Cognitive-Behavioral Therapies For Couples and Families - 25 - 01 - 31 - 23 - 43 - 32
Cognitive-Behavioral Therapies For Couples and Families - 25 - 01 - 31 - 23 - 43 - 32
COGNITIVE-BEHAVIORAL
THERAPIES FOR COUPLES
AND FAMILIES
Norman B. Epstein and Mariana K. Falconier
Couples are often adept at dealing with people outside the relationship, but
few people enter an intimate relationship with the basic understandings—
or the technical skills—that make a relationship blossom. They frequently
lack the know-how to make joint decisions, to decipher their partners’
communications. . . . Because of the strength of the feelings and expec-
tations, the deep dependency, and the crucial, often arbitrary, symbolic
meanings that they attach to each other’s actions, partners are prone to
misinterpret each other’s actions. When conflicts occur, often as a result
of miscommunication, partners are likely to blame each other rather than
to think of the conflict as a problem that can be solved.
Aaron T. Beck, MD
Love Is Never Enough: How Couples Can Overcome
Misunderstandings, Resolve Conflicts, and Solve
Relationship Problems Through Cognitive Therapy
Behavioral treatments for couple and family problems are based on the assump-
tion that dysfunctional behaviors are learned and can be reduced or replaced
with more constructive behaviors through new learning processes. Behavioral
approaches for a wide range of human problems had their roots in laboratory
research on learning processes in animals and humans. Ivan Pavlov (1932) dem-
onstrated how emotional and behavioral responses could be conditioned so that
they would be elicited by a neutral stimulus, by pairing the neutral stimulus
with an existing reflexive response. For example, a dog could be conditioned
to salivate at the sound of a bell if the bell was rung a number of times as the
dog was salivating to the smell and taste of food. John Watson’s publicized case
260 Norman B. Epstein and Mariana K. Falconier
procedures. Skinner’s ideas about the impact of one’s environment (the specific
consequences received for one’s responses) had a major influence on the devel-
opment of behavioral therapies, including early versions of behavioral couple
and family therapy. Because members of a couple or family continuously provide
positive and negative consequences for each other’s behavior and influence each
other’s actions, changing those consequences could modify members’ problematic
behavior.
Even though operant conditioning principles were helpful in understanding
how animals and people learn a variety of responses, it became clear that they
had some limitations in accounting for the rapid and varied learning that takes
place in humans during childhood and beyond. Humans learn complex responses
without having to wait for reinforcement of the small acts that constitute them.
Social learning theorists such as Rotter (1954) and Bandura (1977; Bandura &
Walters, 1963) described observational learning processes in which an individual
can imitate a complex behavior demonstrated by another person, particularly if
the observer sees that the model has high status or receives reinforcement for
the behavior. Bandura and Walters’s (1963) research showed that a child who
observed an adult hitting a large toy clown was likely to imitate the behavior.
Beginning early in life, a child learns many complex skills—speaking a language,
playing sports, and so forth—by observing and imitating others. Social learning
theorists began to focus on the interpersonal context in which behaviors are
adopted and maintained, and the relevance of such learning processes for mutual
influences between members of an intimate relationship began to be noted.
The earliest behavioral conceptualizations of couple and family relationships
focused on ways in which two members of a relationship shape each other’s
behavior by providing consequences for particular responses. As two people
interact, they reinforce each other for certain responses and either ignore or
provide punishment for others. Over time, each person increases his or her
frequency of responses that were reinforced and decreases his or her frequency
of those that were ignored or punished. Goldstein (1971) and Stuart (1969)
developed somewhat different treatments for marital distress, based on this concept
of mutual influence. Goldstein worked with women whose husbands refused to
take part in marital therapy; Goldstein instructed the wives in reinforcing their
spouses for desired changes in specific behaviors without informing the husbands
about this procedure. Stuart intervened jointly with both members of a couple,
guiding them in devising behavioral “contracts” in which each person agreed
to perform particular behaviors desired by the other person in return for receiv-
ing reinforcements from the partner. The procedures were also based on social
exchange theory, developed by social psychologists (Thibaut & Kelley, 1959), in
which an individual’s satisfaction with a relationship is a function of the ratio
of benefits to costs that he or she experiences in the relationship.
Behavioral marital therapists such as Liberman (1970), Weiss, Hops, and
Patterson (1973), O’Leary and Turkewitz (1978), Jacobson and Margolin (1979),
262 Norman B. Epstein and Mariana K. Falconier
and Stuart (1980) further developed techniques for increasing couples’ mutual
exchanges of positive behavior, using social learning principles to teach com-
munication skills and set up behavioral contracts between partners. Similarly,
Patterson (1971) developed behavioral interventions for families with children
who exhibited aggressive and other problematic behavior, based on social learn-
ing principles such as operant conditioning. Behavioral family therapists com-
monly have focused on developing parents’ skill at decreasing their children’s
problematic behaviors and increasing their desirable behaviors (Barkley & Benton,
1998; Blechman, 1985; Chronis, Chacko, Fabiano, Wymbs, & Pelham, 2004;
Dishion & Patterson, 2005; Forgatch & Patterson, 2010; Kazdin, 2005; Webster-
Stratton & Herbert, 1994). By the end of the 1970s, behavioral approaches to
couple and family therapy had become established treatment modalities, with
growing evidence of their efficacy.
Even though behaviorists focused on changing family members’ overt acts in
order to establish more satisfying relationships, they increasingly acknowledged
that there is subjectivity in individuals’ experiences of what behaviors by their
family members are pleasing or displeasing. For example, marital treatments by
Margolin and Weiss (1978) and Jacobson and Margolin (1979) took into account
partners’ attributions for each other’s behavior. Thus, if an individual intends to
behave positively toward a partner, but the partner makes an inference (attribu-
tion) that the individual had negative motives for the behavior, the partner will
be upset by the actions, whether or not the attribution is accurate. Nevertheless,
publications on behavioral marital and family therapy did not provide much
information on how clinicians could assess and modify family members’ negative
cognitions that were contributing to relationship conflict and distress.
Beginning in the 1980s, behavioral couple and family therapists began to
integrate into their model concepts and methods from the rapidly developing
cognitive therapies of Ellis (1962), A. Beck (1976), and Meichenbaum (1977).
Whereas behaviorists had largely focused on family members’ overt actions,
cognitive therapists emphasized how internal thought processes that can be
distorted influence individuals’ emotional and behavioral responses. Consideration
of subjective internal experiences posed a challenge for behaviorists, who often
had rejected intrapsychic explanations of behavior offered by psychodynamic
theorists. However, findings from basic research on human cognition, research
on the effectiveness of cognitive therapy for individual problems such as depres-
sion, and evidence that strictly behavioral interventions for couples’ relationship
problems had limited effectiveness all contributed to a growing acceptance of
cognitive interventions among behaviorists (Baucom & Lester, 1986; Epstein &
Williams, 1981; O’Leary & Turkewitz, 1978).
In turn, the tradition in cognitive therapies has been to focus on assessing
and modifying individuals’ cognitive distortions and other inappropriate
thought processes. If an individual is unhappy in his or her marriage, a cogni-
tive therapist would be most likely to help the person distinguish between
Cognitive-Behavioral Therapies 263
argued that cognitive therapists see a linear causal relationship between a person’s
cognitions and his or her emotional and behavioral reactions (e.g., a parent views
a child as intentionally disobeying him or her, and this inference leads to anger
toward the child and a spanking). Although these critiques have been accurate
to some degree, they have overlooked aspects of cognitive-behavioral theory and
practice that take into account mutual, circular influences involving members of
a couple or family, which are described in this chapter. For example, Bandura’s
(1977) social learning model takes into account how individuals who are inter-
acting with one another mutually influence the probabilities that the other person
will respond in particular ways.
