Joanne Vrs The Republic 2012 GHASC 17 (18 April 2012)
Joanne Vrs The Republic 2012 GHASC 17 (18 April 2012)
CRIMINAL APPEAL
NO. J3/3/2011
VRS
JUDGMENT
1
ADINYIRA (MRS.) JSC:
Ground (b):
„‟The Court of Appeal erred when it held that the trial High Court was right
in accepting the plea of the appellant in the absence of her counsel without
explaining the consequences to the appellant.‟
His Lordship discussed Articles 14 (2) and 19 (2) (f) of the 1992
Constitution in relation to this ground of appeal.
I do agree with my brother Justice Dotse that our Courts must observe best
practices in the administration of justice especially when it affects the
liberty of the individual. It is fair to say that the best practice as envisaged
in the Miranda rights referred to by Justice Dotse and what is called the
Judges Rules in the UK have been applied and observed in the
administration of criminal justice in this country. It is indeed a standard
procedure and requirement. It is trite law that any breach of these rules in
the course of the arrest detention and interrogation by the police or any
2
arresting officer or enquiry renders any confession statement given by a
suspect or any evidence obtained in the process, inadmissible at a trial.
Article 14 (2) reflects these values that seeks to protect personal liberty.
However this provision is with all due respect not applicable in this instant
case as the appellant‟s complaint is that the judge erred in accepting the
plea of the appellant in the absence of her lawyer.
An accused person is vested under this article with the right to defend
herself or by a lawyer of his choice. This Court in a unanimous decision in
the case of The Republic v. High Court (Fast Track Division) Accra:
Ex parte Tsatsu Tsikata [2007-2008] SCGLR 1200 had the occasion
to define the phrase “a lawyer of his choice”.
The relevant facts as it appears in the headnotes of the law report are that
the applicant Mr. Tsatsu Tsikata was the accused person in a criminal
matter pending before an Accra High Court (Fast Track Division). The trial
court fixed 18 June 2008 for judgment. On 10 June 2008 the applicant
caused a motion to be filed on his behalf to adduce fresh evidence.
According to the applicant, accompanying the motion paper and supporting
affidavit was a letter addressed to the Registrar of the Court, informing him
that his counsel would be out of the jurisdiction on 12 June 2008, and
therefore requesting that, when the criminal matter came up for hearing it
should be adjourned further to a date in the second half of 2008.
3
quash the decision and on other matters not relevant for our purpose. One
of the grounds inter alia was that the decision of the High Court to strike
out his motion for want of prosecution was in breach of the applicant‟s
constitutional rights under Article 19 (2) (f) for fair trial.
“It is clear from the language of article 19(2) (f) that an accused person has
a right to self-representation. On the affidavit evidence, the trial judge did
indeed, in the course of the proceedings, draw the applicant‟s attention to
that fact, and gave him the opportunity to do so, which the applicant
insistently declined. Also under this provision, an accused person has the
right to decide to be represented by counsel of his choice. This seems to be
the option taken by the applicant. However the phrase “lawyer of his own
choice does not mean a particular lawyer if such a lawyer knowingly absent
himself from court. To hold otherwise would be to place the processes of
criminal justice at the mercy of the whims and fancies of defence counsel
and at the risk of grinding to a halt.”
In this case the appellant on 15 September 2009 opted to exercise her right
to be represented by a lawyer of her choice before she would plead to
charges preferred against her and two others. The court granted her request
and at the next hearing, she pleaded not guilty to the charges of attempt to
commit an offence of exportation of narcotic drugs and possession of same
in the presence of a lawyer of her own choice. On that day the other 2 co-
accused who had on an earlier date pleaded not guilty changed their plea to
that of guilty and they were convicted and sentenced to 10 years
imprisonment IHL on both counts. The appellant was present when all
these events occurred.
The case against the appellant proceeded to full trial on 23 February 2010
and the first prosecution witness gave evidence and was cross-examined.
On 4 May 2010, the appellant was in court without her counsel and she
without any prompting informed the court that she wanted to change her
plea. The trial judge without any enquiries into her decision had the
charges read to her and she pleaded guilty and she was convicted and
sentenced to 10 years IHL on her plea.
4
I fully agree with Justice Dotse that our courts must follow the best
practices in the administration of criminal justice in order to protect the
liberties of the individual. Although no provision is made in the Criminal
and other Offences Act, 1960, Act 30, as to what was required of a judge in
a summary trial upon a change of change of plea in the course of hearing
evidence, the best practice that has evolved in our courts and which the
judge could have followed was to have explained the consequences of the
change of her plea, or at least enquired the reasons for her decision to
proceed without her counsel. This practice stems from Section 199 of Act
30 which applies to trials on indictment.
Having said that, is the omission of the trial judge to enquire into the
appellant‟s change of plea in the absence of her lawyer so grave and weighty
to result in a miscarriage of justice? This was a summary trial and
proceedings could continue in the absence of counsel for an accused
person; furthermore it was regular for the trial judge to record the plea of
guilty and proceed to convict and sentence the appellant. It is only in
capital offences that as a matter of practice the trial Court does not proceed
in the absence of lawyer for the accused; and under section 199(5) of Act
30, a plea of guilty shall not be accepted and instead a plea of not guilty is
entered on behalf of an accused.
