Modeling of Buildings With Electrochromic Windows and Thermochrom
Modeling of Buildings With Electrochromic Windows and Thermochrom
USF Tampa Graduate Theses and Dissertations USF Graduate Theses and Dissertations
October 2019
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Modeling of Buildings with Electrochromic Windows and Thermochromic Roofs
by
Hua-Ting Kao
Date of Approval:
October 29, 2019
for his patient guidance, enthusiastic encouragement and useful critiques during the preparation
of this thesis.
Most importantly, I want to thank my family and friends who have support me since I
came to U.S.
TABLE OF CONTENTS
Abstract …………………………………………………………………………………………...v
1. Introduction …………………………………………………………………………………….1
3. Methodology …………………………………………………………………………………...5
3.1. Analyzed Structures ……………………………………………………………….....5
3.2. Introduction of Windows …………………………………………………………….7
3.2.1. Clear Glass……………………………………………………….…………8
3.2.2. Low-E Glass………………………………………………...………………8
3.2.3. Electrochromic Glass……………………………………………………….9
3.2.4. Glass Assessment ……………………………………………………...……9
3.2.4.1. U-factor…………………………………………………...……..10
3.2.4.2. SHGC……………………………………………………………10
3.2.4.3. VT……………………………………………………………….11
3.3. Introduction of Roofs …………………………………………………………….…11
3.3.1. Commercial Roofs ......…………………………………………….……...11
3.3.1.1. Built-up Roofing…………………………………..…………….12
3.3.2. Residential Roofs ……………………………………………...…….……12
3.3.2.1. Asphalt Shingles…………………………………...…...……….13
3.3.3. Roof Assessment …………………………………………………….……13
3.4. Variable Parameters …………………………………………………………….…..14
3.4.1. Different types of Windows……………………………….………………14
3.4.2. TC coating on the Roofs…………………………………………………..14
3.4.3. Different Locations…………………………………………….………….15
3.5. Electricity Consumption Calculations ...…………..........................................……..16
3.5.1. Commercial Building………………………………………….…………..16
3.5.2. Residential Building……………………………………………………….17
3.6. Simulation Results and Discussion………………………………………...…….….19
i
4. Conclusions …………………………………...……………………………………...……….25
References ……………………………………………………………………………………….26
ii
LIST OF TABLES
Table 6: Average weather temperatures over the past 30 years in Tampa (1985-2015)……....21
Table 9: Average weather temperatures over the past 30 years in Chicago (1985-2015)..........24
iii
LIST OF FIGURES
Figure 10: Electricity bill calculation method for a residential house in Chicago……………....18
Figure A4: Building envelope construction on the eQUEST Building Simulation Wizard…...…35
iv
ABSTRACT
Air conditioning and heating have increased substantially during the past two decades.
According to a survey, buildings consume about 73% of the total electricity in the United States,
accounting for 41% of all other energy in the world. At the same time, building skin technologies
are constantly improving. Electrochromic and thermochromic are two exciting new technologies
that can help reduce the energy consumption of a building. The purpose of this work is to
increase our understanding of how much the use of electrochromic (EC) and thermochromic
(TC) technologies can reduce the energy consumption of residential and commercial buildings in
two different climate zones. With the use of the software eQUEST and specific parameters for
EC and TC materials and devices, the energy performance of these buildings is simulated.
Furthermore, simulations are used to compare the difference in energy consumption between a
building that uses low-E double pane windows and a cool roof and a building that uses EC
windows and a TC roof. The results for two cities, Tampa and Chicago, are obtained to
determine the performance of EC windows and TC roofs in two different climates. These results
suggest that the utilization of both EC windows and TC roofs can save 27.8% - 35% and 6.2% -
23.8% of the energy consumed by commercial and residential buildings, respectively. Although
these results are only an estimate, they do demonstrate the potential of EC and the TC
v
1. INTRODUCTION
Florida temperature data show that the annual high temperature is about 81.7 °F. In the
warmest month, August, the average daytime temperature rises to 90°F [1]. According to the
Energy Information Administration (EIA), the average monthly electricity bill in the United
States (U.S.) was $118 in 2018. However, in Florida the average electricity bill was $128, which
is 9% higher than the average U.S. total electricity bill [2]. In addition, energy consumption has
become an important issue because higher energy use leads to higher environmental pollution. A
recent survey by the U.S. Green Building Council (USGBC) shows that buildings consume about
73% of the total electricity in the United States, accounting for 41% of all other energy in the
world, while emitting 38% of the total carbon dioxide into the atmosphere each year [3]. Modern
buildings usually have large facades of windows, known as glazings. Glazings provide good
daytime illumination but reduce the energy efficiency of buildings [4]. In particular, cooling has
increased significantly in recent years. According to the EIA, energy lost through conventional
windows accounts for about 30% of the heating and cooling energy costs [5]. Shadows, blinds,
shutters, fins or other mechanized solar control devices are used, but they can cut off connection
to the outdoors.