During the 1970s, James Alexander and his colleagues (e.g., Barton & Alexander,
1981) developed functional family therapy (FFT) as an integration of systems
and behavioral approaches, based on recognition that both models focus on inter-
action patterns among family members. Similar to other behavioral approaches,
FFT identifies sequences of behavior among family members and is intended
to modify problematic patterns (Alexander, Waldron, Robbins, & Neeb, 2013;
Sexton & Alexander, 2003). Consistent with systems theory, it is based on a premise
that understanding an individual’s behavior requires identifying its interpersonal
context—how the person influences and is influenced by his or her family mem-
bers. Functional family therapists tend to differ from other behaviorists by assuming
that a person’s behavior is intentionally designed to produce particular consequences
(e.g., aversive behavior that leads others to back off), even if the person is not fully
aware of the intent. That premise has been debated but challenged behaviorists to
identify why family members continue to engage in negative actions that seem
to be at odds with their positive goals for their relationships. Over the years, FFT
has become even more integrative, addressing cognitive, affective, and environmental
factors that place adolescents and their family members at risk for negative interac-
tions. FFT has strong empirical support, and it has contributed to the development
of cognitive-behavioral approaches that take into account interpersonal processes
and circular causality in family relationships.
This chapter describes the current state of cognitive-behavioral therapy with
couples and families. Following a summary of the model’s major concepts and
identification of major proponents of the approach, normal and dysfunctional
family processes are described. Ways of assessing and treating couple and family
problems from a cognitive-behavioral perspective are described, with illustrative
case examples, and the current status of research on the efficacy of these methods
is summarized.
Theoretical Concepts
As described in the beginning of this chapter, cognitive-behavioral approaches to
couple and family therapy focus on the behavioral interactions and family mem-
bers’ subjective thoughts and emotional responses that contribute to relationship
Cognitive-Behavioral Therapies 265
problems. The following sections describe the major behavioral, cognitive, and
emotional aspects of family interactions that are relevant in a cognitive-behavioral
approach to understanding and treating relationship problems.
aggression, it is likely that the attention will reinforce and thus strengthen the
negative behavior. Based on operant conditioning principles, the reinforcement
of negative behavior is likely to produce a stronger effect if the parents provide
it to the child inconsistently. Research by learning theorists such as Skinner indi-
cated that an individual who receives intermittent reinforcement—the rein-
forcement occurs occasionally or unpredictably rather than every time—will repeat
the actions that produced the reinforcement even when there is no reinforcement
for a long time. The individual has learned that sooner or later reinforcement is
likely to occur, so he or she should keep trying to elicit it. The power of inter-
mittent reinforcement is demonstrated by the persistence of individuals who
gamble by playing slot machines.
Furthermore, parents can unwittingly teach a child to use verbal and physical
aggression through modeling, if they use those types of behavior in disciplining
the child. Although a parent may be tempted to vent frustration toward a child
by using aversive words and actions, particularly if the parent lacks more effective
parenting skills, that approach tends to backfire by contributing to more coercive
exchanges between the child and the parents. One of the tasks facing a cognitive-
behavioral family therapist is changing some parents’ beliefs that verbal and
physical aggression are useful in developing more positive behavior in their
children.
Time-out procedures are an alternative form of consequences that cognitive-
behavioral therapists advocate for negative child behavior, at least for younger
children. Time-out involves removing the child physically from all available
sources of reinforcement, such as having him or her sit in a chair in a corner—
away from TV, games, siblings, and even the attention of parents. Its power is
based on the child’s tendency to seek reinforcement and the unpleasant experi-
ence of being deprived of it. Sometimes parents report that they are familiar
with and use time-out procedures to punish a child, but the therapist discovers
that they use the procedure inconsistently. Some parents send the child to a
location where there is plenty of enjoyable activity to be found, such as the
child’s room, whereas other parents may effectively cut off the child from rein-
forcement occasionally but fail to do so consistently (perhaps yelling at the child
instead).
Effective parenting also includes reinforcement of positive behavior (Forgatch &
Patterson, 2010; Kazdin, 2005). Often a parent is so focused on a child’s negative
behavior that he or she either fails to notice instances in which the child behaves
well or fails to provide reinforcement such as praise for those acts. Ignoring posi-
tive behavior follows the operant learning principle of extinction, in which an
act that has no positive consequences will decrease. If parents want children to
behave less negatively, they need to use a combination of techniques for decreas-
ing negative acts and techniques for increasing positive acts.
As previously noted, providing reinforcement for a child’s positive behavior
requires that the parent notice those actions. Jacobson and Margolin (1979) labeled
268 Norman B. Epstein and Mariana K. Falconier
the tendency to notice another’s negative behavior and overlook positive behaviors
as negative tracking. This biased perception is one form of cognition described
in the next section. Once a parent notices a child’s positive behavior, the parent
faces a decision about how he or she should respond. Parents who believe that
children should behave well “just because it is the right thing to do” and view
reinforcement as “bribes” are unlikely to use praise and other rewards. These beliefs
are assumptions and standards, two other forms of cognition that influence
family relationships and are described in the next section. A third factor in parents’
failure to reinforce positive acts is deficits in communication skills. Some
parents are unfamiliar with ways to phrase positive feedback messages to their
children. Rather than giving a vague, general message such as “You had a better
day yesterday,” the parent may need to learn how to give the child specific behav-
ioral feedback, such as “I was very happy to see you putting your dirty clothes
in the hamper and cleaning up the dinner table.” Parent training interventions
(e.g., Forgatch & Patterson, 2010; Kazdin, 2005) help develop knowledge and
confidence to provide clear constructive feedback and instructions to children.
Inconsistency in parenting behavior may be due to various factors. Some
involve deficits in parents’ behavioral skills, and others involve ways that they
think about their parenting roles. Some parents are ambivalent about setting firm
limits on children’s behavior, because they equate strictness with harshness. In
some cases, a parent has bought into a child’s complaint that the parent is unlov-
ing or unfair in setting limits. Parents who have experienced separation or divorce
or who work long hours and have limited time to spend with their children
may feel guilty that their children have experienced these family situations. Still
others feel overwhelmed by stresses in their lives, such as trying to balance work
and family roles, and do not believe that they can tolerate the effort involved
in consistent parenting. These factors involve the parents’ cognitions about
parenting, and in cognitive-behavioral family therapy the clinician helps each
parent identify and modify thoughts that interfere with constructive interactions
with the children. A more detailed description of cognitive factors follows.
Bonnie and Fred were eating breakfast together and talking about ideas
for a family summer vacation when their 16-year-old son Mike walked
into the kitchen. When Bonnie told Mike that they were thinking about
the whole family spending 10 days at a beach resort, Mike responded, “I
don’t want to go to any resort. I want to stay home and spend time with
Cognitive-Behavioral Therapies 269
my friends.” Bonnie’s immediate reaction was strong sadness, and she sat
quietly, but Fred became quite angry and yelled at Mike, telling him he
was “ungrateful for the nice things we do for you.” When Bonnie and
Fred discussed the incident later, Bonnie described how Mike’s comment
made her feel sad because it made her think that their days as a whole
family were ending, as their son was moving toward independence. In
contrast, Fred noted that his anger had been associated with thoughts that
Mike should be grateful that his parents were willing to spend a lot of
money to take him to a special place, and that Mike’s comment was dis-
respectful. Thus, each parent interpreted Mike’s behavior somewhat dif-
ferently, and their subjective interpretations led to different emotions and
behaviors.
