroc- borne sound as vibrations from the eardrum (tympanic
cipital process of the opisthotic extends laterally toward membrane) to the inner ear. In some basal reptiles, how-
the bones of the temporal region. Together with the ever, the stapes is a robust element that probably served
prootic, and (when present) the laterosphenoid more an- primarily as a structural brace between the temporal
teriorly, the opisthotic forms the sidewall of the brain- region of the cranium and the braincase (Carroll 1980).
case. It also houses the semicircular canals of the inner The eyes of most extant and extinct reptiles have a
ear. Below the foramen magnum, the basioccipital and ring of thin bony plates (ossicles) embedded in the sclera
exoccipitals form the occipital condyle, which is part of around the pupil. This structure is thought to maintain
the joint between the head and neck (atlanto-occipital the shape of the eyeball or serve as the site of attachment
joint). The orbits are separated by a thin interorbital sep- for muscles for visual accommodation. As these scleral
tum, which occasionally is partially or fully ossified. ossicles are delicate, they are usually not preserved in
On the palate, the premaxillae make up the tip of the fossils.
snout, followed behind by the paired vomers and, further
posteriorly, the pterygoids, which extend posterolaterally Teeth
and contact the quadrates. The palatine and ectoptery- The free part of a tooth is the crown, and the part that
goid connect the pterygoid to the maxilla and jugal on is set in or attached to the jawbone is the root. Not
12 The Rise of Reptiles
Figure 1.6. Structure of the atlas and axis of the basal diapsid
Petrolacosaurus kansensis in lateral view. Abbreviations: c1,2,
centrum of the axis and atlas, respectively; ic1,2, intercentrum
of the atlas and axis, respectively; na1,2, neural arch of the atlas
and axis, respectively; pa, proatlas. Modified from Reisz (1981).
Each of the four limbs consists of a single proximal The manus primitively has five digits (fingers), each
bone (propodial) that articulates with two more distal comprising a metacarpal proximally and a series of
bones (epipodials), which in turn are connected with a smaller bones (phalanges) more distally. The phalangeal
series of smaller elements (mesopodials) that make up the formula for the manus in basal reptiles is 2-3-4-5-3, but it
wrist (carpus) or ankle (tarsus) and, more distally, the dig- is often considerably modified in more derived forms.
its (fingers or toes; autopodials). Within each digit, the The last phalanx or ungual of each digit typically bears a
bones embedded in the palm or sole are referred to as keratinous claw.
metapodials—metacarpals in the hand (manus) and meta- The hind limb comprises the femur in the thigh and
tarsals in the foot (pes). the tibia and fibula in the shank. The femur typically
The major bones of the forelimb are the humerus in bears distinct bony ridges or processes (trochanters) for
the upper arm and the radius and ulna in the forearm the attachment of thigh muscles. At the knee joint, it ar-
(antebrachium). The ulna extends lateral to the radius. It ticulates with the tibia, the principal bone of the shank
bears a large facet for articulation with the humerus and, (crus), and the fibula, which is situated lateral to the tibia.
above this joint surface, occasionally a bony olecranon The ankle (tarsus) comprises a proximal row composed
process for insertion of the triceps brachii muscle, which of the astragalus and calcaneum, an intermediate series of
extends the forearm. Several rows of small bones typi- centralia, and a row of distal tarsals. The astragalus origi-
cally form the wrist (carpus). The proximal row contacts nally formed by fusion of the tibiale, intermedium, and
the radius and ulna and comprises the radiale, inter- one or two centralia (O’Keefe et al. 2006). The pes in
medium, and ulnare. The distal row has five bones, one early reptiles has five digits (toes) with the same phalan-
contacting each digit. Between the proximal and distal geal formula as the manus, but again, more derived taxa
rows there is an additional set of bones, the centralia. show much variation in phalangeal counts.
2 Amniotes and Reptiles
The meaning of words tends to change over time, and “Reptilia” is no exception.
Linnaeus (1758) employed “Reptiles” (from Latin repere, to creep) for a subset of
limbed members of his “Amphibia” (which included various amphibians and reptiles
but also various fishes and the lamprey). Laurenti (1768) used “Reptilia” as a name for all
tetrapods other than birds and mammals. De Blainville (1816) first distinguished rep-
tiles from amphibians based on differences in the structure of their skins. Reptilian
skin is covered by scales, composed primarily of keratin, that protect the skin against
physical damage. Together with proteins and complex lipids in the epidermis, keratin
reduces the loss of water through the skin (Alibardi 2003). By contrast, present-day am-
phibians have moist skin that is rich in glands and much less keratinized than that of
reptiles. Gray (1825) also separated amphibians and reptiles, but most zoologists and
paleontologists adopted this distinction only later in the nineteenth century.
