International Law in Diplomatic History
International Law in Diplomatic History
Gerry Simpson
Virtuous/marginal
Approached for the first time – by students, by state officials, by the
intelligent, non-specialist reader – international law, as a body of principles
or a way of doing things, might appear virtuous yet marginal. This, too,
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26 Gerry Simpson
The power, position and prestige of the United States had been challenged by
another state; and the law does not deal with such questions of ultimate power –
power that comes close to the sources of sovereignty. (Acheson 1963)
And, at the beginning of 2010, during his appearance before the Chilcot
Inquiry into the Iraq War, Sir Michael Wood, the Foreign Office legal adviser
during that War, revealed that Jack Straw, the Foreign Minister at the time:
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International law in diplomatic history 27
took the view that I was being very dogmatic [Wood had told Straw that intervention
in Iraq would be unlawful] and that international law was pretty vague and that he
wasn’t used to people taking such a firm position. (Norton-Taylor 2010)
Constitutive
This first image of the relationship between law and diplomacy, though
ubiquitous, is hardly unchallengeable. Indeed, it may be more productive to
think of international law as constitutive of – and not always benign in its
effects on – global politics. International lawyers have created a system
without which international diplomacy would shrivel and international
political life would be rendered unrecognisable. If this view is correct,
international law has participated in, facilitated and established the con-
ditions for many of the practices that are thought to be impediments to a
just world order. For example, the doctrine of sovereignty and the society
of competitive, occasionally warring, occasionally pacific, states with enti-
tlements over their own citizenry and powerful claims to self-realisation,
are creations of international law, not obstacles to its implementation.
To adopt a rough periodisation, running from Westphalian sovereignty
through European colonialism to late-modern global capitalism, it could be
argued that international law, at every step of the way, has established,
legitimised and structured the defining relationships of the era. This is the
case whether it be the project of colonialism (facilitated by international
law rules on territorial acquisition or unequal treaties or trusteeship) or
globalisation (reinforced by public compacts in international economic law
or the private/public arrangements and associated forms of arbitration
entrenched in bilateral investment treaties) or the original Westphalian
sovereign ideal (buttressed by an international legal regime that authorised
war and tolerated massacre). And international law supplies, too, a whole
catalogue of argumentative techniques that prioritise some projects and
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28 Gerry Simpson
obscure others, institutional processes that include one group of actors and
exclude other groups, and technical resources that can be deployed only by
diplomatically literate elites.
This less orthodox second image of international law holds it to account
for both its achievements and its failures. In this story, it can be, and has at
times been, both malign and powerful: a force for bad.
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International law in diplomatic history 29
moral ideals are transformed into worthless legal norms (Jackson 1999).
The classical mode encompasses the standard rules of traditional interna-
tional law, e.g. the laws of war, the right to make treaties, the immunities
of diplomats and title to territory while the declaratory mode is said to
include trading rules designed to alleviate inequalities between states,
laws prohibiting gender discrimination, rules requiring that democracy be
a condition for membership of international bodies and laws invoking a
common heritage of humankind.
This image of a divided international legal order is pervasive but it is
doubtful that it can survive close examination. To take an example (and one
I shall return to) from diplomatic history, the Charter of the United Nations
remains a key foundation of the international legal and political order and
yet it was, of course, also an ‘opportunistic’ response to a particular and
immediate situation (the consequences of German aggression in 1939).
Indeed, it is difficult to see how international norms could develop at all if
the absence of opportunism was a test for their legitimacy. Often, interna-
tional societies are the product of post-traumatic constitutional architec-
tures from Westphalia to Vienna to San Francisco. Meanwhile, the
indeterminacy of international law’s structure of argument has by now
been well established. It is no longer possible to go back to a position
whereby some rules are regarded as having a pre-interpretive ‘essence’.
After all, even so-called technical or functional norms, like all norms, will
consist of a combination of indeterminate readings of the present and
contentious prescriptions for the future.
To conclude, international law’s relationship to diplomacy has been
understood through, at least, these three images related to questions of
virtue, influence or marginality, and character or status. Such images are
constitutive in their own way and they offer a useful framing device for
approaching the expanse of diplomatic history.
