Pedg 2017 7972461
Pedg 2017 7972461
Abstract—In the present paper the modeling and control of a The energy storage converter must exhibit mainly bidi-
Dual Active Bridge (DAB) converter with input and output filters rectional power flow capability and a high conversion rate
for energy storage systems (ESS) applied to DC microgrids has depending on the voltage levels employed. Many topologies
been described. The small-signal equivalent models are derived
from the averaged circuit of the converter. Since the DAB have been proposed to this sort of application with special
converter with filters exhibit distinct transfer functions for charge attention to the DAB converters. A DAB converter consists
and discharge modes, a double loop control and a method for of two full bridges connected to a high frequency transformer
smooth transition have been proposed. Simulations results are and an auxiliary inductor. Bidirectional power flow can be
presented in order to evaluate the proposed control technique. achieved controlling both bridges to apply phase-shifted square
Keywords—Dual Active Bridge, dc-dc converter, dc microgrid,
energy storage.
or quasi-square voltage waveforms across the terminals of
the transformer, which depend on the modulation techniques.
The most simple and traditional modulation scheme is the
I. I NTRODUCTION
Phase Shift Modulation (PSM) used in [1]. More elaborated
Microgrids are described as small distribution power sys- schemes have been developed to improve figures of merit such
tems which employ distributed generation and power man- as zero voltage switching (ZVS) and conduction/switching
agement to supply a set of local loads and that can operate losses across the entire operation range but at the expense
connected to or isolated from the utility grid. Lately, they of complexity [2].
have become an important topic in power electronics and Besides the minimum requirements for ESS applications,
electrical power systems fields, since they can promote greater the DAB converters have advantages over other dc-dc topolo-
penetration of renewable resources (RES) to the power grid, gies such as high power density, high power efficiency and low
reducing the dependency on fossil fuels, and enhance local number of devices [3], [4], which makes this converter a very
consumer power quality, since local network dynamics can attractive candidate to interface an ESS and a microgrid dc
be decoupled from the utility grid. Moreover, the microgrid bus. On the other hand, a relevant drawback is the high ripple
paradigm allows the development of local dc distribution, content of the converter input/output currents. To suppress the
usually associated with residential and commercial buildings, injected/output current ripples into the microgrid dc bus and
which can substantially increase the energy efficiency of the ESS, low pass filters are connected to both sides of a DAB
buildings, since most loads in these environments are intrin- converter. The circuit of the proposed converter with filters is
sically dc or may operate easily from a dc bus. Therefore, dc shown in Fig. 1.
microgrids can contribute towards net zero energy buildings. The control of the converter must take into account the
Renewable resources have a disadvantage of being strongly bidirectional power flow according to the microgrid operating
dependent on climate and environmental conditions and there- point. Since the DAB converter exhibit different transfer
fore the power generation may vary considerably. Isolated functions for charging and discharging modes, one current
microgrids based on RES may experience instability in case controller with adaptive parameters or two current controllers
of a mismatch between supply and demand. In order to with fixed parameters must be used. In this paper two current
mitigate this problem and to smooth out energy balance, controllers are employed. The microgrid dc bus and the ESS
ESS in microgrids have been considered independently of voltages are also controlled while discharging and charging
utility grid connection. Due to the natural dc behavior of the respectively. Seamless mode transition are achieved with a
accumulators, batteries and supercapacitors, a dc-dc converter finite state machine (FSM) based on [5].
must be used to interface the ESS and the microgrid dc bus.