Having regard to the facts on record, I find it difficult to conclude that this
omission was so material as to vitiate the whole proceedings. The appellant
was someone who was fully aware of her fundamental human right to
counsel and she demonstrably insisted and exercised that right. On the
other hand, the appellant also had the right to elect to conduct her case in
person. See Tsatsu supra. The choice was hers and she made it on this
occasion.
In any event it is not surprising that the appellant changed her plea having
regard to the evidence of PW1 at the previous hearing. PWI‟s evidence was
mainly that during a search on the appellant at the airport, some drugs
5
were found in her shoes and she herself removed some pellets of drugs
from her vagina. Upon this evidence I do not think there was any cause or
legal duty for the trial judge to enquire from the appellant the reason for
her change of plea and as such there was no miscarriage of justice
The other grounds of appeal have been sufficiently dealt with by Justices
Owusu and Dotse. I concur that the errors in the charge sheet were cured
by the evidence of PW1 and that did not occasion any miscarriage of justice.
6
OWUSU JSC.
The Appellant herein was charged together with two others on two
counts of:
Count One
Count Two
The particulars of the offences as set out in the charge sheet are as
follows:
Count One
Count Two
7
On 15th day of September 2009 the Appellant together with the
others was arraigned before the High court for the first time.
The charges were read and explained to them to which the 1 st and
2nd accused persons pleaded not guilty to both counts. The
Appellant refused to plead to the charges because her counsel was
not in court.
Thereafter, the facts were given to the court. The accused persons
were then remanded in custody and the case adjourned to
23/09/2009.
The charges were read and explained to the 3rd accused, the
Appellant herein whereupon, she pleaded not guilty to both counts.
8
The 1st and 2nd accused persons pleaded to change their pleas. The
charges were re-read and explained to them to which each of them
changed her plea on both counts to guilty.
On 23/02/10 the 3rd accused was in court with her counsel and
hearing of the case began.
The first prosecution witness mounted the witness box and testified
as to what happened on the 9th of August 2009 at the Airport
leading to the arrest of the accused persons. P. w. 1, Timothy
Abolimpo told the court he is a Narcotic Control Officer.
When the substance was tested, it proved positive for heroin. She
was thereafter handed over to the police at Nacob Headquarters.
The witness was cross-examined by counsel for the accused and the
case was thereafter adjourned to 10/03/10.
It was not until the 4th day of May 2010 that the accused appeared
in court. This time she was there without her counsel.
She informed the court that she wanted to change her plea.
The court ordered the charges to be re-read to her and they were so
re-read to her and she pleaded as follows:
9
“COUNT 1: Plea: Guilty
COUNT 2: Plea: Guilty
Upon her plea of guilty on both counts, the court convicted her and
sentenced her to 10 years I. H. L on both (sic) counts to run
concurrently.
The sentences were to take effect from the day of her arrest under
Article 14(6) of the 1992 constitution.
She was ordered to be deported from the country after serving her
sentence.
“(a) The facts of the case do not support the charge leveled
against the accused person.
(b) The charge sheet was incurably bad and could not be the
basis of the Appellant‟s conviction and subsequent sentence.
(c) The Learned Judge erred when he accepted the plea of the
Appellant in the absence of her counsel after she had refused
to plead to the charges.
10
(e) The Appellant did not understand the proceedings at the
court or Ghana.
(b) The Court of Appeal erred when it held that the Trial High
Court was right in accepting the plea of the Appellant in the
absence of her counsel without explaining the consequences to
the Appellant.
(c) The Court of Appeal erred when it held that the defect in the
charge sheet was not fatal.
(d) The Court of Appeal erred when it failed to consider the effects
of section 171 of the criminal procedure code 1960 Act 30 on
the change in the plea of the Appellant of the Trial High Court.
(e) The Court of Appeal erred when it held that the prosecution
would have amended the charge sheet if the Appellant had not
changed its (sic) at the Trial High Court when there was no
such evidence before the Court of Appeal.
11
(g) Additional grounds of appeal may be filed on receipt of a
certified copy of the Judgment of the Court of Appeal.
The facts of the case as presented by the prosecution are that the
accused persons are all American nationals resident in the United
States of America. They arrived at the Kotoka International Airport
to board a Delta Airline flight to the United States of America.
From these facts, one can safely conclude that the accused persons
acted together with a common purpose in committing the offence of
attempt to commit an offence of exportation of narcotic drug
without a license issued by the Minister for Health contrary to
section 56(a) and 1 (1) of the Act.
Arguing the appeal, counsel had argued grounds (a) and (c) as filed
in the notice of Appeal together.
12
In the court below, counsel had argued that the facts do not
support the charge preferred against the accused persons and that
the charge was incurably defective.
It was in dealing with this submission that the court below per
Acquaye J. A. referred to section 110 of the criminal and (other
offences) procedure Act, Act 30.
Counsel submits that the issue before the court below was not
joinder of accused persons but rather it centres on joinder of
charges which was not addressed in its judgment.