Aaron Beck’s cognitive therapy (A. Beck, 1976; A. Beck, Rush, Shaw, & Emery,
1979; J. Beck, 2011; Leahy, 1996) focuses on helping individuals learn to identify
aspects of their thinking that contribute to negative emotions and behavior, test
the validity of their thoughts, and replace distorted cognitions with more realistic
ones. In Beck’s model, two major types of cognitions influence individuals’
responses to events in their lives: automatic thoughts and schemas.
Automatic Thoughts
Automatic thoughts are stream-of-consciousness thoughts that spontaneously
run through one’s mind and seem plausible at the time, even if they are distorted.
People typically do not stop to question their automatic thoughts, so the thoughts
can control their moods and behavior. Aaron Beck (1976) originally developed
cognitive therapy based on his observation that depressed individuals had frequent
overly negative thoughts about themselves, the world, and their futures. These
negative thoughts are shaped by cognitive distortions, or errors in processing
information. For example, overgeneralization is a cognitive distortion in which
the individual observes one instance of an event and views it as representing a
general characteristic. For example, when five-year-old Amanda disobeyed Tim’s
instruction to put her toys away, he thought, “She never listens to what I tell her
to do,” and this thought made him angry. Later, Tim was able to take a broader
perspective and acknowledged that sometimes Amanda is obedient. Some other
types of cognitive distortions include personalization (assuming that events
involve you when in fact they do not), mind reading (making unwarranted
inferences about others’ thoughts and emotions), dichotomous thinking (plac-
ing experiences into distinct, opposite categories, such as “good child” versus
“bad child”), selective abstraction (biased perceptions such as negative tracking),
magnification (viewing something as more important than it is, such as seeing
a minor mistake as a catastrophe), and minimization (viewing something as
less important than it is, such as seeing one’s own or another’s improved behavior
270 Norman B. Epstein and Mariana K. Falconier
as “no big deal”). Cognitive therapists help clients become aware of upsetting
distortions in their thinking and teach them ways to challenge negative automatic
thoughts (A. Beck et al., 1979; J. Beck, 2011).
Theorists and researchers who have studied forms of cognition affecting couple
and family relationships (see reviews by Baucom & Epstein, 1990; Baucom,
Epstein, Sayers, & Sher, 1989; Epstein & Baucom, 1993, 2002; Fincham, Bradbury,
& Scott, 1990) have identified three types of cognition that can involve the
information-processing errors involved in cognitive distortions. Selective per-
ception is equivalent to the distortion of selective abstraction, in which an
individual notices only some aspects of his or her interactions with a family
member. Tim’s selective perception of his daughter Amanda’s disobedience con-
tributed to his anger. Research has indicated that couples, especially those in
distressed relationships, commonly disagree on what events occurred in their
interactions within the last 24 hours (Christensen, Sullaway, & King, 1983;
Jacobson & Moore, 1981).
Attributions are inferences that individuals make about causes of events they
observe, and these inferences may be accurate or distorted. Some attributions
concern the characteristics of a cause—that is, whether it is global versus specific,
stable versus unstable, and internal to a person or relationship versus external.
When Denise told Sam that she lost her job, he said little to her. Her
attribution that his failure to express support for her was due to “his self-
centered personality” was global, stable, and internal to Sam. It was global
because she viewed his lack of support as due to a broad personality
characteristic that is likely to influence many areas of Sam’s functioning
in relating to Denise and others. It was stable because it involved a per-
sonality characteristic that is likely to be present over a long period of
time. Finally, as part of Sam’s personality it was an internal characteristic
rather than an outside cause. In contrast, Denise might have attributed
Sam’s behavior to his being distracted by a stressful project at his job. Such
a cause is more external to Sam, is unstable to the extent that stresses at
his job tend to be temporary, and is specific to the extent that it adversely
affects his ability to listen to Denise when they are discussing their jobs.
Research has generally found that distressed couples are more likely than
satisfied couples to attribute each other’s negative behaviors to global, stable
characteristics of the partner (Baucom & Epstein, 1990; Bradbury & Fincham,
1990). These attributions concerning negative traits in the partner are associated
with individuals’ future distress and negative communication with their partners
(Bradbury & Fincham, 1992; Durtschi, Fincham, Cui, Lorenz, & Conger, 2011;
Fincham & Bradbury, 1987; Fincham, Harold, & Gano-Phillips, 2000). Barton
and Alexander (1981) note that when family members attribute relationship
problems to others’ negative traits, it reduces the chance that they will work
Cognitive-Behavioral Therapies 271
toward improving the ways they interact with each other. Blaming problems
on another person typically leads to waiting for the other person to change
and failing to recognize ways in which one can contribute to change oneself.
Also, viewing problems as being caused by global, stable traits can result in the
individual feeling hopeless about change.
Other attributions affect relationships because of their particular content. For
example, Pretzer, Epstein, and Fleming (1991) found that individuals who attrib-
uted their couple relationship problems to a lack of love or malicious intent by
their partners were more dissatisfied in their relationships. Similarly, Morton,
Twentyman, and Azar’s (1988) clinical observations of child-abusing parents
indicated that these parents commonly believe that their children’s misbehavior
is caused by intentional efforts to be annoying and spiteful.
Expectancies are the third type of cognition that potentially involves distorted
processing of information. An expectancy is a prediction that an individual
makes about the probability that particular events will occur in the near or
distant future in particular situations.
Dave tells his son Robby that he cannot play outside before dinner, because
he has an expectancy that Robby will run off with his friends. As with
other types of inferences, expectancies can vary in their accuracy, and to
some degree a person’s expectancies about family members are shaped by
past experiences with those individuals. Dave’s expectancy may be due to
past episodes of Robby disappearing with friends at mealtimes. However,
perhaps Robby has never done that, and Dave’s expectancy is based on his
general belief that “young boys are impulsive and mostly pay attention to
having fun with their friends.”
Research studies have indicated that couples’ negative expectancies about their
abilities to solve relationship problems are associated with higher levels of rela-
tionship distress (Pretzer et al., 1991; Vanzetti, Notarius, & NeeSmith, 1992).
Cognitive-behavioral therapists help family members identify their expectancies
and test their validity.
Schemas
Whereas cognitive distortions shape the form of a person’s thoughts, cognitive-
behavioral therapists examine how the content of the thoughts is based on sche-
mas, long-standing beliefs or “knowledge structures” that the individual has
about characteristics of people, objects, relationships, and so forth. In contrast to
selective perceptions, attributions, and expectancies, which tend to focus on events
occurring at a particular moment or in a particular situation, schemas are rela-
tively stable ways in which a person understands his or her world. They include
basic beliefs about how human beings function and how they relate to one
272 Norman B. Epstein and Mariana K. Falconier
realistically they represent the possibilities of real life, and unrealistic beliefs may
lead to frustration and disappointment. For example, Eidelson and Epstein (1982)
found that the more individuals adhered to the standards that (1) partners should
be able to read each other’s thoughts and emotions and (2) partners’ sexual
relationships should be perfect (trouble free and highly satisfying), the more they
were unhappy in their relationships. The concept of extreme or unrealistic
beliefs is similar to the irrational beliefs that are a focus of rational-emotive
therapy (Ellis, 1962; Ellis, Sichel, Yeager, DiMattia, & DiGiuseppe, 1989), which
was renamed “rational-emotive behavior therapy” due to its increased focus on
clients’ behaviors. Ellis and his colleagues emphasized that when an individual
holds unrealistic beliefs about people and life experiences, he or she is likely to
be upset and to behave negatively when the realities of daily life fall short of
those standards.
