Ethically Contentious Aspects of Artifcial Intelligence Surveillance: A Social Science Perspective
Ethically Contentious Aspects of Artifcial Intelligence Surveillance: A Social Science Perspective
https://doi.org/10.1007/s43681-022-00196-y
REVIEW
Received: 20 May 2022 / Accepted: 29 June 2022 / Published online: 19 July 2022
© The Author(s), under exclusive licence to Springer Nature Switzerland AG 2022
Abstract
Artificial intelligence and its societal and ethical implications are complicated and conflictingly interpreted. Surveillance
is one of the most ethically challenging concepts in AI. Within the domain of artificial intelligence, this study conducts a
topic modeling analysis of scientific research on the concept of surveillance. Seven significant scholarly topics that receive
significant attention from the scientific community were discovered throughout our research. These topics demonstrate how
ambiguous the lines between dichotomous forms of surveillance are: public health surveillance versus state surveillance;
transportation surveillance versus national security surveillance; peace surveillance versus military surveillance; disease
surveillance versus surveillance capitalism; urban surveillance versus citizen ubiquitous surveillance; computational sur-
veillance versus fakeness surveillance; and data surveillance versus invasive surveillance. This study adds to the body of
knowledge on AI ethics by focusing on controversial aspects of AI surveillance. In practice, it will serve as a guideline for
policymakers and technology companies to focus more on the intended and unintended consequences of various forms of
AI surveillance in society.
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Fig. 1 Countries use American (left) and Chinese (right) Tech companies to supply their AI surveillance technology [17]
As of March 10th, 2022, about 3556 scholarly papers with neglected and overlooked research streams. Theoretically,
the keywords artificial intelligence and surveillance were this study will contribute to the growing body of knowledge
indexed in the Scopus database. As illustrated in Fig. 2, the regarding social science studies of technology and the eth-
number of scholarly research on this subject has increased ics of artificial intelligence. Practically, this study will serve
dramatically since 2017 and peaked in 2021. As illustrated as a guide for policymakers and technology corporations
in the figure, the subject is an interdisciplinary one that has interested in gaining a better understanding of the societal
attracted the interest of scientists from a variety of fields, consequences of surveillance using artificial intelligence
including computer science, engineering, mathematics, technologies and techniques.
medicine, physics and astronomy, and social sciences. This study will attempt to address the following research
This paper, on the other hand, intends to map the scholarly questions:
endeavors of social scientists and humanities working on AI
and surveillance to further non-technical discourse about • What is the social science and humanities perspective on
surveillance and AI and to distinguish conflicting perspec- the knowledge structure of AI surveillance? What scien-
tives on AI for surveillance. The recent upsurge of interest in tific discourse exists around the controversial utilization
ethical AI to emphasize the transparency and accountability of artificial intelligence for unethical surveillance pur-
of artificial intelligence has enhanced social scientists' schol- poses?
arly endeavors [33] to underscore both advantages and disad- • How has social science research on artificial intelligence
vantages of AI surveillance by governments, industries, and and surveillance evolved over time?
corporations. This study intends to map new scholarly efforts • What are the under-researched and marginalized areas
by social sciences and humanities scholars to comprehend within social science studies of AI and surveillance, as
the most frequently addressed issues, thereby discovering well as the potential research strands?
Fig. 2 The evolution of scholarly growth over the interdisciplinary topic of artificial intelligence for surveillance based on papers indexed in Sco-
pus database
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Topic 3: Military
Surveillance
Topic 6: Computational
Surveillance
Fig. 3 Co-occurrence analysis of papers yielded in seven influential scholarly topic on AI and surveillance
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instance, while public health surveillance and disease sur- and warfare [32]. Researchers have voiced worry that the
veillance share a number of contentious ethical issues, their automated collecting of personal data has exacerbated the
primary focuses are diverse. As an illustration, the central power imbalance between citizens and governments and
emphasis of disease surveillance is on state and citizen sur- technology companies [41], as well as the secrecy and
veillance, whereas the primary focus of public health sur- lack of transparency of corporations [13]. These concerns
veillance is on privacy concerns. have led to the development of technical solutions such as
privacy by design, privacy by default [26] and differential
privacy [8], and new governance frameworks [7].