The most obvious difference between extant amphibians and other tetrapods is the
structure of their eggs. Amphibians typically lay eggs in fresh water. The eggs have a
clear, jelly-like coating. The developing embryo obtains oxygen for respiration and
most of its nourishment from the surrounding water and excretes its waste products
into the water. Most amphibians hatch as a larva, which continues to develop in
water and eventually undergoes metamorphosis to become an adult.
Extant reptiles, birds, and mammals have a different kind of egg than that of am-
phibians, the amniotic (or cleidoic) egg (Fig. 2.1). Haeckel (1866) first used the shared
possession of this feature to unite these three groups of tetrapods as Amniota (Fig. 2.2).
An amniotic egg develops membranes from “outside” the embryo (extraembryonic
membranes). One membrane encloses a large sac of yolk, which is connected to the
embryo’s digestive tract and provides nourishment. Folds of a membrane called the
amnion (from Greek amnos, lamb; the membrane was noticed in pregnant ewes) meet
and form a fluid-filled sac, the amniotic cavity, around the embryo. The sac-like allan-
tois grows from the embryonic hindgut and comes to surround the embryo. It serves
as a receptacle for metabolic waste products and aids in respiration. Another extraem-
bryonic membrane, the chorion, envelops almost the entire set of embryonic struc-
tures. This package, in turn, is enclosed in an outer shell, which can be either soft and
parchment-like or calcified. The shell is porous and connected through the chorion to
the allantois, which is well supplied with blood vessels and thus can take up oxygen
from and excrete carbon dioxide to the outside environment. The development of the
amniotic egg eliminated the need for a water-dwelling larval stage. In reptiles, a minia-
ture version of the adult hatches from the egg and makes its way in life. The acquisition
16 The Rise of Reptiles
Amniote Origins
It is not difficult to distinguish present-day amniotes
from amphibians. However, there has been a long-
standing debate whether various Pennsylvanian and
Permian tetrapods are early amniotes or even closely re-
lated to amniotes (Ruta et al. 2003; Klembara et al. 2014).
Traditionally, the origin of reptiles was linked to that
of the amniotic egg. However, fossils have since estab-
lished that the mammal and reptile-bird lineages had al-
ready diverged by the time the first amniotes appeared
in the fossil record during the Pennsylvanian. Thus, the
evolution of the amniotic egg predated this divergence,
and it is possible that even some stem-amniotes had
already evolved this type of egg.
The group generally considered most closely related
to amniotes is Diadectomorpha (Heaton 1980; Ruta et al.
2003; Reisz 2007). Diadectomorphs and amniotes are
grouped together as Cotylosauria (from Greek cotyle, cup,
and sauros, lizard; based on an early misinterpretation of
Figure 2.3. Skeleton of the stem-amniote Diadectes absitus in
the occiput) and share the absence of a distinct intertem- dorsal view. Courtesy of T. Martens.
poral bone in the skull roof (still present in earlier stem-
amniotes) and the shift of the postparietal and tabular
bones from the posterior portion of the skull roof onto Diadectes, from the Pennsylvanian and early Permian
the occiput. Cotylosauria also shares the fusion of the (Cisuralian: Gzhelian-Asselian) of the United States and
centra of the first two cervical vertebrae (atlas and axis), the early Permian (Cisuralian: Artinskian) of Germany,
the presence of broad, domed (“swollen”) neural arches attained a total length of up to 2.5 m (Olson 1947; Berman
on the dorsal vertebrae, and a sacrum comprising at least et al. 1998; Figs. 2.3, 2.4). Its skull has thick, porous bones,
two vertebrae. The phylogenetic analysis by Ruta et al. and it is often difficult to delineate individual cranial
(2003) recovered Amniota plus Diadectomorpha as most elements. The parietals are broad transversely. The quad-
closely related to a clade comprising Westlothiana, from rate is embayed posteriorly. Posteriorly, it contacts a thin
the Mississippian (Viséan) of Scotland, and Lepospon- plate of bone, which is part of the stapes (Berman et al.
dyli, a diverse but possibly not monophyletic group of 1998). The palatines form a partial secondary bony
mostly small-sized anamniote tetrapods ranging in time palate. The distinctive dentition of Diadectes consists of
from the Mississippian to the late Permian. forward-projecting (procumbent) incisor-like anterior
18 The Rise of Reptiles
Figure 2.4. A, skull and cervical vertebrae of the stem-amniote Diadectes absitus in dorsal view. Abbreviation: stp, ossified stapedial
plate. B, partial right dentary of Diadectes sideropelicus in occlusal view. Note incisor-like anterior and molar-like posterior teeth.