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30 Gerry Simpson
Empire to sovereignty
In 2004, one year after the beginning of the Iraq War, then British Prime
Minister, Tony Blair, gave a speech at his Sedgefield constituency in north-
ern England (Blair 2004). In the midst of an otherwise unremarkable apol-
ogia for the war, the Prime Minister made a surprising reference to the
Peace of Westphalia, calling for the abandonment of the Westphalian
consensus on the inviolability of sovereignty (this, as a precursor to arguing
for a reinvigorated doctrine of humanitarian intervention). Westphalia
(in fact several treaties adopted at Münster and Osnabrück in 1648) has
come to represent, then, a point of inauguration for modern international
law and for the modern state, a moment when the core concepts of sover-
eignty, hegemony and balance became part of international law’s official
inventory.
No doubt, there is something arbitrary and clichéd about harking back
to Westphalia in this way (Teschke 2003). After all, states existed prior to the
seventeenth century (Gat 2006); international law can trace its origins to
the Roman ius gentium, Cicero’s cosmopolitanism (Cicero 54–51 BC [1998]),
Aquinas on just war (Aquinas 1265–1274 [2002]) or the Salamanca School
of the early sixteenth century; there may be more significant openings both
earlier (the Peace of Lodi, 1454; the Peace of Augsburg, 1555) and later
(say, the Treaty of Utrecht, 1713); and pre-modern history is dotted with
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International law in diplomatic history 31
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32 Gerry Simpson
That there shall be on the one side and the other a perpetual . . . Amnesty, or Pardon
of all that has been committed since the beginning of these Troubles, . . . but that all
that has pass’d on the one side, and the other . . . during the War, shall be bury’d in
eternal Oblivion. (Treaty of Münster, article II)
And so, Prime Minister Blair found Westphalia uncongenial to his political
project of belligerent humanitarianism precisely because Westphalia
rejected justice or righteousness as an organising principle of the interna-
tional (European) order. Instead, sovereignty became its own justification;
ex post facto justice was cast into oblivion and assertions of righteousness
were relativised. International law might legitimately seek to prevent the
recurrence of wars (Westphalia followed, after all, a century-long European
bloodbath) but it had little role in judging them (it would take three hundred
years for the diplomatic system to embrace this sort of retributive legalism
at Nuremberg and Tokyo).
Sovereignty to empire
If international law was bound up with the transition from (Holy Roman)
empire to sovereign state in 1648, by the nineteenth century it had spent
at least three centuries organising relations amongst some of the same
European states in their imperial mode, and between these European metro-
poles and their colonial territories. This relationship between international
law and empire has been understood in two quite distinct ways. In the first,
international law tempers empire, then dismantles it. In the second, interna-
tional law facilitates or legitimises empire then obscures it.
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International law in diplomatic history 33
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34 Gerry Simpson
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International law in diplomatic history 35
Hegemony to Concert
International law is a practice of administration and organisation (it organises
sovereigns and it facilitates, then administers, colonial relations). The classic
telos of the project is the international organisation itself and, more ambi-
tiously, the promise of a global constitution. Establishing institutions is a
negotiation, though, between the competing claims of hegemony, sover-
eignty and some concept of global authority. In Vienna in 1815, the great
European powers initiated a public ordering project that was to culminate a
century and half later with the UN Charter.
The Congress of Vienna in 1815 was a response to Napoleonic revolution,
conquest and imperial ambition. It sought to restore Europe to some sort of
equilibrium by institutionalising the balance of power, partially restoring
the sovereignty of middle and minor powers and by introducing a novel
form of Great Power management. The secret protocol, signed by the Four
Powers (Austria, United Kingdom, Russia and Prussia) at Langres in 1814,
affirmed that ‘relations from whence a system of real and permanent
Balance of Power in Europe is to be derived, shall be regulated at the
Congress upon the principles determined upon by the Allied Powers them-
selves’. International law, or what was to be known as the public law of
Europe, was intended to bind this arrangement together in a set of treaties
and norms for the regulation of nineteenth-century Europe. This was the
essence of the Concert system that was to operate, though with diminishing
effect, until the Great War.