According to him the word “charge” in section 110 (1) does not
mean “count”. The “charge” here means joining other accused
persons in the same charge sheet with different counts. In a very
limited sense, it may mean a conspiracy charge involving several or
more accused persons. Counsel further submitted that the section
must be read in conjunction with section 109 of the Act.
13
form or are a part of a series of offences of the same or a
similar character.”
Section 110 (1) (a) states that “persons accused of the same offence
committed in the course of the same transaction may be charged
and tried together.
Counsel however submits that this is not the issue but rather the
issue is one of joinder of charges which the Court of Appeal did not
address.
The accused persons were charged on two distinct counts from the
charge sheet. Indeed, if they acted together with a common
purpose in committing crime, they should have been charged on a
separate count of conspiracy. The fact that no such distinct charge
was preferred against them does not detract from the fact that they
acted together with a common purpose in committing crime. If they
acted together with a common purpose in committing the offence of
attempting to export the drug found on them without a licence from
the minister, then the charge sheet cannot be said to be defective as
counsel for the Appellant is urging upon the court.
14
prosecution succeeded in establishing that that person participated
in the execution of a conspiracy.
In this case, the Appellant and the others had come to Ghana
purposely to carry the drug to the United States of America and for
that reason all of them are equally blameable. See the case of
STATE VRS OTCHERE [1963]2 GLR 463.
The Court of Appeal saw nothing wrong with the accused persons
being charged jointly for the same offences and this court sees
nothing wrong with the charge on this score either. The appeal fails
on these grounds.
Counsel contented that if the trial Judge had asked for and
recorded the explanation for the change in plea, the court would not
have accepted the plea of guilty and convicted the Appellant.
The court presided over by Kinsley Nyinah J. (as he then was) held,
allowing the appeal that:
“(1) when the appellant suddenly changed his erstwhile plea of “not
guilty” to “guilty” the magistrate “ought to have paused for
judicial thought” and enquired from the accused the
circumstances surrounding and leading to his sudden change of
plea, and recorded his answers.
(2) the appellate court can go behind the record of appeal to find out
whether the accused “deliberately and unequivocally” pleaded
guilty or he did so as a result of some misapprehension or
inducement. If the latter, the appellate court ought properly to hold
that there has been a miscarriage of Justice, and allow the appeal.
With all due deference to the appellate Judge, section 199(4) of the
criminal procedure code 1960 (Act 30) is referable to trial on
Indictment. It is not for nothing that two different procedures have
been set out under the Act for trial. The procedure in summary
trials so far as taking of plea and its consequences are concerned is
not the same as trials on indictment. The procedure is as set out
under section 171(3) of the Act.
16
summarily, means that the offence shall be tried in accordance with
this part. Under section 164, this part applies to the summary trial
of an offence by a District Court, a Circuit Court or the High Court.
Reference to section 199 (4) of the Act with all due respect to his
Under section 171 (3) what the trial Judge was legally bound to do
was to have recorded the plea as nearly as possible in the words
used so that if there was any explanation or words used which
rendered the plea of guilty inconsistent with the words added then
the court was bound to enter a plea of not guilty and proceed to try
the case.
Section 199 laid down the procedure before the trial court in a trial
on indictment.
PLEA OF GUILTY
17
199 (1) “where the accused pleads guilty to a charge, the court
before accepting the plea shall, if the accused is not represented by
counsel, explain to the accused the nature of the charge and the
procedure which follows the acceptance of a plea of guilty.
(4) “ where the accused pleads guilty but adds words indicating that
the accused may have a defence or so indicates in answer to the
court, the court shall enter a plea of not guilty and record it as
having been entered by order of the court.
The case was cited because of this caution but counsel did not
relate the facts of the case to the present case. In Bright‟s case, the
plea of “guilty” was with explanation which indicated that the
accused might have a defence to the charge. Under the
circumstances the court‟s acceptance of the plea and subsequent
conviction of the accused was wrong and in contravention of s.173
(3) of the procedure Act.
18
In the case of FORSON, the accused had pleaded not guilty, tried
and convicted in two separate trials arising out of the same facts
and circumstances.
In the second trial, the trial magistrate ordered that the evidence in
the first trial be adopted “since the same evidence gave rise to the
second. This was done. Judgment in both cases was delivered on 12
August 1974 when the accused was sentenced to a fine of GH50.00
or Six months imprisonment in the first trial and, in the second
trial to nine months imprisonment on count 1 and 24 months
imprisonment on count 2.
The court presided over by Taylor J. (as he then was) held that
“(2) The conviction in the second trial was a nullity and could
not support any sentence because the procedure of adopting
the evidence in the first as evidence in the second trial was not
justified by Act 30 or any decided case or practice. The
procedure to be adopted in a summary trial on a plea of not
guilty was provided in Act 30, S. 172, which was mandatory
and made provision for the taking of evidence and cross-
examination of witnesses.”
I have already stated that section 199(4) of the Act is not applicable
in summary trials. This does not mean that in a summary trial, the
court‟s duty has been in any way lessened and therefore justice
demanded lesser than in trials on indictment.
