Ronald Syme’s Tacitus was the culmination of both Syme’s career and modern Tacitean
scholarship. Cementing the reputation for diligent thoroughness that he acquired with The
Roman Revolution, it also seemed to provide the last word on the ancient historian. While recent
scholars have done a great deal to go beyond Syme’s work, my contention is that this picture of
finality is substantially correct, at least in its broad outlines. Proof of this is to be found in both
the nature of Syme’s achievement, and the ways in which later writers attempted to build upon
and surpass it. But to properly understand what Syme was reacting to, it is vital to have some
understanding of Tacitus’ modern reception history.
What follows are the highlights of Tacitus’ early modern and modern reception history.
After his rediscovery in the Renaissance, his thoroughgoing Realpolitik exerted a massive
influence on humanist thought, although significantly, Machiavelli opted to write his Discourses
on Livy’s Ab Urbe Condita rather than Tacitus’ Annales. From Ben Jonson’s Sejanus to Tacitus’
formative impact on Gibbon’s historiography, Tacitus was held up as a bastion of republican
values in the face of autocratic tyranny over the next few centuries. But notes of skepticism
began to be sounded in the 18th and early 19th centuries. Napoleon’s vituperative criticism can be
chalked up to his anti-republicanism, though he apparently “laughed at the notion that he disliked
Tacitus for his opposition to tyranny.”1 Perhaps the most noteworthy objector is Voltaire, whose
misgivings centered chiefly around Tacitus’ utility as a historical source. Voltaire complained
that from Tacitus’ operatic accounts of dynastic maneuvering, he learned very little of practical
import about Roman economics, legislation, and customs. On top of this, he criticized what he
perceived as “the extraordinary improbabilities in his account of Tiberius, Nero, and the others.” 2
1
Holland Rose (1912) 214.
2
Morley (1900) 304.
This ominous charge culminated in the mid-to-late 19th century, with the rise of scientific
historiography in Germany. As Ronald Martin writes, “By the 1860s a clear dichotomy had
begun to develop in Tacitean scholarship, and this split was to dominate the approach to Tacitus
for more than half a century. As a historian Tacitus’ reputation declined…But as a stylist he
continued to be acclaimed.”3 Work on Tacitus, in other words, was not viewed as entirely
worthless. His “histories” could still be studied in the way one might study Ovid’s love poems
or, perhaps more to the point, Seneca’s tragedies, but his days as a reputable source appeared to
be over. Martin goes on to speak of Mommsen’s “destruction” of Tacitus’ historiographical bona
fides, concomitant with the publication of important studies of his style. It is precisely this
dichotomy between substance and style, rather than a simple denigration of Tacitus as historian,
that will be so important to consider in looking at Syme’s accomplishment, to which we now
come.
Perhaps the first thing to strike the reader of Syme’s Tacitus is the sheer mass of
information which has been digested and marshalled by its author. It seems almost implausible,
that a single scholar, rather than, say, a small army of graduate assistants, could be responsible
for such a vast accomplishment. On closer inspection, this data is primarily related to
individuals, most of them unheard of and unheralded, who lived in the ancient Roman Empire.
Already on the second page, we hear that the emperor Nerva was the only friend of Nero’s to be
immortalized in a pair of statues, other than “the commander of the Praetorian Guard, Ofonius
Tigellinus.”4 In this sense, among the defining features of Syme’s magnum opus is its
employment of the prosopographical method he had perfected in The Roman Revolution. In that
work, Syme had utilized a minute account of the bit players in Augustus’ dynastic maneuverings
3
Martin (1981) 241.
4
Syme (1958) 2. Syme goes on to observe, somewhat glibly, that “[w]hat Nerva did to equal Tigellinus has not been
disclosed.”
to reach a portrait of Rome’s first emperor not far removed from Syme’s contemporary, Benito
Mussolini. In Tacitus, similarly, by mining every possible extant source, from the great
historians to the far corners of epigraphy, Syme aimed at an exhaustive picture of not just the
familiar faces in Roman history, but the relative nobodies. It should be pointed out that these
figures were almost invariably aristocratic nobodies, in keeping with Syme’s view of history as
shaped by the few and the powerful. In his description of Pliny’s career, for example, examined
as paralleling Tacitus’ in important ways, Syme paints a moving portrait of one Julius Bassus as
“an aged man, of many tribulations.”5 This imposing contextual edifice it not erected for its own
sake, however, but masterfully deployed to situate Tacitus the man, Roman, and historian,
rendering Syme’s work essentially unrepeatable. Even the most far-ranging excursuses are
shown to contribute to a fuller rendering of Syme’s main subject. Moreover, the
prosopographical method goes a long way toward rehabilitating Tacitus’s reputation as a
historian by showing the thoroughness of his own inquiries. In a sense, Tacitus himself followed
the same methodology as Syme avant la lettre.