This paper is organized as follows: Section II discusses
——————————————————————————————- the modeling of the DAB converter. Section III describes the
This work has been supported by the Brazilian agency CAPES. control of the DAB converter. Section IV presents the FSM
978-1-5090-5339-1/17/$31.00 ©2017 IEEE
High Voltage Low Voltage
ii Lf1 Bridge Bridge Lf2 iess
i1 i2
+ +
+ S1 S3 S5 S7 +
Ri,ess
Llk
C1 Rf1 Cf1 I Cf2 Rf2 C2 VESS
Rd,BGIC
Zm vdc v1 Vac1 L Vac2 v2
Cb1 Cb2
Vo,BGIC Cess Rsd,ess
S2 S4
N:1 S6 S8
- - -
-
used for smooth transition. Section V presents case studies. in [14] that the power transferred with PSM can be expressed
Finally, Section VI summarizes the contribution of this work. as
N V1 V2 d(1 − |d|)
P = 0.5 ≤ d ≤ 0.5 (1)
2Llk f
II. S MALL SIGNAL MODEL OF THE D UAL ACTIVE B RIDGE where N is the transformer voltage ratio, V1 and V2 are the
terminal voltages of the DAB converter, Llk represents the
The modeling of the DAB converter has been presented in auxiliary inductor plus the transformer leakage inductance, f is
the literature using different techniques, which can be divided the switching frequency and d is the phase shift. The literature
into simplified averaged model, continuous-time model and also uses the phase shift ϕ, which is given in radians. The
discrete-time model. In [3],[6],[7] the simplified averaged relation between d and ϕ is d = ϕ/π. From (1) the average
model is obtained from the input and output average currents, terminal currents are expressed as
related to each other by the transformer ratio. The small N V2 d(1 − |d|)
I1 = (2)
signal model is extracted through conventional perturbation 2Llk f
and linearization techniques [8]. In [9] an averaged model
N V1 d(1 − |d|)
that considers conduction and transformer power losses is pre- I2 = (3)
2Llk f
sented. In [10] the modeling and control of the DAB converter
has been achieved with gyrator theory, which resembles the Perturbing the average currents around an operation point,
method employed in [3],[6],[7]. A continuous-time averaged we need to consider the variables as averaged values plus a
model of the DAB converter which uses the dc and first small-signal such as: v1 = V1 +v̂1 , v2 = V2 +v̂2 and d = D+d, ˆ
order terms of transformer current and capacitor voltage as where the upper case letters are the dc operating points and the
state variables is presented in [4]. In [17] employed state- hatted letters are the small-signals variables. As only small-
space averaged over onde half cycle to derive the small-signal signal behavior is under evaluation, the dc terms are ignored.
transfer functions. In [11] an accurate small-signal model Assuming that the first order terms will be significantly more
discrete time for automotive DAB converter is detailed. The predominant than second order terms, the model nonlinearities
model yields highly accurate results at the expense of more can be neglected [8]. Therefore, the linearized small-signal
mathematical effort. Discrete-time modeling is also discussed model can be described as (4) and (5). The small-signal model
in [12],[13]. equivalent circuit is shown in Fig. 2.
This paper uses the averaged model presented in [3],[7]. In
this approach, the auxiliary inductor, high frequency trans- î1 = Gi1d dˆ + Gi1v2 v̂2 (4)
former and switches are substituted by dependent current î2 = Gi2d dˆ + Gi2v1 v̂1 (5)
sources and the converter is represented by its terminal average
currents I1 and I2 , which are identified in Fig. 1. In fact, where
neglecting those devices will lead to a model lower accurate î1 N V2 (1 − 2|D|)
Gi1d = = (6)
than the others. However, a simpler model facilitates the design dˆ v̂2 =0
2Llk f
of the controllers and may serve as the starting point for the
design of the converter after defining the microgrid and ESS î1 N D(1 − |D|)
Gi1v2 = = (7)
at system-level. v̂2 ˆ
2Llk f
d=0
The terminal average currents can be calculated from the
power flow expression for the DAB converter. Considering î2 N V1 (1 − 2|D|)
Gi2d = = (8)
fixed terminal voltages V1 and V2 , it has been demonstrated dˆ v̂1 =0
2Llk f
i1 i2 35
Magnitude (dB)
+ +
30
v1 v2 Complete Circ.
Averaged Circ.
25
Small-Signal Mod.
Gi1dd Gi1V2v2 Gi2d d Gi2V1v1 Analytical Mod
- 20
- 102 103 104
Frequency (Hz)
Fig. 2: Dual Active Bridge small-signal model.
0
Phase (º)
-50
Values -100
Parameters
High side filter Low side filter
-150
Lf 5µH 0.3µH 102 103 104
Cf 10µF 220µF Frequency (Hz)
Cb 33µF 660µF
Fig. 3: Frequency response of the control to ESS current
Rf 0.5Ω 0.026Ω
Gciessd transfer function for charging mode. Curve with “-
” represent the complete model, “∆” represent the averaged
î2 N D(1 − |D|) circuit,“+” represent the small-signal model and “o” represent
Gi2v1 = = (9) the analytical model.
v̂1 ˆ
2Llk f
d=0
Magnitude (dB)
Magnitude (dB)
Complete Circ.
40 Averaged Circ.
Small-Signal Mod.
0 Complete Circ. Analytical Mod.
Averaged Circ. 20
Small-Signal Mod.
Analytical Mod.