The duty being cast on a trial court to pause for “judicial thought”
and inquire from the accused the circumstances leading to the
sudden change of plea and record his answers is not a legal duty
under the Act failure of which must in all cases vitiate the
conviction.
20
The Appellant‟s plea in this case was unequivocal. From the record
one cannot say that the Appellant, aged 21 and an American
National did not appreciate the consequences of the change of plea.
The 1st and 2nd accused persons changed their plea to guilty
simpliciter in the presence of their counsel and were convicted on
their plea and sentenced to 10 years I.H.L.
At least from that, the Appellant got to know if she did not know
before then the consequences of a plea of guilty.
After the conviction of the 1st and 2nd accused persons, the
Appellant‟s case was set down for trial.
21
duty at the Kotoka International Airport with Felix Akolgo,
Issaka and others.
This piece of evidence was given in the presence of her counsel who
took time to cross-examine the witness.
Yes my Lord and after examining her, I again ordered that the
substances be tested in the presence of all. And we ran the
22
clarificates (sic) on them which work positive for heroin my
Lord.
Timothy I want you to accept the fact that you have nothing to
do with the discovery of the substance on her.
You were not inside the room where the examination took
place?
No my Lord.
My Lord I know.
The court then discharged the witness and the case adjourned
to 10/3/2010. It was however not until 4/5/10 that the
Appellant appeared again in court and pleaded to change her
plea.
23
p.w.1 if believed by the court is sufficient to sustain the
conviction in line with the plea of guilty.
The Appellant before the court on 4/5/10 did not show that she did
not appreciate or understand the charge or procedure and thus
pleaded guilty by mistake.
24
“Our procedure rules have gone a long way in freeing this
court from the clutches of pointless technicalities. The
tendency now, is to look at eh substance of the case and
ensure that substantial Justice is done on the merits within
the four corners of the procedural rules. Of course, where
parties and their counsel exhibit deliberate and reckless non-
compliance of the rules, sometimes with a view to overreach
their opponent‟s, the court‟s discretion would not be exercised
in their favour - - - - - -”
This case is not on all fours with the instant one but it goes to
support the fact that technicalities such as the one being urged on
the court should not be allowed to derail the course of Justice.
Section 171 (3) does not deal with a plea of “not guilty”. Rather, it is
171 (4) which states that “where the plea is one of not guilty, the
court shall proceed to hear the case.
25
I am unable to understand what counsel means by the trial court
“applying reverse gears”, upon indication by the Accused without
counsel, to change her plea.
The Appellant is someone who knew what the whole trial was about
and was very much aware of her rights. On her first appearance
without counsel, she refused to plead to the charges because she
had no counsel. The court in its duty to afford the Appellant fair
trial in consonance with Article 19 (1) of the constitution, adjourned
the case.
When she pleaded not guilty, the case was set down for trial for the
prosecution to prove her guilt.
Under Art 19(2) (c), she was presumed innocent until she changed
her plea and pleaded guilty on both counts. When she indicated
she wanted to change her plea, the charges were read over to her
again in a language she understood and she pleaded guilty to both
of them.
Ground (e) of the appeal without much ado should and is hereby
sustained.
The Court of Appeal erred when it held that the prosecution would
have amended the charge sheet if the Appellant had not changed
her plea at the trial court.
The court was of the view that even though the particulars of
offence stated that the drugs carried was cocaine, when p.w.1
testified and stated that the drug carried was heroine, the
prosecution should have amended the particulars of offence in line
with p.w.1‟s evidence, the amendment could not be effected because
of the change of plea.
26
remedied by the evidence of p.w.1 and therefore that by itself
occasioned no miscarriage of justice under section 406 of the
procedure Act, S. 406 (1) (a) reads in part as follows:
Again under section 31(2) of the courts Acts of 1993, Act 459
Coming to the last ground of appeal, that the Court of Appeal erred
when it refused to follow a precedent from the Supreme Court, it is
the contention of counsel that the court of Appeal bound to follow
the decisions of the Supreme court on questions of law, erred when
it refused to follow the decision of the court in the case of BONSU
alias BENJILO VRS THE REPUBLIC [2000] SCGLR 112.
In this case, the Appellant and four others were charged with three
drug related offences including unlawful possession of narcotic
drug contrary to section 2 (1) of PNDC 236.
27
The 1st and 5th accused persons, Nigerians absconded and were
tried in absentia. All the accused persons were convicted of the
three offences. They appealed to the Court of Appeal against their
conviction for the offence of unlawful possession of heroin. The
Court of Appeal after making certain inferences on the issue of
possession and knowledge of the contents of the parcel by the
accused, dismissed the appeal.
On appeal to the Supreme Court, one ground was that the trial
court had erred in holding that on the evidence the appellant has
possession of the parcel and that there was sufficient evidence to
convict him of the offence of possession of a narcotic drug.