Standards also might be problematic either when two partners’ standards are
in conflict or when a person’s standards are realistic but are not being met to
his or her satisfaction in the couple’s relationship. Baucom, Epstein, Rankin, and
Burnett (1996) developed a questionnaire to assess individuals’ standards for
couple relationships, focusing on standards about boundaries (how much auton-
omy versus togetherness partners should have), the degree of investment of
time and energy that partners should make for their relationship, and how
power/control should be distributed and used in the couple’s relationship.
Their Inventory of Specific Relationship Standards (ISRS) assesses these three
types of standards concerning 12 different areas of one’s relationship, such as
affection, sex, household tasks, finances, and the expression of positive and nega-
tive feelings. Differences in standards for boundaries, investment, and power/
control issues in each of those 12 areas may be particularly challenging for
intercultural couples in which partners come from cultures that hold opposite
standards in many of those areas. For example, Epstein, Chen, and Beyder-Kamjou
(2005) found differences in relationship standards between U.S. couples and
mainland Chinese couples, such as that Chinese couples considered it more
acceptable to exercise power in their relationships. Chinese couples also tended
to be less overtly expressive of affection verbally and nonverbally than U.S.
couples. Increasingly, couple and family therapists are describing ways in which
Western-derived therapy models that are based on particular assumptions and
standards regarding appropriate relationship qualities must be applied in culturally
sensitive ways that take different beliefs and traditions into account (Epstein et al.,
2012).
Thus, a cognitive-behavioral model of couple and family functioning takes
into account a number of types of cognitions that individuals have about them-
selves and their close relationships. The types of behavior patterns described in
the previous section are influenced by the ways that family members interpret
one another’s actions. For example, in negative reciprocity, two family members
are more likely to reciprocate each other’s negative acts if they selectively notice
274 Norman B. Epstein and Mariana K. Falconier
the negatives and overlook the positives, or if they attribute the negative behavior
to causes such as the other person having malicious intent. Similarly, an individual
may withdraw from a family member if he or she has an expectancy that any
attempt to communicate with this person will be ineffective. Concerning sche-
mas, a parent may fail to use positive reinforcement for a child’s good behavior
if the parent holds a standard that children should naturally behave well because
“they know it’s the right thing to do” and holds an assumption that rewarding
children “only spoils them.” The parent’s beliefs result in dissatisfaction with the
child’s behavior and influence how the parent responds to the child’s failure to
live up to what the parent expects. Consequently, understanding and treating
problems in couple and family relationships necessitates paying attention to both
the ways that family members interact and the family members’ cognitions that
influence those interactions.
These emphases on behavior and cognition in the literature on cognitive-
behavioral therapies sometimes create an impression that family members’ emo-
tions are neglected in these approaches. In fact, family members’ emotional
responses are central aspects of their satisfaction or distress in their relationships
and are of major concern to cognitive-behavioral therapists. The next section
describes emotional factors in couple and family relationships.
such a decision, even when she began the discussion by emphasizing that
she wanted to consider his input, Ken quickly reacted with anger and
criticized her for being selfish. His strong emotion interfered with his
ability to listen to her and led to his negative behavior toward her.
Similarly, Nikki had become depressed about her relationship with
James, because their work shifts and child-rearing activities left them very
little time as a couple. Unfortunately, whenever they did have an oppor-
tunity to do something together, her depressed mood made it difficult for
her to enjoy herself. James would notice her lack of enthusiasm and
comment on it. Nikki would react defensively, and they would have an
argument.
Cognitive therapists also have noted how an individual’s emotional states can
influence his or her perceptions and behavior. They have described how an
individual may engage in emotional reasoning, relying on cues of his or her
emotions as signs of some “truth.” For example, depressed individuals commonly
experience symptoms of low energy, inertia, and low motivation to engage in
basic daily activities such as getting out of bed and getting dressed. If a person
concludes, “I don’t feel that I can do anything,” it is likely that he or she will
become inactive, which tends to worsen the depression. A cognitive therapist
would help this person understand that it is important not to trust the physical
and emotional cues, and that it is possible to engage in activities even when one
feels that way. Similarly, people who experience panic attacks often interpret the
symptoms (e.g., rapid heart rate, sweating, shortness of breath) as signs of a seri-
ous physical problem such as a heart attack or signs of “going crazy.” Cognitive-
behavioral treatment of panic disorder includes teaching the individual that those
symptoms are uncomfortable but not dangerous (Barlow, 2002).
Difficulty regulating one’s anger commonly contributes to verbally and physi-
cally aggressive behavior toward others, so interventions to improve anger man-
agement are a key component of cognitive-behavioral couple therapy (CBCT)
treatments for intimate partner violence (Heyman & Neidig, 1997; LaTaillade,
Epstein, & Werlinich, 2006). In order to reduce intense anger that fuels aggres-
sion, therapists teach couples a variety of strategies, such as self-soothing methods
(e.g., muscle relaxation, going for a walk, taking a warm shower), nonaggressive
self-talk (e.g., “Even if he’s trying to provoke me, I can stay calm”), and effective
use of “time-outs” in which partners agree to physically distance themselves
from each other temporarily in order to calm down. Similar techniques are
taught to parents who have difficulty regulating anger toward their children
(Nicholson, Anderson, Fox, & Brenner, 2002; Sanders, Cann, & Markie-Dadds,
2003).
Thus, emotion has a crucial role in cognitive-behavioral approaches to couple
and family relationships, and therapists typically gather a lot of information about
the emotions that each family member experiences during their interactions. It
276 Norman B. Epstein and Mariana K. Falconier
to which they attend to behavioral, cognitive, and emotional factors in the overall
CBT model. Sometimes authors’ publications describe cognitive interventions as
adjunctive interventions to their primary focus on behavioral interactions.
For example, if the members of a couple are resistant to practicing constructive
communication skills because they attribute each other’s past negative commu-
nication to a lack of caring about their relationship, the therapist might shift
from the behavioral intervention to challenging the negative attributions. At
other times, therapists whose background was primarily behavioral have shifted
toward giving cognition and emotions relatively equal weight as behavior in
their approaches. On the other hand, therapists whose background focused on
cognitive processes have embraced concepts and clinical methods involving
behavioral interactions and systems theory. Sometimes they use behavioral inter-
ventions primarily as a means of producing cognitive changes, such as when
training in constructive communication is used to modify partners’ lack of hope
that their relationship can improve or to increase their ability to give each other
feedback that can challenge other negative cognitions about each other.