4 Topic modeling and content analysis Biometric facial recognition has been identified as a
significant concern, because it creates privacy concerns
4.1 Topic 1: public health surveillance & privacy when employed for citizen surveillance, crime control,
during pandemics activity monitoring, and facial expression evaluation [8],
posing a threat by automating unauthorized access to per-
Human rights violations are facilitated by cutting-edge tech- sonal data such as facial images [57]. A second signifi-
nologies, which empowers governments to collect biometric cant area of worry with AI technology is the use of health
and other personal data and legalize AI-based tracking sys- wearables and applications. In these instances, the gather-
tems in the premise of public health protection [19]. During ing and processing of personal data must be authorized,
pandemics, notably COVID-19, tracking systems have been transparent, and duration and scope limited [26].
employed to conduct epidemiological surveillance of indi-
viduals at risk [65]. However, there is rising concern that AI
surveillance for reasons such as detecting new COVID-19 4.2 Topic 2: video surveillance systems & facial
cases or collecting data from healthy and severely ill indi- recognition in transportation
viduals is being employed for purposes other than public
health management, thereby breaching individuals' privacy The second issue with AI surveillance is the implementa-
[53], decreasing citizens’ trust and voluntary adoption of tion of video surveillance systems (VSM) and facial rec-
these technologies [65]. In some studies, AI-based surveil- ognition in public transportation. The majority of research
lance is described as a form of biopolitics and as a tool for have focused on applications of AI to transportation sur-
enhancing government surveillance and control [60]. Schol- veillance; very few have addressed the ethical and legal
ars have proposed technical solutions to mitigate the ethi- consequences of such applications. Studies identify that
cal ramifications of AI-based surveillance systems, such as employing AI surveillance in transportation is primarily
de-identification and anonymization of data and differential intended to reduce trespassing frequency and deaths [71],
privacy [21, 48], 2021c). Conversely, other scholars believe monitor terrorist activity and suspicious behavior [42],
that a balance should be struck between data privacy and improve public safety and crime-fighting capabilities [14],
public health [34], and that broader privacy laws, such as and develop intelligent traffic surveillance systems [30].
the European Union's General Data Protection Regulation Despite its efficacy, AI surveillance in transportation has
(GDPR), the California Consumer Privacy Act (CCPA), sparked ethical concerns, particularly when the police and
or the US Health Insurance Portability and Accountabil- the government collaborate to execute AI-based surveil-
ity Act of 1996 (HIPAA) Privacy Rule, should be adopted lance systems in public transportation zones [14]. Studies
[26, 53]. More precisely, research indicates that AI surveil- illustrate the intricate interrelationships between human
lance of vulnerable and marginalized populations should and computer authority [56], human rights breaches [1],
be implemented cautiously. Additionally, they advocate and threats to civil liberties and freedoms [14]. Other stud-
for collaborative and multidisciplinary efforts [22]. Due to ies assert that there is no universally applicable human
the fact that governments are developing AI surveillance rights framework or regulatory standards for facial recog-
systems in collaboration with technology companies, prior nition and video surveillance technologies [1]. In light of
research has emphasized the importance of developing gov- smart policing initiatives in public spaces, such as the tran-
ernance frameworks, exercising control over various actors, sit system, human rights breaches are highly exacerbated
and increasing technology companies' social and political when minorities, African-Americans, and children are
accountability [7]. engaged [68]. In some cases, these efforts could lead to the
AI surveillance has been fraught with privacy concerns remedy of unconstitutional practices and racial discrimina-
beyond pandemics. With the emergence of surveillance tion [40]. There have been some studies, suggesting that
societies [50], a slew of worries about privacy and the the ethical concerns surrounding facial recognition tech-
blurring of lines between human–machine interaction have nology should extend beyond privacy and transparency
surfaced [22], as have new forms of government control to include issues of equality, diversity, and inclusion [1].