The Congress of Vienna, though, is not a particularly celebrated marker
in the history of international law and the diplomatic system (see Chapter 2
in this volume). It seems distinctly pre-modern in its lack of an institutional
architecture, in its failure to create any judicial organs, and in its overall
lack of solidity. And, of course, it was, famously, ‘the Congress that was not
a Congress’ (as Talleyrand put it: Palmer 1977, 139). Representatives of the
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36 Gerry Simpson
Concert to League
As the Concert system began to wither towards the end of the nineteenth
century, international law was undergoing a vigorous expansion in the
technical (e.g. the establishment of the Universal Postal Union in 1874),
humanitarian (e.g. the St Petersburg Convention in 1868) and colonial (the
Treaty of Berlin in 1885) spheres. But the early twentieth century was a
paradoxical moment for international law. On one hand, the discipline was
newly invigorated by the entrenchment of whole new fields of regulation
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International law in diplomatic history 37
such as the law of war (at The Hague in 1899 and 1907), and collective
security (at the League of Nations in Geneva throughout the inter-war
years) and the inception of others (e.g. international criminal law at
Versailles in 1919). On the other hand, the Great War, German revanchism,
Bolshevik isolation and institutional paralysis combined to produce a
sense that international law was, again, marginal to the central dilemmas
and practices of war and peace. Not for the last time, productivity failed
to guarantee relevance. And even international law’s ‘successes’ were the
subject of critique either shortly after (Schmitt 1950) or in retrospect
(Jochnick and Normand 1994). A further problem was that these new legal
regimes (whatever their merits) seem to work against each other in some
not-yet-quite-fully-conceptualised way. For example, the humanisation of
war (and the respectability juridification seems to afford the practice of war)
sat uncomfortably with the effort to criminalise it at Versailles. The crimi-
nalisation of war, meanwhile, seemed incompatible with softer efforts to
regulate war or preserve sovereign prerogatives in the League of Nations
Covenant or, later, the Kellogg–Briand Pact of 1928.
In retrospect, it is possible to discern four views of international legality
in this period. In the first, a bureaucratised, judicialised and institutionalised
international law was posited as the solution to the problems of war,
lawlessness, colonialism and clandestine diplomacy. This perspective has
come to be associated with Woodrow Wilson (though he is an ambiguous
figure in this regard) and the League of Nations Covenant. For Wilson,
the First World War was caused not by German aggression but by the
deformities of old-European diplomacy with its secret articles, its endless
subterfuge and competition, and its roots in national vanity. All of this
was to be substituted by an open, transparent, accommodationist ethic
rooted in international legality and a diplomacy conducted through public
assemblies and institutions. War would be tamed by collective security,
empire would be transmuted into administration and politics would
become law. This was the League of Nations ideal: international law as
virtuous and constitutive. It is an ideal that continues to motivate a sub-
stantial cadre of international lawyers.
A second view, now associated with the German constitutional and
international lawyer, Carl Schmitt, was sceptical of this turn to legalism
and institutions. According to Schmitt, a nineteenth-century international
legal regime founded on the balance of power, a rough formal equality
amongst states and an agnosticism about the responsibilities of war was
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38 Gerry Simpson
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International law in diplomatic history 39
League to Charter
After the Second World War, the scheming intensified but this time, and
to avoid the shortcomings of the League system, international legal institu-
tions were to be more closely aligned to the realities of collective security and
the balance of power and less punitive in their treatment of enemy or defeated
states. The post-war era was built around three pillars and a decoupling.
Bretton Woods, San Francisco and Nuremberg provided, respectively, the
economic, social-political and retributive bases for the post-war diplomatic
order. But this whole diplomatic and juridical order became unhinged as a
result of the onset of US–Soviet rivalry and competition. The world’s most
elaborate and self-confident international legal order was imposed upon the
strategic reality of mutually assured destruction (MAD). International law
had entered its neurotic age. The ostensible vibrancy of law’s institutions and
norms masked an intense anxiety about the survival of humanity.
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40 Gerry Simpson
In many respects, though, the edifice was impressive. The Charter drafted
at San Francisco seemed to offer a brilliantly realised and redemptive
version of the Covenant. The Great Powers would no longer require balanc-
ing (after all they were allies now) but would act as a collective security
force patrolling a largely disarmed world (this was Roosevelt’s ‘Four
Policemen’ model) in which enemy states would be slowly rehabilitated.