The court per Atuguba J.S.C. listed the essential ingredients of the
offence of possession of narcotic drug contrary to section 2 (1) of the
Narcotic Drugs (Control, Enforcement and sanctions) Law of 1990
(PNDCL 236. This is what His Lordship said “from the foregoing. I
hold that on a charge of possessing of narcotic drug under PNDC
L236, the prosecution must prove (1) custody or control of the drug
by the accused;
28
However, the particulars of the present case did not state the
nature and quality of the drug that the Appellant had in her
possession to start with except that there is some insertion
indicating the quantity of cocaine.
Counsel then contended that the nature and quality of what the
Appellant held is missing from the charge sheet and thus the
Appellant was not charged with what she held but pleaded not (sic)
to what probably the two other convicts held. At page 63 of the
record, the Court of Appeal on this issue held as follows:
“It should also be noted that the offence creating section of the
Narcotic Drugs (control, enforcement and sanction) Law
PNDCL 236/1990 does not speak of cocaine or heroin but
Drugs. Since heroin and cocaine are all drugs the non
amendment does not cause any embarrassment or prejudice
the case of the accused and no substantial miscarriage of
justice was occasioned there.”
I have already dealt with this defect when dealing with ground (c) of
the grounds of appeal together with ground (a).
From the record what the accused persons had on them is stated as
cocaine but the evidence before the court is that what the Appellant
had on her heroine.
What the Appellant pleaded guilty to from the record is not clear
whether it was possession of cocaine or heroine since the change of
plea was after the evidence of p.w.1.
29
justice and for that reason the appeal will not be allowed on that
ground.
The charge sheet from the record stated the nature and quantity of
the drug held by the accused persons by the insertion and the court
is bound by the record. When and how the insertion was effected
for purposes of the appeal is immaterial.
In the end, the appeal fails on all grounds except ground (e) and
same is hereby dismissed.
How could the charge sheet state that what the accused persons
carried was cocaine when p.w.1 talked of heroine? The Appellant
could have gotten away but for sections 406 (1) (a) of the criminal
and (other offences) procedure Act and of the courts Act, Act 459.
I have not dealt with this in the judgment because that was not
raised in the appeal. What is more the particulars of the offence
correctly stated the offence and that defect again did not occasion
any miscarriage of justice which would have vitiated the conviction.
I have had the honour and privilege to have discussed the lead
judgment just delivered by my respected Sister, Rose Owusu JSC. I
have also tried my best to understand the reasons underpinning the
said decision but has been unable to come to terms with it. I am
reluctantly compelled, to come out with my reasons why I cannot
with respect subscribe to the reasons behind the majority and lead
judgment.
In the first place, it has to be noted that this is not only the
Supreme Court, but is the Court of last resort and a Constitutional
Court for that matter.
31
My understanding of this provision is that, immediately a person is
arrested, restricted or detained the arresting person or persons
shall do the following:
iii. Thirdly, and by far the most important, that the suspect
is entitled to the services of a lawyer of his choice before
he starts talking to the arresting officer or officers. This
means that, before commencing investigations, the
suspect must be made aware of these rights.
32
all three persons. It is relevant to note that on the first day of trial,
after the charges were read and explained to the three accused
persons, while the other persons pleaded not guilty, the appellant
chose not to plead to the charge, her reason being that her
lawyer was not present. Subsequently, during the trial, the
appellant with her lawyer present in court pleaded not guilty to the
two counts, namely:
On the next day of trial, the two other accused persons therein
changed their “not guilty” pleas to “guilty” and were convicted on
their own pleas. The trial judge then proceeded to a full trial of the
appellant alone.
This he did by taking evidence from the Narcotic control officer, one
Timothy Abolimpo with subsequent cross examination by counsel
for the appellant.
33
Very surprisingly, while the trial was ongoing, the appellant on a
later date, in the absence of her counsel, informed the court that
she wanted to change her plea. The court reread the charges to her,
after which appellant changed her plea to guilty, all in the absence
of her counsel. The court thereafter proceeded to convict her on her
own plea of guilty sentencing her to 10 years imprisonment with
hard labour on both counts to run concurrently. The court again
ordered that appellant be deported after serving her sentence.
GROUNDS OF APPEAL
b. The Court of Appeal erred when it held that the trial High
Court was right in accepting the plea of the Appellant in the
34
absence of her counsel without explaining the consequences to
the appellant.
c. The Court of Appeal erred when it held that the defect in the
charge sheet was not fatal
d. The Court of Appeal erred when it failed to consider the effects
of Section 171 of the Criminal Procedure Code 1960, Act 30 on
the change in the plea of the appellant at the trial High Court.
Grounds A and C
35
The Court erred in its interpretation of Sections 110 and 112
of the Criminal and other Offences Procedure Act 1960 Act 30.
The Court of Appeal erred when it held that the defect in the
charge sheet was not fatal.
36
making Section 109(1) subject to subsection 2. Besides, the use of
„similar‟ in both Sections 109 and 110 suggests that in situations
like the appellant‟s case, where the charges can be established on
not only the same, but similar (with emphasis) facts, then there
could be joinder of charges and accused persons.