Fortunately, new technologies are developed that can be used to provide comfort and
reduced energy consumption. New emerging technologies that utilize “electrochromism” and
“thermochromism” can control the inflow of solar energy and produce higher energy efficiency
than traditional glass windows that use static solutions or conventional roofs [6].
1
All abbreviations listed and explained in Table 1. The purpose of this research is to
understand the impact electrochromic windows and thermochromic roofs can have on the energy
consumption of buildings. At this time, there is no research paper published that addresses the
use of both electrochromic windows and thermochromic roof coatings to simulate the energy
TC Thermochromic EC Electrochromic
NFRC National Fenestration NRCA National Roofing Contractors Association
Rating Council
FL Florida IL Illinois
EIA Energy Information ASHRAE American Society of Heating, Refrigerating
Administration and Air-Conditioning Engineers
DOE Department of Energy SHGC Solar Heat Gain Coefficient
VT Visible Transmittance CR Condensation Resistance
AL Air Leakage USGBC U.S. Green Building Council
SPF Spray Polyurethane Foam Low-E Low Emissivity
SC Shading Coefficient BUR Built-Up Roofing
UV Ultraviolet U.S. United States
2
2. BACKGROUND - ELECTROCHROMISM AND THERMOCHROMISM
In recent years, these two new technologies are receiving more and more attention. More
following section.
applied electric potential. Electrochromic (EC) glass or "Smart Glass" is a common name for EC
windows. The EC window allows the user to control the light and heat passing through the
window. In addition, the EC window can be completely transparent or tinted to reduce light and
heat without the need for louvers or curtains. Some can also be set to block light while
maintaining a view.
On the other hand, even though EC glass was proposed in 1984, it was introduced to the
market during 2010s [7]. The EC technology is presently being used in windows for commercial
temperature. According to Warwick (2016), an idealized spectrum can be used to understand the
TC properties of materials and determine the materials that are most important for energy saving
3
applications. The results indicate that the optimum TC material can lead to energy savings up to
30% to 45% in different environments, while maximizing efficiency in hot environments [8].
The two main types of TC are “liquid crystals” and “leuco dyes.” By far the most
frequent TC applications use liquid crystals [14]. Today, liquid crystals are used in many
products, including forehead thermometers, indoor and refrigerated thermometers, and other
applications including food quality indicators. Liquid crystals TCs are very good materials, but
are difficult to use and require highly specialized manufacturing techniques. Another type of TC
material, leuco dyes, are commonly used in manufacturing and control processes, advertising,
consumer packaging, product labeling, security printing, novel applications, promotional items,
toys and textiles. In this thesis, leuco dyes are used because they are more common and easier to
work with.
4
3. METHODOLOGY
The eQUEST software is currently the most popular energy modeling program and is
used by energy modelers and engineers around the world. Important factors for its popularity are
its low cost (free) and that it is based on the department of energy 2 (DOE-2) simulation engine
[15].
The eQUEST building creation wizard guides the user through the process of creating a
building model. The eQUEST, DOE-2.2, provides hourly data for a building taking into
consideration windows, walls, people, glass, plug loads, and ventilation. DOE-2.2 also simulates
the performance of pumps, fans, chillers, boilers, and other energy consuming devices. eQUEST
allows users to create multiple simulations and view alternate results in parallel graphics. It
provides energy cost estimates, daylighting and lighting system control, and automatic
can be used at every stage of a building’s development, from an early design to the final product.