A, courtesy of Thomas Martens; B, from Case (1911).
teeth and molar-like posterior teeth with transversely pterygoid, which bears teeth in many forms and is re-
broad crowns (Fig. 2.4). The latter are frequently heavily lated to the differentiation of the pterygoideus jaw mus-
worn, and scratches on the wear surfaces indicate that cle. Another is the large and convex occipital condyle
the upper and lower teeth partially contacted each other that contacts a ring formed by the neural arch and inter-
and that the mandible moved fore-and-aft to break down centrum of the atlas; the centrum of the atlas contacts
food. The voluminous, barrel-shaped ribcage of Diadec- that of the axis (Sumida and Lombard 1991). This joint
tes indicates the presence of a capacious gut, which could between the head and neck permits a wide range of mo-
have accommodated endosymbionts to break down the tion. Finally, amniotes and various stem-amniotes
cellulose in the plant fodder. Diadectes and its close rela- share the possession of well-developed ungual phalan-
tives were among the earliest known tetrapods capable ges that are longer than the more proximal phalanges
of feeding on high-fiber plant matter (Hotton et al. 1997; and support keratinous claw sheaths in life.
Sues and Reisz 1998).
Another diadectomorph, Limnoscelis, from the Pennsyl- Amniotes
vanian (Gzhelian) of New Mexico and Colorado (Fig. 2.5), Amniota comprises the most recent common ancestor of
has (in plan view) a broadly triangular skull with large Synapsida (mammals and their close relatives) and Rep-
teeth at the tip of the snout (Berman et al. 2010). Its slig- tilia and all extant and extinct descendants of that an-
htly recurved tooth crowns have cutting edges close to the cestor (Reisz 1997, 2007; Fig. 2.6). Early amniotes differ
tip of the crown, suggesting that Limnoscelis was fauni- from other Paleozoic tetrapods in a number of skeletal
vorous. The girdles and limbs are robust. Limnoscelis at- features. On the skull roof, the frontal enters into the
tained a total length of about 2 m. dorsal margin of the orbit in basal amniotes, whereas
Some cranial features long considered diagnostic for it is excluded from that margin by the prefrontal and
amniotes (Carroll 1969a) are already present in various postfrontal even in the diadectomorph Limnoscelis. The
stem-amniotes (Ruta et al. 2003; Reisz 2007; Berman et al. well-ossified occipital condyle is hemispherical. Unlike
2010). One is the wing-like transverse flange of the in Diadectes, the posterior portion of the cranium in
Amniotes and Reptiles 19
Figure 2.5. Reconstructed skeleton of the stem-amniote Limnoscelis paludis in lateral view. From Berman et al. (2010).
early amniotes lacks a distinct notch for support of the Scotia (Canada). Initially it was thought that these amni-
tympanic membrane. The ankle of amniotes includes a otes, along with other small animals, had become trapped
large astragalus, which formed through fusion of at and then entombed inside the hollow stumps. More re-
least three smaller bones (tibiale, intermedium, and cent work suggests that these animals probably lived in
one or two centralia). These constituent elements are the stumps or took refuge there from periodic wildfires
still evident on the astragali in some specimens of vari- (Falcon-Lang et al. 2010). The fossils recovered from the
ous Paleozoic reptiles (Kissel et al. 2002; O’Keefe et al. lycopsid stump casts include the oldest known reptile,
2006). Hylonomus, represented by disarticulated skeletons (Car-
As noted earlier, the skin of amniotes differs from that roll 1964). Geologically slightly younger Pennsylvanian
of extant amphibians. Not only is the epidermis itself (Moscovian) stump casts, also from Nova Scotia, have
more keratinized, but it is typically covered by scales, yielded articulated skeletal remains of the early reptile
feathers, or hair, all of which are also composed of kera- Paleothyris (Carroll 1969a) along with those of two taxa
tins. These features protect the skin against physical of basal synapsids. Carroll (1964, 1969a,b) interpreted
damage and limit water loss. At the same time, however, Hylonomus and Paleothyris as stem-reptiles broadly an-
this barrier greatly reduces the skin’s permeability for cestral to all later amniotes, but recent phylogenetic
oxygen and carbon dioxide. Thus, amniotes rely primar- analyses (Gauthier et al. 1988b; Müller and Reisz 2006)
ily on their lungs for breathing. Present-day sea snakes instead found these taxa closely related to diapsid rep-
and some turtles still are capable of limited cutaneous tiles (Chapter 4).
respiration, and water-dwelling turtles can even employ The absolute age boundaries for the Bashkirian are
their cloaca or pharynx to take up oxygen. Extant am- 323.2 and 315.2 Ma (Davydov et al. 2012). This is consis-
phibians, much like air-breathing fishes, push air from tent with the most recent estimate for the divergence of
their mouth and pharynx into the lungs. By contrast, am- crown Amniota with a minimum age of 318 Ma (Benton
niotes draw air into the lungs primarily by expanding et al. 2015). Based on these data, the book uses an esti-
the thoracic cavity, typically through movement of their mated divergence date of 320 Ma for the divergence of
ribs, which are linked by the intercostal muscles (Brain- Reptilia and Synapsida.