The intense weight counsel for appellant also gives to his argument
regarding Sections 109 and 110 is unexplainable looking at it in the
light of Section 110 (2) which reads:
See cases of
37
was thus held that where an appeal had been based solely on
duplicity (in the middle of the trial of the appellant) that
contention and objection would not be allowed.
ii. In Darkwa v The Republic [1973] 1 GLR 431 it was held that
putting the words “demanding” and “obtaining” in the same
count was bad for duplicity but this was not fatal to the
prosecution‟s case since there had been no miscarriage of
justice.
Ground F
Counsel for the appellant argued that the respondent failed to state
the nature and quality of the narcotic drug the appellant was
accused of, and this omission, by reason of the decision in Benjilo
is fatal as to render the conviction and sentencing a nullity which
has to be quashed.
However, with the peculiar facts of this case, where the appellant
and the other accused persons found themselves in, whilst some
carried cocaine and appellant carried heroin, and where also they
were charged jointly by the same charge sheet, the best practice
would have been to specify that the appellant carried heroin and
39
not cocaine like the other accused persons to avoid any
embarrassment and confusion to the appellant.
40
it shall not be necessary for it to contain any further particulars
other than necessary particulars.”
Even prior to completion of the trial due to the U-turn plea the
accused made, evidence of PW1 gave appellant reasonable
information as to the offence she was being charged with. Ground
(e) on the issue of amending „cocaine‟ to read „heroine‟ is partly
answered by Section 112 of Act 30 and the Hodgson case.
41
Grounds b and d
The Court of Appeal erred when it held that the trial judge was
right in accepting the plea of the Appellant without explaining
the consequences to the Appellant
42
the duty of the magistrate or trial panel in such a situation to
pause for “judicial thought” and inquire from the accused the
circumstances leading to the sudden change of plea and record
his answers…”
43
are not so grave and weighty enough to result in miscarriage of
justice, as against the omission to enquire into the appellants
sudden decision to change her plea in the absence of her lawyer.
Needless to say, judges when they serve in their capacity are judges
not just for the prosecution but to all citizens alike including
accused persons, and so must be slow to take away the freedom of
the accused person, more so in situations like we have before us. I
am of the opinion that the judge should have done more than just
re-read the charges to the appellant and convict her on her own
plea. There is nothing on record to show the reason for the sudden
change in plea. Who knows what could have accounted for the
change in plea. Such best practices, I am also sure will eradicate
most of the unproven allegations like what was being alluded to in
44
the present case that the appellant had been told that if she
changed her plea the prosecutor will go and see the judge in
„chambers‟ and beg for her. If the judicial enquiry had been made,
which would have been in open court, the reason will have been
evident, and any such “begging in chamber” reasons may have
come up for the judge to address accordingly.
A similar situation like this arose in the U.S. Supreme Court Cases
of Miranda v Arizona 384, U.S 436 (1966) and Massiah v United
States, 377 U.S. 201 (1964).
But on appeal, the U.S Supreme Court held that once Miranda was
taken into police custody and before any interrogation could begin,
the Police had the constitutional duty under the 5th Amendment to
advise him that he had the right to refuse to answer any questions
and to be represented by a lawyer, and if Miranda chose to take
advantage of those rights, the Police could not interrogate him in
anyway. The Supreme Court further ruled that, and because the
Police failed to advise Miranda of these rights now known in the U.S
as “Miranda Rights”, before they questioned him and obtained his
confession, Miranda‟s conviction was thrown out, just as other
convictions have been thrown out for similar reasons since the
decision in Miranda had been handed down by the U.S Supreme
Court.
46
Harris v New York 401 U.S 222 (1971) decided by a vote of 5-4
majority, where the U.S. Supreme Court per Warren Burger for the
stated that:
Miranda case, Burger noted was not a license to use perjury with
no risk of being confronted with prior inconsistent statements.
The rationale of the decision of the Court can be seen against the
background of the fact that the courts seem to enforce the
viewpoint that since it might be easier and quicker for law
enforcement authorities to solve a crime by forcing a confession
than it is to solve an offence through painstaking investigation,
particularly where the evidence may be hard to come, by it is better
to expect that the law enforcement agencies prove their case
without the testimony of the suspects. This principle which is the
bedrock of English law and is part of the common law principles
which both the U.S and Ghana have enshrined in their
Constitutions.
47
FACTS OF THE MASSIAH CASE
The facts in the Massiah case are that, after he had been indicted
for federal narcotics violations, Winston Massiah, retained a lawyer
pled not guilty and was released on bail. Jesse Colson, a co-
defendant who has also been released on bail, invited Massiah to
discuss their pending case in Colson‟s car. Unknown to Massiah,
his Co-defendant had become a federal agent and had hidden
recording gadgets in his car. Their conversation was broadcast to a
nearby federal agent.
48
statements could not be used against him. The main important
feature of the decision was that after adversary proceedings
had commenced against the defendant and at a time when he
was entitled to a lawyer’s help the government had deliberately
set out to elicit incriminating statements from him in the absence of
Counsel. This the court held, constituted a violation of the
defendant‟s Sixth Amendment right to Counsel.
49
1. Brewer v Williams 430 U.S 387 (1977) 178
are all provisions meant to protect the sanctity of the liberty of the
individual facing criminal prosecution. It is therefore clear that the
constitutional provisions dealing with the arrest, arraignment and
trial of persons suspected of having committed crimes must follow a
certain pattern or procedure.