As behavior and cognition have been integrated in cognitive-behavioral clini-
cal training programs, more therapists are entering their clinical careers with a
view that treatment of relationship problems necessarily involves attention to
complex relations between behavior and cognition, as well as family members’
emotional responses. As noted earlier, the increased attention to emotions has
been stimulated by cognitive-behavioral therapists who have focused on emotion
regulation problems (e.g., Fruzzetti & Iverson, 2006; Kirby & Baucom, 2007;
Linehan, 1993), as well as by the empirically supported emotion-focused
approaches (Greenberg & Goldman, 2008; Johnson, 1996). Publications by
Alexander et al. (2013); Baucom and Epstein (1990); Dattilio (1998a, 1998b,
2010); Epstein and Baucom (2002), Epstein, Schlesinger, and Dryden (1988);
Rathus and Sanderson (1999); Robin and Foster (1989); and Schwebel and Fine
(1994) reflect the trend toward integrative cognitive-behavioral approaches to
couple and family therapy. Throughout this chapter we have cited the work of
many cognitive-behavioral couple and family therapists as we have described the
history of CBT approaches, their increasing sophistication, and their applications
with special populations and presenting problems (e.g., depression, child behavior
problems, substance abuse, major mental disorders, family violence).
(1) are aware of those needs and types of actions involved in meeting them,
(2) communicate in clear, constructive ways that facilitate those actions,
(3) engage in effective problem solving when their current interactions are
inadequate for meeting their needs, and
(4) have cognitions that facilitate all of these processes.
withdrawing behaviors increase partners’ distress and increase the probability that
they will end their relationship.
A combination of negative cognitions, emotions, and behaviors in a relation-
ship results in either a relatively chronic level of dissatisfaction or a deterioration
over time. Even when an individual attempts to behave positively toward his or
her family members, they are unlikely to notice or appreciate it, due to their
overall negative sentiment toward him or her. Thus, each individual’s negative
behavior tends to be reinforced in the family interactional system, and his or
her positive behaviors are ignored or even punished. In the absence of good
communication skills, as well as problem-solving skills and emotion regulation
skills, the family is unable to disengage itself from these destructive patterns.
When a member of a family experiences personal difficulties such as psy-
chopathology symptoms, those symptoms can place stress on family relationships
and, in return, family stress and conflict can exacerbate an individual’s personal
adjustment problems (Halford & Bouma, 1997; Miklowitz, 1995; Monson &
Fredman, 2012; Mueser & Gingrich, 2006; Whisman & Beach, 2012). This
bidirectional causality necessitates that therapists assess the degree to which an
individual’s development of psychological disorders affects the development of
relationship problems, and vice versa. A cognitive-behavioral model focuses on
both processes, and decisions about combining individual therapy with couple
or family therapy depend on the evidence concerning the causal processes in a
particular family.
Techniques
Cognitive-behavioral techniques for couple and family therapy tend to emphasize
cognitive restructuring, modification of problematic emotional responses, and
changes in behavior. Cognitive restructuring techniques are designed to help
family members increase their awareness of their cognitions that are contributing
to distress and conflict and to test their validity or appropriateness (Dattilio, 2010;
Epstein & Baucom, 2002). Behavior change techniques focus on increasing
family members’ positive actions toward one another, decreasing negative actions,
and developing their skill at effective communication and problem solving.
Interventions for emotion include techniques for improving family members’
awareness of their emotions, their skill at expressing their emotions in clear
and constructive ways, and their ability to regulate their emotional responses
(Epstein & Baucom, 2002; Fruzzetti & Iverson, 2006). Emotional regulation
involves an individual’s ability to control the strength of his or her emotions—for
example, using relaxation techniques so that the person feels moderate anger
rather than rage. In clinical practice, interventions for cognitions, behaviors, and
emotions commonly are combined during treatment sessions, as well as for home-
work assignments between sessions, but for clarity they are described separately in
the following sections.
Cognitive-Behavioral Therapies 281
preferable to asking family members to try to recall what they were thinking
during past upsetting experiences.
Meichenbaum’s (1977) work with self-statements (similar to automatic
thoughts) that influence individuals’ abilities to cope with stressful situations is
relevant for assessing and treating spontaneously occurring cognitions in family
interaction. Meichenbaum noted that the content of some cognitions interferes
with coping ability by fueling negative emotion and eliciting problematic behav-
ior. For example, when Barbara told Luke that she wanted to discuss a problem
in their relationship, Luke replied that he was too busy and began to walk out
of the room. As Barbara thought, “He can’t get away with ignoring me! He’s
not getting out of here!” she felt her anger rise and moved quickly to block
Luke’s path to the door. It is important to help family members identify their
internal dialogue, to see how it contributes to negative responses and to help
them practice more constructive self-statements.
Questionnaires
A number of self-report questionnaires have been developed to assess particular
types of relationship cognitions; for example, Eidelson and Epstein’s (1982)
Relationship Belief Inventory that assesses assumptions and standards, Roehling
and Robin’s (1986) Family Beliefs Inventory that assesses parents’ and adolescents’
unrealistic beliefs about their relationships, Pretzer et al.’s (1991) Marital Attitude
Survey that assesses attributions and expectancies, Fincham and Bradbury’s (1992)
Relationship Attribution Measure, and Baucom et al.’s (1996) Inventory of Specific
Relationship Standards. These scales have been used primarily in research, but
therapists can administer them to family members as a way of surveying particular
types of cognitions, which can be explored further during interviews.
such behaviors but other days in which Carl had engaged in several of
them. Of course, because Carl was aware that Brenda was keeping track
of his behavior, he may have increased his involvement, and Brenda told
the therapist that she attributed his child-care activity to “being on the
spot” and wanting to impress the therapist. Nevertheless, the therapist
emphasized that Carl did engage in child-care activities, he chose to do
so, and it would be helpful if Brenda could let him know that she appreci-
ated it rather than criticizing him about his motives. Similarly, therapists
can ask family members to monitor one another’s behaviors during therapy
sessions in order to counteract selective perceptions.
During a session with his wife, Lois, Ted predicted that their adolescent
daughter would talk excessively on the phone with her friends if he and
Lois stopped reminding her to keep her calls brief and gave her the
responsibility for monitoring her phone use. The couple agreed to try it,
however, and when they returned the next week, they reported that Karen
had surprised them by talking only a little more than they would have
preferred.
286 Norman B. Epstein and Mariana K. Falconier
members consider the validity and appropriateness of their cognitions. The next
section describes behavioral interventions.
Behavioral Techniques
Based on social learning and social exchange theoretical principles, as well as
research findings described earlier, the major types of behavioral interventions
focus on (1) increasing exchanges of positive behavior and decreasing exchanges
of negative behavior among family members, (2) training in communication
skills, and (3) training in problem-solving skills. Each of these major types of
intervention is summarized in this section.
Therapists assess the behaviors that are in need of modification in each family
by observing the family members interacting during sessions, as well as by asking
the members to describe specific examples of the interactions that they find
distressing. A functional analysis involves observing sequences of behaviors in
family interaction and identifying both what behaviors of other family members
precede (tend to elicit) another’s problematic behavior and what behaviors of
other family members follow it (tend to reinforce or punish it).
Zhang Wei (age 30), his wife, Wang Xiu Ying (age 28), and their daughter,
Zhang Li (age 5), a Chinese family, had been living in the United States
for six months so that both parents could attend graduate school. They
were referred to a family therapist by Li’s school because her kindergarten
teacher had considerable difficulty managing her behavior. Both parents
were very embarrassed by the attention that Li’s behavior had drawn and
were frustrated about her increasing tantrums, which were occurring more
often in public places such as stores, as well as in school and at home. The
family therapist interviewed the parents in detail about the events that
typically occurred just before Li began a tantrum and after she started one.