erd and Owerkowicz 2006). In most present-day am- There have been reports of geologically even older
niotes, each of the thoracic ribs is made up of multiple skeletal remains referable to amniotes. In the 1990s,
segments and articulates with the sternum. This enclo- Westlothiana was widely publicized as the earliest known
sure of the lungs by the ribs is necessary for breathing reptile. However, further preparation of the original find
by means of rib motion (costal aspiration). and the discovery of additional specimens have brought
The oldest undisputed fossils of amniotes to date have this interpretation into question. Westlothiana lacks some
been discovered in stumps of the tree-like lycopsid plant features such as the transverse flange of the pterygoid
Sigillaria from the Pennsylvanian (Bashkirian) of Nova that are present in amniotes and their closest relatives.
20 The Rise of Reptiles
However, it is certainly related to amniotes (Smithson have this condition. The other group, Diapsida (from
et al. 1994; Ruta et al. 2003; Clack 2012). Westlothiana Greek dyo, two, and hapsis, arch; in reference to the two
reached a snout-vent length of 11.5 cm. Although still bony arches bounding the temporal openings), typically
poorly known, Casineria, also from the Mississippian (Vi- has two fenestrae behind the orbit on either side of the
séan) of Scotland, is definitely a stem-amniote (Paton et al. cranium. A bony arch formed by the postorbital and
1999; Clack 2012). Its well-ossified postcranial skeleton squamosal bones separates the upper opening from the
has vertebrae with large pleurocentra, slender limbs, lower one, which itself is often bounded by a bony arch
and five-fingered manus with curved ungual phalanges. below. Crocodylians, lepidosaurs, and many extinct
Casineria attained an estimated total length of about 15 cm. groups of reptiles including stem-birds share this config-
uration, although it is considerably modified in many
Classifying Reptiles forms such as snakes and crown-group birds. Possibly for
The scientific exploration of extant and extinct reptiles ease of classification, Osborn also assigned turtles and
has made extraordinary strides in recent decades. Count- various other reptiles to Synapsida even though none of
less discoveries have uncovered a previously unimagined these forms have temporal openings. This led Williston
diversity of these animals spanning some 300 million (1917) to propose a third group, Anapsida (from Greek a,
years. This still-growing wealth of forms has continually without, and hapsis, arch; referring to the absence of bony
defied classification. arches), for reptiles that lack temporal openings. He
Osborn (1903) first distinguished two major groups interpreted the anapsid configuration as the primitive
among amniotes based on the structure of the skull. One condition for Reptilia. With changing definitions and
group, Synapsida (from Greek syn, together with, and varying constituents, the Osborn-Williston system of
hapsis, arch; in reference to the bony arch bounding the classification has remained in general use ever since (e.g.,
temporal opening), is characterized by the presence of a Romer 1956, 1966; Carroll 1988). However, many reptil-
single large opening (fenestra) behind the orbit on either ian taxa do not fit neatly into this system, repeatedly
side of the cranium. Mammals and their close relatives prompting proposals for additional groupings over the
(which, until quite recently, were classified as reptiles) years (e.g., Colbert 1945).
Figure 2.6. Phylogenetic hypothesis of the interrelationships of major clades of Reptilia. Diadectomorpha and Synapsida served
as outgroups. Testudinata, brown; Sauria, purple; Lepidosauromorpha, green; Archosauromorpha, red; “Mesozoic marine reptile
clade,” blue. Dots denote node-based clades and parentheses denote stem-based clades. Topology of the “Mesozoic marine reptile
clade” based on Scheyer et al. (2017).
Amniotes and Reptiles 21
With the adoption of Hennig’s methodology for study- resolved. Thus, the definition of Reptilia becomes prob-
ing the relationships between organisms, the validity of lematic because, depending on whether turtles are or are
Reptilia was initially questioned. If mammals and birds, not part of Sauria, various taxa traditionally considered
historically treated as distinct classes in the Linnaean reptiles would be excluded from Reptilia. Modesto and
system, are separated from reptiles, “Reptilia” is reduced Anderson (2004) proposed a definition of Reptilia as the
to a grade of amniotes that lack the diagnostic features most inclusive clade containing Lacerta agilis (sand lizard)
of birds and mammals. Yet the name is historically clearly and Crocodylus niloticus (Nile crocodile) but not Homo
associated with, and has been in general use for, an as- sapiens (as a representative of Synapsida). This node-
semblage of present-day amniotes comprising turtles, based definition is adopted here.
crocodylians, and lizards and their relatives. As Reptilia The evolutionary lineages leading to mammals and to
is a more widely known name, it is given precedence over birds, respectively, diverged from each other early and can
Huxley’s (1869) Sauropsida for the clade comprising rep- already be distinguished by skeletal features among the
tiles and birds. Gauthier et al. (1988b) defined Reptilia as oldest known amniotes. The traditional division of Am-
the clade comprising the most recent common ancestor niota into three “classes”—reptiles, birds, and mammals—
of extant turtles and saurians (including birds) and all de- has given way to recognition of two major clades: Synap-
scendants of that ancestor. However, at that time, turtles sida (comprising mammals and their close relatives) and
were still considered most closely related to basal rep- Reptilia (comprising reptiles including birds) (Fig. 2.6).
tiles. The diapsid affinities of turtles are now well estab- The standard textbook statement that “mammals evolved
lished, but their position within Diapsida remains to be from reptiles” is phylogenetically not justified.