-5 0
102 103 104 102 103 104
Frequency (Hz) Frequency (Hz)
0 -60
Phase (º)
Phase (º)
-50 -80
-100 -100
-150 -120
102 103 104 102 103 104
Frequency (Hz) Frequency (Hz)
Fig. 4: Frequency response of the control to ESS voltage Fig. 6: Frequency response of the control to microgrid dc bus
Gcvod transfer function for charging mode. Curve with “-” voltage Gdvid transfer function for discharging mode. Curve
represent the complete model, “∆” represent the averaged with “-” represent the complete model, “∆” represent the
circuit, “+” represent the small-signal model and “o” represent averaged circuit, “+” represent the small-signal model and “o”
the analytical model. represent the analytical model.
45
150
Magnitude (dB)
Complete Circ.
Averaged Circ.
40 100
Small-Signal Mod.
Gain
Analytical Mod.
35 50
0
30 0 0.05 0.1 0.15 0.2 0.25 0.3 0.35 0.4 0.45 0.5
102 103 104
Phase shift
Frequency (Hz)
(a)
50
0.1
Phase (º)
0
Gain
0.05
-50
0
-100 0 0.05 0.1 0.15 0.2 0.25 0.3 0.35 0.4 0.45 0.5
102 103 104
Phase shift
Frequency (Hz)
(b)
Fig. 5: Frequency response of the control to ESS current Fig. 7: Small-signal transfer functions variation with phase
Gdiessd transfer function for discharging mode. Curve with “- shift for (a) Gi1d in blue and Gi2d in red and (b) Gi1v2 in
” represent the complete model, “∆” represent the averaged blue and Gi2v1 in red.
circuit, “+” represent the small-signal model and “o” represent
the analytical model.
As the static gains of the small-signal model transfer functions
vary with D, the design procedure of the current controller
mode; Gmod is the modulator gain, Rd is the droop resistance
must take this variation into account. For both operation modes
of the DAB converter.
the current controllers must guarantee adequate crossover fre-
The transfer functions Gciessd and Gdiessd can be calculated
quency and minimum phase margin across the entire operation
as (10) and (11) respectively, where ZLf 2 , ZCf 2 , ZCb2 are
range. In this paper PI controllers are proposed for current
the low side voltage filter branch impedances, ZC2 is the
control and were tuned using the pole placement method with
capacitor C2 impedance and Zess is the ESS equivalent RC
parameters shown in Table II.
circuit. Since Gciessd and Gdiessd are different, separate current
control have been proposed. The compensated current open The compensated voltage open loop transfer functions for
loop transfer functions for charging and discharging modes charging and discharging modes Tvc and Tvd respectively, are
Tic and Tid respectively, are described as described as
Tic = Gc1 Iess,cl
c
Gcv (14)
Tic = Gciessd Gmod Gci (12)
Tid = Gdiess Gmod Gdi (13) Tid = Gd1 Iess,cl
d
Gdv (15)
VESS* + iESS* + d c iESS c vESS
Gvc Gic Gmod Giessd G1
- -
(a)
c d
where Iess,cl and Iess,cl are the current closed loop transfer adaptively recalculated at every sampling time. The results
functions for discharging and charging mode respectively. The showed that the adaptive PI achieved consistent performance
transfer functions Gc1 and Gd1 are calculated as (16) and across all the operating conditions, but at the expense of more
(17) respectively, where Zm is the microgrid load impedance, effort in controller design.
ZLf 1 , ZCf 1 , ZCb1 are the high side voltage filter branch Assuming that the low-pass filters suppress sufficiently the
impedances, ZC1 is the capacitor C1 impedance. harmonic content of the currents no filter has been considered
to measure the controlled variables. In addition, for simplifica-
Gc1 = Zess (16)
tion purposes, sensors have been defined with unity gain and
As can be seen in (17) the voltage open loop transfer therefore provide unity feedback loop. Otherwise, the sensor
function in discharge mode may have its static gain varied gains would be inserted in the feedback loop and the forward
depending on the power flow. Likewise the method described path transfer functions would vary.