The parents were visibly uncomfortable when describing their daughter’s
problematic behavior, stressing that she got a lot of positive attention from
both parents and from her paternal grandparents who lived with them,
but they detailed how typically a tantrum began after they told Li to stop
doing something that she was enjoying (e.g., playing with a toy, taking
packages of candy from store shelves). They explained that Li’s teacher
also described a pattern in which she became very upset and disobedient
when instructed to stop play activities in class. Wei and Xiu Ying also
noted that they usually tried to explain to Li why they wanted her to stop
what she was doing, and that sometimes they gave in (e.g., bought her
the candy) in order to end her embarrassing public display. To observe the
family interaction directly, the therapist asked the parents to instruct Li to
stop playing with a toy in the therapy room and to sit in a chair. After
the parents looked at each other for a few moments, Xiu Ying asked her
288 Norman B. Epstein and Mariana K. Falconier
daughter to please put the toy down and sit in the chair. Li resisted Xiu
Ying’s instructions and began whining. The mother tried talking to her
more, looked at her husband, and then stared at the therapist helplessly.
This assessment gave the therapist crucial information about the behavioral
patterns that needed to be changed to improve the family’s problem.
Changing frequencies of positive and negative behavior. The most widely used
technique for increasing positive exchanges and decreasing negative ones involves
setting up behavioral contracts among family members. Typically this is a
formal agreement, commonly written, that each person will enact particular
behaviors that another family member desires. Some contracts involve quid pro
quo agreements, in which a person commits to behaving in particular ways
that another person requests, with the understanding that in return the other
person will behave in ways that the first person requests. A limitation of this
approach is that one person’s failure to carry out his or her side of the contract
may lead the other person to void the agreement. Alternatively, couples can
be coached in forming good-faith agreements in which each person agrees
to change particular behaviors, whether or not the other person reciprocates
(Baucom & Epstein, 1990; Jacobson & Margolin, 1979).
In parenting training (e.g., Forgatch & Patterson, 2010; Kazdin, 2005;
Webster-Stratton & Herbert, 1994), parents are coached in setting up contracts
with their children, in which the child is expected to behave in particular ways
the parents desire, and to avoid behaving in particular negative ways, in return
for specified types of reinforcement. However, contracts of this type may not be
welcome in more collectivist cultures, in which it is expected that children and
other family members should be motivated to act in the best interest of the
family, rather than their own (Epstein et al., 2012). These parents initially may
be opposed to the suggestion that they provide a child rewards for behavior that
they view as the child’s obligation to the family. In such cases, therapists must
be culturally sensitive, discussing the parents’ beliefs with them and perhaps
reframing the contract as an initial means of establishing more cooperative
behavior in children who are not yet mature enough to understand the impor-
tance of contributing to the well-being of the family group.
A contract in which the parents have the authority to decide on the types
of behavior to be changed, as well as the types of reinforcement to be earned,
differs from an agreement between two adults, who may have equal power in
their relationship. Therapists generally encourage parents to use reinforcements
such as praise, time playing with the child, and other rewards that do not involve
spending money, although reinforcements involving small expenses (e.g., renting
a movie the child wants to see) can be effective. A contract can be formalized
by creating a behavior chart that lists the specific behaviors to be monitored
by the parents and includes spaces in which the parents indicate the frequency
with which the child exhibited each behavior during each day of the week.
Cognitive-Behavioral Therapies 289
Parents can use a system in which occurrences of positive behaviors and days
without particular negative behaviors earn points toward a large reward. Punish-
ment for negative behavior can consist of temporary removal of particular
privileges or a time-out for younger children.
Communication skill training. Couples and families are coached in clear, con-
structive communication, involving both expressive skills and listening skills,
based on an assumption that good communication requires effective sending as
well as receiving of messages (Epstein & Baucom, 2002; Mueser & Gingrich,
2006). Guerney’s (1977) guidelines are among the most widely used for com-
munication training. In Guerney’s approach, two individuals practice taking
turns as the person expressing his or her thoughts and emotions and the person
listening empathically in order to understand the expresser’s experience. The
person in each role is coached in following guidelines for good communication.
For example, the expresser is supposed to describe his or her thoughts briefly,
using specific descriptive language. The expresser is to describe his or her
thoughts and emotions as subjective rather than as “the truth,” conveying that
the listener has the right to have other views. When describing dissatisfaction
with the listener’s behavior, the expresser should convey empathy for the listener’s
personal experiences. In turn, the listener’s job is to try to understand the
thoughts and emotions of the expresser (i.e., imagine how it feels to be in his
or her position). The listener is to avoid interrupting the expresser, criticizing
him or her, offering advice, and so forth. After the expresser has briefly described
his or her personal experience, the listener’s task is to “reflect” back what he
or she has heard. The expresser gives the listener feedback about the accuracy
of the reflecting, and they repeat the process until the communication has been
effective.
In addition to providing coaching in expressive and listening skills, therapists
observe each family and identify other specific verbal and nonverbal behaviors
to target for change. For example, if members of a family make little eye contact
with one another as they talk, the therapist will coach them in increasing it.
Therapists teach families these communication skills by describing them briefly,
demonstrating the skills, and coaching family members as they practice them
during therapy sessions. Family members continue to practice the skills as home-
work between sessions. Communication training is widely used in cognitive-
behavioral couple and family therapy (Epstein et al., 1988; Markman, Stanley, &
Blumberg, 2010; Mueser & Gingrich, 2006; Robin & Foster, 1989).
Problem-solving training. Whereas communication training focuses on messages
about each family member’s thoughts and emotions, problem-solving training
deals with steps that family members need to take in order to find mutually
acceptable solutions to problems they face together. Some problems involve
people or circumstances outside the family (e.g., a member’s job demands), whereas
others involve issues within the family (e.g., partners’ different approaches to
handling family finances). Cognitive-behavioral therapists (e.g., Epstein & Baucom,
290 Norman B. Epstein and Mariana K. Falconier
2002; Jacobson & Christensen, 1996; Mueser & Gingrich, 2006; Robin & Foster,
1989) teach couples and families a series of steps, including
(1) defining the nature of the problem clearly and specifically, in behavioral terms
(the “who, what, when, and where”),
(2) brainstorming a variety of possible solutions to the problem (without evaluat-
ing them at this point),
(3) discussing advantages and disadvantages of each potential solution, in terms of
costs and benefits to all parties involved,
(4) choosing a solution (or combination of two or more solutions) acceptable to
all, based on the cost-benefit analysis (step 3),
(5) implementing the solution between sessions, and
(6) evaluating its effectiveness. Solutions that turn out to be inadequate are
reconsidered and revised as needed.
interferes with constructive thinking and behavior. For some individuals, deficits
in emotion regulation constitute a lifelong trait that probably calls for individual
therapy, whereas for others it may result from faulty learning of skills that can
be practiced in family therapy. For example, some family members who engage
in angry outbursts characterized by verbal aggression but who pose no danger
of physical violence to one another may be treated jointly with interventions
focused on anger management (e.g., relaxation training, anger control self-
statements, use of “time-outs” in which partners temporarily go to separate
locations and “cool off,” and communication training) (e.g., Heyman & Neidig,
1997; LaTaillade et al., 2006). Meichenbaum (1977) and Deffenbacher (1996)
use a stress inoculation approach in which individuals rehearse self-statements
that calm them (e.g., “Stay calm. You don’t have to react to his provocative
behavior”) and that direct their behavior (e.g., “Speak slowly and don’t raise
your voice”), and those techniques can be used in conjoint couple and family
therapy sessions as well.
and negative, stem from distorted cognitions such as selective perceptions, over-
generalizations, inaccurate attributions, and unfounded assumptions. Cognitive
restructuring procedures may help therapists challenge their own schemas about
other cultural groups, which is likely to modify their habitual responses to indi-
viduals in those groups. A therapist who becomes aware of his or her learned
responses and the cognitive schemas accompanying them might be in a better
position to assist clients.
the next few years. When researchers have assessed not only statistically significant
change but also how many treated individuals score in the non-distressed range
on marital adjustment questionnaires, studies have shown that between approxi-
mately one-third and one-half met the latter criterion. It is important to note
that the studies involved an average of 11 therapy sessions (based on research
design considerations), which may not be adequate treatment for many distressed
couples.