3 Parareptilia
A Group of Their Own
Olson (1947) proposed the name Parareptilia (from Greek para, beside, near, and Latin
repere, crawl) for a group comprising turtles, various late Paleozoic and early Meso-
zoic reptiles, and various taxa now considered stem-amniotes (e.g., Diadectes). He
noted that these forms share the presence of a well-developed otic notch, which is ab-
sent in other amniotes, which he named Eureptilia (from Greek eu, true, and Latin
repere, crawl). Olson’s hypothesis was at odds with then-prevailing ideas concerning
classification of reptiles and thus was largely ignored. Laurin and Reisz (1995) formally
resurrected the name Parareptilia for an assemblage comprising turtles and all amni-
otes more closely related to them than to diapsid reptiles. However, starting with
Rieppel and deBraga (1996) and supported by all molecular studies, most phylogenetic
analyses have hypothesized that turtles are related more closely to diapsids than to
parareptiles.
Tsuji and Müller (2009) defined Parareptilia (Fig. 3.1) as the most inclusive clade
containing Milleretta rubidgei and Procolophon trigoniceps but not Captorhinus aguti. Para-
reptiles first appeared in the fossil record in the Pennsylvanian (Modesto et al. 2015)
and became diverse during the Permian Period. Most are restricted to this period, but
one group, Procolophonoidea, survived the end-Permian extinction event and flour-
ished during the Triassic. Many parareptiles likely occupied ecological roles compara-
ble to those filled by eureptiles during later geological periods. Pareiasauria includes
the earliest known large-bodied reptilian herbivores on land. Reassessments of previ-
ously described taxa and numerous recent discoveries (e.g., Tsuji et al. 2010; Modesto
et al. 2015) hint at a much greater diversity of this clade yet to be discovered.
Parareptilia is characterized by a number of synapomorphies (Tsuji and Müller
2009): absence of caniniform teeth; postorbital region of the cranium short; posterior
margin of the skull roof forming a deep median embayment; jugal lacking a subtem-
poral process; and the absence of a supraglenoid foramen on the scapulocoracoid. The
crania of many parareptiles have a small lateral opening in or a distinct ventral emargi-
nation of the temporal region. Most have a posterior notch formed by the squamosal
and quadratojugal, which is conspicuous in taxa such as Macroleter and Procolophon
and probably supported a tympanic membrane in life. This notch, together with the
rather slender stapes, indicates that parareptiles evolved an impedance-matching ear
for receiving airborne sound independently from derived eureptiles and from mam-
mals (Müller and Tsuji 2007).
Several lineages of parareptiles evolved cranial and dental features that suggest
herbivory (Hotton et al. 1997; Reisz and Sues 2000; Reisz and Fröbisch 2014). This
change in diet independently occurred in a number of other amniote clades during
Parareptilia 23
Figure 3.2. Skeleton of the mesosaurid Stereosternum tumidum. Courtesy of Robert Reisz and Diane Scott.
of the cranial bones consisting of low domed tuberosi- rate with nearly flat articular surfaces that are shorter
ties, and the cultriform process of the parasphenoid anteroposteriorly than wide transversely.
bearing denticles (Laurin and Reisz 1995). Milleretta at- Australothyris, from the middle Permian (Guadalu-
tained a total length of at least 20 cm and has dorsal ribs pian: Capitanian) of South Africa, has several diag-
with broad rather than rod-like shafts. The conical nostic cranial features such as a contact between the
crowns of the marginal teeth indicate a diet of arthro- postfrontal and supratemporal, a small interpterygoid
pods and other small animals. Gow (1972) reported the vacuity, and the presence of denticles on the ventral
presence of temporal openings in juveniles of Milleretta, surfaces of the basipterygoid processes (Modesto et al.
but these openings were obliterated in older individu- 2009a). It has a lateral temporal fenestra. Modesto
als. Millerosaurus has a ventrally open lower temporal et al. (2009a) considered the presence of this opening,
opening (Carroll 1988). It attained a skull length of about along with other derived character states such as the
5 cm. Eunotosaurus, from the middle Permian (Guadalu- deep posterior emargination of the quadrate, diagnostic
pian: Capitanian) of Malawi and South Africa, was con- for Procolophonomorpha.
sidered closely related to Millerettidae (Gow 1997), but Microleter, from the early Permian (Cisuralian: Sak-
several recent studies have reinterpreted it as an early marian) of Oklahoma, has a large number (32) of slen-
stem-turtle (see Chapter 5). der, slightly recurved maxillary teeth (Tsuji et al. 2010).