There was a representative second chamber, the General Assembly, where
middle and minor powers would be given a voice. Meanwhile, presiding
over all of this was the force of international law. The classic legal principles
of diplomacy (sovereignty, territory, equality) were to be joined to an
invigorated new international law with an emphasis on human rights,
decolonisation, disarmament and a tough prohibition on the use of force
in inter-state relations. Bilateralism, secrecy, thin cooperation, threat and
counter-threat, and ad hocery would be supplanted by a society of ‘peace-
loving’ states engaging in powerful new forms of multilateralism and
communal activity.
There were certainly successes. Human rights law grew out of its aspira-
tional (the Universal Declaration of Human Rights) or interstitial (e.g. article
55 of the UN Charter) origins to become a system of legal rules (the
International Bill of Rights) and institutional sites (Geneva, New York). The
UN Charter was creatively re-read in order to permit ‘peace-keeping’ or, later,
‘peace-building’, decolonisation was transformed from administrative rou-
tine to moral–legal imperative within a decade and half of the San Francisco
meeting and international law in general began to infiltrate virtually all
aspects of international social and political life from civil aviation to space
exploration to atomic energy to environmental protection.
In some respects, though, the diplomatic system and the ideological
schism underlying it proved stubbornly resistant to all this innovation.
The political seemed to offer a retort to every legal principle. Neither classic
re-statements of sovereign equality or domestic jurisdiction (old diplomacy)
nor refurbished doctrines of collective security (new diplomacy) sat com-
fortably with the strategic realities of superpower spheres of influence.
Indeed, these spheres of interest or influence constituted the extra-legal
norms that defined the initial phases of the post-war settlement; in
Hungary, in the Dominican Republic, in Czechoslovakia and in Nicaragua,
intervention was the rule not the exception. Similarly, collective security
could only work where there was historical anomaly (the Chinese seat
was located in Taipei until 1971) or diplomatic farce (the absence of the
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International law in diplomatic history 41
Soviets from the Security Council during the vote on Korea in 1950) or ultra
vires creativity (a brief constitutional overreaching on the part of the General
Assembly at the time of the Korean crisis).
The post-war era could be configured, then, as familiar diplomatic
manoeuvring built on pessimism and acted out against a backdrop of
shiny but sometimes marginal legal institutions and texts. International
legal initiatives in the area of disarmament were rendered nugatory by an
intensifying nuclear arms race; the grand political gesture (Reagan and
Gorbachev in Reykjavik) seemed so much more promising than the endless
legal and bureaucratic wrangling around the Non-Proliferation Treaty.
Meanwhile, the centrepiece of the UN system, article 2(4)’s prohibition of
armed force, was undergoing an existential crisis provoked by the sheer
persistence of war. The UN Charter seemed beside the point in a political
environment defined by its incumbent insecurities, mad paranoias and
cold-eyed strategising. The two other wings of the post-war settlement
fared no better. The Nuremberg principles possessed only hortatory value.
International criminal law was useful as a language of calumny but, in the
absence of settled rules and enforcement machinery, there was not a single
trial of an alleged war criminal before an international criminal court until
well into the 1990s. With the field in recess, war crimes trials became local
affairs: in Jerusalem or in Frankfurt or in Lyon. Bretton Woods, meanwhile,
gave rise to institutions – the World Bank, the International Monetary Fund
(IMF) – but not to the institution that international economic lawyers
desired most dearly, a judicial tribunal to regulate, adjudicate and enforce
economic relations amongst states.
There was a growing sense that, after an initial wave of optimism, inter-
national lawyers, unable to fully comprehend the nuclear threat, were rear-
ranging the deck-chairs by retreating into ‘positivism’ (parsing texts or
interpreting rules without much thought for compliance or structure) or by
embracing sociology (bringing text into conformity with behaviour) or by
reinvigorating naturalism (positing fundamental norms of human dignity
against which ‘law’ could be judged) or by building institutions that seemed
disassociated from the realities of superpower rivalry, colonial exploitation
or economic cruelty. Unexpectedly, towards the end of the century, an
opportunity presented itself; the Soviet bloc collapsed and this collapse
seemed to promise a thoroughly re-energised international legal project
and an end to the ideological struggles that had inhibited the formation of
an authentic international law.
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42 Gerry Simpson
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International law in diplomatic history 45
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