Those couple therapy protocols included little or no cognitive restructuring
or interventions intended to address inhibited or unregulated emotional responses
that are important foci in the more recent Enhanced Cognitive-Behavioral
Couple Therapy (ECBCT; Baucom, Epstein, LaTaillade, & Kirby, 2008; Epstein &
Baucom, 2002). However, a few studies examined outcomes for cognitive
restructuring interventions. Huber and Milstein’s (1985) study compared a cog-
nitive intervention focused on reducing partners’ unrealistic relationship beliefs
(assumptions and standards) with a wait-list control condition, and the findings
indicated that the cognitive intervention produced more realistic beliefs and
higher relationship satisfaction than the control condition did. Halford, Sanders,
and Behrens (1993) compared twelve to fifteen 90-minute sessions of traditional
behavioral marital therapy with an enhanced behavioral intervention that included
cognitive restructuring, exploration of partners’ emotional responses associated
with negative couple interactions, and treatment generalization enhancement.
The cognitive restructuring involved identifying each partner’s maladaptive rela-
tionship beliefs and attributions and then using cognitive therapy Socratic ques-
tioning to challenging those negative cognitions, as well as some self-instructional
training. The amount of each type of intervention in the integrative treatment
varied according to the therapists’ assessment of each couple’s needs. Both the
traditional behavioral marital therapy and the integrative treatment condition
decreased couples’ negative behavior and cognitions, but those changes were not
significantly correlated with increases in their relationship satisfaction. The amount
of cognitive restructuring was not specified, and the study’s design does not allow
conclusions about the degree to which cognitive restructuring contributed to
improvement in the couples’ relationships.
Two studies by Baucom and colleagues (Baucom & Lester, 1986; Baucom,
Sayers, & Sher, 1990) have been cited frequently as demonstrations of the degree
to which cognitive restructuring can contribute to effectiveness of couple therapy.
Baucom and colleagues investigated whether adding cognitive restructuring
modules to the behavioral components of contracting, communication training,
and problem-solving training would increase positive effects of behavioral marital
therapy. The cognitive restructuring that they used involved sessions meant to
educate partners about attributions and guide them in identifying negative
attributions they made about causes of problems in their own relationships, plus
sessions meant to teach couples about unrealistic relationship beliefs that might
be affecting their relationship and guide them in identifying their own unrealistic
Cognitive-Behavioral Therapies 295
there is a need for more outcome research, especially investigating the effects of
integrative approaches that address behavior, cognition, and emotion.
therapy that includes psychoeducation about the partner’s anxiety disorder and
how anxiety symptoms affect and are commonly affected by couple interactions.
The couple therapy also includes communication skills training, problem-solving
training, preparation for coping with symptoms, and reduction of patterns in
which the couple have accommodated their daily interactions to the individual’s
anxiety symptoms. Monson and Fredman’s (2012) empirically supported cognitive-
behavioral conjoint therapy for post-traumatic stress disorder (PTSD) also includes
psychoeducation regarding mutual influences between an individual’s symptoms
and the couple’s interactions, building positives in the relationship, improving
emotion regulation, using communication skills to reduce the individual’s emo-
tional numbing and avoidance, improving the couple’s problem-solving skills, and
cognitive restructuring to reduce beliefs that maintain PTSD symptoms and
relationship problems. Another application of CBCT with individual psychopa-
thology is Bulik, Baucom, Kirby, and Pisetsky’s (2011) program for anorexia
nervosa that combines interventions specific to the eating disorder (e.g., the partner
provides emotional support to the individual specifically to reinforce appropriate
eating and other healthy behaviors) with traditional CBCT procedures of problem-
solving and communication skill training. Finally, Birchler, Fals-Stewart, and
O’Farrell (2008) developed an empirically supported program that integrates
behavioral couple therapy (increasing exchanges of pleasing and caring behavior,
increasing sharing of activities that are rewarding to both partners, improving
communication and problem-solving skills, avoiding threats of separation, focusing
on the present, avoiding physical aggression) with interventions focused on a
partner’s substance use (e.g., self-help meetings, medication, behavioral contracts
between partners to promote the individual’s abstinence).
Another important application of CBCT to stressors in couples’ lives is its
use in assisting couples who are dealing with severe physical illness. For example,
Baucom, Porter, et al. (2009) developed a CBT-based relationship-enhancement
program for women who are being treated for breast cancer and their male
partners. Couples are taught expressive and listening communication skills that
are applied to cancer-related topics (e.g., fear of mortality, medical decisions).
They also are taught problem-solving skills relevant to making medical treatment
decisions. Furthermore, they are given psychoeducation regarding the psychologi-
cal and physical effects of cancer treatments on sexual functioning and are helped
to find meaning and growth in their experiences with cancer. Thus, CBCT is
an adaptive, integrative approach to treating a wide variety of stressors that
couples experience both within and outside their relationships.
Case Study
Earlier, the case of Wei, Xiu Ying, and their five-year-old daughter Li was
described briefly as an example of how a therapist uses a functional
analysis to identify how an individual’s problematic behavior may be
influenced by both the behaviors of family members that precede it and
those that are consequences of it. Li’s tantrums in school, public places,
and at home tended to occur after her teacher or parents instructed her
to stop doing something that she was enjoying, such as playing with a
toy or handling packages of candy in a store. When the therapist asked
Wei and Xiu Ying how they typically responded to Li’s initial refusal to
follow their directions, Wei sat quietly and Xiu Ying reported that she
tried to explain to Li why she wanted her to stop her behavior (for
example, “Li, put the candy back. We already have a lot of candy at
home, so you don’t need any more”). Xiu Ying noted that both she and
Wei spent many hours at the university working, and Wei’s parents pro-
vided a lot of the child care during the day. She looked at Wei and uneasily
stated that Li’s grandparents often spoiled Li (their only grandchild), letting
her do what she pleased. In addition, when Li continued her misbehavior
in public, Xiu Ying and Wei were embarrassed and could not think of
anything more effective to stop her, so they sometimes bought Li what
she wanted. The therapist took note of the associations between the
parents’ responses and the child’s negative behavior and formed a hypoth-
esis that among the factors operating in this family’s problem were (1) the
grandparents had developed Li’s expectancy that she would receive things
that she desired (with minimal limits set on rewards), (2) the parents had
no effective means of punishing Li for tantrum behavior, and (3) the
parents were unwittingly reinforcing Li’s tantrums by giving her things
that she wanted whenever she behaved sufficiently aversively. In fact, it
appeared that the parents were providing intermittent reinforcement for
Li’s whining and tantrum behavior by trying to ignore it for a while and
then providing the rewards.