Its cranial bones bear ornamentation of tiny pits and
Parareptilia: Procolophonomorpha narrow radiating furrows. The cranium of Microleter
Procolophonomorpha (from Greek pro, before, kolophon, has a slit-like ventral emargination of the temporal
top, summit, and morphe, form) comprises the most recent region.
common ancestor of Australothyris and Ankyramorpha
and all descendants of that ancestor (Modesto et al. Parareptilia: Procolophonomorpha:
2009). Diagnostic derived features include the presence Ankyramorpha
of a lower temporal fenestra, a transversely broad Ankyramorpha (from Greek ankyra, anchor, and mor-
occipital condyle, and the distal condyle of the quad- phe, form; in reference to the shape of the interclavicle)
Parareptilia 25
parareptilia: procolophonomorpha:
ankyramorpha: lanthanosuchoidea
Lanthanosuchus and its close relatives from the middle
Permian (Guadalupian: Capitanian) of Russia have broad,
dorsoventrally low crania with pronounced sculpturing
and lateral temporal fenestrae (Ivakhnenko 1987; Fig. 3.3).
The superficial similarity of this unusual cranial shape to
that in temnospondyl stem-amphibians initially led re-
searchers to exclude Lanthanosuchus and related forms Figure 3.3. Cranium of the lanthanosuchoid Lanthanosuchus
from amniotes, but more recent studies (e.g., deBraga and watsoni in dorsal view. Courtesy of Igor Novikov.
Reisz 1996) support parareptilian affinities for these pre-
sumably aquatic tetrapods. Lanthanosuchidae is most
closely related to Acleistorhinus, from the early Permian
(Cisuralian: Artinskian) of Oklahoma, which has a rather
box-like skull with a lateral temporal opening and with
sculpturing composed of shallow round pits (deBraga and
Reisz 1996). DeBraga and Reisz (1996) defined a clade Lan-
thanosuchoidea (from Greek lanthano, forget, and suchos,
crocodile) comprising the most recent common ancestor
of Lanthanosuchidae and Acleistorhinus and all de-
scendants of that ancestor. Diagnostic features listed by
these authors include the presence of a lateral lappet
Figure 3.4. Skull of the lanthanosuchoid Delorhynchus priscus in
of the frontal inserted between the prefrontal and post-
lateral view. Courtesy of Robert Reisz and Diane Scott.
frontal and contributing one third of the orbital margin,
the long basicranial articulation, and the absence of
basal tubera. Lanthanosuchoidea also includes Colobo- that at least this parareptile fed on arthropods (Modesto
mycter, Delorhynchus (Fig. 3.4), and Feeserpeton, all from et al. 2009b).
the early Permian (Cisuralian: Sakmarian) of Oklahoma
(Reisz et al. 2014). The teeth of these parareptiles have parareptilia: procolophonomorpha:
infolding of the dentine (plicidentine). Colobomycter has ankyramorpha: bolosauria
an enormous, tusk-like tooth in each premaxilla and a The closest known relative of Bolosauridae is Erpetonyx,
pair of much enlarged maxillary teeth; the remaining from the Pennsylvanian (Gzhelian) of Prince Edward
teeth are small. Feeserpeton has simple conical teeth, with Island, Canada (Modesto et al. 2015; Fig. 3.5). It is distin-
three enlarged ones in the maxilla and two in the den- guished by the presence of 29 presacral vertebrae and
tary. Some specimens of Delorhynchus preserved pieces lacks the specialized dentition of bolosaurids. Modesto
of chitin still adhering to their palatal teeth, confirming et al. (2015) placed Erpetonyx with Bolosauridae in a clade
26 The Rise of Reptiles
Figure 3.9. Two associated skeletons of the owenettid Figure 3.10. Crania of procolophonids. A, cranium of the
“Owenetta” kitchingorum in dorsal view. The associated Early Triassic Procolophon trigoniceps in lateral view; B,
worm-like structures represent fossils of millipedes, which cranium of the Middle Triassic Teratophon spinigenis in dorsal
presumably scavenged the reptilian remains. Courtesy of Robert view. A, courtesy of Robert Reisz and Diane Scott; B, courtesy of
Reisz and Diane Scott. Ross Damiani.
Parareptilia 29
narial opening bounded by a large depression (Säilä 2010a). ated. Furthermore, a few procolophonoids have a lower
Nyctiphruretus attained a total length of about 40 cm. temporal opening (e.g., Candelaria; Cisneros et al. 2004).