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fabricating propaganda, fake news, and hate speech. In light and unmanned aerial vehicles (UAVs) for object detection.
of this trend, concerns have been raised regarding the vul- Between 2018 and 2020, attention was concentrated on the
nerability of individuals, political parties, institutions, and rise of big data, the Internet of Things, drones, data privacy,
communities, as well as the possibility of manipulating them legislation and regulation, and citizen acceptance of technol-
for destructive reasons [27]. At the dawn of the deepfake era ogy. After 2020, pandemics, COVID-19, contact tracing,
[20], deep learning algorithms and generative adversarial human rights, capitalism, and surveillance in transportation
networks (GANs) aggravated the situation by altering the became popular topics (Fig. 5).
appearance of human subjects on existing photographs and
videos to make them appear like someone else [59].
6 Discussion and literature gaps
4.7 Topic 7: security and data surveillance
We conducted a co-occurrence analysis and a content analy-
The seventh topic pertains to security and data surveil- sis of 279 scientific papers on AI and surveillance authored
lance. In recent studies, concerns regarding the automated by social science and humanities experts. Our investiga-
decision-making capabilities of AI systems have generated tion found seven significant scholarly topics that receive
concerns regarding security and data surveillance among cit- significant attention from the scientific community. These
izens, which has hampered their adoption of these technolo- topics demonstrate the ambiguous boundaries between
gies [37]. A rising tide of datafication and data-driven sur- dichotomous forms of surveillance: public health surveil-
veillance has contributed to a life fraught with uncertainty, lance versus state surveillance; transportation surveillance
with civil society concerned about countering threats posed versus national security surveillance; peace surveillance
by surveillance, data exploitation, and vulnerable systems versus military surveillance; disease surveillance versus
susceptible to cyberattacks [24]. The increasing availability surveillance capitalism; urban surveillance versus citizen
and usage of big data has invaded everyday life, threaten- ubiquitous surveillance; computational surveillance versus
ing citizens' privacy and security in intelligent surroundings fakeness surveillance; and data surveillance versus invasive
packed with technology that extract personal information surveillance.
[3]. Due to the infiltration of big data into every facet of The most distressing topic in AI surveillance is public
human life and the abundance of citizens’ digital footprints, health surveillance and the deployment of COVID tracing
covert monitoring of citizens' behaviors, intentions, and applications, which blur the boundaries between citizen
preferences is now conceivable. According to Forbes maga- and public health surveillance. As the COVID pandemic
zine, the US government secretly ordered Google to provide expanded across the globe in 2019, various countries devel-
information about customers who type in specific search oped mobile-based contact tracing applications to track
phrases [5]; highlighting governments' unlawful access to and halt the virus's transmission. Concerns about privacy
consumers' digital data. and surveillance emerges as a result of these applications'
capacity to autonomously access their users' location and
contacts [45, 47], 2021c), fueling public suspicion that these
5 Historical evolution of surveillance applications were instruments of citizen surveillance. Ethical
concepts considerations are heightened in countries where citizens are
required to adopt the applications. Due to compulsory instal-
This section of the article examines the evolution of surveil- lation, a lack of proper rules, and collaboration with technol-
lance concepts across time. As illustrated in Fig. 4, prior ogy corporations, individuals lacked trust and harbored con-
to 2012, topics, such as vehicle tracking, computer vision, spiracy theories that these applications were employed for
predictive models, border surveillance, and military appli- citizen surveillance and capitalism's empowerment, rather
cations, were among the most linked concepts in scientific than public health surveillance. The significant drawback
study. This means that the experts emphasized the impor- of these studies on artificial intelligence for public health
tance of AI for military and border surveillance. From 2012 surveillance is the absence of studies examining the indirect
to 2014, the development of statistical models and machine effects of contextual factors on the adoption of AI-based
learning techniques gained prominence. Between 2014 and public health surveillance systems. Multiple sociological,
2016, attention was mostly focused on the societal rami- economic, and political considerations, as well as their indi-
fications of artificial intelligence surveillance, particularly rect and complicated interconnections, should be explored
in e-commerce, crime, healthcare, and the environment. to develop more viable solutions, policies, and strategies for
Between 2016 and 2018, security concepts, such as security mitigating surveillance vulnerabilities. Furthermore, addi-
systems, network security, and national security, gained pop- tional studies on the design and user experience of mobile