Equally unique is Syme’s combination of historical and literary expertise. Tacitus is in
some respects a difficult work to categorize, encompassing as it does elements of biography,
prosopography, literary criticism, and analysis of historiographical method. For example, Syme’s
treatment of Tacitus’ use of earlier historians as sources bespeaks the same level of scrupulous
detail as his prosopographical efforts, while his lengthy excursus on the prose style of the
Annales is arguably the most thrilling part of the book. Delving into the minutiae of, for
example, how Tacitus’ vocabulary evolved over the course of his career toward a taste for the
recherché and the archaic, Syme exhibits both philological exactitude and acute literary
sensitivity. Or consider the following evocation of Tacitus’ sentence structure: “Tacitus seldom
5
Ibid. 79.
bothers to write a genuinely periodic sentence. Whereas Sallust was abrupt and truncated,
stopping before the reader expected, Tacitus goes ahead with preternatural prolongations, piling
on new items, often loosely co-ordinated, eked out with a participle or ablative absolute, on
which may depend another construction, until the sentence when it ends has generally carried the
story several steps forward, perhaps modifying or subverting the initial statement.”6 The shape of
Tacitus’ sentences becomes a mini-drama, one fascinatingly paralleled in Syme’s own breathless
verbiage—on which more below. In both cases, the historical and the literary, his expertise is
hard-won. While the footnotes exhibit his mastery of the relevant literature, mostly German, his
chief contributions are as a historian writing about a fellow historian, and a stylist writing about a
fellow stylist.
But in thus integrating historical exactitude with literary criticism, Syme was not just
doing something difficult to imitate. He was solving and dissolving the above-mentioned
dichotomy, almost a century old by the time he was writing, between Tacitus the historian and
Tacitus the stylist. Where German scholarship had hacked the two apart, despairing of the former
while continuing to praise the latter, Syme takes both sides of Tacitus seriously. His preface
states as much: “Tacitus has never gone short of praise for style and composition. His quality as
a historian might be another matter…The time is due for a juster appraisal, a closer approach to
the author and his epoch.”7 Syme’s achievement, then, is twofold. By rehabilitating the historical
aspect of Tacitus’ reputation, whether as a source for modern historians or a serious writer of
history in his own right, Syme was also able to reintegrate considerations of Tacitus’ substance
with an appreciation of his literary style.
6
Ibid. 347.
7
Ibid. v.
Syme’s own style is perhaps the hardest aspect of his work to pin down. Consider the
terse, dramatic opening of his prologue to Tacitus: “The Principate arose from usurpation. If one
man seized the power, so might another. Birth or energy, chance or a horoscope would declare
the ruler of the world.”8 There is no qualification, no hemming and hawing, just an abrupt,
almost prophetic declaration that reminds one, inexplicably, of the first blast of Beethoven’s 9 th
Symphony. In “Tacitus’ Syme,” Mark Toher has detailed the extent to which Syme’s work
involved assimilating and becoming his great predecessor and subject, and nowhere is this more
apparent than in his prose style. While Tacitean to the point of pastiche, Syme’s style somehow
reads as both original and impossible to replicate. From concision, harshness, and a disdain for
periodic structure, to a taste for ambiguity and sententiae, the hallmarks of post-Senecan Latin
prose, and of Tacitus’ prose in particular, are on ample display. While counter-examples could
no doubt be marshalled, it is difficult to imagine contemporary scholars choosing to present their
findings in so stylized and self-consciously literary a manner. Even in his own day, Syme was
perhaps an anachronism in this regard, hearkening back to Gibbon or Macaulay. By not
neglecting either half of Horace’s prescription prodesse et delectare, “to instruct and delight,”9
Syme enshrined his scholarship in a monumentum aere perennius, “a monument more enduring
than bronze.”10
What responses has this feat elicited? I have determined that they fall essentially into
three categories. First come the overwhelmingly positive assessments. Of this kind is Toher’s
article, mentioned above. A sophisticated treatment of the ways in which Syme emulated not
only Tacitus’ prose style, but his very worldview, “Tacitus’ Syme” verges on hagiography in its
blend of capsule biography and literary-historical appreciation. He quotes Syme’s evaluation of
8
Ibid. ix.
9
Ars Poetica, 333.
10
Odes, 3.30.