Procolophonoidea (from Greek pro, before, and kolo- Owenettidae ranged in time from the late Permian
phon, top, summit) comprises the most recent common (Lopingian: Wuchiapingian) to the Middle Triassic (La-
ancestor of Owenettidae and Procolophonidae and all de- dinian) and is known from Brazil, Madagascar, South
scendants of that ancestor (Lee 1997a). It ranged in time Africa, and Tanzania. Owenetta, from the late Permian
from the late Permian (Lopingian) to the end of the Tri- (Lopingian: Wuchiapingian) of South Africa, and its
assic and attained a worldwide distribution (Ivakhnenko relatives have conical, slightly recurved marginal teeth
1979; Cisneros 2008). Diagnostic derived features for this (Reisz and Laurin 1991; Reisz and Scott 2002; Fig. 3.9).
clade include the presence of a large medial process of the Diagnostic apomorphies include the presence of a deep
prefrontal; the elongation of the frontal; a distinctly temporal emargination between the jugal and quadrato-
domed and large supratemporal; the absence of the post- jugal and the separation of the postorbital and parietal by
parietal; and the absence of teeth on the transverse a large postfrontal (Reisz and Scott 2002).
flange of the pterygoid (Reisz and Scott 2002). The skull The more diverse Procolophonidae (Figs. 3.10, 3.11)
of procolophonoids is proportionately short anteropos- spanned the entire Triassic Period. The largest known
teriorly and broad transversely. The posterior margins of procolophonid, Sclerosaurus, from the Early to early
the orbits are deeply embayed and probably accommo- Middle Triassic (Olenekian-Anisian) of Germany and
dated part of the adductor jaw musculature (Figs. 3.8, 3.9). Switzerland, attained a total length of 50 cm (Sues and
The temporal region of the cranium is ventrally emargin- Reisz 2008), but most taxa are smaller. Cisneros (2008)
listed a number of synapomophies for Procolophonidae the Late Triassic of Scotland, the lower jaw has a tall,
including the absence of a premaxillary process of the sometimes recurved coronoid process, and the jaw joint
maxilla; maxilla with a lateral depression behind the ex- is placed below the level of the lower tooth row (Sues
ternal naris; three or four conical or incisiform premax- et al. 2000; Säilä 2010b). These features, along with the
illary teeth; and maxillary and more posterior dentary structure of the teeth, indicate herbivory for at least the
teeth with labiolingually broad crowns. When unworn, more derived procolophonids (Reisz and Sues 2000).
each molariform tooth in the maxilla and dentary typi- The quadratojugal in many procolophonids is either ex-
cally has a labial and a lingual cusp connected by a sharp tended posterolaterally or bears two or more prominent
crest. Opposing tooth crowns fit between each other bony spines; these features probably bore keratinous
like cogs when the jaws closed and could have crushed covering in life and may have served as protection
and sheared food trapped between them. In derived against predators or for some other purpose such as
procolophonids such as Hypsognathus, from the Late digging. Articulated skeletons of owenettids and pro-
Triassic (Norian-Rhaetian) of Connecticut, New Jersey, colophonids have frequently been found preserved in
Nova Scotia, and Pennsylvania, and Leptopleuron, from burrows (Ivakhnenko 1979; Figs. 3.9, 3.11).
4 Basal Eureptilia and Diapsida
Early Evolution of Modern Reptiles
including Hylonomus and Paleothyris (Figs. 4.2–4.4), are rhinidae as “Anapsida.”) Paleothyris and diapsid reptiles
most closely related to early diapsids. Gauthier et al. share apomorphies such as the long, slender limbs and
(1988b) had already united Paleothyris with Diapsida in a the long, narrow manus and pes (Figs. 4.4, 4.5). The
clade Romeriida. (The original definition of this clade fourth digits of both manus and pes are considerably
did not include turtles, which were grouped with Capto- longer than the other digits, as in many diapsid reptiles.
Sumida (1997) interpreted this feature as indicating ex-
tensive rotation of the hands and feet and push-off in-
volving the elongate digit during locomotion. Thuringo-
thyris, from the early Permian (Artinskian) of Germany
(Boy and Martens 1991), is now considered a stem-
captorhinid, and other “romeriids,” including Romeria,
from the early Permian (Cisuralian: Asselian) of Texas
(J. Clark and Carroll 1973), are basal captorhinids (Mül-
ler and Reisz 2006). Thus, the name “Protorothyrididae”
should no longer be used. Furthermore, the work by
Müller and Reisz and the recent reassessment of the
phylogenetic position of turtles (Chapter 5) have estab-
lished that Williston’s “Anapsida” is not a natural group.