Therefore, in this research, the eQUEST software is used to simulate the energy consumption of
In this study, eQUEST has been used to create two prototype models of an office building
and a residential house. These building models are shown in Figures 1 and 2. The commercial
office building is eight stories, has a flat brown roof and concrete walls (See Figure A4,
Appendix B). Some basic information for this building is shown in Table 2, with additional
5
information given in Appendix B.
The residential house has a pitched roof and one floor. The roof color is dark brown and
the walls are wood. Some of the essential information is presented in Table 3. Moreover, there
are no louvers or curtains to block the sun light. In fact, with a few exceptions, all the default
settings in eQUEST were used in the design of this model. The software default data is presented
in Appendix B. In this paper, we focus on the window and roof. Hence, the next two sections will
In this research, three types of glass were used: “clear glass”, “low emissivity (low-E)
glass”, and “electrochromic glass.” This section will introduce the information of these glass
7
3.2.1. Clear Glass
Clear glass is the most commonly used basic glass in doors and windows [17]. It is
almost colorless and the edges are green or blue. Typically, the thickness is between 3/32 inches
and 3/4 inches. A clear 1/4 inch thick glass will allow approximately 90% of the visible light to
pass through and will reflect about 8% of visible light [18]. When viewed through the glass, as
the glass becomes thicker, the light green color becomes more pronounced and the light
transmittance decreases.
Low-E glass is a type of reflective glass that looks transparent when it reflects heat back
to its source. The “E” in low-E glass refers to emissivity. Emissivity is the ability of a material or
surface to radiate energy. Thus, low-E glass refers to the surface of the glass, which minimizes
the increase in solar heat. This is achieved by coating the surface of the glass with a special
coating made of microscopic, transparent metal or metal oxide. Low-E glass provides maximum
light transmission while reducing heat loss and helps protect against ultraviolet (UV) rays. A
slight tint can be seen depending on the angle of view and the sun. Glass from different batches
or with different metal oxide coatings will show excellent phase or color differences, making it
difficult to match multiple low-E glasses. However, low-E glass improves insulation and
therefore helps reduce heating and energy costs. It also can be used for annealing, toughening
and lamination.
8
3.2.3. Electrochromic (EC) Glass
EC glass (a.k.a. smart glass or dynamic glass) is an electronically tinted glass for
windows, skylights, exterior walls and curtain walls. EC glass, which can be directly controlled
by building dwellers, is popular for its ability to improve occupant comfort, maximize daylight
and outdoor visibility, reduce energy costs, and provide architects with more design freedom.
EC glass is an intelligent building solution for buildings facing the challenges of solar
control, including classroom environments, medical facilities, commercial offices, retail spaces,
museums and cultural institutions. Interior spaces with atrium or skylights can also benefit from
For example, SageGlass, a well-known EC glass product, has been installed on many
buildings that provide solar control to protect people from high temperatures and glare. It
maximizes indoor daylight, maintains visibility, and keeps people connected to the outdoors. EC
glass also saves energy by using the warm rays of the sun during the winter and deflecting the
light during the hot summer months. In addition, it offers a variety of control options. With
advanced algorithms, users can automate control settings to manage light, glare, energy usage
and color rendering. Controls can also be integrated into existing building automation systems
[5].
organization created for doors and windows, the skylight industry. It consists of manufacturers,
suppliers, regulatory officials, researchers and government agencies. All major standards and
programs for window energy efficiency, including building energy regulations, tax credits and
9
utility incentives, ENERGY STAR, etc. Their standards are based on NFRC certification levels.
To ensure that their products are recognized, manufacturers must participate in the NFRC
The NFRC label is the only reliable way to determine window energy characteristics and
compare products. It is attached to all NFRC certified products and all ENERGY STAR designed
windows and skylights. The energy performance ratings include U-factor, Solar Heat Gain
Coefficient (SHGC), Visible Transmittance (VT) and, optionally, Air Leakage (AL) and
Typically, U-factor, SHGC, and VT are sufficient to evaluate windows. Hence, this
A method of measuring the amount of heat or loss obtained by glass due to the difference
between indoor and outdoor air temperatures. The U-factor or U-value is also referred to as the
total heat transfer coefficient. A lower U-value indicates better insulation performance (0-1) [20],
The percent of solar energy incident on the glass that is transferred indoors both directly
and indirectly through the glass. The direct gain portion is equal to the transmittance of the solar
energy, and the indirect gain portion is the ratio of incident sunlight that is incident on the glass
and is absorbed and re-radiated or convected indoors. For reference, the SHGC of 1/8 inch
uncoated clear glass is about 0.86, with 0.84 being the direct gain (sun transmittance) and 0.02
10
being the indirect gain (convection/ re-radiation).