Mommsen and applies it to Syme’s own work: “It is a brilliant literary artifact, composed with
passion and enthusiasm—and with style in accord.”11 He goes on to posit that Syme “will remain
fundamental reading for anyone with a serious interest in Roman history.”12 Even Momigliano’s
famous (negative) characterization of Syme as a “moralist historian” is turned to good effect by
Toher via a quote by Syme about Sallust, demonstrating his awareness of this fact and its
concomitant dangers: “If his standpoint seemed to become moral rather than political, that was
not unmixed gain for an historian.”13 Syme is thus shown to be in no way blind to Momigliano’s
charge that he divided history into “good guys” and “bad guys.” While Toher is by no means a
blind or partial judge of Syme’s work, the relatively unmixed character of his praise is telling,
especially appearing as it does in Cambridge’s cutting-edge Companion to Tacitus.
Equally significant for my thesis are pieces such as S. P. Oakley’s on “Style and
Language” in Tacitus. While it is not directly an assessment of Syme’s achievement, his name is
scattered liberally throughout the footnotes, and the criticisms are, as in the case of Toher,
glancing at best. Syme is described as merely a “starting point” for the influence of Sallust’s
style upon Tacitus, but Tacitus shows up in a list of “scholarly work of a very high standard”
devoted to Tacitus’ vocabulary. In the “Further Reading” section, Martin’s 1981 treatment of the
topic is described as “the most balanced…in English,”14 but Oakley goes on to concede that
Tacitus’ tone is “evoked more forcefully by Syme.”15 The overall impression given by Oakley’s
bibliography is that Syme (alongside Draeger and other earlier scholars) is still authoritative. The
chief task is that of “updating” him with more recent yet substantially supplementary studies,
which build on Syme’s efforts rather than contesting or overturning them.
11
Toher (2009) 328.
12
Ibid.
13
Ibid. 321.
14
Oakley (2009) 211.
15
Ibid.
Finally, some recent articles stake out territory that was simply beyond Syme’s purview,
at least in his famous monograph. Syme’s focus was on Tacitus and his historical context;
questions of transmission, reception, and influence, while undeniably valuable, were not a part of
the task he appointed for himself. As such, even where contemporary scholars have seemed to
surpass him, they have in no way undermined the enduring value of his work. Martha Malamud,
for example, has examined Tacitus’ impact on the twentieth century novel, from usual suspects
like Robert Graves to more obscure figures such as Naomi Mitchison. Her stirring evocation of
Tacitus as providing writers with “‘examples of fortitude’ in troubled times”16 is a welcome
contribution to reception studies, but in no way detracts from Syme’s achievement. Indeed, many
of the other articles in the Cambridge Companion that rely least on Syme’s foundation are found
in the “Transmission” (=reception) section, including his influence on early modern political
thought, his relationship to Gibbon, and Krebs’ piece on the reception of the Germania, which
was later expanded into a book. Again, the emphasis is suggestive: the authors who have most
successfully moved out from under Syme’s shadow are those who have focused on topics
untouched by the master; Tacitus was laser-focused on the historian’s immediate context, rather
than his Nachleben.
It is no disparagement to later scholars to say that recent work on Tacitus consists largely
of “footnotes to Syme,” literal or otherwise. Even those articles which deal with the gaps and
silences in Syme’s work are a testament to the very thoroughness and finality of those areas
which he did address. Tacitus paradoxically called Galba capax imperii, nisi imperasset:
“capable of rule—if only he hadn’t ruled.”17 With Syme, the case is a little simpler. He was
capax imperii—of such imperium as the scholar possesses, that of a fiefdom of dates and
16
Malamud (2009) 316.
17
Historiae, 1.49.
footnotes and inscriptions and critical judgments—quia imperavit. Because he ruled. More
concretely, he did so by all but single-handedly reversing the Teutonic consensus that Tacitus,
while doubtless worth studying as a literary artist, was near worthless of serious consideration by
the standards of modern historiography. Syme put the lie to this assessment, and did so in an
enduring monument of scholarship, erudition, and critical acuity.
Works Cited
Holland Rose, John (1912). The Personality of Napoleon: The Lowell Lectures Delivered at
Boston in February-March 1912. G. Bell & Sons, Ltd.
Malamud, Martha (2009). “Tacitus and the twentieth-century novel.” The Cambridge
Companion to Tacitus, ed. A. J. Woodman, pp. 300-316. Cambridge University Press.
Martin, Ronald H. (1981). Tacitus. University of California Press.
Morley, John (1900). Voltaire. Macmillan and Company, Limited.
Oakley, S. P. (2009). “Style and Language.” The Cambridge Companion to Tacitus, ed. A. J.
Woodman, pp. 195-211. Cambridge University Press.
Syme, Ronald (1958). Tacitus, vol. I. Oxford University Press.
Toher, Mark (2009). “Tacitus’ Syme.” The Cambridge Companion to Tacitus, ed. A. J.
Woodman, pp. 317-329. Cambridge University Press.