50
It should have struck the learned trial judge as odd, when only after
her insistence that she will not even plead to the charges in the
absence of her lawyer, she suddenly changes her not guilty plea to a
guilty plea.
The vex question which I have to answer is, does this constitutional
breach, technical though it might seem constitute a substantial
miscarriage of justice such as would entitle the appellant to an
acquittal?
51
In the Miranda case, even though the confession upon which his
conviction was based was thrown out, the Police re-assembled the
evidence, retried him and Miranda was convicted.
In the instant case, I observe from the record that the appellant was
arrested at the Kotoka International Airport, Accra on the 9th of
August, 2009. She was convicted on the 4th day of May 2010 by the
High Court in the following terms:
In view of the fact that the appellant has been in custody since 9 th
August 2009 which is well over two and half years, no useful
purpose will be served in ordering a re-trial in this case. Re-trials
are ordered when the appellant has not served a substantial part of
the sentence. I consider the period the appellant has served in
prison as substantial of the 10 years sentence. I will therefore order
that the appellant is acquitted and discharged on grounds (b) and
(d) and she should be released forthwith.
52
(SGD) J. V. M. DOTSE
JUSTICE OF THE SUPREME COURT
I am of the view that all criminal proceedings in common law jurisdictions are
(Procedure) Act, 1960 Act 30. Like my sisters in the majority, I find no provisions
in the Act 30 which denied the appellant her rights under the existing constitution
or any other law for that matter. Care must be taken not to import certain rights
on accused persons which to me are not conferred by any existing law into our
criminal procedure.
desirable requirement but not a statutory requirement which would lead to any
53
substantial miscarriage of justice for us to quash the conviction. I therefore vote
for the dismissal of the appeal which to me is based on purely technical point
GBADEGBE JSC:
I have had the advantage of reading the incisive opinion of my worthy
brother, Dotse JSC and I agree entirely with him that the instant appeal be
allowed. In view of the importance which I think the point touching the right
to counsel for an accused person raises for our consideration, I wish to
add a few words of my own for coming to the conclusion that the appeal
herein be allowed. The right to counsel is provided for in article 14.2 of the
1992 Constitution as follows:
“A person who is arrested, restricted or detained shall be
informed immediately, in a language that he understands, of the
reasons for his arrest, restriction or detention and of his right to
counsel or lawyer of his own choice.”
54
This provision is one of the fundamental human rights contained in Chapter
Five the 1992. In the opening article to the said chapter of the Constitution
it is provided as follows:
“The fundamental human rights and freedoms enshrined in this
Chapter shall be respected and upheld by the executive,
Legislature and Judiciary and all other organs of government
and its agencies and, where applicable to them, by all natural
and legal persons in Ghana, and shall be enforceable by the
courts as provided for in this Constitution.”
In my view, these are carefully drafted words that were provided for the
protection of the rights of citizens and indeed every person within Ghana
and place an onerous responsibility in particular on the Judiciary. When this
provision is read together with article 14.2 of the Constitution, it is quite
clear to say that the right to counsel for an accused person is of
fundamental importance to our criminal justice system. Within the context
of the 1992 Constitution, the right to counsel is the central element of our
adversary criminal system. A constitution sets out in my opinion the values
of any society informed by historical events and when as in this case we,
as a nation have made these elaborate provisions as part of our criminal
justice system, it behoves us all to do nothing that might be seen as
undermining their efficacy and accordingly it becomes a valuable standard
by which to measure the essentials of fairness in criminal adjudication.
Although the right of a person charged with a crime to counsel may not be
deemed fundamental and essential to fair trials in some countries having
55
regard to our constitution it is of fundamental importance. In my thinking, for
a criminal trial to have the approbation of validity, it must satisfy due
process requirements. The fundamental right to counsel provided for in
article 14.2 of the Constitution in my view is substantive in its nature and
not merely one of procedural due process only. As it seems, the right to
counsel if not knowingly waived should be available to an accused in order
that the trial should not only be fair but for the purpose of upholding the
integrity and accuracy of the fact finding process by which a conviction
might be reached with the resultant deprivation of the right to personal
liberty, which is also one of the fundamental human rights provisions
contained in the 1992 Constitution. What this means is that when there is a
proven violation of the right to counsel, it like any other breach of the
Constitution by article 2 .1 calls for the intervention of the Supreme Court in
the exercise of its enforcement jurisdiction by making any order or such
orders that it considers fit under article 2.2 to give effect to the declaration
of invalidity of the act that might have been done in breach of the right to
counsel as its breach impairs fairness of the proceedings. It is useful at this
juncture to refer once again to article 12.1 of the 1992 Constitution in terms
of the responsibility that is placed on us as judges; a responsibility that is
reasonably expected from all persons within Ghana subject to the
Constitution to be discharged in accordance with the provisions of the
Constitution. See: Okorie v The Republic [1974] 2 GLR 272
As the appellant herein did not retract her pleas of not guilty to the charges,
the trial of the offences against her was commenced on the same date as
appears at pages 15-18 of the record of proceedings with the further
hearing adjourned to 10 March 2010. The record reveals that although the
matter was adjourned to 10 March 2010, for no reason apparent from the
record of proceedings the further hearing of the matter was continued on 4
May 2010.On that date, the record of proceedings at page 19 has the
following entry for the proceedings of the day.