Captorhinidae comprises the most recent common
ancestor of Euconcordia and Moradisaurus and all descen-
dants of that ancestor. It ranged in time from the Penn-
Figure 4.1. Phylogenetic hypothesis of the interrelationships
of Eureptilia. Dots denote node-based clades and parentheses sylvanian (Gzhelian) to the late Permian (Lopingian:
denote stem-based clades. Based mainly on Müller and Reisz Wuchiapingian) and was widely distributed, with rep-
(2006) and Pritchard and Nesbitt (2017). resentatives recorded from the American Southwest,
various countries in Europe and Africa, Brazil, China, each maxilla and dentary. The cranial bones have distinc-
and India. Müller and Reisz (2005) found four diag- tive sculpturing (Fig. 4.6). The neural arches are broad
nostic synapomorphies for this clade: reduction in the and swollen, with the zygapophyses positioned far later-
number of maxillary teeth; the anterior position of the ally. The ribcage is broad. The robust, rather short limbs
parietal foramen; the absence of an ectopterygoid; and end in broad hands and feet (Fox and Bowman 1966;
the absence of a tabular. Heaton and Reisz 1980; Fig. 4.5). Captorhinus, from the
Captorhinids include small-sized basal forms with a early Permian (Cisuralian: Asselian-Sakmarian) of Okla-
single row of marginal teeth in each jaw, as well as often homa and Texas and possibly Brazil (Cisneros et al. 2015),
large-bodied derived taxa with multiple rows of teeth in has either a single row or at most three or four rows of
marginal teeth in each maxilla and dentary (Heaton
1979; Kissel et al. 2002). It attained a total length of up to
40 cm. Labidosaurus, from the early Permian (Cisuralian:
Artinskian) of Texas (Modesto et al. 2007; Fig. 4.7), and
Labidosaurikos, from the early Permian (Cisuralian: Kun-
gurian) of Oklahoma and Texas (Dodick and Modesto
1995; Fig. 4.8), have additional rows of teeth lingual to
the marginal tooth rows in each maxilla and dentary. In
captorhinids with multiple tooth rows, new teeth were
added on the lingual side of the jaw and, during growth,
“drifted” toward the labial side of the jaw because of the
addition of new bone lingually and the resorption of
bone labially (de Ricqlès and Bolt 1983). The basal capto-
rhinid Euconcordia, from the Pennsylvanian (Gzhelian)
of Kansas, still replaced its marginal teeth in a manner
similar to that in iguanid lizards, with replacement teeth
erupting directly lingual to the base of the functional
tooth (LeBlanc and Reisz 2015). The pattern of wear on
the teeth and the structure of the jaw joint in captorhi-
nids with multiple tooth rows indicate that the lower
rows bit between the upper ones and that the mandible
was capable of fore-and-aft motion. The largest known
captorhinid, Moradisaurus, from the Permian of Niger,
Figure 4.3. A, skeleton of the basal eureptile Paleothyris attained a skull length of more than 40 cm and has at
acadiana. No scale provided. B, skull of Paleothyris in lateral view. least nine rows of teeth in each maxilla and dentary (de
A, courtesy of the late Don Baird; B, modified from Carroll (2009). Ricqlès and Taquet 1982).
É
—Vous ne connaissez pas Émile? poursuivit Julienne. Un petit
cousin à moi, un garçon étonnant. A quinze ans, il vous a des
aperçus stupéfiants sur la vie. Ainsi, tenez, l'autre jour, nous jouions
aux petits papiers. La question posée était celle-ci: «Quelle est la
différence de l'homme et de la femme?» Savez-vous quelle fut la
réponse d'Émile? La voici textuellement: «La différence de l'homme
et de la femme, c'est que la femme descend du singe, tandis que
l'homme y remonte.»
—Est-il possible! se récrièrent les dames avec des gloussements
de rires. Si jeune! Où a-t-il appris ces mots-là? Il n'y a plus
d'enfants!
Le lycéen jouissait avec modestie de son triomphe.
—Voyons, Émile, fit Julienne, puisque vous êtes si précoce,
donnez-nous votre opinion sur M. de Rocrange et Mme Facial.
Émile répondit avec commisération:
—Ils ne sont l'un et l'autre que des serins.
—Un peu osé, pour son âge, mais délicieux! bêla la baronne.
Julienne s'amusait comme une folle.
Sur ces entrefaites, Sénéchal arriva. Il eut un succès d'entrée.
Ces dames l'entourèrent, l'accablèrent de questions.
Une fois assis et les attentions suspendues à ses lèvres:
—Ah! mesdames, débuta-t-il, je sors de l'audience. Quel triste
dénouement! Se peut-il qu'une femme ait pu se résoudre à laisser
traîner devant un tribunal, devant le public, le scandale de sa vie
privée! C'est fait: madame... cette dame... cette femme... je ne sais
plus de quel nom l'appeler... Bref le divorce a été prononcé.
—Contre elle? demanda Réderic.
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