ularity, as did the employment of video surveillance, drones, applications may be beneficial to provide users with a greater
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level of power and control over their privacy preferences. To the literature's flaws is the dearth of studies on citizens' per-
replace text-based, lengthy, and complex user agreements, spectives on the ethics of facial recognition and video sur-
interactive and simplified privacy agreements are required. veillance systems in transportation, law enforcement, and
Additionally, appropriate governance frameworks, ethi- national security. To address racial bias and inaccuracies in
cal norms, and rules for AI-based surveillance should be face recognition algorithms, more precise ethical regulations
devised to mitigate bias and socioeconomic inequity. Despite are expected, as these algorithms may result in prejudiced
the fact that the majority of governments adhere to their col- and discriminatory judgements, as well as severe effects on
laborations with private technology corporations, additional minorities and people of color. Additionally, there is the
strategies should be developed to foster civil society partici- matter of informed consent to consider. Several governments
pation, so they can better distinguish between state surveil- have deployed video surveillance cameras in public locations
lance of citizens and public health surveillance initiatives. and on streets. As these cameras currently capture individu-
A second significant worry voiced by social scientists als' facial data autonomously, additional means for obtaining
and humanities academics concerns the prominence of citizens' explicit and informed consent for the collection and
facial recognition and video surveillance technologies in the use of their biometric data must be devised.
transportation sector, as well as the blurred line between Military surveillance is the third topic that social scien-
this technology and national security. This issue is becom- tists and humanities scholars have addressed extensively.
ing increasingly significant as a result of the transportation The autonomy of military weapons, their accuracy and
industry's collaboration with police and national security precision in avoiding targeting non-combatants, and their
agencies to detect suspicious and terrorist activity. One of legal and political accountability are highly addressed by
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Fig. 5 Varied perspectives regarding AI surveillance in healthcare, public transportation, military, pandemic management, urban planning, com-
munications, and big data
scholars. However, very few studies have examined interna- answer questions such as why certain features were selected
tional regulations and diplomatic tensions caused by military as features of a non-combatant civilian. In addition, more
drones. In addition, in contrast to existing studies that focus studies should be conducted regarding the partnership of
on the transparency of algorithms programming AI-based military agencies with technology companies that produce
machines, more research needs to be conducted on the "rea- advanced materials and fabrication technologies, as well
sonability" of algorithms to better understand the reasons as next-generation antennas, which increase the autonomy
behind how a drone decides who is a non-combatant civil- of drones, reduce the need for human operators, and allow
ian. The features and reasons for the engineering of military for collaborative autonomous information sharing among
weapons should be studied further. It should be clarified who drones. It is important to distinguish between the use of
decides and approves the algorithmic features and reasons drones for peaceful civilian purposes and the use of drones
that result in autonomous drone actions. Does an engineer for military and wartime purposes.
design features that are characteristic of a non-combatant One of the most prominent topics covered is the sur-
civilian and apply them to a drone? Do military stakehold- veillance of disease, the partnership of governments with
ers develop these features and deliver them to engineering technology companies, and the emergence of "surveillance
teams for use in developing algorithms and drones? In what capitalism," whereby companies monetize the data col-
manner do stakeholders determine the characteristics of a lected by tracking citizens' movements and behaviors. As a
civilian? In the event of an error, who is responsible? Was result of the development of mobile health apps embedded
it the result of human error? Did it occur due to a malfunc- with artificial intelligence and other digital technologies,
tioning machine? It would be beneficial to conduct further this topic expressed concerns about reducing the autonomy
research to understand the governance of "feature and reason and control of citizens over their movements and personal
engineering" of military drones, as well as the processes data. The studies focused primarily on the normative and
and procedures used during this process. While more AI societal ramifications of these applications on users' lives.
studies focus on the development of features, more stud- Research should be conducted to understand the strategies
ies should emphasize the development of reasons to better and alliances that technology companies utilize to convert
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