The Shading Coefficient (SC) is a measure of the amount of heat that the glass receives
from solar radiation. In particular, SC is the ratio of the solar heat gain of a particular type of
glass to a dual strength transparent glass. A lower SC indicates lower solar heat gain. For
example, the value of 1/8 inch clear glass is 1.00 (SC is the old term replaced by SHGC) [21].
The VT is an optical property that indicates the proportion of visible light passing
through the window. This is separate from SHGC because many modern windows contain
spectrally selective coatings that allow transmittance of different amounts of visible light,
The NFRC’s VT is an overall window specification level that includes the impact of the
frame area. Since the frame does not transmit any light, VT may be lower than expected.
However, this is done to match the overall window level of the U-factor and SHGC. Although
VT theoretically varies from 0 and 1, most of the values in the dual and three pane windows are
between 0.3 and 0.7 [22]. The higher the VT, the more light is transmitted. Thus, a high VT is
In general, there are currently five basic commercial roof types with flat or low slope
configurations, which are “Built-up roofing”, “Metal roofing”, “Modified bitumen roofing”,
“Single-ply roofing”, and “Spray polyurethane foam (SPF roofing).” In this paper, built-up
11
roofing has been chosen for use in the simulation program because this is a very old low-slope
roof system and is one of the most cost-effective and sturdy roof types in the market today [23].
Built-up roofing has been popular in North America for more than a hundred years and is
often referred to as "BUR" and "tar and gravel" roofs [24]. This is a flexible roof type because
the number of layers can be changed to help control costs or meet some of the durability
fabric that together form the final roofing membranes. These membranes are arranged on a cross
section of the top surface of the building. In most cases, built-up roofing is fixed to the roof deck
and insulation to maintain adhesion. The membranes are generally known as plies, but the
reinforcement layers are also known as “roof felts” or “ply sheets.” The number of plies on the
roof indicates the number of layers. For instance, three-plies means a three-layer flat roof
membrane system.
The bitumen found in BUR is typically composed of asphalt, coal tar, or cold compress
adhesive. For surface layers, this roof type may include a layer of hot asphalt applied on the
entire surface of the top of the building, an aluminum coating, an elastomeric coating, an
aggregate “mixture” (such as gravel or slag), or a fiber glass surface or mineral surface cap
sheets [25].
For residential roofs, there are six common roof types: “Asphalt shingle roof”, “Clay tile
12
roof”, “Metal roof”, “Slate roof tiles”, “Wood roof shingles”, and “Rubber roof tiles.” In this
study, asphalt tile roofs were chosen in the simulation program because asphalt is available in a
variety of colors and is widely used and is one of the cheapest materials, therefore, relevant
The most common residential roofing materials used in the United States are asphalt
shingles because they are economical and easy to install. These shingles can be reinforced with
fiberglass or organic materials without altering the appearance of the shingle. However, asphalt
has a shorter life than other roofing materials, does not provide insulation from other materials
and varies in quality. Asphalt shingles have a variety of architectural styles, the most popular of
which is the traditional suburban style. For cost and life span, the price range is $0.7 to $1.2 per
square foot, and if properly maintained, shingles will last for 20 to 25 years [26].
The National Roofing Contractors Association (NRCA) is one of the most respected
industry associations in the construction industry and is the voice and leading authority in the
field of information, education, technology and communications in the roof industry [27]. It has
a powerful website and resources to provide contractors with all relevant information about the
applications, courses and other resources for contractors and building professionals. In general,
13
On the other hand, insulation is critical to a comfortable and energy efficient home. The
resistance that measures the ability of heat to pass from one side of the object to the other. In
addition, R-value is generally not used as a measure in glazing products. Along with knowing the
R-value of a particular insulation, it is also important to calculate the R-value of the entire
system.