As noted earlier, the therapist also conducted a functional analysis by
observing the family interaction after instructing Wei and Xiu Ying to get
Li to stop playing with a toy in the therapy room and sit still. Consistent
300 Norman B. Epstein and Mariana K. Falconier
plans, the therapist was aware of traditional Chinese family roles and
patterns that still often are male-dominated and in which grandparents
have significant status in helping couples raise young children. Rather
than risk an uncomfortable confrontation with the couple and possibly
damage the therapeutic alliance, the therapist decided to use a more
indirect approach by appealing to the couple’s cultural values.
The therapist inquired about the parents’ assumptions and standards
concerning appropriate child behavior and how they wanted Li to behave
in school and as a member of society. Both parents noted how important
education is for success in life, adding that they wanted Li to grow up
to be a cooperative member of society and a very successful student. The
therapist commented that an individual’s contribution to harmony in
relationships is important, reflecting a core Chinese value (Epstein et al.,
2012), and the parents agreed. The therapist also noted that being a
successful student involves paying good attention to teachers and doing
one’s work, and children begin to learn those skills in kindergarten. Parents
can help young children prepare for good classroom performance and
eventual good performance in adult life roles by shaping their ability to
respond to authority figures’ requests. Wei and Xiu Ying seemed to be
“on board” with this line of thinking, so the therapist continued by pre-
senting psychoeducation about parenting strategies that have been found
to be appropriate for children at Li’s developmental stage. The therapist
focused on scientific knowledge about parenting, in order to appeal to
the couple’s respect for education and professional expertise. This discus-
sion also touched on both parents’ assumption that children of Li’s age
are able to understand and appreciate logical explanations for behavioral
rules, which had resulted in their repeated ineffective attempts to reason
with her about proper behavior. They also held a standard that “loving
parents try to protect their children from experiencing frustration and
emotional distress,” so they easily felt guilty or ashamed about disciplining
Li if it appeared that it made her very upset.
Because the therapist had noticed that Wei was minimally active in
parenting during the family session, she had a goal of increasing his
involvement without challenging the roles in the family. She described
to the couple how children learn best when they have consistent feedback
regarding their behavior from the adults in their environment. The therapist
pointed out that she had noticed that when Xiu Ying gave Li instructions,
Li looked at Wei to see his reaction. The therapist said, “Wei, it is easy to
see that you are a very important person in Li’s life, and she looks for
your reactions. It seems to me that if you show her that you and Xiu
Ying are a close team, and that when Xiu Ying tells her something, she
302 Norman B. Epstein and Mariana K. Falconier
is speaking for both of you, Li will get a strong message about the expec-
tations that both of you have for her. One way that you can give Li that
message is to give her similar instructions and to tell her that she must
obey her mother. Wei and Xiu Ying, you are both smart and successful
people, and Li is lucky that she can learn a lot from both of you.” The
therapist then followed up this cognitive intervention with systematic
coaching of the parents in using effective parenting behavior in sessions
and planning “homework” for extending it to daily life.
The therapist addressed the boundary issue regarding the grandpar-
ents’ influence on Li’s behavior in a similar manner. She affirmed to Wei
and Xiu Ying that Wei’s parents were very helpful to the couple and
conveyed that she was familiar with the importance of grandparents in
Chinese families. At the same time, however, the therapist suggested
that Wei could encourage his parents to help Xiu Ying and him prepare
Li to be a better student by giving her practice in following directions
and cooperating with authority figures. This way of construing the guid-
ance to be given to his parents was probably more palatable for Wei
than any suggestion that he reduce their place in the family hierarchy
would have been.
The therapist then guided Wei and Xiu Ying in devising a simple
behavior chart with a list of two types of behavior that they wanted Li
to increase (make eye contact with parents when they address her, obey
requests such as “put the toy back on the shelf”) and three types of
behavior that they wanted her to decrease (whining, stomping her feet,
and screaming). With coaching, the couple drew the chart on a sheet
of paper, explained it to Li, and took it home to be posted on their
refrigerator. The therapist also guided the parents in thinking of specific
consequences, involving punishment for instances of negative behavior
and reinforcement of positive behavior, that they would use at home.
The therapist described the use of time-out procedures, and the parents
also agreed to try taking away for brief periods some of Li’s privileges
for instances of negative behavior. The therapist and the couple identi-
fied privileges (e.g., TV watching) that the couple felt comfortable
withdrawing temporarily, as well as small but meaningful rewards
(e.g., praise and hugs) that they could give Li when she exhibited desired
behavior. The parents also agreed to draw a star on Li’s behavior chart
each time she exhibited a desired behavior, and she earned rewards
(e.g., renting a movie, playing a game with a parent) for reaching
particular point totals.
The therapist stressed the importance of gradually shaping Li’s positive
behaviors rather than expecting her to make major changes suddenly.
Cognitive-Behavioral Therapies 303
Xiu Ying and Wei agreed that initially they would immediately praise Li
if she complied at least partly with a request (e.g., putting some toys
away). The therapist emphasized the importance of being consistent in
providing negative consequences for any instances of noncompliance and
tantrum behavior. She encouraged the parents to communicate more at
home regarding their work with Li, using expressive and listening skills,
and they decided to schedule a 15-minute “check in” with each other
each evening after Li was asleep.
Recommended Readings
Baucom, D. H., Snyder, D. K., & Gordon, K. (2009). Helping couples get past the affair: A
clinician’s guide. New York, NY: Guilford Press.
Dattilio, F. M. (2010). Cognitive-behavioral therapy with couples and families: A comprehensive
guide for clinicians. New York, NY: Guilford Press.
Epstein, N. B., & Baucom, D. H. (2002). Enhanced cognitive-behavioral therapy for couples:
A contextual approach. Washington, DC: American Psychological Association.
Gottman, J. M. (1999). The marriage clinic: A scientifically based marital therapy. New York,
NY: W. W. Norton.
Miklowitz, D. J. (2002). The bipolar disorder survival guide: What you and your family need
to know. New York, NY: Guilford Press.
Monson, C. M., & Fredman, S. J. (2012). Cognitive-behavioral conjoint therapy for PTSD.
New York, NY: Guilford Press.
Rathus, J. H., & Sanderson, W. C. (1999). Marital distress: Cognitive behavioral interventions
for couples. Northvale, NJ: Jason Aronson.
Glossary
acceptance: An individual’s attitude that a family member’s personal characteristic
or behavior falls within the range of his or her personal standards of how that
person should be; in contrast to an attitude that that person should change.
circular causality: The idea that people in a relationship have mutual effects on
each other, in a circular manner; for example, person A withdraws because person
B nags, and person B nags because person A withdraws.
communal needs: A person’s basic human needs that involve connections with
other people (e.g., a need for intimacy or deep sharing of personal experiences
with another person).
gender role: The set of behavioral, cognitive, and emotional responses commonly
accepted in society as appropriate and desirable, as well as those considered inap-
propriate, for males or females.
investment: The degree to which an individual puts time and energy into a
relationship.
negative trait label: Using a broad personal trait label to describe and explain
a person’s behavior; for example, describing a child as being a “selfish” person
rather than exhibiting particular selfish acts.
quid pro quo agreement: A behavior contract in which each person agrees to
enact particular behaviors desired by the other person, and each person’s adher-
ence to the agreement is contingent on the other’s adherence to it.
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