“Accused person present.
George K Ofori for the Republic present.
Accused person informs the court that she wants to change her
plea.
By COURT: The charges should be re-read to her.
Charges read to the accused person.
COUNT 1: Plea: Guilty.
COUNT 2: Plea: Guilty.
58
BY COURT: The accused person is convicted on her own plea
of guilty to both counts of the offence levelled against her. She
is sentenced to 10 years imprisonment on both counts to run
concurrently…..”
Within the context of the record of proceedings that has been previously
referred to in the course of this judgment, there is a noticeable departure by
the court from what transpired at the initial taking of the pleas of the
accused persons to the charges and also when their pleas were retracted
or changed. The previous proceedings were in the presence of counsel but
at that date she did not effect any change to her pleas.
59
advise her of the consequences of a change of plea from not guilty to
guilty.
It cannot be said having regard to the learned trial judge’s previous course
of conduct regarding the taking of the pleas of the accused persons and in
particular, the appellant who had by her indication on the very first day of
arraignment asserted her constitutional right to counsel that there was a
compliance by the court with article 14.2 before the change of plea was
received on 4 May, 2010. In my opinion, any reasonable person who was in
court from the first day of the arraignment of the accused persons would
have thought that the retraction of the plea in the absence of counsel was
not fair. For myself, I think it was odd indeed if an accused who before then
had insisted on asserting the right to counsel could lose that right without
the court making any inquiry to establish if she desired now to proceed on
her own. This becomes difficult to comprehend when instead of the further
hearing being conducted on 10 March 2010 it was proceeded with long
after the said date on 4 May 2010.
Although section 199 of Act 30, of the Criminal Procedure and Other
Offences (Procedure) Act, which was referred to by the appellant in her
submissions to us deals with trials on indictment, it is observed that the
practice has crept into summary trials such as to be deemed to be part of
the existing practice in criminal trials when there is a change of plea by an
unrepresented accused person from not guilty to guilty. It being so, beyond
the constitutional provision contained in article 14.2 one can say based on
the practice of our courts in such cases that its violation is a good ground
for avoiding proceedings based thereon. I do not think that our courts can
60
have different standards depending on whether or not a retraction of plea is
in a trial that is proceeding by way of indictment or summarily and
accordingly the failure to satisfy this statutory requirement is fatal to the
conviction.
I am of the view that on the date that the appellant requested to retract her
pleas to the charge, the learned trial judge did not afford her of the
protection provided by article 14.2 of the right to counsel in criminal
proceedings and that the violation of this fundamental right is sufficient to
invalidate the entire proceedings founded thereon. It is to be observed that
violations of provisions of the constitution are grave matters and once a
court is satisfied that there has been such an infraction then the act which
is based on the said infraction should be invalidated by the court, there
being no discretion in the matter. For my part, the point on which this
decision turns being one of non-compliance with due process requirements
is not concerned with the merits of the case brought against the appellant
and it being so “the axe must fall where it falls.” It does appear to me that
the right provided in article 14.2 has not been respected by our courts for a
considerable length of time but that should neither give legitimacy to it nor
fetter our enforcement jurisdiction in preventing its further breach, it being
an act that is not sanctioned by the Constitution. I venture to say that
beyond the decision of the Court of Appeal in the Okorie case (supra)
which was applied by Taylor J (as he then was) in the Republic v Akosa
and Another [1975] 2 GLR 406, when the right to counsel was considered
one rarely comes across any other previously decided case in which the
point came up for decision within the scope of this judgment regarding the
61
availability of the right to accused persons in the performance of their cases
in court before conviction is entered against them.
Before putting this matter to a rest, I wish to say that in the proceedings
before the Court of Appeal particularly at pages 2-3 of the record of appeal
herein, the appellant in her deposition in support of her application for
extension of time to appeal made reference in paragraphs 18-20 to some
matters that in my view were so grave that though denied by they tended
to raise the issue of the retraction of the pleas having been induced by
certain representations that were allegedly made to her. Perhaps, an
inquiry into them might establish that they were not true but in its absence
one cannot say that the retraction of the pleas was voluntary .I think article
14.2 of the 1992 Constitution is intended to prevent the state taking
advantage of uncounselled accused persons who might be thought of as
unable in the absence of counsel to prepare their cases. Our training as
62
lawyers is a special skill that the constitution makers in their wisdom think
should be available to persons who are accused of crimes and we should
uphold the fundamental right so provided in an effort to deepen
constitutionalism in this country.
63
(SGD) N. S. GBADEGBE
JUSTICE OF THE SUPREME COURT
COUNSEL
AUGUSTINE OBOUR FOR THE APPELLANT
K. ASIAMAH-SAMPONG (PRINCIPAL STATE ATTORNEY) FOR THE
RESPONDENT
64