For example, a wall with 3-1/2 inch fiberglass batt (R-value 10.8-11.9) may have a total
R-value of approximately 14 due to the siding, sheath and drywall [28]. Several factors
determine the insulation required when selecting a roofing material. These factors include
The baseline window design is the double pane clear glass. Its performance will be
compared to the double pane low-E glass and double pane low-E EC glass. Information for these
Next a TC roof coating will be introduce and the results will be compared with previous
14
Figure 3. Double pane clear glass window data
In this research, two different locations were chosen that represent warm and cold
climates: the first location Tampa, a city located in the climatic zone 2 (2A), and the second
location Chicago, a city located in the climatic zone 5 (5A), as shown in Figure 6. Comparison of
the two different climates will give us a better idea of the impact of EC windows and TC roofs
on buildings.
15
Figure 6. ASHRAE climate zones [29]
The data for electricity cost calculations for Tampa and Chicago are very different. Based
on the “Electricity Local”, the average commercial electricity rate in Tampa is 10.21¢/kWh and
in Chicago is 4.05 ¢/kWh [30]. The average (commercial) electricity rate in Tampa is 5.69%
greater than the Florida average rate of 9.66¢/kWh. For the power calculation method used in the
software (See Figures 7 and 8), the type is selected as “Block Charges” and the block type is
selected as “Incremental Block.” For example, for an office building in Tampa in the summer,
the electricity rate is 0.102 $/kWh for the first 1,000 kWh, and the remainder is 0.065 $/kWh.
16
Figure 7. Electricity bill calculation method for an office building in Tampa
As mentioned before, the data for these two locations are very different. According to the
“Electricity Local”, the average residential electricity rate in Tampa is 11.42¢/kWh and in
Chicago is 10.44¢/kWh [30]. This average (residential) electricity rate in Tampa is equal to the
average electricity price in Illinois at 11.38¢/kWh. The power calculation method used in the
software (See Figures 9 and10) is the same as that for the office building. For instance, for a
residential building in Chicago in the winter, the electricity rate is 0.1 $/kWh for the first 1,000
Figure 10. Electricity bill calculation method for a residential house in Chicago
18
3.6. Simulation Results and Discussion
Using the eQUEST software, energy savings were obtained from the simulation model
when using low-E glass and low-E EC glass. The base design uses clear glass in Tampa and there
is no TC coating on the roof. The simulation results for an office building indicate that the low-E
glass saves 13% of energy or $29,179 per year, while the Low-E EC glass saves 18% of energy
19
For the residential house (See Figure 12 and Table 5), the use of low-E glass saves 4% of
the energy or $110 per year, while the Low-E EC glass saves 5.3% of the energy or $146 each
year. As can be seen from these results, office buildings can save more energy than residential
buildings because of the large difference in the overall window area. The larger the area of the
Figure 12. Electricity consumption for a residential house in Tampa (Windows). Run
1 is the base design with clear glass (blue line). Run 2 with low-E glass (gray line). Run 3
with low-E EC glass (green line).
In the second phase a TC roof is added to the simulation. As the temperature changes, the
TC roof color reversibly changes from white to black. 30 years of Tampa average weather data
20
In the simulations it was assumed at temperatures above 77℉ (25℃), the roof will turn
white and turn black below 77℉ (25℃). Based on the weather data (See Table 6), we can
estimate the time when the roof is white or black. In addition, we have assumed that the roof
temperature follows the average weather temperatures, and that solar reflectance and infrared
emittance do not affect the roof temperature. From calculations, the roof is white for an average
41.67% of the time each year. In contrast, the roof is black for 58.33% of the time.