for the current loop, the voltage controllers must be tuned to
ensure converter stable operation for all phase shift allowed IV. T RANSITION CONTROL
values. The parameters of the proposed PI voltage controllers
were tuned using the same procedure used for the current Bidirectional control with two control loops is achieved
controllers and are shown in Table II. only if an adequate transition is accomplished [5]. Unfortu-
The operation range of the DAB converter is limited to nately most papers about DAB converter lack the power flow
0 ≤ |d| ≤ 0.3, since increasing the phase shift the conduction transition. In [16] a smooth transition between charging and
losses are increased due to the reactive power flow in the discharging operation modes was achieved with the use of one
transformer [3]. For this range and the controller gains tuned current controller and two competitive voltage loops. In this
the minimum phase margin and crossover frequency range are paper a double loop control is employed, thus the technique
shown in Table II for the inner current loops and outer voltage used in [16] is not applicable. Therefore to switch between
loops. As can be seen, the static gain variations of the small- charge and discharge modes a FSM based on [5] has been
signal model modify the current loops crossover frequencies. developed. The algorithm detects the microgrid operation point
On the other hand, the voltage crossover frequencies were not using the dc bus according to the microgrid droop design and
modified significantly. defines which control loop must be used. When a transition is
The major advantage of the fixed parameters is the ease detected, the algorithm enters in a special state. Neither control
to tune the gains of the PI controllers. On the other hand, it loops are used, but the last phase shift passed as reference to
is not possible to keep the same phase margin and crossover the modulator is sampled and directly increased or decreased
frequency for the entire operation range, since the small-signal to drive the ESS current gradually toward zero. The current
transfer functions modify the static gain of the forward path rate can be easily adjusted through a designer defined phase
loop according to the phase shift value. This means that the shift step value. When the current is near zero and dc bus
performance of the converter will vary across the operation voltage conditions are satisfied, charging or discharging mode
range. To improve performance, in [15] the proportional gain is set and the loop switching is effectively accomplished. To
of the PI controllers used to control the DAB converter is avoid instabilities, voltage and current hysteresis have been
ZC1 ZCf 1 //ZCb1 Gi1d ZCf 2 //ZCb2 + ZLf 2
Gd1 = Zm · · · (17)
ZC1 + Zm ZCf 1 //ZCb1 + ZLf 1 + ZC1 //Zm Gi2d ZCf 2 //ZCb2
iess (A)
Current Ki = 284.59 P M > 57° 1.95 − 7.7kHz -5
Discharge
Voltage Kp = 0.43 P M > 76.9° 195.7Hz -10
Ki = 338.02
-15
Table III: Parameters used in simulation
-20
Parameters
Symbol -25
Description Value 0 0.02 0.04 0.06 0.08 0.1 0.12 0.14 0.16 0.18 0.2
V1 High side nominal voltage 380V Time (s)
V2 Low side nominal voltage 48V Fig. 9: Energy Storage System current iess in (a) charging
N Transformer ratio 7.94 to discharging transition and (b) discharging to charging
Auxiliary inductance plus transition.
Llk 715.42 µH
transformer leakge inductance
f Switching frequency 20kHz
Pnom,DAD DAB nominal power 1kW ESS current, i ess (A) 20
Rd DAB droop resistance 3.6Ω
10
Pnom,BGIC BGIC nominal power 3kW
VBGIC BGIC open circuit voltage 380V 0
Phase Shift
0.1 0
0 -0.2
-0.1 -0.4
0.048 0.0485 0.049 0.0495 0.05 0.0505 0.051 0.0515 0.052 0.0525 0.048 0.05 0.052 0.054 0.056 0.058 0.06 0.062
Time (s) Time (s)
(a) (a)
0.1 0.2
Phase Shift
Phase Shift
0
0
-0.1
-0.2 -0.2
0.1515 0.152 0.1525 0.153 0.1535 0.154 0.1545 0.155 0.1555 0.156 0.152 0.154 0.156 0.158 0.16 0.162 0.164
Time (s) Time (s)
(b) (b)
Fig. 11: Phase shift reference in (a) charging to discharging Fig. 13: Phase shift reference in (a) charging-to-discharging
transition and (b) discharging to charging transition with transition and (b) discharging to charging transition with
dd/dt=127.7/s. dd/dt=12.77/s.
380
derived from the averaged DAB converter was employed to
state the transfer functions necessary for controlling the con-
375 verter. Bode plots indicated that the control-to-output transfer
functions analytically derived are in accordance with the ones
DC Bus voltage, v dc (V)
370
extracted from simulation models. PI controllers with fixed
parameters are proposed for the double loop control employed.
A FSM is proposed to control the DAB converter operation
365
modes. When a transition is detected the FSM drives the phase
shift applied to the modulator adequately to achieve smooth
360 transition. The rate of the ESS current during transitions can
be easily adjusted by software.
355
0 0.02 0.04 0.06 0.08 0.1 0.12 0.14 0.16 0.18 0.2
Time (s)
ACKNOWLEDGMENT
Fig. 12: DC Bus voltage for charging to discharging and This work has been supported by the Brazilian agency
discharging to charging transition. CAPES.
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