Table 6. Average weather temperatures over the past 30 years in Tampa (1985-2015)
Next, when the roof is white the “cool roof calculator” is used. The results show that
saves 0.095 $/ft2 per year for the office building. The cool roof calculator uses certain values,
such as the R-value, solar reflectance, and infrared emittance [32]. For our model, the R-value is
18, the solar reflectance is 70, and the infrared emittance is 90. The rest of the data relates to
electricity calculation, climate, and location. Subsequently, the data is combined with the weather
data to obtain results for the TC roof. The results show that for the office building the TC roof
saves 0.1504 $/ft2 per year, this corresponds to $37,600 per year. Similarly, the “cool roof
calculator” for the residential building gives savings of 0.07 $/ft2 per year. Data integration
21
shows that the TC roof can save 0.1108 $/ft2 per year or $277 per year. Finally, the simultaneous
use of low-E EC glass and TC roof provides energy savings of 35% for the office building and
The final stage is to identify a location in Chicago to run the simulations. For this case,
only the low-E glass and low-E EC glass were used and the results are shown in Figure 13 and
Table 7. For the office building, the low-E glass saves 12% of the energy or $16,800 per year,
while the Low-E EC glass saves 18% of energy or $26,055 each year. Comparing the two
locations, Tampa and Chicago, the effects of EC windows are roughly the same and even though
Tampa consumes more electricity than Chicago, the energy savings are almost the same.
Figure 13. Electricity consumption for an office building in Chicago (Windows). Run
1 is the base design with clear glass (blue line). Run 2 with low-E glass (gray line). Run 3
with low-E EC glass (green line).
22
The results for the residential house are shown in Figure 14 and Table 8. Low-E glass
saves 3.8% of the energy or $59 per year, while Low-E EC glass saves 4.6% of energy or $73
each year. From the chart (See Figure 14), we found that most savings are obtained in the
summer. Regardless of the location, Tampa or Chicago, EC glass can actually save energy.
Figure 14. Electricity consumption for a residential house in Chicago (Windows).Run 1 is the
base design with clear glass (blue line). Run 2 with low-E glass (gray line). Run 3 with low-E EC
glass (green line).
In the last part, low-E EC glass and TC roof in Chicago were used to run the simulation.
From the calculations through weather data (See Table 9), the average white roof usage per year
is 8.33% and the roof is black for 91.67% of the time. For the office building, when the roof is
white the “cool roof calculator” gives savings of 0.032 $/ft2 per year, and when the roof is black
23
the simulations indicate savings of 0.05 $/ft2 or $12,500 per year.
For the residential building, with a cool roof the energy savings correspond to 0.0048
$/ft2 or $12 per year. When both low-E EC glass and TC roof are used, the energy savings are
27.8% for a commercial building and 6.2% for the residential building.
Table 9. Average weather temperatures over the past 30 years in Chicago (1985-2015)
24
4. CONCLUSIONS
This study aims to assess the impact EC and TC technologies can have on buildings.
eQUEST software is used to simulate and evaluate the energy performance of a commercial
office building and a residential house. The simulations include modeling of low-E glass, low-E
EC glass and TC roof for two climatic zones in the US, zones 2 and 5. The simulation results
show the use of EC glass in an office building can produce 12% to 18% energy savings, while in
residential buildings 3.8% to 5.3%. The influence of EC glass on a commercial office building is
much greater than that in a residential unit because of the number of glass windows used in a
commercial building. A cool roof calculator was used to estimate the energy savings resulting
from the use of a white reflecting roof. When both a TC roof and EC glass windows are used, the
results show that the energy savings for an office building are 27.8% to 35%, while for
residential buildings about 6.2% to 23.8%, depending on the climatic zones. These are important
results and suggest the significance. This is an important energy saving measure for buildings,
In summary, all the results show that using EC glass and TC roofs significant impact on a
building’s energy use. Although this results are approximate and only just one piece of data,
because we ignored some factors that may affect them, it is significant enough to encourage
additional, more detailed, studies. In addition, cost, a very significant part of this analysis, was
not considered in this study. In the future, these technologies may turn into mainstream products.
25
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APPENDIX A. DOE GLASS LIBRARY
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APPENDIX B. eQUEST BUILDING SIMULATION WIZARD
With a few exceptions, all the default settings in eQUEST are used, as shown below:
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Figure A3. Building footprint on the eQUEST Building Simulation Wizard
This window can adjust the shape of the building. Roof area can also be calculated by
multiplying the X1 and Y1 footprint dimensions. On the right hand side, people can select a flat
roof or a pitched roof. The angle of the roof can also be controlled.
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Figure A4. Building envelope construction on the eQUEST Building Simulation Wizard
In this window, the building envelope can be adjusted. For instance, the roof type is built-up
roofing and the color is dark brown. The wall is made of concrete. In addition, R-value is 18 for
this roof.
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